lactic on the · anatomy and development ... attack was caused when "nemes are filled with...
TRANSCRIPT
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EFFECTS OF LACTIC ACID ON BRONCHOMOTOR
TONE N THE NEWBORN
A thesis submitted to the Department of Physiology
in conformity with the requirements for the degree of
Master of Science
Queen's University
Kingston, Ontano, Canada
July, 1998
copyright O Michad A Nault
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Abstract
Stimulation of the pulrnonary C-fibre vanilloici receptor (VR 1) with capsaicin
(CAPS) evokes reflex bronchoconstnction in both the adult and newborn dog.
Subsequent studies have suggested that lactic acid (LA) acts as an endogenous ligand of
C-fibre ai3erents (Lee, Morton and Lundberg, 1996), although preliminq studies
suggested LA was unable to evoke bronchoconstriction in the newbom @ucros and
Trippenbach, 199 1). We tested the hypotheses that LA behaves as an endogenous C-fibre
stimulant in the newborn to cause bronchoconstnction and that LA causes reflex
bronchoconstriction via the same pulmonary C-fibrdVR1 receptor mechanisrn as CAPS.
Right hart injection of LA (0.4 mmol-kg") caused a s i d c a n t increase (49 I 11%) in
lung resistance (RL) that was atropine-sensitive (reduced by 80 1 1%; P < 0.05). Right
heart injections of CAPS (25 pg-kg-') caused a signifiant increase (41 f 8.5%) in I& that
was reduced by 83 * 5%, (P < 0.0 1) during infusion of the cornpetitive CAPS-antagonist
capsazepine (500 pg-kg*'-min). The CAPS response returned toward the baseiine
response (7 1 I 22%) 1 5 min post capsazepine infusion. In contrast to CAPS, LA-evoked
increases in & were unaBiected by CAZP (reduced by 16 * 12%, P > 0.05). We
conclude that: 1) C-fibre stimulation with LA causes reflex bronchoconstriction in the
newbom dog, 2) CAZP reversibly antagonizes reflex bronchownstriction elicited by right
hart injection of CAPS in the newbom dog, presumably by acting at the C-fibre
"capsaicin" receptor and 3) LA-induced reflex bronchoconstriction is not attenuated by
CAZP, suggesthg that CAPS and LA evoke reflex bronchoconstriction by stimulating
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dinerent C-fibre receptor signal transduction mechanisms, or by stirndating different C-
fibre subpopulations.
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Statement of Co-Authorship
Under the guidance of Dr. 3. T. Fisher, Michael A Nault designed, performed and
analyzed the experiments descnbed in this thesis. Original drafts of al1 text were written
by Michael Nault. The finished produa includes editorial suggestions by Dr. Fisher.
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Aclcnowledgments
1 would like to extend a heart-felt thanks to the faailty and statfin the department
of physiology, both past and present. They have contributed to a memorable experience
in the department. Special thanks to Ila Dalcourt for al1 her help in and out of the
teaching labs. To the students and post doc 1 have worked dong side with in the Fisher
lab, thanks for the Company, conversation and good times. Thanks as well to the Fisher
clan for welwming me into their home and aiiowing me to monopolize John's time.
1 am indebted to Sandra Vincent for far more than ber technical expertise. Her
patience with, and contributions to, my progress in solution chemistry (what are the units
of molecular mass?) and Fnday morning surgeries were invaluable. Beyond lab support,
her fnendship and tolerance of my mid-aftemoon mental lows have contributed immensely
to the enjoyment of my graduate work.
Lastly, 1 would l i e to thank my supervisor John Fisher for g i v i ~ g me the
oppominity to pursue my research hterests in physiology. His mentorship, patience,
understanding, Cendship and confidence in my abilities over the past two years have
contributed to my graduate experience beyond masure. One last thought, what is it you
used to always Say about administration?
Financial support for this project was generously provided by the Ontario
Thoracic Society and by a Queen's Graduate Fellowship. The research upon which this
thesis is based was supported by a grant from the Medical Research Council to Dr. Fisher.
This thesis is dedicated in Ioving memory of Gwendolyn Nault (1 9 12- 1997).
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Table of Contents
........................................................................................................................... Abstract i ... ....................... Staternent of Co-Authorship ........................................................... .... 111
..................................................... Acknowledgrnents .. iv Table of Contents ............................ .... .................................................................... vi
... List of Figures ............................................................................................................. viii
List of Tables ................................................................................................................. ix List of Abbreviations .................................................................................................... x
Chapter 1
Introduction
Introduction ................................................................................................................... 2
Anatomy and Development ............................................................................................ 4 The Tracheobronchial Tree ............................................................................... - 4 Airway Smooth Muscle .................................................................................... - 6 Innervation .................... .... 8 ..........................................................................
Efleerent Innervation ................................................................................ 8 A fferent Innervafion ............................................................................... 13
h a y Reflexes ........................................................................................................... 17 Protective and Defensive Reflexes .................................................................... 17 C-Fibre-Mediated Bronchomotor Reflexes .................................................. 19 The Capsaicin Receptor .................................... ... ..................................... 2 2
Chapter 2
Methods
Preparation .................................................................................................................. 30 Surgery ............................ .. .......................................................................... -30 Analysis of Pulmonary Mechanics ................................................................... -32
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Protocois ..................................................................................................................... 34 ................................................... Effect of Lactic acid on Bronchomotor Tone 34
Effect of Osmolality on Bronchomotor Tone ..................................................... 36 Capsmepine Dehery Method .......................................................................... -36 E f f i of capsazepine infusion on capsaicin- and lactic acid-induced reflex
............................................................. bronchoconstriction in the newborn - 3 8
Chapter 3
Results
Lung Mechanics Response to Lactic Acid ..................................................................... -43
Effect of Osmolality on Bronchomotor Tone .................................................................. 43
Lung Mechanics Responses During Capsazepine ............................................................ 46
Chapter 4
Discussion
Discussion ..................................................................................................................... 60 Potential Mechanisms of Action ........................................................................ 66 Summary .......................................................................................................... 68
References .................................................................................................................... -69
VITA ............................................................................................................................ 79
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List of Figures
. ...........................................................-............... Figure I Imemation to the airways 9
. Figure 2 Experimental set.up ................................................................................... 31
Figure 3 . Pulmonary mechanics andysis .................................................................. - 3 3
Figure 4 . Effect of dosage on the peak resistance response to lactic acid ................... 35
Figure 5 . Expenmental protocol .............................................................................. -39
Figure 6 . Breath-by-breath mechanics response to lactic acid pre and ............................................................................................. post atropine 44
Figure 7 . Average maximal mechanics response to lactic acid in 0.2 and 0.4 ml ....... -45
Figure 8 . Acute breath-by-breath response of mean lung resistance to capsazepine ............................................................................................... 48
Figure 9 . Cardiopulmonary response to capsaicin pre and post capsazepine .............. 49
Figure 10 . B reath-by-breath resp onse of puimonary mechanics to capsaicin ............... -50
Figure 1 1 . Mean peak mechanics responses to capsaicin ............................................ 5 1
Figure 12 . Cardiopulmonary response to lactic acid pre and post capsazepine ............. 52
Figure 13 . Breath-by-breath mechanics response tu lactic acid .................................... 53
Figure 14 . Average maximi response of pulrnonary mechanics to lactic acid ............. -54
Figure 15 . Possible mechanism of C-fibre activation by H+ ......................................... 67
vii
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List of Tables
. Table 1 Baseline values of lung mechanics ....................................................... 5 5
. .........*. Table 2 Latency and time to peak of lung resistance response to lactic acid -56
........................... . Table 3 Latency and time to peak for respome to lung resistance 57
. ............ ....................... Table 4 Heart rate surnrnary: Capsazepine protocol .. 5 8
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List of Abbreviations
ACh
ASIC
ASM
BPD
CUF
ca2+
CAPS
CGRP
DRG
ECG
FRC
5-hydrolsrtryptamine
acetylcholine
area postrema
acid-sensing ionic channel
airway smooth muscle
b!ood pressure
bronchopuimonary dysplasia
dynamic lung cornpliance
calcium ion
capsaicin
capsazepine
calcitonin gene-related peptide
carbon dioxide
dorsal motor nucleus of the vagus
dorsal root ganglion
electrocardiograrn
dynamic lung elastance
fiinctional residual capacity
hydrogen ion
hart rate
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HRP
2.p-
i. v.
LA
MX
NA
Na'
NaCl
NANC
NKX
N ' A
NO
NTS
PTP
PaCOz
Pa02
PBG
PG's
PGE2
PGF2a
RL
RAR
horseradish peroxidase
intraperitoneai
intravenous
lactic acid
muscarinic receptor subtype O[ = 1,2, 3, 4, or 5)
nucleus ambiguus
sodium ion
sodium chloride
non-adrenergic non-choiinergic
neurokinin receptor subtype (x = 1 or 2)
neurokinin A
nitric oxide
nucleus tractus solitarius
transpulmonary pressure
arterial partial pressure of carbon dioxide
artenai partial pressure of oxygen
p heny lbiguanide
prostagiandins
prostaglandin E2
prostaglandin FZa
inspiratory lung resistance
rapidly adapting receptor
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slowly adapting receptor
store-operated charnel
substance P
core temperature
inspiratory time
transient receptor potential
thromboxane A2
ventilation
vasoactive intestinal peptide
vanilloid receptor subtype 1
tidal volume
Units and Svmbols
bpm beats per minute
crnfi0 centimeter of water
hr hour
g
kg kilo gram
ml rnilhliter
m g millimeter of mercury
mm01 millirnole
mOsm milliosmoIe
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second
degree Celsius
micro gram
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CHAPTER 1
Introduction
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Introduction
The rich innervation to the lungs and its fiuictiod significance have long been
appreciated. Bartholinus (1663) described nerve branches to human bronchi w&& were
ascnbed a role in coordinating the distribution of ventilation by Sir Thomas Wtilis (1 679).
Contemporary thought holds that bronchomotor reflexes are of physiological relevance in
rniniminng dead space, iimiting exposure of the sensitive respiratory membranes to
noxious stimuli and rnatching the distribution of ventilation to lung perfusion
(Widdicombe, 1963; as reviewed in Coleridge & Coleridge, 1994). Bronchomotor
reflexes have not only long been appreciated for their contribution to regdatory and
protective reflexes, but were also recognized for their potential role in the
pathophysiology of asthma as long ago as 1698 when Floyer suggested that an asthma
attack was caused when "nemes are filled with Wmdy Spirits" (as cited in Bames, 1986).
At the tum of the century, Brodie (1900) implicated fine bronchopulmonary
aEerents in the reflex control of airway smooth muscle (as reviewed in Coleridge &
Coleridge, 1984). Perhaps the most important class of a6erents that affect airway smooth
muscle is the C-fibres, which outnumber other receptors 10 to 1 (Coleridge et al., 1989).
Appreciation that the behaviour of at least certain pulmonary affierents differs
between the adult and newbom is more recent (see Fisher et al., 1991 for review).
Continued development of numerous organs and organ systems extends weil into post-
natal life, confemng a variable ability of many neonatal physiological systems to mount
responses similar to those of the mature system. As such, our understanding of the neural
control of ainvay smooth muscle and the potential therapeutic implications for the
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management of respiratory diseases in the adult may not directiy address the unique
physiology of the newbom.
One potentially important difference between the adult and neonate is the possible
discrepancy in the reflex effects of bronchopulrnonary C-fibres on ainvay smooth muscle
tone. In the adult dog, activation of pulrnonary C-fibres reflexly increases ainvay
resistance, highlighting both the known regulatory, protective and defensive roles of C-
fibres, as weil as theû suspected pathophysiological role in inflarnmatory Iung disease
(Bames, 1 986; Coleridge et al., 1 989). Identification of C-fibre-mediated reflexes in the
newborn has been more controversial and initially raised questions regarding the adaptive
benefits of mature C-fibre-mediated reflexes in the neonate (Kalia, 1976; Ducros &
Trippenbach, 199 1 ; Haxhiu-Poskurica et al., 199 1).
