history of concepts newsletter 1
TRANSCRIPT
Mailing Address Karin Tilmans / Wyger Velema,
University of Amsterdam,
Department of History, Spuistraat 134, 1012 VB Amsterdam,
The Netherlands
e-mail: [email protected]
http://www.hum.uvalnll-huizingainieuws
Colophon Editors: Karin Tilmans, Wyger Velema,
Freya Sierhuis Lay-out:
Bas Broekhuizen
• •
UIZINGA INSTITUUT Onderzoekschool voor Cultuurgeschiedenis
• Research Institute and Graduate School of Cultural History
• History of Concepts Newsletter
Nr 1, Fall1998
• • • •
• • • In this Issue:
• A Dictionary of Basic Historical Terms
• • • The History of Dutch Concepts
• Conceptual History Projects in Denmark
• The Conceptual History of Finnish Political Culture
• German Intellectuals, Unification and National Identity
• French Research on linguistic History of Conceptual usages
•
History of Political and Social Concepts Group: A statement concerning its founding and goals Melvin Richter, Fail 1998
T his organization brings together all those
concerned with the history of political and social
concepts. It is open to individual researchers, as well
as to those involved in larger projects, past, present,
or planned. Its goal is to establish a forum where ihe
many different approaches to conceptual history can
be discussed; intellectual and organizational
experiences shared; and comparative studies
prepared.
Thanks to Henrik Stenius (University of Helsinki and
Director of the Finnish Institute in London), ihe
foundation meeting was held at ihe Finnish Institute
in London, June 18-20, 1998. Those present came
from fourteen countries and represented collective
works on the history of political and social concepts
in Germany, France, The Netherlands, Finland,
Denmark, Sweden, Hungary, and Russia . The
participants agreed to form an international society.
This will meet regularly, publish a newsletter, and
develop an archive in one or more international
languages of projects and proposals, as well as
interviews with, and critical reflections by those who
have led and taken part in them. An e-mail network
and a home page will soon be established.
The newsletter, of which this is the first issue, will be
edited for the ftrst two years by Karin Tilmans and
Wyger Velema at ihe University of Amsterdam. They
can be contacted at the following address: University
of Amsterdam, Department of History, Spuistraat
134, 1012 VB Amsterdam, The Netherlands. This is
the address to which ihose interested in joining ihe
group should write and to which all materials for
inclusion in the second issue of the newsletter should
be sent.
The next international conference, planned by
Jacques Guilhaumou (Marseilles) and Raymonde
Monnier (Saint-Cloud) will be held in the Fall of
1999 at the Ecole Normale Superieure de Saint
Cloud, just outside Paris. Other members of ihe
group will also organize panels at meetings of
international and national organizations in disciplines
involved in ihe study of the history of political and
social concepts.
Taking part in ihe foundation meeting were: Reinhart
Koselleck (Bielefeld), Quentin Skinner (Cambridge),
Pim den Boer (Amsterdam), Michael Freeden
(Oxford), Patricia Springborg (Sydney), Bjorn
Wittrock (StockholmfUppsala), Janet Coleman
(London), Martin Burke (New York), Sisko Haikala
(Jyviiskylii), Daniel Gordon (Amherst), Tuija
Pulkkinen (Helsinki/Greifswald), Hans Blom
(Rotterdam), Jose Rosales (Malaga), Jacques
Guilhaumou (Marseilles), Raymonde Monnier (Saint
Cloud), Matti Hyviirinen (Tampere), Jan Ifversen
(Aarhus), Jan-Werner Muller (Oxford), MikhaiJ Ilyin
(Moscow), Gyorgy Bence (Budapest), Peter Baehr
(St. Johns, NewfoundJand), Karin Tilmans
(Amsterdam), Wyger Velema (Amsterdam), Uffe
Jakobsen (Copenhagen), Dario Castiglione (Exeter),
Christine Faure (paris), lain Hampsher-Monk
(Exeter); as well as the meeting's organizers, Kari
Palonen (Jyviiskylii) and Melvin Richter (New York).
The History of Dutch Concepts Wyger Velema
C onceptual history, or Begnffsgeschichte, has, of
course, long been a flourishing disclpime m
Germany, resulting, among other things, in the recently
completed monumental series Geschichtliche
Gnmdbegriffe. In recent years however interest in
conceptual history has, for a variety of reasons, spread
beyond Germany. The Handbuch politisch-sozialer
Gnmdbegriffe in Frankreich 1680-1820, which started
to appear in 1985, is a clear indication ofthis trend. For
although it originated in Germany, its contributors
include boih French and American scholars. The
growing international imporlance of conceptual history
is also evident in a number of recent Anglophone
publications, for instance in ihe work of Terence Ball
and Melvin Richter. Impressed and inspired by ihe
results of ihis international research, a group of Dutch
scholars, institutionally united in ihe Huizinga Institute,
decided to initiate a research project in Dutch
conceptual history.
1
From the beginning in 1990, it has been clear to all
those involved that the Dutch project can not and
should not aspire to the scale of either the
Grundbegriffe or the Handbuch. The Dutch project
selects a limited number of concepts - fifteen to (at the
very most) twenty-five - and studies these in great
depth. The history of each individual concept is
researched not by individual scholars, but by groups of
scholars, always including historians, historians of
literature, and an historians. This approach is intended
to stimulate both interdisciplinarity and the utilization
of a broad and varied range of sources. The discussion
about the concepts to be selected for study in depth is
still being conducted, but a majority of participants in
the project favors the following criteria for inclusion:
1. The concept should have played a prominent role in
Dutch public discourse over a long period of time; 2.
The concept should be of such central historical
imporlance that a reconstruction of its history should
contribute to a broad discussion about the existence (or
non-existence) of a specifically Dutch pattern of
conceptual history; 3. The concept should lend itself to
international comparison.
Although there are a number of significant differences
between the Grundbegriffe and the Handbuch, both
heavily emphasize the second half of the eighteenth
century as a crucial period of conceptual
modernization. The Dutch project also takes this period
as a main chronological focus. At the same time,
however, it includes the whole of the seventeenth
century and for some concepts goes back even further.
