investment report april 30, 2020 recommendation … · 2020. 5. 15. · recommendation . receive...
TRANSCRIPT
May 21, 2020 Board of Directors Ventura Regional Sanitation District Ventura, California INVESTMENT REPORT – APRIL 30, 2020 RECOMMENDATION Receive and file the April 30, 2020 Investment Report. FISCAL IMPACT None. BACKGROUND/ANALYSIS The attached report shows cash and investment holdings of the District at April 30, 2020. The VRSD Investment Policy requires that the report be transmitted to the Board within 30 to 60 days after the close of the month. The portfolio totals $40.61 million at cost, increasing by $1.10 million from $39.51 million at the end of March 2020. US Bank, who serves as the custodian, provides the market value shown for all U.S. Government securities. During the month of March, interest earnings for all investments were accrued in the amount of $64,597. Fiscal year to date, $711,658 has been earned. The unrealized gain or loss on investments is not recorded as income on a monthly basis. Recording it monthly skews the amount of interest reported since it could be at a loss one month and a gain the very next month and is not an actual gain or loss unless the government securities shown in Section D of the report are sold prior to their maturity date. It will be recorded at June 30, 2020, as required by governmental accounting standards. The District investment holdings are in compliance with the investment policy approved by the Board of Directors in January 2020. The portfolio has been managed with the stated objectives of safety, liquidity and earning a competitive rate of return. The investment program shown herein provides sufficient cash flow liquidity to meet the District’s expense obligations for the next six months.
Item # 9
Board of Directors May 21, 2020 Page 2
If you have any questions or need additional information, please contact me by phone at (805) 658-4646 or via email at [email protected]. ALVERTINA RIVERA, DIRECTOR OF FINANCE
APPROVED FOR AGENDA: __________________________________ Chris Theisen, General Manager Attachments: 1. VRSD April Investment Report
Item # 9
3/31
/202
0C
HAN
GE
4/30
/202
0Ap
r-20
Fisc
al Y
TDA.
Sw
eep
Acco
unt
2,863,799
$
(31,371)
$
2,832,427
$
43$
1,768
$
B. C
ertif
icat
e of
Dep
osit
797,166
$
‐$
797,166
$
699
$
7,106
$
C.
Pool
ed F
unds
(LAI
F &
Cou
nty
Pool
)128,690
$
1,000,521
$
1,129,210
$
252
$
616
$
D.
Fund
s &
Secu
ritie
s he
ld b
y C
usto
dian
35,723,508
$
131,381
$
35,854,889
$
63,604
$
702,169
$
TOTA
L39,513,163
$
1,100,530
$
40,613,692
$
64,597
$
711,658
$
*Inte
rest
Ear
ned
is b
ased
on
estim
ates
.
Mar
ket
Inve
stm
ent R
ecap
(C. &
D.)
Tot
als
Per
Trus
tee
Pur
chas
e Pr
ice
(G/L
) $
% P
oole
d Fu
nds
L
AIF
1,069,996
$
1,069,996
$
1,069,996
$
V
entu
ra C
ount
y Po
ol59,215
$
59,215
$
59,215
$
Tota
l Poo
led
Fund
s1,129,210
$
1,129,210
$
1,129,210
$
3.06
% S
ecur
ities
:
M
oney
Mar
ket F
unds
301,814
$
301,814
$
301,814
$
0.82
%
U.S
. T-N
otes
/Bon
ds16,146,758
$
15,525,487
$
15,595,000
$
42.2
5%
Mun
icip
al B
onds
1,834,360
$
1,804,613
$
1,800,000
$
4.88
%
Cor
pora
te B
onds
/Not
es6,128,594
$
5,982,040
$
5,950,000
$
16.1
2%
CD
Neg
otia
ble
2,060,694
$
2,009,399
$
2,010,000
$
5.44
%
Com
mer
cial
Pap
er99,825
$
98,604
$
100,000
$
0.27
%
Ass
et-B
acke
d Se
curit
y2,525,762
$
2,481,139
$
2,483,500
$
6.73
%
Sup
rana
tiona
ls172,569
$
169,725
$
170,000
$
0.46
%
F
eder
al A
genc
ies
7,696,152
$
7,482,066
$
7,375,300
$
19.9
8%To
tal S
ecur
ities
36,966,527
$
35,854,889
$
35,785,615
$
Tota
l Inv
estm
ents
38,0
95,7
37$
36
,984
,099
$
36,9
14,8
25$
10
0.00
%
I cer
tify
that
all
inve
stm
ent a
ctio
ns e
xecu
ted
sinc
e th
e la
st re
port
have
bee
n m
ade
in fu
ll co
mpl
ianc
ew
ith th
e VR
SD In
vest
men
t Pol
icy.
In
addi
tion,
suf
ficie
nt in
vest
men
t liq
uidi
ty a
nd a
ntic
ipat
ed re
venu
ear
e av
aila
ble
to m
eet t
he n
ext s
ix (6
) mon
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est
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ate
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atur
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otes
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arke
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ds ,
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onds
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ent b
y Ty
pe@
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Val
ue
Page 1 of 1
1
Item # 9
A.SW
EEP
ACC
OU
NT
3/31
/202
0N
et D
epos
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202
0
Page
2 o
f 11
Item # 9
Ass
et T
ype
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res/
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ts
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t Bas
isB
egin
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alan
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ance
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ype
Shar
es/U
nits
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ost B
asis
3/31
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30/2
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OVE
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-
3
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84,8
49.6
0
05
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03
/12/
212.
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30
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110
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126,
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12
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222.
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70,
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69,9
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160
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162
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1
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04
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243.
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1
20,0
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0
119
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20,2
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0
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1
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122,
092.
80
03
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212.
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50,
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49,9
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0
50
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3
58.5
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79.9
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4764
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1
00,0
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99
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03,3
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1
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104,
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00
03
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222.
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1
00,0
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0
99
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99,9
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0
-
4
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104,
216.
00
07
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242.
30%
3130
AFW
94FE
DER
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OM
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l Age
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230
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2
29,1
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0
247
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-
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81.7
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7,54
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2.32
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7E3
FED
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ral A
genc
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1
20,0
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119
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1
23,2
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0
-
277
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123,
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40
02
/17/
231.
34%
3130
AJH
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Fede
ral A
genc
y
1
50,0
00.0
0
149
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1
49,2
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0
195
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149,
451.
00
04
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250.
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3133
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225
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28,9
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247
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7,36
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09/0
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125
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1
25,0
00.0
0
-
125
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2
77.5
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5,27
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FOR
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TH E
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30,
202
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VEN
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atur
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ate
Ann
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d
Page
3 o
f 11
Item # 9
Ass
et T
ype
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ts
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ost B
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FOR
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30,
202
0
VEN
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atur
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ate
Ann
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d31
35G
03U
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EBFe
dera
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160
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1
59,6
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0
-
159
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5
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1
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169
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1
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6
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174,
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06
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212.
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G0U
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8
0,00
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79
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81,2
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81,0
54.4
0
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202.
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3135
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24F
N M
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dera
l Age
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175
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1
74,4
41.7
5
183
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-
1
34.7
5 18
3,83
0.50
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47,
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49
48,0
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7
48
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242
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48,7
20.8
4
12
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222.
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3136
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genc
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51,
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90
52,8
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3
53
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98
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52,5
97.6
2
09
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213.
51%
3137
B4G
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TNFe
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3
0,18
8.26
30
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31,9
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2
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34.8
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13
34,6
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36
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02
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232.
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9
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90
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92,8
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479
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93,2
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0
08
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222.
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M T
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dera
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MAT
UR
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MAT
UR
ED
120
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04
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200.
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3137
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M T
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dera
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235
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2
32,9
03.8
0
238
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1
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175
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1
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5
182
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1
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5 18
2,76
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150
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1
49,6
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0
-
149
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4
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0,04
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37
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34,5
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07
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233.
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1
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120
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122,
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241.
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1
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10
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140
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1
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142
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3
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35
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35,8
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35,6
57.3
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231.
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8748
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85,
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85,0
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86
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120
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119
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24
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25,3
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01
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212.
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1
45,0
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143
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46,9
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146,
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10
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211.
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282P
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65,
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223
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67,4
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0
07
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221.
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282W
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1
70,0
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165
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1
76,8
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176,
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90
09
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221.
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282Y
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1
70,0
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173
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1
83,3
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183,
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80
09
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241.
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283V
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35,
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36,9
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203
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242
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38,5
51.8
0
01
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252.
27%
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284Q
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1
55,0
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155
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1
55,6
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155,
305.
35
05
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202.
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9128
284Y
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2
25,0
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226
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2
27,3
37.7
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226,
881.
00
08
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202.
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9128
285L
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1
90,0
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194
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1
98,2
30.8
0
-
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197,
771.
00
11
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212.
76%
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285Z
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1
70,0
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180
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1
84,0
70.9
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183,
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10
01
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242.
31%
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28D
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2
00,0
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200
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2
05,1
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204,
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00
08
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211.
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28L3
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2
90,0
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0
290
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2
91,5
39.9
0
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291,
235.
40
08
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201.
37%
9128
28N
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2
70,0
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265
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2
83,6
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0
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283,
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10
12
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222.
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28P3
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3
65,0
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348
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3
80,1
40.2
0
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380,
129.
25
01
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231.
68%
9128
28Q
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2
00,0
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0
188
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2
07,2
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0
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94
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207,
344.
00
03
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231.
45%
9128
28R
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S T
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1
00,0
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0
97
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1
04,1
64.0
0
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24
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104,
188.
00
05
/31/
231.
56%
9128
28T2
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5
50,0
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0
540
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5
70,4
10.5
0
-
170
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570,
581.
00
09
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231.
33%
9128
28T6
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S T
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2
00,0
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0
196
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2
03,3
44.0
0
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(148
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203,
196.
00
10
/31/
211.
23%
9128
28U
81U
S T
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OTE
U.S
. T-N
otes
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ds
1
85,0
00.0
0
187
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1
90,7
51.6
5
-
(244
.20)
190,
507.
45
12
/31/
211.
94%
9128
28V7
2U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
25,
000.
