management in the 20st century
TRANSCRIPT
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Pter Koronvry (2004)
MANAGEMENT THEORY AND PRACTICE
IN THE 20TH CENTURY
A Short Summary1890-1990
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OBJECTIVES
To show what developments have led to the presentstate of management.
To introduce major theories and mark their place inmanagement theory and practice.
To demonstrate what problems can be handled with
their help.
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World War 1
World War 2
1960
1970
1985
Heavyindustry
Engineer-managers:Pseudo-Taylorism
Behaviourist& industrial
psychology
Industrial psychology:Human RelationsK. Lewin, Ch. Barnard(General Mgmt.)
Import of TQMcomplexity, chaos, change
future studies
BPR, BIS, MIS ...
Ch. Handy Japanese mgmt.H. Mintzberg M. for excellence globalisation
crisis, responsibility, M.Ed.
Modernisation and exportof Taylorism: Qual. App.,TQM (Japan)
Betriebswirtschaft (Europe)
Export of Taylorism (USSR)
Neo-Human RelationsPsychologySystems
approach
Social psy.Systems
approach
ContingencyPsychologySociology
Systems & DM SchoolsGeneral & Strategic Mgmt.Leadership: Michigan, Ohio
Leadership: Texas, NY
Human Resources Sch. Systems SchoolsDMManagement Science
(Taylor, Fayol, Weber)
F. Fiedler, W. Reddin,R. House, J. Adair
KEY TRENDS OF 20TH CENTURY MANAGEMENT
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1911: T aylor, F.W., Principles of Scientific Management, Harper and Brothers, New York, NY, 1911.
1 91 7: Gilbr et h, F.B. an d Gilbr et h, L.M .,Applied Motion Study, Sturgis and Walton, New York, NY, 1917.
1916/1930/1947: Fayol, H., General and Industrial Management, Pitman an d Sons, London, 1949.
..../1947 : Weber, M., The Theory of Social and Economic Organization, trans. by A.M. Henderson and T. Parsons, Free Press, New York, NY, 1947.
. .. .: Bertalanffy , L. von, The h is tory and status of general systems theory,Academy of Management Journal, Vol. 15, December 1972, pp. 407-26 .
1937: Gulick, L., Notes on the theory of organization (1937), in Shafri tz, J.M. and Ott , J.S. (Eds), Classic s of Organization Theory,3rd ed., Brooks/Cole, Pacific Grove, CA, 1992.
1938: Barnard, C., The Functions of the Executive, Harvard University Press, Cambridge, MA, 1938.1943: Urwick, L.F., The Elements of Administration, Harper & Row, New York, NY, 1943.
1 94 3: M aslo w, A., A t heo ry of m ot iv at io n, Psychological Review, Vol. 50, 1943, pp. 370-96 .
1 94 4: Vo n Neum an n, J. an d Mo rgen st er n, O., Theory of Games and Economic Behavior, Princeton University Press, Princeton, NJ, 1944.
1947: Mooney, J.D., The Principles of Organization, rev. ed., Harper & Row, New York, NY, 1947.
1947: Follett , M.P. , Constructive conflict, in Metcalfe, H.C. and Urwick, L. (Eds), Dynamic Administrati on: The Collec ted Papers of M.P. Follett, Harper Brothers, New York, NY, 1941, pp. 30-4 9.
1954: Drucker, P., The Practice of Management, Harper & Row, New York, NY, 1954.
1959: Lindblom, C.E., The science of muddling through (1959), in Shafritz, J.M. and Hyde, A.C. (Eds), Classics of Public Administration, 3 rd ed., Pacific Grove, CA, 1992.
1960: McGregor, D., The Human Side of Enterprise, McGraw-Hill, New York, NY, 19 60.
1961: McClelland, D., The Achieving Society, Van Nostrand, Princeton, NJ, 1961 .
1 96 1: Ko on tz, H., T he man age men t t heo ry jun gle, Journal of the Academy of Management, December 1961, pp. 174 -88.
1962: Chandler, A.D., Strategy and Structure, MIT Press, Cambridge, MA, 1962.
1965: Ansoff, H.I., Corporate Strategy: An Analytic Approach to Business Policy for Growth and Expansion, McGraw-Hill, New York, NY, 19 65.1966: Herzberg, F., Work and the Nature of Man,World Press, Cleveland, OH, 1966.
....: Argyris, C., Intervention Theory and Method: A Behavioral Science View, Addison-Wesley, Reading, MA, 19 70.
....: Simon, H.A.,Administrative Behavior,3rd ed., Free Press, New York, NY, 1976.
19 69: Lawren ce, P.R. an d Lo rsch, J.W., Developing Organizations: Diagnosis and Action, Addison-Wesley, Reading, MA, 1969 .
1972: Schein, E., Organization Psychology, Prentice-Hall, Englewood Cliffs, NJ, 1972.
1 97 3: Kast , F.E . an d Ro sen zweig, J.E ., Contingency Views of Organization and Management, Science Research Associates, Chicago, IL, 1973.
1976: Handy, Ch., Understanding Organisations
1979: Mintzberg, H., The Structuring of Organizations: A Synthesis of the Research, Prentice-Hall, Englewood Cliffs, NJ, 1979.
1980: Porter, M.E., Competitive Strategy, Free Press, New York, NY, 1980.
19 81: P ascale, R.T . an d At hos, A.G., The Art of Japanese Management, Warner Books, NewYork, NY, 1981.
