homework 3 write up vjmc

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Abstract This paper describes various dimension reduction techniques on the results of the National Health and Aging Trends Study (NHATS), a survey that is designed to understand the life of aging adults later in life . A Principal Component Analysis (PCA) and several Factor Analysi e s (FA) are were used to the techniques explored for dimension reduction. For the Two Factor Analysi e s two extraction methods were utilized: , principal component method and principal factor method. Both o O rthogonal and oblique rotations were applied evaluated. to these factor extractions. In the end, the Principal Component Analysis is superior to Factor Analysis for the data available. was chosen over all the Factor Analyses.

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Page 1: Homework 3 Write Up vJMC

Abstract

This paper describes various dimension reduction techniques on the results of the National Health and Aging Trends Study (NHATS), a survey that is designed to understand the life of aging adults later in life. A Principal Component Analysis (PCA) and several Factor Analysies (FA) are were used tothe techniques explored for dimension reduction. For theTwo Factor Analysies two extraction methods were utilized:, principal component method and principal factor method. Both oOrthogonal and oblique rotations were applied evaluated.to these factor extractions. In the end, the Principal Component Analysis is superior to Factor Analysis for the data available. was chosen over all the Factor Analyses.

Croft, John Michael/South, 04/17/15,
Add title page back
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Data Preparation

The NHATS dataset contains an ID variable, which is useless for the Component and Factor Analyses, and a proxy response typeidentifier variable used to identify patients answering for themselves. whether the survey was answered via a proxy. Only ‘sample person’ responses records that indicate the individual responded to the survey without the use of a proxy were selected for thewere analyzedsis. Table 1 shows that 4,510 records were utilized for the PCA and Factor Analysesanalyzed.

Table 1: Non-Proxy Respondents

is3resptypeFrequency

Missing 179Inapplicable 213Sample Person 4510Proxy 897

Table 1 indicates missing values in the dataset. As shown by the variable ‘is3resptyp’ in the table above, the variables in the date set have missing values. Due to time constraints, only complete variables were analyzed; all variables with missing responses were removed. The following responses were set to missing for all variables: missing, inapplicable, and do not know. Also, there are several proxy specific questions that needed to be removed from the analysis. At a high level, the strings “PROXY” and “PRXY” were searched in the variable label to identify these proxy variables. Due to time constraints, only complete variables were kept for the PCA and Factor Analyses. By selecting only the complete records, all of the identified proxy variables were removed as well (Please see the SAS code for proxy variable identification if desired). Table 2 indicates that 132 variables are complete. and are candidates to be utilized for the PCA and Factor Analyses.

Table 2: Variable Missingness Response Count

Category Freq PercentCum Freq

Cum Percent

Zero 132 11.64 132 11.64%0.0-0.05 273 24.07 405 35.71%0.05-0.10 71 6.26 476 41.98%0.10-0.15 18 1.59 494 43.56%0.15-0.20 30 2.65 524 46.21%0.20-0.25 9 0.79 533 47.00%0.25-0.30 33 2.91 566 49.91%0.30-0.40 10 0.88 576 50.79%0.40-0.50 15 1.32 591 52.12%Greater 0.5 543 47.88 1134 100.00%

Croft, John Michael/South, 04/17/15,
Missingness is not a word.
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Once the complete records were selected, further investigation of the variables showed that there were variables included that are unrelated to the survey responses. Table 3 shows the additional variables there were removed and the reasoning for removal. Table 3 identifies additional variables removed.

Table 3: Additional Variable Removal

Variable ReasonSpid ID variable not appropriateis3resptype Constant not appropriatecg3todaydat5 Date not appropriatecg3todaydat6 Date not appropriatew3anfinwgt0-w3anfinwgt56 Appears to be results of an analysis on the surveyw3varstrat Appears to be results of an analysis on the surveyw3varunit Appears to be results of an analysis on the surveywa3dwlkadm Appears to be results of an analysis on the surveywc3dwaistadm Appears to be results of an analysis on the survey

PCA and FA were performed on After removing the non-survey question variables, we were left with 67 variables. for the Principal Component and Factor Analyses. This complete the data preparation.

Part A: Most Interpretable Analysis, the Principal Component Analysis

PCA yielded the The dimension reduction technique that yielded the most interpretable output. is the Principal Component Analysis. The primary advantage of PCA this technique is that it utilizinges an orthogonal rotation preserving the original axes’ 90 degree intersection. . This makes the principal components more interpretable. PCA oblique rotations were not considered. Since a PCA is intended to result in orthogonal components, we did not perform any additional rotations on the components.