00
24,9
84.3
8
25
,758
.75
-
(
30.2
5)25
,728
.50
01/3
1/22
1.82
%91
2828
VZ0
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
275
,000
.00
2
74,9
01.3
7
403
,736
.00
(12
6,14
7.46
)
(396
.79)
277,
191.
75
09
/30/
201.
98%
9128
28W
55U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
3
90,0
00.0
0
387
,425
.39
4
02,3
70.8
0
-
(471
.90)
401,
898.
90
02
/28/
221.
82%
9128
28X7
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
2
70,0
00.0
0
271
,212
.89
2
88,0
57.6
0
-
83
.70
288,
141.
30
04
/30/
241.
87%
9128
28XX
3U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
50,0
00.0
0
151
,611
.33
1
60,3
77.0
0
-
30
.00
160,
407.
00
06
/30/
241.
87%
9128
28Y8
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
2
00,0
00.0
0
200
,695
.31
2
12,0
00.0
0
-
32
.00
212,
032.
00
07
/31/
241.
65%
9128
28YC
8U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
2
85,0
00.0
0
284
,183
.01
2
90,3
09.5
5
-
(210
.90)
290,
098.
65
08
/31/
211.
47%
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
T-M
AIN
Tot
al
1
2,34
3,80
0 $
12,
314,
008.
46
$ 1
2,64
6,29
9.72
$
46
,991
.99
$
2
5,99
7.05
$
12,
719,
288.
76
0200
7HAC
5AL
LY A
UTO
REC
EIVA
BLES
TR
UST
Asse
t-Bac
ked
9
,967
.68
9,9
66.5
1
14,
693.
61
(
4,74
9.18
)
27.
24
9,97
1.67
08/1
6/21
1.78
%C
AMP
POO
LFE
DER
ATED
GO
VER
NM
ENT
OBL
IGAT
ION
SM
oney
Mar
ket F
unds
164
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16
4,62
2.91
13,
483.
09
-
151
,139
.82
164,
622.
91
NA
NA
6247
9LD
G7
MU
FG B
ANK
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NY
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C P
Com
mer
cial
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erM
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M
ATU
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1
99,9
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0
(2
00,0
00.0
0)
100.
00
-
04/1
6/20
0.00
%
Page
4 o
f 11
Item # 9
Ass
et T
ype
Sha
res/
Uni
ts
Cos
t Bas
isB
egin
ning
B
alan
ceEn
ding
Bal
ance
Ass
et T
ype
Shar
es/U
nits
C
ost B
asis
3/31
/202
04/
30/2
020
FOR
TH
E M
ON
TH E
ND
ED A
PRIL
30,
202
0
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALE
NT
AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Ass
et N
ame
Purc
hase
/Sal
e or
M
atur
ityM
arke
t Inc
/(Dec
)M
atur
ity D
ate
Ann
ual
Yiel
d63
873J
DW
7N
ATIX
IS N
Y C
PC
omm
erci
al P
aper
MAT
UR
ED
MAT
UR
ED
124
,878
.75
(125
,000
.00)
12
1.25
-
04
/30/
200.
00%
8923
6TD
U6
TOYO
TA M
OTO
R C
RED
IT C
PRO
PC
orpo
rate
M
ATU
RED
M
ATU
RED
99,
978.
00
(100
,000
.00)
2
2.00
-
04
/17/
201.
95%
9027
5DJS
0U
BS A
G S
TAM
FOR
D B
RAN
CD
-Neg
otia
ble
MAT
UR
ED
MAT
UR
ED
170
,105
.40
(170
,000
.00)
(10
5.40
)-
04
/15/
202.
23%
9128
28P3
8U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
dsSO
LD
SOLD
1
66,6
36.8
0
(1
66,5
97.2
7)
(39.
53)
-
01/3
1/23
1.68
%02
5816
CC
1AM
ERIC
AN E
XPR
ESS
CO
Cor
pora
te
155
,000
.00
16
1,21
2.40
161,
641.
75
-
2,62
7.25
16
4,26
9.00
02
/22/
243.
21%
0266
5WBG
5AM
ERIC
AN H
ON
DA
FIN
ANC
EC
orpo
rate
1
00,0
00.0
0
99,
317.
00
9
8,36
1.00
-
1,
381.
00
99,7
42.0
0
09
/09/
211.
70%
0266
5WC
P4AM
ERIC
AN H
ON
DA
FIN
ANC
EC
orpo
rate
1
30,0
00.0
0
129,
937.
60
13
0,83
5.90
-
2,
077.
40
132,
913.
30
12/1
0/21
3.30
%04
0654
XU4
ARIZ
ON
A ST
TR
ANSP
RTN
BR
D H
IGH
WAY
Mun
icip
al B
onds
100
,000
.00
10
0,00
0.00
100,
712.
00
-
1,69
3.00
10
2,40
5.00
07
/01/
241.
91%
0553
1FAX
1BB
T C
OR
POR
ATIO
NC
orpo
rate
2
00,0
00.0
0
201,
510.
00
20
1,32
2.00
-
3,
848.
00
205,
170.
00
04/0
1/22
2.68
%13
063D
DF2
CAL
IFO
RN
IA S
T VA
RIO
US
PUR
POSE
Mun
icip
al B
onds
130
,000
.00
13
1,81
0.90
133,
404.
70
-
61
1.00
13
4,01
5.70
10
/01/
222.
43%
1306
3DG
A0C
ALIF
OR
NIA
ST
Mun
icip
al B
onds
150
,000
.00
15
0,00
6.00
152,
151.
00
-
17
4.00
15
2,32
5.00
04
/01/
212.
76%
1431
5EAC
4C
ARM
AX A
UTO
OW
NER
TR
UST
Asse
t-Bac
ked
55
,000
.00
5
4,99
9.49
55,
726.
55
-
67
9.80
56
,406
.35
09/1
5/23
3.28
%14
913Q
2V0
CAT
ERPI
LLAR
FIN
L SE
RVI
CE
Cor
pora
te
125
,000
.00
12
7,93
7.50
127,
745.
00
-
4,83
2.50
13
2,57
7.50
05
/17/
242.
69%
1730
5EG
K5C
ITIB
ANK
CR
EDIT
CAR
D IS
SUAN
CE
TRU
STAs
set-B
acke
d
50,0
00.0
0
49,
447.
26
5
0,36
5.00
-
246.
00
50,6
11.0
0
01
/20/
232.
46%
2442
2ETL
3JO
HN
DEE
RE
CAP
ITAL
CO
RP
Cor
pora
te
85
,000
.00
8
4,62
5.15
85,
827.
90
-
1,40
1.65
87
,229
.55
01/0
6/22
2.58
%24
422E
UD
9JO
HN
DEE
RE
CAP
ITAL
CO
RP
Cor
pora
te
80
,000
.00
7
9,94
5.60
80,
521.
60
-
80
7.20
81
,328
.80
03/1
2/21
2.83
%25
4683
CM
5D
ISC
OVE
R C
ARD
EXE
CU
TIO
N N
OTE
Asse
t-Bac
ked
95
,000
.00
9
4,97
9.59
95,
415.
15
-
1,88
5.75
97
,300
.90
10/1
5/24
1.85
%25
468P
CW
4W
ALT
DIS
NEY
CO
MPA
NY
Cor
pora
te
85
,000
.00
8
2,27
0.65
86,
391.
45
-
1,50
1.10
87
,892
.55
12/0
1/22
2.27
%31
30AF
W94
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
80,0
00.0
0
179,
362.
80
19
3,87
0.80
-
(
142.
20)
193,
728.
60
02/1
3/24
2.32
%31
30AG
LD5
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
60,0
00.0
0
159,
857.
60
16
2,98
5.60
-
192.
00
163,
177.
60
07/0
7/21
1.84
%31
30AJ
7E3
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
35,0
00.0
0
134,
751.
60
13
8,62
6.10
-
311.
85
138,
937.
95
02/1
7/23
1.34
%31
30AJ
HU
6FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
100
,000
.00
9
9,50
4.00
-
99,
504.
00
13
0.00
99
,634
.00
04/1
4/25
0.50
%31
3382
AX1
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
95,0
00.0
0
203,
792.
55
-
20
3,79
2.55
1,
230.
45
205,
023.
00
03/1
0/23
2.02
%31
3383
YJ4
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
1
50,0
00.0
0
152,
609.
40
16
5,15
9.00
-
(
252.
00)
164,
907.
00
09/0
8/23
3.07
%31
33EL
VV3
FED
ERAL
FAR
M C
RED
IT B
KSFe
dera
l Age
ncy
140
,000
.00
14
0,00
0.00
-
140,
000.
00
31
0.80
14
0,31
0.80
04
/08/
220.
95%
3133
X8L3
4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
200
,000
.00
24
1,48
0.00
243,
428.
00
-
(
2,39
2.00
)24
1,03
6.00
09
/09/
244.
45%
3135
G03
U5
F N
M A
DEB
Fede
ral A
genc
y
1
05,0
00.0
0
104,
783.
70
-
10
4,78
3.70
370.
65
105,
154.
35
04/2
2/25
0.62
%31
35G
0U27
F N
M A
DEB
Fede
ral A
genc
y
65,0
00.0
0
64,
903.
15
6
6,44
8.20
-
(12.
35)
66,4
35.8
5
04
/13/
212.
45%
3135
G0U
35F
N M
AFe
dera
l Age
ncy
185
,000
.00
18
4,95
7.45
190,
322.
45
-
7.4
0 19
0,32
9.85
06
/22/
212.
67%
3135
G0U
43F
N M
AFe
dera
l Age
ncy
105
,000
.00
10
9,28
9.25
113,
190.
00
-
50
0.85
11
3,69
0.85
09
/12/
232.
66%
3135
G0U
84F
N M
AFe
dera
l Age
ncy
265
,000
.00
26
4,84
6.30
268,
998.
85
-
(50
6.15
)26
8,49
2.70
10
/30/
202.
84%
3135
G0V
34F
N M
AFe
dera
l Age
ncy
225
,000
.00
22
4,16
3.00
242,
025.
75
-
29
2.50
24
2,31
8.25
02
/05/
242.
32%
3135
G0W
33F
N M
AFe
dera
l Age
ncy
205
,000
.00
20
4,28
6.60
209,
940.
