kathryn h vratil financial disclosure report for 2010

8/3/2019 Kathryn H Vratil Financial Disclosure Report for 2010

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AO I0Rev. 1/2011 FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0Report Re quired b) , the Ethicsin Government Act o f 1978(5 U.S .C. app. ,~,~ I01-111)

I . Person R epor t ing ( las t name, f i r s t , middle in i t ia l1V R A T I L , K A T H R Y N H .

4. Title (Article III judges indicate a c t i ve o r s e n i o r s t a t u s ;m ag i s t r a t e j ud g e s i n d i c a t e fu l l- o r p a r t - t i m e )DISTRICT JUDGE - ACTIVE

7. Chambers or Office AddressUNITED STATES DISTRICT COURT500 STATE AVENU E, SUITE 529KANSAS CITY, KANSAS 66101-2435

2. Court o r Organ iza t ionD I S T R I C T O F K A N S A S

3. Date of Repor t04/21 /2011

5a. Repor t Type (check appropr ia te type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8 . O n t h e b a s i s of the informat ion conta ined i n t h i s R e p o r t a n d a n ym o d i f i c a t io n s p e r t a i n i n g t h e r e t o , i t is , in m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

Reviewing O fficer Date

6. Report ing Pe riod01/01/2010

to12/3112010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,t Com ple t e a l l par t s,checking the NONE box for each part where you ha ve no reportable information. Sign on last pag~

I . P 0 S I T I 0 N S . ~ R e p o m . u i n d i v i d . a l o n t r : ~ e e ~ . 9 - I 3 o f ~ U n g i n s t r u c t i o n s )[~ N O N E (No reportable positions.)

POSITION1 . Trustee Trust #12.

3.

4.5.

NAME O F O RGANIZ ATIO N/ENTITY

I 1 . A G R E E M E N T S . m e , o r a n g ind iv idua l on ly ; s ee pp . 14 -1 6 o f f i l ing in s t ruc t ion s . )1-~ NONE (No reportable agreements.)

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 10

N a m e o f P e r s o n R e p o r t i n gV R A T I L , K A T H R Y N H .

I I I . N O N- IN V E S T M E N T I N C O M E . (Reporting individual andspouse; seepp. 17-24 of filing instructions.)A. Filers No n - In v e s tm en t I n co m e~] NONE non - inves tmen t income. )N o reportable

D A T E SOURCE AND TYPE

2.3.4.

D a t e o f R e p o r t04/21/201 I

INCOME( y o u r s , n o t s p o u s e s )

I

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were married during any portion of the reporting year, complete this section.(Dolla r amount not required except for honorar ia . )---] N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE1 .2010 AT&T pen s i on

2.

3.4.

I V . R E IM B U R S E M E N T S - transportation, Iodglng, food, entertainment(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.)SOURCE DATES LOCATION

1 .2.3.4.5.

PURPO SE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 0

N a m e o f P e r so n R e p o r t i n gV R A T I L , K A T H R Y N H .

D a t e o f R e p o r t04/21/201 I

V . G I F T S . a.c~.de~ , h o s e I o ~ p o , ~ e , ~ , ,d , ~ e ~ , e n d e n t children: see p p . 2 8 - 3 ! of filing i n ~ t r u c l l o n s . )N O N E (No reportable gifts.)

SOURCE DESCRIPTIONI.

2.3.4.

5.

VALUE

V I . L I A B I L I T I E S . a n c l , d e s t h o ~ e o / ~ p o , ~ ea n ~ , ~ e ~ , e n d e . 1 children; see p p . 3 2 - 3 3 of filinginstruc~ion~}[~ N O N E (No reportable liabilities.)

CREDITORI. National Educat ion2. SLC Student Loan Trust3.

4.5.

Student LoansStudent Loans

DESC RIPTIO N VAL UEC ODEKK


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FINANCIAL DISCLOSURE REPORTPage 4 of 1 0 Ia m e o f P e r so n R e p o r t in gV R A T I L , K A T H R Y N H . D a t e o f R e p o r t04/21/2011

N O N E (No reportable income, assets, or transactions.)A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period(including trust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I ) (2 ) (I) (2) (I ) (2) (3) (4) (5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i ~ y o f

exem pt from prior disclosure Code I d i v . , r e n t , Code 2 M e th o d buy, sell, mm!dd~,y Code 2 Code I buyer/seller(A-H) o r in t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

I. Prudential Life Ins . Pol icies A Dividend J T2. Ma ssachuse t t s Mutual Li fe In s . Po l icy C Dividend L T3. Columbia Acorn Fund ( IRA) A Dividend B uy 06/09/10 J

Sold 10/21/10 K D5. G NMA P L A Interest6.