1981: Ouchi, W.G., Theory Z, Addison-Wesley, New York, NY, 1981.
1 98 2: P et er s, T .J. an d W at er man , R.H. Jr , In Search of Excellence: Lessons from Americas Best Run Companies,Harper & Row, New York, NY, 1982.
KEY BOOKS
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CHANGES IN THE MANAGEMENT ENVIRONMENT
IN THE BEGINNING AND AT THE END
OF THE 20TH CENTURY
Well-defined, easy-to-distinguish quite closed Os. Personal and paper-based formalised communication. Understood and predictable environments. (Cultural
crusades.)
Long time span.
Organisations can adapt to environmental change.
The world seemed relatively well-organised and
reasonable for mistakes either human incapabilities orGod's will could be made responsible.
Future seemed controllable risks seemed identifiable.
Realities frustrate those who have lost their belief incontrol.
CRISES HAPPEN JUST SO.
Internetted, boundariless organisations. Sophisticated, numerous technology interfaces.
Impersonality informalisation? Hardly understood and unpredictable environments.
(Cultural preventive strikes.) Very short time span high time constraint high
pressure. Environmental change is far too radical and fast for
organisations to adapt to it. Ever-growing turbulence due to diverse strategies
larger system suboptimised. The Age ofUnreason (Ch. Handy). Theories of the irrationaland the chaotic. Accepting responsibility withoutbeing blamed? OR: Looking for scapegoats orgoing bananas?
Control over future outcomes is impossible control is a myth.
Realities of change frustrate those who believe incontrol.
CRISES ARE MADE; WEMAKE THEM.
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TaylorTaylor
ADAIR
Vroom
MINTZBERG
HANDY
DRUCKERArgyris
McGregor
Herzberg
Maslow
McClelland
Simon
BARNARD
WeberFAYOL
Mayo
Management Gurus
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World War 1
World War 2
1960
1970
1985
How to beproductive?
How to organise for efficiency?
How to lead for effectiveness?
How to use leadership styles
effectively?
How to beproductive (US)?
How to manageand lead Os (Fr)?
How to organise& administer (G)?
How to decide?
How to kill?
How to lead?
Task orientation
Peopleorientation
How can they do that?MOTIVATION
How to build motivating Os?
How to match DM andleadership styles?
How to understand us, our teams, organisations, markets?How to better market positions, organisations, teams?How to train management?
How to improve management?How to help management develop?
CORE QUESTIONS OF MANAGEMENT THEORY
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F. W. Taylor
FrederickTaylor
Task Management
Identify motions
Optimise motions
Select motions
Create optimalprocesses
Train
TIME STUDY
Frank & Lillian
Gilbreth
7 56
121110
8 4
21
9 3
MOTION STUDY
17 therbligs =
motions with sign
Film process
Play film slow -
identify motions
Eliminate
unnecessarymotions, change
slow or tiring ones
Map optimal work
process
Train
PRINCIPLES OF SCIENTIFIC MGMT
1. Use science instead of
thumb-rules in process optimisation.
2. Scientifically select & train
workers, provide them with optimised
tools (ergonomy).
3. Ensure cooperation and
motivation of the worker to help
processes run in the "scientifically
planned" way.
4. Accept share of responsibility btw
worker and manager - the worker is r.
for the execution, all the rest is the
manager's liability!
FUNCTIONAL WORK MANAGEMENT
Worker
Planning room Workshop
Production
routing
Methods
Time & costs
Discipline
Machine
speed
Labour speed
Quality
Maintenance
Managers
Carl Barth:
QUANTITATIVE
MANAGEMENT
Operations
research
Management
Science
TQM BPR
SCIENTIFIC MANAGEMENT
Operations
management
Time analysis even 80%difference btw engineers!
Consulting firms incompetent ...Taylor has only 4 disciples!
Limited cooperation to fightraising standards/norms ...
How can the manager bear withso much responsibility? Will theworker be motivated with solittle responsibility/auntonomy?
Too many specialistsinterfering ...
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Management that builds on a wide range of knowledge and personal qualities is primarily the
art of handling people and can be learnt in the same way as other crafts: the smith is made
while forging.
(Henri Fayol's speech on the closing meeting of the International Mining and Metallurgy Congress, 23 June 1900)Henri Fayols
organisation"Gouvernement" = the coordination of organisational activities
Managemen
tlevels
Lowermgmt
Middlem
gmt
Seniormgmt
specialised professional knowledgegeneral
management
Commercial
functions, e.g.:
purchasing,
sales.
Security
functions, e.g.:
guarding
company
property.
Engineering
functions,
e.g.:
production
Organisation functions = organisational activities
Management
functions
planning and forecasting
commanding
controlling
organising
coordinating
Financial
functions, e.g.:
ensuring access
to financial
resources
Accountingfunctions, e.g.:
acquiring and
analysing
financial data.
To maintaincontinuity ofwork, to ensureoptimal utilisationof each worker..
To structureactivities andcontacts at work,to select, trainand monitorsubordinates.
To prepareaction plansbased onpredictions; toensure the unity,continuity
andflexibility ofplanning.
Com2andingOrganisingForecasting
and planning
To focus efforts,to harmonisetheir system.
Coordinating
To comply with atheoretical andpractical frame-work (businesspolicies andpractices, plans,
regulations,orders, etc..)
