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Sooner Sight, LLCFinancial Statements

Statement of Financial ConditionAs of and for the Year-Ended Much 31,2016

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The accompanying notes are an integral part of these financial statements.


Statement of OperationsAs of and for the Year-Ended March 31, 2016

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Statement of Cash FlowsAs of and for the Year-Ended March 31, 2015

12 Months EndedMarch 31, 2016

CASH FLOWS FROM OPERATING ACTIVITIES:Net Income (Loss) $ (2,414.75)Adjustments to Reconcile Net Income $ 0.00(Loss) to net cash provided by (used in) Operating Activities $ 0.00Losses (Gains) on sales of Fixed Assets $ 0,00Decrease (Increase) in Operating Assets - Prepaid Insurance $ 472.00Increase (Decrease) in Operating Liabilities $ 100.00Accrued Liabilities $ 0.00Total Adjustments $ 0.00

Net Cash Provided by (Used In) Operating Activities $ (1,842.75)

CASH FLOW FROM INVESTING ACTIVITIESProceeds from Sale of Fixed Assets $ 0.00

Net Cash Provided by (Used In) Investing Activities $ 0.00

CASH FLOWS FROM FINANCING ACTIVITIESProceeds from Member Contributions $ 0.00Treasury Stock $ 0.00

Net Cash Provided by (Used In) Financing Activities $ 0.00

NET INCREASE (DECREASE) IN CASH & CASH EQUIVALENTS $ (1,842.75)

CASH AND CASH EQUIVALENTS AT BEGINNING OF PERIOD $ 9,220.98

CASH AND CASH EQUIVALENTS AT END OF PERIOD S 7,378.23



Statement of Partners' EquityAs of and for the Year-Ended March 31, 2016

Beginning of Period

Plus: Net Income

Less: Member Distributions

Members' Equity End of Period

12 Months EndedMarch 31, 2016

$ 9,392.98

$ (2,414.75)

$ 0.00

$

6,978.23



Statement of Changes in Subordinated LiabilitiesAs of and for the Year-Ended March 31, 2016

Balance of Such Claims at April 1, 2015 $ 0.00

Additions $ 0.00

Reductions $ 0.00

Balance of Such Claims at March 31, 2016 $ 0.00


Sooner Sight, LLC

Notes to Financial StatementsAs of and for the Year-Ended March 31, 2016

NOTE A — SUMMARY OF ACCOUNTING POLICIES

Accounting principles followed by the Company and the methods of applying those principles

which materially affect the determination of financial position, results of operation and cash

flows are summarized below:

Organization

Sooner Sight, LLC (the Company) was organized in the State of California effective February 16,

2008 as a limited liability company under the California Limited Company Act. The Company has

adopted a fiscal year ending March 31.

Description of Business

The Company, located in Mill Valley, CA is a broker and dealer in securities registered with the

Securities and Exchanges Commission ("SEC') and is a member of FINRA. The Company

operates under SEC Rule 156-3(k)(2)(i), which provides a "Special Account for the Exclusive

Benefit of Customers" is maintained. The Company provides advisory assistance with mergers

and acquisitions and strategic funding via private placement services.

Basis of Accounti

The financial statements of the Company have been prepared on the accrual basis of

accounting and accordingly reflect all significant receivables, payables, and other liabilities.

Cash and Cash Equivalents

The Company considers as cash all short-term investments with an original maturity of three

months or less to be cash equivalents.

Revenue Recognition

Commission revenues are recorded when the services are rendered.

Income taxes

Effective February 16, 2008, the Company elected to be treated as a partnership for federal

income tax purposes. Under partnership regulations, net income or loss is reportable for tax

purposes by the shareholders. Accordingly, no federal income taxes are included in the

accompanying financial statements.

Sooner Sight, LLCNotes to Financial Statements

As of and for the Year-Ended March 31, 2016

Estimates

The preparation of financial statements in conformity with accounting principles generallyaccepted in the United States of America requires management to make estimates andassumptions that affect the reported amounts of assets and liabilities and disclosure ofcontingent assets and liabilities at the date of the financial statements and the reportedamounts of revenues and expenses during the reporting period. Actual results could differ fromthose estimates.

Fair Value of Financial Instruments

Financial instruments that are subject to fair value disclosure requirements are carried in thefinancial statements at amount that approximate fair value and include cash and cashequivalents. Fair values are based on quoted market prices and assumptions concerning theamount and timing of estimated future cash flows and assumed discount rates reflectingvarying degrees of perceived risk.