Proportion of variance explained and a scree plot were used to determine the The number of principal components utilized. selected was based off the proportion of variance explained and the scree plot. The Based off the scree plot indicates, we select the first 3three components explaining. However, this only explains about 22.08% of the variance. The typical 80% cutoff is We could set a threshold for component selection. A typical threshold is around 80%, but that is not achieved until the 34th component. The marginal increases to variance explained after three components are not significant enough to include additional variables. At that point, we are not reducing very much, so we elected to use the 3 components that the scree plot suggests.

Figure 1: Scree Plot for PCA

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Table 4: PCA Eigenvalues of the Correlation Matrix

Eigenvalue Difference

Proportion

Cumulative

18.1044324

14.2608880

3 0.121 0.121

23.8435443

80.9972004

3 0.0574 0.1783

32.8463439

50.3636019

9 0.0425 0.2208

42.4827419

70.1160962

8 0.0371 0.2579

52.3666456

9 0.1406731 0.0353 0.2932

62.2259725

9 0.1528232 0.0332 0.3264

72.0731493

9 0.2150905 0.0309 0.3574

81.8580588

90.0995846

8 0.0277 0.3851

91.7584742

2 0.0711056 0.0262 0.4113

101.6873686

20.1834059

8 0.0252 0.4365

111.5039626

30.0748033

2 0.0224 0.459

121.4291593

2 0.0588168 0.0213 0.4803

131.3703425

10.1713821

5 0.0205 0.5007

141.1989603

60.0537373

3 0.0179 0.5186

Croft, John Michael/South, 04/17/15,
Figures this big should go in an appendix.
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151.1452230

3 0.0317402 0.0171 0.5357

161.1134828

30.0121668

7 0.0166 0.5524

171.1013159

6 0.0316017 0.0164 0.5688

181.0697142

70.0158253

9 0.016 0.5848

191.0538888

80.0287312

3 0.0157 0.6005

201.0251576

50.0298441

7 0.0153 0.6158

210.9953134

80.0351918

7 0.0149 0.6306

220.9601216

10.0032952

7 0.0143 0.645

230.9568263

30.0217011

7 0.0143 0.6593

240.9351251

60.0224250

7 0.014 0.6732

250.9127000

90.0079914

7 0.0136 0.6868

260.9047086

20.0142863

1 0.0135 0.7003

270.8904223

10.0104596

8 0.0133 0.7136

280.8799626

30.0050382

4 0.0131 0.7268

290.8749243

90.0273282

1 0.0131 0.7398

300.8475961

80.0126490

4 0.0127 0.7525

310.8349471

4 0.0121947 0.0125 0.7649

320.8227524

50.0077450

9 0.0123 0.7772

330.8150073

50.0309311

5 0.0122 0.7894

340.7840762

10.0214253

2 0.0117 0.8011

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The PCA resulted in three components that measured different constructs making the naming of the factors relatively simple. Table 5 shows the loadings for the first component’s loadings. The color coding (Green=High; Yellow=Moderate; and Red=Low) shows suggests nothat there are no cross-loadings between the first component and with the other two components. The vVariables that loaded on the first principal component are related to the ability of the the individual’s to balance and movement. The first component was named “Balance/Mobility”.

Table 5: Loadings for Component 1

Original Variables Prin1 Prin2 Prin3mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES

0.243157

0.015635

0.030634

ba3dblftadm R3 D BALANCE FULL TANDEM ADMIN0.24113

1 0.02113 -0.1458

ba3dblstadm R3 D BALANCE SEMI TANDEM ADMIN 0.238860.02657

7 -0.18704sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.23543

0.044858

0.000795

mo3doutdevi R3 D GO OUTSIDE USING DEVICES0.23260

30.02517

80.02524

5

ch3drchradm R3 D REPEAT CHAIR ADMIN0.23225

10.03843

2 -0.14685

ch3dschradm R3 D SINGLE CHAIR ADMIN0.21446

70.04141

8 -0.2161

ba3dblssadm R3 D BALANCE SIDE BY SIDE ADMIN0.21331

10.03719

7 -0.22803mo3douthelp R3 D GO OUTSIDE USING HELP

0.206145

0.057931 -0.00065

Table 6 shows the second component’s loadings. for the second principal component. Again, the color coding shows that there isNo no cross-loading appear with the other two components. The vVariables that loaded on the second principal component are related to the to the individual’s’s household and family size. The second component was named “Household/Family Size”.

