jonathan eisen: phylogenetic approaches to the analysis of genomes and metagenomes

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Phylogenetic and Phylogenomic Approaches to the Study of Microbial Communities March 7, 2012 IOM Forum on Microbial Threats Social Biology of Microbes Jonathan A. Eisen University of California, Davis Wednesday, March 7, 12

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Talk by Jonathan Eisen March 7, 2012 at the National Academy of Sciences Institute of Medicine "Forum on Microbial Threats" meeting on the "Social Biology of Microbes"

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Page 1: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogenetic and Phylogenomic Approaches to the

Study of Microbial Communities

March 7, 2012IOM Forum on Microbial Threats

Social Biology of Microbes

Jonathan A. EisenUniversity of California, Davis

Wednesday, March 7, 12

Page 2: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acknowledgements• $$$• DOE• NSF• GBMF• Sloan• DARPA• DSMZ• DHS

• People, places• DOE JGI: Eddy Rubin, Phil Hugenholtz, Nikos Kyrpides• UC Davis: Aaron Darling, Dongying Wu, Holly Bik, Russell Neches,

Jenna Morgan-Lang• Other: Jessica Green, Katie Pollard, Martin Wu, Tom Slezak, Jack

Gilbert, Steven Kembel, J. Craig Venter, Naomi Ward, Hans-Peter Klenk

Wednesday, March 7, 12

Page 3: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Outline

• Introduction• Phylotyping and phylogenetic ecology• Functional prediction• Selecting organisms• Future needs

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Page 4: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogeny• Phylogeny is a description of the

evolutionary history of relationships among organisms (or their parts).

• This is frequently portrayed in a diagram called a phylogenetic tree.

• Phylogenies can be more complex than a bifurcating tree (e.g., lateral gene transfer, recombination, hybridization)

Wednesday, March 7, 12

Page 5: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Four Models for Rooting TOLfrom Lake et al. doi: 10.1098/rstb.2009.0035

Whatever the History: Trying to Incorporate it is Critical

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Page 6: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Uses of Phylogenyin Genomics and Metagenomics

Example 1:

Phylotyping and Phylogenetic Ecology

Wednesday, March 7, 12

Page 7: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

rRNA Phylotyping• Collect DNA from

environment• PCR amplify rRNA genes

using broad (so-called universal) primers

• Sequence• Align to others• Infer evolutionary tree• Unknowns “identified” by

placement on tree

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Page 8: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

rRNA Phylotyping

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Page 9: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Three Major Issues in PhylotpyingBeyond Moore’s Law Metagenomics

Short reads

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0

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Alphapro

teobacteria

Gamm

aproteobacteria

Deltapro

teobacteria

Firmicutes

Chlorobi

Chloroflexi

Fusobacteria

Euryarchaeota

Sargasso PhylotypesW

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ted

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Major Phylogenetic Group

EFG EFTu HSP70 RecA RpoB rRNA

Venter et al., Science 304: 66-74. 2004Wednesday, March 7, 12

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Solution: More Automation

• BLAST????• Composition/word frequencies• Automation of trees

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Page 15: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

AutoPhylotyping 1: Each Sequence is an Island

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Page 16: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

STAP

STAP database, and the query sequence is aligned to them usingthe CLUSTALW profile alignment algorithm [40] as describedabove for domain assignment. By adapting the profile alignment

algorithm, the alignments from the STAP database remain intact,while gaps are inserted and nucleotides are trimmed for the querysequence according to the profile defined by the previousalignments from the databases. Thus the accuracy and quality ofthe alignment generated at this step depends heavily on the qualityof the Bacterial/Archaeal ss-rRNA alignments from theGreengenes project or the Eukaryotic ss-rRNA alignments fromthe RDPII project.

Phylogenetic analysis using multiple sequence alignments rests onthe assumption that the residues (nucleotides or amino acids) at thesame position in every sequence in the alignment are homologous.Thus, columns in the alignment for which ‘‘positional homology’’cannot be robustly determined must be excluded from subsequentanalyses. This process of evaluating homology and eliminatingquestionable columns, known as masking, typically requires time-consuming, skillful, human intervention. We designed an automat-ed masking method for ss-rRNA alignments, thus eliminating thisbottleneck in high-throughput processing.

First, an alignment score is calculated for each aligned columnby a method similar to that used in the CLUSTALX package [42].Specifically, an R-dimensional sequence space representing all thepossible nucleotide character states is defined. Then for eachaligned column, the nucleotide populating that column in each ofthe aligned sequences is assigned a score in each of the Rdimensions (Sr) according to the IUB matrix [42]. The consensus‘‘nucleotide’’ for each column (X) also has R dimensions, with thescore for each dimension (Xr) calculated as the average of thescores for that column in that dimension (average of Sr). Thus thescore of the consensus nucleotide is a mathematical expressiondescribing the average ‘‘nucleotide’’ in that column for thatalignment.

Figure 2. Domain assignment. In Step 1, STAP assigns a domain toeach query sequence based on its position in a maximum likelihoodtree of representative ss-rRNA sequences. Because the tree illustratedhere is not rooted, domain assignment would not be accurate andreliable (sequence similarity based methods cannot make an accurateassignment in this case either). However the figure illustrates animportant role of the tree-based domain assignment step, namelyautomatic identification of deep-branching environmental ss-rRNAs.doi:10.1371/journal.pone.0002566.g002

Figure 1. A flow chart of the STAP pipeline.doi:10.1371/journal.pone.0002566.g001

ss-rRNA Taxonomy Pipeline

PLoS ONE | www.plosone.org 5 July 2008 | Volume 3 | Issue 7 | e2566

Wu et al. 2008 PLoS OneWednesday, March 7, 12

Page 17: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

STAP

STAP database, and the query sequence is aligned to them usingthe CLUSTALW profile alignment algorithm [40] as describedabove for domain assignment. By adapting the profile alignment

algorithm, the alignments from the STAP database remain intact,while gaps are inserted and nucleotides are trimmed for the querysequence according to the profile defined by the previousalignments from the databases. Thus the accuracy and quality ofthe alignment generated at this step depends heavily on the qualityof the Bacterial/Archaeal ss-rRNA alignments from theGreengenes project or the Eukaryotic ss-rRNA alignments fromthe RDPII project.

