hia in transportation planning

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HIA in Transportation Planning: What to expect from transportation & public health stakeholders Nicole Iroz-Elardo, PhD [email protected] July 16, 2014

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Health impact assessment (HIA) has emerged in the U.S. as a promising way to increase social and environmental justice by addressing health equity within transportation planning. HIA seeks to augment the information base upon which public decisions are made. It does so through a multi-disciplinary analysis of how the project or plan impacts various social determinants of health. It also augments community and stakeholder engagement by providing a forum - usually through an advisory committee - where stakeholders can identify and deliberate about health interests related to the target plan. While HIA advisory committees are diverse by design, those managing HIA processes are often surprised at the differences between and within both the planning and transportation fields. This webinar reviews stakeholder engagement strategies common to HIA. It compares and contrasts the values, expectations, and methodologies that various types of planning and public health professionals often bring to the table. Finally, it identifies best practices for stakeholder engagement in HIA to maximize the collaborative nature of HIA.

TRANSCRIPT

Page 1: HIA in Transportation Planning

HIA in Transportation Planning: What to expect from transportation & public health stakeholders

Nicole Iroz-Elardo, PhD [email protected] July 16, 2014

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Outline  

•  Overview  of  HIA  •  Survey  of  the  Field  •  Why  Engage  Stakeholders  

•  Who  Par=cipates  

•  Types  of  HIA/Cases  •  Lessons  Learned  •  Best  Prac=ces  

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Systematic process

Data & analysis

Input from

stakeholders

Potential effects on

health

Distribution within a

population

Recommendations and mitigations

Inputs Outputs Conclusions

What  is  Health  Impact  Assessment?  

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Screening Scoping

Recommending Reporting

Monitoring

Evaluation

Assessment (Multiple)

The  HIA  Procedure  

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HIA  as  Health  in  All  Policies  

How  can  we  ensure  considera=on  of  health  in  decisions  made  in  non-­‐health  sectors?  

 

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Social and Environmental Determinants of Health

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Survey  of  the  HIA  Field  

Source:  hIp://www.healthimpactproject.org/hia/us#status:Complete  on  7/4/2014  

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Survey  of  the  HIA  Field  

Source:  hIp://www.healthimpactproject.org/hia/us#status:Complete  on  7/4/2014  

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WHY  ENGAGE  STAKEHOLDERS    IN  HIA?  

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•  “right  of  people  to  par>cipate  in  a  transparent  process  for  the  formula=on,  implementa=on,  and  evalua=on  of  policies  that  affect  their  life  both  directly  and  through  elected  decision  makers”    

–  Gothenburg  Consensus  

•  Generally  interpreted  to  include  par=cipatory  elements,  although  par=cipatory  nature  is  overstated.    

Founda=onal  Value:  Democracy  

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•  Norma=ve      Reflect  democra=c  ideals  • Empowerment  

•  Substan=ve    Improve  informa=on  

 

•  Instrumental    Generate  legi=macy  • Reduce  conflict  • Increase  odds  of  smooth  implementa=on  

Ra=onales  for  Par=cipa=on      

Glucker,  (2013).  Public  Par=cipa=on  in  Environmental  Impact  Assessment:  Why,  Who,  and  How?  EIAR  .  

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WHO  PARTICIPATES  IN  HIA?    

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Everyone!  

•  Public  Health  •  Target  Sector  (Transporta=on)  •  Government  

•  Advocacy  Organiza=ons  •  Decision  Makers  (hopefully)  

•  Public(?)  

HOW?      

