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    Pter Koronvry (2004)

    MANAGEMENT THEORY AND PRACTICE

    IN THE 20TH CENTURY

    A Short Summary1890-1990

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    Pter Koronvry (2004)

    OBJECTIVES

    To show what developments have led to the presentstate of management.

    To introduce major theories and mark their place inmanagement theory and practice.

    To demonstrate what problems can be handled with

    their help.

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    World War 1

    World War 2

    1960

    1970

    1985

    Heavyindustry

    Engineer-managers:Pseudo-Taylorism

    Behaviourist& industrial

    psychology

    Industrial psychology:Human RelationsK. Lewin, Ch. Barnard(General Mgmt.)

    Import of TQMcomplexity, chaos, change

    future studies

    BPR, BIS, MIS ...

    Ch. Handy Japanese mgmt.H. Mintzberg M. for excellence globalisation

    crisis, responsibility, M.Ed.

    Modernisation and exportof Taylorism: Qual. App.,TQM (Japan)

    Betriebswirtschaft (Europe)

    Export of Taylorism (USSR)

    Neo-Human RelationsPsychologySystems

    approach

    Social psy.Systems

    approach

    ContingencyPsychologySociology

    Systems & DM SchoolsGeneral & Strategic Mgmt.Leadership: Michigan, Ohio

    Leadership: Texas, NY

    Human Resources Sch. Systems SchoolsDMManagement Science

    (Taylor, Fayol, Weber)

    F. Fiedler, W. Reddin,R. House, J. Adair

    KEY TRENDS OF 20TH CENTURY MANAGEMENT

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    1911: T aylor, F.W., Principles of Scientific Management, Harper and Brothers, New York, NY, 1911.

    1 91 7: Gilbr et h, F.B. an d Gilbr et h, L.M .,Applied Motion Study, Sturgis and Walton, New York, NY, 1917.

    1916/1930/1947: Fayol, H., General and Industrial Management, Pitman an d Sons, London, 1949.

    ..../1947 : Weber, M., The Theory of Social and Economic Organization, trans. by A.M. Henderson and T. Parsons, Free Press, New York, NY, 1947.

    . .. .: Bertalanffy , L. von, The h is tory and status of general systems theory,Academy of Management Journal, Vol. 15, December 1972, pp. 407-26 .

    1937: Gulick, L., Notes on the theory of organization (1937), in Shafri tz, J.M. and Ott , J.S. (Eds), Classic s of Organization Theory,3rd ed., Brooks/Cole, Pacific Grove, CA, 1992.

    1938: Barnard, C., The Functions of the Executive, Harvard University Press, Cambridge, MA, 1938.1943: Urwick, L.F., The Elements of Administration, Harper & Row, New York, NY, 1943.

    1 94 3: M aslo w, A., A t heo ry of m ot iv at io n, Psychological Review, Vol. 50, 1943, pp. 370-96 .

    1 94 4: Vo n Neum an n, J. an d Mo rgen st er n, O., Theory of Games and Economic Behavior, Princeton University Press, Princeton, NJ, 1944.

    1947: Mooney, J.D., The Principles of Organization, rev. ed., Harper & Row, New York, NY, 1947.

    1947: Follett , M.P. , Constructive conflict, in Metcalfe, H.C. and Urwick, L. (Eds), Dynamic Administrati on: The Collec ted Papers of M.P. Follett, Harper Brothers, New York, NY, 1941, pp. 30-4 9.

    1954: Drucker, P., The Practice of Management, Harper & Row, New York, NY, 1954.

    1959: Lindblom, C.E., The science of muddling through (1959), in Shafritz, J.M. and Hyde, A.C. (Eds), Classics of Public Administration, 3 rd ed., Pacific Grove, CA, 1992.

    1960: McGregor, D., The Human Side of Enterprise, McGraw-Hill, New York, NY, 19 60.

    1961: McClelland, D., The Achieving Society, Van Nostrand, Princeton, NJ, 1961 .

    1 96 1: Ko on tz, H., T he man age men t t heo ry jun gle, Journal of the Academy of Management, December 1961, pp. 174 -88.

    1962: Chandler, A.D., Strategy and Structure, MIT Press, Cambridge, MA, 1962.

