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    Physical Processes in Bioreactors 1

    Master of Sciencein Chemical Engineering

    Course in

    University of San CarlosDepartment of Chemical Engineering

    Nasipit, Talamban, Cebu CityTelefax: +63323446783

    Email: [email protected]

    Bioprocess Technology

    Physical Processes in Bioreactors

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    Physical Processes in Bioreactors 2

    Contents of the Lecture

    Fluid flow and mixing

    Heat transfer

    Mass transfer

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    Physical Processes in Bioreactors 3

    Heat Transfer in Bioreactors

    In situ sterilization of liquid medium Temperature control during reactor operation

    Heat-transfer configuration for bioreactors

    a) Jacketed vessel

    b) External coil

    c) Internal helical coild) Internal baffle-type coil

    e) External heat exchanger

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    Physical Processes in Bioreactors 4

    Heat-transfer configurations for

    bioreactors

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    Physical Processes in Bioreactors 5

    Temperature changes for control of fermentation

    temperature using cooling water

    Te m

    p e r a t

    u r e

    Distance from cold-fluid inlet

    TF

    Tci

    Tco

    Fermenter temperature

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    Physical Processes in Bioreactors 6

    Heat Transfer Mechanisms

    RECALL, Conduction

    Convection Radiation

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    Physical Processes in Bioreactors 7

    Heat Transfer Between Fluids

    ThThw

    Tcw

    Tc

    Hot fluidCold fluid

    (1) (2) (3)

    (1) ( )H h h hwh A T T =

    (2)

    ( )

    ( )hw cw

    H

    T T

    L

    =

    (3) ( )H c cw ch A T T =

    Resistances: 1h

    h

    R

    h A

    =

    1c

    c

    Rh A

    =

    w

    LR

    =

    Where:

    h = individual heat transfer coefficient.

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    Physical Processes in Bioreactors 8

    Overall Heat Transfer Coefficient

    ( )H h cUA T T = (a)

    1T h w cR R R R

    UA= = + +

    But,

    1 1 1

    h c

    LUA h A A h A

    = + +

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    Physical Processes in Bioreactors 9

    Fouling Factors

    1 1 1 1 1fh h c fc

    LU h h h h

    = + + + +

    Fouling factor of the hot-fluid sideFouling factor of the cold-fluid side

    Design equations for heat-transfer systems

    Equation (a) and energy balance equations

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    Physical Processes in Bioreactors 10

    Estimation of Heat Transfer

    Coefficients

    = wb

    L

    D

    GrfNu

    ,,Pr,Re,

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    Physical Processes in Bioreactors 11

    Heat Transfer in Aerobic

    Fermentations

    rate of oxygen consumption by cells

    Maximum cell concentration supported by heat transfer system

    rxnH

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    Physical Processes in Bioreactors 12

    Heat Transfer in Aerobic

    Fermentations

    9Heat transfer is severe when: Fluid is viscous

    Turbulence & high U are difficult toachieve

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    Physical Processes in Bioreactors 13

    Mass Transfer in Bioreactors

    9Conduction (role in bioprocessing) Scale of mixing

    Solid-phase reaction Interphase transfer

    9Convection

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    Physical Processes in Bioreactors 14

    Diffusion TheoryCA1

    CA2

    JA

    x

    dx

    dC

    Da

    N

    JA

    AB

    A

    A ==

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    Physical Processes in Bioreactors 15

    Mass Transfer Across A Phase Boundary

    =

    propertiesfluid

    geometry,ics,hydrodynamfk

    Rate of transfer

    AA

    CkaN =

    Resistance to mass transfer

    kaRm1

    =

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    Physical Processes in Bioreactors 16

    Mass Transfer Across A Phase

    Boundary

    Liquid-solid Liquid-liquid

    Gas-liquid

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    Physical Processes in Bioreactors 17

    Liquid-solid Mass Transfer

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    Physical Processes in Bioreactors 18

    Gas-liquid Mass Transfer

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    Physical Processes in Bioreactors 19

    Oxygen Transfer

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    Physical Processes in Bioreactors 20