Phylogenetic analysis using multiple sequence alignments rests onthe assumption that the residues (nucleotides or amino acids) at thesame position in every sequence in the alignment are homologous.Thus, columns in the alignment for which ‘‘positional homology’’cannot be robustly determined must be excluded from subsequentanalyses. This process of evaluating homology and eliminatingquestionable columns, known as masking, typically requires time-consuming, skillful, human intervention. We designed an automat-ed masking method for ss-rRNA alignments, thus eliminating thisbottleneck in high-throughput processing.

First, an alignment score is calculated for each aligned columnby a method similar to that used in the CLUSTALX package [42].Specifically, an R-dimensional sequence space representing all thepossible nucleotide character states is defined. Then for eachaligned column, the nucleotide populating that column in each ofthe aligned sequences is assigned a score in each of the Rdimensions (Sr) according to the IUB matrix [42]. The consensus‘‘nucleotide’’ for each column (X) also has R dimensions, with thescore for each dimension (Xr) calculated as the average of thescores for that column in that dimension (average of Sr). Thus thescore of the consensus nucleotide is a mathematical expressiondescribing the average ‘‘nucleotide’’ in that column for thatalignment.

Figure 2. Domain assignment. In Step 1, STAP assigns a domain toeach query sequence based on its position in a maximum likelihoodtree of representative ss-rRNA sequences. Because the tree illustratedhere is not rooted, domain assignment would not be accurate andreliable (sequence similarity based methods cannot make an accurateassignment in this case either). However the figure illustrates animportant role of the tree-based domain assignment step, namelyautomatic identification of deep-branching environmental ss-rRNAs.doi:10.1371/journal.pone.0002566.g002

Figure 1. A flow chart of the STAP pipeline.doi:10.1371/journal.pone.0002566.g001

ss-rRNA Taxonomy Pipeline

PLoS ONE | www.plosone.org 5 July 2008 | Volume 3 | Issue 7 | e2566

Wu et al. 2008 PLoS One

STAP database, and the query sequence is aligned to them usingthe CLUSTALW profile alignment algorithm [40] as describedabove for domain assignment. By adapting the profile alignment

algorithm, the alignments from the STAP database remain intact,while gaps are inserted and nucleotides are trimmed for the querysequence according to the profile defined by the previousalignments from the databases. Thus the accuracy and quality ofthe alignment generated at this step depends heavily on the qualityof the Bacterial/Archaeal ss-rRNA alignments from theGreengenes project or the Eukaryotic ss-rRNA alignments fromthe RDPII project.

Phylogenetic analysis using multiple sequence alignments rests onthe assumption that the residues (nucleotides or amino acids) at thesame position in every sequence in the alignment are homologous.Thus, columns in the alignment for which ‘‘positional homology’’cannot be robustly determined must be excluded from subsequentanalyses. This process of evaluating homology and eliminatingquestionable columns, known as masking, typically requires time-consuming, skillful, human intervention. We designed an automat-ed masking method for ss-rRNA alignments, thus eliminating thisbottleneck in high-throughput processing.

First, an alignment score is calculated for each aligned columnby a method similar to that used in the CLUSTALX package [42].Specifically, an R-dimensional sequence space representing all thepossible nucleotide character states is defined. Then for eachaligned column, the nucleotide populating that column in each ofthe aligned sequences is assigned a score in each of the Rdimensions (Sr) according to the IUB matrix [42]. The consensus‘‘nucleotide’’ for each column (X) also has R dimensions, with thescore for each dimension (Xr) calculated as the average of thescores for that column in that dimension (average of Sr). Thus thescore of the consensus nucleotide is a mathematical expressiondescribing the average ‘‘nucleotide’’ in that column for thatalignment.

Figure 2. Domain assignment. In Step 1, STAP assigns a domain toeach query sequence based on its position in a maximum likelihoodtree of representative ss-rRNA sequences. Because the tree illustratedhere is not rooted, domain assignment would not be accurate andreliable (sequence similarity based methods cannot make an accurateassignment in this case either). However the figure illustrates animportant role of the tree-based domain assignment step, namelyautomatic identification of deep-branching environmental ss-rRNAs.doi:10.1371/journal.pone.0002566.g002

Figure 1. A flow chart of the STAP pipeline.doi:10.1371/journal.pone.0002566.g001

ss-rRNA Taxonomy Pipeline

PLoS ONE | www.plosone.org 5 July 2008 | Volume 3 | Issue 7 | e2566

Each sequence analyzed separately

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AMPHORA

Wu and Eisen Genome Biology 2008 9:R151 doi:10.1186/gb-2008-9-10-r151

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WGT

Wu and Eisen Genome Biology 2008 9:R151 doi:10.1186/gb-2008-9-10-r151Wednesday, March 7, 12

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AMPHORA

Guide tree

Wu and Eisen Genome Biology 2008 9:R151 doi:10.1186/gb-2008-9-10-r151

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Wu and Eisen Genome Biology 2008 9:R151 doi:10.1186/gb-2008-9-10-r151

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Comparison of the phylotyping performance by AMPHORA and MEGAN. The sensitivity and specificity of the phylotyping methods were measured across taxonomic ranks using simulated Sanger shotgun sequences of 31 genes from 100 representative bacterial genomes. The figure shows that AMPHORA significantly outperforms MEGAN in sensitivity without sacrificing specificity.

Wu and Eisen Genome Biology 2008 9:R151 doi:10.1186/gb-2008-9-10-r151

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AutoPhylotyping 2: Most in the Family

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Metagenomic Phylogenetic challenge

A single tree with everything

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Metagenomic Phylogenetic challenge

A single tree with everything

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Page 27: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

STAP database, and the query sequence is aligned to them usingthe CLUSTALW profile alignment algorithm [40] as describedabove for domain assignment. By adapting the profile alignment

algorithm, the alignments from the STAP database remain intact,while gaps are inserted and nucleotides are trimmed for the querysequence according to the profile defined by the previousalignments from the databases. Thus the accuracy and quality ofthe alignment generated at this step depends heavily on the qualityof the Bacterial/Archaeal ss-rRNA alignments from theGreengenes project or the Eukaryotic ss-rRNA alignments fromthe RDPII project.

Phylogenetic analysis using multiple sequence alignments rests onthe assumption that the residues (nucleotides or amino acids) at thesame position in every sequence in the alignment are homologous.Thus, columns in the alignment for which ‘‘positional homology’’cannot be robustly determined must be excluded from subsequentanalyses. This process of evaluating homology and eliminatingquestionable columns, known as masking, typically requires time-consuming, skillful, human intervention. We designed an automat-ed masking method for ss-rRNA alignments, thus eliminating thisbottleneck in high-throughput processing.