There are good reasons for following this path. The
position of the Dutch Republic was unique in early
modem Europe. It was a state without a monarchy (let
alone an absolute one), in its social life the aristocracy
was of relative insignificance, its economic life was
dominated by commerce instead of agriculture, and its
religious and cultural life was remarkably open and
pluralist. One of the questions the Dutch project will
attempt to answer is whether this extraordinary
political, social, economic~ and cultural situation
resulted in an equally unique pattern of conceptual
development.
At the present moment the work of the first two
research groups working on the concepts of 'liberty'
(E.O.G. Haitsma Mulier and W.R.E. Velema) and
'fatherland' (N.C.F. van Sas) is completed. The results
2
will be appearing in two volumes of essays, to be
published in the Spring of 1999 by Amsterdam
University Press. The launch of the flISt two volumes
in the series has been preceded by the publication of a
volume of general essays on conceptual history: lain
Hampsher-Monk, Karin Tilmans and Frank van Vree,
eds. History of Concepts: Comparative Perspectives
(Amsterdam, 1998). A third research group, working
on the concept of 'civilization' and chaired by Pim den
Boer, is in the process of finishing its work and will
hopefully go to press in late 1999 or early 2000. In
1996 the Dutch project received a major research
grant, specifically intended for the exploration of the
conceptual world of Dutch republicanism. This has
resulted in the fonnation of two more research groups,
one working on the concepts 'republicl
republican/republicanism' (Martin van Gelderen and
Wyger Velema), the other on the concepts
'citizen/citizenship' (Joost Kloek and Karin Tilmans).
Publication of these two volumes is planned for late
2000 or early 2001. Since the concepts that have so far
been selected for study in depth have been largely from
the sphere of politics, it is now generally agreed among
those participating in the project that a broadening of
scope is necessary. High on the list of priorities is the
expansion of the project to include the study of such
cultural concepts as virtue, sin and honor.
A comparative dictionary of basic historical terms Nikolai Kopossov, Project's Coordinator,
Saint-Petersburg State University
The Dictionary will offer a comparative analysis of
the principal terms used to conceptualize history
and society, with special reference to the vocabulary of
the social sciences. It is conceived as a means of
promoting mutual understanding between Russian and
Western scholars, as well as a contribution to the
critique of the social sciences' intellectual apparatus.
The novelty of the proposed project consists of the
systematic comparison of the key concepts of the
social sciences emanating from in different cultural
traditions. Both their meaning and the ways people use
them vary enormously in Russian, English, German
and French languages and in the respective intellectual
traditions in the social sciences. The main goal of the
Dictionary is to flnd these differences in order to create
an effective instrument of cross-cultural understanding.
This DiclionGlY will enable srudents coming from the
different culrural perspectives to get an adequate
understanding of the differences and similarities of the
foundations of the social sciences' intellectual
appararus in different culrures. Special attention will be
paid to the murual intellecrual influences and to
semantic transformations endured through the
acculrurated concepts. The Dictionary is addressed to
the large audience of srudents, researchers and
translators. As such it will enable scholars and students
to penetrate the barriers of language and raise the level
of understanding of societies by a significant order of
magnitude.
Russian social sciences need such a dictionary, and not
only because of the nearly century-long isolation from
Western social sciences. The opening of Russia
towards the West during the last decade has made
apparent both the possibility of successful
collaboration in this domain and the recurrent
misperceptions and growing frustration on both sides.
Since in the contemporary world social sciences are as
important a foundation of democratic society as of
international integration, their role in Russia's transition
to democracy should not be underestimated. The
Dictionary will help better integration of Russian social
sciences into the international community.
Three volumes will be published in two separate
editions in Russian and English, followed by the
Supplement containing bio-bibliographical information
about the thinkers concerned and their murual
influences. It is expected that the project will be
completed in 6 or 7 years by an international team of
about 50 or 60 authors. The list of entries will be
divided into thematic sections corresponding to the
main semantic flelds of the social sciences' vocabulary.
Each of these fields will be the subject matter of an
international workshop. Besides the regular meetings
(seminars, colloquia etc.l to be held both in Saint
Petersburg and abroad, close working contact between
the participants will be ensured by means of the
Internet The Internet will also pennit the rapid
publication of the workshops initial results, but
preliminary publications in the form of books are also
foreseen.
The introduction of Russia within the community of
Western nations makes the mutual understanding
between peoples the crucial issue of our time. Th.is is
especially true for the social sciences, given the
important role they play in the process of world
integration. But it is also true that the long isolation of
Russia from the West had profoundly marked its social
sciences, which throughout Soviet history were used as
an indispensable tool of propaganda. It goes without
saying that the terminology of Russian social sciences
was borrowed from other European languages. The
semantic transformations undergone by these terms in
their process of 'acculturation' due to the peCUliarities
of the national intellectual tradition, to Marxist
ideology, to the discursive practices of state
propaganda, and to the grammatical strucrures of the
Russian language, pertain to much less obvious and
less investigated issues. That is why even now, despite
growing international collaboration, the illusory
similarity of scientific vocabularies is an obstacle to
murual understanding which has produced a certain
frustration in both Russian and Western scientific
conununities. Hence the necessity of comparative
investigation of the main concepts of Russian and the
Western social sciences. The principal task of such a
srudy is to identify the linguistically fixed and
historically conditioned differences between national
traditions of understanding the social phenomena, as
well as the influence these differences exercise over the
thinking of the social scientists.
Th.is task obviously calls for broadening the framework
of analysis. The oversimplified opposition of Russia
and the West obscures the diversity of intellectual
traditions within what is currently refereed to as
Western science itself. In particular there is no
common European languages and even within
relatively homogeneous Western society the plurality
of languages creates a diversity of ways of looking at
the world. The comparison of the vocabulary of
Russian and Western social sciences has thus to be
complemented by that of the social nomenclarures
within the main European languages (at least in
English, French and Germanl. To be sure, linguistic
analysis of these nomenclarures requires the use of
methods developed by historical semantics on the one
hand, and by the cognitive sciences, on the other. Thus
the interplay of culMal contexts and mental
mechanisms responsible for the formation of our
3
concepts is itself the subject matter of empirical
research. In other words, the vocabulary of the social
sciences must be submitted to critical analysis. This
objective is of pressing importance for a number of
reasons.