The pungent extract of hot peppers, capsaicin, has proven to be a powefil tool for
investigating C-fibre-induced reflexes and receptor recordiigs. Nevertheless, as capsaicin
is not a physiological C-fibre stimulant, our understanding of C-fibre biology continues to
progress even as researchers endeavor to ident@ the endogenous C-fibre "capsaicin
receptor" ligand. Among the many candidates for the in vivo agonist, lactic acid is known
for its ability to stimulate pulmonary C-fibres and elicit respiratory reflexes in the adult rat
(Lee et al., 1996; Hong et al., 1997). Additionally, lactic acid is produced in pathological
conditions characterized by increased airway reactivity in both the adult (Canny et al.,
1993) and newbom (Abman & Groothius, 1994). The potential contribution of lactic acid
to the etiology andor pathophysiology of neonatal airway disease is accentuated by the
metabolic acidosis characteristic of parturition and imrnediate post-natal life (Koch &
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Wendel, 1968; Koch, 1968). AIthough eariy studies Ied to the conclusion that lactic acid
was not capable of reflexiy increasing airway smooth muscle tone in the newborq
methodological as op posed to p hysiological limitations may explain this observation. In
this thesis, measurements of lung mechanics were used to assess the ability of lactic acid to
reflexly alter ainvay caliber in the newbom and to address the role of lactic acid as an
endogenous C-tibre "capsaicin" receptor ligand.
Anatomy and Development
The Tracheobronchial Tree
The primary function of the ainvays is to provide a pathway between the
atmosphere and the gas exchange surfaces of the lung. The airways are organized in a
dichotomously branching, tree-like structure with the tmnk represented by the trachea; 23-
27 branching generations of smaller ainvays ultimately distribute gas to the gas-
exchanging alveoli (Weibei, 1963). In humans, the trachea is characterized by 16-20 C-
shaped cartilaginous rings which, although incornplete dorsally, are joined by connective
tissue and a band of smooth muscle (JeBey, 1998, see below). The £irst bifiircation of the
tracheobronchial tree occurs intrathoracicaüy at the carina, giving rise to two primary or
"mainstem" bronchi. The next 3-7 branchings are termed "bronchi" and are
morphologicaily characterized by cartilaginous, highly elastic walls containing Little ainvay
smooth muscle (ASM) (Jefiey, 1998). The lower bronchi give rise to approxirnately 14
generations of bronchioles, distinguishable From the bronchi on the basis of relatively
greater smooth muscle content and the absence of cartilaginous structures. The first 10
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generations of bronchioles, in combination with the trachea and bronchi, are termed the
'konducting airways" and do not display gas exchange properties. In contrast, the last 4-5
bronchiolar generations are characterized by increasingly fiequent alveolar outpouchings
which participate in gas exchange and are thus termed "respiratory bronchioles" (Staub &
Albertine, 1988). The final generation of bronchioles enters the alveolar ducts, whose
walls consist almost exclusively of alveolar outpouchings. The alveolar ducts variably
branch an additional 1-2 generations before terminating in alveolar sacs, the principle sites
of gas exchange (Staub & Albertine, 1988).
Basic tracheobronchial morphology is complete at birth in most species (human,
canine) and no further division of the conducting airways occurs post-natally (Jefsey,
1998). Canine airways continue to increase unifomily in diameter at a rate proportional to
the cube root of body weight until adulthood (Horsfield, 1977). in humans, post-natal
respiratory system development includes firther aiveolarizatioq which continues into the
eighth year of post-natal Me (Staub & Albertine, 1988), as well as an increase in
anatomical dead space volume which parallels somatic development (Polgar & Weng,
1 979).
AU airways contained within the confines of the thoracic cavity are termed
"intrathoracic airways". These ainirays are subject to mechanical deformation as pleural
pressure varies dunng respiration, expiratory manoeuvres, or during defensive airway
reflexes (see below). The highly cornpliant airways of the newborn (Bhutani et al., 198 1;
Panitch et al., 1989) are especially susceptible to the collapsing forces accompanying
forced expiratory manoeuvres (Penn et al., 1988) as well as the distending forces
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accompanying positive pressure ventilation, the latter of which are instrumental in the
etiology of bronchopulmonary dysplasia @PD) (Bhutani et al., 198 1; Abman &
Groothius, 1 994).
Airway Smooth Muscle
Ainvay smooth muscle (ASM) distribution varies throughout the Iung, generally
contributhg more to ainvay waii thickness along the length of the tracheobronchial tree
(JeBey, 1998). ASM is present in the trachea and large airways as a band of transversely
oriented muscle fibres, trachealis, which runs along the posterior ainvay wall, completing
the tips of the C-shaped cartilaginous rings (Stephens & Kroeger, 1980). In addition to
the typical transverse fibres, human newbom trachenls is characterized by intermittent
bundles of longitudinaify oriented fibres beneath the transverse layer of smooth muscle in
an arrangement that is similar to the organization of smooth muscle in the gastrointestinai
tract (Hakansson el al., 1976). Despite their presence in the newborq the hc t iona l role
of these longitudinal fibres remains unknown.
ASM connects the edges of the cartilaginous plates in the smaller bronchi, fonniflg
a distinct layer under the mucosa in the remaining bronchi and bronchioles (Stephens &
Kroeger, 1980). This layer is organized in two helices which wind around the airways in
both directions (Miller, 1947; Stephens & Kroeger, 1980; Bates & Martin, 1990). ASM is
continuous into the smallest bronchioles where characteristic sphincter-like rings of muscle
surround the openings to aiveolar ducts (von Heyek, 1960). Human neonatal ASM
distribution is thought to be comparable to that of the adult in the large airways but
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contributes relatively less to the waiis in more penpherai airways (Matsuba & Thurlbeck,
1972; JefEey, 1998). Furthemore, ASM is differentidy distributecf between the large
intra- and extrapulmonary ainirays (Ma et al., 1997), with relatively lower distribution in
intrapulmonary bronchi possibly confemng protection to these ainvays by limiting
constriction in vivo.
ASM contraction confers stability to the ainnrays (Oken et al., 1967; Bhutani et
al., 1986) and appears to participate in the subtle coordination of ventilation-perfusion
matching (Forkert & Fisher, 1992) as weil as in playing a supportive role in airway
reflexes (see below). In studies using cholinergie agonists to assess airway mechanics,
contraction of ASM decreased lung cornpliance in both the aduit and newborn (Bhutani et
al., 1986; Penn et al., 1 %8), thereby conferring stability in the face of supra-atmospheric,
collapsing forces. However, the smaller contribution of ASM to the bronchioles of
neonates (JeEey, 1998) prevents newbom airways from achieving comparable stability to
the adult during bronchoconstriction (Matsuba & Thurlbeck, 1 972; JeBey, 1 998). This
may account for the increased nisceptibility of newbom airway smooth muscle to
barotrauma-induced hyperplasia (Bhutani et al., 198 1; Panitch et al., 1992).
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Innervation
Contemporary experimental techniques have substantidy advanced Our
understanding of sensory innervation and motor control of the ainvays. Current
respiratory biofogy recognizes bronchopulrnonary plasticity and the dynamic role the
airways play in an array of regulatory, protective and defensive renexes (for review see
Paintal, 1973; SantJArnbrogio, 1982; Barnes, 1986; Coleridge el al., 1989; ,Coleridge &
Coleridge, 1994).
Airway innervation arises fiom bo th the sympathetic and parasymp athetic
subdivisions of the autonomie nervous system (ANS). In the lung, nerves subserving the
ANS converge to form two distinct neural plexuses: the penbronchial plexus and the
periarterial plexus (Laitinen, 1 985). Functionai characterization of airway innervation
identifies efferent and afferent subdivisions.
Efferent Innenta~zon
Traditional concepts of the efferent control of ASM describe contributions fiom
the sympathetic and parasympathetic subdivisions of the ANS. Excitatory innervation to
the airways is primarily parasympathetic, within the vagus nerve QQ, while adrenergic
inhibito ry innemation to the airway s &ses nom the ceMcal sympathetic tnink (Russell,
1 980; B arnes, 1 986). Addi tionally, a vagal non-adrenergic non-cholinergie (NANC)
system of inhibitory efferent innervation has been described in severai species (human,
baboon, cat, guinea pig) while vagai cholinergie excitatory innervatioc is complemented by
an additional adrenergic source of excitatory innervation in some species (Russell, 1980;
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Figure 1. Innervation of the airways Schematic representation of airway innervation. Merent vagal innervation is
composed of myeiinated axons consisting of rapidly adapting and slowly adapting receptors @AR' s and S AR'S, respectniely) and unmyelinated broncho pulmonary C-fibres. Efferent innemation consists of vagal cholinergic and non-adrenergic, non-choiinergic (NANC) fibers and extra-vagal sympathetic adrenergic fibers. C-fibres r w widely and are associated with glands, epithelium and vasculature. ACh, acetylcholine; NO, nitric oxide; NE, norepinephriae; VIP, vasoactive intestinal peptide.
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SYMPATHETIC
VAGAL EFFERENTS
VAGAL AFFERENTS /'
Epithelium
Smooth mhscle
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Bames, 1986).
Excitatoq efferent ainvay innervation consists of preganglionic eEerent fibres
originating from the nucleus ambiguus (NA) and the dorsal motor nucleus of the vagus
(Dm which project to ganglia in the airway walls (Bames, 1986). From these ganglia,
shon post-gangiionic fibres project to ASM (Barnes, 1986). Acetylcholine (ACh)
released from presynaptic and prejunctional fibres mediates its ainvay efTects through
pharmacornechanical coupling with muscarinic receptors. Acetylcholinesterase (AChE)
staining indicates that chohergic innervation extends to the level of the terminal
bronchioles in dogs (Richardson, 1979) and humans (Laitinen, 1985) with AChE-positive
fibres most numerous in the upper bronchi of humans. This characteristic distribution of
choiinergic fibres is similar to that in the dog, in which the distribution of AChE-positive
rnotor ganglia decreases with ainvay size (Laitinen, 1985; Richardson, 1979). To date, 5
muscarinic receptor subtypes have been identified, of which 3 (Ml-3) possess
bronchopulmonacy actions (Fisher et al., 1998).
Activation of post-ganglionic fibres by nicotinic and perhaps also Ml receptor
agonists stimulates the release of ACh korn pre-junctional terminais (Barnes, 1986; Fisher
et al., 1998). Pharmacornechaaical coupliig of ACh to post-junctional ASM muscarinic
subtype 3 (M3) receptors stimulates a cascade of intracellular events which ultimately
l ads to ASM contraction (Bames, 1986; Fisher et al., 1998). The remaining aimay
muscarinic receptor subtype (M2) is pre-junctional and autoinhibitory to ACh release
(Banes, 1986; Maclagan & Barnes, 1989). M2 receptors have also been localized to
ASM and have been tentatively identified as inhibitory to contraction (Fisher et al., 1998).
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Receptor binding studies suggest that, in neonatal porcine airways, M2 receptor subme
dzerentiation may be lacking (Haxhiu-Poskurica et al., 1993)- This observation is
supported by research demonstrating reduced effects of selective blockade of airway M2
receptors in the newbom dog (Fisher et al-, 1995). A lack of M2 receptor function may
predispose the neonate to airway narrowing (Fisher et al-, 1995).