First, an alignment score is calculated for each aligned columnby a method similar to that used in the CLUSTALX package [42].Specifically, an R-dimensional sequence space representing all thepossible nucleotide character states is defined. Then for eachaligned column, the nucleotide populating that column in each ofthe aligned sequences is assigned a score in each of the Rdimensions (Sr) according to the IUB matrix [42]. The consensus‘‘nucleotide’’ for each column (X) also has R dimensions, with thescore for each dimension (Xr) calculated as the average of thescores for that column in that dimension (average of Sr). Thus thescore of the consensus nucleotide is a mathematical expressiondescribing the average ‘‘nucleotide’’ in that column for thatalignment.

Figure 2. Domain assignment. In Step 1, STAP assigns a domain toeach query sequence based on its position in a maximum likelihoodtree of representative ss-rRNA sequences. Because the tree illustratedhere is not rooted, domain assignment would not be accurate andreliable (sequence similarity based methods cannot make an accurateassignment in this case either). However the figure illustrates animportant role of the tree-based domain assignment step, namelyautomatic identification of deep-branching environmental ss-rRNAs.doi:10.1371/journal.pone.0002566.g002

Figure 1. A flow chart of the STAP pipeline.doi:10.1371/journal.pone.0002566.g001

ss-rRNA Taxonomy Pipeline

PLoS ONE | www.plosone.org 5 July 2008 | Volume 3 | Issue 7 | e2566

Combine all into one alignment

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Page 28: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

sequences obtained in this and previous (12, 13) studies fallwithin the marine roseobacters (see Fig. S1 in the supplemen-tal material), a major clade of culturable marine heterotrophs(7), many of which play a role in sulfur cycles (e.g., see refer-ence 8). One clade of six CGOF sequences is most closelyrelated to NAC11-6 from a dimethylsulfoniopropionate-pro-ducing algal bloom (8), while CGOCA38 groups closely with

NAC11-7 (from the same algal bloom study [8]) and an uncul-tivated marine bacterium, ZD0207, associated with dimethyl-sulfoniopropionate uptake (15). CGOAB33 is most similar toone (slope strain EI1*) of a group of thiosulfate-oxidizingbacteria from marine sediments and hydrothermal vents (14).

Members of the family Pseudomonadaceae comprised 23 to69% of the gammaproteobacterial sequences in those samples

FIG. 1. Histogram showing percentages of composition (by taxon) for 16S rRNA gene libraries generated for this study, showing only taxacomprising at least 20% of sequences in at least one clone library.

TABLE 1. Summary of Gulf of Alaska samples from which 16S rRNA gene sequences were obtained

Sample Origin Seamount Alvin dive no.

Dive depth(m) forsample

collection

No. ofsequences

Taxonomy(no. of members)

FastGroup result(no. of sequences)b

Phyla Classes Orders Families Sing Doub Trip Cluster

CGOA Bamboo coral Murray 3805 1,100–1,950a 99 11 13 21 23 30 3 1 7CGOD Black coral Murray 3805 1,100–1,950a 47 1 2 2 2 0 0 0 2NISA Water column Murray 3798 760 236 7 5 20 22 24 2 1 5BRRA Rock biofilm Murray 3798 670–1,094a 58 6 7 10 13 27 5 1 1CGOC Bamboo coral Chirikof 3803 2,660–3,300a 57 6 8 10 10 12 5 1 2CGOF Bamboo coral Warwick 3808 758 343 13 15 22 28 46 13 3 12CGOG Bamboo coral Warwick 3806 634 45 5 8 10 11 27 5 2 0

a Depths covered during entire dive (specific sample collection depth not available).b Results of sorting sequences using FastGroup. Sing, unique sequences; Doub, doubletons (two identical sequences); Trip, tripletons (three identical sequences);

Cluster, cluster of more than three identical sequences.

VOL. 72, 2006 BACTERIAL COMMUNITIES ON ALASKAN SEAMOUNT CORALS 1681

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APPLIED AND ENVIRONMENTAL MICROBIOLOGY, Feb. 2006, p. 1680–1683 Vol. 72, No. 20099-2240/06/$08.00!0 doi:10.1128/AEM.72.2.1680–1683.2006Copyright © 2006, American Society for Microbiology. All Rights Reserved.

Characterization of Bacterial Communities Associated with Deep-SeaCorals on Gulf of Alaska Seamounts†

Kevin Penn,1 Dongying Wu,1 Jonathan A. Eisen,1,2 and Naomi Ward1,3*The Institute for Genomic Research, 9712 Medical Center Drive, Rockville, Maryland 208501; Johns Hopkins University,

Charles and 34th Streets, Baltimore, Maryland 212182; and Center of Marine Biotechnology,701 East Pratt Street, Baltimore, Maryland 202123

Received 22 June 2005/Accepted 8 November 2005

Although microbes associated with shallow-water corals have been reported, deepwater coral microbes arepoorly characterized. A cultivation-independent analysis of Alaskan seamount octocoral microflora showedthat Proteobacteria (classes Alphaproteobacteria and Gammaproteobacteria), Firmicutes, Bacteroidetes, and Ac-idobacteria dominate and vary in abundance. More sampling is needed to understand the basis and significanceof this variation.

The most abundant corals on Gulf of Alaska seamounts areoctocorals (9), which create a habitat structure for mobilefauna (4). Concerns about the benthic impacts of commercialfishing have renewed interest in habitat-forming deep-sea cor-als (4). Studies of shallow-water scleractinian corals (12) haverevealed a diverse microflora and evidence of host-microbeinteractions. Although studies of the deep-sea octocoral mi-croflora are under way (10), there have been no publishedreports describing the microbial community composition.

Three Gulf of Alaska seamounts were visited during re-search cruise AT7-15/16 aboard the R/V Atlantis. The biolog-ical objectives of the cruise included sampling of deep-seaoctocorals for studies of their dispersal and reproductive strat-egies, with a particular focus on the abundant bamboo corals(Isididae). We took advantage of available coral specimens toexamine their associated microflora.