Controlling
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Fayols Principles of Management
1) Division of work
2) Authority
3) Discipline
4) Unity of command
5) Unity of direction
6) Subordination of individual interests to the general interest
7) Remuneration
14) Esprit de corps
13) Initiative
12) Stability of tenure of personnel
11) Equity
10) Order
9) Scalar chain
8) Centralisation
Division of work
Authority
Discipline
Unity of command
Unity of direction
Subordination ofindividual interests to
the general interest
Remuneration
Esprit de corps
Initiative
Stability of tenure ofpersonnel
Equity
Order
Scalar chain
Centralisation
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Fayol on Communication and
the Managers Personality
Nature
Personality features:
Mental capabilities:
Physical abilities:
Nurture and education
Experience:
Professionalism:
General education:
Avail
energy
determination
responsibility
initiative
loyalty
tact
dignity
health
vigour
decisive appearance
apprehension
capacity to learn
judgement
mental freshness adaptability, flexibility
literacy, general knowledge,
learnedness
professional knowledge and
experience of the organisational
activities headed
experence collected in practice
C
N
O
J
D
M
I
BA F
K
E H
L
G
reports and orders
A the "owner" of a need (e.g. request for pencils)
the "satisfier" of the need (e.g. storekeeper)
distorters of the message
"Fayol's bridge"
H
...
( )
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The Hawthorne Studies (1924-1936)Elton Mayo
the behavioural framework within which Taylorism operates:
The worker has to be treated as a member of a group, not in isolation.
Group membership and status is stronger a motivation than money or the workingenvironment.
Informal groups influence even determine worker behaviour. If foremen/managers want workers show loyalty to company objectives, they have to
manipulate them through their social needs.
The behaviour of the foreman/manager has a direct impact on the productivityof the group.
The informal group regulates production standards (at a much lower level thanpossible ...).
Different cliques have different prestige. Individual prestige comes from the clique.
Workers maintain status quo in prestige differences and productivity with sarcasm,derision, mockery, nicknames, ostrachism, laughter, ... physical punishment.
Group behaviour expressed in shared slang: rate buster (buzgmcsing), chiseler(lazsl), squealer (besg).
General rule: do not show up!
Pt K (2004)
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Perspectives on Leadership
[One has to be born to be a manager/leader. genetic heritage,
evolutional selection, inborn traits, charisma ...: BIRTH?
CHARACTER? ...]
[One has to be appointed to be a manager/leader. positional
power, bureaucratic authority ...: NEPOTISM? CONTACTS?
CAREER? MERITS?]
[One has to be the best to be a manager/leader. functional
power, professionalism, ...: SPECIALIST KNOWLEDGE]
One has to be trained to be a manager/leader. managementeducation and training: what and how to teach one to make
him/her a good manager/leader? ...: BEHAVIOUR
One has to develop into a manager/leader. experience,
lifelong learning, learning by doing, personality development
cycles of managers ...: PERSONAL MATURITY
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Leadership or Management?
Phase 0: Leading non-existant (!?)
Phase 1: Leading as a management function
Phase 2: Managing and leading in peer
distinct, different, but parallel functions
Phase 3: Managing is but one function of
leadership
ControllingDirect
& LeadOrganisePlan Staff
Koontz and O'Donnell, 1976
Controlling MotivationPlanning Coordination
E. F. L. Brech, 1957
Forecast & Plan CoordinateOrganise Command Control
H. Fayol, 1916
Organise
Coordinate
Control
Plan
Develop &
Mentor
Motivate
Challenge
Select
Establish concept
base for
information systems
Engineer
information systems
Generate/apply
informationInformation
Articulate cultural
imperatives &
values
Set command
climate
Model & reinforce
valuesValues
Integrate
structure/purpose
Design
interdependenciesForge teamworkTeamwork
Create visionCreate plansExecute plansVision
STRATEGIC
LEADERSHIP
ORGANISATIONALLEADERSHIP
DIRECT
LEADERSHIPFUNCTION
based on: SLDM , p. 2/10
Recruit, train,
supply with tools
Accept
responsility
Analyse & optimise
work process
Cooperate &
motivate
F. W. Taylor, 1911
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The Leader-Centred Model(OR: our organisation is spinning ...)
M
LDTheory
Organisation
Theory
Management
Philosophy
EpistemologyandSystemsThe
ory
Ethics
Ontology
Logic
Worldview
Organisation
Individu
al
Team
Cultu
re
LEADER
Managing
D
eciding
Leadin
g
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1D Models of Leadership
System 1 System 2 System 3 System 4
Rensis Likert, Michigan, 195 5
THEORY X THEORY Y
Douglas McGregor, 1960
1 2 3 4 5 6 7
Tannenbaum & Schmidt, 1957
AI AII CI CII GII
Vroom and Yetton, 1973; Vroom & Jago , 1988
Laissez-faireAutrocratic Democratic
Kurt Lewin et a l., 1929
Safety needs
Physical needs
Self-actualisation needs
Esteem needs
Love needs
Abraham Maslow, 1943
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1D Models of Leadership 1:
Rensis Likert (Michigan Studies, 1950)
System 1 System 2 System 3 System 4
Exploitative-authoritative:
power & direction fromtop downwards
threats & punishmentemployed communication poor teamwork non-existent productivity mediocre authoritative style
Benevolent-authoritative:
similar to E-A, but: some upward opportunity
for consultation &delegation rewards available as well
as threats productivity fair to good considerable absenteeism
& turnover paternalistic style
Consultative:
goals set, orders issuedafter discussion withsubordinates
communication is bothupwards & downwards
teamwork at leastpartially encouraged
some involvement ofemployees as motivator
productivity good moderate absenteeism consultative style
Participative-group:
the ideal system participation leading
to commitment tothe O's goals in afully cooperativeway
communication goodboth upwards, down-wards & laterally
motivation obtainedby a variation ofmeams
productivity excellent absenteeism & turn-over low
democratic style
Managers as linking pins
Low productivity High productivity
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y ( )
Social Psychology behind 1D Thinking:
Douglas McGregor, Chris Argyris
IMMATURE MATURE
THEORY X THEORY Y
The Human Side of Enterprise, 1960
Employees inherently lazy, requiring coercion
and control, avoiding responsibility and only
seeking security. The Theory X manager is tough,
autocratic, supports tight controls with punishment-
reward systems.
