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1 DESIGNING FOR CONSTRUCTION HEALTH AND SAFETY (H&S) AND ERGONOMICS PROFESSOR JOHN SMALLWOOD CONSTRUCTION RESEARCH EDUCATION AND TRAINING ENTERPRISES (CREATE) [email protected] COPYRIGHT 2003 REVISED 2005, 2008, 2010, AND 2011 HEALTH AND SAFETY (H&S) CONSTRUCTION SEMINAR KEMPTON PARK, 10-11 FEBRUARY 2011

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Page 1: HEALTH AND SAFETY (H&S) CONSTRUCTION · PDF fileIntroduction (1) Although not ... Stop construction work not in accordance with design ... Very challenging elevated work Reinforced

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DESIGNING FOR CONSTRUCTION

HEALTH AND SAFETY (H&S) AND ERGONOMICS

PROFESSOR JOHN SMALLWOOD

CONSTRUCTION RESEARCH EDUCATION AND TRAINING ENTERPRISES

(CREATE)

[email protected]

COPYRIGHT 2003 REVISED 2005, 2008, 2010, AND 2011

HEALTH AND SAFETY (H&S) CONSTRUCTION SEMINAR

KEMPTON PARK, 10-11 FEBRUARY 2011

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Macro Construction H&S environment

Figure 1: Construction H&S – the macro environment (Smallwood, 1995)

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Introduction (1)

Although not inherently dangerous, there are numerous hazards and risks in construction

Systems, procedures and other strategies can mitigate and, or eliminate the hazards and risks – designing for construction H&S and ergonomics is one such strategy

Design dictates the materials and methods to be used

Design occurs upstream of procurement and construction

Designers act / contribute during procurement and construction in addition to during design

H&S issues apply / arise during all phases of projects: concept and initiation; detailed design and documentation; construction, and commissioning

© 2003 : Prof JJ Smallwood

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Introduction (2)

© 2003 : Prof JJ Smallwood

Design contributes to fatalities – design (in general) is cited as the cause of 35% of fatal accidents due to the 35% contribution of falls from heights to fatalities (Commission of the European communities, 1993)

450 Reports of construction fatalities and disabling injuries in the USA – 151 (33.6%) cases, the hazard that contributed to the incident could have been eliminated or reduced if design-for-H&S measures had been implemented (Behm, 2006)

‘Designing for H&S’ is a recognised competency

All religions – ‘I am my brother’s / sister’s keeper’

Ethics / Moral issue

Corporate social responsibility (CSR)

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Designing and safety

© 2003 : Prof JJ Smallwood

Natural-light openings, Port Elizabeth (Smallwood)

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Designing for safety

© 2003 : Prof JJ Smallwood

‘Balustrade’ precast concrete cladding, Cape Town (Smallwood)

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Designing for ergonomics and H&S

© 2003 : Prof JJ Smallwood

Precast concrete stair flights, Port Elizabeth (Smallwood)

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Designing and ergonomics and OH

© 2003 : Prof JJ Smallwood

‘Bush-hammered’ concrete, Port Elizabeth (Smallwood)

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Legislation

South Africa:

Designers liable for the impact of design on construction H&S and

ergonomics in terms of Section 10 of the OH&S Act

Construction Regulations include designer responsibilities

United Kingdom:

Construction (Design and Management) (CDM) Regulations:

Clients and designers linked to construction H&S

Integrate design and construction (H&S Coordinator)

© 2003 : Prof JJ Smallwood

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Construction Regulations (1)

Definition of ‘designer’:

A person who prepares a design

A person who checks and approves a design

A person who arranges for any person at work under his control to prepare a design

An architect or engineer contributing to, or having overall responsibility for the design

Building services engineer designing details for fixed plant

Surveyor specifying articles or drawing up specifications

Contractor carrying out design work as part of a design and build project

Temporary works engineer designing formwork and false work

Interior designer, shop-fitter, and landscape architect

© 2003 : Prof JJ Smallwood

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Construction Regulations (2)

Relative to Structures 9 (2) designers are required to:

(a) Provide clients with all relevant information that may affect the pricing of the work

(b) Inform Principal Contractors (PCs) of any dangers or hazards and provide information for the safe construction of the design

(c) Include a geo-science technical report, the design loading of the structure, and the methods and sequence of construction in a report made available to the PC

(d) Modify the design or make use of substitute materials where the design necessitates the use of dangerous structural or other procedures, or materials hazardous to H&S

(e) Consider H&S during maintenance subsequent to the completion of the project

© 2003 : Prof JJ Smallwood

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Construction Regulations (3)

(f) Conduct inspections to ensure conformance of construction to design

(g) Stop construction work not in accordance with design

(h) Conduct a final inspection and issue a completion certificate

(i) Minimise ergonomic hazards – commissioning and other phases

© 2003 : Prof JJ Smallwood

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Construction Regulations (4)