Coral, rock, and water column samples (Table 1) were col-lected from the Warwick, Murray, and Chirikof seamountsusing the deep-submergence vehicle Alvin. Corals and rockswere harvested using the submersible’s manipulators andstored in a closed box during ascent to minimize physical dis-turbance by surface waters. The water adjacent to coral colo-nies was sampled using a Niskin bottle fired at depth. Aftersubmersible recovery, freshly extruded coral exopolysaccharideand scrapings of coral and rock surfaces were transferred tosterile cryovials. Water samples were prefiltered through 20-"m-pore-size Nitex, concentrated using a TFF apparatus (Mil-lipore), and vacuum filtered (1.0-"m and 0.2-"m pore size).The 0.2-"m filter retentate was resuspended in sterile salinesolution. Samples were frozen immediately at #70°C andshipped frozen for subsequent processing.

Genomic DNAs were extracted using Ultra Clean soil DNAkits (MoBio), and 16S rRNA genes were PCR amplified usingprimers 27F and 1525R (11) and PlatTaq PCR supermix (In-

vitrogen). Amplifications were performed with an initial dena-turation of 2 min at 94°C, followed by 29 cycles of 30 s at 94°C,30 s at 55°C, and 2 min at 72°C, with a final extension of 5 minat 72°C. PCR products were cloned using a TOPO TA cloningkit (Invitrogen), and primers M13F and M13R were used tosequence positions 9 to 1545 of the 16S rRNA gene.

BLASTN (1) was used to compare our query sequences withreference sequences from the RDP2 (3) database. Represen-tative sequences from the BLASTN output were aligned withour query sequences, using an RDP2-provided profile align-ment. Neighbor-joining trees were created using PHYLIP (6)and used to assign putative taxonomy down to the family level.Detailed phylogenetic trees were constructed using the rele-vant sequences from each clone library, two reference se-quences most closely related to the query sequence, and addi-tional reference sequences. Alignments were generated usingthe RDP2 profile alignment, and bootstrapped neighbor-join-ing trees were reconstructed using PHYLIP (6).

The clones sequenced comprised 19 phyla (see Table S1 inthe supplemental material), dominated by Proteobacteria(classes Alphaproteobacteria and Gammaproteobacteria), Firmi-cutes, Bacteroidetes, and Acidobacteria (Fig. 1). The relativeproportions of these groups varied widely across the five coralsamples, as did the degree to which a given library was domi-nated by a single group (Fig. 1; see Table S1 in the supple-mental material). At the subphylum level, families occurring inmajor proportions included Rhizobiaceae, Rhodobacteraceae,and Sphingomonadaceae (Alphaproteobacteria); Pseudomona-daceae, Alteromonadaceae, and Halomonadaceae (Gammapro-teobacteria); Bacillaceae, Clostridiaceae, and Mycoplasmataceae(Firmicutes); and Flexibacteraceae and Flavobacteraceae (Bac-teroidetes).

Members of the family Rhodobacteraceae and the familyPseudomonadaceae were selected for further analysis, based ontheir relative abundance and on the previous finding (13) thatshallow-water corals contain significantly larger numbers ofthese bacteria than the surrounding water. Members of thefamily Rhodobacteraceae comprised 23 to 100% of the alpha-proteobacterial sequences in those libraries containing at least10% alphaproteobacteria. The majority of Rhodobacteraceae

* Corresponding author. Mailing address: The Institute forGenomic Research, 9712 Medical Center Drive, Rockville, MD 20850.Phone: (301) 795-7813. Fax: (301) 838-0208. E-mail: [email protected].

† Supplemental material for this article may be found at http://aem.asm.org/.

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0

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Euryarchaeota

Sargasso PhylotypesW

eigh

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Major Phylogenetic Group

EFG EFTu HSP70 RecA RpoB rRNA

Venter et al., Science 304: 66-74. 2004Wednesday, March 7, 12

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AutoPhylotyping 3: All in the Family

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Metagenomic Phylogenetic challenge

A single tree with everything

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Metagenomic Phylogenetic challenge

A single tree with everything

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alignment used to build the profile, resulting in a multiplesequence alignment of full-length reference sequences andmetagenomic reads. The final step of the alignment process is aquality control filter that 1) ensures that only homologous SSU-rRNA sequences from the appropriate phylogenetic domain areincluded in the final alignment, and 2) masks highly gappedalignment columns (see Text S1).We use this high quality alignment of metagenomic reads and

references sequences to construct a fully-resolved, phylogenetictree and hence determine the evolutionary relationships betweenthe reads. Reference sequences are included in this stage of theanalysis to guide the phylogenetic assignment of the relativelyshort metagenomic reads. While the software can be easilyextended to incorporate a number of different phylogenetic toolscapable of analyzing metagenomic data (e.g., RAxML [27],pplacer [28], etc.), PhylOTU currently employs FastTree as adefault method due to its relatively high speed-to-performanceratio and its ability to construct accurate trees in the presence ofhighly-gapped data [29]. After construction of the phylogeny,lineages representing reference sequences are pruned from thetree. The resulting phylogeny of metagenomic reads is then used tocompute a PD distance matrix in which the distance between apair of reads is defined as the total tree path distance (i.e., branchlength) separating the two reads [30]. This tree-based distancematrix is subsequently used to hierarchically cluster metagenomicreads via MOTHUR into OTUs in a fashion similar to traditionalPID-based analysis [31]. As with PID clustering, the hierarchicalalgorithm can be tuned to produce finer or courser clusters,corresponding to different taxonomic levels, by adjusting theclustering threshold and linkage method.To evaluate the performance of PhylOTU, we employed

statistical comparisons of distance matrices and clustering resultsfor a variety of data sets. These investigations aimed 1) to compare

PD versus PID clustering, 2) to explore overlap between PhylOTUclusters and recognized taxonomic designations, and 3) to quantifythe accuracy of PhylOTU clusters from shotgun reads relative tothose obtained from full-length sequences.