7.

8.

9.

1 0 .

I1 .1 2 .

1 3 .

1 4 .

1 5 .

1 6 .

1 7 . Artio Intl Equity Fd A Dividend

T Matured 01 /15 /10 J(part)Matured 02/16 /10 J(par t)Matured 03/15 /10 J(par t)Matured 04/15/10 J(par t)Matured 05/17/10 J(part)Matured 06/15/10 J(part)Matured 07/15 /10 J(part)Matured 08/16 /10 J(part)Matured 09/15 /10 J(par t)M atured 10/15 /10 J(par t)Matured I 1/15/10 J(par t)M atured 12/15 /10 J

(par t)T Sold 07/09/1 0 J(par t)

I . Income Gain Codes: A =$1 ,000 o r less B =$1 ,001 - $2 .50~ C $2.501 - $5,000 D =$5.001 - $15.000(See Columns BI and D4) F = $50,0~1 - $10~,000 G =$100,001 - $1 ,000.000 III =$1,000.001 - $5.0~0.000 1 1 2 = M o r e lh a n $ 5 . 0 0 0 . 0 1 1 0

2. Value Codes J =$15.0~ o r le s s K =$15.001 . $50.0~) L =$50.0~1 - $100.0~O M $100.0O I - $250.0001See Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.01~.000 PI =$1.0(X].001 - $5.000.00Q P2 -$5 .~ .001 - $25 .000.000P3 =$25.0~3.0Q I - $50.000.000 P4 =M ore than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real E.state Only) S =Assessmen t T = C~h M a rk d(See Cohlmn C2) U =Book Va lue V :O lhe r W =Est ima t ed

E =$15.001 - $50.000


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FINANCIAL DISCLOSURE REPOR TPage 5 of 10 Ia m e o f P e r so n R e p o r t in gV R A T I L , K A T H R Y N H . D a t e o f R e p o r t04/21 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

Desc r i p t io n o f A s s e t s I n co m e d u r i n g( i n clud in g t rus t a ss e ts ) re p o r t in g p e ri o d

(I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type ( e . g . ,

e x e mp t f r om p r i o r d i s c l o s u r e Co d e 1 d iv . , ren t ,(A -H ) or i n t . )

G ro s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)V a l u e ValueC o d e 2 M e th o d

( J-P ) C o d e 3( Q - W )

T ran s ac t i o n s d u r i n g r e p o r t i n g p e r i o d

(I ) (2) (3) (4) (5 )T y p e ( e . g. , D a t e Value Gain Identity o f

b u y , sel l , mm/dd~iy Code 2 Code I buye r/se llerr e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

1 8 .

1 9 .

20 .

21 .

22 .

23 .

24 .

25 .

26 .

27 .

28 .

29 .

30 .

31 .

32 .

33 .

34 .

S c h w a b I n t e r n a t i o n a l I nd e x FundOr tho log ic Corp . ( IRA)Cal i fo rn ia Ampl i f i e r ( I R A )Schwab M uni Money FundVanguard Total Stock M kt Stk M kt V ipersIndex Fd (Trust #1)Columb ia Value & Restructuring

iShares M SCI Em rg M kt Fd EmergingM arkets Indx (IRA)

Janus Growth & Income Fd (IRA)

Laudus Int l Mktm strs Fund Select Shares(iP~)S c h w a b Cash Rese rves

A Dividend

None

None

A Dividend

None

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

J

J

J

J

T

T

T

T

S o l d

B uyB uyS o l d

T B u y

B uyB uyB uyB uyB u y

S o l d

S o l d

T

03/11/10 K

03/23/10 J06/23/10 J

08/31/10 L

01/04/10 J

01/06110 J

06/30110 J

12131/10 J

03/31110 J

06/30110 J

0 8 1 3 1 1 1 0 K

I0/21110 L C

I . Incom e Gain Codes: A = $I,000 or less B $1,001-$2,500 C-$2 .501 - $5 ,000 D =$5,001 - $15.0~O( Se e C olum ns B I an d IM ) F =$ 50 ,0 01 - $ 10 9,0 00 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 I I I =$1.000.(~ I - $ 5 .000,000 1 1 2 = M o r e th a n $ 5 . 0 0 0 , 0 0 0