Comprehensive Income

Statement of Financial Accounting Standards (SFAS) No. 130, Reporting Comprehensive Income,establishes requirements for disclosure of Comprehensive Income that includes certain itemspreviously not included in the statement of income, including unrealized gains and losses onavailable-for-sales securities and foreign currency translation adjustment among others. Duringthe year ended March 31, 2016, the Company did not have any components of ComprehensiveIncome to report.

NOTE B — NET CAPITAL REQUIREMENTS

Pursuant to the net capital provisions of Rule 156-3 of the Securities and Exchange Act of

1934, the Company is required to maintain a minimum net capital, as defined under suchprovisions. Net capital and the related net capital ratio may fluctuate on a daily basis. Therewere no material inadequacies found to exist or found to have existed since the date of the

previous audit.

Statement of Exemption of Reserve Requirement

The Company is subject to the Uniform Net Capital Rule 156-1, which requires themaintenance of minimum Net Capital. The Company has elected to use the basic computation

method, as is permitted by the rule, which requires the Company maintains minimum Net

Sooner Sight, LLCNotes to Financial Statements

As of and for the Year-Ended March 31, 2016

Capital pursuant to fixed dollar amount or 6-2/3% percent of total aggregate indebtedness, as

defined, whichever is greater, and does not therefore calculate it's net capital requirement

under the alternative reserve requirement method.

NOTE C— POSSESSION OR CONTROL REQUIREMENTS

The Company does not have any possession or control of customer's funds or securities. Therewere no material inadequacies in the procedures followed in adhering to the exemptive

provisions of SEC Rule 15c-3-3(k)(2)(i) — limited business.

NOTE D — COMMITMENTS AND CONTINGENCIES

Sooner Sight, LLC does not have and never had any commitments, guarantees, or contingencies

(arbitrations, lawsuits, claims, etc.) that may result in a loss or future obligation or that may be

asserted against the firm at a future date.

NOTE E — SIPC RECONCILIATION

SEA Rule 17a-5(e)(4) requires a registered broker-dealer to file a supplemental report which

includes procedures related to the broker-dealers SIPC annual general assessment

reconciliation or exclusion-from-membership forms. In circumstances where the broker-dealer

reports $500,000 or less in gross revenues, they are not required to file the supplemental SIPC

report. The Company is exempt from filing the supplemental report under SEA Rule 17a-5(e)(4)

because it is reporting less than $500,000 in gross revenue.

NOTE F — RELATED PARTY TRANSACTIONS

Sooner Sight, LLC and TriSpan Partners commonly owned companies. Sooner Sight, LLC received

$3,000.00 from TriSpan Partners during the year ended March 31, 2016 to cover regulatory

expenses.

NOTE G - SUBSEQUENT EVENT

The Company has evaluated events subsequent to the balance sheet date for items requiring

recording or disclosure in the financial statements. The evaluation was performed through

May 24, 2016, which is the date the financial statement were available to be issued. Based

upon this review, the Company has determined that there were no events which took place

that would have a material impact on its financial statements.

Sooner Sight, LLCSupplementary Schedules Pursuant to SEA Rule 17a-5

Of the Securities and Exchange Act of 1934As of and for the Year-Ended March 31, 2016

Computation of Net CapitalTotal Stockholder's Equity: $ 6,978.00

Nonallowable assets:Property and Equipment $ 0.00Accounts receivable - other $ 0.00

Total Nonallowable assets $ 0.00

Haircuts on Securities PositionsSecurities Haircuts $ 0.00Undue Concentration Charges $ 0.00

Total Haircuts on Securities Positions $ 0.00

Net Allowable Capital $ 6,978.00

Computation of Net Capital RequirementMin Net Capital Required as a % of Aggregate Indebtedness (6 2f3% of AI) 26.67Minimum Dollar Net capital Requirement of Reporting Broker-Dealer $ 5,000.00Net Capital Requirement $ 5,000.00Excess Net Capital $ 1,978.00

Computation of Aggregate IndebtednessTotal Aggregate Indebtedness $ 400.00Percentage of Aggregate Indebtedness to Net Capital 5.73%

Computation of Reconciliation of Net CapitalNet Capital Computed on FOCUS IIAas of March 31, 2016 $ 6,978.00

Adjustments:Increase (Decrease) in Equity $ 0.00(Increase) Decrease in Non-Allowable Asset $ 0.00(Increase) Decrease in Securities Haircuts $ 0.00