50
-
36
2.85
21
0,30
3.35
09
/06/
221.
34%
3135
G0X
24F
N M
AFe
dera
l Age
ncy
175
,000
.00
17
4,44
1.75
183,
695.
75
-
13
4.75
18
3,83
0.50
01
/07/
251.
55%
3136
AEG
Q4
F N
M A
GTD
R E
M I
C P
ASS
THR
UFe
dera
l Age
ncy
50
,385
.33
5
1,04
5.42
51,
609.
49
(10
0.84
)
257.
24
51,7
65.8
9
12
/27/
222.
22%
3136
B1XP
4F
N M
A G
TD R
E M
I C
PAS
S TH
RU
Fede
ral A
genc
y
57,8
94.0
0
59,
045.
58
5
9,60
3.79
(
928.
63)
11
0.41
58
,785
.57
09/2
5/21
3.51
%31
37B4
GX8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
32,0
75.0
2
32,
151.
44
3
3,97
1.54
(
864.
84)
3
7.06
33
,143
.76
02/2
5/23
2.92
%31
37B5
JL8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
36,8
84.2
5
36,
695.
50
3
8,83
6.94
(1,
022.
83)
8
1.51
37
,895
.62
02/2
5/23
2.60
%31
37BM
6P6
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
1
05,0
00.0
0
105,
894.
14
10
8,28
3.35
-
559.
65
108,
843.
00
08/2
5/22
2.98
%31
37EA
EP0
F H
L M
CFe
dera
l Age
ncy
200
,000
.00
19
9,84
6.00
208,
698.
00
-
17
4.00
20
8,87
2.00
02
/12/
251.
44%
3137
EAEQ
8F
H L
M C
Fede
ral A
genc
y
1
50,0
00.0
0
149,
625.
00
-
14
9,62
5.00
423.
00
150,
048.
00
04/2
0/23
0.37
%31
37FK
K39
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
36,8
37.2
2
36,
837.
12
4
0,38
0.17
(2,
325.
00)
(59
7.61
)37
,457
.56
07/2
5/23
3.15
%31
680Y
AD9
FIFT
H T
HIR
D A
UTO
TR
UST
Asse
t-Bac
ked
45
,000
.00
4
4,99
0.11
45,
124.
20
-
74
1.60
45
,865
.80
12/1
5/23
2.59
%34
531E
AD8
FOR
D C
RED
IT A
UTO
OW
NER
TR
UST
Asse
t-Bac
ked
4
,066
.12
4,0
66.0
9
7
,884
.59
(
3,82
1.15
)
3
.74
4,06
7.18
06/1
5/21
1.67
%34
531L
AD2
FOR
D C
RED
IT A
UTO
LEA
SE T
RU
STAs
set-B
acke
d
54,4
07.9
0
54,
403.
30
5
5,09
5.70
(
592.
10)
21
6.06
54
,719
.66
12/1
5/21
3.17
%36
255J
AD6
GM
FIN
ANC
IAL
SEC
UR
ITIZ
ED T
ERM
Asse
t-Bac
ked
49
,048
.83
4
9,03
7.39
50,
595.
00
(95
1.17
)
196.
65
49,8
40.4
8
05
/16/
232.
97%
3625
6GAD
1G
M F
INAN
CIA
L AU
TOM
OBI
LEAs
set-B
acke
d
26,8
31.3
1
26,
829.
19
3
0,81
5.30
(3,
938.
45)
9
1.30
26
,968
.15
06/2
1/21
3.16
%42
7866
BA5
HER
SHEY
CO
MPA
NY
Cor
pora
te
60
,000
.00
5
9,95
8.60
59,
905.
80
-
1,47
3.60
61
,379
.40
05/1
5/21
3.03
%43
7076
BV3
HO
ME
DEP
OT
INC
Cor
pora
te
70
,000
.00
6
9,80
8.20
72,
443.
00
-
1,00
0.30
73
,443
.30
03/0
1/22
3.10
%44
931P
AD8
HYU
ND
AI A
UTO
REC
EIVA
BLES
TR
UST
Asse
t-Bac
ked
12
,944
.21
1
2,94
3.17
16,
971.
26
(
4,02
5.01
)
16.
60
12,9
62.8
5
08
/16/
211.
76%
4493
2HAB
9IB
M C
RED
IT C
OR
PC
orpo
rate
1
50,0
00.0
0
149,
689.
50
14
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TER
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TER
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ION
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ANK
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pran
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nals
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pora
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324.
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1,94
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9,26
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OW
NER
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UST
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ked
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(
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)
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36
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5
04
/18/
222.
64%
Page
5 o
f 11
Item # 9
Ass
et T
ype
Sha
res/
Uni
ts
Cos
t Bas
isB
egin
ning
B
alan
ceEn
ding
Bal
ance
Ass
et T
ype
Shar
es/U
nits
C
ost B
asis
3/31
/202
04/
30/2
020
FOR
TH
E M
ON
TH E
ND
ED A
PRIL
30,
202
0
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TC
ASH
& C
ASH
EQ
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ALE
NT
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D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Ass
et N
ame
Purc
hase
/Sal
e or
M
atur
ityM
arke
t Inc
/(Dec
)M
atur
ity D
ate
Ann
ual
Yiel
d55
379W
ZU3
MU
FG B
ANK
LTD
NY
BRA
CD
-Neg
otia
ble
130
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.00
13
0,00
0.00
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037.
80
-
1,47
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13
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02
/25/
222.
86%
6174
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MO
RG
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TAN
LEY
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pora
te
195
,000
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6,41
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204,
863.
10
-
5,46
7.80
21
0,33
0.90
04
/29/
243.
59%
6374
3HER
9N
ATIO
NAL
RU
RAL
UTI
L C
OO
PC
orpo
rate
1
35,0
00.0
0
134,
600.
55
13
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-
2,
127.
60
137,
354.
40
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NIS
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AU
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9
1,83
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361.
80
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99.6
0
06
/15/
233.
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6555
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7N
OR
DEA
BK
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ble
100
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10
0,00
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101,
088.
00
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08
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221.
80%
6937
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CC
AR F
INAN
CIA
L C
OR
PC
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rate
60,0
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0
59,
970.
60
6
0,33
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-
430.
20
60,7
65.6
0
03
/01/
212.
76%
7972
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N4
SAN
DIE
GO
CA
CM
NTY
CLG
DIS
T R
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unic
ipal
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ds
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000.
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90)
35,6
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0
08
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231.
96%
8085
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5C
HAR
LES
SCH
WAB
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RP
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pora
te
75
,000
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7
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75
-
94
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76
,504
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1/21
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DR
7SK
AND
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NS
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KEN
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100
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10
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0.00
101,
114.
00
-
1,49
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10
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08
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81%
8336
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L9SO
CIE
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ENER
ALE
NY
CD
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otia
ble
130
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13
0,00
0.00
131,
110.
20
-
1,53
1.40
13
2,64
1.60
02
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221.
76%
8656
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9SU
MIT
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O M
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ble
195
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19
4,73
4.80
197,
458.
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-
31
9.80
19
7,77
8.75
10
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203.
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8748
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PAIS
CA
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ION
HIG
H S
CH
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TM
unic
ipal
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85,0
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(
343.
40)
86,3
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0
08
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231.
94%
8923
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6TO
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AU
TO R
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set-B
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d
65,0
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0
64,
989.
63
6
5,92
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-
549.
25
66,4
74.2
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08
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232.
51%
9047
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3U
NIL
EVER
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ITAL
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RP
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pora
te
100
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9
9,51
6.00
103,
345.
00
-
1,03
0.00
10
4,37
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03
/07/
222.
87%
9115
9HH
X1U
S BA
NC
OR
PC
orpo
rate
1
00,0
00.0
0
99,
911.
00
9
9,95
6.00
-
4,
260.
00
104,
216.
00
07/3
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2796
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otes
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ds
1
15,0
00.0
0
114,
544.
66
11
4,98
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4
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114,
989.
65
06/0
4/20
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%91
2828
2F6
U S
TR
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RY
NO
TEU
.S. T
-Not
es/B
onds
170
,000
.00
16
7,66
2.50
172,
257.
60
-
(11
9.00
)17
2,13
8.60
08
/31/
211.
11%
9128
282W
9U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
65,0
00.0
0
160,
340.
04
17
1,69
0.75
-
(
128.
70)
171,
562.
05
09/3
0/22
1.80
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2828
2Y5
U S
TR
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RY
NO
TEU
.S. T
-Not
es/B
onds
210
,000
.00
21
4,31
4.84
226,
520.
70
-
(4
8.30
)22
6,47
2.40
09
/30/
241.
97%
9128
283J
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
25,0
00.0
0
25,
541.
99
2
7,02
5.50
-
5
.75
27,0
31.2
5
11
/30/
241.
97%
9128
283V
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
20,0
00.0
0
126,
557.
81
24
2,35
2.00
(1
10,3
24.2
2)
149.
82
132,
177.
60
01/3
1/25
2.27
%91
2828
4L1
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
130
,000
.00
13
6,02
2.66
139,
816.
30
-
(11
1.80
)13
9,70
4.50
04
/30/
232.
56%
9128
285L
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
2
00,0
00.0
0
205,
218.
75
20
8,66
4.00
-
(
484.
00)
208,
180.
00
11/1
5/21
2.76
%91
2828
6C9
U S
TR
EASU
RY
NO
TEU
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-Not
es/B
onds
110
,000
.00
11
2,01
0.94
114,
697.
00
-
(18
9.20
)11
4,50
7.80
02
/15/
222.
40%
9128
28D
72U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
4
00,0
00.0
0
401,
203.
12
41
0,22
0.00
-
(
408.
00)
409,
812.
00
08/3
1/21
1.95
%91
2828
L24
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
160
,000
.00
16
1,50
0.00
166,
268.
80
-
(9
9.20
)16
6,16
9.60
08
/31/
221.
81%
9128
28L3
2U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
6
00,0
00.0
0
609,
367.
97
60
3,18
6.00
-
(
630.
00)
602,
556.
00
08/3
1/20
1.37
%91
2828
L57
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
120
,000
.00
11
5,20
9.38
124,
467.
