justificatory liberalism - an essay on epistemology and political theory - gerald f. gaus

392

Upload: cakebomb42

Post on 01-Jun-2018

221 views

Category:

Documents


0 download

TRANSCRIPT

8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 1/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 2/390
O X F O R D P O L I T I C A L T H E O R Y
Series  Editors: David Miller and Alan Ryan
J U S T I F I C A T O R Y   L I B E R A L I S M
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 3/390
O X F O R D   P O L I T I C A L  T H E O R Y
Oxford Pol i t ica l
  T h eo r y
  presents
  the
  best
poli t ical
  theory.  It is  i n te nde d  to be  broad  in  scope, inclu din g or iginal
contr ibut ions   to  poli t ical philosophy,  and  also work  in  applied poli t ical
theory. T he series will con tain works o f ou ts tand ing qu ali ty with n o
restriction
  or
O T H E R
  T I T L E S  I N  T H I S  S E R I E S
Justice
Multicultural Citizenship: A Liberal Theory of Minority Rights
W i ll Ky m l i c ka
Real Freedom for  All: What
  (i f
  anything)  Can
Anne Phil l ips
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 4/390
A n   E s s a y  o n  E p i s t e r n o l o g y
and
  Theory
J U S T I F I C A T O R Y
L I B E R A L I S M
G E R A L D   F .
  G A U S
N ew   Y o rk O x f o rd
OXFORD  U N I V E R S I T Y P R E S S
1996
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 5/390
OXFORD
  U N I VE R S I T Y P R E SS
O x f o r d  N ew  Y o r k
A t h e n s A u c k l a n d B a n g k o k B o m b a y
Calcu t ta Cape
 S a laam D elh i
Florence  Hong  K ong I s tanbu l K ar achi
Kuala  L u m p u r M a d ra s M a d ri d M e lb o u rn e
M e x ic o  Ci ty  N a i r o b i  Paris Singapore
Taipei  T o k y o
  Toronto
and
Berl in  I b a d a n
C o p y r ig h t  ©  1996  b y  Oxford Universi ty Press, Inc.
Published  b y  Oxford Univers i ty Press , Inc. ,
1 98
 M a d is o n A v e n u e ,
  N ew
  N ew
  York 10016
O xf or d  is a  regis tered t rademark  of  O xf or d U ni v er s i ty P r es s
Cov er a r t :  ©  1995 T .H. B enton  a n d
R .P. B enton Tes tam entary Trus ts /Licensed  b y  V A G A ,  N ew  Y o r k ,  N Y
A ll   rights reserved.
  this publicat ion
  m ay be
  r epr oduced ,
stored in a  retrieval  sys tem, or t ransmit ted, in any form or by any means ,
electronic , mechanical ,  pho tocopyi ng ,  recording,  o r  otherwise,
w i thou t  th e  p r i o r  permission  of  Oxford Univers i ty Press .
L i b r a r y
  of
Gaus , Gerald
  F .
J us t i f i c a t o r y
  liberalism  : a n essay  o n  epis temology
and political theory
Includes bibl iographical  references  and index.
ISB N 0-19-509439-5 (cloth)
ISBN 0-19-509440-9 (paper)
1 . L iberal ism. 2 . Social contract . 3 . Jus t i f icaton (Theory of knowledge)
I .
  title.
  II .
  Series.
320.5 '13—dc20 94-49138
Printed in the
  States of
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 6/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 7/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 8/390
This
  book  completes ,  but in  do ing  so  extends ,  the  p ro jec t begun  in
Value  and Justification.  In
  t h a t
people conceive
  o f
  u n d e r -
s tand   ourselves and others as capable of pu t t in g aside personal va luing s ,
and o f ac t ing on norms tha t can be
  just if ied
of  this conception,
  I
  a r g u ed , w o u l d u n d er m in e
  o u r
  u n d er s t a n d in g s
  o f
  life,
  l eaving u s  wi thou t ra t iona l g rounding
for
  are,
  I
  we are
  to the
  just if ied
  mora l i ty .
In the last chapters of  Value and Justification  I sketched som e of the
main elements of publ ic ly
  just if ied
  m oral i ty , foc using on a r ight to p er-
sonal f reedom
 the
  At the
  t im e
I  recognized that these were va gu e requ irem ents;  I  assumed tha t fu r ther
work  w ould yield m ore specif ic pol i t ical pr inciples, a jus t i f ica t ion of
cer ta in pol i t ical ins t i tu t ions , and, indeed,
  policy
  o f a
  p u b l i c m o r a l i t y
  has
  great
  o f
  w as
  w as
  no t ,
  as I
  orig inal ly envisaged, more detai led publ ic jus t i-
f ica t ions—the arguments fo r which were manifes t ly inconc lus ive—but
an an alysis of how pol it ical in s t i tu t io ns cope w ith this inconclusiveness.
T he  conception  of  pol i t ical ins t i tu t ions  as  simply expressing  or  con-
f o r m in g
  to
  way to a
  more complex idea ,
that pol i t ical ins t i tu t ions  n o t  only express what  can b e  moral ly jus t i-
f ied,
  b u t
  a lso respond  to our  pervasive inabil ity  to  provide decisive
jus t i f icat ions .
All this ra ises a fundamental puzzle: Each of us is commit ted to our
polit ical views,
  fo r
  H o w
  a
  a re
  T o
  solve this puz-
z le we need a much more sophis t ica ted accoun t o f
  jus t i f ied
  belief than
that employed
  A t
a m a z i n g
  featu res of con tem po rary pol i tical philosophy is the way in
which i t has taken a " jus t if ica tory tu rn ," yet the w ork of epis tem olo-
gists
  an d c ogn it ive psycho log is ts has been a l l but igno red. I bel ieve this
is  a
  ser ious mis take; ep is temolog is t s
  an d
  cog ni t ive psycho log is t s have
looked hard
  a t
  these issues
  fo r
  an d
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 9/390
  sure , l earn ing
  f r o m
  a lways easy; the ir a rgu -
m e n t s  a re  r a t h e r m o re t e c h n i c a l  an d  f o r m a l  than  is  typ ica l  in  m o r a l
an d
  B u t t he
  e f for t ,
  pol i t ical
phi losophy tha t i s c leare r abou t what i t m eans by jus t i f i ca t ion , and so
a v o i d s m a n y
  of the
  so
  m u c h c o n t e m p o r a r y
w ri ting on p o l it ica l jus t i f i ca t ion . P ar t I o f thi s
  book
ep is temology
of
  w h a t  it is for an  i n d i v i d u a l  to  possess
  jus t i f ied
  beliefs .  I  call this  a
theory
  o f
  personal  j u s t i f ic a t i o n . B a s e d
  o n
  I I
  deve lops
a  theory o f public  j u s t i f i c a t i o n — h o w m o ra l c l a i m s c a n b e
  jus t i f ied
  to
others . F inal ly part  III  ana lyzes political  j u s t i f i c a t i o n — t h e way  pol i t ical
inst i tu t ions cope with
  the
  just i f icat ions.
As wi th every th ing I  wri te , th is book  has  been deep ly in f luenced by
m y c lose assoc ia t ion w i th S tan ley B en n; i f I had been ab le to a rgue
w i t h him  a b o u t  it,  this would have been a m uch be t te r p iece of
 philoso-
phy.  My  w o r k  on  jus t i f i ca t ion was  spurred long ago by  Fred  D'Agos-
tino;  though we disagree about a good deal , I have learned a lo t
  f r om
him
  and his work,  and I  t h a n k  him for it. My  phi losophica l conversa-
t io n s w ith J u l ia n L a m e n t — i n M e lb o u r n e , B r is b a n e , W o l lo n g o n g  and
Atlan ta—have been immense ly benef ic ia l . I t i s a lways en l igh ten ing , and
always  a  j o y ,  to  ta lk phi losophy
  with
  J u l i a n .  As  should  be  c lear  to
every reader ,
  by the
  o f
  my
  thanks
  A
  b y
  L o re n L o m a s k y w h i l e
w e  w e re s h o p p i n g  at the  Super  One  s u p e r m a r k e t  in  D u l u t h ;  I  w o u l d
l ike
  h im for
 of the
  o ther
shoppers  who  w e re  a bit  perp lexed  by the  loud voices over  the fish
c o u n t e r .
