LFS BROKING PRIVATE LIMITED(MEMBER OF BSE, NSE & CDSL)

TRADING & DEMAT

ACCOUNT OPENING FORM

(NON-INDIVIDUAL)

....... Broking Simplified

www.lfsbroking.in

Form No. IC

BRANCH CODE

CLIENT NAME

CLIENT CODE

BO ID

TM

ACKNOWLEDGEMENT

To, LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai - 400025. Tel: 022-49228222 Fax: 022-49228221

Dear Sir,

I/We, hereby, acknowledge of having read, understood and in receipt of the following documents in Physical / Electronic (Digital) form which is in accordance with SEBI circular no. CIR/MIRSD/16/2011 dated August 22, 2011:

1. Photocopy of duly executed KYC form including Mandatory and Voluntary documents.2. Rights and Obligations of Stock Brokers, Sub-brokers and Clients.3. Risk Disclosure Document for Capital Market and Derivatives Segments.4. Guidance Notes - Do’s and Don’ts for Trading on the Exchange(s) for Investors5. Information on Anti Money Laundering6. All other documents / proofs executed / submitted by me/us.

I/We, hereby, acknowledge of having read, understood and in receipt of the following documents which is in accordance with SEBI circular no. CIR/MIRSD/12/2013 dated December 04, 2013:

7. Photocopy of duly executed KYC form including Mandatory and Voluntary documents.8. Rights and Obligations of Beneficial Owner and Depository Participants.9. Do's and Don’ts for Beneficiary Owners.10. Terms and Condition for doing transaction using Trust.11. All other documents / proofs executed / submitted by me/us.

I/We understand that the Voluntary documents executed by me/us are out my/our free will. I/We am/are in knowledge that the above documents (2), (3), (4), (5), (8), (9) & (10) are also available on LFS Broking website www.lfsbroking.in

I/We, further, acknowledge that the other details related to my/our account are as under:

Client ID: _____________________________________________________________

Trading Code: _________________________________________________________

Email Id: _____________________________________________________________

First / Sole Holder or Guardian (in case of Minor)

Second Holder Third Holder

Name

Signature

D D M M Y Y Y Y

Mobile No:

Disclosure pursuant to SEBI Circular No. CIR/MIRSD/16/2011 dated August 22, 2011 Documents required as per SEBI Circular No. CIR/MIRSD/16/2011 dated August 22, 2011

INDEX . MANDATORY DOCUMENTS AS PRESCRIBED BY SEBI & EXCHANGES

Sr. No. Name of the Document Brief Significance of the Document Page No. 1. KRA Application Form for Non-

IndividualsDocument captures the basic information about the constituent/client and an instruction/check list.

01 – 04

2. FATCA & CRS Declaration FATCA & CRS Annexure for Non-Individuals accounts 05 – 06 3. Trading Account related Details Document captures the additional information about

the Constituent relevant to trading account and an instruction/ check list.

07 – 10

4. Policies and Procedures Document describing significant policies and procedures of the stock broker.

11 – 14

5. Tariff Sheet Document detailing the rate/amount of brokerage and other charges levied on the client for trading on the stock exchange(s).

15

MANDATORY DOCUMENTS FOR DEMAT ACCOUNT (IF DP SERVICES AVAILED THROUGH LFS) 6. Additional KYC Form for Opening a

Demat AccountDemat Account Application Form for Non-Individual 16 – 19

7. SMS Alerts from CDSL Terms And Conditions-cum-Registration/Modification Form for receiving SMS Alerts from CDSL

20 – 22

8. Tariff Structure for DepositoryServices

Document detailing the charges levied for availing DP Services.

23

VOLUNTARY DOCUMENTS AS PROVIDED BY THE STOCK BROKER 9. Option Form for issue of DIS

BookletRequire to issue Delivery Instruction Slip (DIS) Booklet 24

10. Declaration Letter for BSDA Declaration for availing of Basic Services Demat Account (BSDA) facility

25

11. Running Account AuthorizationLetter

Authorization by client to maintain Running Account & to retain funds / securities in trading account to meet settlement obligations.

26

12. Authorization for receipt ofDocuments in Digital Mode

This authorization is to receive contract notes and other documents related to Trading & Demat Account through electronic mode on the client’s registered E-mail id.

27

13. Request for SMS and Email alertsfrom Stock Exchange/s

Request by client to receive SMS and/or Email alerts from Stock Exchange/s

28

14. Internet Trading Letter Internet Trading declaration 29 15. Authorization for Adjustment

between Different Segments &Exchanges

Letter of Authorization by client for Adjustment between Different Segments & Exchanges

29

16. Authorization for Disclosure ofClients Details

Authorization by client for Disclosure of Clients Details 30

17. Power of Attorney for the purposeof Settlement / Margin obligation

POA provided BO/Client to LFS Broking for settlement & margin purposes.

I-II

FORMATS 18. Bank verification Letter To be provided on letterhead or attested by Bank 31 19. Declaration by HUF To be provided on letterhead (if applicable) 32 20. Declaration & Authority by

Partners of Partnership FirmTo be provided on letterhead (if applicable) 33

21. Board Resolution for KRA To be provided on letterhead of Corporate/Trust/LLP 33 22. Board Resolution for Trading &

Demat PurposeTo be provided on letterhead of Corporate/Trust/LLP 34

NOTE : USE SEPARATE KRA FORM FOR DIRECTORS / PARTNERS

INSTRUCTIONS/CHECK LIST

1. Additional documents in case of trading in derivatives segments-illustrative list :

Copy of ITR Acknowledgement (for last 2 years) Copy of Annual Accounts In case of salary income – Salary Slip (for last 3 months) / Form 16

Net worth certificate

Copy of Demat account holding statement Bank account statement for last 6 months Any other relevant documents substantiating ownership of assets.

Self-declaration with relevant supporting documents

* In respect of other clients, documents as per risk management policy of the stock broker need to beprovided by the client from time to time.

2. Copy of cancelled cheque leaf/pass book/bank statement specifying name of the constituent, MICR codeor/and IFSC Code of the bank should be submitted.

3. Demat master or recent holding statement issued by DP bearing name of the client.

4. For Non-Individuals:a. Form need to be initialized by all the authorized signatories.b. Copy of Board Resolution or declaration (on the letterhead) naming the persons authorized to deal in

securities on behalf of company/firm/others and their specimen signatures.

SEPARATE BOOKLET (MANDATORY DOCUMENTS) 1. Rights and Obligations Document stating the Rights & Obligations of stock

broker/trading member, sub-broker and client for trading on exchanges (including additional rights & obligations in case of internet/wireless technology based trading).

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2. Risk Disclosure Document (RDD) Document detailing risks associated with dealing in the Securities Market.

3. Guidance note - Do’s and Don’tsfor the Investor

Document detailing dos and don’ts for trading on exchange, for the education of the investors.

4. Rights and Obligations ofBeneficial Owner & DepositoryParticipant

Document stating the Rights & Obligations of Depository Participant and Client for availing DP Services.

5. Terms & Conditions for doingtransaction using TRUST

Terms and Condition for doing transaction using secured texting facility (TRUST) through mobile.

6. Information on Anti MoneyLaundering

Understanding for Clients about Anti Money Laundering & PML Act.

CIN NO.: U67190PN2011PTC140719

Registered Office Address: Office No. 311/75, 3rd Floor, Shrinath Plaza, ‘B’ Wing, F.C. Road, Shivaji Nagar,

Correspondence Office Address:U nit No.10, Gr Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg,

Tel: (91) 22‐49228222 Fax: (91) 22‐49228221 Website: www.lfsbroking.in

Exchange Segment SEBI Registra�on No.Member

CodeDate of Registra�on

BSE CASH INZ 000101238 6628 February 20, 2017

NSE CASH/FO/CD INZ 000101238 90022 February 20, 2017

CDSL Depository Par�cipant IN‐DP‐363‐2018

Clearing Member for NSE (FO & CD) Segments:

IL & FS Securi�es Services Ltd.

Compliance Officer Details :

Director/CEO Details :

Mr. Umesh Chopdekar

Ph : 022‐49228222 Ext: 243

Email ID :

Mr. Saiyad Jiyajur Rahaman

Ph : 022‐49228222 Ext: 224

Email ID : sjr@lfsbroking.co.in

For any grievances / dispute please contact LFS BROKING PVT. LTD. at the above address or email Id

grievance@lfsbroking.co.in and phone no. 91‐022‐49228222.

In case not sa�sfied with the response, please contact the concerned exchange(s) at below given Email ‐ Id and Phone No.:

Exchange Email ID Phone No.

Bombay Stock Exchange Ltd. (BSE) is@bseindia.com 022 ‐22728517

Na�onal Stock Exchange of India Ltd. (NSE) ignse@nse.co.in 18002660058

Central Depository Services (India) Ltd. (CDSL) complaints@cdslindia.com 1800‐22‐5533

Bhamburda, Pune 411005.

Prabhadevi, Mumbai ‐ 400025.

“In case not sa�sfied with the response, please lodge and track compliant on SEBI centralized web based complaints redress system (SCORES) from anywhere by visi�ng www.scores.gov.in.”

DISCLOSURE INFORMATION

(Disclosure to Proprietary Trading pursuance to SEBI Circular no. SEBI/MRD/SE/Cir‐ 42/2003 dated Nov 19, 2003)

Dear Client,

This is to inform you that we do client based trading and undertake Pro account trading business on the Exchanges we are registered as member.

For LFS BROKING PVT. LTD.

LFS BROKING PVT. LTD.

April 05, 201885400

IL & FS House, Plot No. 14, Raheja Vihar,Chandivali, Andheri (E), Mumbai ‐ 400072.Tel.: 022 42493000 www.ilfsdp.com

umesh.chopdekar@lfsbroking.co.in

IDENTITY VERIFIED “IN PERSON” Date :____________________

Signature of Employee/Branch Manager :_______________________Place :___________

Name of Employee/Branch Manager :__________________________________________

Designation / Department :_____________________ Employee Code :_______________

Head – Office / Branch : ____________________________________________________

DOCUMENTS VERIFIED “IN ORIGINAL” Date :___________________

Signature of Employee/Branch Manager :_______________________Place :___________

Name of Employee/Branch Manager :__________________________________________

Designation / Department :_____________________ Employee Code :_______________

Head – Office / Branch : ____________________________________________________

---------------------:: FOR OFFICE USE ONLY :: ---------------------

VERIFIED “NOT A DEBARRED ENTITY”

VERIFIED “Not an Individual or Entity as covered” onhttp://www.watchoutinvestors.com

VERIFIED “Not an Individual or Entity as approved by UNSCO” onhttp://www.un.org/sc/committees/1267/consolist.shtml.