While the primary source of excitatory innervation is parasympathetic, inhibitory
ainvay innervation arises primarily fiom ceMcal divisions of the sympathetic nervous
system (SNS) ( S w k i et ai., 1 976; Russell, 1 980). Typically, post-ganglionic efferents
arising f?om the stellate ganglia innervate parasympathetic airway gangtia where P-
adrenergic sympathetics appear to inhibit parasympathetic transmission (Baker et al.,
1983). Although fiinctional sympathetic innervation in human airways is thought to be
weak or absent (Widdicombe, 1985; Laitinen, 198 9, direct adrenergic innervation of
ASM is present in the dog and represents the major source of inhibitory airway innemation
(Russell, 1980). In the presence ofvagal tone, stimulation of the steliate ganglia produces
bronchodilation and reduces the degree of bronchoconstriction during concurrent vagal
stimulation (Cabezas et al., 197 1). In dogs, pretreatment with P-adrenergic blockers such
as propranolol or isoproterenol abolishes the bronchodilatory effects of selective P-
adrenergic stimulation (Banies, l 986). In contrast, P-adrenergic blockers do not increase
resting airway resistance in healthy adult humans (Nadel & Barnes, 1984) suggesting
resting sympathetic efferent tone is not present. In contrast, P-blockade in asthmatics
increases airway resistance, unmasking the presence of significant constrictor tone
(Barnes, 198 6).
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While predominantly thought of as inbibitory, the role of adrenergic innemation to
the airways has also received attention for the potential role that a-adrenorecepton may
play in the ainvay hypemeactivity of asthma (Bames, 1986). In the adult, contractile
effects of a-adrenergic stimulation on smooth muscle can be demonstrated only under
conditions of aggressive P-blockade (Barnes, 1986; Waldron & Fisher, 199 1). In contras<
epinephrine or norepinephnne (mixed a and P receptor agonists) evoke tracheal smooth
muscle contraction in the neonate, highhghting what appears to be a greater a-adrenergic
receptor density in neonatal M M (Waldron & Fisher, 1991). To date, this contraction
has only been demonstrated directiy in newbom canine airways although it has been
suggested to be present in human newborns (Koslo et al., 1986).
In addition to inhibitory B-adrenergic control, the ainvays are innervated by non-
adrenergic non-cholinergie (NANC) ùihibitory nemes. Evidence for NANC innervation
was initially based on the observation that preconstricted human aiway strips are relaxed
by a neural mechanism that is insensitive to P-blockade with propranolol (Richardson &
Beland, 1976). NANC ainvay innervation is now recogoized to be present across several
species including guuiea pig (Cobum & Tomita, 1 973), cat (Ir- et al., 1 980) and baboon
(Mddendorf & Russell, 1980) and has been suggested to be the only direct hctional
neural bronchodilator pathway in humans. The principle NANC neurotransmitter is nitric
oxide (NO) (Bames, 1995) aithough vasoactive intestinal peptide (VIP) is also a NANC
neurotransmitter and appears to be wlocalized with ACh çWaldron & Fisher, 1991).
NANC innervation is fûnctional in the neonatal gut (summarized in Waidron & Fisher,
1991) and has also been demonstrated in newbom cat airways (Wddron et al., 1989).
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Although reflex recnùtment of NANC has been demonstrated in the human aduIt,
evidence for reflex activation of NANC in the newbom rests solely on midies in the
guinea pig (Waldron & Fisher, 199 1).
Afferent Innervation
The Lungs are richly hewated with sensory afferents whicb provide the CNS with
information regarding respiratory system status and initiate a number of
bronchopulmonary reflexes. Both myelinated and unmyehted lung Serents run in the
vagus nerve, relaying idormation from airways and parenchymal tissue to the nucleus
tractus solitarius ( N I ' S ) (Kubin & Davies, 1 99 5 ) . Bronchopulmonary afFerents are
classified on the basis of three difEerent receptor types: slowiy adapting or pulmonary
stretch receptors (SAR), rapidly adapting imtant receptors (RAR) and unrnyelinated
bronchopulmonary C-fibres.
SAR are large myelinated vagal afferents (conduction velocities ranging nom 14-
59 ma1; SantAmbrogio, 1982) and comprise the majority of myelinated pulmonary
afferents. Terminal S AR arborizations are associated with ASM (as reviewed in Coleridge
et al., 1989) where they appear to be bound to comective tissue eiements. Stimulation of
S AR aEerents mediates the Heuring-Breuer innation inhibitory reflex which play s a major
role in the resting breathing patterns of anesthetized animals and, to a lesser extent, adult
humans (Coleridge et al., 1989). SAR inhibit inspiration in response to circumferentiai
ainvay tension while their reflex effect on ainvay smooth muscle is bronchodilation
(Coleridge et al., 1989). SAR are insensitive to most f o m of chernical stimulation In
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particular the chemicals used extensively to investigate C-fibre neurobiology @radyk-
prostaglandin, capsaicin, phenylbiguanide; see below) have v b a l l y no direct effect on
SAR (Coleridge et al., 1989). In contrat to the adult, SAR display little or no activity at
FRC in newbom (Fisher et al., 1983; SantfAmbrogio, 1987). Despite this, humm
neonates possess a HeuringBreuer reflex sirnilar to that in anesthetized animals (Cross et
al., 1976).
Like their larger counterparts, RAR are srnall myelinated vagal axons with average
conduction velocities of 16-37 m-s-' (Sant'hbrogio, 1987). RAR terminal arborizations
are located between columnar cells in the airway epithelium, where they respond prirnarily
to changes in transpulmooaxy pressure and are responsible for evoking augmented
inspiratory breaths (sighs) (Coleridge et al., 1989). so named for their rapid
adaptation to maintained lung inflation, also respond to decreased lung cornpliance,
puirnonary edema and histamine release (Coleridge et al., 1989). RAR are stimulated by a
variety of chemicals with b ronchoconstricto r actions (histamine, sero tonin, p rostaglandins
E2 and Fz, and muscarinic agonists) (Mïlls et aL, 1969; Coleridge et al., 1989).
Furthemore, they play a sigaificant role in defensive airway reflexes (see below),
mediating cough and reflex bronchoconsuiction. In the newbom, RAR contribute l e s to
the overall Serent receptor population than in the adult (Fisher et al., 1983;
Sant' Ambrogio, 1 98 7).
Despite the signiIicant role played by myelinated vagal afferents in airway reflexes,
unrnyelinated bronchopulmonary vagal fibres outnumber their rnyelinated counterparts by
as much as 10 to 1 in some species (Waldron & Fisher, 199 1). These sensory afTerents
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contribute to the C-wave of the cornpound action potential and are thus termed C-fibres
(average conduction velocities ranging fiom 0.9-2.3 ml'; Coleridge et al., 1989). C-fibre
afTerents innervate al1 levels of the lower respiratory tract and rami@ extensively in airway
epitheliurn and subepithelial structures (Coleridge et al., 1989). Lung C-fibres were
initially thought to be juxta-alveolar capillary in location due to their stimulation by
pulmonary edema (Paintal, 1973). Termed '7-receptors", Paintal initially proposed that
these afEerents served as interstitial stretch receptors (Paintai, 1973); however, lung C-
fibres were subsequently classified as either pulmonary or bronchial on the buis of
vascular accessibility and response to injected stimuli (Coleridge et al., 1989). Pulmonary
C-fibres are preferentiaily stimulated by injection of noxious stimuli (capsaicin,
pbenylbiguanide) into the right atrium or pulmonary artery with latencies of 1-2 S.
Bronchial C-fibres are activated by injection of capsaicin into the right h a r t with latencies
of 6-9 s and with latencies of 3-5 s by lefi atrial injections of capsaicin. Pulmonary and
bronchial C-fibre populations differ subtly in their response to numerous stimuli, iocluding
autocoids, hyperidlation and certain chernicals (Coleridge et al., 1 989).
Pulmonary C-fibres are stimulateci by hyperinaation (2-3 times tidal volume) and
do not respond to most autocoids, displaying ody weak responses to high doses of
prostaglandins (specifically PGE2). In contrast, bronchial C-fibres are strongly stimulated
by prostaglandin, bradykinin and histamine but dispiay weak discharge to hyperinflation up
to 3-4 times Vr.
The C-fibre terminais of certain species, most notably the rodents, exhibit high
immunoreactivity to substance P (SP), neurokinin A @KA) and calcitonin gene related
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peptide (CGRP) (Lundberg & Saria, 1987; Lundberg, 1995; Spina & Page, 1996). High
performance liquid chromatography has localized SP to human airway tissue while CGRP
and as well as other neuropeptides (neuropeptide Y), are CO-localized in human
airway sensory nerves (Spina & Page, 1996). These sensory neuropeptides presurnably
act as trophic factors or neuromodulators (Lundberg, 1995) but are also potent effectors
of neurogenic inflammation, a condition characterized by vascular leak, edema, infiltration
of idammatory cells and, in the airways, bronchoconstriction (Barnes, 1986; Lundberg &
Saria, 1987). The tachykinins (SP, NKA) effect their responses by activation of
neurokinin (Mo receptors. SP is preferential for neurokinin subtype I receptors (NICI)
and is primarily responsible for vascular le& while activation of neurokinin subtype 2
(NK2) receptors with NKA mediates bronchoconstriction (Lundberg & Saria, 1987). The
role of tachykinins in neonatal ASM reflex control differs from those of the adult; SP-
induced modulation of ACh release increases with post natal age in rabbits (Gninstein et
aL, 1984). Furthemore, Murphy et al. (1 994) demonstrateci that dry gas hyperpnea-
induced bronchoconstriction was markedly diminished in newborn guinea pigs des pite
adequate airway contracüity and sensorimo tor fùnction (Murphy et al., 1 994).
In the past 100 years, a host of stimuli have been described which activate
bronchopulmonary C-fibres. While early descriptions tied the activation of
bronchopulmonary C-fibres only to pulmonary edema (Paintal, 1973), contemporary
understanding of bronchopulmonary C-fibres couples their stimulation to a much broader
category of stimuli; those evoking protective and defensive aiway reflexes.
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Ainiray Reflexes
Protective and Defensive Reflexes
Cornroe (1954) classified bronchopulmonary reflexes as either regdatory or
protectivddefensive (as reviewed in Coleridge & Coleridge, 1994). He defined regulatoy
reflexes as those subject to "continuous neural input fiom low threshold afferents which
mediate events tightiy centered around a control setpoint.". These reflexes typically exert
continuous coatrol over respiratory and cardiovascular homeostasis. ln contras& reflexes
characterized as protective and defensive are evoked by stimuli that threaten lung fùnction
Such reflexes are involved both in limiting exposure of the sensitive respiratory
membranes to noxious stimuli (protective reflexes) and in the active expulsion of
particulate irritants from the ainvay lumen (defensive reflexes) (as reviewed in Coleridge
& Coleridge, 1994).
Cough, a forced expiratory maneuver serving to dislodge mucus and particdate
irritants entrapped within with high flow, is the principle defensive airway reflex (Bames,
1986; Karlsson et al., 1988; Coleridge & Coleridge, 1994). Reflex bronchoconstnction
invariably accompanies the cou& reflex, playing a key role in edmcing its effectiveness
by establishg turbulent flow in lower airways and increasing laminar aidow velocity in
the larger conducting airways (Coleridge et al., 1989). Turbulent flow favours the
deposition of particuiate pollutants in the lower airway mucus lining while high flow rates
increase impaction of particulate imtants in the airway mucus lining at sites of upper
ainvay bifùrcation (Karisson et al., 1988). In addition to its complementary role in
enhancing the expulsive effectiveness of cough, reflex bronchoconstriction also serves to
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stabüize the airways and msintain airway patency during the explosive, coilapshg forces
accompanying cou& (Karlsson et al., 1988).