HIA  Advisory  Group  

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Differences  in  Language  

• Mortality  vs  Fatality  • Morbidity  vs  Injury  •  Access  

– To  highway/road  system  – To  (health  promo=ng)  services  

•  Safety  – Real  vs  Perceived  

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Planning  and  Public  Health:    Diverse  Fields  

•  Land  Use  (zoning,  codes)  •  Transporta=on/Infrastructure  •  Environment  

 •  Design  •  Preserva=on    •  Community  Development  (Housing,  Social)  •  Economic  Development  (Real  Estate)  

•  Regulatory  (NEPA)  •  Toxicology  •  Engineering  

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Planning  and  Public  Health:    Diverse  Fields  

•  Biostats  •  Epidemiology  •  Environmental  •  Occupa=onal  •  Toxicology  (allied)  

•  Health  Services/Primary/  Clinical  Care  

•  Health  Management/Policy/Admin  

•  Community/Health    Promo=on  

•  Health  Behavior/Educa=on  

•  Child  &  Women’s/Maternal  

 •  Infec=ous  Disease  •  Interna=onal      

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Types  of  HIA  Harris-­‐Roxas  &  Harris  (2011).  Differing  Forms,  Differing  Purposes.  EIAR.    

Mandated   Decision-­‐Support  

Advocacy   Community-­‐Led  

Voluntary   No   Yes   Yes   Yes  

Purpose?   Meet  Regula=ons   Inform  the  Decision  

Change  the  decision  

Increase  Community  Control  

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A  Spectrum  of  HIAs…  

I-­‐710  Corridor  HIA  

Clark  County  Bike-­‐Ped  HIA  

Lake  MerriI  BART  HIA  

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Types  of  HIA  Harris-­‐Roxas  &  Harris  (2011).  Differing  Forms,  Differing  Purposes.  EIAR.    

Mandated   Decision-­‐Support  

Advocacy   Community-­‐Led  

Voluntary   No   Yes   Yes   Yes  

Purpose?   Meet  Regula=ons   Inform  the  Decision  

Change  the  decision  

Increase  Community  Control  

Health  Purpose  

Minimize  nega=ve  impacts  

HIA  Author?   Consultant  for  Government  Agency  

Informed  by   Environmental  Health  

Role  of  Stakeholders  

Technical  Info  

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Case:  I-­‐710  Corridor  

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Differences  in  Expecta=ons  

Transporta>on  -­‐  AQAP    

•  Regulatory  -­‐  Risk  Analysis  with  Toxicology  

•  Air  Quality,  Safety,  Noise    

•  NEPA  process  à  –  Timing  /  Data  Confiden=ality  –  Defined  Alterna=ves  

•  AQAP  Advisory  CommiIee    

Public  Health  -­‐  HIP  

•  Social  Determinants  of  Health  Analysis  (Epidemiology)  &  Equity  

•  Air  Quality,  Safety,  Noise  PLUS  bike-­‐ped,  access,  etc  

 •  Wai=ng  on  modeled  data,  but  then  

no  =me  for  health  models  

•  No  control    •  Used  to  working  with  public  

including  advocacy  groups    

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Types  of  HIA  Harris-­‐Roxas  &  Harris  (2011).  Differing  Forms,  Differing  Purposes.  EIAR.    

Mandated   Decision-­‐Support  

Advocacy   Community-­‐Led  

Voluntary   No   Yes   Yes   Yes  

Purpose?   Meet  Regula=ons   Inform  the  Decision  

Change  the  decision  

Increase  Community  Control  

Health  Purpose  

Minimize  nega=ve  impacts  

Maximize  Health  Min  Dispari=es  

HIA  Author?   Consultant  for  Government  Agency  

Government  Agency,  some  health  non-­‐profits  

Informed  by   Environmental  Health  

*Env  Health    *Social    *Health  Equity  

Role  of  Stakeholders  

Technical  Info   Inform  

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Founda=onal  Value:  Health  Equity  

•  “HIA  is  not  only  interested  in  the  aggregate  impact  of  the  assessed  policy  on  the  health  of  a  popula=on,  but  also  on  the  distribu>on  of  the  impact  within  the  popula>on  in  terms  of  gender,  age,  ethnic  background,  and  socioeconomic  status.”  

–  Gothenburg  Consensus  

•  SES  à  Spa=al  Distribu=on  •  Vulnerable  Popula=ons  (young,  old,  minority,  sick)  •  Implies  Decision  Rule  =  Maximize  Health  &                        Minimize  Health  Dispari=es  

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Case:  Clark  County  

PREPARED BY:Alta Planning + Design

October 2010

Clark County, WABicycle and Pedestrian Master Plan

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Good  Collabora=on  

•  Planning  and  Public  Health  had  a  decent  working  rela=onship  

•  Integra=on  of  Advisory  CommiIee  worked  because  Planning  allowed  Public  Health  significant  =me  on  the  advisory  commiIee  

•  Plan  was  not  terribly  conten=ous    – Health  Promo=ng  

– Vision    

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Types  of  HIA  Harris-­‐Roxas  &  Harris  (2011).  Differing  Forms,  Differing  Purposes.  EIAR.    