    1965: Ansoff, H.I., Corporate Strategy: An Analytic Approach to Business Policy for Growth and Expansion, McGraw-Hill, New York, NY, 19 65.1966: Herzberg, F., Work and the Nature of Man,World Press, Cleveland, OH, 1966.

    ....: Argyris, C., Intervention Theory and Method: A Behavioral Science View, Addison-Wesley, Reading, MA, 19 70.

    ....: Simon, H.A.,Administrative Behavior,3rd ed., Free Press, New York, NY, 1976.

    19 69: Lawren ce, P.R. an d Lo rsch, J.W., Developing Organizations: Diagnosis and Action, Addison-Wesley, Reading, MA, 1969 .

    1972: Schein, E., Organization Psychology, Prentice-Hall, Englewood Cliffs, NJ, 1972.

    1 97 3: Kast , F.E . an d Ro sen zweig, J.E ., Contingency Views of Organization and Management, Science Research Associates, Chicago, IL, 1973.

    1976: Handy, Ch., Understanding Organisations

    1979: Mintzberg, H., The Structuring of Organizations: A Synthesis of the Research, Prentice-Hall, Englewood Cliffs, NJ, 1979.

    1980: Porter, M.E., Competitive Strategy, Free Press, New York, NY, 1980.

    19 81: P ascale, R.T . an d At hos, A.G., The Art of Japanese Management, Warner Books, NewYork, NY, 1981.

    1981: Ouchi, W.G., Theory Z, Addison-Wesley, New York, NY, 1981.

    1 98 2: P et er s, T .J. an d W at er man , R.H. Jr , In Search of Excellence: Lessons from Americas Best Run Companies,Harper & Row, New York, NY, 1982.

    KEY BOOKS

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    CHANGES IN THE MANAGEMENT ENVIRONMENT

    IN THE BEGINNING AND AT THE END

    OF THE 20TH CENTURY

    Well-defined, easy-to-distinguish quite closed Os. Personal and paper-based formalised communication. Understood and predictable environments. (Cultural

    crusades.)

    Long time span.

    Organisations can adapt to environmental change.

    The world seemed relatively well-organised and

    reasonable for mistakes either human incapabilities orGod's will could be made responsible.

    Future seemed controllable risks seemed identifiable.

    Realities frustrate those who have lost their belief incontrol.

    CRISES HAPPEN JUST SO.

    Internetted, boundariless organisations. Sophisticated, numerous technology interfaces.

    Impersonality informalisation? Hardly understood and unpredictable environments.

    (Cultural preventive strikes.) Very short time span high time constraint high

    pressure. Environmental change is far too radical and fast for

    organisations to adapt to it. Ever-growing turbulence due to diverse strategies

    larger system suboptimised. The Age ofUnreason (Ch. Handy). Theories of the irrationaland the chaotic. Accepting responsibility withoutbeing blamed? OR: Looking for scapegoats orgoing bananas?

    Control over future outcomes is impossible control is a myth.

    Realities of change frustrate those who believe incontrol.

    CRISES ARE MADE; WEMAKE THEM.

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    TaylorTaylor

    ADAIR

    Vroom

    MINTZBERG

    HANDY

    DRUCKERArgyris

    McGregor

    Herzberg

    Maslow

    McClelland

    Simon

    BARNARD

    WeberFAYOL

    Mayo

    Management Gurus

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    World War 1

    World War 2

    1960

    1970

    1985

    How to beproductive?

    How to organise for efficiency?

    How to lead for effectiveness?

    How to use leadership styles

    effectively?

    How to beproductive (US)?

    How to manageand lead Os (Fr)?

    How to organise& administer (G)?

    How to decide?

    How to kill?

    How to lead?

    Task orientation

    Peopleorientation

    How can they do that?MOTIVATION

    How to build motivating Os?

    How to match DM andleadership styles?

    How to understand us, our teams, organisations, markets?How to better market positions, organisations, teams?How to train management?

    How to improve management?How to help management develop?