Table 6: Loadings for Component 2

Original Variables Prin1 Prin2 Prin3hh3dlvngarrg R3 D LIVING ARRANGEMENT 0.008616 0.324399 -0.08289hh3dhshldnum R3 D TOTAL NUMBER IN HOUSEHOLD -0.0119 0.30869 -0.09222hh3dhshldchd R3 D TOTAL CHILDREN IN HOUSEHOLD 0.029299 0.263683 -0.06513cs3dnumchild R3 D NUMBER OF CHILDREN 0.004973 0.191259 -0.0091cs3dnumdaugh R3 D NUMBER OF DAUGHTERS 0.014425 0.148269 -0.01082cs3dnumson R3 D NUMBER OF SONS -0.00682 0.14089 -0.00298

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Table 7 shows the third component’s loadings. for the third principal component. Again, the color coding shows that there is nNo cross-loading appear with the other two components. The vVariables that are loaded on the third principal component are related to the individual’s daily ability to perform everyday takes to take care of themselves. The third principal was named “Basic Care”.

Table 7: Loadings for Component 3

Original Variables Prin1 Prin2 Prin3

sc3ddressfdf R3 D DIFF LEVEL DRESSING SELF0.08634

7 0.08180.35697

6sc3ddresdevi R3 D USES DEVICES WHILE DRESSING

0.089676

0.061617

0.290535

sc3dbathsfdf R3 D DIFF BATHING SELF NO HELP

0.011438 0.05149 0.28953

sc3dtoilsfdf R3 D DIFF LEVEL TOILETING SELF0.09517

7 0.081140.26597

9mo3dbedsfdf R3 D GET OUT OF BED 0.08032

0.072452

0.259304

sc3deatsfdf R3 D DIFF EATING BY SELF WO HELP0.10813

80.07142

60.23882

1

In summary, the PCA generates orthogonal components. Three of these components were selected to represent the 67 variables. These three components only explain about 22% of the variance in the 67 variables. Since adding additional components marginally increased the variance proportion result in minimal gain in proportion explained, we elected to just use the 3three components were utilized, supported byas the scree plot suggests above. No There were no cross-loadings occurred across within the components. With no cross-loadings loadingsor correlations between the components, the constructs allowed for simple component interpretation. naming of the components.

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Part B: Compare and Contrast the Various Techniques

As stated in the abstract, several dimension reduction techniques for dimension reductionwere explored. This section seeks to explain the similarities and differences of the various results among the techniques that were applied.

Figure 2 through Figure 4 compares the scree plots for the PCA and the Factor AnalysisFA with two different extraction methods. The first two scree plotsFigures 2 and 3 are are identical.exactly the same since the first scree plot is for the PCA and the second scree plot is for the Factor Analysis using the principal component extraction method. The third scree plot isFigure 3 differs somewhat different from the first two with as there appears to be less distinction between factors three and four. the third and fourth factor. Consequently, the PCA and the Factor AnalysisFA (using the principal component extraction methodcomponent method) agree, extracting and extract three components/factors. The Factor AnalysisFA ( using the principal factor extraction method) only extracted two components. Note that the issue of proportion of variance explained is similar to the PCA for both Factor AnalysesFAs (see appendix proportion of variance explained tables if desired).

Figure 2: Scree Plot for PCA

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Figure 3: Scree Plot for Factor AnalysisFA (Principle Component Method)

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Figure 4: Scree Plot for Factor AnalysisFA (Principle Factor Method)

Each of the various techniques identified very similar underlying constructs. However, the constructs did variedy depending on analysis type (PCA or Factor AnalysisFA) and the number of components selected (the Factor AnalysisFA with 3 factors had slightly different constructs than the Factor AnalysisFA with 2 factors).

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The Factor AnalysisFA (using the principal components extraction method) with an varimax (orthogonal) rotation resulted in three factors extractedions. Factors one and two had three variables that were cross-loaded (R3 D MOVE INSIDE WITH DEVICES, R3 D GO OUTSIDE USING DEVICES, and R3 D HAS HELP WHILE BATHING) making factor naming somewhat difficult given the constructs appearing in both factors.. See Table 8 for shows the factor loadings. The following are the factor names respectfullyRespectively, factor names are: “Balance/Mobility”, “Basic Care”, and “Living Situation”.