Employees like work it is as natural as
rest or play; if committed to the O's
objectives, they do not have to e coerced
or controlled; more rather than less people
are able to exercise imagination andingenuity in work. The Theory Y manager
is benevolent, participative, believes in self-
control a humanist and democrat.
passivitydependence
behave in few ways
erratic, shallow interests
short time perspectives
subordinate position
lack of awareness of self
activityrelative independence
behave in many ways
deeper interests
long time perspectives
equal or superior position
awareness and control of self
Chris Argyris
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y
Contingency Theories behind 1D Thinking:
Burns & Stalker, Lawrence & Lorsch
MECHANISTIC SYSTEMS:
stability
ORGANIC SYSTEMS:
change
Burns & Stalker, The Management of Innovation (1961)
a specialised differentiation of tasks pursued m/l in
their own right a precise definition of rights, obligations & technical
methods of each fuctional role
a hierarchy of control, authority & communication, mostlyorders, instructions, decisions downwards, information
upwards tendency forvertical interaction btw members of the O a tendency for operations and working behaviour to be
dominated by superiors an insistence on loyalty to the O and obedience
to superiors
individual tasks relevant to the total situation of the O,
adjusted & redefined through interaction with others a networkstructure of control, authority &
communication, where knowledge of technical or
commercial aspects of tasks may be located anywherein the network a lateral rather than vertical direction of communication
through the O, communications consist ofinformation & advice rather
than instructions and decisions, commitment to the O's tasks seen to be more important
than loyalty and obedience
Stable, structured, friendlyenvironment
Dynamic, diverse, uncertainenvironment
Lawrence and Lorsch on con flict resolution and organisationa l success, 1967
a lesser degree of differentiation + a high degree of
integration required integration tends to be achieved at the top end of the
management hierarchy
higher degree of differentiation and integration required the more differentiated the O, the more difficult to resolve
conflict integrating functons carried out by middle and low-level
managersN.B.:Differentiation: division of labour/specialisation, differences in attitudes an d behaviou r of the managers concerned (orientation to wards
particular goals, time orientation (short o r long term?), interpersonal orientation, relative formality of the structure of their functional units).
Integration: the quality of the state of collaboration amo ng departments, both the rational-mechanical processes & oth er types of
interrelationships.
The key to success is to have more effective conflict resolution
than that of the competitors. Improved ways of CR lead to statesof diffenentiation & integration that are appropriate for the Env.
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Tannenbaum & Schmidt, HBR, 1957
1 2 3 4 5 6 7
AUTHORITARIAN DEMOCRATIC
Use of authority by the manager
Area of freedom for subordinates
The manager
makes decision
& announces it
The manager
sells Ds
The M presents
D & invites
questions
The M presents
tentative D
subject to
changes
The M presents
the problem,
gets suggestions,
makes D
The M defines
limits, asks
group to make
decision
The M permits
subordinates
to function
within limits
defined by
superior
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1D Models of Leadership 4a: Vroom and Yetton, 1973
AI You solve the problem or make the decision yourself using the information available toyou at the present time.
AII You obtain any necessary information for subordinates, then decide on a solution to theproblem yourself. You may or may not tell subordinates the purpose subordinates the purposeof your questions or give information about the problem or decision on which you are working.
The input provided by them is clearly in response to your request for specific information.They do not play a role in the definition of the problem or in generating or evaluating alternativesolutions.
CI You share the problem with the relevant subordinates individually, getting their ideas andsuggestions without bringing them together as a group. Then you make the decision. Thisdecision may or may not reflect your subordinates' influence.
CII You share the problem with your subordinates in a group meeting. In this meeting youobtain their ideas and sugestions. Then you make the decision, which may or may not reflect
your subordinates' influence.
GII You share the problem with your subordinates as a group. Together you generate andevaluate alternatives and attempt to reach agreement (consensus) on a solution. Your role ismuch like that of chairperson, coordinating the discussion, keeping it focused on the problem,and making sure that the critical issues are discussed. You can provide the group withinformation or ideas that you have, but you do not try to 'press' them to adopt 'your' solution,and you are willing to accept and implement any solution that has the support of the entiregroup.