Where cough serves to remove inhaled irritants fiom the respiratory mucosa,
apnea, laryngeal narrowing and bronchoconstriction are reflexes which limit e n w of
particdate imtants into the airway lumen. In this way, reflex bronchoconstnction can act
independently of cough to manifest as a protective ainvay reflex (Karisson et al., 1988;
Colendge & Colendge, 1994). Despite the autonomous and supportive roles reflex
bronchoconsviction plays in airway reflexes, reflex b ronchoconsEnction is best ap preciated
for its role in the puimonary chemoreflex Initidy described by Brodie (1 900), and later
named by Dawes and Comme (1954), the pulmonary chemoreflex consists of an initial
tnad of apnea, bradycardia and hypotension that is accompanied by tachypnea and reflex
bronchoconstriction (as reviewed in Coleridge et al., 1989; Coleridge & Colendge, 1994).
Pulmonary extravasation and tracheal mucous gland secretion have also been variably
described in this reflex (Coleridge & Coleridge, 1994). The pulmonary chemoreflex is not
only triggered by inhalation of exogenous irritants such as ozone, cigarette smoke or
sulphur dioxide (Coleridge et al., 1989; Lee & Lundberg, 1994), but also by locally
released autocoids or introduction of various chemicai stimulants into the pulmonary
circulation, including p henylbiguanide (PB G) and capsaicin (Coleridge et al., 1 989;
Coleridge & Colendge, 1994).
Capsaicin, the pungent extract of hot peppers, is a specific stimulant of pulmonary
C-fibres (Holzer, 199 1) and has been used extensively to investigate the role of pulmonary
C-fibres in the reflex control of ASM. Capsaicin evokes the characteristic
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cardiorespiratory depression typicai of the puimonary chernoreflex in guinea pigs
(Lundberg & Saria, 1982; Biggs & Goel, 1985), dogs (Coleridge et al., 1989; Coleridge &
Coleridge, 1994) and monkeys (Ravi & Singh, 1996). Capsaicin mediates its effects on
bronchomotor tone via two independent mechanisms: a central cholinergic reflex and a
peripheral "axon" reflex (Coleridge et al., 1989). The relative importance of each
mechanism varies remarkably between species.
C-Fibre-Mediated Bronchomotor Reflexes
In dogs, inhalation or vascular delivery of capsaicin stimulates pulmonary C-fibres
(Coleridge et al., 1989; Coleridge & Colendge, 1994) and evokes an atropine-sensitive
reflex bronchoconstnction (Coleridge et al., 1989) that is abolished by bilateral vagotomy
or vagal cooling to block C-fibres (Coleridge et al., 1989). Anterograde degeneration
studies, amino acid autoradiography and horseradish peroltidase (HRP) histochemistry
have identified the primary vagal afTerent termination sites as the nucleus tractus solitarius
( N T S ) and adjacent area postrema (AP) (Kubin & Davies, 1995). The projections of
second order neurons uftimately synapse at the DmnX and NA (Kubin & Davies, 1995)
where they stimulate vagal cholinergic efferents to release ACh at airway ganglia. While
this central cholinergic mechanism describes the reflex activation of ASM in the dog, C-
fibre stimulation in rodents evokes reflex bronchoconstriction through a different
mechanism.
In the guinea pig, activation of pulmonary C-fibres stirnulates the release of the
bronchoactive tachykinins NKA and SP as well as the sensory neuropeptide CGRP fiom
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C-fibre axon coiiaterals (Fox et al., 1993; Lundberg, 1995; Coleridge et al., 1989).
Release of these neuropeptides initiates a cascade of responses including vasailar leak,
mucus hypersecretion and, in the airways, bronchoconstriction which are collectively
temed neurogenic idammation (Bames, 1986; Coleridge et al., 1989; Lundberg, 1995).
NKA, SP and CGEW are potent activators of ASM (Lundberg & Saria, 1982; Barnes,
1986; Biggs & Goel, 1985; Karlsson et al., 1988). Although other rodents, such as rats,
display tachykinui innervation, the magnitude of its effects on airway reflexes is much
weaker than in guinea pigs.
Severai experimentd observations support a potentid roie for axon reflex-
mediated increases in ASM tone in the pathophysiology of human inflanmatory lung
disease. The relative inability of cholinergie antagonists to reduce non-speci£ic airway
hyperreactivity (Bames, 1986), the locaiization of CGRP, SP and NKA in pulmonary C- r
fibre afTerent terminais (Lundberg & Saria, 1987; Coleridge & Coleridge, 19841, and the
effeaiveness of SP and CGRP to excite human branchial smooth muscle in vitro (Saria et
al., 1985; Lundberg et al., 1984), support a d e for axon reflex regdation of ASM in
humans. Furthemore, increased CGRP-like immunoreactMty in the epitheiial iayer of
infants suEering from BPD (Johnson et al., 1988; Johnson & Wobken, 1987) implies a
role for the axon reflex in human inflammatory iung disease (Ghatei et al., 1987; Lundberg
et al., 1984; Bames, 1986). However, apart from identification of SP involvement in
neurogenic idammation in the rat (Baluk et ai., 1 992), responses of the axon reflex type
have not been identified in animais other than rodents, nor do SP or CGRP appear to
evoke reflex bronchoconstriction in humaos in vivo (Lundberg & Saria, 1987). Thus the
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relative contribution of this mechanism to human bronchomotor reflexes remains unclear.
In contrast, others have challenged the emphasis on the role of tachykinins in reflex
bronchoconstriction. Coleridge et al. (1 989) argue that cholinergie reflex control of
airway smooth muscle remains an important contributor in larger species including humans
and indeed may be predominant.
Despite elucidation of C-fibre-rnediated reflexes in the adult, early attempts to
identify the existence of mature C-fibre-mediated respiratory chemoreflexes in the
newbom were inconclusive. Kalia (1976) repolted that the characteristic ventilatory
response evoked by C-fibre stimulation with right atrial injection of PBG was weak or
absent in 1-6 d old kittens. Additionally, initial attempts to quanti@ bronchomotor
cornpetence in newbom of other species (pi& rabbit) suggested that bronchoconstrictor
reflexes characteristic of the adult were not present in the neonate (Ducros &
Trippenbach, 199 1 ; Haxhiu-Poskurica et al., 199 1). Using measurements of isometric
tracheai tension in silu fiom segments of extrathoracic trachea, Haxhiu-Poskurica et al.
(1991) were unable to elicit a bronchomotor response to preswnptive C-fibre stimulation
with capsaicin in newborn piglets. This apparent absence of mature bronchoconstnctor
reflexes in the newbom was initially interpreted as beneficial since the highly cornpliant
ainvays of the newbom would be at an increased nsk of coiiapse (Bhutani et aï., 1986).
On the other hand, it was argued that the absence of bronchoconstrictor reflexes in the
new-bom could be detrimental if reflex bronchoconstriction was designed to stabiiize the
ainvays (Olsen et al., 1967) or reduce dead space (wddicombey 1963) during rapid
shallow breathing and forced expiratory maneuvers.
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Radiographie studies have demoostrated that the magnitude of ainvay narrowing
varies with respect to airway caliber (Cabezas el ai., 1971) such that, in the aduit dog and
pig, small airways (1 - 1.5 mm diameter) exhibit relatively p a t e r narrowing than do larger
ainvay such as the main stem bronchi and trachea (Cabezas et al., 1971 ; Murphy et al.,
199 1). This suggests that the inabiiity of HaKhiu-Poskurica et ai. (199 1) to identify a
bronchomotor response of the trachea to presumptive C-fibre stimulation in newbom pigs
does not preclude the existence of the mature reflex. Indeed, others have since shown that
the newborn does mount a competent bronchomotor response to presumptive C-fibre
stimulation. Using the method of LaFramboise et al. (1993) to measure pulmonq
resistance, Anderson and Fisher (1993) demonstrated that capsaicin causes a robust,
atropine-sensitive increase in lung resistance in the newbom dog and pig comparable to
that evoked by capsaicin in the adult (Coleridge et al., 1982). Thus recent data indicate
that presumptive C-fibre stimulation with capsaicin evoker reflex bronchoconstriction in
the newborn .
The Capsaicin Receptor
Recent developments in Our understanding of the molecular mechanisms activating
C-fibre afTerents and the development of capsaicin antagonists have signifïcantly enhanced
our ability to study the physiologie mechanisms activating pulmonary C-fibres. The
selectivity of capsaicin for thin sensory nerves, cornbined with the similarity of the reflex
effects evoked by structural capsaicin analogues (resiniferatoxin, mustard oil), suggests a
specific capsaicin recognition site on C-fibre endings. Using ion flux and patch clamp
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shidies, this putative "capsaicin receptor" was initiaüy identined as a relatively non-
seledive cation conductance permeable to both mono- and divalent cations (Marsh et al.,
1987, for review see Holzer, 199 1). Due to the high specificity of the capsaicin receptor
for vanilloid compounds the putative capsaicin receptor was temed "vanilloid receptof
(Szallasi et al., 1995). The vanilloid receptor has recently been cloned from DRG neurons
and identified as a non-specific cation conductance preferential for ca2' (Caterina et al.,
1997). Dubbed vanilloid receptor subtype 1 (WU), it is strucnirally related to the
Drosophila retinal TRP gene, a putative store-operated channel (SOC) that appears to
mediate extracellular ca2' entry in response to depletion of intracelMar ca2' stores
(Clapham, 1996).
Despite molecular, pharmacological and biophysical characterization of VRI, its
endogenous ligand has not been identified. Capsaicin aimulates neurogenic inflammation
(see above) and evokes C-fibre-mediated reflex bronchocoIlStriction, both conditions
characterizing idammatory lung disease (Barnes, 1986; Canny et al., 1993; Abman &
GroothRis, 1994). As such, the metabolic byproducts of inflammation (H?, lactic acid) as
weil as idammatory mediators themselves (histamine, sero tonin, prostanoids) have been
suggested as potential endogenous VRl Ligands (Bevan & Geppetti, 1994; Lee et al.,
1996; Hong et al., 1 997; Stahl & Longhurst, 1992).
Early evidence favouring R as an endogenous VRl ligand was based on the
finding that ischemically sensitive afîerents and smali, unmyelinated DRG neurons are
activated by acidic solutions (Stahl & Longhura, 1992; Fox et ai., 1995; Lou &
Lundberg, 1992; Bevan & Geppetti, 1994). Furthemore, extracellular acidification at
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patho physiological concentrations excites aitaneous nociceptors in both rats (Steen et al.,
1996; Steen et al., 1995) and humans (Steen et al, 1996; Steen el al., 1995) and lactic
acid can establish comparable acidification at sites of tissue ischemia and idammation in
vivo (Hong et al., 1997). An endogenous source of H', lactic acid evokes the pulmonary
chemoreflex (Lee et al., 1 996) and activates broncho pulmonary Cfibres (Trenchard,
1986a; Trenchard, 1986b; Lee et al., 1996; Hong et al., 1997). Furthemore, while is
a potent activator of C-fibres and mediator of the pulmonaiy chernorefle~ the reflex
effects and C-fibre activation evoked by H+ are potentiated in the presence of the lactate
anion (Lee et al., 1996; Stahi & Longhurst, 1992). However, the lactate anion itself does
not appear to increase C-fibre activity, nor evoke the characteristic cardiorespiratory
depression that accompanies pulmonary C-fibre activation (Trenchard, l986b; Hong et al.,
1997). Acid-evoked reflex resporises are abolished by perineurd capsaicin treatment to
selectively block C-fibres (Lou & Lundberg, 1992; Lee et al., 1996) and blockade of the
capsaicin receptor inhibits the acid-induced pulmonary chemoreflex in vivo (Lee &
Lundberg, 1994) and reduces acid-evoked C-fibre activity in vitro (Urban & Dray, 1991;
Fox et al., 1 99 5 ; see below). Combined with the hding that H' inhibits the binding of the
capsaicin analogue r e s ~ r a t o x h to vanilloid receptors in vitro (SzaUasi et al., 1 995) the
above mentioned shidies imply that H' and capsaicin activate common C-fibre
populations, possibly through a cominon receptor transduction mechanism.