The intellectual disorientation of the social sciences has
recently been discussed by many observers. From the
very beginning of their history dating back at least to
the XIXth century the social sciences laid down claints
to having discovered the universal laws governing
society. It was precisely to tackle this task that their
conceptual systems were created. Nowadays the
collapse of their major paradigms (such as Marxism,
structuralism or psychoanalysis) has made even the
possibility of such a quest problematic. Some
observers suggest that we live now in a period of the
most profound intellectual transfonnation, consisting in the abandonment of the 'regime of historicity'
inherited from the Enlightenment. This means that the
linear vision of historical time, dominated by images of
the future providing both the past and the present with
their meaning, has collapsed. It would appear that
some of the basic assumptions of the social sciences
have been put into question. So the intellectual climate
today seems favorable for the re-examination of their
intellecrnal apparatus.
The semantics of historical terms has been the subject
of many recent studies. Theoretical approaches in this
domain include German Begriffsgeschichte and the
discourse analysis of several English-speaking
historians. In the German tradition, concepts are
considered relatively stable and fIxed by language
clusters of meanings intrinsically linked to historical
phenomena whose essence can be immediately grasped
by means of the study of concepts. By contrast,
discourse analysis tends to reject the very notion of a
concept in favor of that of ideology or discourse,
regarded as a flexible system of linguistic behavior, so
that propositions (and the words they consist of) are
held to have meaning only insofar as they are linked to
particular historical contexts and discursive strategies. It would seem sensible to join the advantages of both
approaches, since words, propositions and discourses are equally important for semantic theory. At different
levels, there are irreducible mechanisms and structures
calling for appropriate methods of analysis. One should
ignore neither semantic structures of the notions nor
4
discourse strategies, rhetorical devices or means of
persuasion (so far as the very genre of the dictionary
makes it possible). But behind the occasional
contextually bound meanings of historical terms there
remain structural features of the social sciences
conceived as an intellectual paradigm, as a historically
constructed Weltanschauung, which is also appropriate
for investigation.
The comparative approach, which forms the core of
this project, is no doubt a privileged tool of critical
analysis. The structure of this Dictionary depends on
the logic of the comparative research. Since
comparison of particular terms is meaningful only
insofar as those terms are considered as elements of
larger conceptual systems, it is appropriate to begin
with the framework of semantic fIelds belonging to the
vocabulary of the social sciences. The Dictionary will
be divided into thematic sections corresponding to
these semantic fIelds considered as terminological
sub-systems (for example: power relations, types of
communities, forms of thought, ways of representing
time and space, etc.)
The initial choice of semantic fIelds cannot escape
arbitrariness, so that control over it must depend on
discourse analysis of actual conceptual networks. For
example, it is important to investigate to what extent
the boundsry between 'State' and 'society drawn by
nineteenth-century philosophy of law, has been
actually assimilated in different languages and
intellectual traditions and has consequently become
inherent to our ways of thinking. In other words, is it
true that terms that apply to power relations and terms
that describe types of communities actually form
distinct semantic fIelds, or are they interrelated in a
different way that does not necessarily imply the
State/Society dichotomy ? This kind of investigation, if
systematically pursued, could enable us to compare the
'thematisation' of the social world in the different
languages. For example, the difference between the
'social' and the 'cultural' seems to be much more
profound in Russian than in German, English or
French. In Russian, the 'social' (and especially its
equivalent of Russian origin, 'o6I1!ecmt:eHHbiff)
connotes primarily 'collective 'official', 'belonging to
the state' and ultimately 'inhuman ', while the social
roots of culture are often neglected. On the other hand,
in French and in English these terms are overlapping
and sometimes even interchangeable in a number of
contexts, while the Gennan tradition seems to be an
intermediary case. By contrast, in German the word
'Kullur' is semantically much stronger than the word
'Gesellschaft', especially if compared with French, so
that the French term 'Ie social' may be considered a
functional analogue of the German term 'Kultur since
both serve as key concepts of the respective social
vocabularies.
The study of the boundaries between semantic fields
should be complemented by the analysis of their
internal structures. For example, in German the field of
terms for forms of communities is structured around
the opposition of 'Gemeinschaft' and 'Gesellschaft',
which has no direct analogues in other languages under
study in this Diclionary (even in English the opposition
of 'society' and 'Community' is far less striking).
Similarly, the opposition of 'spirit' and 'Mind' (',l[yX
and 'Pa9yM) IS absolutely fundamental for
conceptualizing consciousness in Russian, while it is
much less significant - and is at the same time
modified - in English, while being almost absent in
French and German, where the notion of 'Esprit' (or
'Geist ') practically embraces the meanings of both
Russian words. But it is the same word 'Pa9yM which
is the only Russian equivalent for a term as significant
as 'Reason' ('Raison ', 'Vemunft,), that stresses the
opposition of the spiritual and rational. Or consider
another typical example, the word', 'Slale' ('Ela/',
'slaal;. Its Russian equivalent, 'FocyoapcmoO, springs from one of the Czar's titles, 'rocyoapb', reflecting the Byzantine idea of autocracy. Obviously,
the underlying vision of the State is a mixture of the
corresponding Western notion (known in Russia since
the XVIIth century) with a more despotic and
patriarchal concept of power. Undoubtedly the
identification of the State with one of its forms
resonates with the structure of the whole semantic field
of terms dealing with power relations. It is in the
framework of this structural comparison that we are
going to investigate the history of particular social
terms.
The structural and historical analyses should be
complemented by investigations of the different
cognitive mechanisms and forms of thought which
have bearing on the semantic structures of the
historical terms. The study of metaphors reflecting
extralinguistic experience (for example, that of space
and time) is one way to address this task. Another way
is to examine the classificatory devices social scientists
use to organize their material, since these devices play
an important role in the formation of social and
historical concepts.