The Factor AnalysisFA using the( principal components extraction method) with an HK (oblique) rotation resulted in three factors extractedions. Factors one and three had three variables that were cross-loaded (R3 D MOVE INSIDE WITH DEVICES, R3 D GO OUTSIDE USING DEVICES, and R3 D HAS HELP WHILE BATHING) making factor naming somewhat difficult. given the constructs appearing in both factors. See Table 9 shows for the factor loadings. Respectively, factor names areThe following are the factor names respectfully: “Balance/Mobility”, “Living Situation”, and “Basic Care”.

Orthogonal and oblique rotations yielded cross-loadings with similar underlying factor constructs, although the order changesGiven the last two results, we see that when variables were cross-loaded using the varimax rotation they were cross-loaded using the HK rotation as well. We also notice that the underlying constructs are the same given each rotation; however, the order of the constructs change (see the factor names for factors 2 and 3 on each rotation). The FA underlying constructs for the Factor Analysis are similar to those PCA’sof the PCA with the exception for of “Household/Family Size” (PCA) in the PCA and “Living Situation” (FA)in the Factor Analysis.

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Table 8: Factor Analysis (Principal Component Method) Varimax Rotation Loadings

Principal Component Method Varimax: Rotated Factor PatternVariables Factor1 Factor2 Factor3

ba3dblstadm R3 D BALANCE SEMI TANDEM ADMIN 0.73954 0.10285 0.08479ba3dblssadm R3 D BALANCE SIDE BY SIDE ADMIN 0.72131 0.01224 0.04049ch3dschradm R3 D SINGLE CHAIR ADMIN 0.71414 0.03236 0.03521ba3dblftadm R3 D BALANCE FULL TANDEM ADMIN 0.70476 0.16156 0.10325ch3drchradm R3 D REPEAT CHAIR ADMIN 0.69017 0.15415 0.0642sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.56182 0.36775 0.07781ba3dblopadm R3 D BALANCE 1 LEG OP EYE ADMIN 0.54851 0.15885 0.11217mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES 0.54333 0.40873 0.14323mo3doutdevi R3 D GO OUTSIDE USING DEVICES 0.52657 0.38956 0.11702mo3dbedhelp R3 D HELP TO GET OUT OF BED 0.51139 0.26718 -0.01122mo3douthelp R3 D GO OUTSIDE USING HELP 0.49874 0.32787 0.03261sc3dtoilhelp R3 D HAS HELP WHILE TOILETING 0.49039 0.264 0.02888mo3dinsdhelp R3 D MOVE INSIDE WITH HELP 0.46837 0.34108 0.02566mo3dbeddevi R3 D DEVICE USE 2 GET OUT OF BED 0.44116 0.33094 0.0561

Variables Factor1 Factor2 Factor3sc3ddressfdf R3 D DIFF LEVEL DRESSING SELF -0.10711 0.66025 -0.03818sc3ddreshelp R3 D HAS HELP WHILE DRESSING 0.23071 0.61092 -0.0569sc3ddresdevi R3 D USES DEVICES WHILE DRESSING -0.04339 0.56398 -0.00829sc3dtoilsfdf R3 D DIFF LEVEL TOILETING SELF -0.00185 0.54591 -0.04537sc3deatsfdf R3 D DIFF EATING BY SELF WO HELP 0.05082 0.52311 -0.02237mo3dbedsfdf R3 D GET OUT OF BED -0.03287 0.51102 -0.04025mo3dinsdsfdf R3 D MOVE INSIDE SELF 0.10391 0.51095 0.00383sc3dbathsfdf R3 D DIFF BATHING SELF NO HELP -0.22798 0.44272 -0.04332mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES 0.54333 0.40873 0.14323mo3doutdevi R3 D GO OUTSIDE USING DEVICES 0.52657 0.38956 0.11702sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.56182 0.36775 0.07781