PhylOTU Clusters Recapitulate PID ClustersWe sought to identify how PD-based clustering compares to

commonly employed PID-based clustering methods by applyingthe two methods to the same set of sequences. Both PID-basedclustering and PhylOTU may be used to identify OTUs fromoverlapping sequences. Therefore we applied both methods to adataset of 508 full-length bacterial SSU-rRNA sequences (refer-ence sequences; see above) obtained from the Ribosomal DatabaseProject (RDP) [25]. Recent work has demonstrated that PID ismore accurately calculated from pairwise alignments than multiplesequence alignments [32–33], so we used ESPRIT, whichimplements pairwise alignments, to obtain a PID distance matrixfor the reference sequences [32]. We used PhylOTU to compute aPD distance matrix for the same data. Then, we used MOTHUR tohierarchically cluster sequences into OTUs based on both PIDand PD. For each of the two distance matrices, we employed arange of clustering thresholds and three different definitions oflinkage in the hierarchical clustering algorithm: nearest-neighbor,average, and furthest-neighbor.To statistically evaluate the similarity of cluster composition

between of each pair of clustering results, we used two summarystatistics that together capture the frequency with which sequencesare co-clustered in both analyses: true conjunction rate (i.e., theproportion of pairs of sequences derived from the same cluster inthe first analysis that also are clustered together in the secondanalysis) and true disjunction rate (i.e., the proportion of pairs ofsequences derived from different clusters in the first analysis thatalso are not clustered together in the second analysis) (see Methods

Figure 1. PhylOTU Workflow. Computational processes are represented as squares and databases are represented as cylinders in this generalizeworkflow of PhylOTU. See Results section for details.doi:10.1371/journal.pcbi.1001061.g001

Finding Metagenomic OTUs

PLoS Computational Biology | www.ploscompbiol.org 3 January 2011 | Volume 7 | Issue 1 | e1001061

PhylOTU - Sharpton et al. PLoS Comp. Bio 2011Wednesday, March 7, 12

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AutoPhylotyping 4: All in the Genome

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Challenge

• Each gene poorly sampled in metagenomes• Can we combine all into a single tree?

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Kembel et al. The phylogenetic diversity of metagenomes. PLoS One 2011

AMPHORA ALL

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Figure 3. Taxonomic diversity and standardized phylogenetic diversity versus depth in environmental samples along an oceanic depth gradient at the HOT ALOHA

site.

cally defined by a sequence similarity threshold) in the sampleas equally related. Newer ! diversity measures that incorporatephylogenetic information are more powerful because they ac-count for the degree of divergence between sequences (13, 18,29, 30). Phylogenetic ! diversity measures can also be eitherquantitative or qualitative depending on whether abundance istaken into account. The original, unweighted UniFrac measure(13) is a qualitative measure. Unweighted UniFrac measuresthe distance between two communities by calculating the frac-tion of the branch length in a phylogenetic tree that leads todescendants in either, but not both, of the two communities(Fig. 1A). The fixation index (FST), which measures thedistance between two communities by comparing the geneticdiversity within each community to the total genetic diversity ofthe communities combined (18), is a quantitative measure thataccounts for different levels of divergence between sequences.The phylogenetic test (P test), which measures the significanceof the association between environment and phylogeny (18), istypically used as a qualitative measure because duplicate se-quences are usually removed from the tree. However, the Ptest may be used in a semiquantitative manner if all clones,even those with identical or near-identical sequences, are in-cluded in the tree (13).

Here we describe a quantitative version of UniFrac that wecall “weighted UniFrac.” We show that weighted UniFrac be-haves similarly to the FST test in situations where both are

applicable. However, weighted UniFrac has a major advantageover FST because it can be used to combine data in whichdifferent parts of the 16S rRNA were sequenced (e.g., whennonoverlapping sequences can be combined into a single treeusing full-length sequences as guides). We use two differentdata sets to illustrate how analyses with quantitative and qual-itative ! diversity measures can lead to dramatically differentconclusions about the main factors that structure microbialdiversity. Specifically, qualitative measures that disregard rel-ative abundance can better detect effects of different foundingpopulations, such as the source of bacteria that first colonizethe gut of newborn mice and the effects of factors that arerestrictive for microbial growth such as temperature. In con-trast, quantitative measures that account for the relative abun-dance of microbial lineages can reveal the effects of moretransient factors such as nutrient availability.

MATERIALS AND METHODS

Weighted UniFrac. Weighted UniFrac is a new variant of the original un-weighted UniFrac measure that weights the branches of a phylogenetic treebased on the abundance of information (Fig. 1B). Weighted UniFrac is thus aquantitative measure of ! diversity that can detect changes in how many se-quences from each lineage are present, as well as detect changes in which taxaare present. This ability is important because the relative abundance of differentkinds of bacteria can be critical for describing community changes. In contrast,the original, unweighted UniFrac (Fig. 1A) is a qualitative ! diversity measurebecause duplicate sequences contribute no additional branch length to the tree(by definition, the branch length that separates a pair of duplicate sequences iszero, because no substitutions separate them).

The first step in applying weighted UniFrac is to calculate the raw weightedUniFrac value (u), according to the first equation:

u ! !i

n

bi " "Ai

AT#

Bi

BT"

Here, n is the total number of branches in the tree, bi is the length of branch i,Ai and Bi are the numbers of sequences that descend from branch i in commu-nities A and B, respectively, and AT and BT are the total numbers of sequencesin communities A and B, respectively. In order to control for unequal samplingeffort, Ai and Bi are divided by AT and BT.

If the phylogenetic tree is not ultrametric (i.e., if different sequences in thesample have evolved at different rates), clustering with weighted UniFrac willplace more emphasis on communities that contain quickly evolving taxa. Sincethese taxa are assigned more branch length, a comparison of the communitiesthat contain them will tend to produce higher values of u. In some situations, itmay be desirable to normalize u so that it has a value of 0 for identical commu-nities and 1 for nonoverlapping communities. This is accomplished by dividing uby a scaling factor (D), which is the average distance of each sequence from theroot, as shown in the equation as follows:

D ! !j

n

dj " #Aj

AT$

Bj

BT$

Here, dj is the distance of sequence j from the root, Aj and Bj are the numbersof times the sequences were observed in communities A and B, respectively, andAT and BT are the total numbers of sequences from communities A and B,respectively.

Clustering with normalized u values treats each sample equally instead of

TABLE 1. Measurements of diversity

Measure Measurement of " diversity Measurement of ! diversity

Only presence/absence of taxa considered Qualitative (species richness) QualitativeAdditionally accounts for the no. of times that

each taxon was observedQuantitative (species richness and evenness) Quantitative

FIG. 1. Calculation of the unweighted and the weighted UniFracmeasures. Squares and circles represent sequences from two differentenvironments. (a) In unweighted UniFrac, the distance between thecircle and square communities is calculated as the fraction of thebranch length that has descendants from either the square or the circleenvironment (black) but not both (gray). (b) In weighted UniFrac,branch lengths are weighted by the relative abundance of sequences inthe square and circle communities; square sequences are weightedtwice as much as circle sequences because there are twice as many totalcircle sequences in the data set. The width of branches is proportionalto the degree to which each branch is weighted in the calculations, andgray branches have no weight. Branches 1 and 2 have heavy weightssince the descendants are biased toward the square and circles, respec-tively. Branch 3 contributes no value since it has an equal contributionfrom circle and square sequences after normalization.

