henry e hudson financial disclosure report for 2010

8/3/2019 Henry E Hudson Financial Disclosure Report for 2010

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,40 10Rev. 1/~011

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

I . P e r s o n Report ing (last nam e, f i rst , middle ini t ia l)Hu dson , Henry E.

4. Title (Article III judges indicate a c t i v e o r s e n i o r s t a t u s ;magist rate judges indicate fu l l - or pan- t ime)

U.S. Dis t r i c t Jud g e - - A c t ive

7. Chambers or Off ice Address7 0 1 Eas t Bro ad St ree tSu i t e 631 2Richmond , Virg in ia 23219-1833

2. Courl or OrganizationUSDC , Eas te rn Dis t r i ct o f V A

3. Date of R e p o r t05/02/2011

5a . Repor t Type (check appropr ia te ~pe)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the informat ion contained i n t h i s R e p o r t a n d a n y

m o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , it i s , in m y o p i n i o n , i n c o m p l i a n c e~ v i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

6. Repor ting Per iod01/01/2010

to12/31/2010

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed Complete all parts,checking the NONE box for ea ch part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Repo rf fng individual only; seepp. 9-13 of f i l ing instruct ions.)~] N O N E ( N o reportable positions.)

POSITION NAM E OF ORG ANIZATION/ENTITY

2.

3.

4.

5.

I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] N O N E (No reportable agreeme nts.)

1.1998DATE PARTIES AND TERM S

V i r g i n i a R e t i r e m e n t S y s t e m , J u d i c i a l p e n s i o n ( re t i r e m e n t e f f e c t i v e S e p t e m b e r I, 2 0 0 2 ; p a y m e n t c o m m e n c e d J a n u a ry2003)


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FINANCIAL DISCLOSURE REPORTPage 2 o f 8

N a m e o f P e r s o n R e p o r t i n gHu dson , Henry E .

D a t e o f R e p o r l05 /02/2011

I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instruction~.)A. Filers N o n - I n v e s t m e n t I n c o m e~ (No reportable income.)ONE non-investment

DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )I . 201 0 A d ju n c t P ro fe sso r, U n ive rs i ty o f R ichm o n d S ch o o l o f L a w $ 3,500.002. 2010 Lo f t Pres s , b o o k ro ya l t i e s $2,500.003.

4.

B . S p o u s e s N o n - I n v e s t m e n t In c o m e - i f you were m arried daring anyportlon of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

I.

2.

3.

4.

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)D NONE (No reportable reimbursements.)

3.

4.

5.

SOURCE DATES LOCATIONWi l l i am & M ar y S c h o o l o f February 12-13, 2010 Williamsburg, VAL a w

PURPOSEMoot Court

ITEMS PAID OR PROVIDED

Fo o d , l o d g in g


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 8

Name of Pe r son Repor t ingH u d s o n , H e n r y E .

Date of Repor t05/02/2011

V . G I F T S . a , c lu d e s , h o s e , o s p o u s e a , d d ~ , ~ e ~ t children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No re portable gif ts.)

SOURCE DESCRIPTIONI.2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a ~ c t u d e s t h o s e o l s ~ , o u s e o , d d , ~ , e n a , , t c h U d , e n ; s e e p S , . ~ 2 - ~ of filing instructions.)~ (No reportable liabilities.)O N E

CREDITOR DESCRIPTIONI. N avy Fed era l Cred i t Un io n VISA and Mastercard ( c r e d i t c a r d s )2. E x x o n M o b i l Cred i t ca rd3.

4.5.

V A L U E C O D E

J


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N a m e o f P e r so n Report ingH u d s o n , H e n r y E .

Date of Report05/02/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , .l .o , t . .n ~ o c , l o n s a n e l . d o ~ , l, o ~ e o I ~ p o u s e ~ n d dependent children; s e e p p . 3 4 - 6 0 of filing instruction~.)N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t io n o f A s s e ts Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

0) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe ( e . g .,e x e m p t f r o m p r io r d i s c lo s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)

V a lu e V a lu eC o d e 2 M e th o d( J - P ) C o d e 3

( Q - W )

T y p e ( e . g . ,b u y , s e l l,

redemption)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4)D a t e Value Gain

m m/d d/yy C od e 2 Code I( J -P ) ( A -H)

(5 )I d e m i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

I. B a n k o f A m e r i c a ( A c c o u n t s )2. Bran ch Ban k & Trus t (BB& T) (Acco u n t s )( C D s )3. C a r d i n a l B a n k ( S t o c k )4. N a v y F e d e r a l C r e d it U n i o n ( A c c o u n t s )( C D s )5. Campaign So lut ions , Inc .6. Frankl in High-Yield Fund7. D o m i n i o n R e s o u r c e s , I n c .8. American Fun d - Cap i t a l W o rld Gro wth an dI n c o m e F u n d9. A m e r i c a n L e g a c y I I - L i n c o l n N a t i o n a l L i f e1 0 . Virg in ia Ret i r ement Sys tem1 I . B l a c k r o c k F u n d s - L a r g e C a p1 2 . Blackrock Funds- In t lOppor tun i t ies1 3 . Blai r Wil l iams In t l G rowth Fund1 4 . D iamond Hi l l s Funds - Smal l Cap Fund1 5 . Frankl in Federal In termed ia te Term TaxF r e e I n c o m e F u n d1 6 . Frankl in Virg in ia Tax Free Income Fund1 7 . Go ld m an Sach s Tr . Fin . Square MMKT