    CORE QUESTIONS OF MANAGEMENT THEORY

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    F. W. Taylor

    FrederickTaylor

    Task Management

    Identify motions

    Optimise motions

    Select motions

    Create optimalprocesses

    Train

    TIME STUDY

    Frank & Lillian

    Gilbreth

    7 56

    121110

    8 4

    21

    9 3

    MOTION STUDY

    17 therbligs =

    motions with sign

    Film process

    Play film slow -

    identify motions

    Eliminate

    unnecessarymotions, change

    slow or tiring ones

    Map optimal work

    process

    Train

    PRINCIPLES OF SCIENTIFIC MGMT

    1. Use science instead of

    thumb-rules in process optimisation.

    2. Scientifically select & train

    workers, provide them with optimised

    tools (ergonomy).

    3. Ensure cooperation and

    motivation of the worker to help

    processes run in the "scientifically

    planned" way.

    4. Accept share of responsibility btw

    worker and manager - the worker is r.

    for the execution, all the rest is the

    manager's liability!

    FUNCTIONAL WORK MANAGEMENT

    Worker

    Planning room Workshop

    Production

    routing

    Methods

    Time & costs

    Discipline

    Machine

    speed

    Labour speed

    Quality

    Maintenance

    Managers

    Carl Barth:

    QUANTITATIVE

    MANAGEMENT

    Operations

    research

    Management

    Science

    TQM BPR

    SCIENTIFIC MANAGEMENT

    Operations

    management

    Time analysis even 80%difference btw engineers!

    Consulting firms incompetent ...Taylor has only 4 disciples!

    Limited cooperation to fightraising standards/norms ...

    How can the manager bear withso much responsibility? Will theworker be motivated with solittle responsibility/auntonomy?

    Too many specialistsinterfering ...

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    Management that builds on a wide range of knowledge and personal qualities is primarily the

    art of handling people and can be learnt in the same way as other crafts: the smith is made

    while forging.

    (Henri Fayol's speech on the closing meeting of the International Mining and Metallurgy Congress, 23 June 1900)Henri Fayols

    organisation"Gouvernement" = the coordination of organisational activities

    Managemen

    tlevels

    Lowermgmt

    Middlem

    gmt

    Seniormgmt

    specialised professional knowledgegeneral

    management

    Commercial

    functions, e.g.:

    purchasing,

    sales.

    Security

    functions, e.g.:

    guarding

    company

    property.

    Engineering

    functions,

    e.g.:

    production

    Organisation functions = organisational activities

    Management

    functions

    planning and forecasting

    commanding

    controlling

    organising

    coordinating

    Financial

    functions, e.g.:

    ensuring access

    to financial

    resources

    Accountingfunctions, e.g.:

    acquiring and

    analysing

    financial data.

    To maintaincontinuity ofwork, to ensureoptimal utilisationof each worker..

    To structureactivities andcontacts at work,to select, trainand monitorsubordinates.

    To prepareaction plansbased onpredictions; toensure the unity,continuity

    andflexibility ofplanning.

    Com2andingOrganisingForecasting

    and planning

    To focus efforts,to harmonisetheir system.

    Coordinating

    To comply with atheoretical andpractical frame-work (businesspolicies andpractices, plans,

    regulations,orders, etc..)

    Controlling

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    Fayols Principles of Management

    1) Division of work

    2) Authority

    3) Discipline

    4) Unity of command

    5) Unity of direction

    6) Subordination of individual interests to the general interest

    7) Remuneration

    14) Esprit de corps

    13) Initiative

    12) Stability of tenure of personnel

    11) Equity

    10) Order

    9) Scalar chain

    8) Centralisation

    Division of work

    Authority

    Discipline

    Unity of command

    Unity of direction

    Subordination ofindividual interests to

    the general interest

    Remuneration

    Esprit de corps

    Initiative

    Stability of tenure ofpersonnel

    Equity

    Order

    Scalar chain

    Centralisation

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    Fayol on Communication and

    the Managers Personality

    Nature

    Personality features:

    Mental capabilities:

    Physical abilities:

    Nurture and education

    Experience:

    Professionalism:

    General education:

    Avail

    energy

    determination

    responsibility

    initiative

    loyalty

    tact

    dignity

    health

    vigour

    decisive appearance

    apprehension

    capacity to learn

    judgement

    mental freshness adaptability, flexibility

    literacy, general knowledge,

    learnedness

    professional knowledge and

    experience of the organisational

    activities headed

    experence collected in practice

    C

    N

    O

    J

    D

    M

    I

    BA F

    K

    E H

    L

    G

    reports and orders

    A the "owner" of a need (e.g. request for pencils)

    the "satisfier" of the need (e.g. storekeeper)

    distorters of the message

    "Fayol's bridge"

    H

    ...