Despite identification of LA'S role as a C-fibre stimulant and mediator of the
pulmonary chemoreflex in the adult, there is no direct evidence that LA-induced C-fibre
stimulation evokes reflex bronchoconstriction in either the adult or the newbom.
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AIthough newbom display a capsaicin-indud reflex bronchoconstriction attributed to
stimulation of pulmonary C-fibre afTerents (Anderson & Fisher, 1993), using dynamic lmg
compliance (CLdyn) as an index of bronchoconstricti~n, others have show that lactic acid
does not evoke bronchomotor responses in newbom rabbits (Ducros & Trippenbach,
199 1). However, lung compliance is an indirect index of bronchoconstriction and may be
insensitive to small changes in smooth muscle tone or resistance (Widdicombe & Nadel,
1963). Given these considerations, the evidence for the ability of lactic acid to evoke
reflex bronchoconstriction in the newborn rem* sntroversial.
Development of the cornpetitive capsaicin antagonist capsazepinel provided an
experimental means wit h which to investigate capsaicin-evo ked, C-fibre-rnediated reflexes
as weil as those attributed to other substances, including lactic acid (Dickenson & Dray,
199 1; Bevan et ai., 1992; Belvisi et al., 1992; Urban & Dray, 199 1; Lou & Lundberg,
1992). Capsazepine reversibly attenuates or abolishes the pattern of breathing response
and C-fibre aaivity evoked by capsaicin in the adult rat (Lee & Lundberg, 1994) and
guinea pig (Fox et al., 1995). Capsazepine also antagonizes the reflex contraction of
smooth muscle, inhibiting the contractile response evoked by capsaicin in isolated rat vas
deferens (Maggi et al., 1993). Biophysical studies dernonstrate that capsazepine
reversibly inhibits capsaicin- and resiniferatoxin-induced ca2' uptake in rat DRG and
reduces or abolishes the inward current response to capsaicin of voltage-clamped rat DRG
neurons (Bevan et al., 1 992). In addition, capsazepine reversibly antagonizes the inward
cation current evoked by capsaicin in Xenopus oocytes transfected with VRl (Caterina et
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al., 1997). In addition to capsazepine, which is a cornpetitive capsaicin-antagonist, the
inorganic dye ruthenium red antagonizes the reflex effects of capsaicin in a cornplex, non-
corn petitive manner (Maggi et al., 1 993).
Studies of capsaicin and lactic acid-induced apnea, bradycardia and hypotension, as
weil as C-fibre recordings (Lee & Lundberg, 1994; Lee er al, 1996), suggest that
capsazepine abolishes both the capsaicin- and possible lactic acid-evoked bronchomotor
responses, indicating a common capsaicin and lactic acid mechanism of C-fibre activation.
In contrast, biophysical studies suggest that H' per se is not a strong agonist of the VR1
receptor (Caterina et al., 1997) and favour the hypothesis that lactic acid activates an
alternate C-fibre receptor or stimulates the release of an intermediary endogenous C-fibre
ligand to mediate its potential bronchomotor effects (Karia et al., 1992; Shams et al.,
1988; Vyklicky et al., 1998). Discovery of a proton-gated N a channel locaiized to
capsaicin-sensitive fiog and rat DRG neurons (Akaike et al., 1 990; Bevan & Yeats, 199 1)
supports the hypothesis that lactic acid andor mediate C-fibre reflex effects by
activating a receptor signal transduction mechanism independent of VRl . Additional
evidence supporthg separate pulmonw C-fibre receptor mechanisms involved in
capsaicin and lactic acid sensing cornes fiom the recent cloning of an acid-sensing ionic
channel (ASIC) from Xenopus DRG (Waldmann et al., 1997; Wddmann et al, L 997).
Uniike direct C-fibre stimulation with H', acid-induced release of an intermediaq
endogenous C-fibreMt1 receptor ligand, likely an inflammatory mediator (Steen et al.,
1999, is an altemate hypothesis. Slow infusion of HCI stimulates platelets to release
thromboxane A2 (TY&), an idammatory mediator produced in the cyclooxygenase
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pathway of arachadonic acid metabolism (Campbel 1990). TxA2 is a potent C-fibre
stimulant (Shams et al., l988), and additional idammatory mediators produced in the
cyclooxygenase pathway (prostaglandins EZ (PGE2) and F h (PGFk)) ais0 stimulate
unmyelinated sensory aEerents and/or potentiate the effects of other C-fibre stimulants
(Coleridge et al., 1978; Lee & Morton, 1995; Steen et al., 1996; Steen et al., 1995).
Recent evidence that a cocktail of idammatory mediators (PGE2, bradyliinin and 5-HT)
potentiates the inward cation current evoked by low pH in cultured newbom rat sensory
neurons (Steen et al.., 1996; Steen et al., 1995) supports this hypothesis. However,
application of these idammatory mediators alone at physiological pH does not induce an
inward cation current in these cells. The potentiating effects of these inflammatory
mediators on the current response evoked by extracellular acidosis is blocked by
capsazepine (Vyklicky et al., 1998) and the potentiating effect of acidic pH o n the
inflanmatory mediator-evoked current in sensory neurons is similar to that evoked by acid
pH during submaximai capsaicin application (Caterina et al., 1997). Based on these
observations, idammatory mediators such as PGEz may represent endogenous ligands for
the capsaicin or VRl receptor (Vykiicky et al., 1998).
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The lack of consensus regarding the iduence of lactic acidosis on the reflex
control of ASM tone in the newborn is apparent. The potential role of lactic acid and K
is particularly relevant in the newbom since rnetabolic acidosis is a normal cornponent of
parturition (Koch & Wendel, 1968; Koch, 1968) as well as an important constituent of
neonatai idammatory lung disease (Penn et al., 1988; Abrnan & Groothius, 1994). In
addition to questions concerning the actions of lactic acid on MM, biophysical studies
and in VIVO electrophysiological investigations raise questions regarding the mechanisrn of
action of lactic acid on pufmonary C-fibre receptors.
We tested two hypotheses regarding the actions of lactic acid on bronchomotor
tone in the newbom: 1) lactic acid behaves as an endogenous C-fibre stimulant which
evokes atropine-sensitive reflex bronchoconstriction; and 2) lactic acid acts via the same
capsaicioNRl C-fibre receptor mechanism to cause reflex bronchoconstriction.
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CHAPTER 2
Methods
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Preparation
s u w v
Al1 experimentai procedures confonned to the guidelines of the Canadian Coucil
on Animal Care and were approved by the Queen's University Animal Care Cornmittee.
Experiments were perfomed on 38 newbom dogs ranging in age from 1 to 13 d (mean
5.1 + 0.4 d) and ranging in weight from 256 to 1,063 g (mean 569 I 29.6 g). Animals
were anesthetized with an initial i.p. injection of chlordose (75-100 mg-kg-') and urethane
(0.75-1.0 g-kg-l) and supplemental anesthesia was administered intravenously at
approxirnately 1 h intervals to maintain abolition of a response to a painfiil stimulus or
acute changes in blood pressure and h a r t rate. The electrocardiogram @CG) was
monitored via needle electrodes connected to a preamplifier, osciiioscope and audio
speaker. Animals were tracheostomized and ventifated with 40% Oz/balance N2 at a
ventilator frequency of -40-45 bpm and a tidal volume -8- 10 ml-kg-' adjusted to provide
normal pH (blood gases: pH = 7.41 & 0.01, PaC02 = 32.3 f 1.2 m g , PaOÎ = 191.0 f
12.6 mmHg). A mid-line thoracotomy was performed and an end-expiratory load of -2.3
c r n w was established to provide a normal fùnctional residuai capacity (Fisher &
Mortola, 1981). Transpulmonary pressure fi) WU m e m e d via a differential pressure
transducer (Validyne MP45, + 2 c-O) comected to the side port of the tracheal
cannula. A femoral arterial line was inserted in most animais for blood gas sampling and
arterial blood pressure (BP) measurernent. A femoral venous line was established for
administration of supplemental anesthesia and inhision of capsazepine (CAZP) (Harvard
Apparatus Syringe Infusion Pump, mode1 22). The right jugufar vein was cannulated and
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Figure 2. Experimental set-up Animais were placed in a fiow plethysmograph and mechaaicaiiy ventilated with
40% oxygedbalance nitrogen through a tracheostomy tube. A positive end-expiratory pressure (PEEP) of -2.3 cmHzO was established to maintain normal FRC. Flow (Y) and transpulmonary pressure (Pw) were acquired on-lioe for calculation of inspiratory lung resistance (RL) and dynamic lung cornpliance (Cu,). The electrocardiogram ('CG) was monitored with neede electrodes. Animais were instrumenteci with a right hart catheter for capsaicin and lactic acid administration (CAPS/LA), a femoral venous Line for capsazepine infusion (CAZP) and a femoral arterial line for arterial blood pressure (BP). Core temperature (Tc) was monitored with a rectai temperature probe.
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a catheter (dead space 4 . 3 4 . 4 ml) advanceci into the right heart (location codumed pod
rnortem) for capsaicin (CAPS) and lactic acid (LA) injections. Inspiratory efforts were
abolished by bilateral phrenic nerve section or paraiysis with doxacurium chloride (0.025
mg-kg-' i.v.), a non-depolarizing muscle relaxant with no muscarinic side effects
(Okanlami et al., 1996). During paralysis, additional anesthesia was administered based
on the schedule used pnor to paralysis (approximately every hour). Core temperature (Tc)
was regulated with a heat lamp and a servo-controlled heating blanket (Harvard Apparatus
Animal Blanket Control Unit, model # 50-6956). Animals were placed in a body
plethysmograph and respiratory flow (Y) was measured with a pneurnotachograph (Ham
Rudolph, model 8300) connected to a differential pressure transducer çValidyne MP45,
cmH20). Flow, ECG, BP and PTp were acquired with a computerized chart recorder data
acquisition package (CODAS, DATAQ Instruments).
Analysis of Pulmonary Mecbanics
Transpulmonary pressure and respiratory flow were acquired on-he by an
additionai wmputer at a sampling fieqyency of 100 ~arn~les-s~~ per channe1 for breath-by-
breath calculation of inspiratory lung resistance (RL> crnH,~-d-'-s-') and dynamic lung
cornpliance (Cm ml-cm&~"). & was calculated based on the method of Hildebrandt,
as described by LaFramboise et al. (1983). This rnethod calculates & by dividing the
average pressure required to overwme the flow resistive properties of the lung by the
mean inspiratory flow (Waldron & Fisher, 1988). Cu, was calculated by dividing the
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Figure 3. Pulmonary mechanics analysis Schematic illustrahg the calculation of mean inspiratory lung resistance (RL) and
dynamic lung cornpliance (Cm). The cornputer-acquired signals of respiratory flow (i3, transpufmonary pressure (Pm) and tidal volume CVT) were used to calculate puimonary mechanics. C ~ d p is caldated by dividing Vr by the Plp measured at end-inspiration (elastic pressure). The pressure above that required to overcome the elastic properties of the lung describes the puirnonary resistance to flow and is termed the "resistive area". Mean "resistive pressure" is calculated by dividing the resistive area by the inspiratory time (Ti) and Rt is then calculated by dividing the resistive pressure by the mean inspiratory flow (V~ni). Dynamic lung elastance (&dyn) was calculated as the reciprocal of Cu,.
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"Area" 1 I 1 I I
RL= Resistive Pressure
Elastic Pressure
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tidal volume by the transpuhonary pressure swing between points of zero flow during
inspiration Dynamic lung elastance (EL+) was calculated from the reciprocai of CL+.