Signature of Employee :______________________________________________________

Name of Employee :________________________________________________________

Designation / Department :___________________________________________________

Employee Code :___________________________________________________________

Date: ___________________ Place: _______________________

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Annexure for Non-Individual AccountsIncluding additional details of ultimate beneficial owner

5

LFS Broking Pvt. Ltd.

6

TRADING ACCOUNT RELATED DETAILS

D. OTHER DETAILS

1. Gross Annual Income Details ( Please �ck ) :______________________________

Income Range per annum:

Below Rs. 1 Lac Rs.1 ‐ 5 Lacs Rs. 5 ‐ 10 Lacs Rs.10 ‐ 25 Lacs

Rs.25 ‐ 50 Lacs Rs.50 Lacs ‐ 1 Cr. Above Rs.1 Cr.

and #

Net‐worth as on (date)………………...... (Rs.__________________) (Net worth should not be older than 1 year)

(# for ‘Non-Individual’ ‐ Gross annual income details & net worth deta

ils required)

2. Occupa�on (please �ck any one and give brief details ) :

Private Sector Public Sector Government Service Business Professional

Agriculturist Re�red Housewife Student Others (please specify)___________

3. Please �ck, if applicable:

Poli�cally Exposed Person (PEP) Related to a Poli�cally Exposed Person (PEP) NO

4. NRI Details (Individual Only):

NRO NRE

NRI Repatriable NRI Non ‐ Repatriable

D D M M Y Y Y Y

Foreign address:

City:

State:

Pin Code:

Country:

Passport

Visa

Foreign Address

PIS approval

Indian Address

NOTE: Provide a copy of cancelled cheque leaf / Pass Book / Bank Statements specifying name of the Client, MICR Code, or/and IFSC Code of the bank.

Note: In case of any correc�on in the form Sign next to the correc�on done & Sign has to match the original signature

E. BANK ACCOUNTS DETAILS (Please Tick Default A/c any one)

1 Yes No 2 Yes No

Bank Name Bank Name

Branch Address Branch Address

Account No

Account No.

9‐Digits MICR Code 9‐Digits MICR Code

IFSC Code IFSC Code

7

Account to be opened:

RBI Approval Date:RBI Approval reference No:

Documents Furnished:

Account Type:Saving/Current/Others‐In case of NRI/NRE/NRO

Account Type:Saving/Current/Others‐In case of NRI/NRE/NRO

Note: In case of any correc�on in the form Sign next to the correc�on done & Sign has to match the original signature

Note: Provide a copy of either Demat Master or a recent holding statement issued by DP bearing Name of the Client.

G. TRADING PREFERENCES:(Stock Exchange(S) & Segment on Which You Wish to Trade)

(Please sign in the relevant boxes where you wish to trade. The Segment not chosen should be struck off by you.)

EXCHANGE SEGMENT

Equity Cash Equity Deriva�ves (F&O) Currency Deriva�ves

BSE

NSE

# If, in future, the client wants to trade on any new segment/new exchange, separate authoriza�on/le�er should b e taken from the client by LFS .

*Clients op�ng for trading in Deriva�ve Segments should give addi�onal documents as men�oned in the Instruc�ons.

H. PAST ACTIONS

Details of any ac�on/proceedings ini�ated/pending/ taken by SEBI/ Stock exchange/any other authority against the applicant/cons�tuent or its Partners/promoters/whole �me directors/authorized persons in charge of dealing in securi�es during the last 3 years:

I. DEALINGS THROUGH SUB‐BROKERS AND OTHER STOCK BROKERS

F. DEPOSITORY ACCOUNT[S] DETAILS, if available: (Please Tick Default A/c any one)

1 Yes No 2 Yes No

Depository Par�cipant Name

Depository Par�cipant Name

Depository Name

(NSDL/CDSL)Depository Name

(NSDL/CDSL)

Beneficiary Name Beneficiary Name

DP ID DP ID

Beneficiary ID (BO ID) Beneficiary ID(BO ID)

If client is dealing through any other Member, provide the following details:

Sub‐Broker’s Name:

SEBI Registra�on Number: BSE: NSE:

Registered office address:

Phone: Fax: Website:

Whether dealing with any other stock broker/sub‐broker (incase dealing with mul�ple stock brokers/sub‐brokers,provide details of all)

Name of Stock Broker :

Name of Sub‐Broker, if any :

Client Code: Exchange:

Note: In case of any correc�on in the form Sign next to the correc�on done & Sign has to match the original signature

8

Details of disputes/dues pending from/to such stock broker/sub‐broker:

J. ADDITIONAL DETAILS

Whether you wish to receive (please specify): Physical Contract Note Electronic Contract Note(ECN)

In case of ECN Specify your Email id

Whether you wish to avail of the facility of Internet Trading/ Wireless Technology (please specify):

Yes No

In case of non‐individuals, name, designa�on, PAN, UID, signature, residen�al address and photographs of persons authorized to deal in securi�es on behalf of company/firm/others:

As per Annexure A�ached

Any Other Informa�on:

K. INTRODUCER DETAILS (op�onal)

Name of the Introducer:

Status of the Introducer:

Address of the Introducer:

Phone No. Signature of the Introducer:

L. NOMINATION DETAILS (ONLY FOR INDIVIDUAL)

I/We do not wish to nominate anyone for this account

I/We wish to Nominate

Name of the Nominee

Rela�onship with the Nominee

PAN of Nominee

Date of Birth of Nominee D D M M Y Y Y Y

Address & Phone no. of Nominee

If Nominee is a minor, details of guardian:

Name of the Guardian

Address & Phone no of Guardian

Signature of Guardian

Witness: (Only applicable in case the account holder has made nomina�on)

Name Name

Address Address

Signature Signature

Note: In case of any correc�on in the form Sign next to the correc�on done & Sign has to match the original signature

Number of Years of investment / Trading Experiences :

9

DECLARATION

1. I/We hereby declare that the details furnished above are true and correct to the best of my/ourknowledge and belief and I/we undertake to inform you of any change therein, immediately. In case anyof the above informa�on is found to be false or untrue or misleading or misrepresen�ng, I am/we

are aware that I/we may be held liable for it.

2. I/We confirm having read/been explained and understood thec ontents of the document on policyand procedures of LFS Broking and the tariff sheet.

3. I/We further confirm having read and understood the contents of the ‘Rights and Obliga�onsdocument(s)

and ‘Risk Disclosure Document’. I/We do hereby agree to be bound by such provisions asoutlined in these documents. I/We have also been informed that the standard set of documentshas been displayed for Informa�on on Member’s designated website, if any.

Place:

( )Signature of Client/(all) Authorized Signatory (ies)Date:

FOR OFFICE USE ONLY

UCC Code allo�ed to the Client:

Documents Verified With Originals

Client Interviewed ByIn‐Person Verifica�on

done By

Name of the Employee :

Employee Code :

Designa�on of the employee:

Date :

Signature:

Signature of the Authorised Signatory

Date Seal/Stamp of LFS BROKING PVT. LTD.

10

I/We undertake that we have made the client aware of ‘Policy Procedures’, Tariff Sheet and all the voluntary/non‐mandatory documents. I/We have also made the client aware of ‘Rights and Obliga�ons’ document (s), RDD, andGuidance Note. I/We have given/sent him a copy of all the KYC documents. I/We undertake that any change in the‘Policy and Procedures’, tariff sheet and all the voluntary/non‐mandatory documents would be duly in�mated to the clients. I/We also undertake that any change in the ‘Rights and Obliga�ons’ and RDD would be made available on my/our website, if and for the informa�on of the clients.

POLICIES AND PROCEDURES

a) Penny Stocks :

Penny Stock ‐ A stock that trades at a rela�vely lowprice and market capitaliza�on. These types of stocksare generally considered to be highly specula�ve andhigh risk because of their stock of liquidity, largebid‐ask spreads, small capitaliza�on and limiteddisclosure.

The clients is advised not to deal in penny stocks andif a client deals in the such stocks, 100% margin willbe taken from him in advance and these shares willnot be taken to as Margin deposit.

LFS BROKING shall have authority from �me to �me tolimit (quan�ty/value) or refuse orders in one or moresecuri�es due to various reasons including marketliquidity, value of security/ies or may require compulsoryse�lement / advance payment of expected se�lementvalue / delivery of securi�es for se�lement prior toacceptance / placement of order(s) as well, the orderbeing for securi�es which are not in the permi�ed listof LFS BROKING / exchange(s) / SEBI or does notcommensurate with the risk profile of the client asassessed by the broker. Decision of Broker will be bindingon the client and will be final.

b) Se�ng up Client’s Exposure Limits :

LFS BROKING may from �me to �me impose andvary limits on the orders that the client can placethrough LFS BROKING’s system (including exposurelimits, turnover limits, limits as to the number, valueand/or kind of securi�es in respect of which orderscan be placed etc.)

The client is aware and agrees that LFS BROKING mayneed to vary or reduce the limits or impose new limitsurgently on the basis of LFS BROKING’s risk percep�onand other factors considered relevant by LFS BROKINGincluding but not limited to limits on account of exchange/SEBI direc�ons/limits (such as broker level/ market levellimits in security specific/volume specific exposures etc.)and LFS BROKING may be unable to inform the client ofsuch varia�on, reduc�on or imposi�on in advance.

The client agrees that LFS BROKING shall not beresponsible for such varia�on, reduc�on or imposi�onor the client’s inability to route any order throughLFS BROKING’s trading system on account of any suchvaria�on, reduc�on or imposi�on of limits.

The client further agrees that LFS BROKING may atany �me, at its sole discre�on and without prior no�ce,prohibit or restrict the client’s ability to place ordersor trade in securi�es through LFS BROKING, or it maysubject any order placed by the client to a review beforeits entry into the trading systems and may refuse toexecute/allow execu�on of orders due to but not limitedto the reason of lack of margin/securiteis or order beingoutside the limits set by LFS BROKING / exchange / SEBI

and any other reasons which LFS BROKING may deem appropriate in the circumstances. The client agrees that the losses, if any, on account of refusal to delay caused by such review, shall be borne by the client alone.

LFS BROKING has margin based RMS system. Total deposits of the clients are uploaded in the system and client may take exposure on the basis of margin applicable for respec�ve security as per VAR/haircut based margining system of the stock exchange and/or margin defined by RMS based on their risk percep�on.