Mandated   Decision-­‐Support  

Advocacy   Community-­‐Led  

Voluntary   No   Yes   Yes   Yes  

Purpose?   Meet  Regula=ons   Inform  the  Decision  

Change  the  decision  

Increase  Community  Control  

Health  Purpose  

Minimize  nega=ve  impacts  

Maximize  Health   Min  Dispari=es  Max  Health  

HIA  Author?   Consultant  for  Government  Agency  

Government  Agency,  some  health  non-­‐profits  

Health  non-­‐profits  in  partnership  with  CBO  

Informed  by   Environmental  Health  

*Env  Health    *Social    *Health  Equity  

*Social  *Health  Equity  *Env  Health  

Role  of  Stakeholders  

Technical  Info   Inform   Guide  

Page 28: HIA in Transportation Planning

Types  of  HIA  Harris-­‐Roxas  &  Harris  (2011).  Differing  Forms,  Differing  Purposes.  EIAR.    

Mandated   Decision-­‐Support  

Advocacy   Community-­‐Led  

Voluntary   No   Yes   Yes   Yes  

Purpose?   Meet  Regula=ons   Inform  the  Decision  

Change  the  decision  

Increase  Community  Control  

Health  Purpose  

Minimize  nega=ve  impacts  

Maximize  Health   Min  Dispari=es  Max  Health  

Min  Dispari=es  Max  Health  

HIA  Author?   Consultant  for  Government  Agency  

Government  Agency,  some  health  non-­‐profits  

Health  non-­‐profits  in  partnership  with  CBO  

CBO’s  in  partnership  with  health  non-­‐profits  

Informed  by   Environmental  Health  

*Env  Health    *Social    *Health  Equity  

*Social  *Health  Equity  *Env  Health  

*Social  *Health  Equity  

Role  of  Stakeholders  

Technical  Info   Inform   Guide   Control  

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Madison Square Park

Source: http://memorymap.oacc.cc/project-info/taichichats.html

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Lessons  Learned  

•  Conflict  with  HIAs  onen  aligns  with  – Type  of  plan:  Health  Promo=ng  vs  Risk  Reduc=on  

– Scale  of  the  plan  – Previous/ongoing  rela=onships  between  planners  and  public  health  authors  of  HIA  

•  Good  facilita=on  can  go  a  long  way  •  Professionals  misjudge  other  professionals,  assuming  uniform  interests  

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Lessons  Learned  (con=nued)  

•  Transporta=on  planners  should  try  to…  – Understand  who  is  performing  the  HIA  to  hint  at  the  type  of  HIA  

– Learn  about  the  social  determinants  of  health  and  health  equity  

– Be  clear  about  data  =melines  

– Offer  GIS  data  if  available,  par=cularly  for  safety  

 

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Lessons  Learned  (Con=nued)  

•  HIA  prac==oners  should  try  to…  – Understand  regulatory  constraints  – Ask  about  past  health  partners  – Be  flexible  about  products  – Scoping  is  the  ideal  =me  for  stakeholder  engagement  à    budget  enough  =me  

– Beware  of  giving  up  control  of  the  HIA  advisory  commiIee  

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Best  Prac=ces  

•  Stakeholder  engagement  plan  •  Meet  with  planners  very  early  on  

•  Ask  about  the  =ming  of  their  process  and  when  they  would  most  appreciate  input  

•  Ask/aIend  each  other’s  advisory  commiIee  

•  In  advisory  commiIees,  do  not  assume  one  planner  or  one  public  health  person  can  represent  the  en=re  field  

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QUESTIONS?  

Contact  Info:  Nicole  Iroz-­‐Elardo,  PhD  [email protected]