To carry out such a program it will be necessary to set
up an international team of authors representing the
variety of both academic disciplines and approaches to
the study of historical concepts. The Dictionary should
be the result of a collective effort: to promote mutual
understanding of scientific communities its authors
should start by anempting to understand each other. It
is only by means of sustained collaboration through a
number of seminars, conferences and workshops that
an efficient team can be formed. The whole team will
have to be divided into working groups, each being
responsible for the investigation of a particular
semantic field. To ensure close contact between the
working groups some of the authors will be
encouraged to participate in more than one. Since the
project is a long-tenn enterprise, it could ensure the
collaboration of scholars belonging to the different
generations. For example, certain entries of the
Dictionary could be presented by the younger scholars
as the output of their dissertations jointly supervised by
elder colleagues from different countries.
An atmosphere of intellectual freedom will be an
important condition of success of the project, in order
that the researchers coming from different cultural and
intellectual backgrounds may work closely together.
Even the theoretical foundations of the Dictionary
should be studied through the dialogue of different
intellectual traditions, since the possibility of the
'translatability' of each tradition in the others' terms is
far from self-evident. For example, the program of the
Begriffsgeschichle too heavily depends on the meaning
of the German word 'BegriJt, connoting the possibility
of grasping intuitively the essence of a historical
phenomenon, not plainly perceptible to those
acculturated outside the German-speaking world. The
absence of such a notion in English, French or Russian
makes the whole idea far less persuasive for the
speakers of these languages. So we have to deal with
the fact that the intellectual means we mean to employ
to carry out the project are far from being uniform and
universally acceptable. It seems inevitable that we
5
should start by discussing them. Such theoretical work
should from the very beginning go hand in hand with
ernpllicalresearch.
The work on the Dictionary is to be anticipated by a
preliminary stage, which will allow the organization of
a team of authors, to fonnulate the theoretical program
and main hypotheses of the project, to gain experience
in using different methods of research and to prepare
the provisional versions of a number of articles. It is
expected that this stage will start in September 1998
and will take about two years. For this period, number
of international meetings are planned, including a
colloquium on "The Semantics of Historical concepts"
to be held at the Saint-Petersburg State University in
June 1999.
Conceptual History Projects in Denmark Jan Ifversen, European Studies, Aarhus
University
C urrendy in Denmark there are two research
projects concerned with conceptual history. One
project is part of a larger research program with the
title 'Democracy Project'. 'Democracy Project', which
is funded by the Danish Social Science Research
Council and affiliated with the Dept. of Political
Science of the University of Copenhagen, consists of
five sub-projects. One of these, 'Contested Concepts:
Changes in Political Concepts and Democratic
Development in Denmark', works within a definite
conceptual history perspective. The purpose of this
project is to achieve a clarification of central,
political concepts by investigating changes in the use
of these concepts in the political debate in Denmark
since 1945. At the center of the project are the
concepts of democracy and politics. In Danish
political culture democracy in particular has
constituted a contested concept that has been spread
out between different political positions ranging from
the national-popular ones (authentic democracy) to
grass-roots movements (close democracy) to
liberal-elitist ones. Consequently, this project will
focus on an analysis of which concepts of democracy
have been dominant among which actors at which
times, in which situations and with which purposes.
The analysis of the concept of democracy will
6
include other contested key concepts such as nation,
elite, citizenship, participation and representation. The project started in 1997 and will run for a
four-year period.
The other Danish research project concerned with
conceptual history was launched in 1995 under the
title 'Network in European Conceptual History'. The
initiative came from the European Studies program
of the University of Aarhus and was fmanced by a
small grant from the Danish Research Council for the
Humanities. The aim was to create a Danish network of researchers in conceprual history. The network has
especially concentrated on discussing the methodical
and theoretical implications of conceptual history.
Conceptual history has been discussed in relation to
many fields, among them linguistics, the history of
ideas and political science. In the spring of 1995 the
network arranged its first conference under the
heading 'Conceptual History between Language,
History and Ideas'. At the conference the current
advances within German and French conceprual
history were presented, among these Professor
Lusebrink's work on the intercultural <limension of
conceptual history and the work of French historians
on investigating the relationship between event and
concept (Sophie Wanich). In addition, the conference
treated the relationship between conceprual history
on the one hand and rhetoric and discourse analysis
on the other. Since then the network has continued its
work along these lines and it has held a series of
lectures on the relat ionship between conceptual
history on the one hand and discourse analysis and
literary analysis on the other.
The various methodical and theoretical discussions
may be systematized in four perspectives:
1. Concepts in discourse-Foucault's archaeology of
knowledge
2. Concepts in practice-sociological discourse
analysis (Norman Fairclough)
3. Concepts in texts-New Historicism
4. Concepts in conceptual patterns-development of
Begriffsgeschichte in Germany
(Reichardt and Lusebrink)
1. Concepts in discourse In Foucault's systematic archaeology of knowledge,
concepts function as one of the four central elements
in the analysis of discursive fonnation. The three
others are the object, the position of the subject, and
the strategy/theme. Foucault empbasizes "the
conceptual instruments" in the combination of
utterances in discourse. But in contrast ·to traditional
Begriffsgeschichte he empbasizes the necessity of including other linguistic elements besides the
semantic relation between word and concept. He
emphasizes in particular two decisive aspects: the
meaning of the position of the subject and the role of
the strategy. Both aspects point towards an emphasis
of the role of practice for the semantic level. For
Foucault it is a matter of pointing out the active role
of discourse (its practice) in the elaboration of the
content. By emphasizing the meaning of the position of the subject he associates a linguistic description of
discourse (enunciation) with a sociological one
(institution). The position of the subject acts as the point of enunciation in discourse and as the point of
authority in the institution. Likewise, strategy acts as
an internal demarcation of themes via concepts (but
conceptual analysis is not commented on) and as an
external demarcation via other discourses and
institutions. In respect to the external demarcation,
one must further distinguish between the demarcation
of other discourses (discursive competition) and of institutions. From the perspective of discourse, other
discourses must be regarded as an inter-discourse.
Therefore, a distinction bet\.Veen inter-discourse and
intra-discourse must be introduced in discourse
analysis (1. 1. Courtine) '. Interdiscourse functions as
the external point of reference that intra-discourse
deals with.
Furthermore, Foucault endeavors to establish a link
between discourse and "non-discursive practice, II
where the dividing line seems to be a question of the
degree of discursive coherence. Opposite the
systematizing discursive practices are apparently
looser practices such as for instance "everyday
practice".