    Steps for Oxygen Transfer from gas bubble to cell

    i. Transfer from the interior of the bubble to the gas-liquidinterface

    ii. Movement across the gas-liquid interfaceiii. Diffusion through the relatively stagnant liquid film

    surrounding the bubble

    iv. Transport through the bulk liquid

    v. Diffusion through the relatively stagnant liquid filmsurrounding the cells

    vi. Movement across the liquid-cell interface

    vii. If the cells are in a floc, clump or solid particle,diffusion through the solid to the individual cell

    viii. Transport through the cytoplasm to the site of reaction

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    Physical Processes in Bioreactors 21

    Analysis of G-L Mass Transfer in Bioreactors

    i. Transfer through the bulk gas phase in the bubble is relatively fastii. The gas-liquid interface itself contributes negligible resistance

    iii. The liquid film around the bubbles is a major resistance to oxygen transfer

    iv. In a well-mixed fermenter, concentration gradients in the bulk liquid are

    minimized & mass-transfer resistance in this region is small. However, rapidmixing can be difficult to achieve in viscous fermentation broths; if this is the

    case, oxygen-transfer resistance in the bulk liquid may be important.

    v. Because single cells are much smaller than gas bubbles, the liquid film

    surrounding each cell is much thinner than that around the bubbles and its

    effect on mass transfer can generally be neglected. On the other hand, if thecells form large clumps, liquid-film resistance can be significant.

    vi. Resistance at the cell-liquid interface is generally neglected.

    vii. When the cells are in clumps, intraparticle resistance is likely to be significant

    as oxygen has to diffuse through the solid pellet to reach the interior cells.

    The magnitude of this resistance depends on the size of the clumps.

    viii. Intracellular oxygen-transfer resistance is negligible because of the small

    distances involved.

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    Physical Processes in Bioreactors 22

    Oxygen demand during cultivation of yeast cells

    In the culture medium the O2 solubility is

    CO2* = 1.1 mmol/l = 35.2 mg / 1 (ppm),

    (a)

    Which in case of air saturation reduces to

    CO2* = 35.2 x 0.209 = 7.36 ppm

    (b)

    The typical O2 demand of the yeast fermentation is in the following range

    Q O2 = 0.3 g O2 / (g Dm h) (c)

    Hence, for biomass concentration of 20 g Dm/l the oxygen demand is

    Q O2 = 0.3 x 20 = 6 g O2 / h

    (d)This implies that the number of complete saturations of the fermentation broth amounts to

    n-Sat = 6 / 0.00736 = 816 h-1

    (e)

    This is not an easy task, particularly, if higher biomass concentrations are desired which are usual inpractice (for instance 60 g DM/l).

    Critical oxygen concentration

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    Physical Processes in Bioreactors 23

    Critical oxygen concentration

    To avoid limitations of cell growth and product formation by lack of oxygen it is necessary that a certain

    oxygen concentration is maintained in the culture media.

    At next, an estimation is done to find out the conditions under which the biochemical reactions involved in

    cell growth are the limiting steps. Usually, the highest oxygen consumption rates are observed during cell

    growth. The largest mass transfer rates for oxygen (mol/cm3.s) are obtained for CL = 0, hence

    max = kL a CL (1

    On the other hand, the maximum oxygen consumption during cell growth is given by

    rmax

    = max X . 1/YO2 (2)

    with the yield coefficient

    YO2 = generated biomass / consumed moled O2 (3)

    It is understood that the main resistance for oxygen utilization is predominantly limited by microbialmetabolism if

    max >> rmax (4)

    or

    kLa CL* >> 1/YO2 max X , (5)

    respectively.

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    Physical Processes in Bioreactors 24

    In this case there is no mass transfer resistance for oxygen and the entire growth process is controlled

    by the biochemical reactions in the cell machinery. However, if CL < CL, crit

    ( = Ko2 ), oxygen can be the limiting substrate and hence the oxygen input into the culture media is thelimiting step of the process (Fig. 9).