A = autocratic, C = consultative, G = group
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1D Models of Leadership 4b: Vroom and Jago
QR
CR
CR
LI
LI
CP
CP
ST
ST
CP
CP GC
GC
GC
GC
CO
CO
SI
SI
high
low
high
low
yes
no
no
AI
GII
AI
CII
CI
AII
CII
GII
CII
GII
yes
no yes
yes
no
no
highlow
yes
no
yes
yes
no
yes
no
yes
no
no
yes
yes
no
yesno
yesno
yes
no
no
yes
yes
no
QR Quality requirement
How important is the technical quality of this decision?
CR Commitment requirement
How important is the subordinate commitment to the decision?
LI Leaders information
Do y ou have sufficient information to make a high quality decision?
ST Problem structure
Is the problem well-structured?
CP Commitment probability
If you were to make the decision by yourself, is it reasonably certain
that your subordinate(s) would be committed to the decision?
GC Goal congruence
Do subordinates share the organisational goals to be at tained
in solving this p roblem?
CO Subordinate conflict
Is conflict among subordinates over preferred solutions likely?
SI Subordinate information
Do subordinates have sufficient information to make
a high-quality decision?
[TC Time constraint
Does a critically severe time constraint
limit your ability to involve
subordinates? GD Geographical dispersion
Are the costs involved in
bringing together
geographically
dispersed
subordinates prohibitive?
MT Motivation-Time
How important is it to you to
minimise the t ime it takes t o make the decision?
MD Motivation-Development
How important is it to you to maximise the opportunities
for subordinate development?]
Time-Driven Model: Time critically important,Developmentis unimportant
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2D Models of Leadership
0
9
Production orientation
Blake and Mouton, Texas University, 1964: The Managerial Grid
9
COUNTRYCLUB
MIDDLE-OF-THE-ROAD
TEAM
TASK-ORIENTATION
POORPe
opleorientation
Cons
ideration
Initiating Structure
Harpin and Winer, Ohio State University, 1957
high
high
low
low
Cons
ideration
Initiating Structure
Harpin and Winer, Ohio State University, 1957
high
high
low
low
high
high
low
low
Henry Mintzberg, 1973: the roles of the manager reinterpreted in 2D
management
organisation
INTERPERSONAL INFORMATIONAL DECISIONAL
FIGUREHEAD
LEADER
LIAISON
SPOKESMAN
NEGOTIATOR
RESOURCE
ALLOCATOR
DISTURBANCE
HANDLER
ENTREPRENEURMONITOR
DISSEMINATOR
people
R
elationshipBehaviour
(SupportiveBehaviour)
Task Be haviour
(Guidance)
Hersey and Blanchard: coaching and leadership style, 1988
high
lowlow
high
TELLING
SELLINGPARTICIPATING
DELEGATING
Follower readinessR4 R3 R2 R1
unable and
unwilling or
insecure
able but
unwilling
or
insecure
unable but
willing or
insecure
able and
willing or
confident
Follower-directed Leader-directed
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Frederick Fiedler
1 2 3 4 5 6 7 8
Effectiveness
high
low
SITUATIONALCONTROL
LEADER-MEMBERRELATIONS
POSITIONALPOWER
TASKSTRUCTURE
strong
good
structured
strong
strong
good
structured
weak
strong
good
unstructured
strong
weak
bad
unstructured
weak
weak
bad
unstructured
strong
medium
bad
structured
weak
medium
bad
structured
strong
medium
good
unstructured
weak
LPC = least preferred co-workertest
low LPC
high LPC
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William Reddin (New Hampshire University)
Related Integrated
Separated Dedicated
Missionary Compromiser
Deserter Autocrat
Developer Executive
Bureaucrat BenevolentAutocrat
RO
TO
Appro
priate
situatio
ns
Inapp
ropriate
situation
sMo
reeff
ective
Lesseffec
tive
RO = relationship orientationTO = task orientation
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Robert House: Path-Goal Theory
ManagementStyles: directive supportive participative achievement-oriented
Employee Attitudes
and Behaviour: job satisfaction acceptance of leader motivation
EnvironmentFactors: employee's task authority system work group
Employeecharacteristics : locus of control task ability need for achievement experience need for clarity
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Myers and Briggs: Personality Types of Leaders 1
Relating to other people
Setting priorities
Generating information
Making decisionsThinking(T)
Introvert
(I)Perceptual
(P)
Intuitive
(N)Emotional
(F)Sensing
(S)
Judgmental
(J)
Thinking(T)
Conceptual types
Modifying factors
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Myers and Briggs: Personality Types of Leaders 2
SJs TRADITIONALISTS (ISTJ, ISFJ, ESTJ, ESFJ): running the system + stabilityfactual, systems managers, good decision-makers; practical, assess consequences and risks before acting; place a high valueon order and punctuality; dependable and tend to rely more on facts than on people; their managerial style is often formaland impersonal; loyal to the status-quo, may be late to perceive the need for change, may even be suspicious and afraid ofchange to existing systems; very good at handling large qualities of data, excellent in coordination and integration, managetime well
SPs TROUBLE-SHOOTERS (ISTP, ESTP) and NEGOTIATORS (ISFP, ESFP):sensing problems +
dealing with themproblem solvers; very flexible and aware of their situations and their implications; they use the system to effect changerather than trying to change the system; stimulus-response managers, live in the reality of current needs may shift positionsto cope with these, thus sometimes appear unpredictable to colleagues, may appear disorganised and disorderly totraditionalists; good at sniffing out and dealing with trouble before a largeproblem develops
NFs CATALYSTS (INFJ, INFP, ENFP, ENFJ): maintain communication + use people to best effectcommunicators, charismatic, committed managers; work well and intuitively with people, care for them; their DM may beinfluenced more by their own personal values than by the facts of the situation; if not nurtured, they become ineffective and
discouraged; very useful in areas like PR, but prefer to work with few constraints; may spend more time in interpersonalinteractions than on task related activities
NTs VISIONARIES (INTJ, INTP, ENTP, ENTJ): look to the future + sense need for change + stimulate itsimplementation
planners, innovators, creative force in organisations, able to see the whole picture and relate it to the present situation lookat the possibilities and analyse them objectively; like to put new new ideas into operation but quickly loose interest andsearch new ideas of challenge within their competence expect competence in others as well; may be insensitive to othersproblems need to be reminded to expect less than perfection; good decision makers expect everybody to read situationsas well as they can often feel it unnecessary to explain their reasons; ideas-men, quickly conceptualise outcomes mayequally quickly leave the organisation where they feel their talents are not beinng used.