2. Va lue Codes J = $15.000 o r le ss K -$15.0OI - $50.000 L $50 .0~1 - $100 .00~ M =$100.001 - $250.1~0{See Columms CI and D3) N =$250.001 - $500.000 O $500.001 - $1 .000.0OO PI $1.000.001 - $5,000.0~0 P2 =$5.0~0.001 - $25.000.000

P3 =$25.000.001 - $50.0~0.000 P4 =More than $50.0~0,0003. Value Mclhod Codes Q =Appraisal R =Cosl ( Real Estate Only ) S Asscssmcn ! T =:Cash Markcl{Scc Column C2) U =l:]~:.k Value V = O t h ~ r W =Estimatcd

E =$15 ,001- $50,000


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N a m e o f P e r s o n R e p o r t in gV RATIL, KATHRYN H.

D a t e o f R e p o r t04/21/2011

V II. IN V ESTM ENTS and T RU STS - i . . . ., v a lu e , tr a m a c t io ~ ( I n c lu d e s th o s e o f s p o u s e a n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing instruction~)N O N E (No reportable income, assets, or transactions.)

35 .36 .37 .38 .39 .40 .41 .42 .43 .44 .45 .46 .47 .48 .49 .50 .51 .

A. B. C. D.Description of Assets Incom e during Gro ss value at end Transactions during reporting period

(including trust assets) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d" (1) (2) (I} (2} (I} (2) (31 (4}

Place "(X)" after each asse/ i A m o u n t T y p e ( e . g ., Value Value T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fexem pt from prior disclosure i Code I d i v . , r e n t , Code 2 M e th o d buy , se ll, m m ldd/yy Code 2 Code I buyer!se lleri (A-It) o r i n t . ) ( J - P ) Code 3 r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t e

~ ( Q - W ) t r a n s a c t i o n )

Blackrock Health Sciences Fund Inv CL A None( IRA)Schwab Cash Reserves (IRA) A Dividend

Am erican Century Equity Incom e Fund Inv B D i v i d e n d( iRA)

Janus Overseas Fund (IRA) NoneArtio Intl Equity Fund CL A NoneSchwab 1 Cash Acct NoneSchwab Cash Reserves A DividendVanguard Total Stock M kt Stk M kt V ipers A Dividend

J

JJ

T

T

T

S ch wab Cas h R e s e rve s S weep S h a r e s (T ru s t A Dividend#1 )Schwab Y i e l d P lus I nv Sha r e s A Dividend J

So ld 10/21/10 K

B uy 03/23110 JB uy 06/15/10 J

B u y 09/21/10 JS o l d 10/21/10 LS o l d 10/21/10 LS o l d 10/21/10 K

B uy 03/31/10 JB uy 06/30 /10 JB uy 09/30 /10 JB uy 12/30/10 J

B uy 01/29 /10 JB uy 02/26 /10 J

D

I . Income Gain Codes: A $1 .000 o r le s s B -$1,001 - $2.500 C =$2.501 - $5 .000 D =$5.001 . $15,000(See Columns BI and D4) F :$50.001 - $100.000 G -$100,001 - $I,000.000 | 11 = $ 1. 00 0. 00 1 - $5 .0 00 .0 00 I 12 = M or c th an $ 5 ,0 00 .0 00

2. Value Codes J = $15.000 o r le ss K =$15.001 - $50,000 L =$50.001 - $100,000 M =$100.001 - $250.000(See Columns CI and D3) N =$250.0OI - $500.000 O $500.001 - $1.000.000 P I = $1 .0 00 .0 01 - $ 5.0 00 ,0 00 P 2 = $5 .0 00 ,0 01 - $ 25 ,0 ~ 0 - 0 0 0

P3 =$25.000.001 - 550.000.000 P4 =More than $50.000,0003. Value Method Codes Q -Appra is a l R =Cost {Re al [~talc Only) S =Assessmen t 1 " - ~ S a s h M a r k c l(See Column C2} U =Book Va lue V =Olhcr W E s t im a t e d

E =$15 , 001- $50 , 000


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FINANCIAL DISCLOSURE REPOR TPage 7 of 10

N a m e o f P e r s o n R e p o r t in gV RATIL, KATHRYN H.