Protocols
Effect of Lactic Acid on Bronchornotor Tone
To determine the effects of LA on neonatal bronchomotor tone, we recorded the
breath-by-breath pulmonary mechanics response to right heart injection of LA. In
preliminary experiments, we assessed the bronchomotor response to right heart injections
of various doses of lactic acid ranging from 0.02-2.0 mmol-kg-' (Fig. 4). On the basis of
these results we chose to use 0.4 mmol-kg" for the present study since it was twice the
threshold dose of 0.2 mmol*kg*', and it elicited a robust bronchomotor response on which
we could test the effects of pharmacological antagonisrn
In order to assess the reflex nature of the responses to LA & and ELdyn responses
to right kart injection of LA were measured before and after muscarinic receptor
blockade with atropine (2 rng.kg") in 17 newborn dogs (4.9 + 0.6 d). The protocol
consisted of 3 acquisition periods separated by 15 min. Each acquisition period was
preceded by flushing the jugular catheter with 37OC saline and inflating the lungs to 1 20
c-0 (4 x VT) to establish a constant volume history. Two min after the inflation a 5-8
minute acquisition period began. The first trial consisted of saline (0.2 or 0.4 ml) and ACh
(10 pg) control injections at 1 and 3 min, respeaively, to assess ASM responsiveness. Ln
the second trial, we measured the bronchoconstrictor response to right heart injection of
LA (0.4 mmol-kg"). In 11 animais, LA was delivered in 0.2 ml. Due to the elevated
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Figure 4. Effect of Dosage on the peak resistance response to Iactic acid Average peak & response (% change fiom baseline) to laaic acid at 4 doses: 0.2,
0.4, 0.5, and 0.75 mol-kg". Lactic acid at 1 .O and 2.0 mmol-kg-' evoked severe cardiac dysrhythmias that proved termioal. Injections at 0.02 mol-kg-' did not cause any significant change in k.
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LACTIC ACID DOSE
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osmolaiity of this stimulus (-600-2300 m0sm-r', mûan: 1,464 + 166 rnosnd), an
additional 6 animais were studied in which LA was dissolved in 0.4 mi which reduced
osmolality to -285-950 m ~ s m l - ' (mean: 510 t 57 m~sm-r') . Solution osmolaiities were
measured using the freezing point depression method (Osmette A Automatic Analyzer,
model # 5002, Precision Instruments Inc.). The pH of 0.2 ml and 0.4 ml volume LA
injections was 2.04 + 0.03 and 2.22 f 0.02, respectively (Accumet model 8 15MP, Fisher
Scientific). A second LA challenge was delivered d e r atropine to assess the reflex
contribution of vagal cholinergie efferents to the bronchomotor response.
Effect of Osmolality on Bronchomotor Tone
To investigate the possible effects of solution osmolality on pulmonary mechanics
we measured the breath-by-breath puhonary mechanics response to injection of
hypertonic saline (500, 1000, 1500, 2000, 2500 and 5000 m~sm-1-') ia 3 newborn dogs
(13.0 d). The protocol consisted of a saiine and ACh control trial (as described for the
effects of lactic acid on bronchomotor tone) and 2-3 hypertonic saline triais in which
animais were randomly chdenged with right heart bolus injections (0.4 ml) of hypertonic
saline (500-5000 m0sm.1-') separated by 5 min.
Capsazepine Delivery Method
To determine the most effective method of delivering CAZP for VRl receptor
antagonism, we compared the effects of bolus injections (3 -5 or 5.0 mgkg-' iv.) versus
infusions (500 pg-kg-'min-' i.v.) of CAZP on the bronchoconstrictor response to 25
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=kg-' capsaicin in 5 newborn dogs (mean age 3.8 I 0.5 d). These doses were chosen
based on the findhgs of Lee and Lundberg (1994) in which either bolus (2.0-3.5 mg-kg-')
or infusion (250-3 50 pg-kg-'-min*') of CAZP abolished the reflex apnea, bradycardia and
hypotension elicited by injection of 1 -2 pg-kg*L capsaicin in the adult rat (Lee & Lundberg,
1994). Our protocol consisted of 4 (bolus study) or 5 (infusion study) acquisition penods,
of which the first 2 were comrnon to both and consisted of an initiai triai of saline and ACh
to establish baseline bronchomotor responsiveness, and bronchoconstrictor response to a
control injection of CAPS (25 pg.kg-'), respectively. For the CAZP bolus study, the third
and fourth trials wnsisted of a CAZP block triai, in which we measured the pulmonq
mechanics response to CAPS 2 min after bolus injection of CAZP (3.5 or 5.0 mg-kg-' iv.),
and a recovery trial, in which we tested the ainvay response to CAPS 15 min following
CAZP. For the CAZP infusion study the third acquisition period consisted of a CAZP
trial in which we measured & and EL+ during the onset of the CAZP infusion (500
Clg-kg-l~min-'). The fourth or "blockade" trial measured the pulmonary mechanics
response to CAPS at the 10 min mark of CAZP infusion. In the "recovery" trial, we
measured the pulmonary rnechanics response to CAPS and ACh at 15 and 18 min
following CAZP, respectively .
Bolus CAZP injection reduced the CAPS-evoked E ~ L responses by 25% (3 -5
mg.kg-') and by 59% (5.0 mgkg-'). Although the reductions in & were significant (one
way ANOVA), it was difficult to determine whether the animals were in a steady-state or
how critical the timing of the CAPS response was following the CAZP bolus. For this
reason we pursued the CAZP-blockade studies using the CAZP infusion technique.
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Effect of Capsazepine Infusion on Capsaicin- and Lactic Acid-Induced Reflex
Bronchoconstriction in the Newbom
In order to test the hypothesis that LA and CAPS activate the same C-fibre
receptor mechanisrns, we first had to determine whether CAZP was capable of abolishing
capsaicin-induced reflex bronchoconstriction. Experiments were performed on 1 1
newborn dogs (mean age 5.4 f 0.9 d) in which the bronchomotor responses to right heart
injections of CAPS were measured before, dunng and after CAZP infusion (Fig. 5). in a
second set of experiments (n=8, mean age 4.9 + 0.4 d) we tested the actions of CAZP on
LA-induced bronchoconstriction. Protocols for both the CAZP/CAPS and CAZPILA
experiments consisted of five acquisition periods separated by 15 min (Fig. 5). Pnor to
each triai, the jugular catheter was flushed with 37OC saline and the animai inflated to 2 20
c m 0 (4 x Vr) to establish a constant volume history. The fxst trial (saline and ACh)
was the same as that described above for the muscarinic blockade study. The second trial
measured the response to nght hart injection of capsaicin (25 pgg-kg-') or LA (0.4
rnmobkg" in 0.4 ml). The third triai measured & and ELdyn prior to the onset and during
the capsazepine infusion (500 pg-kg-lmin) into the femoral vein The fourth trial assesseci
the lung mechanics response to CAPS and LA 10 min after initiation of the CAZP
infusion. The 6ft.h triai was perfonned 15 to 20 min post CAZP infusion to assess the
reversibility of the CAZP blockade.
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Figure 5. Experirnental protocol Baseline and control trials were designed to assess the bronchomotor responses to
saline and ACh (BASELINE) and CAPS or LA (CONTROL). The BLOCKA.DE trial consisted of challenge with CAPS or LA at 10 min into CAZP infusion. A RECOVERY trial was performed at the end of the experiment to assess the reversibility of the blockade on the response to CAPS or LA. Triais were separated by at least 15 min Injections, denoted by arrows, occurred at approximately 1 and 4 minutes into the 8 min trial. ACh injections were 10 pg and CAPS and LA injections were 25 pg-kg" and 0.4 mmoLkg-', respectively. Break in BLOCKADE trial represents -9 min.
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CONTROL
BLOCKADE
+ J.
saline ACh 1 (10 PS)
5- CAPS (25 pgokg-')
or LA (0.4 mmolekg-l)
J. J. CAPS or LA ACh 2
$",/- CAZP 500 1
or Atropine
8 min
J- 4
RECOVERY CAPS or LA
ACh 3 i
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Dmgs
The following drugs were used: Chlordose (ICN Biochemicals) and urethane
(Sigma) dissoived as a mixture (0.25 g chlordose, 2.5 g urethane) in 10 mi heated saline,
administered at doses of 2-2.5 dekg-' with supplementd injections of 0.5 dakg'' to induce
and maintain anesthesia, respectively. A stock solution of capsaicin (Sigma) was prepared
by dissolving 10 mg capsaicin in 1 ml ethanol, 2 drops Tween 80 and 9 ml saline to arrive
at a final concentration of 1 mg-ml-'. The stock was diluteci fùrther with saline to the
required concentration for injection. A stock solution of 3.3 M lactic acid (Sigm%
L(+)lactic acid) was diluted with distilled HzO to the required concentration for injection.
Acetylcholine chloride (Sigma) was dissolved in saline to a concentration of 50 pgd*l.
Atropine (Sigma) was prepared as a 10 mg.ml-' stock solution and diluted with saline to
the required concentration for injection. Capsazepine (RB0 was prepared as a 2.5 mg-ml-'
stock solution by dissolving 25 mg in dimethyi sulfoxide and diluting it in a solution of 1
ml Tween 80, 1 ml ethanol and 8 mi saline. Injection volumes for capsaicin and ACh were
0.2 ml. Injection volumes for saline were 0.2 ml or 0.4 ml. Injection volumes for LA
were 0.2 mi or 0.4 ml in the LNatropine study but 0.4 ml in the CAZP protocols. Saline,
ACh, capsaicin and lactic acid were injected into the jugular catheter dead space then
rapidly flushed with saline. Chloralosdurethane and capsazepine were administered via
the femoral venous catheter and flushed with saline. Al1 solutions were warrned to 37°C.
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Baseiine 5 and Eup were calculated on the average of the 10 breaths pnor to
injection. The peak lung mechanics response for each animal was defined as the average
resistance and elastance caiculated for the two largest consecutive values following
challenge. & response latency was defined as the One from jugular line injection to the
omet of a maintained or contuiued increase in & above baseline. The time to peak was
caiculated as the tirne from jugular iine injection to the frst breath of the maximal
response. HR baselines were calnilated as the average values over the 10 seconds
preceding injection. Bradycardia was calculated as the lowest instantaneous HR following
injection. Statistical cornparisons between responses were based on one way ANOVA,
Mam-Whitney rank sum or paired f-test. Tukey posi hoc analyses were performed if the
ANOVA was sigdcant. A significant dEerence was defined as P < 0.05. Al1 resdts are
expressed a s mean SEM udess othenvise indicated.
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CHAPTER 3
Results
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Lung Mechanies Response to Lactic Acid
The average breath-by-breath response of & to 0.4 mmol-kg" LA is shown in Fig.
6 (fiUed symbols). The 0.2 ml LA injectate resulted in a peak increase in IQ of 52 f 6.7%
(P < 0.01, Fig. 7) and the 0.4 ml LA injectate caused a peak increase in & of 49 k 10.9%
(Fig. 7). Peak LA-evoked RL increases were not signincantly different for 0.2 and 0.4 ml
injectate volumes (P > 0.05). Latency and time to peak values for the response of & to
LA are presented in Table 2.
The average breath-by-breath response of & to LA during muscarinic blockade
with atropine is shown in Fig. 6 (open symbols). The maximal response of & to the 0.2
ml LA injectate was relatively atropine-resistant (Fig. 7), displayhg a reduction of only 33
13.5% fkom the control value (P < 0.05). In contrat, the maximal responses associated
with the 0.4 mi LA injectate (Fig. 7) were atropine-sensitive and were reduced by 80 * 10.9% compared to control (P < 0.01). The effect of atropine antagonism on the response
of & was sigdicantly different (P < 0.01) for the 0.2 and 0.4 ml LA injectates.