60
-
(4
6.80
)12
4,42
0.80
09
/30/
221.
69%
9128
28N
30U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
5
00,0
00.0
0
492,
070.
31
52
5,35
0.00
-
(
235.
00)
525,
115.
00
12/3
1/22
2.02
%91
2828
P87
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
250
,000
.00
24
8,24
2.19
252,
345.
00
-
(31
2.50
)25
2,03
2.50
02
/28/
211.
12%
9128
28Q
29U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
2
00,0
00.0
0
188,
000.
00
20
7,25
0.00
-
94.
00
207,
344.
00
03/3
1/23
1.45
%91
2828
Q78
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
125
,000
.00
12
4,76
5.63
126,
665.
00
-
(15
1.25
)12
6,51
3.75
04
/30/
211.
36%
9128
28R
69U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
4
95,0
00.0
0
477,
267.
00
51
5,61
1.80
-
118.
80
515,
730.
60
05/3
1/23
1.56
%91
2828
T26
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
130
,000
.00
12
7,20
1.95
134,
824.
30
-
4
0.30
13
4,86
4.60
09
/30/
231.
33%
9128
28T3
4U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
60,0
00.0
0
59,
678.
91
6
0,82
5.00
-
(9
.60)
60,8
15.4
0
09
/30/
211.
11%
9128
28T6
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
6
30,0
00.0
0
616,
774.
23
64
0,53
3.60
-
(
466.
20)
640,
067.
40
10/3
1/21
1.23
%91
2828
U81
U S
TR
EASU
RY
NO
TEU
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-Not
es/B
onds
75
,000
.00
7
4,90
3.32
77,
331.
75
-
(9
9.00
)77
,232
.75
12/3
1/21
1.94
%91
2828
VP2
U S
TR
EASU
RY
NO
TEU
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es/B
onds
100
,000
.00
10
3,42
1.87
100,
672.
00
-
(19
7.00
)10
0,47
5.00
07
/31/
201.
99%
9128
28VZ
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
10,0
00.0
0
10,
010.
94
17
6,63
4.50
(1
66,4
93.1
7)
(61.
63)
10,0
79.7
0
09
/30/
201.
98%
9128
28W
48U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
60,0
00.0
0
59,
343.
75
6
4,17
6.60
-
(30.
60)
64,1
46.0
0
02
/29/
241.
99%
9128
28W
55U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
80,0
00.0
0
179,
163.
28
18
5,70
9.60
-
(
217.
80)
185,
491.
80
02/2
8/22
1.82
%91
2828
W71
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
140
,000
.00
14
2,73
9.84
149,
926.
00
-
(5.6
0)14
9,92
0.40
03
/31/
241.
98%
9128
28X7
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
40,0
00.0
0
140,
628.
90
14
9,36
3.20
-
43.
40
149,
406.
60
04/3
0/24
1.87
%91
2828
XX3
U S
TR
EASU
RY
NO
TEU
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-Not
es/B
onds
180
,000
.00
18
1,93
3.59
192,
452.
40
-
3
6.00
19
2,48
8.40
06
/30/
241.
87%
9128
28YC
8U
S T
REA
SUR
Y N
OTE
U.S
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otes
/Bon
ds
40,0
00.0
0
39,
939.
06
4
0,74
5.20
-
(29.
60)
40,7
15.6
0
08
/31/
211.
47%
9128
28Z8
6U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
2
30,0
00.0
0
233,
881.
25
26
8,23
6.80
(30,
936.
33)
1
3.53
23
7,31
4.00
02
/15/
231.
33%
9230
40G
U7
VEN
TUR
A C
NTY
CA
CM
NTY
CLG
DIS
T TX
BLM
unic
ipal
Bon
ds
1
30,0
00.0
0
130,
000.
00
12
9,69
4.50
-
1,
600.
30
131,
294.
80
08/0
1/24
1.78
%94
106L
BF5
WAS
TE M
ANAG
EMEN
T IN
CC
orpo
rate
1
00,0
00.0
0
102
,769
.00
1
01,6
65.0
0
-
5
,003
.00
106,
668.
00
06
/15/
242.
77%
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
T-TO
LAN
D T
otal
13,
807,
837
$ 1
3,86
2,12
5.90
$
14,
196,
738.
24
$
(11
7,18
5.86
) $
208,
135.
32
$ 1
4,28
7,68
7.70
Page
6 o
f 11
Item # 9
Ass
et T
ype
Sha
res/
Uni
ts
Cos
t Bas
isB
egin
ning
B
alan
ceEn
ding
Bal
ance
Ass
et T
ype
Shar
es/U
nits
C
ost B
asis
3/31
/202
04/
30/2
020
FOR
TH
E M
ON
TH E
ND
ED A
PRIL
30,
202
0
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALE
NT
AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Ass
et N
ame
Purc
hase
/Sal
e or
M
atur
ityM
arke
t Inc
/(Dec
)M
atur
ity D
ate
Ann
ual
Yiel
d02
007H
AC5
ALLY
AU
TO R
ECEI
VABL
ES T
RU
STAs
set-B
acke
d
3,
833.
70
3,8
33.2
5
5
,651
.37
(1,8
26.6
1)
10
.47
3,83
5.23
08
/16/
211.
78%
CAM
P PO
OL
FED
ERAT
ED G
OVE
RN
MEN
T O
BLIG
ATIO
NS
Mon
ey M
arke
t Fun
ds
86,
131.
97
86,1
31.9
7
5
,200
.44
-
8
0,93
1.53
86
,131
.97
N/A
N/A
6247
9LD
G7
MU
FG B
ANK
LTD
NY
BRAN
C P
Com
mer
cial
Pap
er M
ATU
RED
M
ATU
RED
1
49,9
25.0
0
(
150,
000.
00)
75.0
0 -
04/1
6/20
0.00
%63
873J
DW
7N
ATIX
IS N
Y C
PC
omm
erci
al P
aper
MAT
UR
ED
MAT
UR
ED
7
9,92
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(80,
000.
00)
77.6
0 -
04/3
0/20
0.00
%91
2828
Q78
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
SO
LD
SO
LD
6
0,79
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(60,
787.
50)
(
11.7
0)-
04/3
0/21
1.36
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5816
CC
1AM
ERIC
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ESS
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Cor
pora
te
5
5,00
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57
,204
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57,3
56.7
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-
932
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58,2
89.0
0
02
/22/
243.
21%
0266
5WC
Y5AM
ERIC
AN H
ON
DA
FIN
ANC
EC
orpo
rate
40,
000.
00
39,9
63.2
0
39
,293
.60
-
8
62.8
0 40
,156
.40
06/2
7/22
2.19
%04
0654
XU4
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ON
A ST
TR
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IGH
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Mun
icip
al B
onds
5
0,00
0.00
50
,000
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50,3
56.0
0
-
846
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51,2
02.5
0
07
/01/
241.
91%
0553
1FAX
1BB
T C
OR
POR
ATIO
NC
orpo
rate
60,
000.
00
60,4
53.0
0
60
,396
.60
-
1,1
54.4
0 61
,551
.00
04/0
1/22
2.68
%13
063D
DF2
CAL
IFO
RN
IA S
T VA
RIO
US
PUR
POSE
Mun
icip
al B
onds
4
0,00
0.00
40
,557
.20
41,0
47.6
0
-
188
.00
41,2
35.6
0
10
/01/
222.
43%
1306
3DG
A0C
ALIF
OR
NIA
ST
Mun
icip
al B
onds
5
0,00
0.00
50
,002
.00
50,7
17.0
0
-
58
.00
50,7
75.0
0
04
/01/
212.
76%
1491
3Q2V
0C
ATER
PILL
AR F
INL
SER
VIC
EC
orpo
rate
35,
000.
00
35,8
22.5
0
35
,768
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-
1,3
53.1
0 37
,121
.70
05/1
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2.69
%17
305E
GK5
CIT
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K C
RED
IT C
ARD
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E TR
UST
Asse
t-Bac
ked
3
0,00
0.00
29
,668
.36
30,2
19.0
0
-
147
.60
30,3
66.6
0
01
/20/
232.
46%
2442
2ETL
3JO
HN
DEE
RE
CAP
ITAL
CO
RP
Cor
pora
te
3
0,00
0.00
29
,867
.70
30,2
92.2
0
-
494
.70
30,7
86.9
0
01
/06/
222.
58%
2442
2EU
D9
JOH
N D
EER
E C
APIT
AL C
OR
PC
orpo
rate
30,
000.
00
29,9
79.6
0
30
,195
.60
-
3
02.7
0 30
,498
.30
03/1
2/21
2.83
%25
4683
CM
5D
ISC
OVE
R C
ARD
EXE
CU
TIO
N N
OTE
Asse
t-Bac
ked
3
0,00
0.00
29
,993
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30,1
31.1
0
-
595
.50
30,7
26.6
0
10
/15/
241.
85%
2546
87FK
7W
ALT
DIS
NEY
CO
MPA
NY
THE
Cor
pora
te
5
0,00
0.00
49
,796
.00
50,0
99.5
0
-
588
.00
50,6
87.5
0
08
/30/
241.
73%
3130
AEW
A4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
5
0,00
0.00
49
,892
.50
1
01,1
50.0
0
(50,
495.
00)
(2
26.5
0)50
,428
.50
10/0
1/20
2.60
%31
30AF
W94
FED
ERAL
HO
ME
LOAN
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Fede
ral A
genc
y
65,
000.
00
64,7
69.9
0
70
,008
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-
(
51.3
5)69
,957
.55
02/1
3/24
2.32
%31
30AJ
7E3
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
45,
000.
00
44,9
17.2
0
46
,208
.70
-
1
03.9
5 46
,312
.65
02/1
7/23
1.34
%31
30AJ
HU
6FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
4
5,00
0.00
44
,776
.80
-
44,7
76.8
0
58
.50
44,8
35.3
0
04
/14/
250.
50%
3133
83Q
R5
FED
ERAL
HO
ME
LOAN
BKS
Fede
ral A
genc
y
50,
000.