In case of exposure taken on the basis of shares margin the payment is required to be made before the exchange pay in date otherwise it will be liable to square off a�er the pay in �me or any �me due to shortage of margin.

c) Applicable Brokerage Rate :

Brokerage will be charges within the limits prescribedby SEBI / Exchange :

i.

ii.

For Cash Market Segment:The maximum brokerage chargeable in rela�on to trades affected in the securi�es admi�ed to dealings on the Cash/Capital Market segment of the Exchange shall be 2.5% of the contract price exclusive of statutory levies. It is hereby further clarified that where the sale/purchase value of a share is Rs. 10/‐ or less, a maximum brokerage of 25 paise per share may be collected.

Brokerage for op�on contracts would not exceed Rs. 100/‐ per lot single side or such other rates as provided by the exchanges.

For Op�on Contracts:

d) Imposi�on of penalty/delayed payment charges :

Client shall be liable to penalty and other charges on non‐payment of margin money, short selling of securi�es or units, failure on payment of auc�on, cheque bounce, non ‐ delivery of shares, increase open posi�on.

Similarly in case of non‐receipt of full payment of value of delivery purchased, margin imposed (ini�al + MTM) delayed payment charges will be charged upto 18% per day calculated on daily basis on shor�all amount �ll the date of actual realiza�on of money, however the same will not amount to margin funding. All fines / penal�es and charges levied upon the Client due to its acts / deeds or transac�ons will be recovered by LFS BROKING directlyfrom the client’s account.

Further where LFS BROKING has to pay any fine or bear any punishment from any authority in connec�on with / as a consequence of / in rela�on to any of the orders / trades / deals / ac�ons of the client, the same shall be borne by the client.

Day. The client understands and acknowledges the same and undertakes that is shall not hold LFS Broking responsible for any loss or damages arising our of the same.

e) The right to sell clients’ securi�es or close clients’posi�ons, without giving no�ce to the client, onaccount of non‐ payment of client’s dues :

Without prejudice to LFS BROKING’s other right(including the right to refer the ma�er to arbitra�on),LFS BROKING shall be en�tled to liquidate/close outall or any of the clients, posi�on without giving no�ceto the client for non‐payment of margins or otheramounts including the pay in obliga�on, outstandingdebts etc. and adjust the proceeds of such liquida�on/close out, if any, against the liabili�es/obliga�ons.

The client shall ensure �mely availability of funds/securi�es in form and manner at designated �me and in designated bank and depository account(s), for mee�ng his/her/its pay in obliga�on of funds and securi�es. Any and all losses and financial charges on account of such liquida�ons / closing out shall be charged to & borne by the client. In cases of securi�es lying in margin account/client beneficiary account and having corporate ac�ons like Bonus, Stock split, Right issue etc. for margin or other purpose the benefit of shares due to received under Bonus, Stock split, Right issue etc. will be given when the shares is actually received in LFS BROKING designated demat account.

In case the payment of the margin / security is made by the client through a bank instrument, LFS BROKING shall be at liberty to give the benefit / credit for the same only on the realiza�on of the funds from the said bank instrument etc. at the absolute discre�on of LFS BROKING. Where the margin/security is made available by way of securi�es or any other property, LFS BROKING is empowered to decline its acceptance as margin / security &/or to accept it at such reduced value as LFS BROKING may deem fit by applying haircuts or by valuing it by marking ir to market or byany other method as LFS BROKING may deem fit in its absolute discre�on.

LFS BROKING has the right but not the obliga�on, to cancel all pending orders and to sell / close / liquidate all open posi�ons /securi�es / shares at the pre‐defined square off �me or when Mark to Market (MTM) percentage reaches or crosses s�pulated margin percentage, whichever is earlier. LFS BROKING will have sole discre�on to decide referred s�pulated marginpercentage depending upon the market condi�on. In the event such square off, the client agrees to bear all the losses based on actual executed prices, the client shall also be solely liable for all and any penal�es and charges levied by the exchange(s).

ii Where the client has short delivered any securi�es the pay‐in obliga�on towards a counter party who is also client of LFS Broking and deliveries of securi�es was not also effected through auc�on in the market or due to any reason whatsoeverincluding that the self‐auc�on which is not permi�ed by the Exchange. In this case, the contract shall be closed out and the close out price will be as per closing rate on T‐Day or Closing rate on Auc�on day on Exchange + 10% whichever is higher along with reversal entry of provisionally amount debited earlier. Consequently, client will responsible for any resul�ng losses and all associated cost including penalty levied by the exchange. .

g) Condi�ons under which a client may not be allowedto take further posi�on or the broker may close theexis�ng posi�on of a client :

LFS BROKING has margin based RMS system. Clientmay take exposure up to the amount of margin availablewith LFS BROKING. Client may not be allowed to takeposi�on in case of non‐availability / shortage of marginas per our RMS policy of the company. The exis�ngposi�on of the client is also liable to square off/closeout without giving no�ce due to shortage of margin/non making of payment for their Pay‐in obliga�on/outstanding debts.

LFS BROKING may refuse to execute / allow execu�on of orders due to but not limited to the reason of lack of margin / securi�es or the order being outside the limits set by LFS BROKING / exchange / SEBI and any other reasons which LFS BROKING may deem appropriate in the circumstances : :

1. For non‐payment or erosion of margins or otheramounts, outstanding debts etc. and adjust theproceeds of such liquida�on/close out, if anyagainst the client’s liabili�es/obliga�ons.

2.

3.

Any order which is executed without the requiredmargin in the client’s account or the broker’sexposure is more than 90% and above so no freshtrade will be taken.

The client authorizes LFS BROKING to square upall his outstanding posi�ons at the discre�on ofLFS BROKING, which are not marked for delivery15 minutes before the closing �me of the normalmarket or if the client’s margin is evaporated by80% in any of the exchanges, reserves the right tosquare off posi�ons.

f)

Shortage in obliga�ons arising out of internal ne�ng of trades :

i The short delivering client is debited by an amount up to 20% above the closing rate of day prior to Pay‐in/ Payout

4. Under certain market condi�ons, it may be difficultor impossible to liquidate a posi�on in the marketat a reasonable price or at all, when there are no

outstanding orders either on the buy side or the sell side, or if trading is halted in a security due toany ac�on on account of unusual trading ac�vity or stock hi�ng circuit filters or for any other reason as prescribed or instructed by SEBI.

5.

h)

LFS BROKING is en�tled to disable/freeze the account or trading facility / any other service if, in the opinion of LFS BROKING, the client has commi�ed a crime, fraud or has acted in contradic�on of this agreement or / evade / violate any laws, rules, regula�ons, so apprehends direc�ons of a lawful authority whether Indian or foreign or if LFS BROKING.

Any profit/loss arising out of these transac�ons shall be at the risk of and borne by the client.

Temporarily suspending or closing a client’s account at the client’s request :

On the request of the client in wri�ng, the client account can be suspended temporarily and same can be ac�vated on the wri�en request of the client only. During the period client account is suspended, the market transac�on in the client account will be prohibited. However client shares/ ledger balance se�lement can take place.

Client may instruct the member to close out the account or suspend the trading through client’s account for the period as specified in the request in wri�en and duly signed by him.

LFS BROKING can hold with the payouts of client and suspend his trading through client account due to his surveillance ac�on or judicial or/and regulatory order/ac�on requiring client suspension. On the request of the client in wri�ng, the client account can be closed provided the client account is se�led. If the client wants to reopen the account in that case client has to again complete the KYC requirement.

.i)

(i)

(ii)

(iii)

Deregistering a client :

Notwithstanding anything to the contrary stated in the agreement, LFS BROKING shall be en�tled to terminate the agreement with immediate effect in any of the following circumstances :

If the ac�on of the client are prima facie illegal / improper or such as to manipulate the price of any securi�es or disturb the normal/proper func�oning of securi�es or disturb the normal / proper func�oning of the market, either alone or in conjunc�on with others.If there is any commencement of a legal process against the client under any law in force;

On the death/lunary or other disability of the Client;

(iv) If the client being a partnership firm, has any steps taken by the Client and/or its partners for dissolu�on of the partnership;

(v)

(vi)

If the Client suffers any adverse material change in his/her/its financial posi�on or defaults in any other agreement with LFS BROKING;

If there is reasonable apprehension that the Client is unable to pay its debts or the Client has admi�ed its inability to pay its debts, as they become payable;

(vii)

(viii)

(ix)

(x)

(xi)

(xii)

If the Client is in breach of any term, condi�on or covenant of this Agreement;

If the Client has made any material misrepresenta�on of facts, including (without limita�on) in rela�on to the Security;

If a receiver, administrator or liquidator has been appointed or allowed to be appointed of all or any part of the undertaking of the Client;

If the Client have taken or suffered to be taken any ac�on for its reorganiza�on, liquida�on or dissolu�on;

If the Client has voluntarily or compulsorily become the subject of proceedings under any bankruptcy or insolvency law or being a company, goes into liquida�on or has a receiver appointed in respect of its assets or refers itself to the Board for Industrial and Financial Reconstruc�on or under any other law providing protec�on as a relief undertaking;

If any covenant or warranty of the Client is incorrect or untrue in any material respect;

j) Inac�ve Client account :

Client account will be considered as inac�ve if the client does not trade for six months. Calcula�on will be done at the beginning of every month and those clients who have not traded even a single �me will be considered as inac�ve, the shares/credit ledger balance if any will be transferred to the client within one week of the iden�fying the client as inac�ve. .

The client has to make wri�en request for reac�va�on of their account.

k) Trading in Exchange is in Electronic Mode, based on VSAT, leased line, ISDN, Modem and VPN, combina�on of technologies and computer systems to place and route orders. I understand that there exists a possibility of communica�on failure or system problems or slow or delayed response from system or trading halt or any break down in our back office/front end system, or any such other problems/glitch whereby not being able to

Non‐execu�on of orders due to connec�vity failure :

establish access to the trading system/network, which may be beyond LFS BROKING’s control and may result in delay in processing or not processing buy or sell Orders either in part or in full. LFS BROKING shall not be fully liable and responsible for any such problem/fault.

documents will be sent to CVL within 10 workingdays from the date of submission of all documents duly executed by the client.

LFS BROKING is registered with CVL, KYC official of LFS BROKING are responsible for KRA compliance. On receipt of client registra�on/account opening documents, LFS BROKING will first iden�fy whether the client is already KYC compliant. To confirm the same the LFS BROKING will verify the same through the KRA’s website. If client is registered with KRA, then LFS BROKING will collect required documents & will sent to the KRA for verifica�on within 10 working days from the date of submission of all documents executed by clients. In case any discrepancy in the KYC documents, LFS BROKING inform the client regarding the discrepancy. If discrepancy is not solved by clients within s�pulated �me, LFS BROKING will stop client’s trading.