D a t e o f R e p o r t04/21/201 I

V I I . I N V E S T M E N T S a n d T R U S T S - i. c o m e , va t. e , ~ r a . s~ c t io n s a .c tu a e s th o s e o / ~ p o . ~ e ~ . a a ~ p e . a ~ . t c h n a . ~ . : ~ p p . 3 4 - 6 0 of filing instructions.)NONE (No reportable income, assets, or transactions.)

Desc r i p t io n o f A s s e t s T r a n s ac t i o n s d u r in g r e p o r t i n g p e r i o d( i ncluding t ru s t asse t s)

P l a c e " ( X ) " a f t e r e a c h a s s e texem pt from prior disclosure

I nc ome du r i ng Gro s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(I) (2 ) (I) (2) (I) (2) (3) (4) (5 )A m o u n t Type ( e . g . , V a l u e Value Type (e.g., Date Value Gain I d e n t i t y o fC o d e I div . , ren t , Co d e 2 M e th o d buy, se l l , mm/dd /~yy Co d e 2 Co d e 1 b uy e r /se l l e r

(A-H) or i n t . ) ( J-P) C o d e 3 r e d e m pt i o n ) (J-P ) (A -H ) ( i f pr iva t e( Q - W ) t ransact i on)

52. B uy 03/31/10 J53 . B uy 04/30/10 J54 . B uy 05/28/10 J55. B uy 06/30/10 J56 . B uy 07/30/10 J57. B uy 08/31/10 J58. B uy 09/30/10 J59 . B uy 10/29/10 J60 . B uy 11/30/10 J61 . B uy 12/31/10 J62. Gabelli Asset Fund AAA (IRA) None S o l d 10/21/10 K63 . PIM CO Total Return Fund B Dividend K T B uy 01/29/10 J64. B uy 02/26/10 J65. B uy 03/31/10 J66. B uy 04/30/10 J67. B uy 05/28/10 J68 . B uy 06/30/10 J

I . Income Gain Codes: A =$1 ,000 or less B =$1 ,001 - $2 .500 C $2 .501-$5 .000 D =$5.001 - $15.000( $cc Co |ureas B | and D 4) F =$50.001 - $ | OO.O~) G = $100.0~| - $1 .0003300 I | | =St .9~).~3t - $5,.00~.~30 | |2 =More than

2 . V a l t l e C o d e r s J =$15 .~30 ~ l es s K =$15.001 - $50.000 L =$50.001 - $100.00~ M =$10~.001 - $250.000(See Columns CI and D3} N =$250.001 - $500,000 O =$500.001 - $1.000.000 P I =$1 .000.001 - $5 .000.000 P2 =$5.0~0.0~1 - $25,000.000

P3 =$25.000.001 - $50.090.000 P4 =Mor e t han $50.000.0003. Value Mclhod C~xlcs Q =Appraisal R =Cost lReal Estate Ordy) S =Asscssm tmt I" =Cash Markcl

1Sc Cohmm C2) U =Book Va lue V =O~her W -Es t imated

E =$15,0~1 - $50.000


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N a m e o f P e r s o n R e p o r t i n gV R A T I L , K A T H R Y N H .

D a t e o f R e p o r t04/21/201 I

N O N E (No reportable income, assets, or transactions.)Desc r i p t io n o f A s s e t s I n co m e d u r i n g

( i ncluding t ru s t asse t s) r e p o r t i n g p e r i o d[ (i) (2)

Place "(X)" after each asset ! A m o u n t Type ( e . g . ,e x e mp t f r om p r i o r d i s c l o s u r e [ Code I div . , ren t ,

I (A-H) or i n t . )

G ro s s v a l u e a t e n do f r e p o r t i n g p e r i o d0) (2)

V a l u e ValueCo d e 2 M e t h o d

( J-P) C o d e 3( Q - W )

(I )T y p e ( e . g .,buy, sell,

r e d e m p t i o n )

T ran s ac t i o n s d u r in g r e p o r t i n g p e r i o d

(2) (3) (4) (5 )D a t e Value Gain Identity o f

m m /dd/y~ Code 2 Code I buye r/se ller( J - P ) (A-H) ( i f p r i v a t e

t r a n s a c t i o n )

69 .70 .71 .72 .73 .74 .75 .76 .77 .78 .79 .80 .