A InterestA Interest

A Div id en dB InterestD Div id en dC InterestC Div id en dA InterestD Div id en dD Div id en dA Div id en dA Div id en dA Div id en dA Div id en dC Div id en dC Div id en dA Div id en d

J TK T

K T

L TL WL TM T

K TM TK T

JJJL

LJ

T

T

T

T

T

T

So ld

Sold(part)

So ld( p a n )

09/17/10

03/I 1/10

09/17/10

I. In com e Gain C o de s: A =$1.000 o r less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5,001 - $15.000(Se e Co lu m n s B I a n d D- l ) F =$50.001 - $100,0~ G = $1 00 ,0 01 - $ 1. 00 0. 00 ~ 1 11 = $1 .0 00 .0 01 - $ 5.0 0~ .0 ~ H2 =More than $5.000.0~O

2. V alu e C od es J = $15,000 o r le ss K -$15 .0~ 1 - $50 ,000 L = $50,0~1 - $100.000 M $100.001 - $250.000(See C o lumns C I and D3) N =$250,001 - $500.000 O =$500.001 - $1.000.009 PI =$1.000.091 - $5.000.0R) P2 -$5,0~0,001 - $25.000.000

P3 =$25,000.0~1 - $50.000,000 P4 =More Ihan3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S : Assessmen t T = Cm , h M a rk c t(See C o lumn C 2) U = Bo o k V a lu e V = Othe r W =E,t ima tc d

E =$15,001 - $50.000


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N a m e o f P e r s o n R e p o r t in gHudso n , H e n r y E .

D a t e o f R e p o r t05/02/201 I

V I I. IN V E S T M E N T S a nd T R U S T S - i n c ~ m e ~ v a l u e ~ t r a n s a c t i ~ n s ( ~ n c ~ u d e s t h ~ s e ~ f s p ~ u x e a n d d e p e n d e n t c h i ~ d r e n ; s e e p p . 3 4 - 6 ~ f ~ i n g i n s t r u c t i ~ n s . )N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe ( e . g . ,e x e m p t f ro m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) o r i n t . )

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(i) (2)Value Value

C o d e 2 M e t ho d( J - P ) C o d e 3( Q - W )

T y p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

Transactions during reporting period(2) (3) (4)

D a t e Value Gainmm/dd/yy C o d e 2 Code I

(J-P) (A-H)

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )

1 8 . Hotchkis & Wiley Core Value Fund A Div id en d1 9 . N u v e e n T r a d e w i n d s I n t l A Div id en d

Sold 05110/10(pa~)Sold 09/17/10

JJ

20 . N u v e e n l n t l V a l u e F u n d A Div id en d So ld 03/11/10 J21 . P i m c o - C o m m o d i t y F u n d A Div id en d J22 . W e l l s F a r g o A d v a n t a g e E n d e a v o r S e l e c t A Div id en d JFund23 . W e l l s F a rg o A d v a n t a g e S m a l l C a p A Div id en d J24 . J o h n H a n c o c k C l a s s ic V a l u e F u n d A Div id en d J25 . Artio In t l Equity Fund A Div id en d J

26 . Less Maso n V alue Trus t A Div id en d J27 . Apple , Inc. A Div id en d28 . Gen wo rth Fin an c ia l A Div id en d

TT

Sold 09/17/10(pan) JJ

T Sold 09/17/10(pan)T Sold 03/11/10(pan)T Sold 09/17/10(part )

Sold 03/18/10

J

J

J

JSo ld 02/23/10 J

CB

29 . Har t fo rd ln t lG rowth Fund A Div id en d J30 . M a n a g e r s T i m e S S Q A Div id en d31 . American Cen tury Fun d - V is ta Fun d A Div id en d32 . Camb iarO p p o r tun i ty Fun d A Div id en d

33 . H a r b o r F u n d I N S T L C l a s s A Div id en d34 . Harb o r Smal l Co Gro wth Fun d In v . A Div id en d

J

J

T S o ld 03 /1 8/1 0(pan)So ld 09/I 7/I 0

T Bu y 0 9 / 1 7 / 1 0

T Bu y 0 9 / 1 7 / 1 0S o ld 03 /1 8/1 0

J

J

J

J

J

I. Income Gain Codes: A =$ 1.000 or less B =$1.001 - $2.500 C = $2.501 - $5,000 D = $5,001 - $15 .000( see C o lumns B I and I M ) F = $50,001 - $100.000 G -$100.001 - $1.001.000 H I =$1.000,001 - $5,000.000 H2 =More than $5,000,000

2. Value Code~ J =$15.0OO or less K $15.0OI - $50.000 L =,$50.0OI - ,$100.000 M =,$100.0OI - $250.000(Se e Co lu m n s C I a n d D3 ) N =,$250.001 - $500.000 O - $ 5 0 0 . 0 0 1 - , $ 1 .0 O O . 0 O O PI =,$1.000.001 - $5.000.000 P2 =$5.000.001 - $25.00~.000

P3 -$25.000.001 - $50.000.000 P4 =More than $50.000,0003. Value Method Codes Q =Appr a i s a l R =Cost (Real Estate Only} S ~ A s ~ s s m c n t T = Ca s h M a rk e t(See C o lumn C 2) U =Book Value V = Othe r W =Estimated

E =$15.0OI - ,$50,000


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N a m e o f P e r s o n R e p o r t in gHudson , Henry E.