  I
  g re a t l y b e n e f i t e d f ro m c o m m e n t s
  on
  I and II by
  J u l i a n
L a m e n t , F r e d D ' A g o s t i n o ,
  John
  C h ris M o r ris .
I  a lso would l ike  to  t ha n k S t ev e M a c e d o , J e re m y S h e a rm u r ,  John
C h a p m a n , E r i c M a c k , D a v id G o w , C a ro ly n M o r il lo , J o n a t h a n R il ey ,
Steve  B u c k l e ,  Ian  Shapiro , Wil l iam
  Nelson,
  Philip  Pettit,  S t u a r t W a r -
ner , Danie l Shapiro and Jim  Fetzer .
I l earned a g rea t dea l f rom var ious p resen ta t ions o f par t s o f the
 book.
  of
  life  is
  tha t
  o ne
p resen ta t ions
  to "go
  wel l ,"
  but one
  a lot
  m o r e
f r om   those that  "g o  bad ly ," i . e . ,  in  which ques t ions  a re  asked  fo r
which  one has no  coheren t answer .  In a few  cases  it
  took
  years  f o r me
to   f o r m u l a t e  an  a n s w e r .  S o m y  t h a n k s  to  par t i c ipan ts  a t  seminars  an d
sess ions a t the fo l low ing , e spec ia l ly to those w ho em ba rrassed m e: the
North  A m e r i c a n S o c i e t y f o r S o c i a l P h i l o s o p h y , t h e I n t e rn a t i o n a l E c o -
n o m i c s
  a n d  Phi losophy Socie ty ,  the  A m e r i c a n P o l i t i c a l Science  A s s o c i -
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 10/390
  r x
a t ion , the N ew Zealand D ivis ion o f the A us t ra las ian A ssoc ia t ion o f
Phi losophy,
  T he
  M u r p h y I n s ti tu t e
  o f
  P o l it ic a l E c o n o m y ,
  the
  phi loso-
p h y d ep a r t m en t s o f t h e Un iv er s i t y o f N ew E n g l a n d , L a T r o b e Un iv er -
s i ty , the A us t ra l ian N at iona l U nivers ity , the U nivers i ty o f W ol lon-
gong , and B ow l ing G reen S ta te U nivers i ty , and the po l i tics and
philosophy  d ep a r t m en t s a t Vic t o r ia U n iv er s it y in W ell in g t o n , M o n a s h
U nivers ity , and , o f course , the U nivers ity o f M inneso ta , D u lu th .
A
  of the
  of
 appeared
as
  " P u b l i c J u s t i f i c a t io n
 a nd
  D e m o c r a t i c A d j u d i c a t i o n "
 in  Constitutional
Political  Economy  (Fa l l 1991). A pre l im inary st a tem ent o f the a rg um en t
of  sect ions
  12 and 16
  as
  L a w "
in Ian Shapiro (ed.), Nomos XXXVI: The Rule of Law (New York
Universi ty Press , 1994). Some materia l
  f rom
  section 9.1, on the idea of
the  reasonable, appears  in  "The Rat iona l ,  the  Rea s o n a b l e ,  an d  J u s t i f i -
c a t io n , "
  The Journal  o f  Poli t ical Philosophy
  (1995) .
In i t ia l work   o n  this book  w as  u n d er t a k en w h i le  I was a  Visit ing Fel-
low in Philosophy and Pol i t ics a t the Univers i ty of New England, in
Ar m id a l e ,  N ew  South Wales .  I  w o u l d  l ike  to  express  m y  appreciat ion
to the
  E n g l a n d
  for i ts financial support  an d
  hospi-
  m y
  par t s
d u r in g
  m y
  as a
  a t
  B ow l ing G reen S ta te U nivers ity .
  I am
  deeply appre-
ciative
  o f the suppor t p rovided by the Cen ter ; I am par t icu la r ly
  grateful
to   Fred M i ll er, Ko ry Swanson  an d  S t e rl in g B u r n e t t .  M y  thanks a lso  to
the
  for its
  generosi ty
  in
  g r a n t in g a c a d em ic
leaves  and f inancial
  I  would
  m y a p -
prec ia t ion to Alan Ryan and Oxford Univers i ty Press fo r thei r ear ly
suppor t o f the p ro jec t .
Duluth, Minn.  G. F. G.
March
  1995
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 11/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 12/390
C O N T E N T S
A B B R E V I A T I O N S  x v
1 .
  INTRODUCTORY:
  E P I S T E M O L O G Y
  A N D
1.1 . Ju st i f ica tory L iberalism   3
1 .2 . M ora l E p istemology  5
1.3. Pu bl ic and Personal Ju st i f ica t ion 10
1.4. Plan
  of the
  I — P E R S O N A L
  J U S T I F I C A T I O N
2.  B E L I E V I N G
  F O R
  1 7
2.1 . G iving, H aving, and B el ieving for R easons 17
2.2. Reasons as Causes of
  Beliefs
  19
2 .3 . Sus ta in ing C auses and Jus t i f i ed  Belief  23
2 .4 .
  2 5
  Reasons
  28
3 .  THE  I N T E R N A L  AND  E X T E R N A L
P E R S P E C T I V E S   30
3.1.  Open  and  Closed Jus t i f i ca t ion  30
3.2. E xternal is t Ju st i f ica t ion s 32
3.3 . B e lie f C om m itments and Tac i t
  Beliefs
  35
3.4. R ela t ivism of R easons 38
3.5. R ela t ivism and B el ief Systems 42
4 .  TAMING  R E L A T I V I S M   4 5
4.1.
  to
  45
4 .2 . N a t u ra l M e n t a l Lo g i c  4 7
4.3. M utu al In tel l igibi l i ty and the L imits of P lura l ism 48
4.4. St ich 's Object ion  to the  B r id g e h ea d  52
4.5. Infe rent ia l E rrors  54
4.6 . A re the Sub jec ts R ea lly W ron g? 59
5 .  I N F E R E N T I A L  JUSTIFICATION  6 3
5.1 .
  T he
  A r g u m e n t T h u s
  F a r 6 3
5 . 2 . F o u r A x i o m s  o f
  In fe ren t ia l
  Ju s t i f i c a t i o n  6 4
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 13/390
6.2. Global Coherentism 76
7.1. Coherence Theories
  an d  Sel f- Just i f ied  Be l ie fs  85
7.2 .
  Equilibrium
  101
  I I — P U B L I C
  J U S T I F I C A T I O N
8.  P R I V A T E ,  S O C I A L ,  A N D
  P U B L I C
  R E A S O N E R S 1 1 3
8.1. Private Reasoners
8.4. Moral Demands and Moral Authority 123
8.5. Public Reason and Moral Demands 129
9 .
  WHAT
9.2.
  Openly
10 .3 .
  a s D e f e a t e d
  Proposals
10 .4 .
  T he  Public a n d  P r i v a t e  1 71
10.5.
  R e f lcx iv i ty  Requirement
 Is
 Misguided
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 14/390
  T w o
  U n acce p tab le R e sp o n s es
  to
P A R T
  I I I — P O L I T I C A L
  J U S T I F I C A T I O N
1 2 .  THE RUL E OF LAW 195
12.1. T hree A spects
  of the
 of Law 196
12.2 . The In ternal M oral ity o f Law 197
12.3. R ights 199
  and
  21 3
  L A W - M A K I N G
INSTITUTIONS
  215
13.1 . L aw -M aking Ins t i tu t ions
  21 5
  and
  R a n d o m D e m o c r a c y
  223
13.5. D eliberative Proc edures
  230
1 4 .