00
52,6
89.0
0
54
,331
.50
-
97.0
0 54
,428
.50
06/0
9/23
2.99
%31
33EL
VV3
FED
ERAL
FAR
M C
RED
IT B
KSFe
dera
l Age
ncy
4
5,00
0.00
45
,000
.00
-
45,0
00.0
0
99
.90
45,0
99.9
0
04
/08/
220.
95%
3133
X8L3
4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
5
5,00
0.00
66
,407
.00
66,9
42.7
0
-
(657
.80)
66,2
84.9
0
09
/09/
244.
45%
3135
G03
U5
F N
M A
DEB
Fede
ral A
genc
y
1
00,0
00.0
0
99
,794
.00
-
99,7
94.0
0
353
.00
100,
147.
00
04
/22/
250.
62%
3135
G0U
35F
N M
AFe
dera
l Age
ncy
6
0,00
0.00
59
,986
.20
61,7
26.2
0
-
2
.40
61,7
28.6
0
06
/22/
212.
67%
3135
G0U
84F
N M
AFe
dera
l Age
ncy
4
5,00
0.00
44
,973
.90
86,2
82.6
5
(40,
545.
20)
(1
44.3
5)45
,593
.10
10/3
0/20
2.84
%31
35G
0X24
F N
M A
Fede
ral A
genc
y
85,
000.
00
84,7
28.8
5
89
,223
.65
-
65.4
5 89
,289
.10
01/0
7/25
1.55
%31
36AE
GQ
4F
N M
A G
TD R
E M
I C
PAS
S TH
RU
Fede
ral A
genc
y
14,
819.
22
15,0
13.3
7
15
,179
.27
(
29.6
6)
75
.66
15,2
25.2
7
12
/27/
222.
22%
3136
B1XP
4F
N M
A G
TD R
E M
I C
PAS
S TH
RU
Fede
ral A
genc
y
24,
376.
42
24,8
61.2
9
25
,096
.33
(3
91.0
0)
46
.49
24,7
51.8
2
09
/25/
213.
51%
3137
B4G
X8F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
9,43
3.83
9
,456
.31
9,9
91.6
2
(254
.36)
10.9
1 9,
748.
17
02/2
5/23
2.92
%31
37B5
JL8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
12,
294.
76
12,2
31.8
4
12
,945
.65
(3
40.9
4)
27
.17
12,6
31.8
8
02
/25/
232.
60%
3137
BM6P
6F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
3
5,00
0.00
35
,298
.05
36,0
94.4
5
-
186
.55
36,2
81.0
0
08
/25/
222.
98%
3137
EAEP
0F
H L
M C
Fede
ral A
genc
y
65,
000.
00
64,9
49.9
5
67
,826
.85
-
56.5
5 67
,883
.40
02/1
2/25
1.44
%31
37EA
EQ8
F H
L M
CFe
dera
l Age
ncy
5
0,00
0.00
49
,875
.00
-
49,8
75.0
0
141
.00
50,0
16.0
0
04
/20/
230.
37%
3137
FKK3
9F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
1
1,33
4.53
11
,334
.49
12,4
24.6
6
(715
.38)
(1
83.8
8)11
,525
.40
07/2
5/23
3.15
%31
680Y
AD9
FIFT
H T
HIR
D A
UTO
TR
UST
Asse
t-Bac
ked
1
5,00
0.00
14
,996
.70
15,0
41.4
0
-
247
.20
15,2
88.6
0
12
/15/
232.
59%
3453
1EAD
8FO
RD
CR
EDIT
AU
TO O
WN
ER T
RU
STAs
set-B
acke
d
1,
129.
45
1,1
29.4
5
2
,190
.14
(1,0
61.4
3)
1
.03
1,12
9.74
06
/15/
211.
67%
3453
1LAD
2FO
RD
CR
EDIT
AU
TO L
EASE
TR
UST
Asse
t-Bac
ked
1
9,78
4.69
19
,783
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20,0
34.8
0
(215
.31)
78.5
7 19
,898
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12/1
5/21
3.17
%36
255J
AD6
GM
FIN
ANC
IAL
SEC
UR
ITIZ
ED T
ERM
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t-Bac
ked
1
9,61
9.53
19
,614
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20,2
38.0
0
(380
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78.6
6 19
,936
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05/1
6/23
2.97
%36
256G
AD1
GM
FIN
ANC
IAL
AUTO
MO
BILE
Asse
t-Bac
ked
6,70
7.83
6
,707
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7,7
03.8
2
(984
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22.8
3 6,
742.
04
06/2
1/21
3.16
%42
7866
BA5
HER
SHEY
CO
MPA
NY
Cor
pora
te
2
5,00
0.00
24
,982
.75
24,9
60.7
5
-
614
.00
25,5
74.7
5
05
/15/
213.
03%
4370
76BV
3H
OM
E D
EPO
T IN
CC
orpo
rate
25,
000.
00
24,9
31.5
0
25
,872
.50
-
3
57.2
5 26
,229
.75
03/0
1/22
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931P
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ND
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3,59
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3
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4,7
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4
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79
08/1
6/21
1.76
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932H
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Cor
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5
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49
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49,9
74.5
0
-
433
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50,4
07.5
0
01
/20/
211.
79%
4595
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7IN
TER
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ION
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anat
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40,
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00
39,9
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0
40
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(
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03/0
9/21
2.60
%46
640P
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GAN
SEC
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ITIE
S LL
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PC
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1
50,0
00.0
0
149
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-
1
49,6
66.2
5
225
.75
149,
892.
00
07
/14/
200.
00%
4664
7PBB
1JP
MO
RG
AN C
HAS
E C
OC
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rate
50,
000.
00
50,0
00.0
0
50
,861
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-
7
19.0
0 51
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.00
04/0
1/23
3.11
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788C
AC6
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N D
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WN
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624.
21
5,6
23.8
0
6
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(5
82.9
1)
79
.45
5,65
8.35
04
/18/
222.
64%
5537
9WZU
3M
UFG
BAN
K LT
D N
Y BR
AC
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egot
iabl
e
40,
000.
00
40,0
00.0
0
41
,242
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-
4
54.0
0 41
,696
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02/2
5/22
2.86
%61
746B
DQ
6M
OR
GAN
STA
NLE
YC
orpo
rate
70,
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00
74,0
97.1
0
73
,540
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-
1,9
62.8
0 75
,503
.40
04/2
9/24
3.59
%
Page
7 o
f 11
Item # 9
Ass
et T
ype
Sha
res/
Uni
ts
Cos
t Bas
isB
egin
ning
B
alan
ceEn
ding
Bal
ance
Ass
et T
ype
Shar
es/U
nits
C
ost B
asis
3/31
/202
04/
30/2
020
FOR
TH
E M
ON
TH E
ND
ED A
PRIL
30,
202
0
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALE
NT
AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Ass
et N
ame
Purc
hase
/Sal
e or
M
atur
ityM
arke
t Inc
/(Dec
)M
atur
ity D
ate
Ann
ual
Yiel
d63
743H
ER9
NAT
ION
AL R
UR
AL U
TIL
CO
OP
Cor
pora
te
4
5,00
0.00
44
,856
.45
45,0
75.6
0
-
709
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45,7
84.8
0
03
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212.
85%
6555
8TLL
7N
OR
DEA
BK
ABP
NY
CD
-Neg
otia
ble
5
0,00
0.00
50
,000
.00
50,5
44.0
0
-
746
.50
51,2
90.5
0
08
/26/
221.
80%
6937
1RN
93PA
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AR F
INAN
CIA
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OR
PC
orpo
rate
20,
000.
00
19,9
90.2
0
20
,111
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-
1
43.4
0 20
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03/0
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2.76
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7272
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1
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15
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15,3
43.8
0
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15,2
81.7
0
08
/01/
231.
96%
8085
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HAR
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Cor
pora
te
2
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24
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25,1
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5
-
314
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0
05
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213.
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8305
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00
50,0
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0
50
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7
48.0
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1.81
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ERAL
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45,0
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45
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00
49,9
32.0
0
50
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-
82.0
0 50
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10/1
6/20
3.34
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4857
KJ3
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A U
NIO
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IGH
SC
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IST
Mun
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onds
4
0,00
0.00
40
,000
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40,7
92.0
0
-
(161
.60)
40,6
30.4
0
08
/01/
231.
94%
8923
9JAD
6TO
YOTA
AU
TO R
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set-B
acke
d
20,
000.
00
19,9
96.8
1
20
,284
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-
1
69.0
0 20
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08/1
5/23
2.51
%91
159H
HX1
US
BAN
CO
RP
Cor
pora
te
4
0,00
0.00
39
,964
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39,9
82.4
0
-
1
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41,6
86.4
0
07
/30/
242.
30%
9128
282F
6U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
55,0
00.0
0
152
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1
57,0
58.4
0
-
(108
.50)
156,
949.
90
08
/31/
211.
11%
9128
282Y
5U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
70,
000.
00
71,5
56.2
5
75
,506
.90
-
(
16.1
0)75
,490
.80
09/3
0/24
1.97
%91
2828
3J7
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
1
5,00
0.00
15
,325
.20
16,2
15.3
0
-
3
.45
16,2
18.7
5
11
/30/
241.
97%
9128
283V
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
10,
000.
00
10,5
46.4
8
60
,588
.00
(4
9,64
5.90
)
72
.70
11,0
14.8
0
01
/31/
252.
27%
9128
284G
2U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
20,0
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0
121
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1
22,7
79.2
0
-
(224
.40)
122,
554.
80
04
/15/
212.
33%
9128
285L
0U
S T
REA
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Y N
OTE
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. T-N
otes
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ds
85,
000.
00
87,2
17.9
7
88
,682
.20
-
(2
05.7
0)88
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11/1
5/21
2.76
%91
2828
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U S
TR
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RY
NO
TEU
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-Not
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onds
165
,000
.00
1
66,5
91.9
9
170
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.90
-
(
57.7
5)17
0,59
5.15
07/1
5/22
1.69
%91
2828
D72
U S
TR
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RY
NO
TEU
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180
,000
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1
80,5
41.4
1
184
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.00
-
(1
83.6
0)18
4,41
5.40
08/3
1/21
1.95
%91
2828
L32
U S
TR
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RY
NO
TEU
.S. T
-Not
es/B
onds
185
,000
.00
1
87,9
26.7
5
201
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(1
5,06
9.73
)
(204
.17)
185,
788.