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Personality Development of Managers 1: Rational Phases
Pre-morality phase: focus on the physical needs and reactions to them, without considering ethics, morale, values, aspects of good orbad. No knowledge of others views or needs childish egoism. Mental passivity, avoidance of stress caused by environmental stimuli not
in direct contact with individual physical needs. If the parents are also in the re-morality phase (i.e. they are brutal, rude and blasphemious,
the child will not grow out of this phase (s)he will stay furious, jealous, insecure and fearful. It is normal that adults from time to time flee
back from stress into this phase it is part of t he regeneration process after a physical a/or mental shock (LEAVE ME ALONE). T hose wholive their whole life in this phase are usually considered to be psychopaths or sociopaths.
Egocentric phase: individual personality, unique and independent character developed, the middle of the universe, everybody else isthere t o serve him. Reached at th e 2nd year of life. Its features are a stron g desire for possessing, attent ion, havig the cont rol. No interest
in other s views or needs childish egoism: t he little monst er. Star ting to speak No and Mine. Learn to exp ress themselves, where
their limits are, and how to handle boundaries and hindrances. Focus on material goods my mum, my book, my toy! o to the extremes to
see where their limits are. They can be rude, loud, fierce, even malavolent. In this phase one learns not to accept what exists but to do forchanging it to the better, to question accepted rules, customs and habits, to find new ways to solve problems, to get away from old patterns.
Children spoilt by their parents will basically stay in this phase bullying, domination, egotism, selfishness. Hypercritical about others
they are the best. (30-40% of the population are basically egocentric!). Concerned with themselves, their results, their ideas, their achieve-
ment. Mad about status symbols: my house, my car, my yacht, my office... Quarrel in order to kiss and be friends live in cycles of war
and peace. In negotiations, they bite on gimmie-gimmie-gimmie tricks: You deserve ..., You are worth it ... make them feel your power,
keep cont rol and never retreat. Be polite, categorical, make them feel you are the best so y ou can represent th e best of the best offerings
only.
The phase of pleasing:we are not alone t here are oth ers around us too. We are not t he centre o f the universe our survivaldepends on others. The new tactic: to please others make concessions, be helpful, be generous. Children say I love you mum 100x a day,
do the washing up on t heir own and give their favo urite t oy t o t heir little brother/sister (from year 7-8). Learning cooperation, mutuality, team-
work, just division of work, sensibility to others needs ... Psychological needs in centre desire for acceptance and reassurance are the main
triggers. Voluntary acts of grace, favours, uneasiness, apologising ... Need for acceptance, wishing to be liked, manipulating through emotional
racketeering, euphoric monkey-love. Difficulty t o say no, to set limits to others. Agree to t hings they cannot keep yes-men. Hiding problems
from others I can solve it. 30%: stereotypes like faithful secretary, consciencious mother, self-sacrificing mother ... Handle them friendly,
show true intere st, but be definte and cat egorical because they are indecisive.
Authoritarian phase: one cannot please to everybody the task is to find rules that govern individual, group and inter-group relationshipsand help one simplify the comp lexity of realit y. With t he help of laws, books, specialists advice, the example of famo us peop le, etc., one sets up
rules for appropriate behaviour (how to be a good controller, a good husband, a good father, etc.) and, following them, does ones tasks. There
is one best way of doing anything too rigid to see there may be other ways. Defines ones own identity by labelling: gender, religion, race,
nationality, intellectual and physical qualities stated or negated. Central needs are social, trying to socialise with people with the same labels.
Secondary school age group we (= the good) against they (= the bad). About 10% of the population: doctors, lawyers, military or industrial
leaders, show-biz personalities, authors of How to ... books, opinion leaders. They form public taste, preachers of culture and values, advisors
in radio programmes. Authoritarianism helps us live in an organised society, makes us accept patterns. It beomes dangerous, however, when it
makes our thinking inflexible. Task oriented, perfectionist, prescriptive, even arrogant, hindering it cannot be done that way style experts.
When negotiating with them, be rational and systematic, use facts, logic.
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Personality Development of Managers 2: Intuitive Phases
Principle-centred phase : from ones 30s, recognising fundamental universals behind the rules. Main characteristics: correctness, caringfor others, participating. Accept others as they are, differences are seen as positive rather than negative. Avoid airing opinions, judging others.
self-acceptance. Principles followed intuitively, no need for external reassurance, no exceptions. Improving memory, concentration, creativity,
intuition, interpersional relationships we become more effective. There are no problems but opportunities. Direct yourself, influe nce others .