Clients required to:

4 (1) (a) Prepare and provide Principal Contractor with H&S specifications (designer input)

4 (1) (b) Provide PC with any information that may affect H&S (designer input)

4 (1) (f) Provide sufficient H&S information when changes made to design and construction (designer input)

4 (1) (h) Ensure that PCs have made provision for the cost of

H&S in their tenders (designer input)

4 (2 ) Discuss contents and approve H&S plan (designer

input)

© 2003 : Prof JJ Smallwood

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Construction Regulations (5)

Clients may:

4 (5) Appoint an agent in terms of the responsibilities, but

in terms of 4 (6) must be competent and have the resources

© 2003 : Prof JJ Smallwood

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Influence of designers (1)

Directly: Concept design

General design

Choice of structural frame

Details

Provision for services (construction ergonomics)

Specification of materials, finishes and processes

Consideration of H&S: During design coordination

During constructability reviews

Reference to H&S: During pre-tender site visit

Upon site handover

During site visits / inspections

During site visits / meetings

© 2003 : Prof JJ Smallwood

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Indirectly:

Selection of / advice regarding type of procurement system

Selection of / advice regarding preparation of contract

documentation

Decision regarding / advice with respect to project duration

Status of design upon commencement of construction (contractor

pre-planning)

H&S prequalification of contractors

Site location e.g. exposure to elements, power lines etc.

Site coverage e.g. availability for storage

Influence of designers (2)

© 2003 : Prof JJ Smallwood

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General design (1)

Shape of structure i.e. irregular plan shape

Pitch of roof i.e. high pitch

Over sailing sections (access to soffit / working overhead)

External work and finishes (elevated work to facades)

Position of ablutions relative to municipal services (depth of

excavations)

Pre-fabrication, pre-assembly and pre-casting:

Reduces elevated in-situ work

Reduces manual handling

Engenders mechanisation

© 2003 : Prof JJ Smallwood

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General design (2)

© 2008 : Prof JJ Smallwood

Bahia Temple, Delhi, India (Smallwood, 2005)

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General design (3)

Bahia Temple, Delhi, India (The National Spiritual Assembly of the Bahia’is of India, 2002)

© 2008 : Prof JJ Smallwood

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General design (4)

Bahia Temple, Delhi, India (The National Spiritual Assembly of the Bahia’is of India, 2002) © 2008 : Prof JJ Smallwood

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General design (5)

(Steel Construction, 2004) © 2005: JJ Smallwood

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Choice of structural frame (1)

Load bearing masonry: Mass of materials

Manual handling / Bending and twisting

On-site storage (housekeeping!)

Timber frame: Pre-fabrication

Light weight

Less on-site storage = enhanced housekeeping

Less manual handling

Engenders mechanisation

© 2003 : Prof JJ Smallwood

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Structural steel: Less on-site storage = enhanced housekeeping

Pre-assembly

Less manual handling

Very challenging elevated work

Reinforced concrete:

On-site storage (housekeeping!)

Manual handling / Bending and twisting / Use of body force

Challenging elevated work

Choice of structural frame (2)

© 2003 : Prof JJ Smallwood

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Details (1)

Affect constructability

Affect work method

Affect work postures

Affect required plant and equipment

May require access

© 2003 : Prof JJ Smallwood

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Details (2)

© 2008 : Prof JJ Smallwood

Externally installed full fenestration, Dublin (Smallwood, 2004)

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Provision for services (1)

Affects construction ergonomics:

No. of services e.g. in ceiling

Layering (horizontal plane)

Space for working and fixing e.g. in vertical ducts

Method of fixing

Therefore, optimum:

Coordination

Layering

Sectional area (vertical ducts)

© 2003 : Prof JJ Smallwood

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Materials (1)

May be / have:

Heavy - mass per unit / m / m2 / m3

Rough surface

Sharp edges

Toxic

Large e.g. ceiling / drywall panels and glass shop fronts

© 2003 : Prof JJ Smallwood

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Impact of design(ers) (1)

1 334 member practices of the South African Institute of Architects (SAIA) and 492 members of the South African Institute of Architectural Technologists (SAIAT):

Response rates: SAIA: 5.6% [72 / (1 334 – 38)]

SAIAT: 7.7% [37 / (492 – 12)]

© 2011 : Prof JJ Smallwood

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Impact of design(ers) (2)

© 2011 : Prof JJ Smallwood

Table 1: Importance of various project parameters to Architectural Practices and Architectural

Technologists (Smallwood, 2009)

Parameter

Architects Arch. Tech’s Mean

Mean

Score Rank

Mean

Score Rank

Mean

Score Rank

Project quality 4.74 1 4.59 1 4.67 1

End-user ergonomics 4.29 3 4.46 3 4.38 2

Environment 4.25 4 4.49 2 4.37 3=

Project cost 4.38 2 4.35 5 4.37 3=

Project time 4.20 5 4.38 4 4.29 5

Project health and safety (H&S) 3.94 6 4.19 6 4.07 6

Construction ergonomics 3.58 4 3.92 7 3.75 7

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Impact of design(ers) (3)