Net Capital per Audit $ 6,978.00Reconciled Difference $ 0.00

Sooner Sight, LLCSupplementary Schedules Pursuant to SEA Rule 17x-5


Statement Related to Uniform Net Capital Rule

The Company is a member of the FINRA and is subject to the SEC Uniform Net Capital Rule 156-1. This

rule requires the maintenance of minimum net capital and requires that the ratio of aggregate

indebtedness to net capital, both as defined, shall not exceed 1500% (15 to 1), or, during its first year of

operations, 800% (8:1). Net capital and the related net capital ratio may fluctuate on a daily basis. At

March 31, 2016 the Company had net capital of $6,978 which was $1,978 in excess of its required net

capital of $5,000. The Company's net capital ratio was 5.73% The Company has elected to use the basiccomputation method, as is permitted by the rule, which requires that the Company maintain minimum

Net Capital pursuant to a fixed dollar amount or 6-2/3% percent of total aggregate indebtedness, as

defined, whichever is greater, and does not, therefore, calculate its net capital requirement under the

alternative reserve requirement method.

Statement Related to Exemptive Provision (Possession and Control)

The Company does not have possession or control of customer's funds or securities. There were no

material inadequacies in the procedures followed in adhering to the exemptive provisions of SEA Rule

[156-3(k)(2)(ii)]; All customer transactions cleared through another broker-dealer on a fully disclosed

basis.

Statement Related to Material Inadequacies

This audit did not disclose any material inadequacies since the previous audit of the financial statements

contained within the audit report of the Computation of Minimum Net Capital Requirement as reported

in the Supplemental Schedules contained within the audit report or the filed Financial and Operational

Combined Uniform Single Report filed pursuant to SEA Rule 156-1. The firm is exempt from 15c3-3; it

does not maintain customer funds or securities and therefore does not maintain customer funds to

segregate nor does it maintain separate accounts for customers.

Statement Related to SIPC Reconciliation

SEA Rule 17a-5(e)(4) requires a registered broker-dealer to file a supplemental report which includes

procedures related to the broker-dealers SIPC annual general assessment reconciliation or exclusion

from membership forms. In circumstances where the broker-dealer reports $500,000 or less in gross

revenue they are not required to file the supplemental SIPC report. The Company is exempt from filing

the supplemental report under SEA Rule 17a-5(e)(4) because it is reporting less than $500,000 in gross

revenue.

Sooner Sight, LLCSupplementary Schedules Pursuant to SEA Rule 17a-5


Exemption Report Punuantto SEA Rule 17a-5(d)(1)(1)(B)(2)

REPORT ON BROKER DEALER EXE)4PTWX

For the year ended March 31, 2014

Sw =aunftfs audit rnpaci

Sooner Sight, LLCSupplementary Schedules Pursuant to SEA Rule 17a-S


Auditors Review of Exemption Report Pursuant to SEA Rule 17a-5(d)(1)(i)(8)(2)

Edward Rid mdson, Jr, CFA15565 Nortbiand Suite 508 West

Southfield, 'W. 48075

May 24, 2916

To the Board of DiktatsSooner Sight, LLCtoo shorelitto HighwaySuite 8-155Mill VEdley, CA 94941

REPORT OF *MEPEPiI)ERt't' REGISTmD PUBLIC ACCOUNTING FIRM

I have r"wed zd=&emenfs statements, included.in2 the aceompanyiag Representation. LeftirrOf Exemptions, iu which (1) Sooner Sight, LLC dw fotlowing provisions of 17 C.F:R.¢ 156-3(k) under which Sw= Sight, LLC claimed an exemption from 17 CX.& §. 15c3-3(k)(2)(i), and (2) Sponer Sight; LLC stated *a Sooner .Sight. LLC mist the i&nt&Wd exemptionpromous tb~ the most mom fescat yeaf wwx mt: exeepboa. Soo= Sight, LLC:'smanagement is respimsiblc far emphance with.die exetnptio4 provisions and its Autenwafs.

My review was conducted is accord with dic Axxtuds of the P*lk Compang AccountingOv—ght Board. (United States) and; wcordmgfg, included ingaides and otter .regal edProcedures .to obtain em about Soow SiSK LW s. compliance with the exemptionprovisions. A mview is sub Tally less in w%x that at examinsfim the objective of which isthe expression of ati optnim on management's statements. Ac=dm*, I do not expmss such anopiniiop._

Based on my review, I'm not awme of Buy material modifications that d*utd be matte tomanagemenes s atments referred to above for turn. W be ha* sta!64; is ail material respects,basest on the promons at forth in paregraph (ky,23(i) of Rule 15e3-3 under the SecuritiesEwhange Act of 1934.

Edward Richardsaat, Jr., CPA.

Sea awounues audit repon

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