14.1.
  of the
  C onsequent ia l is t Jus t i f ica t ion
 of
  246
14.2.
  The Pr incip le o f E qu al i ty and Po l i tica l E qu al i ty 248
14.3.
  On
  2 5 8
15.1. T he C hallenge from Social C hoice T heory 258
15.2.
  26 0
15.3. Poli t ics , Self- interest , and A dju dic atio n 263
15.4. V ote T rading   26 7
15.5 . A dju dica t ion versus M ediat ion 271
1 6 .
  as
  275
16 .2 .  J u d ic ia l R e v iew  279
16.3. The
  M o r a l O b l ig a t io n
 to
  286
16 .4 .  R e v o l u t i o n
 an d
  U t o p i a n A s p i r a t i o n s
  2 88
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 15/390
A N D I T S  RIVALS  2 9 2
APPENDIX: LIBE RAL PRINCIPLES  IN A
WORLD  OF  STATES  296
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 16/390
A B B R E V I A T I O N S
The
  Exclusive disjunction ("or,
  jus t i f i c a t ion
E q u i v a l e n c e
Not
  equivalent
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 17/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 18/390
J U S T I F I C A T O R Y
  L I B E R A L I S M
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 19/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 20/390
C H A P T E R   1
I n t r o d u c t o r y : Epistemology a n d
Polit ical
1 .1   Jus t i f i ca to ry
  Liberalism
b e
  called a justificatory conception of liberalism. On this view, to
quote Stephen Macedo,  "[t]he  moral lodestar  of liberalism  is ... the
project of public justification."
"are committed
  to a
 woman,"
  of the
social  world  should either be acceptable or be capable of being made
acceptable to every last individual."
 2
  person
 as an end is to insist that  coer-
cive  or  political  principles be just as  jus t i f iable  to that person as they
are  to us.
Given the actual disagreement in our Western societies over liberal
ideals, it is manifest that
  jus t i f i ca tor y
  liberalism cannot explicate "pub-
 positions,
  justificatory liberalism
to vindicate substantive liberal principles. Justificatory liberals require
a normative  theory  o f  justification— a  theory that allows them  to claim
that some
  set of
  even given
  fac t  that
they are contested by some. And this, in turn, appears to call for a
moral epistemology,
  in the
  moral  belief ,
  or at
 to
 a
 conception that puts  jus t i f i c a t ion
  at
the  very core  o f political philosophy would  p r o f f e r  a n explicit a n d  rich
theory
  political
  j u s t i f i ca t i o n .
  Remarkably,
  the
  adherents
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 21/390
of
  l iberal ism
  epis temology,
bu t insist tha t a bs ta in ing f rom presen t ing one is fun da m en ta l to thei r
posi t ion .  John  Rawls , for ins tance, maintains that "reasonable
  jus t i f i -
cat ion" is a "pract ical" and not an "epis temological" problem.
4
are
 open  to  ra t ional d ispute,  and so are not in the  requ is i t e sense pub-
licly  jus t i f ied.
5
  Thus Rawls seeks  to  avoid  an y  complex ep is temolog ica l
claims,
  relying instead
  o n
  c o m m o n s e n s e
  notions
  abou t reasonab leness
and d isagreement .  T he  p r o b l e m ,  as R a w ls  and  others  see it, is to  avoid
content ious epis temological issues and focus on the pract ical pol i t ical
t ask o f secur ing agreement .
6
  Consequen t ly , ra ther than " jus t i f ica to ry
l iberal ism," Rawls , Larmore, and o thers describe their view as
 "politi-
cal
  l iberal ism."
I  believe this  to be a  f u n d a m e n ta l error.  If  pub l ic jus t i f ica t ion  is the
core
  of
  of
  an
liberalism
  its
ep is temology .
  I shal l argue in part I I that , in
  fact ,
not real ly
  epis temic commitments; ins tead, they res t their case
on a  v a g u e ,  bu t  nevertheless c lear ly erroneous, normat ive theory  of
jus t i f icat ion .
9
  Just if icatory l iberal ism, I maintain , must ar t icula te i t s
mora l ep is temology ,
  and show  why i t is to be
  p refer red . Some
 philoso-
phers bel ieve that  this is imp ossible, ins ist ing that ju s t i f ica t ion and pu b-
lic
  jus t i f ica t ion a re  "essentially contested  concepts."  Ac c o r d in g  to  F . B .
D'Agostino,
T o
  o f
 it is
  therefore neces-
sary to sett le qu est ions, a t least to ou r ow n sat isfact ion, which are them selves
properly  poli t ical quest ions.
  T he
 o f
  just i f ica t ion
  t her e f o r e c a nno t
be  beyond or prior to pol i t ics i tself . I t is not a meta-poli t ical project , as some
have
  itself
  a pa r t  o f properly  pol i ti ca l a rgum en-
tation.
10
D'Agostino
  o f
  pub l ic jus t i fica t ion inheren t ly
  in -
cline  toward
  som e pol i t ical prescrip t ions ra ther than o thers . R aw ls 's
"pragmat ic notion  o f
 jus t i f ica t ion ,"
 he
  says,
  is
  inherent ly ant ipaternal is-
t ic , w hereas mo re "rational is tic" acco unts such as the im part ia l specta-
to r
  W e
  the
  o f
  dif ferent
  of
  Let us
  D'Agostino
  that
  a
  theory
  of
p u b l i c  jus t i f ica t ion
  wil l not be "neutral with respect to the topics and
o u t c o m es o f
  a r g u m e n t a t i o n . "
1 1
  it
  does
  n o t
  f o l l o w f r o m t h i s
tha t se t t l ing
 on a
 p a r t i c u l a r  c o n c ep t io n
  o f
 jus t i f ica t ion  is to
  set t le
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 22/390
ques t ions tha t
  are
  a
  of
  jus t i f ica t ion,  we are in
a
  posi t ion to ins is t that substant ive pol i t ical views that cannot be jus t i-
fied
  w ithin this con cept ion are prop erly ru led out . T hat , for ins tan ce,
the proper theory of publ ic
  jus t i f ica t ion
  makes it easier to  jus t i fy  l iberal
than s ta t is t views does  n o t  show tha t  we a re  p r e e m p t i n g  "properly"
pol i t ical quest ions;  it  shows, rather, that  the proper  d o m a i n  of the po-
litical is
  c i r c u m s c r ib ed
  by the
  o f
  pub l ic jus t i f ica t ion . D 'Agos t ino
disagrees
  he is
  to
show  that any one concept ion of pu bl ic jus t i f ica t ion is superior to the
rest ; consequent ly , the choice of a concept ion must , on his view, i t sel f
be  mot iva ted by po l i t ica l p references .
1 2
  Ap p ea l s t o w h a t c a n b e p u b -
licly  just if ied  t h u s a p p ea r
  as
  to  deify
  som e po l it ica l p reference s
an d
  thereby short-circuit polit ical discussion.
Such skept ical chal lenges cannot  be put to  rest  b y  avo id ing mora l
ep is temology and re ly ing ins tead on commonsense no t ions o f   just if ica-
tion.
  the
  skeptic.
F or the ske ptic 's charge is tha t in the end al l theories of ju st if ic at i on
are manifes ta t ions of merely personal moral and pol i t ical preferences .
Consequent ly , avoiding detai led defenses conjoined with the c la im that
everyone agrees with  one's  ra ther vag ue unde rs tand ing o f jus t i f ica t ion
plays in to
  he
  j u s t w h a t
one would c la im when t rying to pass off pol i t ical preferences as rea-
son.
13
  A n d t he  skeptic  is  r igh t abo u t  a t  least  o n e  thing. Polit ical l iberals
such  as  R a w l s  do  rely  o n a  theory  o f  jus t i f ica t ion tha t  is far  f rom  u n-
controversial .  A s
  points out ,  the  theory  has a  s t rong prag-
m at ic ben t , par t o f w hich is a heavy re liance on norm s o f com m onsense
reason ing .  B u t ,  as we  shall see, there  is  overwhelming evidence tha t
such
  commonsense methods a re normat ively f l awed . Thus , I sha l l a r -
gue ,  n ot
  o f
  but far
  f r o m b e in g u n c o n t en t io u s ,
  it is one
  be re-
jected .