© 2011 : Prof JJ Smallwood

Table 2: Frequency at which Architectural Practices and Architectural Technologists consider /

refer to H&S on various occasions (Smallwood, 2009)

Occasion (Stream)

Architects Arch. Tech’s Mean

Mean

Score

Rank Mean

Score

Rank Mean

Score

Rank

Detailed design (Upstream) 3.83 1 3.30 2= 3.57 1

Working drawings (Upstream) 3.65 2 3.32 1 3.49 2

Concept (design) (Upstream) 3.61 3 3.30 2= 3.46 3

Preparing project documentation 3.46 4 2.81 5 3.14 4

Site inspections/discussions 3.38 5 2.84 4 3.11 5

Site meetings 3.35 6 2.73 6 3.04 6

Design coordination meetings 3.32 7 2.65 7 2.99 7

Client meetings 2.97 9 2.54 8 2.76 8

Constructability reviews 3.06 8 2.41 9 2.74 9

Site handover 2.80 10 2.16 10 2.48 10

Deliberating project duration 2.76 11 1.86 12= 2.31 11

Pre-qualifying contractors 2.51 13 1.97 11 2.24 12

Pre-tender meeting 2.57 12 1.78 14 2.18 13=

Evaluating tenders 2.50 14 1.86 12= 2.18 13=

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Impact of design(ers) (4)

© 2011 : Prof JJ Smallwood

Table 3: Frequency of which Architectural Practices and Architectural Technologists consider / refer to

H&S relative to various design related aspects (Smallwood, 2009

Aspect

Architects Arch. Tech’s Mean

Mean

Score

Rank Mean

Score

Rank Mean

Score

Rank

Plan layout 3.81 1 3.38 1= 3.60 1

Design (general) 3.75 3 3.38 1= 3.57 2

Details 3.78 2 2.97 6 3.38 3

Method of fixing 3.67 4 3.03 4 3.35 4

Specification 3.63 5 3.00 5 3.32 5

Position of components 3.38 7 2.97 7 3.18 6

Elevations 3.18 10 3.16 3 3.17 7

Finishes 3.50 6 2.65 11 3.08 8

Type of structural frame 3.17 11 2.92 9 3.05 9

Site location 2.96 14 2.95 8 2.96 10

Schedule 3.04 12 2.81 10 2.93 11=

Edge of materials 3.24 8 2.62 12 2.93 11=

Texture of materials 3.21 9 2.38 15 2.80 13

Content of material 3.01 13 2.54 13 2.78 14

Surface area of materials 2.79 15 2.41 14 2.60 15

Mass of materials 2.54 16 2.35 16 2.45 16

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Engendering H&S by designers

Consideration of H&S throughout all stages of design: brief; concept; detailed design, and working drawings

Pre-fabrication, pre-assembly, and pre-casting

Minimal work at elevated heights

Self-finished materials

Engendering of mechanisation

Appropriate procurement systems

Provision for H&S in contract documentation

Reference to H&S during pre-tender, pre-contract and contract phases of construction, and during commissioning and maintenance phases of projects (and recycling and de-construction)

© 2003 : Prof JJ Smallwood

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Key points

Design occurs upstream of construction

Designers influence H&S directly and indirectly

Directly through: general design; choice of structural frame;

details; method of fixing, and specification of materials and

finishes

Indirectly through: selection of procurement system;

preparation of contract documentation; decision regarding

project duration; pre-qualification of contractors on H&S,

and status of design upon commencement of construction

Designers are liable for the impact of design on construction

H&S

© 2003 : Prof JJ Smallwood

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References (1)

Behm, M. 2006. An Analysis of Construction Accidents from a Design Perspective. The Center to Protect Workers’ Rights: Silver Spring.

Commission of the European Communities. 1993. Four guides for the ‘temporary or mobile construction sites’ directive. Brussels: Office for Official Publications of the European Communities.

Republic of South Africa. 1993. Government Gazette No.

14918 Occupational Health and Safety Act. Pretoria.

Republic of South Africa. 2003. Government Gazette No

25207 Construction Regulations 2003. Pretoria.

Smallwood, J.J. 1995. The Influence of management on the occurrence of loss causative incidents in the South African construction industry. Unpublished MSc (Constr Man) Dissertation, University of Port Elizabeth, Port Elizabeth.

© 2008 : Prof JJ Smallwood

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References (2)

Steel Construction. 2004. Mining Engineering Category

Winner 12 North Shaft Headgear – Impala Platinum. Steel

Construction, August 2004, 32 – 34.

© 2005 : Prof JJ Smallwood