Effect of OsmoIality on Bronchomotor Tone
Inspiratory lung resistance was unaEected by right heart injection of solutions of
500 to 2500 m0sm.l-'. However, & displayed a small (8.4%) decrease to 5000 rn0sm-1-'.
Although 0.4 mmol-kg" LA delivered in a 0.4 ml injectate evoked atropine-sensitive reflex
bronchoconstriction, the atropine-resistance of the bronchoconstriction evoked by the 0.2
mi LA injectate suggests a non-cholinergie component . S ince hypertonie saline solutions
(2400 to 4800 mol-I-') injected into the pulmonary circulation of aduit
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Figure 6. Breath-by-breath mechanies response to lactic acid pre and post atropine Average (+ SEM) breath-by-breath values of percent change in lung resistance
(&, upper panels) and elastance (Etdyn, lower panels) in response to right heart injections of lactic acid (0.4 rnmol- kg-') in 0.2 ml (hi& osmolality; lefk panels) or 0.4 ml (low osmolality; right panels) injectate before (closed symbols) and after (open symbols) atropine (2 mg-kg-'). Note that atropine abolished the response to the 0.4 ml injectate whereas the 0.2 ml injectate was atropine-resistant. Arrows indicate injection of lactic acid. Mean ventilator ffequency was approltimately 45 breaths per minute.
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(% CHANGE FROM BASELINE)
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Figure 7. Average maximal mechanies response to lactic acid in 0.2 and 0.4 ml Mean peak pulmonary resistance (k, top panels) and dynamic lung elastance
(Ems lower panels) responses to saline and lactic acid (0.4 mol-kg-') in 0.2 ml (lefi) or 0.4 ml (right) injectate volume before (INTACT) and after atropine (ATROPINE). Peak values are slightly greater than maximal values for breath-by-breath averages in Figure 6 due to minor variations between animais for the ventilatory cycle at which maximal response occurred. Note: atropine reduced the response to the 0.4 ml injectate such that it was significantly difFerent fiom the intact response but was not di£Ferent nom saline. +, significantly Merent from INTACT lactic acid response; *, significantly dserent Born SALINE control. P < 0.05 (ANOVA and Tukey post hoc).
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(% CHANGE FROM BASELINE)
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dogs stimulate puhonary C-fibres and cause reflex bronchoconstriction via cholinergie
mechanisms (Pisarri et ul-, 1 99 1 ), the atropine-resistant bronchoconstrictor effects of the
high osmolality LA injectate in Our studies were not likely due of C-fibre stimulation.
Furthemore, injection of 5000 m0sm-1'' saline (twice our highest LA osmolality) had no
bronchoconstrictor action in 12- 14 d newbom dogs. Therefore, high osmolality per se
likely did not affect ASM tone, but evoked an as yet undetermined non-muscarhic
mechanism of increasing airway tone.
Lung Mechanics Responses During Capsazepine
CAZP intirsion aione was associated with an increase in & of 23 + 6.7% at 8 min
(n = 19) (Fig. 8). Hyperidation (4 x VT) did not signifïcantiy reduce the CAZP infusion-
evoked elevation in RL, which was 1 8 * 0.6% (P < 0.05) 2 min after d a t i o n . Eight min
of tidal breathing following hyperinfiation without any other intervention was associated
with an increase in & of -1 1% relative to control. In preliminary studies, infusion of
CAZP vehicle done did not alter the & response to LA, which was 68.2% and 60.5%
pnor to and following CAZP vehicle, respectively.
The average breath-by-breath response of & to right heart injection of capsaicin
for 1 1 anirnals is shown in Fig. 10. Capsaicin caused a maximal increase of 41 f 8.5% in
& (Fig. 1 1, top panel). Dunng CAZP infusion, the maximal response of & to capsaich
was inhibited by 83 * 4.7% (P < 0.0 1), indicating that cornpetitive antagonism of the
capsaicinlçal receptor effectively blocks reflex bronchoconstriction. Fifteen min
following CAZP infusion the response of & to capsaicin had recovered to 71 * 2 1.9% of
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the control trial (Fig. 1 1, top panel).
The average breath-by-breath response of & and Em to 0-4 mi LA injectate (low
osrnolality) during CAZP is shown in Fig. 13. LA caused a m e a i increase of 50 +
7.0% in & (Fig. 14, upper panel) but, in contrast to CAPS, the LA-induced increase in
& was unafEected by CAZP infusion (39 + 5.7%; P > 0.05). At 15 min following CAZP
infùsion the response of & to LA was 95 * 13.7% of the control response. Figure 14
illustrates the average of the group peak (upper panel) and Eup (lower panel)
responses during controi, attempted CAZP blockade and recovery LA injections. E ~ L
response latencies and tirnes-to-peak for CAPS and LA are summarized in Table 3 . Heart
rate responses are summarized in Table 4.
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Figure 8. Acute breath-by-breath response of mean lung resistance to capsazepine infusion
Average lung resistance response to capsazepine (500 pgkg%nin i.v.) in 19 newbom dogs. Intiision of capsazepine (- 6:45 min) caused an increase in inspiratory lung resistance fi) that was not significantly reduced by hyperinflation.
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BREATH NUMBER
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Figure 9. Cardiopulrnonary response to capsaicin pre and post capsazepine Cardio pulmonary res ponse illustrating the ant agonistic effect of capsaze pine (5 0 0
pg-kg-l-min Î. v.) on reflex responses to right heart injection of capsaicin (CAPS, 25 pg- kg- ') in a newbom dog. Transpulmonary pressure (Pm), flow 0, ddal volume (V7) and art enal blood pressure (BP) before (u p per panel) and during (lower panel) capsazepine infusion. The bronchoconstridor response is indicated by the increase in PTP and is accompanied by hyp O tension and bradycardia. During capsazepine the PTp and wdiovascular response were abolished. Arrows represent capsaicin inject and flush, respectively; - indicates expiratory flow.
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Figure 10. Breath-by-breath response of pulmonary mechanics to capsaicin Average (k SEM) breath-by-breath values of percent change in inspiratory lung
resistance &) and dynamic lung elastance (E-) in response to right heart injections of capsaicin (arrow) in 11 newbom dogs for three separate conditions: MTACT (lefi panels) - Right heart injection of capsaicin caused a brisk bronchoconstrictor response. CAPSAZEPINE (rniddle panels) - Capsaicin response was blocked by capsazepine infusion. RECOVERY (right paneis) - Partial recovery of the capsaicin response 15-20 min afler CAZP.
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% CHANGE FROM BASELINE
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Figure 11. Average maximal changes in the response of pulmonary mechanies to capsaicin
Mean peak response (+ SEM) of inspiratory lung residance (RL, top panel) and dynamic lung elastance (ELdyi>, bottom panel) plotted as % change fiom baseline for saline and three dierent capsaicin injections (INTACT, BLOCK and RECOVERY). +, sigaificantly ciifferent from MTACT capsaicin response; * significantly different fiom SALINE control. P < 0 .O5 (ANOVA with Tukey post hoc).
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SALINE INTACT BLOCK RECOVER
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Figure 12. Cardiopulmonary response to lactic acid pre- and post- capsazepine Cardiopulmonary response illustrating the effect of capsazepine on reflex
responses to right hart injection of lactic acid (0.4 mol-kg-') in a single newborn dog. Note that capsazepine did not abolish the increase in Pip or hypotension response to lactic acid. Abbreviations as in Figure 9.
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Figure 13. Breath-by-breath mechanic. responses to lactic acid Mean responses of lung mechanics to lactic acid (0.4 mmol-kge1) in 8 newbom
dogs. Average (+ SEM) breath-by-breath values of percent change in inspiratory lung resistance (RL, upper panels) and dynamic lung elastance lower panels) in response to rïght h a r t injections of lactic acid (arrows) for three separate conditions. Right heart injection of lactic acid caused a robust bronchoconstrictor response (INTACT, left panels) that was maintained during capsazepine infusion (500 pg- kg-'-min; CAPSAZEPNE, middle panels) and post capsazepine (RECOVERY, nght panels).
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% CHANGE FROM BASELINE
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Figure 14. Average maximal responses of pulmonary mechanics to laetic acid Mean peak response (+ SEM) of inspiratory lung resistance &, top panel) and
dynamic lung elastance (Etdyn, bottom panel) piotted as % change from baseline to saline and three Merent lactic acid responses (INTACT, BLOCK and RECOVERY). Lactic acid responses were ail sigoificantly different fiom saline (P < 0.05) but were not different from each other (P > 0.05). *, significantly different from SALINE control.
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SALINE INTACT BLOCK RECOVERY
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TABLE 2.
Lactic Acid INTACT ATROPINE
Latency T h e to peak Latency Time to peak
0.2 ml injectate 6.8 I 1.2 18.7 * 2.7 9.5 & 1.6 21.9 & 2.0
0.4 ml injectate 8.4 f 2.1 26.3 f 6.0 * n/a n/a
* different From 0.2 ml injectate time to peak (P > 0.05); d a not applicable.
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TABLE 3 .
Protocol INTACT CAPSAZEPINE RECOVERY
Latency Time to peak Latency Time to peak Latency Time to peak (s) (s) (s) (s) (s) (s)
CAPS 2.3 I 0 . 4 6.4 I 1 .O nla nla 1.8 k 0.5 6.2 I 1 .O
ACh 3.2 î 1 .O 1 0.5 î 0.9 4.0 î 1.1 12.5 I 2.2 2.8 î 0.6 9.7 k 0.9
LA 5.2 I 1.7 17.8 * 3,1 8.2 k 1.8 21.6 k 3.7 4.8 k 1.8 19.2 * 4.5
da not applicable.
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TABLE 4.
Challenge INTACT CAPSAZEPINE RECOVERY
Baseline % Decrease latency Baseline % Decrease latency Baseline % Decrease latency (bpm) (s) (bpm) (s) (bpm) (s)
saline 185 f 4.4 411.1* 4 I 0 . 3 nla nla nla nla nla nla
CAPS 206 f6.3 8 * p,g*t 5 f 1.4 208 k 5.8 6&2.4* 5 I 1 . 5 215 I 9.3 5 I 3 . 1 * 5 k 1 . 9
LA 181 f 5.6 31 * 7,8*+t 7 f 2.8 207 f 5.5 33 * l0,4*t 6 f 0.9 213 k 11.9 36 f 8.5*+ 9 * 3.8
* different from baseline value (P < 0.05); t different fiom capsaicin (P < 0.05); f different fiom saline (P < 0.05); da , not applicable.
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CHAPTER 4
Discussion
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Discussion
Our results show that LA evokes an atropine-sensitive increase in bronchomotor
tone that is consistent with that described for other stimulants of C-fibre afferents
(Coleridge et al., 1989). Our study also found that capsazepine, the cornpetitive
capsaicinNR 1 receptor antagonist, sigdïcantly attenuates the bronchomotor reflex
response to capsaicin, but not the response to LA. Taken together, these results indicate
that LA is not an endogenous VRI ligand but suggest that LA and CAPS stimulate reflex
bronchoconstriction via different receptor signal transduction mechanism.
In both the adult and neonate, activation of pulmonary C-fibres by the vanilloid
excitotoxin capsaicin evokes reflex bronchocoastriction (Coleridge et al., 1989; Fisher et
al., 1 998), which is variably accompanied by mucus hypersecretioq vascular exudation
and ainvay edema (Coleridge et al., 1989; Lundberg & Saria, 1982). Physiological
stimulation of puhonary C-fibres initiates airway reflexes aimed at iimiting exposure of
the ainvays to noxious stimuli (as in Coleridge & Coleridge, 1994; Paintai, 1973; Karlsson
et al., 1988); however, activation of pulmonary C-fibres has also been implicated in the
airway hyperreactivity accompanying idammatory lung diseases such as asthma or, in the
newborn, BPD (Barnes, 1986; Bames, 1995; Spina, 1996). The magnitude of the
bronchoconstriction we observed to both CAPS and LA is submaximal (Forkert & Fisher,
1992) and may reflect a mechanism to enhance gas exchange by reducing dead space
volume (Widdicombe, 1963) or to protect the highly cornpliant airways of the newbom
fiom dynamic compression (Olsen et al., 1967).