1 .2   M o ra l E p is te m o l o g y
1.2.1
  Robustness
In
  path against which pol i t ical l iberals warn:
  I
develop
  a
  theory
  bel iefs , inc lud ing
  those
  m o r a l i t y
  a n d
  sha l l thus approach some cen t ra l
issues
  an d
  p o l it ic a l p h i l o s o p h y t h r o u g h ep i s tem o l o g ic a l in v es -
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 23/390
contemporary moral and political  theory.  For most of this century,
moral philosophers have focused on the meaning of moral language or
the  metaphysics  of  morals. Questions such  as  "What does
  'good'
  or
'right'
  mean?"
  and
  (or
the  staple  of  metaethics,  as  well  as  much normative ethics.
14
  Here  I
wish to  f o c u s  instead on "How do we  jus t i fy  our moral judgments,
both  to ourselves and  others?"
15
This approach, I think, has a crucial fea tu re sought by political liber-
als,  though
2
  in
  of  some competing theory
T
2
'— do not weaken the  jus t i f ica t ion  of  T
1
  Robustness is to be con-
trasted with sensitivity; to the extent that the justification of  T
l
to various metaphysical and epistemological theories, views of the good
life
  and of morality, and so on.  That  is, Rawls's aim is to articulate a
set
 of
regardless
 of
which one may someday be demonstrated true—political liberalism will
be
  and in
  this sense
  is a
grea t
 merit  in a political theory;  if the  justification o f a political theory
is
 highly sensitive  to the  justification of  metaphysical, epistemological,
and moral theories, and to substantive ideals of the good or the holy
life,
order.
17
 The question is how much robustness can be achieved, and at
what cost. My central claim in this book  is that justificatory liberalism
cannot achieve
  jus t i f ica-
tion;
 for  good  or  ill,  it can only  be as strong as the  account of  jus t i f ica-
tion
  on
  which
This, however, is consistent with considerable robustness in other ar-
eas.  For
  example, most
morality.  Following David O. Brink, we can characterize moral real-
ism
  thus:
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 24/390
M R : (1 )
  itself
  an
  account
  jus t i fy
  world
  or to
"facts."  W e c a n  thus distinguish theories  o f  jus t i f ied  belief  from theo-
ries
  o f  truth.  For a  moral realist,  a  theory  o f  jus t i f ied  belief would
provide the standards for judging whether or not something is true;
Brink,
tified
  belief  in  terms  o f coherence (see chap.  6) . Bu t h i s distinctive claim
as
  a  moral realist  is not  that justification is a matter  o f  coherence,  b u t
that
  moral
  beliefs
  which  is  independent  of the  justified  bel ief .  Coherentist epistemol-
ogy and realist metaphysics are detachable. One could embrace a co-
herentist moral epistemology but deny the existence of any moral  facts
independent of  jus t i f ied belief: the only moral  "truth," one might say,
is
  T he  distinction between epistemological  an d  meta-
physical commitments  is  perhaps even more obvious  in a  theory  o f
empir ica l
which explicitly combines
  belief
 with
  a
  are, Bonjour maintains,  jus t i f ied
in  believing  an  empirical claim  if it  coheres  in the  right  w ay  with  the
rest
B o s a n q u e t  held
  both
  a  coherence account  o f  jus t i f ied  belief  and a co-
herence  theory of truth.
  theory
  o f  jus t i f ied  bel ief—the  epistemology—I defend  in  this
book
m y
  this
  is
  consistent
with
  a
 range
  of
  this extent,
at  least, I agree with Rawls that questions of the truth or  falsity  of our
moral judgments
  can be
  instead  f o c u s
  o n
whether they  a re  reasonable  a n d  jus t i f ied .
2 2
  Many students  o f  meta-
ethics will resist this; the very statement of the problem—"How are
moral  beliefs  o r judgments  to be justified?
— s e e m s
  to presuppose what
  to
  respond
  to
of
  its  many senses, cognitivism  is  much  the  same  as moral realism—a
metaphysical doctrine
  facts
  maintaining that moral judgments
c o m m e n t s  about robustness
  vis-a-vis
notion
  o f c o g n i t i v i s m .
  However, another version
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 25/390
  In
  a p p r o p r ia te
to say
  beliefs  a re
  facts  or can be
j u d g m e n t s  are
  cognit ive
  insofar  as
  they
  are
  g e n u in e j u d g m e n t s t ha t
  a re
2 4
pose this sort
  aside dis-
pu tes as to whether e th ica l judgments a re t rue o r   refer  t o m o r a l
  facts,
I suppose that they can be   just if iable, f i t t ing,  appropr ia te , mis taken ,
and
25
  C o n s e q u e n t l y ,
  m y
  is not
f o r m s  o f
  emot iv ism tha t deny tha t mora l judgments
  are
this sense.
H ow ever , m uch o f what I a rgu e is robus t even w i th respec t to var ie-
ties  o f emot iv ism.
2 6
  We can dis t inguish three broad types of emot ivis t
theories.
  B .
  B rand t ca ll ed C .L . S teven-
son's
  theory
  "blind"  emot ivism, meaning, roughly, that one 's emot ive
react ions toward  X  can change indepen den t o f changes in
 one's
  "cogni-
tive
  field."
  Hold ing cons tan t one ' s percep t ions ,
  beliefs,
  one 's emot ive a t t i tudes toward
  X  m ay
  nonethe-
less
  change. B rand t a rgued tha t on S tevenson 's b l ind em ot ive theory ,
the rela t ion of moral react ions to o ther
  beliefs
jus t i f ica tory.  O n e
  c a n n o t
  say
  that
  a
  is
based
  on irrelevant  beliefs  or con vict ions , bec ause the b l ind theory
holds tha t the emot ive judgments may change   freely  irrespective of the
cogni t ive
  crit icism of Stevenson's theory
tha t i t does no t a l low for genu ine mora l judgments tha t can be reason-
able
  o r u n r ea s o n a b l e .
2 8
2.
  Affective-cognitive mo ral judgments.  B e c a u s e  the  mos t p laus ib le
accoun ts o f emot ions do no t charac ter ize them as pure ly b l ind , no n-
cognit ive,
  react ions , emot ivis t moral theories need not , and
should not ,  b e  bl indly emotivist .  F o r  example, suppose that  the  m o d e l
of
  a  m o r a l j u d g m e n t  is  som ething l ike : "Y uck T hose  are  despicable
things ."
  the
j u d g me n t i s
  composed
  a t t i tud ina l response ("Yuck " )
and a cognit ive basis for i t ("I t is appropriate to
  feel
  this way toward
things with those  fea tures .  They  a re  yucky th ings ." )  O n  this view,
t h o u g h  an  a t t i tude  is a  necessary par t  of a  mora l response (and  so is
emot ive
  in one
  for
  criticism
2 9
  S u ch em o t iv e j u d g m en t s
may be
  if
  they
  are
beliefs.
  Suppose , fo r ins tance , you a re asked why you bel ieve Hunan
chicken is
  and you
  r ep l y " W h o w o u l d n ' t
  disl ike
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 26/390
  Poli t ical Theory  9
covered w i th H ershey 's choco la te syrup? " In th is case you r g rou nd ing
beliefs,
  a n d s o y o u r j u d g m en t , i s u n s o u n d .