The network's discussion of the archaeology of knowledge has given rise to what are two crucial
Jean-Jacques Courtine: Quelques problemes theoriques et methodologiques en analyse de discours, in Lamgages nr 62, pp. 6-127.
issues for conceptual history. One of them concerns
developing the fonnal, linguistic description of
conceptual architecture (see item 4); the other
pertains to the practical and inter-discursive
orientation of concepts in discourse (see item 2).
2. Concepts in practice The network's examination of Foucault's archaeology
of knowledge was prompted by the issues already
indicated by Koselleck in his discussion of the
relationship between conceptual history and social
history. The need to give conceptual analysis a
pragmatic foundation was highlighted by Koselleck.
But whereas he undertakes a separation of Begriff
and Sache, the network has been concerned with illuminating the inner coherence between the two
terms. Two questions arise in this connection: I) how
is the use of a concept embedded in the concept's field of meaning? 2) how does communicative
practice influence the meaning of the concept?
In continuation of Foucault, the linguist Norman
Fairclough has sought to answer these questions by
looking at the relationship between the type of
discourse and its use' In addition, the type of
discourse enters in the understanding of the
discourse. Fairclough places a pragmatic perspective
on discourse analysis in part by emphasizing the
"cues" built into the sender's orientation of discourse
towards a receiver, in part by illuminating the
meaning of the receiver's interpretation in the
decoding of these cues.
3. Concepts in texts A similar attempt to elaborate a pragmatics of discourse has been carried out within the movement
in modem literary history called New Historicism (NH). NH arose from an attempt to tone down the
boundaries between literary and historical analysis. In
the network we have especially been preoccupied
with NH as a new, historical textual analysis in which
texts are analyzed in a domain of tension between the
type of discourse (genre), the historical situation and
the strategy of the text. Strategy is taken to mean the text's potentials or choices in respect to existing
Nonnan Fairclough: Language and Power. London: Longman 1989; Discourse and Social Change. Cambridge: Blackwell 1992.
7
gemes and its specific representation of a historical
siruation (cf. Sache in Koselleck). The text thus
enters into a dialogue with existing geme
conventions in order to represent a certain historic
siruation. NH has especially been used to clarify the
relationship between individual texts and types of
discourse or genres in order to show how different
types of discourse can cross one another and thus
create new meaning in the individual text.
4, Concepts in conceptual patterns Within the narrow perspective of conceprual history the network has discussed the various new
developments in the circle around Handbuch
politisch-sozialer Grundbegriffe in Frankreich.
Inspired by strucrural semantics, the network has
been busy edifying the formal-analyrical side of
conceprual history. This has fIrst of all been reflected
in systematic work on constructing quantifIable text corpora ("quantitative-serial methods of
investigation"). Second, by means of analyses of
frequency it has sought to systematize the analysis of
conceprual patterns in delimited semantic fIelds . This systematics has been strengthened by a systematic
analysis of paradigmatic and syntagmatic relations
surrounding selected key concepts in the delimited
fIelds. Thus it has succeeded in qualifying its work on equivalency, complementarily and opposition in
conceprual analysis. Furthermore, it is shifting from analyses single words to analyses of sentences.
The network will continue its discussion of
theoretical and methodical issues in respect to
conceprual history. Two areas will be in focus in the
furure work of the network: fIrst, the development of
a historical Dramatics of discourse, in which the
network will seek to clarify the concepts' embedment
in the discourses used in connection with both
discursive cues and a systematic investigation of the
siruations where the discourses are exercised; second,
the investigation of the various possibilities
thematicized around the designation rhetoric.
The network has not only taken up theoretical and
methodical issues. The network has also been concerned with narrowing down key European
concepts. Focus has been directed toward the
concepts used in representing Europe as a unity of
some kind. The network has thus organized a series
8
of seminars aimed at illuminating the concepts of civilization and culture in a European context. The
shifting meanings of the concept of civilization were
considered in 1 8th century discourses in the fields of
ethnography and the philosophy of history. The modern use of the concept of civilization (from
Spengler and Elias to Huntington) has also been
carefully discussed and related to other concepts such
as the West and globalization . The concept of culrure
constirutes a crucial European concept that is a
concomitant to civilization and thus unavoidable in
work on key European concepts. Other associated concepts taken up by the network include those of
nation, empire and federation . It is the network's
intention to map out the semantic fields surrounding
a historical European discourse. This work will
continue with considerations of concepts like
respublica christiana, balance of power and
European integration .
Conceptual changes in European political cultures concepts in Context: The Conceptual History
of Finnish Political Culture
Matti Hyvarinen
History
O fficially, the Finnish project was launched in
1996 as a three-year project fmanced by the
Academy of Finland. The grant enabled the project to employ two doctoral srudents, and later on a research
assistant as well for one year. In 1997, Matti Hyvarinen, received a three year contract as a senior
researcher in the Academy of Finland with some
extra resources for the project.
The project did not start from ground zero. To point out just one thread in the background work, the
project was clearly proceeded by Kari Palonen's
landmark work on the concept of politics, both in Gennan and French, as well as his insistence on
propagating this approach to political thought and
political history among Finnish political scientists,
philosophers and historians.
The main result of the three-year period will
probably, and hopefully, be the two dissertations (by
Eeva Aamio and Ismo Pohjantammil, but the main
part of the work remains to be fulfilled over the years
to come.
Objective: to write an anthology The aim of the project is not an overview of the
history of Finnish political culture, not even broad
histories regarding the chosen concepts. To put it
another way, we are not planning to write a Finnish
version of the Geschichtliche Grundbegriffe. At this
stage of the work, the main purpose is to write an
anthology on chosen key 'analytical' concepts of
Finnish political culture. Such normative concepts as
liberalism, socialism and legalism, have also been
postponed to a further anthology. Perhaps a list of the
selected concepts, writers and their primary
disciplinary backgrounds may give a more tangible
conception of the project:
State (valtio)
Tuij a Pulkkinen (philosophy)
In practice, there are many problems with schedules
with a big and active group such as this. One of the
consequences may be that various articles will cover different periods of time, and writers may possibly
utilize different chunks of collected material.
Source materials The compilation of pre-selected materials for the
writers constitutes one of the main ways of working
together in the project. Over the rust year of work,
government appropriations to create new temporary
jobs were used to gain assistance for this compilation.