    With the assumption CL* >> CL it follows

    X/'ak*CY1

    X/'akKY

    maxLLO

    maxOO

    2

    L22

    It can be anticipated as a guideline that no mass transfer limitation for oxygen exists at the gas/liquid

    interface if eq. (38) appliesC

    L> 3

    2OK ( = CL, crit )

    From the biochemical viewpoint this implies that always sufficient oxygen is available to except the

    electron pairs which pass through the respiratory chain. To estimate the critical oxygen concentration

    which leads to growth limitation by lack of oxygen a kinetic law of Monod type is assumed to apply

    for oxygen, i.e.,

    r = max

    x2

    2OLO

    L

    Y

    1

    CK

    C

    +

    Then the stationary oxygen balance is given by

    OTR = OUR

    Oxygen transfer rate oxygen uptake rate

    kL

    a (CL* - C

    L) =

    maxx

    22

    OLO

    L

    Y

    1

    CK

    C

    +

    (6)

    (7)

    CL = CL* (8)

    (9)

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    Physical Processes in Bioreactors 25

    Typical values of the critical O2

    concentration

    (at sufficient supply with other substrates)

    CL* (at air saturation) = 0.23 mmol/l

    Microorganisms T, C CL,

    Crit mmol/l

    Azetobacter vinlandii 30 0.03

    E. coli 37.8 0.008

    15 0.003Pseudomonas denitroficans 30 0.009

    Yeast 34.8 0.004620 0.0037

    P. chrysogenum 24 0.022

    30 0.009It can be assumed

    as a rule of thumb that0.003 < C

    L, crit < 0.05 mmol/l

    which corresponds to an air saturation of 1 to 25%

    Fig.9

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    Physical Processes in Bioreactors 26

    Scale-up

    The performance of a bioreactor depends on process specific data (stoichiometric coefficients,

    thermodynamic and kinetic data) and transport parameters (hydrodynamics, heat and mass

    transfer properties).

    Specific data are scale independent and the transport parameters may be drastically dependenton the reactor size. For instance, the oxygen solubility (CL*) is a thermodynamic quantity

    which depends only on the medium composition and the temperature while the actual oxygen

    concentration in the culture medium is a complex function of the biochemical kinetics and the

    scale dependent transport parameters (kLa, , etc.).

    Phenotypical appearance of an organism is determined by both its genotype and the living

    conditions in the culture.

    Kossen has proposed to select production strains in laboratory scale at conditions which prevailin large reactors. Instead of looking for a baseball player in a soccer field, one should do scale

    down of reactors for proper screening of microbes.

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    Physical Processes in Bioreactors 27

    The different methods for scale-up can be summarized as follows:

    (1) Fundamental methods (modeling of the process on the basis of the balances for mass, heat

    and momentum which requires detailed knowledge of all transport effects and their

    interaction)

    (2) Semifundamental methods (solution of simplified balance equations)

    (3) Dimensional analysis (is only of limited value as not always applicable)

    (4) Rules of thumbs, know how(5) Trial and error

    In todays fermentation industry only methods (4) and (5) are established. The often used rules

    of thumbs imply: Do the scale-up in such a way that the culture conditions (environment)

    and some typical engineering parameters (P/V, , kLa, Re, ) are kept constant.

    Scale-up criteria used in industry

    % of industry Criterium used

    30% P/V constant30% kLa constant

    20% utip constant*

    20% Po2 constant

    *utip = stirrer tip velocity

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    Physical Processes in Bioreactors 28

    Examples for a successful scale-up on the basis of different criteria are given in Fig. 10.

    The intrinsic know how is the choice of the correct criteria for the specific process.

    Different scale-up criteria and their consequencesScale-up from a 10 litre reactor to 10 m3 which is a linear scale factor of 10.

    1 0.22 2.15 21.5

    102 1 10 102

    0.1 0.1 1 10

    10-4 10-2 0.1 1

    103

    105

    102

    0.1

    P/V

    N(-1)

    utipRe

    Value in 10 m3 scale

    P/V N(-1) ND Re

    PCriterium:

    Constancy of

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    Physical Processes in Bioreactors 29

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    Physical Processes in Bioreactors 30

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    Physical Processes in Bioreactors 31

    Some criteria cannot be fulfilled in practice. An example is the requirement for equal mixing times in

    small and large scale. For many stirrer systems we have the empirical relation

    300D

    p5

    3

    =

    Considering this, the equality of mixing times ( = idem) implies that

    l2S2)

    D

    V/P()

    D

    V/P( =

    2

    S

    l

    )D

    D

    For a linear scale factor of 10 (0.01 to 10) and (P/V)S

    = 2 kW/m3 it follows

    (P/V)l= 200 kW/m3

    Such a high energy input in a bioreactor is nearly impossible and would be extremely costly.

    (P/V)l = (P/V)S (

    (10)

    (11)

    (12)