3 0
3 .  Affective-cognitive basic mo ral judgments.  T he  above theory char -
acterizes  e v e r y m o r a l j u d g m e n t  as  a f fec t ive-cogni t ive .  A s a  conse-
q u en c e ,
  the
  space
  the
belief
  l
  2
  as (a)
an   affective
  belief  and (b)
  affective
logical
  difficult
  to
show, for example, that one moral  belief  f o ll o w s f r o m a n o t h er . H o w -
ever,
  an
  emotive
  affective
  re-
sponse   is a  necessary par t  of all  m o r a l j u d g m e n t s .  T he  emotivist  can
dis t inguish basic
  o r
  or ig ina l mora l judgments f rom der ived
  o r
  a
  neces-
sary
  affective
  e l em en t , w h i l e d e r iv ed j u d g m en t s
  can be
the  basic ones .
  is
  the first option,
bl ind emot ive theory.  Ho w ev er ,  I  th ink  it  wil l emerge that  m y  a c c o u n t
is
  consis tent with the third , foundat ional , emot ive theory. I wil l defend
the
  idea
  of
  f o u n d a t io n a l j u d g m en t s , t h o u g h
  I
  shall
  in
  w h ic h
all  m ora l jud gm en ts a re a f fec t ive-cog ni t ive , i s harder to d iv ine . T hough
m u c h
  is
  Ro bustness Distinguished from Unco ntroversiality
I have t r ied to indicate that the analysis of moral
  beliefs
f icat ion
  m a y
  in
  justificato ry liberal. B eing
robus t i s no t the same as being uncon t rovers ia l . A theory may wel l be
consis tent with , say, a var iety of metaphysical views, theories of mean-
ing, personal ideals,
  is not to be
  o r
a
  m a j o r d iv id e b e t w een
  m y  jus t i f ica tory
  l iberal ism
  a n d
  c o n t em p o r a r y
pol i t ical l iberal ism.
 M y a im is to
  exp lore
  o f
  an d
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 27/390
  Political Theory
in   so  doing show  w hy  liberal democracy  is  jus t i f ied;  it is not to  show
that  popular consensus  o n  this justification c a n b e  obtained among  a ll
reasonable  people.
  sociologi-
cal  sense  o f  that complex  word,  the  legitimacy  o f a  liberal regime  de-
pends  o n  widespread acceptance  of i ts justification,  o r  perhaps  the jus-
tice of its  institutions.  A n d i t  would  be as  wonderful  as it  would  be
re m a rk a b l e
  if the
  best justification
 of the
  the
  grounds
o n which most citizens support  it.  Nevertheless,  a test  for the
  jus t i f ica-
tion
 citizens
with good reasons  to  support it—is  not  whether that  just i f icat ion  is
widely accepted,
  or is
 uncontroversial.
Which  is just  as well,  for in  some respects  the  account  o f  just i f icat ion
I  present here  is  controversial.  I  shall challenge  a  fundamental
 ortho-
doxy
  in
  same;
reasons  fo r  belief  c a n b e  distinguished from reasons  to  act,  a n d  norma-
tive
  beliefs
  this analysis applies
 empirical beliefs. Thus
most  o f part  I is devoted  to the general idea  o f a  rational belief system;
though
  topics familiar to  moral philosophers such  as reflective equilib-
rium (sec. 7.4) will  b e  considered,  the  main focus will  be on  general
epis temologica l
  part
  with
  shall avoid many
of  the  perplexities  an d  pitfal ls  that plague current discussions  o f  public
just i f icat ion .
1 .3
  and Personal Ju st ificat ion
At the  outset,  the  task  o f developing  a theory  o f justification confronts
a  deep
  begin
 with
an  individual system  o f  beliefs  and  how, within  it, a  person  just if ies
her  beliefs?  Or do we  commence by examining interpersonal  jus t i f ica-
tion—what  beliefs
  jus t i fy
 each other? Contemporary political
philosophers incline toward  the  latter.  T he  interpersonal conception  o f
jus t i f i ca t ion  is most clearly articulated in Jurgen Habermas's discourse
t h e o r y .  F o r  Habermas, moral
 ju s t i f ica t ion
  is  necessar i ly  i n t e r s u b j e c t i v e ,
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 28/390
in
  the
  reasoned agreement (under idea l conversa-
t iona l cond i t ions) among par t ic ipan t s  in the  d iscourse .  H is  discourse
ethics  thus  supposes that "the
  jus t i f ica t ion
  o f n o r m s a n d c o m m a n d s
requires  that a real d iscourse be carr ied out and thus cannot occur in a
s t r ic t ly monological form, i .e . , in the  fo rm  of a hypothet ical process of
argumenta t ion occurr ing in the ind iv idua l
 mind."
35
catory liberalism
  on the
  p r im a r y c o m m i t m en t :
  to
f icat ion, i t may
  wel l seem that nothing
  but the
36
Stanley
  "[t]oo
of  this in terpersonal concern ."  H e  con t inues :
Within
  the
  is
  located
  in the first in-
s tance not in the muster ing of knockdown arguments to persuade or  jus t i fy
oneself to others but in the process of individual choice and judgment . Each
person's moral  consciousness is something
  that
shape.
37
B enn 's analysis of the "m odern con sciousness" sets the stage for the
problem of Rawlsian pol i t ical l iberal ism, namely, that in a p lural is t ic
society such
  to
  arrive
  often
  s t i l l reasonable, judgments concerning moral i ty
  an d
the good   life.  Rawls and others  call  this the supposit ion of reasonable
p lura l ism.
3 8
  N ow  reasonab le p lural ism  can  occur  only  if  people arrive
a t reasonab le judgments tha t a re no t pub l ic ly
  jus t i f ied;  ex hypothesi ,
these  are reason able views,  b u t  they  are m a n y  in  n u m b e r  and are  incon-
sistent
  with
that
  b e
P a r t
  jus t i-
fied   beliefs  that  a re  incompat ib le with each other . This theory  o f  per-
sonal  justification
  shows how reasonab le p lural ism is possib le. Pos-
sessing  a  just if ied  set of  beliefs  does  n ot  require that  the set be  publ ic ly
jus t i f ied:
  one can
  P u b l i c
  just i f icat ion ,
  I  shal l argue,  is a far  more s t renuous t es t
than persona l  just i f icat ion;  m a n y o f o u r m o r a l  beliefs  that are person-
ally
Talk   o f  personal
  justification
  runs  the  risk  o f  immedia te ly a l iena t ing
some readers ,  who m ay b e  t empted  to  reject  the  en t i re accoun t  as bi-
ased
  toward
  an
  of
  view,
  there-
fore
  w r o n g h e a d e d
  from  the
  d o es c o m m en c e
with persona l  j us t i f ica t ion ,  there
  is
  to
s t a n d a b ly
  I do not think i t is  ei ther  b i a s e d o r w r o n g h e a d e d . H o w e v e r ,
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 29/390
12  Introdu ctory: Epistemo logy  and  Pol i t ical Theory
many readers a re ,
  apt to
  o v e re s t i m a t e
 the
  i n d i v i d u a l i s t ic n a t u re
of
  the analysis . Later (sec. 8 .2) I shal l t ry to show in what way al l
r e a s o n i n g — i n c l u d i n g
  perso na l jus t i f ica t ion— is social ; to say that a l l
reason ing does
  p u b l i c
  jus t i f i ca t ion
  is no t to say
  that
  it is
thoroug hly p r iva te and asoc ia l . B u t these a re com plex i ssues , the d i s -
cuss ion o f which mus t wai t un t i l we have cons idered
  justified
  it to
  the
  ind iv idua l i s t i c charac te r
of  the analysis is moderated by three  points.
1 . A s
  B enn qu i te righ t ly po in ts o u t ,
  a
  on
  persona l jus t i f i ca t ion
is
  cons is ten t  with  recogniz ing tha t an ind iv idua l ' s cogn i t ive and mora l
resources
  sense
  a
ciples
 and
  values
 are
 us,
 ex
nihilo.  They have been adop ted , incu lca ted , absorbed f rom an enve l -
op ing soc ia l envi ronment ."
3 9
  One can
cat ion given such
  pluralist ic society
this inheri tance i tse l f i s d iverse and confl ic t ing , and so working out a
just i f ied
2 .