The main categories of material are:
I. The (partly) computerized databases of the
Concepts in Motion Research Institute for the Languages of Finland.
The Conceptual History of Finnish Political Culture We have had access to selected materials of old
Matti Hyvarinen, Kari Palonen, Henrik Stenius written Finnish (meaning the period before the
editors 1809 status as a Grand Duchy of Russia), and the
The Conceptllal Change of European Politics archives collected by Finnish linguists. The
Sattelzeit in Finland? database also includes a great deal of classic
Kari Palonen (political science) Finnish novels.
Finnish Political Languages Before the Autonomy
Kari Saastamoinen (history)
Citizen (kansalainen)
Hernik Stenius (history)
Democracy (demokracia, kansanvalta)
Ilkka Turunen (history)
Government, Administration , Domination (halli/us.
hallinto, hallinta)
Kyosti Pekonen (political science)
Nation, People (/cansa, kansakunta)
Ilkka Liikanen (history)
Party (puolue)
Eeva Aarnio (political science)
Politics (politiikka)
Kari Palonen (political science)
Power (valta)
Matti Hyvarinen (political science)
Representation, Parliamentarism (edustus.
eduskunla, parlamentarismi)
Ismo Pohjantammi (political science)
Revolution (vallankumous)
Risto Alapuro (sociology)
Society, Community (yhteisklmca)
Pauli Kettunen (history)
2. Lexicons, encyclopaedias and handbooks.
3. Manifestos of political parties (most of which are
available on disc).
4. Selected database of legislative material.
Records of the Parliament and its Committees
and Government reports for discussion and
legislation are available as copies.
5. A selection of key political periodicals is
available as in photocopy form. In a couple of
cases, the pre-selected material has been further
narrowed down for particular writers.
6. Political memoirs and biographies.
The Finnish Case From the thirteenth century to 1809, the present-day
'Finland' was a province of Sweden, and Swedish
accordingly was the language of administration,
politics and education. The growing nationalist
movement, that swelled from the 1830s onwards,
directed its protest against the domination of the
Swedish language and the Swedish elite. In this
process, written Finnish. was created as a purposeful
process by the rising "Fennoman" elite. The process
was amazingly rapid, with the basis of written
9
Finnish was created between 1840 and 1870.
Paradoxically, a number of the most radical
Fermomans had spoken Swedish as their mother
tongue, hence the entire beginning of Finnish
political culture took place within and in competition
with a dominant Swedish public arena. In addition to
Swedish, German, French, Russian and English had a
strong impact on the political language and are thus
relevant.
Most political concepts in the Finnish language are
therefore relatively young. Just a couple of words
like hallita (govern, dominate) and valta (power) are
very old German loan words. At least in the case of
valta (power), spoken Finnish had conserved old and
distinct features in comparison with the dominant
Swedish political culture of the mid-nineteenth
century.
In summary, the relatively short history of written
Finnish seems to enable quite a concise research
process and the usage of a relatively wide array of
sources.
The Project in Context
We are painfully aware of the fact that writing about
a small language area and a small political culture
cannot succeed in a vacuum. All of the conclusions
about "particular" Firmish fearures are valid only
after comparison with various languages and
cultures. We are certainly not able to do all of this
comparative work alone, if we are determined to
publish something in one lifetime The only solution
is a genuine international testing and comparison of
results. Again, we recognize a huge need for
commentary, in particular from the side of Swedish
scholars, but not forgetting other European
perspectives.
As a practical solution, we are planning an
international conference "Concepts in Motion. The
Conceptual History of Finnish Political Culture", that
will take place in Tampere in September of 1999. We
are not planning only to "translate" our articles on the
main concepts but to anempt to translate the "Finnish
imagery" into a clearly different language. Writing in
a foreign language can, therefore, be one method of
explicating the particular in one's own language.
10
German Intellectuals, Unification and National Identity Jan Muller, All Souls College, Oxford.
M y project analyzes the response of German
intellectuals to uruficatlOn and pOSSible
shifts in public discourse precipitated by unification.
It focuses on the origins of concepts, arguments and
patterns of thought used in post-unification discourse,
tracing them back to different German ideological
traditions, and to their earlier use in the Federal
Republic. An examination of the response of German
intellectuals to unification seeks to contribute to an
understanding of German political culture and
particularly the nature of present-day public
discourse on German national identity, citizenship
and foreign policy .. But it also aims to illwninate the
formative experiences of major intellectuals in the
Federal Republic during the 1950s and 1960s, and
explains their public stances at the time of unification
in part through these fonnative experiences.
A plurality of methods is used to examine both the
systems of thought of particular authors and the way
in which shared concepts have been contested and
redefmed in a sometimes very self-conscious battle
over cultural hegemony. In particular, the more
language-based approach to political thought, as
advocated by Quentin Skinner, is fruitfully combined
with Begriffsgeschichte, i.e. the conceptual
historiography mainly associated with Reinhart
Koselleck. Moreover. it argued that generation
conflict (as so often in twentieth century German
history) has played a significant role in the
post-unification debates.
In the case of individual authors, the morphology of
their political thought, their contestation of key
concepts and the consistency of their argwnents are
analyzed. In that sense, I seek to combine what
Richard Rorty once referred to as 'historical' and
'rational reconstruction'. Overall, the pluralist
methodology outlined above is underpinned by a firm
belief that methods developed in Anglo-Saxon
intellectual history can be fruitfully applied to
continental debates.
The study is prefaced by an account of national
identity and the quest for legitimacy in the two
Germanies since 1945. Special emphasis is placed on
the 'public uses of history' and the fact that German
intellectuals feel compelled to change perceptions of
the past if they want to alter Germany's self
conceptualization in the present. Subsequently, the
responses of two major West German intellectuals,
Guenter Grass and Juergen Habermas, are analyzed
in detail. Grass and Habenmas projected themselves
powerfully into the public sphere and brought most
intellectual capital to bear on their interventions.
Then follows a more general categorization of
responses by the West German left. Left-wing
intellectuals, trapped in debates of the past, lacked
the framework and criteria for reacting to a radically
changed situation. By completely rejecting the
. concept and language of nation they arguably missed
yet another opportunity in German history to link the
"new" nation with the ideas of civil society and
popular sovereignty, which had played crucial roles
in the East German and East European revolutions.