Getting to the to p of o nes potentials. Be correct, helpful, participate in th e tasks for a mont h t hen youll see the difference.
Responsibility phase:who and what we are, what we know, what we have don e are all th e results of our own cho ices and decisions.Becoming aware of ones responsibility we are the sources of our fates. Accepting oneself as the cause of actions and their consequences.
Luck, fate, birth, genetic heritage, the parental house, education, etc. are but excuses we are what we make out of ourselves. Responsibility
for others not because I caused their pains but because I sympathise and I can help them!!! When you leave the picnic place, it should be
cleaner than when you got there you should invest more into th ings than actually you have to.
Universality phase: the individual on the peak. Integrating logic and intuition, order and creativity in a relaxed, self-evident, easygoingway. Living according to their principles continnuously, in peace and harmony with themselves, keepinng their potentials intact even in case of
outside turmoil freedom of the soul, harmony with the universe. Freedom, superhuman achievements, intensive vigour, liveliness, pleasure in
life. Giving example, teaching others to govern their own lives, accept responsbility, showing the way helping others reach the phase of freedom.
Hyperclear objectives and targets of life, sober happiness. Life and work is happiness. Hormony oof the physical and the spiritual. Catharctic,
unversal personalit ies Jesus, Sister T heresa, M. L. King Junior, Einstein , Gandhi, Buddha, bodhissatvas, ...
Confucianism:
If you want to govern a country,
make order in your family first.If you want to keep your family
in order, you should develop your
personality. The ruler is the moral
example for his people moral
education is important to become
a good ruler.
Taoism:
The more laws and regulations, the more
who break them. The less the ruler rules,the better his country will be. Prescriptions
show that what they are about is lost instead
of preaching morale, live accordingly, giving
an example and setting standards.
Bhagavad-gita:
The self-actualised do not have any target
with doing their duty; nevertheless, theyhave no reason not to do it either. Such
people do not depend on anybody else.
Whatever should a great personality do,
the common will follow him; whatever
standards should he set by his example,
the whole world will follow him.
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John Adair: A Functional Model of Leadership
TOTAL
SITUATION
INDIVIDUAL
NEEDS
T ASK
NEEDS
GROUP
NEEDS
Thecircumstances of each situation affect thepriority which attaches to each area of needs.E.g.: urgency may make task needs dominateover the others.
Task functions: setting objectives, planning tasks,allocating responsibilities, settling appropriatestandards of performance.
Group maintenance functions: team-building,
motivation, communication, discipline, acting asgroup representative outside the boundaries ofthe team.
Individual maintenance functions: coaching,counselling, motivation, development.
Task characeristics:structure: to be programmedor can be left open?type: DM? realisation/execution?initiation or obedience needed?Routine administrative or creativeproblem-solving, pioneering?time: available or not?complexity: technologically orconteptually complex? difficult toorganise?error: dangerous? costly? any inherentrisk of mistakes?importance: if not important, it
should be programmed!!!
The leader's personal characeristics :
values: how important is it for him to involvesubordinates? what does he consider to bethe task of a manager in general? howimportant is for him organisationaleffectiveness,employee satisfaction and personal success?
trust in subordinates: does he hold them forprofessionally competent and reliable?
habits: captive of them?
assessing hi s own personal role: essential?or only facilitating?
safety needs : prefers foreseeability?lacks tolerance for instability/risk?
tolerating stress: tensions?
Age.
Group characeristics:
treatment: how do they prefer to be treated?
self-evaluation: intelligence? Competence?
psychological contract: with the group orwith the leader? does it involve active
participation? are they content with it?
their view of the problem: important ornegligable?
insecurity: can they tolerate it? or they needinnstruction, order, structure?
past: experience with participation, teamwork?experience with the others' competence?
culture: education? schooling? age?
professional culture?
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Teams
Factors of group cohesion:
similarity of workphysical proximity in the workplacethe work-flow systemstructure of tasksgroup size (smaller rather than larger)threats from outside
the prospect of rewardsleadership style of the managercommon social factors (age, race, social status, etc.)
Effective groups:
informal, relaxed atmospheremuch relevant discussion with highdegree of participation
group task or objective clearly understood,and commitment to it obtainedmembers listen to each otherconflict is not avoided but brought intothe open and dealt with constructivelymost decisions are reached by generalconsensus with a minimum of formal votingideas are expressed freely and openlyleadership is not always with the chairman but tendsto be shared as appropriate
the group examines its own progress and behaviour
Ineffective groups:
bored or tense atmospherediscussion dominated by one or two people, andoften irrelevant
no clear common objectivemembers tend not to listen to each otherconflict either avoided or allowed to develop intoopen warfaresimple majorities are seen as sufficient basis forgroup decisions which the minority has to accept
personal feelings kept hidden and criticism isembarrassingleadership provided by chairmanthe group avoids any discussion about its own
behaviour
Key factors of Group Behaviour
LEADERSHIP
COHESIVENESS
NATURE &
MOTIVATION OF
MEMBERS
GROUP
NORMSINDIVIDUAL
ROLES
ENVIRONMENT
NATURE OF TASK
SIZE
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B. Tuckman (1965) and Woodcock (1979):
Developing Effective Teams
B. Tuckman, 1965:
Stage 1 FORMING: finding out the task,rules and methods; acquiring information
and resources; relying on the leader.