For Exis�ng clients, registered prior before 1st January, 2012, LFS BROKING will upload the KYC details in the KRA system & will send required original pages of KYC to KRA for verifica�on within the prescribed �me limits specify by SEBI / Exchanges. When the exis�ng client registered with other broker approaches LFS BROKING for registra�on, then LFS BROKING downloads the data of that client from the KRA system, to update the missing informa�on, will do in person verifica�on as per requirements (If not done already) and sends the relevant suppor�ng documents, if any to the KRA. Therea�er, the KRA system shall indicate the records as uploaded.

l) Client Acceptance ‐ Policies and Procedures :

These Policies and Procedures may be amended /changed by the broker, by giving due no�ce of thechange to the client with through any one or moremeans or methods. The client agrees not to challengethe same on grounds of delayed receipt / non receiptor any other reasons whatsoever.

These Policies and Procedures shall always be readalong with the agreement and shall be compulsorilyreferred to while deciding any dispute / differenceor claim between the client and LFS BROKINGbefore any court of law /judicial / adjudica�ng authorityincluding arbitrator / mediator etc.

m) KRA Policy :

A KRA is a SEBI ‐ registered agency that centrallymaintains KYC (Know‐Your‐Client) records of investorson behalf of Stock broker and other intermediaries.Investors opening new accounts with LFS BROKINGwill have to complete the KYC formali�es only once,which will get uploaded to a KRA. In future if theinvestor changes the broker, the le�er can retrievethe informa�on from a KRA. He need not to undergoKYC process again. For new client accounts openeda�er February 1, 2012, the KYC data and requisite

Client`s Signature

Place:

Date: D D M M Y Y Y Y

TARIFF SHEET

Brokerage Rate Structure for Trading Services (Basic scheme)

CAPITAL MARKET/CASH SEGMENT:

Delivery Intra Day

One Side

Other Side

Minimum per Share

EQUITY DERIVATIVES SEGMENT:

Op�ons Futures

One Side

Other Side

C/F Posi�on

CURRENCY DERIVATIVES SEGMENT:

Op�ons Futures

One Side

Other Side

C/F Posi�on

Note: Inter se�lement & off market charges of Rs. 7/‐ are applicable on per transac�ons executed from

Broker Client Beneficiary / Margin / collateral / Pool accounts.

The member shall charge in addi�on to the Brokerage men�oned herein above, Other Regulatory &

Statutory Charges like Transac�on Charges, SEBI Turnover Charges, Securi�es Transac�on Tax, Stamp

Duty, GST Charges, Clearing Charges and Other Charges as may be applicable and as prescribe by

SEBI/Exchange(s) from �me to �me.

Addi�onal Terms if any:

Client’s Signature

Place:

Date: D D M M Y Y Y Y

•

Trading Account opening charge Rs. 200/‐ + GST (as applicable)•

15

THIS PAGE IS INTENTIONALLY LEFT BLANK

Additional KYC Form for Opening a Demat Account

LFS BROKING PVT. LTD. DEPOSITORY PARTICIPANT: CENTRAL DEPOSITORY SERVICES (I) LTD (CDSL)

DP ID: 85400 SEBI REGN NO.: IN-DP-3630-2018

Date D D M M Y Y Y Y DP Int. Ref. No.

DP ID 1 2 0 8 5 4 0 0 Client ID

(To be filled by the applicant in BLOCK LETTERS in English) I/We request you to open a demat account in my/our name as per following details:- Holder Details

Sole / First Holder`s Name

PAN UID

Second Holder`s Name

PAN UID

Third Holder`s Name

PAN UID

Name * _______________________________________________________________________________

_______________________________________________________________________________ * In case of Firms, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., although the account is opened in the name of the naturalpersons, the name of the Firm, Association of Persons (AOP), Partnership Firm, Unregistered Trust, etc., should be mentioned above.

Type of Account

Status Sub – Status (Please Tick whichever is applicable)

Individual Individual Resident Individual-Director Individual Director’s Relative

Individual HUF / AOP Individual Promoter Others (specify)

Individual Margin Trading A/C (MANTRA)

Non-Individual

Body Corporate Banks Trust Mutual Fund OCB FII CMFI Clearing House Other (Specify)

SEBI Registration No. (If Applicable)

SEBI Registration date D D M M Y Y Y Y

RBI Registration No. (If Applicable)

RBI Approval date D D M M Y Y Y Y

Nationality Indian Others (specify)__________________________

Details of Guardian (in case the account holder is minor) Guardian`s Name

Relationship with the applicant PAN

I / We instruct the DP to receive each and every credit in my / our account (If not marked, the default option would be `Yes’)

[Automatic Credit] Yes No

I / We would like to instruct the DP to accept all the pledge instructions in my / our account without any other further instruction from my/our end. (If not marked, the default option would be ‘No’)

Yes No

Account Statement Requirement Daily Weekly Fortnightly Monthly As per SEBI Regulation

I/We request you to send Electronic Transaction-cum Holding Statement at the email Id ________________________________________________

Yes No

I/ We would like to share the email ID with the RTA Yes No

I / We would like to receive the Annual Report (Tick the applicable box. If not marked the default option would be in Physical)

Physical Electronic

Both (Physical and Electronic)

Do you wish to receive dividend / interest directly in to your bank account given below through ECS. (If not marked, the default option would be `Yes’) [ECS is mandatory for locations notified by SEBI from time to time ]

Yes No

Bank Details (for Dividend) Account Type Saving Current Cash Credit Others (specify)Account Number Bank Name IFSC Code Bank Code (9 digit MICR code) Bank Branch Address

PIN Branch City State Country

(i) Photocopy of the cancelled cheque having the name of the account holder where the cheque book is issued, (or) (ii) Photocopy of the Bank Statement having name and address of the BO (iii) Photocopy of the Passbook having name and address of the BO, (or) (iv) Letter from the Bank.

In case of options (ii), (iii) and (iv) above, MICR code of the branch should be present / mentioned on the document.

SMS Alert Facility

Refer to Terms & Conditions given

as Annexure - 2.4

MOBILE NO. +91 __ __ __ __ __ __ __ __ __ __ [Mandatory, if you are giving Power Of Attorney (POA)]

(If POA is not granted & you do not wish to avail of this facility, cancel this option)

Transactions Using Secured Texting Facility (TRUST)

Refer to Terms and Conditions Annexure

2.6

I wish to avail the TRUST facility using the Mobile number registered for SMS Alert Facility. I have read and understood the Terms and Conditions prescribed by CDSL for the same.

I/We wish to register the following clearing member IDs under my/our below mentioned BO ID registered for TRUST:

Yes

No

Stock Exchange Name/ID Clearing member name Clearing Member ID (optional)

easi To register for easi, please visit our website: www.cdslindia.com. easi allows a BO to view his ISIN balances, transactions and value of the portfolio online.

Clearing Member Details (To be filled by CMs only) Name of the Stock Exchange Name of CC / CH Clearing Member ID Trading Member ID

Bo Account Details

DP ID Client ID

Name of the Sole/First Holder

Name of Second Holder

Name of Third Holder

NOMINATION

Nomina�on Registra�on No. Dated D D M M Y Y Y Y

I/We the sole holder / Joint holders / Guardian (in case of minor) hereby declare that:

I/We do not wish to nominate anyone for this demat account.

I/We nominate the following persons who is/are en�tled to receive security balances lying in my/our account,

Nomina�on Details: Nominee ‐ 1 Nominee ‐ 2 Nominee ‐ 3Nominee Name :

*First Name:

Middle Name:

*Last Name

Nomina�on Details

Nominee ‐ 1

Nominee ‐

2

Nominee ‐

3

*Address:

*City*State*Pin

*CountryTelephone No.FAX No.

PAN No.

UID

Email ID*Rela�onship with the BO:Date of birth (mandatory if Nominee is a minor)

Name of the Guardian of Nominee (if nominee is a minor)

*First Name:

Middle Name:*Last Name

*Address of the guardianof nominee:

*City

*State

*Country*PIN

Age

TelephoneFax No.Email ID

1 2 0 8 5 4 0 0

*Rela�onship of the Guardianwith the Nominee

par�culars where are given below, in the event of my/our death

Note: One witness shall a�est signature(s) / Thumb impression(s):

Details of the Witness

First Witness Second Witness (not mandatory)

Name Of Witness

Address of Witness

Signature of Witness

I/We have received and read the Rights and Obliga�ons document and terms & condi�ons and agree toabide by and be bound by the same and by the Bye Laws as are in force from �me to �me. I/We declare that the par�culars given by me/us above are true and to the best of my/our knowledge as on the date of making this applica�on. I/We agree and undertake to in�mate the DP any change(s) in the details / Par�culars men�oned by me/us in this form. I/We further agree that any false/misleading informa�on given by me / us or suppression of any material informa�on will render my account liable for termina�on and suitable ac�on.

First/Sole Holder or Guardian

(in case of Minor) Second Holder Third Holder

Name

Signatures

(Signatures should be preferably in blue ink).

(To be filled by DP)

Nomina�on Form accepted and registered wide Registra�o n No. _______________ dated _____________.

For LFS BROKING PVT. LTD. Depository Par�cipant

(Authorized Signatory)

*Percentage of alloca�on of securi�es *Residual Securi�es

Note : Residual securi�es: in case of mul�ple nominees, please choose any one nominee who will be credited with residual securi�es remaining a�er distribu�on of securi�es as per percentage of alloca�on. If you fail to choose one such n ominee, then the first nominee will be marked as nominee en�tled for residual shares, if any.* Marked is Mandatory field

This nomina�on shall supersede any prior nomina�on made by me / us and also any testamentary document executed by me / us.

[please �ck any one nominee, if �ck not marked the default will be first nominee]

Terms and Condi�ons‐cum‐Registra�on / Modifica�on Form for receiving SMS Alerts from CDSL

Defini�ons: In these Terms and Condi�ons the terms shall have following meaning unless indicated otherwise:

“Depository" means Central Depository Services (India) Limited a company incorporated in India under

the Companies Act 1956 and having its registered office at 17th Floor, P. J. Towers, Dalal Street, Fort,

Mumbai ‐ 400001 and all its branch offices and includes its successors and assigns.

‘DP’ means Depository Par�cipant of CDSL. The term covers all types of DPs who are allowed to open demat

accounts for investors.

‘BO’ means an en�ty that has opened a demat account with the depository. The term covers all types of demat

accounts, which can be opened with a depository as specified by the depository from �me to �me.

SMS means “Short Messaging Service”

“Alerts” means a customized SMS sent to the BO over the said mobile phone number.