D a t e o f R e p o r t05/02/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o . , . , , , o t to , t .a . s a a i o . s a . a ~ . s ,h o s e o l s p o a s ~ ~ . d , ~ e p ~ d . ~ t children; s e e p p . 3 4 - 6 0 of filing instructiom.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o dO) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o un t T y pe ( e . g . ,

e x e m p t f ro m p r i o r d is c l o s u r e Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a lu e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value Value

C o d e 2 M e th o d(J-P) C o d e 3

( Q - W )

O)T y p e ( e . g .,b uy, s e l l ,

r e d e m p t i o n )

Transactions during reporting period(2) (3) (4)

D a t e Value Gainm r e d d d / y y C o d e 2 Code I

(J-P) ( A - H )

( 5 )I d e n t i t y o fbuyer/seller( i f p r i v a t e

t r a n s a c t i o n )

35 .

37 .38 .

S e c u r i t y E q u i ty F u n d M i d C a p V a l u e A D iv id e n d J T Bu y 09/17/10 JSecur i ty Equi ty Fun d Mid Cap V alue

To uch s to n e Larg e Cap Gro wth Fun dFord Motor Co.

A Div id en d

A D ividendA Div id en d

J

JT

T

Sold I 1/30/10( p a ~ )Sold 0 9 1 1 7 1 1 0(part )

J A

39 . AIM Glo b a l Rea l Es ta te A Div id en d J T4 0. D re yf us A pp . Fu nd4 1. R S I n v t . E m e r g i n g M k t42 . G enwonh Financia l43 . Toy ota MTRC orp .44 . Ci t ig ro up , In c .45 . B r a n d y w i n e B l u e F u n d46 . D W S S m a l l C a p V a l u e F u n d47 . Mo rg an Stan ley Mid Cap Gro wth Fun d48 . O p p en h e imer Dev . Mkt49 . S e n t i n e l S m a l l C o .

A Div id en dA Div id en dA Div id en dA Div id en dA Div id en dA Div id en dA Div id en dA Div id en dA Div id en dA Div id en d

J

JJJ.I

JJ

J

.I

TT

TT

T

T

TT

T

T

Bu y 09/22/I 0 JBu y 09/17/10 JBu y 05/24/10 JBu y 03/22/I 0 JBu y 0 4/1 9/1 0 JBu y 09]17110 .1Bu y 09/I 7/I 0 JBu y 03/I 1/10 JBu y 09/17/10 JBu y 09/17/10 J

I. In co m e Gain Co d es: A = $1.00~ or less B = $1,001 - 52,500 C =52,501 - $5,000 D =$5.001 - $15.000( S e e C o l u m n s B I a n d D 4 ) F = 550.001 - 5100.000 G = 5100,001 - $1,000,0 ~ H I = 51,000.001 - $5,0~0.000 H2 =More than $5,000,000

2. Value Codes J $15 .000 or l ess K =$15.001 - $50.000 L =$50.001 - $100.0~0 M =5100.001 - $250.000(See C o lunms C I and D3) N =$250.001 - $500.000 O = 5500.001 - $1,00~.00~ PI =$1.000.001 - $5.000.0~0 P2 =$5,000,001 - 525.000.000

P3 =$25.1X10.001 - $50.000.000 P4 =Mor e th an3. Value Method Cod,> Q =Appr a i s a l R =Cost {Real Estate Only) S = A s s e s s m e n t T = Ca s h M a rk e t(Sc Column C2) U = B o~ k Value V - O t h e r W = E s t im a te d

E :515,D01 -550,000


7/8

FINANCIAL DISCLOSURE REPORTP a ge 7 o f 8

Nam e o f P er so n R ep o r t in gH u d s o n , H e n r y E .

D a t e of Repor t05/02/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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FINANCIAL DISCLOSURE REPORTPage 8 of 8

N a m e of Person Repor tingH u d s o n , H e n r y E .

Date of Report05/02/201 I

IX. CERTIFICATION.

1 c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if any) isa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w i e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I fur ther c e r t i f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts which have been reported are inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature : S[ Henry E. Hudson

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F IE S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

C o m m i t te e o n F i n a n c i a l D i s c lo s u r eAdminis t ra t ive Off ice o f the Uni ted S ta tes Cour t sSui te 2-301O n e C o l um b us C i r cl e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

henry e hudson financial disclosure report for 2010

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