  Second ,
  shall
  see
  tha t pe rsona l jus t i f i ca t ion u l t imate ly mus t
  b e
respons ive
  to the
  chal lenges
  an d
  fully  a d e q u a t e
analysis  o f pe rsona l jus t i f i ca t ion thus w i ll l ead us to in te rpersona l jus t i -
f ica t ion, so not
  even persona l jus t i f i ca t ion
 is
  s t ric t ly m ono logical .
3.  Final ly ,  I  s h a ll a rg u e t h a t w h en m a k i n g m o ra l d e m a n d s  on  others,
pe rsona l jus t i f i ca t ion i s no t  suff ic ient ;  such demands mus t be pub l ic ly
jus t i f ied,  an d  this  is  indeed  a  f o r m  o f  in te rpersona l jus t i f i ca t ion .  T he
g a p b e t w e e n
  m y
  an d
  H a b e rm a s ' s , t h e n ,
  is
first
  appear ,
  in te rsu b jec t ive charac te r
  o f
reason ing i s
  the
  j u s t i f i c a t i o n
 of
  principles
jus t ice ,
  and here we agree tha t pu b l ic jus t i f i ca t ion i s the u l t ima te
s t a n d a rd .
4 0
  of the  book
  I ad-
vances a theory  o f pe rsona l jus t i f i ca t ion , o r , we might say , a mode l o f
just i f ied
  systems of reasons and
the
  idea
 o f
  re a s o n a b l e p l u ra li sm . P a r t
  I I
jus t i f i ca t ion .
  I shall arg ue that the theories of pu bl ic jus t i f ic at io n ad-
v a n c e d by  poli t ical l iberals and  o ther " in te rsub jec t iv i s t s ," whi le p rovid-
in g
  some insights , are incompat ib le wi th the best theory of  jus t i f ied
belief .
  on the
 of
 jus t i f i ca t ion ,  I
  d i s t in gu ish three
m a i n  o u t c o m e s  o f  p u b l i c  jus t i f i c a t ion :  v ic to ry ,  defea t ,  a n d  i n c o n c l u -
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 30/390
siveness
  (u n d ef ea t ed , u n v ic t o r io u s  beliefs).  As I said earl ier, I shal l ar-
gue tha t , tho ug h som e subs tan t ive fun da m en ta l m ora l p r inc ip les can be
victor iously publ ic ly
  jus t i f ied  in our
  soc ie ty , thei r number
  is
Victorious publ ic
  are
  fairly
  rare  in a  p lural is t ic society
such as ours;  in con t ras t , u nd efea ted , unv ic to r ious jus t i f ica t ions— those
that  a re  reasonab le  b u t  a l so con ten t ious—abound . Par t  I I I  then ana-
lyzes polit ical
  w ho
  other
with inconc lus ive pub l ic jus t i f ica t ion s . I  argue here that  the  ins t i tu t ions
of  l iberal const i tu t ional democracy
  are
  w a y s
  o f
  c o m p et in g u n d ef ea t ed p u b l i c j u s t if i c a t io n s
o n   substant ive issues  o f  jus t ice  and the  c o m m o n  good.  In  this par t  I
shal l examine such
 topics
  as the ju s t if ica t ion of liberal dem ocracy, con-
s t i tu t iona l ism, jud icia l review,
  and the
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 31/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 32/390
P E R S O N A L
  J U S T I F I C A T I O N
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 33/390
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 34/390
  1
  Reasons
2.1
  for
  R e a s o n s
M y ul t im ate con cern in this boo k is w i th m oral , and especial ly pol it i-
c a l ,
  just i f icat ion  in which part icipants advance to others their reasons
for  beliefs, principles,  an d  policies.  B u t  part icipat ion  in  pol i t ical just i -
f icatory discourse presupposes that people enter wi th
  beliefs
  her
  belief
  to
  others,
  she
ordinari ly supposes that  she has  good  reasons  for i t . As a  par t i c ipant
in
  such interperso na l jus t i f ica tory discourse , then, one typical ly en -
deavors to
  show
  o thers what one th inks a l ready obta ins , namely , tha t
one has good reasons for what one bel ieves. To be sure , as discussion
proc eeds one m ay revise this ini t ial est im ate; w e shal l see in part I I that
the  effort  to
  of ten
  resul ts  in  revision
of  one's  bel iefs . So I certainly do not wish to deny that interpersonal
discussion  is d y n a m i c ,  an d  indeed ul t imately necessary fo r  personal jus -
t i f icat ion .  Y et  n o n e  o f  t h i s u n d e rm i n e s  the  p r e s u m p t i o n t h a t  a t any
given   t ime
  o n e
  p r o d u c e s
belief
  chan g e j u s t b e cau se p a r t i c i p an t s
 a re
  to
  reply
  to
  queries
ab ou t , an d chal lenges to , their  beliefs  by poin t ing to  specific  reasons
su p p o r t i n g t he m .
2
 yo u
  t ha t yo u r su p p o r t i n g re aso n s
are
  of
  belief
  are
  by, or
  fo l low  f r o m ,  re aso n s
  I
  shall call  in-
ferent ia l ly   j u s t i f i e d .
3
 jus t i f ied
  belief  , it is no t
  sufficient
  is a
  co n c l u si v e a rg u m e n t
  to
. b . A t a m i n i m u m , o n e m u s t acce p t  R.  So m e o n e who
  justifies
a
  belief
  by  appeal ing  to a  reason  he  does  no t  accept  is not  s imply  ra-
t ional izing
  the  belief  (see sec. 2.3),  but is be-
in g  h ypo cr i t i ca l ( sec . 9 .2 .2) . C on sider ,  fo r  i n s t a n c e , A n n a ,  a F r e u d i a n
therapis t
  w h o ,
  a f ter
  c o n f r o n t i n g  re se a rch on the  c o m p a r a t i v e effect ive-
ness of  v a r i o u s p s y c h o t h e r a p i e s , c o n c l u d e s
  t h a t
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 35/390
18
  Personal
  Justification
B ut she has a l a rge p rac t ice and her pa t ien ts expec t F reud ian exp lana-
t ions , so that is what she gives them. Say, then, she has a be l ief : "Li t t le
Hans  has a  case o f  hys te r ica l phobia"—he  is so
  afraid
not go out on the
  s t ree t .
  The
  F re u d i a n re a s o n s u p p o r t i n g
  the
 d i a g n o s is
of  n euros i s o r phobia i s "one th ing a lone : the rep lacem ent o f h is fa the r
b y a  h o rs e "— h e  has  displaced  his
  fear
  o f  be ing cas t ra ted  by his
  fa ther
4
  Of  c o u rs e , A n n a d o e s  not  bel ieve this ;  she  believes
tha t L i t t l e Hans ce r ta in ly
  has a
  but she
  does
  not
accept
  the  F re u d i a n a c c o u n t t h a t  she passes on to  Li t t le Hans's  p a re n t s .
She,  in
  fac t ,
  has based her d iagnos is on a N ew A ge se l f -he lp bo ok .
Now
  a s s u m e t h a t F re u d i a n i s m a c t u a ll y p ro v i d e s
  the
  c o r re c t a c c o u n t
an d
  t h e N e w A g e
  s e lf - h e lp b o o k d o e s n o t . D o e s A n n a ha v e
  a
  justified
  say
  sense that
  jus t i f ied,
  b u t g i v e n t ha t A n n a
  rejects
jus t i fy
  say
  jus t i f ied.  B e i n g
jus t i f ied  in be lievin g is not the sam e as be ing righ t; as we shall see, it
is  possib le  to be
  jus t i f ied
  in  ho ld ing  a  false  bel ief .  W e s e e  here tha t  o n e
can
  hold
  a
  correct belief
  bu t no t be  jus t i f ied  in
  d o i n g
  so .
  jus t i f ied
  i n b e l i e v i n g B o n e m u s t  have or
  accept
  even this
  A s
  to be
just i f ied
  in be l iev ing one m us t no t on ly have
  or possess
  , but
Case  1: Alf Believes the
  Right
5
  are
 lovers ,
  m a n y
  that indicate
tha t B e t ty is  u n f a i t h f u l ;  he has seen receipts from
  little-out-
of- the-way hote ls  in her  p o c k e t b o o k ( a n d  he  hasn' t visi ted
such hote ls w i th B et ty s ince their  affair  b e f o re
  she
  d ivorced
Charl ie) , she has been working la te every night for two
m o n t h s n o w ,  she  keeps call ing him  " D e a re s t F ra n k , "  and the
l ike . Alf can be said to have perfect ly good reasons for be-
l ieving B et ty is  unfa i th fu l .  B ut supp ose that , desp i te a l l the
evidence that B et ty
  ha s
  a n d n o
  coun te revi -
  A lf
  s imply
  refuses  to
  he
  seeks
  to
convince h imse l f tha t  it  could  not be  t ru e .