VOL. 73, 2007 PHYLOGENETICALLY COMPARING MICROBIAL COMMUNITIES 1577

Wednesday, March 7, 12

Page 42: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

AutoPhylotyping 5: Novel lineages and decluttering

Wednesday, March 7, 12

Page 43: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

RecA Tree of Life

Figure from Barton, Eisen et al. “Evolution”, CSHL Press. 2007.

Based on tree from Pace 1997 Science 276:734-740

Archaea

Eukaryotes

Bacteria

Other lineages?

Wednesday, March 7, 12

Page 44: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Lek Clustering

0.33

0.75

0.75 0.75

0.75

1 1

Wednesday, March 7, 12

Page 45: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Lek Clustering

0.33

0.75

0.75 0.75

0.75

1 1

Cutoff of 0.5

Wednesday, March 7, 12

Page 46: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

RecAGOS 1

GOS 2

GOS 3

GOS 4

GOS 5

RecA

Wednesday, March 7, 12

Page 47: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

RpoB Too

Wednesday, March 7, 12

Page 48: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Side benefit: binning

Wednesday, March 7, 12

Page 49: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Wu et al. 2006 PLoS Biology 4: e188.

Baumannia makes vitamins and cofactors

Sulcia makes amino acids

Wednesday, March 7, 12

Page 50: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Uses of Phylogeny in Genomics and Metagenomics

Example 2:

Functional Diversity and Functional Predictions

Wednesday, March 7, 12

Page 51: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Predicting Function

• Key step in genome projects• More accurate predictions help guide

experimental and computational analyses• Many diverse approaches• All improved both by “phylogenomic” type

analyses that integrate evolutionary reconstructions and understanding of how new functions evolve

Wednesday, March 7, 12

Page 52: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

PHYLOGENENETIC PREDICTION OF GENE FUNCTION

IDENTIFY HOMOLOGS

OVERLAY KNOWNFUNCTIONS ONTO TREE

INFER LIKELY FUNCTIONOF GENE(S) OF INTEREST

1 2 3 4 5 6

3 5

3

1A 2A 3A 1B 2B 3B

2A 1B

1A

3A

1B2B

3B

ALIGN SEQUENCES

CALCULATE GENE TREE

12

4

6

CHOOSE GENE(S) OF INTEREST

2A

2A

5

3

Species 3Species 1 Species 2

1

1 2

2

2 31

1A 3A

1A 2A 3A

1A 2A 3A

4 6

4 5 6

4 5 6

2B 3B

1B 2B 3B

1B 2B 3B

ACTUAL EVOLUTION(ASSUMED TO BE UNKNOWN)

Duplication?

EXAMPLE A EXAMPLE B

Duplication?

Duplication?

Duplication

5

METHOD

Ambiguous

Based on Eisen, 1998 Genome Res 8: 163-167.

Wednesday, March 7, 12

Page 53: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

PHYLOGENENETIC PREDICTION OF GENE FUNCTION

IDENTIFY HOMOLOGS

OVERLAY KNOWNFUNCTIONS ONTO TREE

INFER LIKELY FUNCTIONOF GENE(S) OF INTEREST

1 2 3 4 5 6

3 5

3

1A 2A 3A 1B 2B 3B

2A 1B

1A

3A

1B2B

3B

ALIGN SEQUENCES

CALCULATE GENE TREE

12

4

6

CHOOSE GENE(S) OF INTEREST

2A

2A

5

3

Species 3Species 1 Species 2

1

1 2

2

2 31

1A 3A

1A 2A 3A

1A 2A 3A

4 6

4 5 6

4 5 6

2B 3B

1B 2B 3B

1B 2B 3B

ACTUAL EVOLUTION(ASSUMED TO BE UNKNOWN)

Duplication?

EXAMPLE A EXAMPLE B

Duplication?

Duplication?

Duplication

5

METHOD

Ambiguous

Based on Eisen, 1998 Genome Res 8: 163-167.

Wednesday, March 7, 12

Page 54: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

0.01

Legend:

Dataset genes

MA ammonialyase

MA mutase S subunit

MA mutase E subunit

PHA synthatase

cellulase

CRISPRs

CAS

Color ranges:

New Genomes

Haloferax mediterraneiHaloferax mucosumHaloferax volcaniiHaloferax sulfurifontisHaloferax denitrificans

Halogeometricum borinquenseHaloquadratum walsbyiHalorubrum lacusprofundi

Halalkalicoccus jeotgali

Natrialba magadiiHaloterrigena turkmenica

Halopiger xanaduensis

Haloarcula vallismortisHaloarcula marismortuiHaloarcula sinaiiensisHaloarcula californiae

Halomicrobium mukohataeiHalorhabdus utahensisNatronomonas pharaonis

Halobacterium sp. NRC�1Halobacterium salinarum R1

0.320.93

0.551

0.83

0.900.34

0.32

0.411

0.52

0.080.23

0.790.52

10.710.24

1

Wednesday, March 7, 12

Page 55: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Haloarchaea TBPs!"#

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!"JH

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##

Figure 8. Independent expansion of the TATA-binding protein family in two haloarchaeal genera. Phylogeny of TATA-binding protein (TBP) homologs identified by RAST with Bootstrap values shown. Colored branches represent duplication events (with the dark blue branch representing four duplications). Ancestral TBP (found in all genomes) is shown on the purple branch. Successive duplications are shown in darkening shades of green (Halobacterium) or blue (Haloferax). Lynch et al. in preparation

Wednesday, March 7, 12

Page 56: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Massive Diversity of Proteorhodopsins