Despite characterization of the in vivo reflex effects of CAPS, the effects of
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capsaicin on pulmonary C-fibres and elucidation of the molecular mechanism of action of
the putative C-fibre "capsaicin" receptor (Le. VRl ), the endogenous VRI ligand remains
to be identified. Likely activation of pulmonary C-fibres during idammatory conditions
has led to the proposal that biological compounds released in the i~arnmatory process
may represent endogenous agonists for the capsaicin receptor (Bevan & Geppetti, 1994;
Franco-Cereceda et al., 1994; Longhurst et aL, 199 1). Among these compounds, lactic
acid (LA) has received considerable attention. Acidic pH has been shown to evoke a
capsazepine-sensitive bronchoconstriction in the isoiated pettùsed guinea pig lung,
presumably by acting directly on C-fibre endings to cause release of tachykinins (Lou &
Lundberg, 1992). The ability of LA to act as an endogenous stimulant of reflex
bronchoconstriction in vivo however, has not been tested in the adult despite its excitatory
actions on C-fibres. The newbom is particularly interesting with respect to the actions of
K on C-fibres since metabolic and respiratory acidosis are normal components of
parturition as well as in certain pathologicai complications of birth (Koch & Wendel,
1968; Koch, 1968; Penn et a!., 1988; Abman & Groothius, 1994). While C-fibre
recordings have not been made in the newbom, C-fibre type reflexes have been examined
(Kalia, 1976; Ducros & Trippenbach, 199 1 ; Haxhiu-Poskunca et ai., 199 1 ; Anderson &
Fisher, 1993).
Initial studies in the newbom led to the conclusion that LA (0.25 mol-kg-') does
not evoke a bronchoconstnctor response in 1-6 d old rabbit pups @ucros & Trippenbach,
1991). In this study, we directly measured total pulmonary resistance following
presumptive C-fibre stimulation with comparable LA doses and found that LA caused a
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robusf cholinergie, reflex broncho constriction in the newbom dog. Whiie the discrepancy
between Ducros and Trippenbach (1 99 1) and our findings could be attributable to species
dserences, other factors are equaliy as likely. Ducros and Trippenbach used the ratio of
tidal volume to eosophageal pressure swing (Le. Cum) to monitor changes in
bronchomotor tone. However, CUyn is an indirect index of bronchoconstriction and may
be insensitive to small changes in ASM tone or resistance (Widdicombe, 1963).
Furthermore, CLdp is constrained in its relative response since it can decrease only in the
range of 100 to 0% of the control value, whereas 5 can increase several fold above
control. Indeed, this is why we evaluated EU, in the present study. In preliminary
experiments we found that right heart injection of 0.2 mmol-kg-' LA evoked modest but
quantifiable bronchoconstrictor responses in the newbom dog (8.3% increase in & versus
a 5% decrease in CLdyn). The small CLdyn response associated with the response of to
0.25 mmol-kg-' LA may make bronchoconstriction more difficult to detect with dynamic
cornpliance measurements. Altematively, 0 -2-0 -2 5 mrnol-kg-' may be inadequate to
sufficiently stimulate C-fibres in the newborn rabbit, which is more immature at birth than
the dog.
Development of the cornpetitive C-fibre receptor antagonist CAZP allowed us to
specifically investigate the putative mechanism of C-fibre activation with LA. In vivo,
CAZP attenuates the cardiorespiratory depressor effects evoked by CAPS in the adult rat
(Lee & Lundberg, 1994) and both in vivo (rat) and in vitro (guinea pig) recordings of C-
fibre responses to CAPS support this observation (Lee et al., 1996; Fox el al., 1995).
Furthermore, CAZP abolishes the CAPS-evoked inward cation current in neonatal rat
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DRG cells (Bevan et al., 1992). Nevertheless, to our knowledge the effect of CAZP on
CAPS-evoked reflex bronchoconstriction had not been investigated prior to Our study.
We found that CAZP effectively antagonized CAPS-evoked bronchoconstriction in vivo
(Fig. IO), which supports the notion that therapeutic targeting of sensory afferents in the
newbom may be a beneficid strategy for reducing both the cholinergie reflex component
as well as potential tachykinin components of the bronchomotor response associated with
C-fibre activation in idammatory lung disease (Spina, 1996; Spina & Page, 1996; Bames,
1986; Bmes , 1995; Szallasi & Blumberg, 1996).
Ln contrast to CAPS-evoked bronchoconstriction, LA-induced bronchomotor
refiexes were essentially unaEected by CAZP (Fig. 13). The CAZP-resistance of the LA-
evoked bronchomotor response indicates that LA and CAPS stimulate reflex
bronchoconsuiction either via different receptor signal transduction mechanisms withui the
same pulmonary C-fibre afTierent, or via different pulmonary C-fibre subpopulatiom. The
former explanation is the most likely, as single fibre recordings from adult rat have shown
that the same C-fibres are stimulated by CAPS and LA (Lee et al., 1996; Hong et al.,
1997). Descriptions of a proton-evoked cation current in frog and rat DRG neurons
(Akaike et al., 1990; Bevan & Yeats, 199 l), the latter localized in fibres sensitive to
CAPS, combined with the recent cloning of an acid-sensing ionic channel (ASIC) from
Xenopus DRG (Waldmann et al., 1997; Waldmann et al., 1997) provide additional
evidence in support of separate pulmonary C-fibre receptor mechanisms mediating CAPS-
and LA-evoked reflex bronchoconstriction. Altematively, the finding that acidic
extracellular pH below the threshold required to activate C-fibres facilitates capsaicin-
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induced cation current (Caterioa et al., 1997) is consistent with Vycklicky et aL's (1 998)
later suggestion that the facilitatory actions of protons on the capsaicin-evoked cation
current may be mediated by protonation of VRl . While this latter speculation addresses a
possible mechanism by which protons potentiate the activation of VRI with capsaicin, its
mechanistic focus does not offer an alternative endogenous VRI ligand candidate. In
order for the facilitatory actions of protons to explain Our results, H* would have to
unmask a reflex, C-fibre-rnediated response to a cirnilating endogenous ligand.
Others have alluded to the potential role of additional innammatory compounds as
endogenous stimulants of VRl (Karla et al., 1992; Shams et al., 1988; Vyklicky et al.,
1998). The CAZP-insensitivity of the LA response, combined with the longer latency and
time-to-peak of the bronchomotor response to LA (Tables 2 and 3) compared to CAPS,
could reflect a LA-induced metabolic intermediary that activates pulrnonaiy C-fibre
receptors. Based on Our data, it is not possible to state whether the tirne course of the RL
response supports either a direct protonnA-mediated mechanism of C-fibre activation or
the generation of an intermediary endogenous C-fibre stimulant released by LA. Slow
infusion of hydrochlonc acid stimulates platelets to release thromboxane Az (TxA*), an
arachadonic acid cyclooxygenase metabolite and C-fibre stimulant (Sharns et al., 1988).
Other products of the arachadonic acid cyclooqgenase pathway, such as PGE2 and
PGF*,, also stimulate unmyelinated sensory afFerents andlor potentiate their activation and
reflex effects (Coleridge et cd, 1978; Lee & Morton, 1995; Steen el al., 1995; 1996).
While application of PGE2, bradykinin and 5-HT together does not evoke the inward
cation current characteristic of VRl activation in cultured newborn rat sensory neurons,
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the acidic pH-evoked cation curent is greatly potentiated in the presence of i n f f t o r y
mediators (Steen et al, 1995; 1996). Furthemore, capsazepine appears to block the
potentiating effect of acid pH on idammatory mediator-evoked current but does not
reduce the underlying acid-evoked current itself (Vyklicb et al., 1998). The potentiating
effect of acidic pH on the infiammatory mediator-evoked current in sensory neurons is
similar to that evoked by acid pH during submaxirnal capsaicin application ( C a t e ~ a et al.,
1997) and has prompted the hypothesis that infiammatory mediators, specifidy PGE2,
may represent endogenous ligands for the "capsaicin" or VRI receptor (Vyklicky et al.,
1998). Whether these mechanisms play a role in the newbom dog's response to LA that
we observed is unclear, although they appear unlikely. Lee and colleagues found that
cyclooxygenase intermediaries were not involved in the LA-induced pulmonary
chernoreflex in the rat in which reflex apnea, bradycardia and hypotension evoked by LA
were unaffected by pretreatment with the cyclooxygenase enzyme antagonist indomethacin
(Lee & Morton, 1995; Lee et al., 1996). In a single animal, we assessed the effect of
indomethacin (15 mg-kg-'); it did not attenuate the bronchomotor response to LA
supporting Lee and colleague's conclusion that an LA-evoked cyclooxygenase
intermediary mechanism of C-fibre activation is unlikely .
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Potential Mechanisms of Action
Based on the avaiiable data in the literature and Our study, it appears that C-fibres
are stimulated by at least 2 paralle1 receptor transduction mechanisms (Fig. 15). The first,
VRl, is a non-specific cation conductance which specifically binds vanilloid compounds
(Le. capsaicin, resiniferatoxin) and displays a secondary putative recognition site for H+
that facilitates or amplifies the response to CAPS. While aione appears to be only a
weak stimulant of this receptor (Caterina et al., 1997), it potentiates the inward cation
current evoked by both vanilloids and idammatory mediators (specincaiiy l'GEÎ), the
latter of which may represent an endogenous VRl agonist (Vyklicky et al., 1998). The
second receptor transduction mechanism (ASIC) is a H'-gated Na' conductance. Since
the lactate anion potentiates the acide-evoked pulrnonary chemoreflex, ASIC might also
display a secondary recognition site for the lactate anion (Fig. 15). Our hdings show a
clear separation of the mechanisms with respect to in vivo bronchomotor reflexes. C-fibre
recordings in the newbom are required to further clar@ the hypothesized parallel C-fibre
receptor transduction mechanisms by quantdjmg activation Iatencies and afferent
discharge fkequencies. Biophysical studies of the vanilloid receptor-induced cation current
and its pH sensitivity wiII also be cnticai in elucidating the mechanisms activating C-fibre
afferents.
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Figure 15. Possible mechanisms of activation of C-fibre receptors by EI+ Hypotheses for the activation of pulmonary C-fibres with capsaicin and lactic acid
based on the present study and the literature. Capsazepine abolished the "capsaicin"NR1 receptor-mediated response to capsaicin but not the LA-evoked response. The present study indicates that CAPS and LA act via different sensory mechanisms, consistent with the 2 paraiiei activation mechanisms shown: VRI, a non-specific cation conductance with a primary activation site which binds capsaicin and a secondas, recognition site for H' that enhances the response to CAPS (Caterina et al., 1997); and ASIC (Acid-Sensing Ionic Channel), a Kgated conductance (Waldmann et al., 1997) with a secondary recognition site for the lactate anion that reflects the reported ability of lactate anion to enhance the H' response (Hong et al., 1997).
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Surnrnary
In summary, we conclude that LA behaves a s an endogenous C-fibre stimulant to
cause reflex bronchoconstriction. Further, we conclude that capsazephe reversibly
antagonizes the reflex bronchoconstnction eiicited by right heart injections of capsaicui,
presumably by acting at the C-fibre "capsaicin"NR1 receptor. Finally, the CAZP-
resistance of the LA-induced airway response indicates that LA acts via an independent
mechanism to that of CAPS to evoke reflex bronchoconstriction, possibly by activation of
an acid-sensing ionic channel-like C-fibre receptor transduction mechanism.
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