Principal Component Method Varimax: Rotated Factor PatternVariables Factor1 Factor2 Factor3

r3dresid R3 D RESIDENTIAL CARE STATUS0.3032

10.0717

40.7209

4

r2dresid R2 D RESIDENTIAL CARE STATUS0.1762

70.0582

80.6786

1

fl3hotype R3 F RE HT TYPE OF HOME0.2245

10.0510

50.6530

3

r1dresid R1 D RESIDENTIAL CARE STATUS0.0979

50.0291

80.6153

6fl3structure R3 F RE STRUCTURE OF SP DWELLING 0.1710 0.0987 0.6075

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3 2

re3dresistrct R3 D RESIDNCE PHYSICAL STRCTUR0.1455

9 0.09990.4103

2

Table 9: Factor Analysis (Principal Component Method) HK rotation Loadings

Variables Factor1 Factor2 Factor3ba3dblstadm R3 D BALANCE SEMI TANDEM ADMIN 0.74059 0.17125 0.15287ba3dblftadm R3 D BALANCE FULL TANDEM ADMIN 0.72626 0.19045 0.20903ch3drchradm R3 D REPEAT CHAIR ADMIN 0.70745 0.1496 0.20072ba3dblssadm R3 D BALANCE SIDE BY SIDE ADMIN 0.69314 0.11826 0.06132ch3dschradm R3 D SINGLE CHAIR ADMIN 0.69195 0.11384 0.08092sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.6499 0.16619 0.40505mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES 0.64906 0.23228 0.44452mo3doutdevi R3 D GO OUTSIDE USING DEVICES 0.62557 0.203 0.42431

Variables Factor1 Factor2 Factor3r3dresid R3 D RESIDENTIAL CARE STATUS 0.36014 0.75263 0.09064r2dresid R2 D RESIDENTIAL CARE STATUS 0.23234 0.69604 0.06864fl3hotype R3 F RE HT TYPE OF HOME 0.27433 0.67528 0.06478fl3structure R3 F RE STRUCTURE OF SP DWELLING 0.23447 0.62819 0.10879r1dresid R1 D RESIDENTIAL CARE STATUS 0.14471 0.62268 0.03441re3dresistrct R3 D RESIDNCE PHYSICAL STRCTUR 0.1969 0.43012 0.10868

Variables Factor1 Factor2 Factor3

sc3ddressfdf R3 D DIFF LEVEL DRESSING SELF 0.09224 0.00270.6514

9

sc3ddreshelp R3 D HAS HELP WHILE DRESSING 0.39782 0.01640.6253

6

sc3ddresdevi R3 D USES DEVICES WHILE DRESSING 0.12627 0.031560.5597

3

sc3dtoilsfdf R3 D DIFF LEVEL TOILETING SELF 0.15785 -0.002160.5446

2sc3deatsfdf R3 D DIFF EATING BY SELF WO HELP 0.20279 0.02447 0.5254

mo3dinsdsfdf R3 D MOVE INSIDE SELF 0.25152 0.055160.5168

4

mo3dbedsfdf R3 D GET OUT OF BED 0.11827 -0.003160.5076

8mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES 0.64906 0.23228

0.44452

sc3dbathsfdf R3 D DIFF BATHING SELF NO HELP -0.08805 -0.03245 0.4262

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3

mo3doutdevi R3 D GO OUTSIDE USING DEVICES 0.62557 0.2030.4243

1

sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.6499 0.166190.4050

5

The Factor AnalysisFA( using the principal factor extraction method) with an varimax (orthogonal) rotation resulted in two factors extractedions. No cross-loadings occurThere are no cross-loadings between these two factors, but are I suspected if more factors were kept. that we would see some cross-loadings if more factors were extracted. See Table 10 for theshows factor loadings. Respectively, The following are the factor names respectfullyare: “Balance/Mobility/Basic Care” and “Living Situation”.

The Factor AnalysisFA using the (principal factor extraction method) with an HK (oblique) rotation resulted in two factors extractedions. There are nNo cross-loadings appear across between these twothe factors, but I are suspected if more factors were kept. that we would see some cross-loadings if more factors were extracted. See Table 11 shows for the factor loadings. Respectively, factor names are The following are the factor names respectfully: “Balance/Mobility/Basic Care” and “Living Situation”.

Given the FA (principal factor method) results, for the Factor Analyses using the principal factor method, we do not see anyno cross loadings or factor names changes in factor names (underlying constructs) occur from rotation to rotation. In general. Generally,, we see the same three underlying constructs from the FAFactor Analysis using the (principal components extraction method). The first component for the Factor Analysis ( using the principal factor extraction method) appears to looks like it combined the “Balance/Mobility” and “Basic Care” constructs.