    ( )

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    The Hawthorne Studies (1924-1936)Elton Mayo

    the behavioural framework within which Taylorism operates:

    The worker has to be treated as a member of a group, not in isolation.

    Group membership and status is stronger a motivation than money or the workingenvironment.

    Informal groups influence even determine worker behaviour. If foremen/managers want workers show loyalty to company objectives, they have to

    manipulate them through their social needs.

    The behaviour of the foreman/manager has a direct impact on the productivityof the group.

    The informal group regulates production standards (at a much lower level thanpossible ...).

    Different cliques have different prestige. Individual prestige comes from the clique.

    Workers maintain status quo in prestige differences and productivity with sarcasm,derision, mockery, nicknames, ostrachism, laughter, ... physical punishment.

    Group behaviour expressed in shared slang: rate buster (buzgmcsing), chiseler(lazsl), squealer (besg).

    General rule: do not show up!

    Pt K (2004)

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    Perspectives on Leadership

    [One has to be born to be a manager/leader. genetic heritage,

    evolutional selection, inborn traits, charisma ...: BIRTH?

    CHARACTER? ...]

    [One has to be appointed to be a manager/leader. positional

    power, bureaucratic authority ...: NEPOTISM? CONTACTS?

    CAREER? MERITS?]

    [One has to be the best to be a manager/leader. functional

    power, professionalism, ...: SPECIALIST KNOWLEDGE]

    One has to be trained to be a manager/leader. managementeducation and training: what and how to teach one to make

    him/her a good manager/leader? ...: BEHAVIOUR

    One has to develop into a manager/leader. experience,

    lifelong learning, learning by doing, personality development

    cycles of managers ...: PERSONAL MATURITY

    Pter Koronvry (2004)

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    Leadership or Management?

    Phase 0: Leading non-existant (!?)

    Phase 1: Leading as a management function

    Phase 2: Managing and leading in peer

    distinct, different, but parallel functions

    Phase 3: Managing is but one function of

    leadership

    ControllingDirect

    & LeadOrganisePlan Staff

    Koontz and O'Donnell, 1976

    Controlling MotivationPlanning Coordination

    E. F. L. Brech, 1957

    Forecast & Plan CoordinateOrganise Command Control

    H. Fayol, 1916

    Organise

    Coordinate

    Control

    Plan

    Develop &

    Mentor

    Motivate

    Challenge

    Select

    Establish concept

    base for

    information systems

    Engineer

    information systems

    Generate/apply

    informationInformation

    Articulate cultural

    imperatives &

    values

    Set command

    climate

    Model & reinforce

    valuesValues

    Integrate

    structure/purpose

    Design

    interdependenciesForge teamworkTeamwork

    Create visionCreate plansExecute plansVision

    STRATEGIC

    LEADERSHIP

    ORGANISATIONALLEADERSHIP

    DIRECT

    LEADERSHIPFUNCTION

    based on: SLDM , p. 2/10

    Recruit, train,

    supply with tools

    Accept

    responsility

    Analyse & optimise

    work process

    Cooperate &

    motivate

    F. W. Taylor, 1911

    Pter Koronvry (2004)

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    The Leader-Centred Model(OR: our organisation is spinning ...)

    M

    LDTheory

    Organisation

    Theory

    Management

    Philosophy

    EpistemologyandSystemsThe

    ory

    Ethics

    Ontology

    Logic

    Worldview

    Organisation

    Individu

    al

    Team

    Cultu

    re

    LEADER

    Managing

    D

    eciding

    Leadin

    g

    Pter Koronvry (2004)

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    1D Models of Leadership

    System 1 System 2 System 3 System 4

    Rensis Likert, Michigan, 195 5

    THEORY X THEORY Y

    Douglas McGregor, 1960

    1 2 3 4 5 6 7

    Tannenbaum & Schmidt, 1957

    AI AII CI CII GII

    Vroom and Yetton, 1973; Vroom & Jago , 1988

    Laissez-faireAutrocratic Democratic

    Kurt Lewin et a l., 1929

    Safety needs

    Physical needs

    Self-actualisation needs

    Esteem needs

    Love needs

    Abraham Maslow, 1943

    Pter Koronvry (2004)