10
08
/31/
201.
37%
9128
28L5
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
95,
000.
00
92,2
84.9
6
98
,536
.85
-
(
37.0
5)98
,499
.80
09/3
0/22
1.69
%91
2828
N30
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TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
100
,000
.00
98,4
14.0
6
105
,070
.00
-
(
47.0
0)10
5,02
3.00
12/3
1/22
2.02
%91
2828
P38
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
140
,000
.00
1
33,6
22.6
6
145
,807
.20
-
(4.2
0)14
5,80
3.00
01/3
1/23
1.68
%91
2828
R69
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
100
,000
.00
96,8
24.2
2
104
,164
.00
-
24.0
0 10
4,18
8.00
05/3
1/23
1.56
%91
2828
S35
U S
TR
EASU
RY
BON
DU
.S. T
-Not
es/B
onds
120
,000
.00
1
13,7
56.2
5
129
,306
.25
(5,1
73.0
5)
113
.60
124,
246.
80
06
/30/
231.
33%
9128
28T6
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
10,0
00.0
0
107
,413
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1
11,8
39.2
0
-
(81
.40)
111,
757.
80
10
/31/
211.
23%
9128
28U
81U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
80,
000.
00
80,9
71.8
7
82
,487
.20
-
(1
05.6
0)82
,381
.60
12/3
1/21
1.94
%91
2828
W48
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
170
,000
.00
1
69,3
86.7
2
181
,833
.70
-
(
86.7
0)18
1,74
7.00
02/2
9/24
1.99
%91
2828
W55
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
5
5,00
0.00
54
,744
.34
56,7
44.6
0
-
(66
.55)
56,6
78.0
5
02
/28/
221.
82%
9128
28W
71U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
75,
000.
00
76,4
15.0
4
80
,317
.50
-
(3.0
0)80
,314
.50
03/3
1/24
1.98
%92
3040
GU
7VE
NTU
RA
CN
TY C
A C
MN
TY C
LG D
IST
TXBL
Mun
icip
al B
onds
4
0,00
0.00
40
,000
.00
39,9
06.0
0
-
492
.40
40,3
98.4
0
08
/01/
241.
78%
9410
6LBF
5W
ASTE
MAN
AGEM
ENT
INC
Cor
pora
te
4
0,00
0.00
41
,107
.60
40,6
66.0
0
-
2
,001
.20
42,6
67.2
0
06
/15/
242.
77%
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
T-C
OA
STA
L To
tal
4,
488,
686
$
4,4
97,6
73.2
7 $
4
,603
,711
.90
$
(7
0,50
5.07
) $
100,
098.
83
$
4,6
33,3
05.6
6
0200
4VAC
7AL
LY A
UTO
REC
EIVA
BLES
TR
UST
Asse
t-Bac
ked
3
0,20
8.55
30
,203
.06
32,8
15.6
3
(2
,444
.47)
1
56.0
9 30
,527
.25
11/1
5/22
2.89
%C
AMP
POO
LFE
DER
ATED
GO
VER
NM
ENT
OBL
IGAT
ION
SM
oney
Mar
ket F
unds
2
0,53
0.81
20
,530
.81
10,9
01.6
9
-
9
,629
.12
20,5
30.8
1
N
/AN
/A31
35G
0U84
F N
M A
Fede
ral A
genc
y S
OLD
S
OLD
60,
905.
40
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0,80
5.20
)
(100
.20)
-
10
/30/
202.
83%
9027
5DJS
0U
BS A
G S
TAM
FOR
D B
RAN
CD
-Neg
otia
ble
MAT
UR
ED
MAT
UR
ED
120
,074
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(12
0,00
0.00
)
(74
.40)
-
04
/15/
202.
23%
0200
7HAC
5AL
LY A
UTO
REC
EIVA
BLES
TR
UST
Asse
t-Bac
ked
5,36
7.22
5
,366
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7,9
11.9
5
(2
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14.6
7 5,
369.
37
08/1
6/21
1.78
%02
007J
AC1
ALLY
AU
TO R
ECEI
VABL
ES T
RU
STAs
set-B
acke
d
40,
642.
42
40,6
39.6
4
43
,991
.82
(3,0
40.5
6)
221
.95
41,1
73.2
1
01
/17/
232.
96%
0258
16C
C1
AMER
ICAN
EXP
RES
S C
OC
orpo
rate
50,
000.
00
52,0
04.0
0
52
,142
.50
-
8
47.5
0 52
,990
.00
02/2
2/24
3.21
%02
665W
CY5
AMER
ICAN
HO
ND
A FI
NAN
CE
Cor
pora
te
5
5,00
0.00
54
,949
.40
54,0
28.7
0
-
1
,186
.35
55,2
15.0
5
06
/27/
222.
19%
0406
54XU
4AR
IZO
NA
ST T
RAN
SPR
TN B
RD
HIG
HW
AYM
unic
ipal
Bon
ds
70,
000.
00
70,0
00.0
0
70
,498
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-
1,1
85.1
0 71
,683
.50
07/0
1/24
1.91
%05
531F
AX1
BB T
CO
RPO
RAT
ION
Cor
pora
te
5
0,00
0.00
50
,377
.50
50,3
30.5
0
-
962
.00
51,2
92.5
0
04
/01/
222.
68%
1306
3DD
F2C
ALIF
OR
NIA
ST
VAR
IOU
S PU
RPO
SEM
unic
ipal
Bon
ds
55,
000.
00
55,7
66.1
5
56
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-
2
58.5
0 56
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1/22
2.43
%13
063D
GA0
CAL
IFO
RN
IA S
TM
unic
ipal
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ds
70,
000.
00
70,0
02.8
0
71
,003
.80
-
81.2
0 71
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.00
04/0
1/21
2.76
%14
041N
FU0
CAP
ITAL
ON
E M
ULT
I ASS
ETAs
set-B
acke
d
1
15,0
00.0
0
114
,971
.04
1
16,1
08.6
0
-
1
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.35
117,
314.
95
08
/15/
241.
69%
1431
3FAD
1C
ARM
AX A
UTO
OW
NER
TR
UST
Asse
t-Bac
ked
3
5,00
0.00
34
,995
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35,5
70.5
0
-
33
.60
35,6
04.1
0
06
/15/
233.
08%
1491
3Q2V
0C
ATER
PILL
AR F
INL
SER
VIC
EC
orpo
rate
40,
000.
00
40,9
40.0
0
40
,878
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-
1,5
46.4
0 42
,424
.80
05/1
7/24
2.69
%24
422E
TL3
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N D
EER
E C
APIT
AL C
OR
PC
orpo
rate
40,
000.
00
39,8
23.6
0
40
,389
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-
6
59.6
0 41
,049
.20
01/0
6/22
2.58
%
Page
8 o
f 11
Item # 9
Ass
et T
ype
Sha
res/
Uni
ts
Cos
t Bas
isB
egin
ning
B
alan
ceEn
ding
Bal
ance
Ass
et T
ype
Shar
es/U
nits
C
ost B
asis
3/31
/202
04/
30/2
020
FOR
TH
E M
ON
TH E
ND
ED A
PRIL
30,
202
0
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALE
NT
AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Ass
et N
ame
Purc
hase
/Sal
e or
M
atur
ityM
arke
t Inc
/(Dec
)M
atur
ity D
ate
Ann
ual
Yiel
d24
422E
UD
9JO
HN
DEE
RE
CAP
ITAL
CO
RP
Cor
pora
te
3
5,00
0.00
34
,976
.20
35,2
28.2
0
-
353
.15
35,5
81.3
5
03
/12/
212.
83%
2546
83C
M5
DIS
CO
VER
CAR
D E
XEC
UTI
ON
NO
TEAs
set-B
acke
d
45,
000.
00
44,9
90.3
3
45
,196
.65
-
8
93.2
5 46
,089
.90
10/1
5/24
1.85
%25
4687
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T D
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OM
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Y TH
EC
orpo
rate
60,
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00
59,7
55.2
0
60
,119
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-
7
05.6
0 60
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.00
08/3
0/24
1.73
%31
30AE
WA4
FED
ERAL
HO
ME
LOAN
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1
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99
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1
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0
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100,
857.
00
10
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202.
60%
3130
AGLD
5FE
DER
AL H
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dera
l Age
ncy
9
0,00
0.00
89
,919
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91,6
79.4
0
-
108
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91,7
87.4
0
07
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211.
84%
3130
AJ7E
3FE
DER
AL H
OM
E LO
AN B
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dera
l Age
ncy
5
0,00
0.00
49
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51,3
43.0
0
-
115
.50
51,4
58.5
0
02
/17/
231.
34%
3133
82AX
1FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
125
,000
.00
1
30,6
36.2
5
-
130
,636
.25
7
88.7
5 13
1,42
5.00
03/1
0/23
2.02
%31
33EL
VV3
FED
ERAL
FAR
M C
RED
IT B
KSFe
dera
l Age
ncy
5
0,00
0.00
50
,000
.00
-
50,0
00.0
0
111
.00
50,1
11.0
0
04
/08/
220.
95%
3133
X8L3
4FE
DER
AL H
OM
E LO
AN B
KSFe
dera
l Age
ncy
150
,000
.00
1
81,1
10.0
0
182
,571
.00
-
(1,7
94.0
0)18
0,77
7.00
09/0
9/24
4.45
%31
35G
0U27
F N
M A
DEB
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ral A
genc
y
35,
000.
00
34,9
47.8
5
35
,779
.80
-
(6.6
5)35
,773
.15
04/1
3/21
2.45
%31
35G
0X24
F N
M A
Fede
ral A
genc
y
70,
000.
00
69,7
76.7
0
73
,478
.30
-
53.9
0 73
,532
.20
01/0
7/25
1.55
%31
36AE
GQ
4F
N M
A G
TD R
E M
I C
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S TH
RU
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ral A
genc
y
23,
710.
74
24,0
21.3
7
24
,286
.82
(
47.4
6)
121
.05
24,3
60.4
1
12
/27/
222.
22%
3136
B1XP
4F
N M
A G
TD R
E M
I C
PAS
S TH
RU
Fede
ral A
genc
y
33,
517.