“Service Provider” means a cellular service provider(s) with whom the depository has entered / will be entering

into an arrangement for providing the SMS alerts to the BO.

“Service” means the service of providing SMS alerts to the BO on best effort basis as per these terms and

condi�ons.

Availability:

The service will be provided to the BO at his / her request and at the discre�on of the depository. The

service will be available to those account holders who have provided their mobile numbers to the

depository through their DP. The services may be discon�nued for a specific period / indefinite period, with or without issuing any prior no�ce for the purpose of security reasons or system maintenance or

for such other reasons as may be warranted. The depository may also discon�nue the service at any

�me without giving prior no�ce for any reason whatsoever.

2.

The service is currently available to the BOs who are residing in India.

3. The alerts will be provided to the BOs only if they remain within the range of the service provider’s

service area or within the range forming part of the roaming network of the service provider.

4. In case of joint accounts and non‐individual accounts the service will be available, only to one

mobile number i.e. to the mobile number as submi�ed at the �me of registra�on / modifica�on.

5.

The BO is responsible for promptly in�ma�ng to the depository in the prescribed manner any

change in mobile number, or loss of handset, on which the BO wants to receive the alerts from the

depository. In case of change in mobile number not in�mated to the depository, the SMS alerts will

con�nue to be sent to the last registered mobile phone number. The BO agrees to indemnify the

depository for any loss or damage suffered by it on account of SMS alerts sent on such mobile number.

Receiving Alerts:

The depository shall send the alerts to the mobile phone number provided by the BO while

registering for the service or to any such number replaced and informed by the BO from �me to �me.

Upon such registra�on / change, the depository shall make every effort to update the change in mobile

number within a reasonable period of �me. The depository shall not be responsible for any event of

delay or loss of message in this regard.

The BO acknowledges that the alerts will be received only if the mobile phone is in ‘ON’ and in a

mode to receive the SMS. If the mobile phone is in ‘Off’ mode i.e. unable to receive the alerts then the

BO may not get / get a�er delay any alerts sent during such period.

The BO also acknowledges that the readability, accuracy and �meliness of providing the service

depend on many factors including the infrastructure, connec�vity of the service provider. The

depository shall not be responsible for any non‐delivery, delayed delivery or distor�on of the alert in

any way whatsoever.

1.

2.

3.

4.

5.

6.

7.

1.

2.

3.

1.

6. The BO agrees to inform the depository and DP in wri�ng of any unauthorized debit to his BOaccount/ unauthorized transfer of securi�es from his BO account, immediately, which may come to hisknowledge on receiving SMS alerts. The BO may send an email to CDSL at complaints@cdslindia.com.The BO is advised not to inform the service provider about any such unauthorized debit to/ transfer ofsecuri�es from his BO account by sending a SMS back to the service provider as there is no reversecommunica�on between the service provider and the depository.

The informa�on sent as an alert on the mobile phone number shall be deemed to have been received bytheBO and the depository shall not be under any obliga�on to confirm the authen�city of the person(s)receiving the alert.

The depository will make best efforts to provide the service. The BO cannot hold the depository liablefor non‐availability of the service in any manner whatsoever.

If the BO finds that the informa�on such as mobile number etc., has been changed withoutproper authoriza�on, the BO should immediately inform the DP in wri�ng.

FEES:

Depository reserves the right to charge such fees from �me to �me as it deems fit for providing this serviceto the BO.

Disclaimer:

The depository shall make reasonable efforts to ensure that the BO’s personal informa�on is kept confiden�al. The depository does not warranty the confiden�ality or security of the SMS

alerts transmi�ed through a service provider. Further, the depository makes no warranty or representa�on of any kind in rela�on to the system and the network or their func�on or their performance or for any loss or damage whenever and howsoever suffered or incurred by the BO or by any person resul�ng from or in connec�on with availing of SMS alerts facility. The Depository gives no warranty with respect to the quality of the service provided by the service provider. The Depository will not be liable for any unauthorized use or access to the informa�on and/ or SMS alert sent on the mobile phone number of the BO or for fraudulent, duplicate or

Liability and Indemnity:

The Depository shall not be liable for any breach of confiden�ality by the service provider or by any third person due to unauthorized access to the informa�on meant for the BO. In considera�on ofthe d epository providing the service, the BO agrees to indemnify and keep safe, harmless and indemnified the depository and its officials from any damages, claims, demands, proceedings, loss, cost, charges and expenses whatsoever which a depository may at any �me incur, sustain, suffer or be put to as a consequence of or arising out of interference with or misuse, improper or fraudulentuse of the service by the BO.

Amendments:

The depository may amend the terms and condi�ons at any �me with or without giving any prior no�ce tothe Bos. Any such amendments shall be binding on the BOs who are already registered as user of this service.

The BO further acknowledges that the service provided to him is an addi�onal facility provided for his convenience and is suscep�ble to error, omission and/ or inaccuracy. In case the BO observes any error in the informa�on provided in the a lert, the BO shall inform the depository and/ or the DP immediately in wri�ng and the depository will make best possible efforts to rec�fy the error as early as possible. The BO shall not hold the depository liable for any loss, damages, etc. that may be incurred/ suffered by the

BO on account of op�ng to avail SMS alerts facility.

The BO authorizes the depository to send any message such as promo�onal, gree�ng or any other message that the depository may consider appropriate, to the BO. The BO agrees to an on going confirma�on for use of name, email address and mobile number for marke�ng offers between CDSL and any other en�ty.

4.

5.

8.

7.

9.

erroneous use/ misuse of such informa�on by any third person.

Governing Law and Jurisdic�on:

Providing the Service as outlined above shall be governed by the laws of India and will be subject tothe exclusive jurisdic�on of the courts in Mumbai.

I/We wish to avail the SMS Alerts facility provided by the depository on my/our mobile number provided in the registra�on form subject to the terms and condi�ons men�oned below. I/ We consentto CDSL providing to the service provider such informa�on pertaining to account/transac�ons in my/our account as is necessary for the purposes of genera�ng SM S Alerts by service provider, to be sent to the said mobile number.

I / We have read and understood the terms and condi�ons men�oned above and agree to abide by themand any amendments thereto made by the depository from �me to �me. I/we further under take to pay fee / charges as may be levied by the depository from �me to �me.

I/ We further understand that the SMS alerts would be sent for a maximum four ISINs at a �me. If morethan four debits take place, the BOs would be required to take up the ma�er with their DP.

I/We provide the following informa�on for the purpose of REGISTRATION / MODIFICATION (Please cancel out what is not applicable)

BO ID :

Sole/First Holder’s Name : _________________________________________

Second Holder’s Name :

Third Holder’s Name :

Mobile Number onWhich Messages

Are to be sent

The mobile number is registered in the name of: ____________________________________ (Rela�onship

Email ID: ___________________________________________________________________

(Signature of 1st Holder) (Signature of 2nd Holder) (Signature of 3rd Holder)

9

_________________________________________

_________________________________________

1 2 0 8 5 4 0 0

with BO ____________________ )

THIS PAGE IS INTENTIONALLY LEFT BLANK

LFS BROKING PVT. LTD.

Registered Office Address : Office No. 311/75, 3rd Floor, Shrinath Plaza,’B’ Wing, F.C. Road, Shivaji Nagar, Bhamburda, Pune ‐ 411 005. Correspondence Office Address : Unit No. 10, Gr. floor, Prabhadevi Industrial Estate, 408, Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400 025.

Tel: (91) 22‐49228222 Fax : (91) 22‐ 49228221 Website : www.lfsbroking.in

CDSL DP ID – 12085400 Schedule of charges for Demat (Beneficiary Owner) Accounts ‐ CDSL

Sr. No. Particular of Charges Description 1. Account Opening Charges Non - Individual ‐ Rs.1000/- 2. Annual Maintenance Charges Non - Individual ‐ Rs.400/‐ + GST 3. On Market Transaction (Debit) Rs.10/‐ per transaction within same DP

Rs.25/‐ per transaction outside DP. 4. Off Market Transaction (Debit) Rs.10/‐ per transaction within same DP

Rs.25/‐ per transaction outside DP. 5. Dematerialisation Demat Charges ‐ Rs.20/‐ Per certificate.

Demat Rejection ‐ Rs.30/‐ per DRF. Courier Charges Rs.60/‐ for Domestic & Rs.30/‐ + Actual for International Courier.

6. Rematerialisation Rs.25/‐ for every 100 securities or part thereof, OR flat Rs.25/‐ per certificate, whichever is higher.

7. Pledge Services (Creation/Closure/Invocation)

Rs.50/‐ per transaction

8. Account Freezing Charges NIL 9. Account De‐Freezing Charges Rs.50/‐

10. POA (one time Charges) Actual 11. FAX indemnity (one me Charges Actual

General Charges: The above charges are exclusive of GST (as applicable) and other levies by Government bodies/statutory authority from time to time

which will be charged as applicable. The Annual Maintenance charges are levied in advance on quarterly basis at the beginning of period. The value of the Transaction will be in accordance with the rates provided by the Depository. The transaction charges will be payable monthly. The charges quoted are above for the services listed. Any service not quoted above will

be charged separately. The pledge services will include individual pledge creation request, closure requisition, pledge invocation receipt and pledge invocation

delivery. Demat/Remat, DIS, Pledge instruction, Modification instruction or any other request will require upfront charges. The processing of Delivery instruction (submitted on pay-in / execution date is to be accepted at client’s risk) will be charged @ 25/‐

transaction and will be executed on best effort basis. Issuance of additional statement holdings/transactions (other than regular) will be charged @ Rs.5/page (min Rs.10) + actual courier

charges if any. The client availing auto paying facility has to provide POA. The stamp charges will be borne by the client. Fax indemnity on non‐judicial stamp/Frank paper as applicable is required from the client to avail FAX instruction facility. The original

instruction should reach the HO of Depository Participant (DP) within 48 hours of fax date. The above rates/charges are subject to revision at the sole discretion of Depository Participant (DP) with 30 days prior notice to BO via

ordinary post/Email. The DP reserves right to “freeze Demat account for debit transactions” in case of client fails to pay service charges by due date as

mentioned in the bills. The Depository participant shall be entitled to charge interest on the amount remaining outstanding or unpaid at 18% p.a. or part

thereof. In the event of continued Defaults, the Depository participant will give two days prior notice to the BO and shall stop processingof instructions of BO such ll me he/she makes the payments (with interest if any).