Table 10: Factor Analysis (Principal Factor Method) Varimax Rotation Loadings

Variables Factor1 Factor2ba3dblftadm R3 D BALANCE FULL TANDEM ADMIN 0.67257 0.1144ba3dblstadm R3 D BALANCE SEMI TANDEM ADMIN 0.67013 0.10253mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES 0.66544 0.12642mo3doutdevi R3 D GO OUTSIDE USING DEVICES 0.66313 0.10111ch3drchradm R3 D REPEAT CHAIR ADMIN 0.64799 0.07684sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.64241 0.07238

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ch3dschradm R3 D SINGLE CHAIR ADMIN 0.61861 0.05753ba3dblssadm R3 D BALANCE SIDE BY SIDE ADMIN 0.61376 0.06468mo3douthelp R3 D GO OUTSIDE USING HELP 0.60484 0.02143mo3dinsdhelp R3 D MOVE INSIDE WITH HELP 0.56214 0.01913mo3dbedhelp R3 D HELP TO GET OUT OF BED 0.55256 -0.00587sc3dtoilhelp R3 D HAS HELP WHILE TOILETING 0.53497 0.03001ba3dblopadm R3 D BALANCE 1 LEG OP EYE ADMIN 0.53227 0.11461mo3dbeddevi R3 D DEVICE USE 2 GET OUT OF BED 0.5307 0.04794sc3ddreshelp R3 D HAS HELP WHILE DRESSING 0.52141 -0.09173

Variables Factor1 Factor2r3dresid R3 D RESIDENTIAL CARE STATUS 0.29959 0.70681r2dresid R2 D RESIDENTIAL CARE STATUS 0.18654 0.6611fl3hotype R3 F RE HT TYPE OF HOME 0.2217 0.6414r1dresid R1 D RESIDENTIAL CARE STATUS 0.1048 0.59284fl3structure R3 F RE STRUCTURE OF SP DWELLING 0.20215 0.55675re3dresistrct R3 D RESIDNCE PHYSICAL STRCTUR 0.17897 0.37216

Table 11: Factor Analysis (Principal Factor Method) HK rotation Loadings

Variable Factor1 Factor2ba3dblftadm R3 D BALANCE FULL TANDEM ADMIN 0.66481 0.0715ba3dblstadm R3 D BALANCE SEMI TANDEM ADMIN 0.6639 0.05958mo3doutdevi R3 D GO OUTSIDE USING DEVICES 0.65701 0.05861mo3dinsddevi R3 D MOVE INSIDE WITH DEVICES 0.65602 0.0842ch3drchradm R3 D REPEAT CHAIR ADMIN 0.64489 0.03493sc3dbathhelp R3 D HAS HELP WHILE BATHING 0.63982 0.03077ch3dschradm R3 D SINGLE CHAIR ADMIN 0.61771 0.01726ba3dblssadm R3 D BALANCE SIDE BY SIDE ADMIN 0.61188 0.02485mo3douthelp R3 D GO OUTSIDE USING HELP 0.60853 -0.01854mo3dinsdhelp R3 D MOVE INSIDE WITH HELP 0.56567 -0.01803mo3dbedhelp R3 D HELP TO GET OUT OF BED 0.55926 -0.04281sc3ddreshelp R3 D HAS HELP WHILE DRESSING 0.53902 -0.12806sc3dtoilhelp R3 D HAS HELP WHILE TOILETING 0.53678 -0.00516mo3dbeddevi R3 D DEVICE USE 2 GET OUT OF BED 0.53011 0.01337ba3dblopadm R3 D BALANCE 1 LEG OP EYE ADMIN 0.52297 0.08106

Variable Factor1 Factor2r3dresid R3 D RESIDENTIAL CARE STATUS 0.21023 0.69885r2dresid R2 D RESIDENTIAL CARE STATUS 0.10195 0.65991fl3hotype R3 F RE HT TYPE OF HOME 0.14007 0.63752r1dresid R1 D RESIDENTIAL CARE STATUS 0.02827 0.59593fl3structure R3 F RE STRUCTURE OF SP DWELLING 0.13139 0.55274re3dresistrc R3 D RESIDNCE PHYSICAL STRCTUR 0.13214 0.36656

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t

In summary, the extraction method affected the number of factors that were selected from the list of possible factors. Consequently, the extraction method had an effect on affectedthe underlying constructs. to an extent. Rotations produced marginal adjustments to results, had minimal impact on factor coefficient estimates, and failed to address cross-loading issues. The rotations affected the results negligibly. It changed the factor coefficient minimally and did not fix cross-loading when present. In this case, the extraction method had the greatest impact on the results.