58
34,1
84.2
7
34
,507
.46
(5
37.6
3)
63
.92
34,0
33.7
5
09
/25/
213.
51%
3137
B4G
X8F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
1
5,09
4.13
15
,130
.11
15,9
86.6
0
(406
.98)
17.4
5 15
,597
.07
02/2
5/23
2.92
%31
37B5
JL8
F H
L M
C M
ULT
ICLA
SS M
TG P
ARTN
Fede
ral A
genc
y
16,
393.
00
16,3
09.1
2
17
,260
.86
(4
54.5
9)
36
.23
16,8
42.5
0
02
/25/
232.
60%
3137
BM6P
6F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
4
0,00
0.00
40
,340
.63
41,2
50.8
0
-
213
.20
41,4
64.0
0
08
/25/
222.
98%
3137
EAEP
0F
H L
M C
Fede
ral A
genc
y
75,
000.
00
74,9
42.2
5
78
,261
.75
-
65.2
5 78
,327
.00
02/1
2/25
1.44
%31
37EA
EQ8
F H
L M
CFe
dera
l Age
ncy
7
5,00
0.00
74
,812
.50
-
74,8
12.5
0
211
.50
75,0
24.0
0
04
/20/
230.
37%
3137
FKK3
9F
H L
M C
MU
LTIC
LASS
MTG
PAR
TNFe
dera
l Age
ncy
1
7,00
1.80
17
,001
.74
18,6
37.0
1
(1
,073
.08)
(2
75.8
2)17
,288
.11
07/2
5/23
3.15
%31
680Y
AD9
FIFT
H T
HIR
D A
UTO
TR
UST
Asse
t-Bac
ked
2
0,00
0.00
19
,995
.60
20,0
55.2
0
-
329
.60
20,3
84.8
0
12
/15/
232.
59%
3453
1EAD
8FO
RD
CR
EDIT
AU
TO O
WN
ER T
RU
STAs
set-B
acke
d
1,
807.
16
1,8
07.1
5
3
,504
.26
(1,6
98.2
9)
1
.66
1,80
7.63
06
/15/
211.
67%
3453
1LAD
2FO
RD
CR
EDIT
AU
TO L
EASE
TR
UST
Asse
t-Bac
ked
2
4,73
0.86
24
,728
.77
25,0
43.5
0
(269
.14)
98.2
1 24
,872
.57
12/1
5/21
3.17
%36
255J
AD6
GM
FIN
ANC
IAL
SEC
UR
ITIZ
ED T
ERM
Asse
t-Bac
ked
2
9,42
9.30
29
,422
.43
30,3
57.0
0
(570
.70)
1
17.9
9 29
,904
.29
05/1
6/23
2.97
%36
256G
AD1
GM
FIN
ANC
IAL
AUTO
MO
BILE
Asse
t-Bac
ked
1
3,41
5.65
13
,414
.59
15,4
07.6
5
(1
,969
.23)
45.6
5 13
,484
.07
06/2
1/21
3.16
%42
7866
BA5
HER
SHEY
CO
MPA
NY
Cor
pora
te
2
5,00
0.00
24
,982
.75
24,9
60.7
5
-
614
.00
25,5
74.7
5
05
/15/
213.
03%
4493
1PAD
8H
YUN
DAI
AU
TO R
ECEI
VABL
ES T
RU
STAs
set-B
acke
d
5,
753.
01
5,7
52.5
3
7
,542
.81
(1,7
88.8
9)
7
.37
5,76
1.29
08
/16/
211.
76%
4493
2HAB
9IB
M C
RED
IT C
OR
PC
orpo
rate
60,
000.
00
59,8
75.8
0
59
,969
.40
-
5
19.6
0 60
,489
.00
01/2
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TER
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ION
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ANK
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anat
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OR
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15.6
0
03
/09/
212.
60%
4664
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RG
AN C
HAS
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OC
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rate
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00
60,0
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0
61
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8
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79
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8.35
04
/18/
222.
64%
5537
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3M
UFG
BAN
K LT
D N
Y BR
AC
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egot
iabl
e
55,
000.
00
55,0
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0
56
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6
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5 57
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CED
ES B
ENZ
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42
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6
21.0
3 42
,606
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01/1
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%61
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GAN
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NLE
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rate
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000.
00
52,9
26.5
0
52
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-
1,4
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0 53
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04/2
9/24
3.59
%62
479L
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MU
FG B
ANK
LTD
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C P
Com
mer
cial
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er
1
00,0
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0
98
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99,4
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0
-
375
.00
99,8
25.0
0
09
/28/
200.
00%
6374
3HER
9N
ATIO
NAL
RU
RAL
UTI
L C
OO
PC
orpo
rate
25,
000.
00
24,8
94.2
5
25
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-
3
94.0
0 25
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.00
03/1
5/21
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%65
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NIS
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40,
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00
39,9
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4
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1
60.8
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06/1
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LL7
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RD
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K AB
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egot
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60,
000.
00
60,0
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0
60
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8
95.8
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1.80
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371R
N93
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CAR
FIN
ANC
IAL
CO
RP
Cor
pora
te
3
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29
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30,1
67.7
0
-
215
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30,3
82.8
0
03
/01/
212.
76%
7972
72Q
N4
SAN
DIE
GO
CA
CM
NTY
CLG
DIS
T R
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unic
ipal
Bon
ds
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000.
00
20,0
00.0
0
20
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-
(
82.8
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.60
08/0
1/23
1.96
%80
8513
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CH
ARLE
S SC
HW
AB C
OR
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rate
35,
000.
00
34,9
98.9
5
35
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-
4
39.9
5 35
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1/21
3.19
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050P
DR
7SK
AND
IN E
NS
BAN
KEN
CD
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otia
ble
6
0,00
0.00
60
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60,6
68.4
0
-
897
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61,5
66.0
0
08
/26/
221.
81%
8336
9XD
L9SO
CIE
TE G
ENER
ALE
NY
CD
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otia
ble
6
0,00
0.00
60
,000
.00
60,5
12.4
0
-
706
.80
61,2
19.2
0
02
/14/
221.
76%
8748
57KJ
3TA
MAL
PAIS
CA
UN
ION
HIG
H S
CH
DIS
TM
unic
ipal
Bon
ds
55,
000.
00
55,0
00.0
0
56
,089
.00
-
(2
22.2
0)55
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.80
08/0
1/23
1.94
%89
239J
AD6
TOYO
TA A
UTO
REC
EIVA
BLES
Asse
t-Bac
ked
3
0,00
0.00
29
,995
.22
30,4
26.9
0
-
253
.50
30,6
80.4
0
08
/15/
232.
51%
9115
9HH
X1U
S BA
NC
OR
PC
orpo
rate
60,
000.
00
59,9
46.6
0
59
,973
.60
-
2,5
56.0
0 62
,529
.60
07/3
0/24
2.30
%91
2796
TX7
U S
TR
EASU
RY
BILL
U.S
. T-N
otes
/Bon
ds
70,
000.
00
69,7
22.8
4
69
,990
.90
-
2.8
0 69
,993
.70
06/0
4/20
0.06
%91
2828
2Y5
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
9
0,00
0.00
92
,085
.15
97,0
80.3
0
-
(20
.70)
97,0
59.6
0
09
/30/
241.
97%
9128
283J
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
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ds
10,
000.
00
10,2
16.8
0
10
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.20
-
2.3
0 10
,812
.50
11/3
0/24
1.97
%91
2828
5K2
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
6
0,00
0.00
62
,749
.22
65,4
33.0
0
-
(28
.20)
65,4
04.8
0
10
/31/
232.
64%
9128
285L
0U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
40,0
00.0
0
143
,653
.13
1
46,0
64.8
0
-
(338
.80)
145,
726.
00
11
/15/
212.
76%
Page
9 o
f 11
Item # 9
Ass
et T
ype
Sha
res/
Uni
ts
Cos
t Bas
isB
egin
ning
B
alan
ceEn
ding
Bal
ance
Ass
et T
ype
Shar
es/U
nits
C
ost B
asis
3/31
/202
04/
30/2
020
FOR
TH
E M
ON
TH E
ND
ED A
PRIL
30,
202
0
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TC
ASH
& C
ASH
EQ
UIV
ALE
NT
AN
D IN
VEST
MEN
T R
EPO
RT
Mar
ket V
alue
CU
SIP
Ass
et N
ame
Purc
hase
/Sal
e or
M
atur
ityM
arke
t Inc
/(Dec
)M
atur
ity D
ate
Ann
ual
Yiel
d91
2828
D72
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
160
,000
.00
1
60,4
81.2
5
164
,088
.00
-
(1
63.2
0)16
3,92
4.80
08/3
1/21
1.95
%91
2828
H86
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
9
0,00
0.00
88
,519
.92
92,0
88.0
0
-
(52
.20)
92,0
35.8
0
01
/31/
221.
47%
9128
28J2
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
50,
000.
00
53,8
73.0
5
53
,877
.00
-
27.5
0 53
,904
.50
02/1
5/25
1.86
%91
2828
N30
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
175
,000
.00
1
71,4
90.2
4
183
,872
.50
-
(
82.2
5)18
3,79
0.25
12/3
1/22
2.02
%91
2828
N48
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
3
0,00
0.00
30
,943
.36
30,3
81.9
0
-
(59
.70)
30,3
22.2
0
12
/31/
201.
73%
9128
28P3
8U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
00,0
00.0
0
95
,730
.47
1
04,1
48.0
0
-
(3
.00)
104,
145.
00
01
/31/
231.
68%
9128
28Q
78U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
00,0
00.0
0
96
,951
.57
1
01,3
32.0
0
-
(121
.00)
101,
211.
00
04
/30/
211.
36%
9128
28S3
5U
S T
REA
SUR
Y BO
ND
U.S
. T-N
otes
/Bon
ds
1
30,0
00.0
0
123
,235
.94
1
34,4
78.5
0
-
122
.20
134,
600.
70
06
/30/
231.
33%
9128
28S7
6U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
45,
000.