Venter et al., 2004Wednesday, March 7, 12

Page 57: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Metagenomics DARPACharacterizing the niche-space distributions of componentsS

ite

s

N orth American E ast C oast_G S 005_E mbayment

N orth American E ast C oast_G S 002_C oasta l

N orth American E ast C oast_G S 003_C oasta l

N orth American E ast C oast_G S 007_C oasta l

N orth American E ast C oast_G S 004_C oasta l

N orth American E ast C oast_G S 013_C oasta l

N orth American E ast C oast_G S 008_C oasta l

N orth American E ast C oast_G S 011_E stuary

N orth American E ast C oast_G S 009_C oasta l

E astern Tropica l Pacific_G S 021_C oasta l

N orth American E ast C oast_G S 006_E stuary

N orth American E ast C oast_G S 014_C oasta l

Polynesia Archipelagos_G S 051_C ora l R eef Atoll

G alapagos Islands_G S 036_C oasta l

G alapagos Islands_G S 028_C oasta l

Indian O cean_G S 117a_C oasta l sample

G alapagos Islands_G S 031_C oasta l upwelling

G alapagos Islands_G S 029_C oasta l

G alapagos Islands_G S 030_W arm S eep

G alapagos Islands_G S 035_C oasta l

S argasso S ea_G S 001c_O pen O cean

E astern Tropica l Pacific_G S 022_O pen O cean

G alapagos Islands_G S 027_C oasta l

Indian O cean_G S 149_H arbor

Indian O cean_G S 123_O pen O cean

C aribbean S ea_G S 016_C oasta l S ea

Indian O cean_G S 148_Fringing R eef

Indian O cean_G S 113_O pen O cean

Indian O cean_G S 112a_O pen O cean

C aribbean S ea_G S 017_O pen O cean

Indian O cean_G S 121_O pen O cean

Indian O cean_G S 122a_O pen O cean

G alapagos Islands_G S 034_C oasta l

C aribbean S ea_G S 018_O pen O cean

Indian O cean_G S 108a_Lagoon R eef

Indian O cean_G S 110a_O pen O cean

E astern Tropica l Pacific_G S 023_O pen O cean

Indian O cean_G S 114_O pen O cean

C aribbean S ea_G S 019_C oasta l

C aribbean S ea_G S 015_C oasta l

Indian O cean_G S 119_O pen O cean

G alapagos Islands_G S 026_O pen O cean

Polynesia Archipelagos_G S 049_C oasta l

Indian O cean_G S 120_O pen O cean

Polynesia Archipelagos_G S 048a_C ora l R eef

Component 1

Component 2

Component 3

Component 4

Component 5

0 .1 0 .2 0 .3 0 .4 0 .5 0 .6

0 .2 0 .4 0 .6 0 .8 1 .0

Salin

ity

Sam

ple

Dep

th

Ch

loro

ph

yll

Tem

pera

ture

Inso

lati

on

Wate

r D

ep

th

G enera l

H ighM ediumLowN A

H ighM ediumLowN A

W ater depth

>4000m2000!4000m900!2000m100!200m20!100m0!20m

>4000m2000!4000m900!2000m100!200m20!100m0!20m

(a) (b) (c)

Figure 3: a) Niche-space distributions for our five components (HT ); b) the site-similarity matrix (HT H); c) environmental variables for the sites. The matrices arealigned so that the same row corresponds to the same site in each matrix. Sites areordered by applying spectral reordering to the similarity matrix (see Materials andMethods). Rows are aligned across the three matrices.

Figure 3a shows the estimated niche-space distribution for each of the five com-ponents. Components 2 (Photosystem) and 4 (Unidentified) are broadly distributed;Components 1 (Signalling) and 5 (Unidentified) are largely restricted to a handful ofsites; and component 3 shows an intermediate pattern. There is a great deal of overlapbetween niche-space distributions for di�erent components.

Figure 3b shows the pattern of filtered similarity between sites. We see clear pat-terns of grouping, that do not emerge when we calculate functional distances withoutfiltering, or using PCA rather than NMF filtering (Figure 3 in Text S1). As withthe Pfams, we see clusters roughly associated with our components, but there is moreoverlapping than with the Pfam clusters (Figure 2b).

Figure 3c shows the distribution of environmental variables measured at each site.Inspection of Figure 3 reveals qualitative correspondence between environmental factorsand clusters of similar sites in the similarity matrix. For example, the “North AmericanEast Coast” samples are divided into two groups, one in the top left and the other in thebottom right of the similarity matrix. Inspection of the environmental features suggeststhat the split in these samples could be mostly due to the di�erences in insolation andwater depth.

We can also examine patterns of similarity between the components themselves,using niche-site distributions or functional profiles (see Figure 5 in Text S1). All 5

8

Wednesday, March 7, 12

Page 58: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Uses of Phylogeny in Genomics and Metagenomics

Example 3:

Selecting Organisms for Study

Wednesday, March 7, 12

Page 59: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

rRNA Tree of Life

Figure from Barton, Eisen et al. “Evolution”, CSHL Press. 2007.

Based on tree from Pace 1997 Science 276:734-740

Archaea

Eukaryotes

Bacteria

Wednesday, March 7, 12

Page 60: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

As of 2002

Based on Hugenholtz, 2002

Wednesday, March 7, 12

Page 61: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Most genomes from three phyla

As of 2002

Based on Hugenholtz, 2002

Wednesday, March 7, 12

Page 62: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Most genomes from three phyla

• Some studies in other phyla

As of 2002

Based on Hugenholtz, 2002

Wednesday, March 7, 12

Page 63: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Most genomes from three phyla

• Some other phyla are only sparsely sampled

• Same trend in Eukaryotes

As of 2002

Based on Hugenholtz, 2002

Wednesday, March 7, 12

Page 64: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Most genomes from three phyla

• Some other phyla are only sparsely sampled

• Same trend in Viruses

As of 2002

Based on Hugenholtz, 2002

Wednesday, March 7, 12

Page 65: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Wednesday, March 7, 12

Page 66: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

http://www.jgi.doe.gov/programs/GEBA/pilot.htmlWednesday, March 7, 12

Page 67: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

GEBA Pilot Project: Components• Project overview (Phil Hugenholtz, Nikos Kyrpides, Jonathan Eisen,

Eddy Rubin, Jim Bristow)• Project management (David Bruce, Eileen Dalin, Lynne Goodwin)• Culture collection and DNA prep (DSMZ, Hans-Peter Klenk)• Sequencing and closure (Eileen Dalin, Susan Lucas, Alla Lapidus, Mat

Nolan, Alex Copeland, Cliff Han, Feng Chen, Jan-Fang Cheng)• Annotation and data release (Nikos Kyrpides, Victor Markowitz, et al)• Analysis (Dongying Wu, Kostas Mavrommatis, Martin Wu, Victor

Kunin, Neil Rawlings, Ian Paulsen, Patrick Chain, Patrik D’Haeseleer, Sean Hooper, Iain Anderson, Amrita Pati, Natalia N. Ivanova, Athanasios Lykidis, Adam Zemla)