Appendix

Table 1A: Eigenvalues for Factor Analysis (Principal Component Method)

Eigenvalues of the Correlation Matrix: Total = 67 Average = 1Eigenvalue Difference Proportion Cumulative

1 8.10443241 4.26088803 0.121 0.1212 3.84354438 0.99720043 0.0574 0.17833 2.84634395 0.36360199 0.0425 0.22084 2.48274197 0.11609628 0.0371 0.25795 2.36664569 0.1406731 0.0353 0.29326 2.22597259 0.1528232 0.0332 0.32647 2.07314939 0.2150905 0.0309 0.35748 1.85805889 0.09958468 0.0277 0.38519 1.75847422 0.0711056 0.0262 0.4113

10 1.68736862 0.18340598 0.0252 0.436511 1.50396263 0.07480332 0.0224 0.45912 1.42915932 0.0588168 0.0213 0.480313 1.37034251 0.17138215 0.0205 0.500714 1.19896036 0.05373733 0.0179 0.518615 1.14522303 0.0317402 0.0171 0.535716 1.11348283 0.01216687 0.0166 0.552417 1.10131596 0.0316017 0.0164 0.568818 1.06971427 0.01582539 0.016 0.584819 1.05388888 0.02873123 0.0157 0.6005

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20 1.02515765 0.02984417 0.0153 0.615821 0.99531348 0.03519187 0.0149 0.630622 0.96012161 0.00329527 0.0143 0.64523 0.95682633 0.02170117 0.0143 0.659324 0.93512516 0.02242507 0.014 0.673225 0.91270009 0.00799147 0.0136 0.686826 0.90470862 0.01428631 0.0135 0.700327 0.89042231 0.01045968 0.0133 0.713628 0.87996263 0.00503824 0.0131 0.726829 0.87492439 0.02732821 0.0131 0.739830 0.84759618 0.01264904 0.0127 0.752531 0.83494714 0.0121947 0.0125 0.764932 0.82275245 0.00774509 0.0123 0.777233 0.81500735 0.03093115 0.0122 0.789434 0.78407621 0.02142532 0.0117 0.8011

Table 2A: Eigenvalues for Factor Analysis (Principal Factor Method)

Eigenvalues of the Reduced Correlation Matrix: Total = 32.3955993 Average = 0.48351641

Eigenvalue Difference Proportion Cumulative1 7.73330704 4.23896275 0.2387 0.23872 3.49434429 1.08954725 0.1079 0.34663 2.40479704 0.24482524 0.0742 0.42084 2.1599718 0.10379065 0.0667 0.48755 2.05618115 0.18565635 0.0635 0.5516 1.87052481 0.19085254 0.0577 0.60877 1.67967227 0.2414357 0.0518 0.66058 1.43823657 0.1215954 0.0444 0.70499 1.31664117 0.13323556 0.0406 0.745510 1.18340561 0.15368915 0.0365 0.78211 1.02971646 0.11167301 0.0318 0.813812 0.91804345 0.07614242 0.0283 0.842113 0.84190103 0.15110322 0.026 0.868114 0.69079781 0.06639623 0.0213 0.889415 0.62440158 0.09343712 0.0193 0.9087

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16 0.53096447 0.05971991 0.0164 0.925117 0.47124456 0.04644624 0.0145 0.939618 0.42479832 0.00671234 0.0131 0.952719 0.41808598 0.01849774 0.0129 0.965620 0.39958823 0.04419685 0.0123 0.977921 0.35539139 0.01500231 0.011 0.988922 0.34038908 0.02386483 0.0105 0.999423 0.31652425 0.03101839 0.0098 1.009224 0.28550586 0.01444408 0.0088 1.01825 0.27106178 0.04748383 0.0084 1.026426 0.22357795 0.02711126 0.0069 1.033327 0.19646669 0.01686769 0.0061 1.039428 0.17959899 0.01702985 0.0055 1.044929 0.16256914 0.02428301 0.005 1.049930 0.13828613 0.0087325 0.0043 1.054231 0.12955363 0.01023608 0.004 1.058232 0.11931755 0.01735586 0.0037 1.061933 0.10196169 0.01138343 0.0031 1.06534 0.09057826 0.00477873 0.0028 1.0678

SAS Code