john t curtin financial disclosure report for 2009

8/3/2019 John T Curtin Financial Disclosure Report for 2009

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ao to [FINANCIAL DISCLOSURE REPORT RwOnin G o v e r n m e n t R e q u i r e d A c t b Y t h e o f1 9 7 8 E t h i c sR~. 1/2o10 -. , . . FOR CALENDAR YEAR 2009

1 o P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t , m i ~ d i e i n i r ; a t ) 2 . C o u r t or Organization 3 . D a l e Of Rel~ortC a s e i n , J o h n T . U S D i s t r i c t C o u r t , W e s t e r n D T 0 5 / 0 6 / 2 0 1 0

4, Title (Article Ill judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Report ing Periodmag lstrate judges ind icate f~ll- or part- t ime) [ - - ] N om i na t i o n . Date 01 / 01 / 2009U S D i s t . J udge - Se n i o r S t a t u s [] Initla] [] Annual [] Final to12/31/20095b. [] A m e n d e d r e p o rt

7. Chambers o r Off ice Address 8 . On the ba s i s of the in forma t ion co n ta ined io th i s Repor t and anymodifications pertaining thereto, it is , in my opiniolt , th compfiance6 24 U n i l e d S t a t e ~ C om e H ous e with applicable laws and regulations.B uf f a l o . N 14202 -3498Reviewing Otl icer Date.

IMPO RTANT NOTI~S: The instructions accompanying th is form must be fo l lowed . Complete a l l parts ,checking the NONE box for each part where you have no reporh2ble information. Sign on inst page.

[] NONE (No reportable positions.)POS1TION NAME OF ORGA~ZA~ON~tTY

1.2.3.4.

] NONE (No reportable agreements,) -.i : . .~

DATE PARTIES AND TERMSI.


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F I N A N C IA L D I S C L O SU R E R E P O R T N ... . . , e , . , o . g , : p o , - t i . g[ o ~ , e o f a c ~ .Page 2 o f 7 C u r t i n , J o h n T . 0 5 / 0 6 f 2 0 1 0

I I I . N O N - I N V E S T M E N T I N C O M E . (R,~o,~ .g i .d~ . idu,a *~d,po~e; , , , pp . 1 7 - Z 4 o / ~ ~ . ~ ~ t , ~ c a o , ~ . )A. Fi l ers Non-lnvestment Income

N O N r E ( N o r e por t ab l e non - i nv e s t m e n t i nc om e . )DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

1 ,2 .3 .4.

B , S p o u s e s N o n - I n v e s tm e n t I n c o m e - 1 ~ y o u w,,e married during any portion of the reporling year, complete this section.( Dol l ar am oun t no t r e q u i r e d e x c e p t f o r honor a r i a . )] N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )

DATE SOURCE AND TYPE1 .2 .3 .4.

I V . R E I M B U R S E M E N T S .-,,~.~po~,~io., tod~i.~,~ood, ,.t,.o~ .....( Inc l ude s t hos e t o s pous e a nd de pe n de n t c h i l dr e n: s ~ e pp . 2 5 . 27 o f f il i ng i r ~ t r u t t i ons . )

[] N O N E ( N o r e p o r t a b l e r e i m b u r s e m e n t s .)SO U RCE DATES LOCATION PI~RPOSE ITEMS PAID OR PROVIDED

1 .2.3 .

5 .


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F INANCIAL DIS CL OS URE RE P ORT N .... P .....Reporting Dale ot ReportPage 3 o f 7 c . r t i, ~ , J o h n T . 0 S l 0 6 / 2 0 1 0

[] N O N E (No reportable gifts.)S OURCE DESCRIPTION VAL UE

1 .2 .3 .4.5 .

V I . L I A B I L I T I E S . a . c t ~ , , tho,, of sp ...... d dependent children; see pp. 32-33 of fding instructions.)] N O N E (No reporlable liabilities.)

CREDITOR DESCRIPTION VALUE CODEI.2 .3 .4.5.


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FINANCIAL DISCLOSURE REPORT ] N ....fP ....Reporting I Da teot Repor lPage 4 o f 7 I Cortin, John T. ] 05106 /2010VII . INVESTMENTS an d TRUSTS -- i ......... t.,, t .... t ions ( tad,des those af sp . . . . nd dependent children; see p p. 34-60 off.ling instructions.)

N O b l E ( N o r e por t ab l e i nc om e , a s s e t s , o r t r ans ac t ions . )A . ] B. ! c. .... D .Description of Assets Income during :: Gross value at end Transact ions dodng r~po~l ing period

( i n c l u d i n g I n ~ s l a s s e t s ) reporting period i of repon ing per iodPlace "(X)" after each asset Amount Type (e.g ., [ Value Value Type (e.g ., i D a t e [ Value i Gain Identity of. . . . . pt f rom pr io r d i se l . . . . . C o d e l di ........