• Adopt a microbe education project (Cheryl Kerfeld)• Outreach (David Gilbert)• $$$ (DOE, Eddy Rubin, Jim Bristow)

Wednesday, March 7, 12

Page 68: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

GEBA Lesson 1:Phylogeny driven genome selection (and

phylogenetics) improves genome annotation

• Took 56 GEBA genomes and compared results vs. 56 randomly sampled new genomes

• Better definition of protein family sequence “patterns”• Greatly improves “comparative” and “evolutionary” based

predictions• Conversion of hypothetical into conserved hypotheticals• Linking distantly related members of protein families• Improved non-homology prediction

Wednesday, March 7, 12

Page 69: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

GEBA Lesson 2

Phylogeny-driven genome selection helps discover new genetic diversity

Wednesday, March 7, 12

Page 70: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Protein Family Rarefaction Curves

• Take data set of multiple complete genomes• Identify all protein families using MCL• Plot # of genomes vs. # of protein families

Wednesday, March 7, 12

Page 77: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Families/PD not uniform

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Page 78: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

GEBA Lesson 3

Improves analysis of genome data from uncultured organisms

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Page 79: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

0

0.125

0.250

0.375

0.500

Alphapro

teobacteria

Gamm

aproteobacteria

Deltapro

teobacteria

Firmicutes

Chlorobi

Chloroflexi

Fusobacteria

Euryarchaeota

Sargasso Phylotypes

Wei

ghte

d %

of C

lone

s

Major Phylogenetic Group

EFGEFTuHSP70RecARpoBrRNA

Shotgun Sequencing Allows Use of Other Markers

GEBA Project improves metagenomic analysis

Venter et al., Science 304: 66-74. 2004Wednesday, March 7, 12

Page 80: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

0

0.125

0.250

0.375

0.500

Alphapro

teobacteria

Gamm

aproteobacteria

Deltapro

teobacteria

Firmicutes

Chlorobi

Chloroflexi

Fusobacteria

Euryarchaeota

Sargasso Phylotypes

Wei

ghte

d %

of C

lone

s

Major Phylogenetic Group

EFGEFTuHSP70RecARpoBrRNA

Shotgun Sequencing Allows Use of Other Markers

But not a lot

Venter et al., Science 304: 66-74. 2004Wednesday, March 7, 12

Page 81: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogeny and Metagenomics Future 1

Need to adapt genomic and metagenomic methods to make better

use of data

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Page 82: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

iSEEM Project

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Page 83: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

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Page 84: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

More MarkersPhylogenetic group Genome

NumberGene Number

Maker Candidates

Archaea 62 145415 106Actinobacteria 63 267783 136Alphaproteobacteria 94 347287 121Betaproteobacteria 56 266362 311Gammaproteobacteria

126 483632 118Deltaproteobacteria 25 102115 206Epislonproteobacteria 18 33416 455Bacteriodes 25 71531 286Chlamydae 13 13823 560Chloroflexi 10 33577 323Cyanobacteria 36 124080 590Firmicutes 106 312309 87Spirochaetes 18 38832 176Thermi 5 14160 974Thermotogae 9 17037 684

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Page 85: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogeny and Metagenomics Future 2

We have still only scratched the surface of microbial diversity

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Page 86: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

rRNA Tree of Life

Figure from Barton, Eisen et al. “Evolution”, CSHL Press. 2007.

Based on tree from Pace 1997 Science 276:734-740

Archaea

Eukaryotes

Bacteria

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Page 89: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogenetic Diversity: Isolates

From Wu et al. 2009 Nature 462, 1056-1060Wednesday, March 7, 12

Page 90: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogenetic Diversity: All

From Wu et al. 2009 Nature 462, 1056-1060Wednesday, March 7, 12

Page 91: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

86

Number of SAGs from Candidate Phyla

OD

1

OP

11

OP

3

SA

R4

06

Site A: Hydrothermal vent 4 1 - -Site B: Gold Mine 6 13 2 -Site C: Tropical gyres (Mesopelagic) - - - 2Site D: Tropical gyres (Photic zone) 1 - - -

Sample collections at 4 additional sites are underway.

Phil Hugenholtz

GEBA uncultured

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Page 92: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Phylogenomics Future 3

Need Experiments from Across the Tree of Life too

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Page 93: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

As of 2002

Based on Hugenholtz, 2002

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Page 94: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Experimental studies are mostly from three phyla

As of 2002

Based on Hugenholtz, 2002

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Page 95: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Experimental studies are mostly from three phyla

• Some studies in other phyla

As of 2002

Based on Hugenholtz, 2002

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Page 96: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

• At least 40 phyla of bacteria

• Experimental studies are mostly from three phyla

• Some studies in other phyla

• Same trend in Eukaryotes

As of 2002

Based on Hugenholtz, 2002

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Page 97: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

0.1

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

Tree based on Hugenholtz (2002) with some modifications.

Need experimental studies from across the tree too

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Page 98: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

0.1

Acidobacteria

Bacteroides

Fibrobacteres

Gemmimonas

Verrucomicrobia

Planctomycetes

Chloroflexi

Proteobacteria

Chlorobi

FirmicutesFusobacteria Actinobacteria

Cyanobacteria

Chlamydia

Spriochaetes

Deinococcus-Thermus

Aquificae

Thermotogae

TM6OS-K

Termite GroupOP8

Marine GroupAWS3

OP9

NKB19

OP3

OP10

TM7

OP1OP11

Nitrospira

SynergistesDeferribacteres

Thermudesulfobacteria

Chrysiogenetes

Thermomicrobia

Dictyoglomus

Coprothmermobacter

Tree based on Hugenholtz (2002) with some modifications.

Adopt a Microbe

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Page 99: Jonathan Eisen: Phylogenetic approaches to the analysis of genomes and metagenomes

Acknowledgements• $$$• DOE• NSF• GBMF• Sloan• DARPA• DSMZ• DHS

• People, places• DOE JGI: Eddy Rubin, Phil Hugenholtz, Nikos Kyrpides• UC Davis: Aaron Darling, Dongying Wu, Holly Bik, Russell Neches,

Jenna Morgan-Lang• Other: Jessica Green, Katie Pollard, Martin Wu, Tom Slezak, Jack

Gilbert, Steven Kembel, J. Craig Venter, Naomi Ward, Hans-Peter Klenk

Wednesday, March 7, 12