The left, by turning in on itself and extensively
debating 'what was left', created a vacuum of ideas
which a self-declared 'New Right' of young
academics unsuccessfully sought to fill. Alongside a
conceptual anatomy of the 'New Right', I present the
influential public interventions by the literary scholar
and publicist Karl Heinz Bohrer, especially his
critique of the old Federal Republic as apolitical and
provincial, and the call for 'national identity' by the
erstwhile leftwing writer Martin Walser. J argue that
the first strategic attempt by the New Right to
self-consciously conquer 'cultural hegemony' has
failed, both on an ideological and an institutional
level. This failure can be largely explained by the
lack of ideological innovation and institutional
support, as well as its lack of appeal in what remains
a broadly liberal political culture, and fmally the
continuing institutional and ideological strength of
the intellectuals of the old Federal Republic .
Finally. changes in a number of crucial concepts are
identified. The choice of these concepts is determined
by the fact that they structure public discourse as a
whole and that all intellectuals can be situated on the
intellectual field according to their interpretation of
these concepts. Conclusions are then drawn about the
characteristics of the 'intellectual field' in Genmany,
about changes in public discourse over the last five
years and about the politics of nationhood and
identity in Germany.
French research on linguistic history of conceptualusagese Jacques Guilhaumou, Raymonde Monnier
(CNRSjENS Fontenay-Saint-Cloud)
Methods of lexical and discursive . anal~sis set
forth in the LaboratolIe de lexlcometne et
textes politiques (ENSlFontenay-Saint-Cloud) are
hi in the generally related to « linguistic story
perspective of the lexical formal. Yet they never
presented range of results, in the field of political and
social concepts, like the German lexicons. We are
still concerned in such projects with the elaboration
of a Dictionnaire des usages sociopolitiques du
jran9ais contemporaiJJ, that takes actually two forms:
1. A I1thematic prototype" on the two last centuries
with the publication of a book, Les lennes de
l'imegalile e/ de i'egalile. Flux el reflux (J 8~ 20'
siecles).
2. Six volumes, and more than a thousand pages,
on the vocabulary of the French Revolution, with
a large I1Sattelzeit" if we may be allowed the
term 1770 1815.
Here we intend to distinguish the two projects. The
first one assumes the complex of usages as a
historical creation, but looks after a lexicographic
method that introduces linguistic aspects in a
Dictionary of concepts. The specificity of the
research led by Pierre Fiala mainly lies in a work on
corpus of texts (1740-1995), in a description of the
language usages in various discourses, after the
semi-quantitative methods of the Saint-Cloud
laboratory. It emphasizes on a diachronic description
of the linguistic and discursive qualities of some
characteristic tenms of political languages of our
time. The team undertook two years ago, as an
hypothesis, to work on the vocabulary of equality, a
concept and tenns that are at the core of actual
political and social debates. It has achieved into a
volume actually in press, on the terms of inequality
and equality. Ten monographs study the changes,
shifts and substitutions of words and their usages
from the eighteenth century to the present time. A
second volume, more turned to texts, will follow.
11
Such project, that stakes on plural discourses and
perspectives in limited fields of study, allows to work
on various cultural and linguistic uses and speech
acts, from the analysis of nonnative discourse to oral
corpus, but raises the problem about a synthesis
(tackled in the introduction) and the possibility of a
pertinent lexicon, The main point of the research
project remains that of an original lexical method; the
objective is to provide, on the same theme, a thematic
prototype, to be used either as a model of an article
for a Dictionary of concepts, or as the frame of a
Data base of social and political language usages.
The second project, which was undertaken before and
is closer to an issue, in a perspective of history of
discourses, is interested in the way language may
match to the context within the historical
understanding, So it is concerned with an history of
speech acts, a language investigation of texts and
contexts. The six volumes on revolutionary words are
not a lexicon of concepts, They describe the changing
contexts of the new political language (Sieyes'
"nouvelle langue polirique"), with great concern
about actions, options and operations of the
participants in the French Revolution, In this way, far
from a "domestictf research in linguistics, they
inquire into a taxonomy of concepts in an
henneneutic and pragmatic perspective.
conceptual Changes in Political Cultures Participants/ Addresses
Peter Baehr Dept. of Sociology
Memorial University of Newfoundland
St, John's New Foundland
Canada A I C 5S7
e-mail: [email protected]
Gyorgy Bence Dept. of Philosophy, ELTE
Piarista koz I
Pf. 107
1364 Budapest
Hungary
TeL+361-2663769
Fax,+361-2664612
e-mail:[email protected]
12
Pimden Boer Dept, of Cultural Studies
University of Amsterdam
Spuistraat 210
1012 VT Amsterdam
The Netherlands
teL +31 -20 525 3503 (office)1
+3 1-30-2515426 (home)
Fax +31-20-525 3052
Hans Blom Dept, of Philosophy
Erasmus Universiteit Rotterdam P,Q Box 1738
NL-300 DR Rotterdam
The Netherlands
fax: +3 1-10-212 0448
e-mail: [email protected]
Martin J. Burke Dept. of History