Code2Method buy, sell.

i I( J m m / d d /y y [ C o d e 2 Code t b u y e r , s e l l e r(A-H) or int.) (J-P) Code 3 redem ption) -P ) (A-H) (if p fiv a lc

M & T B a n k C a s h A Interest K T

2. M & T B a n k C a s h A Interest 3 T3. B ro k e ra g e Ac c o u n t #1

4. - S c h w a b C a s h Non e J T5. - S c h w a b M o n e y M a r k et A Div idend K T6. - Berksh i re Hathaw ay CL B Non e J T

7. - DF A E m erg i n g M~ rk eL s V a l u e P o r l fo l i o B Div idend K T Bu y 071 t0 !0 9 J(addl)8. - D odge & C ox S to ck Fund Non e Sold 03/19/09 K A9. - Fo r war d I n t l Sm a l l C o Fund A Div idend L T Bu y 07 /10/09 J ....... (add l )I0 . - Harbor Inte rnat i ona l Fund A Div idend L T

I I . - Oppenheimer Comm~ity Non e So ld 07109109 J A

1 2 . - R o y c , . : Mic r o C a p F u n d A Dividend K T13 . - V angu a r d H e a l th C a re Fund None Sold 03/19109 K A

1 4 . - V angua r d To t a l S to ck M0 z ke l Inde x Fond Non e Sold 03/19/09 K A

1 5 . : Vanguard Short Term T~ Exempt Fund C Dividend M T Sold 07/09109 K A(p~)1 6. - P im c o R ea l R e t u r n F u n d A Div idend So ld 03/19109 M A

17 - C G M R e a l ty Fund B Div idend K T


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F INANCIAL DIS CL OS URE RE P ORT ~ . . . . ~ v . . .. . Re~o,-ti~gPage 5 o f 7 C . r t i , , , J u ~ T . ~ o 5 / o ~ o ~ 0

N O N E (No reputable income, assets, or transactions.)A . ~. [ C . D.D~cfiption of Assets ln c o ~ du rin g G ro ~ va lu e a l ~ Transact ions

Pla. "{X)" aft ....h .... A ..... Ty~{e.g . , [ Value / Val. I Ty~{e.g . , ~ Date V~ue ~ Gain Identity ofex em p t f r o m p t i o r d i~ l o s u r e C~el d i v . . , e m . ~ Code2 [ Method I buy ,~lL [m~d~yy[C~e2 [C~el buy~/sellez{ A - H ) orinl.) ~. O - P ) [ Co~3 I redemption) I/~ Q - w ~ I ~1 8 . - DFA US Sm al l Cap Value A Dividend K T

1 9 . - I vy G lob a l N a tu ra l No n e K T Bu y 03i19109 l(add l )20 : - Loom i s Say le s B ond Fund B Div idend K T B ~ t ~ y 07 /10/09 K(add l )21 . Buy 10t 19/09 J

(add l )22 . - D FA Two Y e a r G lob a l B Dividend L . T Bu y 03!19/09 K

23 . Bu y 07 /09/09 K(add l )24 . - Vanguard Inf lat i on Protected Secur i t i e s B Div idend M T Bny 03/20 /09 MF u n d25 - DI:A US Large Cap Va lue A Div idend I. , I Bu y 03/20 /09 K

26 . Bu y 07110 /09 K(add l )27 . - D FA U S Lar ge C o Pu r l A Dividend L T Bu y 03 119 / 00 K

2 8. - P i m co C om m o d i ty R e a l R e tu r n B Divide~.d K T Bu y 07 /10/09 K


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Name o f Person Repor t ing Date o f ReportPageFINANCIAL6 of 7 DISCLOSURE REPORT c,,,:tin, John 1". 0 5 / 0 6 , / 2 0 1 0

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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F INANCIAL DIS CL OS URE RE P ORT ~eofv ..... Reporting] D at e o [ R e p or lPage 7 o f 7 C n r n n , J o h n T . 0 5 / 0 6 / 2 0 1 0

IX . CE RT IF ICAT ION.I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutoryp r ov i s i o n s p e r m i t t i ng non -d i s c l o s u r e .1 further certify that earned income from outside employment and honoraria and the acceptance of gifts which have b~n reported are inc o m pl i a n c e w i t h t he p r o v i s i o n s o f 5 U . S . C . a pp . 50 1 e t . s eq ., 5 U . S . C . 7353 , a n d Ju d i c i a l Co n f e r en c e r eg u l a t io n s .

N O TE: A N Y IN D IV ID U A L WH O KN O WIN G LY A N D WILFU LI , Y Io~JECT TO CIVILA N D C R IMIN A L SA N C "TIO N S 15 U . S . C . app . 104 )

FILING INSTRUCTIONSMai ! s i gned o r i g i n a l a nd 3 a dd i t i o na l c op ie s t o :

Comm i t tee on F ina nc i a l D i s c lo su r eAdm in is t r a t ive Office of the Uni ted S tates Cour tsSui te 2 -301One Columbus Circle , N.E .Washington , D.C. 2054~ 1

john t curtin financial disclosure report for 2009

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