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    1D Models of Leadership 1:

    Rensis Likert (Michigan Studies, 1950)

    System 1 System 2 System 3 System 4

    Exploitative-authoritative:

    power & direction fromtop downwards

    threats & punishmentemployed communication poor teamwork non-existent productivity mediocre authoritative style

    Benevolent-authoritative:

    similar to E-A, but: some upward opportunity

    for consultation &delegation rewards available as well

    as threats productivity fair to good considerable absenteeism

    & turnover paternalistic style

    Consultative:

    goals set, orders issuedafter discussion withsubordinates

    communication is bothupwards & downwards

    teamwork at leastpartially encouraged

    some involvement ofemployees as motivator

    productivity good moderate absenteeism consultative style

    Participative-group:

    the ideal system participation leading

    to commitment tothe O's goals in afully cooperativeway

    communication goodboth upwards, down-wards & laterally

    motivation obtainedby a variation ofmeams

    productivity excellent absenteeism & turn-over low

    democratic style

    Managers as linking pins

    Low productivity High productivity

    Pter Koronvry (2004)

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    y ( )

    Social Psychology behind 1D Thinking:

    Douglas McGregor, Chris Argyris

    IMMATURE MATURE

    THEORY X THEORY Y

    The Human Side of Enterprise, 1960

    Employees inherently lazy, requiring coercion

    and control, avoiding responsibility and only

    seeking security. The Theory X manager is tough,

    autocratic, supports tight controls with punishment-

    reward systems.

    Employees like work it is as natural as

    rest or play; if committed to the O's

    objectives, they do not have to e coerced

    or controlled; more rather than less people

    are able to exercise imagination andingenuity in work. The Theory Y manager

    is benevolent, participative, believes in self-

    control a humanist and democrat.

    passivitydependence

    behave in few ways

    erratic, shallow interests

    short time perspectives

    subordinate position

    lack of awareness of self

    activityrelative independence

    behave in many ways

    deeper interests

    long time perspectives

    equal or superior position

    awareness and control of self

    Chris Argyris

    Pter Koronvry (2004)

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    y

    Contingency Theories behind 1D Thinking:

    Burns & Stalker, Lawrence & Lorsch

    MECHANISTIC SYSTEMS:

    stability

    ORGANIC SYSTEMS:

    change

    Burns & Stalker, The Management of Innovation (1961)

    a specialised differentiation of tasks pursued m/l in

    their own right a precise definition of rights, obligations & technical

    methods of each fuctional role

    a hierarchy of control, authority & communication, mostlyorders, instructions, decisions downwards, information

    upwards tendency forvertical interaction btw members of the O a tendency for operations and working behaviour to be

    dominated by superiors an insistence on loyalty to the O and obedience

    to superiors

    individual tasks relevant to the total situation of the O,

    adjusted & redefined through interaction with others a networkstructure of control, authority &

    communication, where knowledge of technical or

    commercial aspects of tasks may be located anywherein the network a lateral rather than vertical direction of communication

    through the O, communications consist ofinformation & advice rather

    than instructions and decisions, commitment to the O's tasks seen to be more important

    than loyalty and obedience

    Stable, structured, friendlyenvironment

    Dynamic, diverse, uncertainenvironment

    Lawrence and Lorsch on con flict resolution and organisationa l success, 1967

    a lesser degree of differentiation + a high degree of

    integration required integration tends to be achieved at the top end of the

    management hierarchy

    higher degree of differentiation and integration required the more differentiated the O, the more difficult to resolve

    conflict integrating functons carried out by middle and low-level

    managersN.B.:Differentiation: division of labour/specialisation, differences in attitudes an d behaviou r of the managers concerned (orientation to wards

    particular goals, time orientation (short o r long term?), interpersonal orientation, relative formality of the structure of their functional units).

    Integration: the quality of the state of collaboration amo ng departments, both the rational-mechanical processes & oth er types of

    interrelationships.

    The key to success is to have more effective conflict resolution

    than that of the competitors. Improved ways of CR lead to statesof diffenentiation & integration that are appropriate for the Env.