The Depository participant (DP) shall be entitled to charge cheque bounced charges @ Rs.300/‐ (inclusive of GST) per cheque bounced. Transaction & other charges levied for opera on of Demat account shall be transfer/adjust against credit in trading ledger account

maintained with you. These standing instructions are valid from the date of the Demat account is opened at your end to the day of theclosure of Demat account.

I/We agree to abide by and to be bound by all the Terms and Conditions pertaining to Debit authorization, other charges/fees and schedule of charges for having Demat account ______________________________ with you.

( Sign) ( Sign) ( Sign)

1st holder 2nd holder

3rd holder

For LFS Broking Pvt. Ltd.

Place:

Date: D D M M Y Y Y Y

Voluntary Documents

I/We hereby state that:

OPTION FORM FOR ISSUE OF DIS BOOKLET

To,

LFS BROKING PVT. LTD.

Office No.10, Ground Floor, Prabhadevi Industrial Estate,

408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025.

Ref:

Date: D D M M Y Y Y Y

Sub: Op�on Form For Issue of DIS Booklet

My/our BO ID Details:

First Holder Name

Second Holder Name

Third Holder Name

DP ID 1 2 0 8 5 4 0 0 Client ID

[Select one of the op�ons given below]

OPTION‐1:

I/We require you to issue Delivery Instruc�on Slip (DIS) booklet to me/us immediately on opening my/our CDSLaccount though I/we have issued a Power of A�orney (POA)/executed PMS agreement in favour of/with LFSBROKING PVT. LTD. (name of the a�orney/Clearing Member/PMS manager) for execu�ng delivery instruc�ons for se�ng stock exchange trades [se�lement related transac�ons] effected through such Clearing Member/by PMS manager.

OR OPTION‐2:

I/We do not require the Delivery Instruc�on Slip (DIS) for the �me being, since I/We have issued a POA/executedPMS agreement in favour of/with LFS BROKING PVT. LTD. (name of the a�orney/Clearing Member/PMS manager)for execu�ng delivery instruc�ons for se�ng stock exchange trades [se�lement related transac�ons] effected through such Clearing Member/by PMS manager. However, the delivery Instruc�on Slip (DIS) booklet should be issued to me/us immediately on my/our request at any later date. .

First/Sole Holder Second Joint Holder Third Joint Holder

Yours faithfully,

Name

Signature

VOLUNTARY

I/We have read and understood the Securi�es and Exchange Board of India’s guidelines for facility for a BSDA.

To,

LFS BROKING PVT. LTD.

Office No.10, Ground Floor, Prabhadevi Industrial Estate,

408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025.

Ref:

Date: D D M M Y Y Y Y

Dear Sir/Madam,

My/our BO ID Details:

First Holder Name

Second Holder Name

Third Holder Name

DP ID 1 2 0 8 5 4 0 0 Client ID

I/We wish to avail the BSDA facility for my/our below men�oned demat account number

I/We hereby declare that I/we am/are eligible to open a depository account as a BSDA holder and undertake to comply with the requirements specified by Securi�es and Exchange Board of India (SEBI) or any such authorityfor such facility from �me to �me.

First/Sole Holder Second Joint Holder Third Joint Holder

Name

Signature

Declara�on for availing of Basic Service Demat Account (BSDA) facility

I/We do not wish to avail the BSDA facility for my/our below men�oned demat account number

I/We also understand that in case I/We at any point of �me to �me do not meet the eligibility as a BSDA holder, my/our aforesaid account is liable to be converted to regular account without further reference to me/us and will be levied charges as applicable to regular accounts as informed by the DP.

I, the first/ Sole holder also hereby declare that I do not have / propose to have any other demat account acrossdepositories as a first / sole holder.

I/We wish to avail the SMS Alert Facility provided by CDSL on +91_____________________ my/our mobile No.

Eligibility for availing the facility of BSDA :

• It is mandatory to register for the SMS alert facility before op�ng for the facility of BSDA.

• Facility is available only for Individual Demat accounts (Excluding HUF accounts).

• Client should have only one demat account in his/her capacity as a sole holder or a first holder in the wholedepository system. i.e. NSDL and CDSL.

• Value of the holding in this demat account should not exceed Rs. 2.00 lac at any �me.

VOLUNTARY

(Select any one of the op�on given below.)

VOLUNTARY

MANDATE FOR MAINTAINING ACCOUNT ON RUNNING BALANCE BASIS

To,

LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025.

Sir / Madam,

Ref.: Client Code : Client Name : _________________________________

Sub : Authoriza�on for Maintenance of Running Account

Not with standing anything contrary contained in the agreement between us, I / we understand that maintenance of runnin g account is a specialized service offered by the LFS Broking which is op�onal in nature and this document has been signed by me/us voluntarily without any coercion or force.

I/We am/are dealing through you as a client in Capital Market and/or Future & Op�on segment and/or Currency segmentand for the purpose of my/our comfort and in order to facilitate ease of opera�ons; I/we authorize LFS Broking as under :

1. I/We authorize to maintain a running account instead of se�lement ‐to‐se�lement payout of funds or

2. All funds and securi�es kept to my credit by the Member may be treated as up front margins and /or security

3. Under this arrangement made at my specific request, I/We shall not claim any interest on the funds and securiteskept in running account with the member.

delivery or securi�es to me/us.

deposit, at t he discre�on of the Member, for allowing exposure to me.

4. I/We hereby authorize LFS Broking to keep and u�lize the payout/margin money deposited by me/us with the Member in my/our a ccount for mee�ng all my/our exis�ng and future obliga�ons at any segment(s) of any or all the corpora�on unless I/we instruct you otherwise Exchange(s)/Clearing

5. I/We hereby authorize LFS Broking to keep the payout/margin money deposited by me/us with the Member in my/our

accoun t for providing limits for trading purpose on basis of this deposit.

6. These funds can be released to me/us as and when requested by me/us in wri�ng or otherwise, subject to availabilityof free and unu�lized balance a�er taking considera�on all open posi�ons and dues rela�ng to my delivery posi�ons.

7. I/We authorize to keep my/our securi�es received in the payout in your pool or beneficiary account with a DP as security margin for availing limit for trading purpose unless I/we instruct you to transfer the same to my/our account.

8. I/We agree and authorize LFS Broking to se�le my/our funds and securi�es at least once in every calendar quarter/ Calendar month as specified by me as under:

Preference for se�lement of funds and securi�es is:

Monthly

9. In case of outstanding obliga�ons in the F&O segment on the se�lement date, LFS Broking shall retain requisite funds/

securi�es towards such outstanding obliga�on and may also retain the funds expected to be required to meet margin

10.

11.

12. I/We agree to that the running account authoriza�on would con�nue un�l it is revoked.

Yours truly,

13. I/We understand that the said authoriza�on to maintain a running account may be revoked at any �me and theMembe r shall act upon such revoca�on request upon receipt of the original revoca�on request i n wri�ng at theHead Office of the Member.

14. I/We agree to bring to the no�ce of LFS Broking in wri�ng any dispute arising from the statement of account or

securi�es as p rescribed by SEBI under circular no. MIRSD/SE/Cir ‐ 19/2009 dated December 03, 2009.

Client’s Signature _______________________

Place:______________________________

Date: D D M M Y Y Y Y

Quarterly

obliga�on for nex t five trading days or as no�fied by regulatory authority SEBI/Stock Exchange from �me to �me.

I/We authorize LFS Broking to retain an amount up to Rs. 10,000/‐ (net amount across segment and across stock exchanges), while se�lement of funds. The above threshold limita�on reten�on of amount shall not be applicable ifI have not traded even once during the last one month/quarter, as the case may be, i.e. se�lement shall be done as per the aforesaid SEBI circular, in that cases.

You shall transfer the funds/securi�es lying in my/our credit within one working day of the request of the same arelying with you & within 3 working days from the request, if the same are lying with the clearing member / clearing corpora�on.

26

VOLUNTARY

MANDATE AUTHORIZING LFS BROKING TO DESPATCH DOCUMENTS BY E ‐MAIL

(Signing this le�er is voluntary)

To,

LFS BROKING PVT. LTD.

Office No.10, Ground Floor, Prabhadevi Industrial Estate,

408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025. Dear Sir/Madam,

Email Id :

Name of Client :

Client’s Signature ______________ ______

Place:_ __ _____ ___ ____ ___ ___ __ _____ __

Date: D D M M Y Y Y Y

Client Code

Sub.: Mandate to issue contract notes in digital format & other communica�ons (such as Daily Margin Statement, Statement of Funds & Securi�es, Account Confirma�ons, Bills, No�ces, etc.) through an E‐Mail.

I/We hereby agree and consent to accept the contract notes for transac�ons carried on by us/me on BSE/NSE with you, in terms of the Mandatory & voluntary client registra�on document entered into between us/me, in digital form.Digital contracts issued by you as per the terms and condi�ons specified herein shall be binding on me/us. The mandateis subject to terms and condi�ons men�oned herein below.

1.

2.

3.

4.

5.

6.

7.

8.

9.

Terms and condi�ons for issuance of contract notes in digital form between us :‐

Digital Contract Notes in the format as may be prescribed by the Exchange from �me to �me will be mailed to me/us on the E‐mail address provided to you. You can also send me/us my/our margin statement in digital formwith contract notes.

I/we undertake to check the contract notes and bring the discrepancies to your no�ce.

In case of any failure in system or errors in digital contract notes and bounced mails, contract notes will be issued in physical form, which shall be binding on the client.

Discrepancies, if any, should be sent on E‐mail ‐ setops@lfsbroking.co.in

Clients can view the digital contract notes using the username & password through the web‐site apart from the contract notes sent to the client through mail.

The Digital contract notes will be archived at an interval of atleast 3 months. If the client intends to view the digital contract notes for a period prior to atleast 3 months client may request for the same in wri�ng.

The contract notes will be issued in digital form in compliance with the guidelines issued by SEBI/Exchange from �me to �me.

It will be client’s responsibility to regularly check the mailbox and keeping the storage space for new email messages.

Any changes in the terms and condi�ons shall be in�mated from �me to �me as per applicable laws, rules and regula�ons of Exchange/SEBI.

10.

11.

Digital Contract Notes will also be available at our web‐site : www.lfsbroking.in

Any change in the E‐mail ID shall be communicated by us/me through a physical le�er.

This instruc�on to issue digital contract notes & other communica�ons are applicable with immediate effect. This instruc�on is several to all par�es men�oned above.

You can send me various documents like Daily margin statement, Statement of funds & securi�es, Account confirma�ons, bills, no�ces, etc. through an E‐mail ID men�oned in this le�er.