6
  A s s u m e n o w ,
though , tha t  he  enro l l s in a  night-school sociology cou rse  on
"Relat ionships  in the  '90s"  an d  discovers that there  is a .25
chance
  in the
  infers
in the
  last year.
  bel ief ( that B et ty
  has
  cheated)
  he has
  g o o d re a s o n s ;
  is it a  just if ied
  be l ie f ?
N o ,  m o s t o b v i o u s l y b e c a u s e , t h o u g h  the  belief  is  jus t i f iab le  g iven  his
belief
  Al f has no t
  b a s e d
  his
  on the  beliefs
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 36/390
Believing for Reasons  19
jus t i fy
  it. To infer in this way that something with a .25 probability
has
  occurred
  if Alf had
  In
He
  believes
  the
  a  jus t i f ied
belief  , it is not  enough, then,  for Alf  merely  to  have good  (or  even
concl us ive )  reasons for  believing b.
7
The last few decades of analytic epistemology have been character-
ized
  cau-
tious about following this path  by  placing  too  much weight  on  such
examples.
8
ment
  to
  As
Jon Elster observes in his analysis of the rationality of wishful thinking
and ideology,
  and not to be
  jus t i f ied
  because they
  arid not  jus t i f ied
b e c a u s e  we sense that they would be just as satisfied were the reasons
to
  disappear."
10
  To
  take
  a
dents,
  we
getting
  the
  belief,
  one
has
 to
  make
  the
  relevant
 consid-
erations.
2.2
  Reasons
  as
 Causes
  of
 Belief
If,  then,  a belief  is  jus t i f ied  because  of its  supporting reasons,  i t is not
enough that such reasons
basing relation
  holds that
"rational beliefs  are caused  by the  reasons which  are  their grounds."
11
is
 inferentially jus-
tified  only  if he has  good reasons  for b and  these good reasons cause
A lf
  c lar i fy ing  the
n a t u r e o f  this causal link turns  out to be a  good deal more  d i f f i cu l t
than
  it
 appears.
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 37/390
  was
  caused
  by
the  high winds that blew  the  branch that smashed  the  glass.  In  this
instance  the  wind  was the  impetus  for the  change.  At first the  branch
was
  at
  rest
caused
  a change in the state of the window. Afterward the wind died
down
this
  In
this second sense  of  cause  we can say  that pillars cause  the  roof  to
r e m a i n
  up; the
12
In sections 2.2 and 2.3 I consider sustaining causal accounts of
  jus t i f ied
b e l i e f ;
  I  turn  to  eff icient  causation in  section 2.4.
T he
  held.
  This
  suggests
  a
 counterfactual
e l imina t ing
  them would  not  cause the  roof  to
 drop.
 Similarly, we might
say (as a first  approximation) that  in  Alf's belief system  S, (3  is
sustained   by  R
  R
  w o u l d c a u se B
to
  drop
  not  suff ice.
Putting aside worries about  the  best  way to  explicate counterfactuals,
we have at least to take account of the possibility of overdetermina-
tion.
13
  To
  revert
  the
structure, but there is a backup system; cables hung from the outside
would
  hold
  up the roof in case of pillar failure. In this case, as long as
the
 pillars
 soon
 as
the  pillars give way,  the  cable system will engage and  keep  the  roof
f r o m
  counterfactual test:
Even  if the  pillars were eliminated,  the  roof would  not  drop.  Yet it
certainly seems that right
  engages.
A g a i n ,  this is no mere philosopher's fancy. In an interesting series of
e x p e r i m e n t s
  Lee  Ross  and his  colleagues induced subjects  to  develop
theories
  and
  opinions
14
  false  feed-
b a c k  when sorting authentic suicide notes from  fictitious ones.  On the
basis  o f
  f u t u r e
abil i ty to  make such discriminations. A f te r w a r d  the  s u b j e c t s  were  ex -
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 38/390
Believing for Reasons  21
tensively  debr iefed , and each sub jec t acknowledged tha t h is o r her
" p er f o r m a n c e"
  w as
  exper imenters ' manipu la -
  beliefs
  were based , su b jec t s showed m arked belief persever-
ance. Similar results were achieved
  in an
  e x p e r i m e n t
  in
  which  subjec t s
were induced to develop theories , on the basis of   false  evidence , abou t
the rela t ion between f iref ighters ' professional performance and the f ire-
fighters ' scores on a test for risk taking.
  Once
f o r me d
  la ter that the scores were f ic t i t ious , subjects showed s ignif icant
perseverance
  in
  is
that the subjects , having developed their  beliefs,  searched thei r memo-
ries  fo r new suppor t ra ther than abandon them.
1 5
  fall ing
moved , sub jec t s
  m ay
  have appealed
  to  other
  the
  feedback
  beliefs
were discredited .
A  more
  com pl ica ted cou n ter fac tua l t est
  is
  to
  call
In belief system
  of  S
  would cause
  to be
  d ropped
  as an
of
  R  as an
  e lement
  of  S
  w o u l d c a u s e s o m e
other
  reason
  in v o k ed .
This  seems to  cap ture  the  sort  o f m echanism hypothes ized  in the  belief-
perseverance case in which su bjec ts switched fro m one sustainin g rea-
son to another . We can imagine a ser ies of sustaining rela t ions; as each
sustaining reason
this raises the
  worry
  tha t , in p rac t ice , the p r inc ip le i s immune f rom
falsification.
  belief-
perseverance study,  in which the sustaining cause is el iminated and yet
the
  to be a
  c o u n t e r ex a m p l e
  to the
belief -susta ining
  an alysis. B ut now the defen de r of the sustaining analy-
sis  can  a lways invoke some al ternat ive reason  R '  t h a t m u s t  b e  there  to
sustain the  belief,  apparent ly securing the analysis f rom any possib le
c o u n t e r ex a m p l e .
  B u t
  hy-
pothesizes that there must be an a l ternat ive sustaining rela t ion , but
no th ing fo l lows abou t the imposs ib i l i ty o f  falsif icat ion.  In any par t icu-
la r
  b e
ev o k ed ;  if  there  is no  evidence that this occurs , this hypothesis wil l  b e
re jec ted .
1 6
  On the o ther hand , we may f ind tha t peop le c i t e new evi-
d e n c e
  fo r
  thei r
  o ld
  t h a t w o u l d
  not be
  if the
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 39/390
determined, such that
  distinguish
  the
  sustaining
reason from  the  backup sustainers.  B u t  what  o f a case  o f  overdetermi-
nation
  in
  and the
  external cables
would  be  doing  the job  simultaneously.  In the  belief case, too, more
than
  one  reason  may be holding  up the  belief.  It will  not do  simply  to
say
  that
  of B (or the
r o o f )  an d  leave  it at  that,  as  reasons  can  differ  in  their justificatory
force.
  Surely
  a
  belief-perseverance experi-
ment  is that  the first set of  sustaining reasons were (initially)  jus t i f ica-
tory  (see sec. 3.1) while  the  second  set  were not—they were not  sound
reasons.