Stage 2 STORMING: internal conflictdevelops; members resist the task at theemotional level.
Stage 3 NORMING: conflict settled,cooperation develops; views are exchangedand new standards (norms) developed.
Stage 4 PERFORMING: teamwork achieved,roles flexible; solutions found & implemented.
Woodcock, 1979:
Stage 1 UNDEVELOPED TEAM:feelings avoided, objectives uncertain,
the leader takes most of the decisions.
Stage 2 EXPERIMENTING TEAM:issues faced more openly, active listening,temporal group introspection possible.
Stage 3 CONSOLIDATING TEAM:personal interaction on a cooperativebasis, task clarified, objectives agreed,tentative procedures implemented.
Stage 4 MATURE TEAM:feelings open, a wide range of optionsconsidered, working methods methodical,leadership style contributory, individualsflexible, the group recognises itsresponsibility to the rest of the O
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Belbin: Roles in an Effective Management Team
ROLES IN ANEFFECTIVE
MANAGEMENTTEAM
SHAPERCHAIRMAN
RESOURCE
INVESTIGATOR
COMPANY
WORKER
MONITOR/
EVALUATOR
TEAM
WORKER
INNOVATORCOMPLETER
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Charles Handy
ROLE CULTUREAPOLLO
GREEK TEMPLE
EXISTENTIAL CULTUREDIONYSUS
(STAR) SET
CLUB CULTUREZEUS
SPIDERS WEB
TASK CULTUREATHENA
FISHERMENS NET
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Charles Handy
EXISTENTIAL CULTURE(DIONYSUS, SET)
CLUB CULTURE(ZEUS, WEB)
TASK CULTURE(ATHENA, NET)
ROLE CULTURE(APOLLO, GREEK TEMPLE)
source of power: POSITION/POSTcontrolled by a handful managers on topstrong, bureaucratic, functional hierarchystrict and detailed regulations and policiesstrict reporting system and scalar chain
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ROLE CULTURE(APOLLO, GREEK TEMPLE)
Charles Handy
EXISTENTIAL CULTURE(DIONYSUS, SET)
CLUB CULTURE(ZEUS, WEB)
TASK CULTURE(ATHENA, NET)
source of power: PROFESSIONAL KNOWLEDGEtop specialist managers (middle management) dominantproduct-based organisational structureteam-workoften matrix structure
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Charles Handy
ROLE CULTURE(APOLLO, GREEK TEMPLE)
EXISTENTIAL CULTURE(DIONYSUS, SET)
TASK CULTURE(ATHENA, NET)
CLUB CULTURE
(ZEUS, WEB)
source of power: OWNERSHIP OF RESOURCEScontrolled by one (or a few) central character(s)hierarchies are of relatively little importance though existantthe network of relationships is crucial meet, talk, get info,find opportunities and learn about threatsstress of effectivenessindividual success is vital for survival: if one finds out whatthe owner of resources expects from him/her and can bringresults one will be rewarded, if not, ...
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Charles Handy
ROLE CULTURE(APOLLO, GREEK TEMPLE)
CLUB CULTURE(ZEUS, WEB)
TASK CULTURE(ATHENA, NET)
EXISTENTIAL CULTURE(DIONYSUS, SET)
source of power: CREATIVITYmanagers facilitate the work of creativesorganisation structure minimalteamwork difficult to maintain creatives are individualiststhe organisation is for the people, not the people for the organisation
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Career Development & Types of Leadership
Establish concept
base for
information systems
Engineer
information systems
Generate/apply
informationInformation
Articulate culturalimperatives &
values
Set command
climate
Model & reinforce
valuesValues
Integrate
structure/purpose
Design
interdependencies
Forge teamworkTeamwork
Create visionCreate plansExecute plansVision
STRATEGIC
LEADERSHIP
ORGANISATIONAL
LEADERSHIP
DIRECTLEADERSHIPFUNCTION
based on: SLDM , p. 2/10
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Aspects of Organisational Analysis (H. Mintzberg)
Processes and flows: BASIC PARTS strategic apex, middle line, operating core, technostructure, support staff, ideology COORDINATING MECHANISMS mutual adjustment, direct supervision, standardisation (of work processes, of outputs, of skills, of norms) FLOW/PROCESS SYSTEMS transformation, information, decision-making, authority, ...
Parameters of ordganisation design: JOB SPECIFICATION BEHAVIOUR FORMALISATION TRAINING INDOCTRINATION UNIT GROUPING UNIT SIZE PLANNING AND CONTROL SYSTEMS LIAISON DEVICES DECENTRALISATION horizontal, vertical; selective, parallel; limited, unnlimited. Types: I centralisation, II LHSD, III LVPD, IV UHPD,
V UH&VSD, VI decentralisation Situational factors:
AGE & SIZE TECHNICAL SYSTEM
ENVIRONMENT POWER
Six pulls on the organisation:(1) strategic apex pull to centralise (2) middle line pull to balkanise (3) operating core pull to professionalise(4) technostructure pull to standardise (5) support staff pull to collaborate (6) ideology pull to evangelise.
Six types: SIMPLE STRUCTURE MACHINE BUREAUCRACY PROFESSIONAL BUREAUCRACY DIVISIONALISED FORM ADHOCRACY MISSIONARY
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Conclusions