27

VOLUNTARY Request for SMS and Email alerts from Stock Exchange/s

To, LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai - 400025. Tel.: 022-49228222 Fax : 022-49228221

Ref: SEBI Circular ref no. CIR/MIRSD/15/2011 dated August 02, 2011.

I/We request you to enroll me/us for the following facility offered by the Stock Exchanges pursuant to above referred SEBI Circular.

SMS alerts facility on Mobile No. provided in my KYC

1. Mobile No. belongs to Self Family Member

2. In case of family member please specify the relationship: Dependent Child Dependent Parent Spouse

3. PAN No. of the family member whose Mobile No. is provided above:

Email alerts facility on Email Id provided in my KYC

1. Email Id belongs to Self Family Member

2. In case of family member please specify the relationship: Dependent Child Dependent Parent Spouse

3. PAN No. of the family member whose Email Id is provided above:

Note: 1. Individual Client is invariably required to provide his own Mobile No./Email Id except in case of family

member where the following relationship exist Dependents child or Dependents Parent or Spouse. 2. Non-individual client shall provide the Mobile/Email details of the person authorized to receive such

communication and as provided in the KYC. 3. Client may please note the Mobile No. Trading Member (TM)/Employees of TM/Sub broker/Authorised

Person are not permitted for receiving the SMS/Email communication from the Exchanges. 4. Client may note that the Circular is available for downloading on the Exchange’s website.

Client Signature:_______________________

DECLARATION Applicable to only those clients who DO NOT HAVE Mobile No. / E-mail ID OR who do not wish to provide the same:

I/We do not have mobile no. / E-mail ID.

OR I/We do not wish to register my/our Mobile No. / E-mail Id. Accordingly, I /We put herein my /our signature as a token of acceptance of above.

Client’s Signature: ________________________ Date : ___________________ Place : __________________ * in case of non-individual, signature with rubber stamp

VOLUNTARY INTERNET TRADING LETTER

To, LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai - 400025.

Sub: Internet Trading

I/We wish to trade through internet on Bombay Stock Exchange Ltd. / National Stock Exchange of India Ltd. and confirm that I/We am/are fully aware of and understand the risks associated with availing of a service of routing orders through internet including the risk of misuse and unauthorized use of our Username and Password by a third party and the risk of a person hacking into our account on your IBT / ITORS / STWT system and unauthorized routing order on behalf of us through the system. I/We agree that I/we shall be fully liable and responsible for any and all unauthorized use and misuse of our Password and /or Username and also for any and all acts done by any person through our IBT/ITORS system on our Username in any manner whatsoever.

I hereby confirm and agreed to pay the necessary IBT Charges, if any, as applicable time to time.

I/We hereby confirm you to send my/our Username and Password on the below mentioned email address.

Email Address: _______________________________________________________________________________

Place: ___________________

Date: ___________________ Client’s Signature ______________________

VOLUNTARY Authorization for Adjustment between Different Segments & Exchanges

To, LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai - 400025. Tel.: 022-49228222 Fax : 022-49228221

Dear Sir,

I/We understand that the regulations governing the Capital Market do not encourage adjustment of balances arising out of dealings of Clients in different segments or Exchanges.

However while appreciating the above, I/We would like to avoid inconvenience of making and receiving multiple payments and also make potential use of my/our funds, in my/our opinion, this optimization is possible, if I/We can deal with my/our account with you on a consolidated basis.

I/We therefore request & voluntarily authorize you to consider my/our account on a consolidated basis, accordingly you may adjust Inter-Exchange or Inter-Segment, Debit & Credit balances with each other without reference to me/us and the same shall not be objected to by me/us. Any entries passed by you in accordance with this authorization shall be binding on me/us.

Thanking you,

Client’s Signature ______________________

Place: ___________________

Date: ___________________

VOLUNTARY

AUTHORIZATION FOR DISCLOSURE OF CLIENTS DETAILS (Signing this authorization is voluntary)

To, LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai - 400025. Tel.: 022-49228222 Fax : 022-49228221

Ref.: Mandatory & Client Registration Documents executed by me/us.

Under Schedule II of the Securities and Exchange Board of India (Stock Brokers and sub-Brokers) Regulations, 1992, under CODE OF CONDUCT FOR STOCK BROKERS [Regulation 7] B. Duty to the Investor, as per Clause (5) Business of Defaulting clients: “A stock-broker shall not deal or transact business knowingly, directly or execute an order for a client who has failed to carry out his commitments in relation to securities with another stock-broker.”

The client understands that he is required to provide the stock broker / trading member with details of any dispute or default with any other stock broker / trading member and that he must keep that information updated as and when developments occur in that regard.

In order to be able to fulfill this statutory requirement a well as to ensure that genuine investors are not put into increased risk of losing their funds or securities lying with a stock broker / trading member due to a default by a stock broker / trading member caused by any fraudulent or defaulting client who may habitually commit fraud or default on stock-brokers, the client hereby expressly authorizes the stock broker / trading member to disclose/provide to any trade body, association of stock broker/trading member to disclose /provide to any trade body, association of stock brokers/trading members including the Association of National Exchanges Members of India (ANMI), related website(s), or any organization which maintains such a dispute or default database for the purpose of sharing the information with stock brokers / trading members, his registration and identification details, his transactions and accounting details as well as any other details relating to any dispute with the client (sufficient if deemed as dispute by the stock broker / trading member),or default by the client, in fulfilling his obligations to the stock-broker/trading member. The client agrees and confirms that shall not act or make any claim against anybody or organization or database to whom such information is furnished and upon settlement with the stock broker / trading member shall have the information removed through the trading member.

Place: ___________________ Client’s Signature ___________________________

Date: D D M M Y Y Y Y

THIS PAGE IS INTENTIONALLY LEFT BLANK

This Power of A�orney (POA) is made by the persons men�oned in the Schedule‐I in favor of LFS Broking Pvt.Ltd., a company incorporated under the provisions of the Companies Act, 1956 in India and having its registered office at 311/75, 3rd Floor, Shrinath Plaza, ‘B’ Wing, F. C. Road, Shivaji Nagar, Pune ‐ 411005 and office at ___________________________________________________________________________ (hereina�er referred to as ‘LFS Broking’, an expression deemed to mean and include its successors and assigns).

AND WHEREAS I/We am/are an investor having trading/investment account with LFS Broking Pvt. Ltd. and engaged in buying and selling of securi�es through LFS BROKING PVT. LTD. a member of the Bombay Stock Exchange Ltd. (BSE) (bearing SEBI registra�on no. INZ000101238 in the Cash Market Segment) & Na�onal Stock Exchange of India Ltd. (NSE) in Cash Market Segment, Futures & Op�ons Segment and Currency Deriva�ves Segment (bearing SEBI registra�on no. INZ000101238 ).

AND WHEREAS LFS BROKING PVT. LTD. is Depository Par�cipant with Central Depository Services (India) Limited (CSDL) having SEBI registra�on number IN‐DP‐363‐2018.

AND WHEREAS I/We am/are due to exigency and paucity of �me, I/We am/are desirous of appoin�ng LFS BROKING PVT. LTD. as my/our cons�tuted agent/a�orney to operate my/our aforesaid beneficiary account on my/our behalf for a limited purpose in the manner hereina�er appearing and subject to condi�ons as provided herein.

AND WHEREAS for facilita�ng smooth opera�ons of the said services being availed from LFS Broking by me/us, I/We am/are desirous of appoin�ng an a�orney and confer upon it power hereina�er stated.

NOW THESE PRESENTS WITNESS that I/We, do hereby, jointly and severally nominate, cons�tute and appoint LFS Broking Pvt. Ltd. ‐ being a Stock Broker and Depository Par�cipant registered with Securi�es and Exchange Board of India (”SEBI”) ac�ng through any of its directors, officers and/or agents, as my/our true and lawful Cons�tuted A�orney (hereina�er referred to as the said A�orney) for me/us, in my/our name and on my/our behalf and at my/our risk and costs to do, exercise and perform all or any of the following acts, deeds and things and exercise the following powers and authori�es:

1. To transfer securi�es held in my/our BO/Demat account as provided in Schedule‐I to LFS Broking from �me to �me asprovided in Schedule‐II and/or designated by LFS Broking and in�mated to me/us from �me to �me towards stockexchange related margin/delivery obliga�ons arising out to trades executed by me/us through LFS Broking on any StockExchange in any segment including cash, deriva�ves and currency deriva�ves segment.

2. To make applica�on and/or issued instruc�on for crea�on/invoca�on/closure of pledge on the securi�es/units heldin my/our client designated demat accounts in favour of LFS Broking for the limited purpose of mee�ng the marginrequirements in connec�on with the trades executed by me/us through LFS Broking on any Stock Exchange in anysegment including cash, deriva�ves and currency deriva�ves segment.

3. To debit the purchase price of such securi�es or any other fees/charges etc. due to LFS Broking and to discharge allobliga�on in this regard on my/our behalf to LFS Broking, in my/our account with LFS Broking Pvt. Ltd.

POWER OF ATTORNEY

Sign 1st holder Sign 2nd holder Sign 3rd holder

I

4. To arrange to return to me/us the securi�es that may have been received by LFS Broking erroneously or thosesecuri�es that LFS Broking is not en�tled to receive from me/us.

5.

To transfer demat & other charges levied in my/our BO account to my trading ledger account of BSE & NSE.6.

To execute share transfer requests given by me/us through the website or any other medium and process.7.

To square off at its discre�on my/our posi�on of transac�ons that are not delivery marked during the trading day.

I/We ra�fy the instruc�ons given by the aforesaid stock broker to the depository par�cipant named hereinabove in the manner specified herein.

8.

The term “Securi�es” shall have same meaning as defined in Securi�es Contracts (Regula�on) Act, 1956.

VOLUNTARY

I/We further agree and confirm that the powers and authori�es conferred by this Power of A�orney shall con�nue un�l it is revoked (without no�ce) in wi�ng by me/us and that the said revoca�on shall be effec�ve from the date on which the revoca�on no�ce is received at its Correspondance office address at Unit No. 10, Gr. Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025.

The revoca�on shall be subject to due receipt, verifica�on and processing of the same by LFS Broking.

I/We hereby undertake to ensure that prior to the revoca�on of this power of a�orney all amount of debit balances including penal�es and other charges & expenses �ll the date of revoca�on due to the A�orney as per its records are paid/cleared in full.

This document shall be subject to the jurisdic�on of the Courts in ___________________ .

MADE and executed at _______________ on this __________ day of ________________ 20 _____.