Lehman College
City University of New York
250Bedford Park Boulevard West
Bronx, New Yark 10468
USA
e-mail:martinj@alpha,lehman,cuny,edu
Dario Castiglione Dept, of Politics
University of Exeter
Exeter
UK e-mail:[email protected]
Sandro Chignola Via S, Mattia 16
1-37128 Verona
Italy
fax: +45-913880
Janet Coleman Dept. of Government
London School of Economics and Political Science
Houghton Street
London WC2A 2AE
UK Fax: +44-171-83 1 1707
Pierre Fiala ENS. Fontanay Saint Cloud-laboratoire de
lexicologie
Le Parc. 92211
Saint Cloud Cedex
France e-mail:Fiala@ens-fc l. fr
Michael Freeden Mansfield College
Oxford OX I 3TF
UK e-mail: [email protected]
Daniel Gordon Dept. of History
University of Massachussets
Amherst MA 01003-3930
USA
e-mail: [email protected]
Jacques Guilhaumou 29 Bd Rodocanachi
F-1300B, Marseille
France e-mail:[email protected]
Sisko Haikala University of Jyvaskylii
Dept. of History
PL 35
FIN -40351 Jyviiskylii
Finland
e-mail: [email protected]
lain Hampsher-Monk Dept. of Politics
University of Exeter
Exeter
UK e-mail: [email protected]
Birger Hermansson Dept. of political Science
University of Stockholm
S-1069 1 Stockholm
Sweden
e-mail:[email protected]
Lucian Holscher Lehrstuhl fur Neuere Geschichte III
Fakultiit fur Geschichtswissenschaft
Riihr-universitiit Bochum
Universitiitsstr. 150
D-44780 Bochum
Germany
e-mail [email protected]
Istvan Hont King's College
Cambridge CB2 l5T
UK
Matti Hyvarinen RlSS
University of Tampere
pi 607 Tampere
Fin-33 101
Finland
e-mail: [email protected]
fax: +358-3-21 56502
Jan Ifversen Center for Kulturforskning
Finlandsgade 26
DK-8200 Arhus
Denmark
e-mail:[email protected]
Pasi I halainen Dept. of History
University of Jyviiskyla
PL35
Fin-4035 l Jyviiskylii
Finland
e-mail: [email protected]
Mikhail Ilyin Journal "Polis"
Kolpachyi per 9a
Moscow / Leo Tolstoy Sir 7, 149
Moscow 11 902 1 (home)
Russia e-mail:[email protected]
13
Uffe Jacobsen Institute for Political Science
University of Copenhagen
Rosenborggade 15
DK-1130 Copenhagen
Denmark
tel: +45-35-323 404
fax: +45-35-323 399
e-mail: [email protected]
Nikolai Kopossov Collegium Budapest
Szentharomsag ut.2
1014 Budapest
Hungary
e-mail: [email protected]
Dana Khapayeva Collegium Budapest
Szentharomsag ut.2
1014 Budapest
Hungary
Rheinhart Koselleck Luisenslr .36
D-33602 Bielefeld
Germany
fax: +44-52 1-106 2966
Tina Lahogue Institute of Political Studies
University of Copenhagen
Rosenborggade 15
DK-1130 Copenhagen K
Denmark
e-mail: TI@ifs .ku.dk
Kia Lindroos 41 Milford Gardens
Edgware
Middlesex HAS 6EY
UK e-mail: [email protected]
14
Aladan Madarasz Institute of Economics
Hungarian Academy of Sciences
Budaiirsiut 45
Budapest
Hungary
e-mail: [email protected]
Raymonde Monnier 49 Chemin de la Vallee aux Loups
92290 Chatenay Malabry
France e-mail: [email protected]
Jan Werner Miiller All Souls College
Oxford OXI 4AS
UK e-mail: [email protected]
Kari Palonen Political Science
University of Jyvaskyla
PL35
Fin-4035 1 Jyvaskylii
Finland
e-mail: [email protected]
fax: +358-14-603 101
Van Peng Dept. of Political Science
University of Stockholm
S-10691 Stockholm
e-mail: [email protected]
Tuija Pulkkinen Kristiina Instituutti
PL29
Fin-00014 Helsingin yliopisto
Finland
e-mail: [email protected]
Institut fur Philosophie,
Emst-Moritz-Amdt-Universitat
Kapaunenslr. 5-7
D-17487 Greifswald
Germany
e-mail: [email protected]
lisa Rasanen University of Jyviiskylii
Political Science
Pl35
Fin-4035 I Jyviiskylii
e-mail: [email protected]
Melvin Richter Dept of Political Science
Hunter College
Cuny
New York 1002 1
USA
e-mail: [email protected]
Jose M, Rosales Dept. of Philosophy
Faculty of philosophy and literature
University of Malaga
E-29071 Malaga
Spain
e-mail: [email protected]
Quentin Skinner Cambridge University
Christ's College
Cambridge CB2 3BU
UK fax: +44-1223-339 557
Patricia Spring borg Dept of Government
University of Sydney
Sydney, NSW 2006
Australia
e-mail: [email protected]
Karin Tilmans Dept. of History
University of Amsterdam
Spuistraat 134
1012 VB Amsterdam
The Netherlands
fax: +31-20-525 4433 or
+31-23.5258420
e-mail: [email protected]
Balasz TrencsEmyi 1032 Zapor u.63 VIII. 46
Budapest
Hungary
e-mail: [email protected]
Keith Tribe Dept. of Economics
Keele University
Keele
Staffordshire ST5 5BG
UK
Wyger Velema Dept. of History
University of Amsterdam
Spuistraat 134
1012 VB Amsterdam
The Netherlands
fax: +31-20-525 4433
Bjorn Wittrock SCASSS
Gotaviigen 4
S-75236 Uppsala
Sweden
fax: +46-18-5211 09
e-mail: [email protected]
15
Book announcements
History of Concepts: Comparative Approaches
lain Hampsber Monk, Karin Tilmans and Frank van
Vree, eds. (Amsterdam University Press 1998)
293 p. ISBN 90/5356/306n, paperback, f. 69,50.
Agenda
15-18 september 1999 seminar ItConcepts in Motion: The History of
Finnish Political Culture"
contact: Matti Hyvarinen
RlSS
University ofTampere
pI 607
Fin-3310 1
Finland
email: [email protected]
fax: +358-3-2156502
14-16 oktober 1999 conference 'IThe History of Concepts, Comparative
Approaches / Histoire des Concepts, Approches
Comparatives"
Ecole Normale de Saint-Cloud, Paris.
contact: Raymonde Monnier,
UMR Lexiometrie et textes politiques
ENS Fontenay - SI. Cloud
Grille d'honneur - Le Parc
9221 I S I. Cloud
e-mail: [email protected]. or
Jacques Guilhaumou
29 BD Rodocanachi
F -13008 Marseille
16
Call for copy Please send any information relevant for this
Newsletter to:
Karin Tilmans / Wyger Velema,
University of Amsterdam,
Department of History,
Spuistraat 134, 1012 VB Amsterdam,
The Netherlands.
Please enclose also a diskette (WordPerfect or Word)
or send your copy to: [email protected]