00
43,7
88.8
7
45
,572
.85
-
(
31.5
0)45
,541
.35
07/3
1/21
1.11
%91
2828
T26
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
100
,000
.00
97,8
47.6
6
103
,711
.00
-
31.0
0 10
3,74
2.00
09/3
0/23
1.33
%91
2828
T34
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
2
0,00
0.00
19
,892
.97
20,2
75.0
0
-
(3
.20)
20,2
71.8
0
09
/30/
211.
11%
9128
28T6
7U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
1
20,0
00.0
0
117
,578
.52
1
22,0
06.4
0
-
(88
.80)
121,
917.
60
10
/31/
211.
23%
9128
28U
81U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
65,
000.
00
64,9
16.2
1
67
,020
.85
-
(
85.8
0)66
,935
.05
12/3
1/21
1.94
%91
2828
VZ0
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
220
,000
.00
2
20,2
40.6
2
222
,054
.80
-
(3
01.4
0)22
1,75
3.40
09/3
0/20
1.98
%91
2828
W48
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
2
5,00
0.00
24
,726
.56
26,7
40.2
5
-
(12
.75)
26,7
27.5
0
02
/29/
241.
99%
9128
28W
55U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
85,
000.
00
84,6
04.8
8
87
,696
.20
-
(1
02.8
5)87
,593
.35
02/2
8/22
1.82
%91
2828
W71
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
190
,000
.00
1
93,5
84.7
6
203
,471
.00
-
(7.6
0)20
3,46
3.40
03/3
1/24
1.98
%91
2828
X70
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
2
0,00
0.00
20
,089
.84
21,3
37.6
0
-
6
.20
21,3
43.8
0
04
/30/
241.
87%
9128
28XX
3U
S T
REA
SUR
Y N
OTE
U.S
. T-N
otes
/Bon
ds
25,
000.
00
25,2
68.5
6
26
,729
.50
-
5.0
0 26
,734
.50
06/3
0/24
1.87
%91
2828
Z29
U S
TR
EASU
RY
NO
TEU
.S. T
-Not
es/B
onds
9
5,00
0.00
95
,445
.31
1
49,9
61.9
0
(51,
716.
80)
(9.4
0)98
,235
.70
01/1
5/23
1.45
%92
3040
GU
7VE
NTU
RA
CN
TY C
A C
MN
TY C
LG D
IST
TXBL
Mun
icip
al B
onds
6
0,00
0.00
60
,000
.00
59,8
59.0
0
-
738
.60
60,5
97.6
0
08
/01/
241.
78%
9410
6LBF
5W
ASTE
MAN
AGEM
ENT
INC
Cor
pora
te
5
0,00
0.00
51
,384
.50
50,8
32.5
0
-
2
,501
.50
53,3
34.0
0
06
/15/
242.
77%
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
T-B
AIL
AR
D T
otal
5
,145
,292
$
5
,181
,080
.92
$
5,2
90,6
27.2
2 $
2
,551
.00
$
3
3,06
6.32
$
5
,326
,244
.54
Gra
nd T
otal
35,
785,
615
$ 3
5,85
4,88
8.55
$
36,
737,
377.
08
$
(13
8,14
7.94
) $
367,
297.
52
$ 3
6,96
6,52
6.66
See
page
s 11
of 1
1 fo
r sec
uriti
es s
old
or m
atur
ed fo
r the
mon
th e
nded
Apr
il 30
, 202
0.
Page
10
of 1
1
Item # 9
Settl
e D
ate
Tran
sact
ion
Des
crip
tion
Inte
rest
R
ate
Mat
urity
D
ate
CU
SIP
Par
Prin
cipa
l Pr
ocee
ds
Pur
chas
e C
ost
Rea
lized
G/L
C
ost t
his
FY
Rea
lized
G/L
A
mor
tized
C
ost
04/20/20
Matured
F H L M C M
T N
1.37
5%04
/20/20
3137
EAEF2
120,00
0.00
120,00
0.00
119,58
9.60
410.40
‐
04/20/20
Sale
U S TRE
ASURY
NOTE
1.87
5%07
/31/22
9128
282P
415
0,00
0.00
155,64
8.44
147,77
3.43
7,87
5.01
6,75
8.39
04/08/20
Sale
U S TRE
ASURY
NOTE
2.00
0%09
/30/20
9128
28VZ
012
5,00
0.00
126,14
7.46
123,13
9.65
3,00
7.81
1,52
5.58
04/16/20
Sale
U S TRE
ASURY
NOTE
2.50
0%01
/31/25
9128
283V
015
0,00
0.00
165,48
6.33
158,19
7.26
7,28
9.07
7,60
8.50
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐MAIN: 107
7 To
tal
545,00
0.00
$
567,28
2.23
$
548,69
9.94
$
18,582
.29
$
15,892
.47
$
04/16/20
Matured
MUFG
BAN
K LTD NY BR
AN C P
0.00
0%04
/16/20
6247
9LDG
720
0,00
0.00
200,00
0.00
198,11
2.00
‐
‐
04/17/20
Matured
TOYO
TA M
OTO
R CR
EDIT CPR
OP
1.95
0%04
/17/20
8923
6TDU
610
0,00
0.00
100,00
0.00
99,954
.00
46.00
‐
04/15/20
Matured
UBS
AG STA
MFO
RD BRA
N2.23
0%04
/15/20
9027
5DJS0
170,00
0.00
170,00
0.00
170,00
0.00
‐
‐
04/30/20
Matured
NAT
IXIS NY C P
0.00
0%04
/30/20
6387
3JDW
712
5,00
0.00
125,00
0.00
123,55
6.25
‐
‐
04/24/20
Sale
U S TRE
ASURY
NOTE
1.37
5%02
/15/23
9128
28Z86
30,000
.00
30,936
.33
30,506
.25
430.08
454.03
04/20/20
Sale
U S TRE
ASURY
NOTE
1.75
0%01
/31/23
9128
28P3
880
,000
.00
83,325
.00
76,584
.38
6,74
0.62
5,61
2.59
04/24/20
Sale
U S TRE
ASURY
NOTE
1.75
0%01
/31/23
9128
28P3
850
,000
.00
52,048
.83
47,865
.23
4,18
3.60
3,47
2.95
04/24/20
Sale
U S TRE
ASURY
NOTE
1.75
0%01
/31/23
9128
28P3
830
,000
.00
31,223
.44
28,719
.14
2,50
4.30
2,07
7.91
04/08/20
Sale
U S TRE
ASURY
NOTE
2.00
0%09
/30/20
9128
28VZ
014
0,00
0.00
141,28
5.16
140,15
3.13
1,13
2.03
1,21
3.89
04/24/20
Sale
U S TRE
ASURY
NOTE
2.00
0%09
/30/20
9128
28VZ
025
,000
.00
25,208
.01
25,027
.34
180.67
196.45
04/16/20
Sale
U S TRE
ASURY
NOTE
2.50
0%01
/31/25
9128
283V
010
0,00
0.00
110,32
4.22
105,46
4.85
4,85
9.37
5,07
2.33
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐TO
LAND: 107
8 To
tal
1,05
0,00
0.00
$ 1,06
9,35
0.99
$ 1,04
5,94
2.57
$
20,076
.67
$
18,100
.15
$
04/16/20
Matured
MUFG
BAN
K LTD NY BR
AN C P
0.00
0%04
/16/20
6247
9LDG
715
0,00
0.00
150,00
0.00
148,58
4.00
‐
‐
04/30/20
Matured
NAT
IXIS NY C P
0.00
0%04
/30/20
6387
3JDW
780
,000
.00
80,000
.00
79,076
.00
‐
‐
04/20/20
Sale
FEDE
RAL HO
ME LO
AN BKS
2.62
5%10
/01/20
3130
AEWA4
50,000
.00
50,495
.00
49,892
.50
602.50
518.35
04/24/20
Sale
F N M
A2.87
5%10
/30/20
3135
G0U
8440
,000
.00
40,545
.20
39,976
.80
568.40
551.21
04/24/20
Sale
U S TRE
ASURY
BOND
1.37
5%06
/30/23
9128
28S35
5,00
0.00
5,17
3.05
4,73
9.84
433.21
357.16
04/08/20
Sale
U S TRE
ASURY
NOTE
1.37
5%04
/30/21
9128
28Q78
60,000
.00
60,787
.50
58,814
.06
1,97
3.44
1,08
4.18
04/24/20
Sale
U S TRE
ASURY
NOTE
1.37
5%08
/31/20
9128
28L32
15,000
.00
15,069
.73
15,289
.46
(219
.73)
44.37
04/16/20
Sale
U S TRE
ASURY
NOTE
2.50
0%01
/31/25
9128
283V
045
,000
.00
49,645
.90
47,459
.18
2,18
6.72
2,28
2.55
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐CO
ASTA
L: 107
9 To
tal
445,00
0.00
$
451,71
6.38
$
443,83
1.84
$
5,54
4.54
$
4,83
7.82
$
04/15/20
Matured
UBS
AG STA
MFO
RD BRA
N2.23
0%04
/15/20
9027
5DJS0
120,00
0.00
120,00
0.00
120,00
0.00
‐
‐
04/08/20
Sale
F N M
A2.87
5%10
/30/20
3135
G0U
8460
,000
.00
60,805
.20
59,965
.20
840.00
814.99
04/20/20
Sale
U S TRE
ASURY
NOTE
1.50
0%01
/15/23
9128
28Z29
50,000
.00
51,716
.80
50,234
.38
1,48
2.42
1,49
8.77
VENTU
RA REG
IONAL
SAN
ITAT
ION DISTR
ICT‐BA
ILAR
D: 108
0 To
tal
230,00
0.00
$
232,52
2.00
$
230,19
9.58
$
2,32
2.42
$
2,31
3.76
$
Grand
Total
2,27
0,00
0.00
$ 2,32
0,87
1.60
$ 2,26
8,67
3.93
$
46,525
.92
$
41,144
.20
$
Notes:
Securities S
old and Matured
are provide
d by
PFM
Asset M
anagem
ent &
US Ba
nk.
VEN
TUR
A R
EGIO
NA
L SA
NIT
ATI
ON
DIS
TRIC
TSE
CU
RIT
IES
SOLD
OR
MA
TUR
ED A
S O
F A
PRIL
30,
202
0
Page 11 of 11
Item # 9
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Item # 9