SCHEDULE ‐ I

Par�culars Name Age Address

First / Sole Holder(Trading Account Client)

Second Holder

Third Holder

Trading Account No./Client Code

Demat Account No. 1 2 0 8 5 4 0 0

SCHEDULE ‐ II

Sr. No. Exchange Account Type CDSL DPID : 12085400DP Name : LFS Broking Pvt. Ltd.

1

2

3

4

5

6

7

Principal

Early Pay‐in

Pool

Pool

Early Pay‐in

Client Beneficiary

Margin Collateral

BSE CM

BSE CM

BSE CM

NSE CM

NSE CM

IN WITNESS WHEREOT I/We have hereunto set and subscribed my/our respec�ve hands to these presents the day and the year herein above wri�en.

Signed and Delivered by:

Sole/First Holder(for and on behalf of the Client)

Second Holder / Co Parcener Third Holder / Co Parcener

Witness ‐ 1

CLIENT’S WITNESS FOR POWER OF ATTORNEY :

Witness ‐ 2

Signature :

Name :

Address :

Signature :

Name :

Address :

1208540000000055

1100001000023876

1100001100019298

1208540000000017

1208540000000021

1208540000000074

ALL

ALL

1208540000000061

We hereby agree to exercise the powers conferred upon us in terms of the clauses men�oned hereinabove.

For LFS BROKING PVT. LTD.

Director / Authorised Signatory

Date :

II

BANK VERIFICATION LETTER

To,

LFS BROKING PVT. LTD.

Office No.10, Ground Floor, Prabhadevi Industrial Estate,

408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025.

Tel.: 022 ‐49228222 Fax : 022 ‐49228221

Sir/ Madam,

Authorized Signatory

of the Account Holder :

Signed in my presence and a�ested : __________________________________

(Name of Bank Manager/Officer )

Signature of Branch Manager /Officer: _______________________________

(Sign under bank stamp)

MICR code of Branch

of Bank: ______________________________________

Put a bank

stamp across

photograph

This is to cer�fy that___________________________________________________ (name of the client) resident of

______________________________________________________________________________________________

_________________________________________________________________________ (full address), is holding a

saving/current bank account no. ____________________________________________________ singly / jointly with

Mr./Mrs./Ms. ___________________________________________ with our __________________________ branch

since _______________________________ and the opera�ons of the account has been sa�sfactory.

We further confirm that as per PAN Card his/her name is __________________________________________ and in bank account his/her name is __________________________ both are same person.

The signature and photograph of the account holder as per the specimen recorded with us being a�ested below.

FORMAT

31

FORMAT

DECLARATION BY HUF & CONSENT LETTER FOR DEMAT & TRADING

To,

LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate,

408 Veer Savarkar Marg, Prabhadevi, Mumbai ‐ 400025.

Sub: Declara�on of Coparcener(s)

I/We hereby declare that I/we are co‐parcenars of the HUF_____________________________with _________________________________ as “Karta ”. I/We have opened Trading and/or Demat account with you under HUF category. I/We hereby declare that I/We am/are authorizing the said Karta to execute the transac�ons and to do all such needful acts/deeds in our Demat/Trading account. I/We further authorize the Karta to appoint any other a�orney and authorize him/her/it to act on behalf of the HUF and Coparcener(s) with regard to the opera�ons of the said Demat / Trading account. The details of our account are given below:

Trading Code : __________________________ BO Client I D: ___________________________________

List of co ‐ parcenars:

Sr. No.

Name of the Co‐parceners

(Including Minor also)

Rela�onship with Karta

PAN No

Date of Birth

Signature

1

2

3

4

5

We hereby undertake to inform the Company any change occurring at any �me in the membership of HUF duringthe subsistence of the Account. I/We hereby state that the details men�oned as above are true and any change inthem would be in�mated to you in wri�ng.

We confirm to have read and understood the terms and condi�ons applicable to the Account and rela�ngthereto and shall always be bound by and abide with them and their amendments from �me to �me.

Yours faithfully,

____________________________ Name of Karta :

Signature along with Stamp of Karta

Date : ________________________

Place : ________________________

(ON LETTER HEAD) FORMAT Declaration & Authority Letter (Partnership Firm)

Date: ……………….…….

To, LFS BROKING PVT. LTD. Office No.10, Ground Floor, Prabhadevi Industrial Estate, 408 Veer Savarkar Marg, Prabhadevi, Mumbai - 400025.

Sir/Madam,

We refer to the trading account No.______________________ being opened/opened with you in the name of ________________________________and declare and authorize you as under.

We recognize that a beneficiary account cannot be opened with a depository participant in the name of a partnership firm as per regulations. To facilitate the operation of the above trading account with you and for the purpose of completing the securities transfer obligations pursuant to the trading operations, we authorize you to recognize the beneficiary account no. _______________________with depository ____________________ opened as a joint account in the names of the partner of the firm.

We agree that the obligations for shares purchased and / or sold by the firm will be handled and completed through transfer to /from the above-mentioned account. We recognize and accept transfers made by you to the above-mentioned beneficiary account as complete discharge of obligations by you in respect of trades executed in the above trading account of the firm.

We hereby authorize Mr./Mrs./Ms._________________________________________, partner in the firm to execute/sign and submit document, agreements, deeds etc. as any be necessary to enter into the agreement and engage in business with LFS Broking Pvt Ltd. and to place order for buying and selling of securities, sell, purchase, transfer, endorse, negotiate and do other things that may be necessary to engage in business on behalf of the partnership firm and to sign any authority letter including adjustment of balances.

Further, we acknowledge that we undersigned being partners of the above mentioned firm are responsible for the liabilities thereof.

We shall advise you in writing for any change that take place in the constitution of the firm at any time in the future.

Sr. No. Name of Partner Specimen Signature 1

2

3 *(to be signed by all the partners of the firm under stamp of the firm)

(ON LETTER HEAD) FORMAT FORMAT OF BOARD RESOLUTION FOR KRA

CERTIFIED TRUE COPY OF THE RESOLUTION PASSED AT THE MEETING OF THE BOARD OF DIRECTORS/TRUSTEES OF___________________________________________________LTD. / TRUST HELD ON THE________AT__________________ ------------------------------------------------------------------------------------------------------------------------------------------------------------------

RESOLVED THAT Mr./Ms. ____________________________and/or Mr./Ms. ____________________________, Authorized Signatory of _________________________________ (the company) whose specimen Signatures are attested below be and are hereby authorized to sign, execute and submit applications, undertakings, agreements and other requisite documents as may deemed necessary for KYC application with CVL KRA.

SPECIMEN SIGNATURES OF AUTHORIZED PERSONS:

Sr. No. Name Designation Specimen Signature 1 2

Certified as True copy of the original.

For_________________________________

Signatures: Name/s of the Director(s)

(On the Company Letterhead) FORMAT

FORMAT OF BOARD RESOLUTION IN CASE OF CORPORATES / TRUSTS / LLP

(Trading / Demat)

CERTIFIED TRUE COPY OF THE RESOLUTION PASSED AT THE MEETING OF THE BOARD OF DIRECTORS/TRUSTEES OF___________________________________________________LTD. / TRUST / LLP AND HAVING ITS REGISTERED OFFICE AT __________________________________ HELD ON ________ DAY OF__________________20____ AT____________A.M./P.M. ------------------------------------------------------------------------------------------------------------------------------------------------- We hereby certify that the following resolution of the Board of directors of _________________________LTD. was passed at the Meeting of the Board held on __________________and has been duly recorded in the Minutes Book of the said Company. "RESOLVED THAT having regard to the object/s of the Company and to the operations of the Company and its future plans, the Company do open a Trading Account for dealing in shares and securities in Cash Segment and / or Derivative Segments on the Bombay Stock Exchange Ltd. (BSE) and / or National Stock Exchange of India Ltd. (NSE) and / or Clearing member / beneficiary account for the Company, with LFS BROKING PVT. LTD. (Depository Participant of CDSL) in the name and style of"__________________________ (name of the co.)________________________LIMITED" and Mr. ________________________ Director of the Company be and is hereby authorized to negotiate and finalize the terms and conditions for opening the account and completing the formalities. "FURTHER RESOLVED THAT Mr._____________ and Mr.____________ the Directors and Mr. ______________ the Authorized Person in this behalf, be and are hereby jointly and severally authorized to sign and execute necessary forms and KYC disclosures and agreements as might be required for the purpose of opening the Trading and / or Beneficiary account/s as aforesaid and THAT they are also authorized to as such to operate the said account for and on behalf of the Company" “RESOLVED THAT for the company do grant in favor of LFS BROKING PVT. LTD. a Power of Attorney limited to enabling LFS BROKING PVT. LTD. meet pay-in obligations for sale transactions carried out in the account of the Company and authorize Mr. ____________________of the company to execute, notarize and deliver to LFS BROKING PVT. LTD. the said Power of Attorney and to do all other things as may be necessary in this connection. "FURTHER RESOLVED THAT a certified copy of the said resolution be communicated to LFS BROKING PVT. LTD. together with the specimen signatures of all the aforesaid officials by the Chairman of the meeting / company.

// CERTIFIED TRUE COPY //

Place: For _______________________________ LTD. Date: Director/Authorized Signatory SPECIMEN SIGNATURES

Sr. No. Name Designation Signature 1

2

3

CHECK LIST ‐ NON-INDIVIDUAL KYC FORM

For Branch/Authorised Associates Use Only :

Branch Code : Branch Name :

Business Associates Code :

Introducer Employee Code :

Dealer Code :

Type of Trading: Online Offline

Sr. No. Par�culars Employee Name & Code Signature

1

2

Verifica�on of KYC details with suppor�ngproof

KYC details entered in system

Sr. No. Par�culars Employee Name & Code

Signature

1

2

Document Inward

Pan Card Verifica�on

For HO Use Only :

3 KRA Verifica�on

4 CKYC Verifica�on

5

“Watch out Investors” Verifica�on6

Verified Client Name in AL‐Qaida Sanc�on List Of UNSC

7

Scru�ny And Documenta�on8

Call Confirma�on9

Demat Account Data entry (Maker)10

DP Authoriza�on (Checker)11

Brokerage Assignment

12

Brokerage Assignment Check

13

UCC Allotment/Trading account Authoriza�on

14

15

Both

Verified “Not a Debarred En�ty”

Other

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LFS BROKING PRIVATE LIMITED

Correspondence Office : Office No. 10, Ground Floor,

Prabhadevi Industrial Estate,

408, Veer Savarkar Marg,

Prabhadevi, Mumbai - 400 025.

Ph. No. 022 49228222

Fax No. 022 49228221

Disclaimer : Please read the Dos and Don’ts prescribed by Stock Exchange before trading.

TOLL FREE NO. : 1800 - 102 - 4968