introduction and nsf overview › bfa › dias › policy › outreach › ... · total r&d =...
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Introduction and NSF Overview
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Speaker
Martha RubensteinChief Financial Officer and Office Head, Office of Budget, Finance & Award Management
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Ask Early, Ask Often!
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• Origins of NSF• NSF Organization• NSF Budget in the Federal Context• NSF Fiscal Year 2017 Budget• Funding Trends• Key Documents• Questions
Topics Covered
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“To promote the progress of science; to advancethe national health, prosperity, and welfare;
to secure the national defense...”
NSF Mission
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Supporting Basic Research
Basic research results in general knowledge and an understanding of nature and its laws. This general knowledge provides the means of answering a large number of important practical problems.
- Vannevar Bush
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• Independent Agency• Supports basic
research & education• Uses grant
mechanism• Low overhead; highly
automated
NSF in a Nutshell• Discipline-based
structure• Cross-disciplinary
mechanisms• Use of Rotators/IPAs• National Science
Board
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Mathematical& PhysicalSciences
(MPS)
Geosciences(GEO)
Engineering(ENG)
Computer &Information
Science &Engineering
(CISE)
BiologicalSciences
(BIO)
Office of theInspector General
(OIG)
DirectorDeputy Director
National Science Board(NSB)
Office of Diversity & Inclusion
Office of the General Counsel
Office of Integrative Activities
Office of InternationalScience & Engineering
Social, Behavioral
& EconomicSciences
(SBE)
Education & HumanResources
(EHR)
Budget, Finance & Award
Management(BFA)
Information& Resource
Management(IRM)
Office of Legislative &Public Affairs
How NSF is Organized
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FY 2017 Request: Total R&D by AgencyBudget Authority in Billions of Dollars
Defense$72.8
HHS(NIH) $32.7
NASA, $12.0
Energy $17.2
NSF, $6.5
Agriculture $2.9
Commerce (NIST, NOAA)
$1.8All Other, $6.3
Total R&D =$152.3 billion
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Total NSF Request$7.964 billion• $501 million increase• 6.7 percent over FY 2016
Enacted
Two Funding Sources• $7.564 billion, discretionary
funding (+1.3 percent)• $400 million, new one-time
mandatory/direct spending authority
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NSF by the Numbers
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24%
40%
41%
59%
61%
67%
68%
82%
0% 10% 20% 30% 40% 50% 60% 70% 80% 90%
ALL SCIENCE AND ENGINEERING FIELDS
PHYSICAL SCIENCES
ENGINEERING
ENVIRONMENTAL SCIENCES
MATHEMATICS
SOCIAL SCIENCES
BIOLOGY
COMPUTER SCIENCE
NSF Support of Academic Basic Research in Selected Fields(as a percentage of total federal support)
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FY 2017 Request
Change over FY 2016
Amount PercentResearch & Related Activities $6,425.44 $391.79 6.5%
Education & Human Resources 952.86 72.86 8.3%
Major Research Equipment & Facilities Construction
193.12 -7.19 -3.6%
Agency Operations & Award Management 373.02 43.02 13.0%
National Science Board 4.38 * *
Office of Inspector General 15.20 * *
Total NSF $7,964.02 $500.53 6.7%Totals may not add due to rounding.* denotes <$50,000 or <1%
NSF Budget by Appropriation ($ in millions)
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FY 2017 Budget Request
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NSF Funding Profile, FY 2016 - 2017
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• Budget hearings - March
• Action on FY 2017 appropriations
• NSF’s Reauthorization
What to Watch
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Appropriations Drift - 1991 to 2016
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-30 0 30 60 90 120 150 180 210 240
19911992199319941995199619971998199920002001200220032004200520062007200820092010201120122013201420152016
NSF Appropriations Dates versus Start of Federal Fiscal Year Oct. 1
Days from October 1
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NSF Competitive Awards, Declines & Funding Rates
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Distribution by Average Reviewer Ratings for Awards and Declines, FY 2014
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• Over $27 billion in total award funding
• Over 42,000 active awards
– Standard and continuing grants
– Cooperative agreements– Graduate research
fellowships– Other awards
• Over 2,000 Awardees– Universities / 4-year
colleges– Non-profit organizations– For-profit organizations– Community colleges– Other awardees
65%
32%2% 1% <1%
Type of Award InstrumentStandard Grant
Continuing Grant
Fellowships
CooperativeAgreementOther Awards
91%
4% 1% 2% 2%Type of Awardee Institution
Universities / 4-yearcollegesNon-Profit
Community College
For Profit
Other
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NSF Award Portfolio
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Conference Award Portfolio
• Portland State University– 81 active awards totaling $29.6 million– 446 lifetime awards totaling $111.9 million
• Conference Attendees– 100 of 110 organizations registered have
12,604 active awards totaling $7.6 billion
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• Proposal & Award Policies & Procedures Guide
• Fiscal Year 2017 Budget Request
• NSF Strategic Plan for Fiscal Years 2014-2018
• NSB Report on Merit Review
www.nsf.gov/publications/pub_summ.jsp?ods_key=nsf14043
www.nsf.gov/about/budget/fy2017/index.jsp
www.nsf.gov/nsb/publications/pub_summ.jsp?ods_key=nsb1333
www.nsf.gov/publications/pub_summ.jsp?ods_key=papp
Key Documents
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Ask Early, Ask Often!nsf.gov/staff
nsf.gov/staff/orglist.jspnsf.gov/about/career_opps/rotators/index.jsp
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For More Information