1 8 1 .82 .

83 .84 .85 .

iShares TR Lehm an Bd Fd A Dividend

Technology Select Sector SPDS aJk /a SectorSPDR Tech SelectTechnology Select Sector SPDA a/k!aSector SPDA Fincl Select

Perkins M id Cap ffn/a Janus Mid Cap ValueInvestor (IRA)V anguard Total Stock M kI

A Dividend

A Dividend

None1 3 Dividend

K

B uy 07/30/10 J

B uy 08/31/10 J

B uy 09/30110 J

B uy 10/29/I0 J

B uy 11/30/10 J

B uy 12/08/10 J

T So ld 04/22/10 J A(part)So ld 0 8 1 1 2 1 1 0 J A(part)So ld 0 8 1 2 0 1 1 0 J A(part)Sold I 1/21/10 J A(part)So ld 12/21/I0 J A(part)

T

B uyB uyS o l d

S o l d

03/31/1006/30/I 008/31/1010/21/10

JJK

K

I . Income Gain Codes: A =$1 .000 o r less B =$1 .001 - $2.500 C =$2,501 - $5,000 D =$5.001 - $15.000(See Columns BI and D4) F = $50.001 - $100.000 G = $100.001 - $1 .000.000 III =$1.000.001 . $5.000.000 112 =More than $5.000.000

2. Value Codes $ -$15,000 o r h:ss K = $15,001 - $50.000 L -$50.0O I - $100.000 M =$100.001 - $250.000(Set: Columns CI and D3) N =$250.001 - $500.000 O =$500.001 - $1.000.00~ PI =$1,000.001 . $5,000,000 P2 =$5.000.001 - $25,000.000

P3 =$25.000.001 - $50.000.000 P4 =Mor e t han $50.000.0003. Value I",tlhod Codes Q =Appraisal R :=Cost (Real Estate Only) S =Asses sment T =Cash Market(See Cohtmn C2) U =Book Value V =G~her W =Est ima t ed

E = $ 1 5 .0 0 1 - $ 5 0 .0 0 0


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FINANCIAL DISCLOSURE REPORTP a g e 9 o f 1 0

Name of Pe rson Report ingV R A T I L , K A T H R Y N H .

Date of Repor t04/21 /2011

VII I. ADDITIONAL INFORMATION OR EXPLANATIONS. (indicate patl of report)


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FINANCIAL DISCLOSURE REPOR TPage 10 of 10

Name of Person Repor tingVRATIL , KATHRYN H.

Date of Report04/21/201 I

IX. CERTIFICATION.I ce r t if y t h a t a l l i n fo rma t i on g iven a bo ve ( i nc lud ing i n fo rm a t i on p e r t a i n i ng t o m y spouse a nd m ino r o r d epen den t ch i l d r e n , i f a ny ) i s

a c cu r a te , t r ue , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a us e i t m e t a p p l i ca b l e s t a t ut o r yp rov i s i on s p e rm i t t i ng non -d i sc lo su re .I fu r th e r ce r t i fy t h a t e a rn ed i ncome f rom ou t s i d e emp loy men t a nd hono ra r i a a nd t h e accep t a nce o f g i f t s ~h ich h ave be en r e po r t e d a r e i ncomp l i a nce wi t h t h e p rov i s i on s o f 5 U .S .C . a pp . 501 e t . s e q . , 5 U .S .C . 7353, a nd Jud ici a l Con fe r e nce r e gu l a t i on s .

Signature: $ /K A T H R Y N H. V RATIL

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y FA L S I F I ES O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L SA N C TI O N S ( 5 U . S . C . ap p . 1 04 )

C o m m i tt e e o n F i n a n c ia l D i s c lo s u r eA dm in i s t r a ti v e O f f i ce o f t h e U n i t e d S t a t e s Cou r t sSu i te 2 - 301One Columbus Circle, N.E.W a s h i n g t o n , D .C . 2 0 5 4 4

kathryn h vratil financial disclosure report for 2010

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