18
  into
  a
  basing
relation  in  inferential justification. Still,  w e c a n  begin  in the way  this
proposal contemplates,  by first  identifying  the set of al l  reasons that
have
 a
  matter
how  widely  we characterize this set).  If this  set were dropped,  it  would
cause to be
  rest
  is it
possib le
  to  drop  any  elements  of the  subset  and  still sustain  ? I f we
answer "yes"  to the first  question  and  "no"  to the  second,  we  have
ident i f ied  a
 minimal sustaining subset
dropped  f r o m  R
{min}
  without
sets
2
  may be  member  of  more than  one
m i n i m a l  sustaining subset.) Each subset R
{min}
mentary sustaining reason. Having identified each elementary sus-
t a in ing  reason,  we  then would  be in a  position  to  distinguish good
sustaining
sound.  In  analyzing whether is
  j u s t i f i e d ,
  we  might then inquire
whether  any of the elementary sustaining reasons  a re  good reasons  fo r
;B; if any
  is too
rough;  see  sec. 5.3).
I  shall not pursue this sustaining analysis further, though  a great deal
more could
  b e
  a s
  genera l  issues
a b o u t  the  analysis o f counterfactuals. B u t  f u r t h e r
  levels
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 40/390
Believing fo r  Reasons  23
an d sophistication would not,  I  think, make the core idea either clearer
o r  more  (or for  that matter
  less)
 compelling.
2.3
  Bel ief
I believe something very much like  the  sustaining ana lysis  is correct  fo r
just i f ied  belief,  though  I
  shall
  n o t even attempt  to  review  all the  possi-
ble
 objections
 to
  it.
19
  However,
 is
 particularly
g er m a n e  to our  concern with moral  beliefs,  and so  needs  to be  con-
sidered.
 fallacy."
  H e  writes:
It is easy  to  imagine  the  case  of  someone  who  comes  to  believe something  for
the  wrong reason and, consequently, cannot  be said to be  jus t i f ied in the belief,
but
  who,
jus t i f ies
  his  belief. Suppose that  a  man,  M r.  Raco,  is  racially prejudiced and,
as
  a  result, believes that  the  members  of  some race  are  susceptible  to  some
disease
  to
 we may
imagine,  is an  unshakable conviction.  It is so  strong  a  conviction that  no  evi-
dence  to the  contrary would weaken his prejudiced conviction  and no  evidence
in  favor would strengthen
  scientific evidence shows that only mem-
bers  of the  race  in  question  are susceptible  to the  disease. We may  imagine as
well that
  he has be-
come  no  less prejudiced  as a  result  of  this.  Nevertheless,  he  understands  and
appreciates  the  evidence  as  well  as any  medical expert and,  as a  result,  has
reason  for his  belief that  jus t i f ies  it. He has  discovered that  his  conviction  is
c o n f i r m e d   by
  scientif ic  evidence.
  other
race are susceptible  to the  disease in  question. Yet,  the  reasons that  j us t i fy  him
in
  this belief  d o n o t  causally explain  the  belief.  T he  belief  is the  result  o f preju-
dice,  not  reason,  but it is confirmed by  reason which provides  the justification
fo r  the belief. Prejudice gives M r.  Raco conviction,  b u t  reason gives h im  justi-
fication.
20
  theories maintain that
the  grounds  o n  which  w e  init ial ly  accept  moral principles are not the
g r o u n d s  that  jus t i fy  them. Jean  P iage t and Lawrence K o h l b e rg ,  for in-
stance,
  tell
  m o r a l
  p r inc ip les
  b e c a u s e
  they ema-
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 41/390
  stature
21
  On
  jus t i fy ing  those judgments, thus suggesting that
  as the
child  develops  s h e m a y  come  to  adopt very  d i f fe ren t
  jus t i f i ca t ion
  for a
belief  that  w as  caused  by, for  example,  the  desire  to please parents.
22
However, these cases are not  directly analogous to  Lehrer's  insofa r  as
the  original cause  for the  belief  actually  is dropped  as the new, perhaps
genuine ly
ysis
  constraining  the ego are  still operative  in  adults, despite  the
more sophisticated reasons they
  much
like  the  unsavory  M r.  Raco;  the  cause  of his  moral  belief  is  some  u n -
jus t i f ied
  a n d  perhaps irrational consideration, though  h e m a y  have
other  beliefs  that show
Lehrer's case is a strong counterexample  to an
  eff icient
  causal theory
(sec.  2.4) according  to  which  a belief is  just i f ied  only  if the  reasons
that originally caused
ment
  is
 much
  too
  strong.
  We
  reasons;
 o f
our  current moral beliefs must  be  tied  to  those original causes,  we
would have  few i f any  jus t i f ied  moral  beliefs.  These problems  d o n o t
arise
  for a  sustaining causal analysis;  o n  this view,  it is not  important
why we  originally came to  hold  a  belief,  but why we now do so.  But,
it  would seem,  Mr.  Raco  and Dr.  Freud  still  pose  a  problem  for a
sustaining  analysis: Right  n ow M r.  Raco holds  his  belief  for bad  rea-
sons,
  and
  Mr.
Raco  is  jus t i f ied  in his  medical  beliefs  depends  on  whether they  a re
overdetermined. Suppose they are. Employing
  the
  about
  the
  disease.
  In
  this
case we  would have no  di ff icul ty  agreeing that  Mr.  Raco's medical be-
liefs
  a re actually  jus t i f ied, because there exists a jus t i f ied sustaining rela-
tion.
  But
  what
  becoming  a  more decent fellow,  the scientific evidence would  not
sustain
  his
  Raco's medical  beliefs  would
then  not be  overdetermined;  the  scientific evidence would  not be  able
to  sustain them.  Is the  belief  still  jus t i f ied?  Lehrer thinks  so; for him
jus t i f ica t ion   is a
  matter
  perhaps
  ad -
v a n c e ,  n o t w h y o n e
 believes what
 does.
24
L e h re r ' s  account, however, does  n o t  allow  us to  distinguish rational
8/9/2019 Justificatory Liberalism - An Essay on Epistemology and Political Theory - Gerald F. Gaus
http://slidepdf.com/reader/full/justificatory-liberalism-an-essay-on-epistemology-and-political-theory- 42/390
  w ho  m a n i f e s t
  obvious
  rationality.
25
Consider Alf, into whose head  beliefs  pop,  and  stay  for a variety  of
odd
  and
fears ,
  goes through
  e f for t
  to  a d j u s t  them to what is
 j us t i f i ed
  or sound.
  his
  are
  free
f loat ing  and it is a mere happenstance  if  they latch  onto  a "justifying"
basis.
26
  Now
A lf
  and  wishes  to  raise him  closer  to the  level of an adequate believer.
B u t
  test on, for example, epidemiology, on which Alf scores 50
percent.  She asks Alf the  reasons  for his answers, which prove  to be as
bizarre  as his  reasons always are. Subsequently,  she  gives  Al f a list  o f
a ll the  correct answers and the reasons for  them, which Alf memorizes.
He then retakes the test. Because Alf's
  beliefs
  is
what the benevolent epistemologist says are the correct answers and the
reasons  for  them—Alf again scores  50  percent, getting  the same half of
the questions
  belief ,  because  Alf can now  cite,  in  addition  to
his
  own bizarre reasons, the correct reasons for the 50 percent of the
questions he has always answered correctly. But surely Alf is no better
a  believer than
  before; some
  of his
floating,
  that
  good
  reasons, but this is mere luck and has no  effect  on
A l f ' s
  see, increase
  the
jus t i f i c a t ion  o f  those beliefs. Even epistemic justification is practical  in -
sofa r  as its outcome impacts on  one's  belief system. To divorce the
analysis
  of
  held
  ob-
scures this impacting relation.
2.4  Eff icient  Causa t ion  and Just if icat ion
It
  in
 believing
  R
but, additionally, that
  R
sustains his  belief .  Is it also necessary that  R  be the  e f f ic ien t  cause  o f
B, , in the sense that  it originally caused  Al f t o  believe i t?
It is  use f u l  to pause  br ie f ly  a n d  consider  w hy  f o c u s i n g  o n
  e f f ic ien t
  a s
opposed  to  s u