    Pter Koronvry (2004)

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    Tannenbaum & Schmidt, HBR, 1957

    1 2 3 4 5 6 7

    AUTHORITARIAN DEMOCRATIC

    Use of authority by the manager

    Area of freedom for subordinates

    The manager

    makes decision

    & announces it

    The manager

    sells Ds

    The M presents

    D & invites

    questions

    The M presents

    tentative D

    subject to

    changes

    The M presents

    the problem,

    gets suggestions,

    makes D

    The M defines

    limits, asks

    group to make

    decision

    The M permits

    subordinates

    to function

    within limits

    defined by

    superior

    Pter Koronvry (2004)

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    1D Models of Leadership 4a: Vroom and Yetton, 1973

    AI You solve the problem or make the decision yourself using the information available toyou at the present time.

    AII You obtain any necessary information for subordinates, then decide on a solution to theproblem yourself. You may or may not tell subordinates the purpose subordinates the purposeof your questions or give information about the problem or decision on which you are working.

    The input provided by them is clearly in response to your request for specific information.They do not play a role in the definition of the problem or in generating or evaluating alternativesolutions.

    CI You share the problem with the relevant subordinates individually, getting their ideas andsuggestions without bringing them together as a group. Then you make the decision. Thisdecision may or may not reflect your subordinates' influence.

    CII You share the problem with your subordinates in a group meeting. In this meeting youobtain their ideas and sugestions. Then you make the decision, which may or may not reflect

    your subordinates' influence.

    GII You share the problem with your subordinates as a group. Together you generate andevaluate alternatives and attempt to reach agreement (consensus) on a solution. Your role ismuch like that of chairperson, coordinating the discussion, keeping it focused on the problem,and making sure that the critical issues are discussed. You can provide the group withinformation or ideas that you have, but you do not try to 'press' them to adopt 'your' solution,and you are willing to accept and implement any solution that has the support of the entiregroup.

    A = autocratic, C = consultative, G = group

    Pter Koronvry (2004)

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    1D Models of Leadership 4b: Vroom and Jago

    QR

    CR

    CR

    LI

    LI

    CP

    CP

    ST

    ST

    CP

    CP GC

    GC

    GC

    GC

    CO

    CO

    SI

    SI

    high

    low

    high

    low

    yes

    no

    no

    AI

    GII

    AI

    CII

    CI

    AII

    CII

    GII

    CII

    GII

    yes

    no yes

    yes

    no

    no

    highlow

    yes

    no

    yes

    yes

    no

    yes

    no

    yes

    no

    no

    yes

    yes

    no

    yesno

    yesno

    yes

    no

    no

    yes

    yes

    no

    QR Quality requirement

    How important is the technical quality of this decision?

    CR Commitment requirement

    How important is the subordinate commitment to the decision?

    LI Leaders information

    Do y ou have sufficient information to make a high quality decision?

    ST Problem structure

    Is the problem well-structured?

    CP Commitment probability

    If you were to make the decision by yourself, is it reasonably certain

    that your subordinate(s) would be committed to the decision?

    GC Goal congruence

    Do subordinates share the organisational goals to be at tained

    in solving this p roblem?

    CO Subordinate conflict

    Is conflict among subordinates over preferred solutions likely?

    SI Subordinate information

    Do subordinates have sufficient information to make

    a high-quality decision?

    [TC Time constraint

    Does a critically severe time constraint

    limit your ability to involve

    subordinates? GD Geographical dispersion

    Are the costs involved in

    bringing together

    geographically

    dispersed

    subordinates prohibitive?

    MT Motivation-Time

    How important is it to you to

    minimise the t ime it takes t o make the decision?

    MD Motivation-Development

    How important is it to you to maximise the opportunities

    for subordinate development?]

    Time-Driven Model: Time critically important,Developmentis unimportant

    Pter Koronvry (2004)

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    2D Models of Leadership

    0

    9

    Production orientation

    Blake and Mouton, Texas University, 1964: The Managerial Grid

    9

    COUNTRYCLUB

    MIDDLE-OF-THE-ROAD

    TEAM

    TASK-ORIENTATION

    POORPe

    opleorientation

    Cons

    ideration

    Initiating Structure

    Harpin and Winer, Ohio State University, 1957

    high

    high

    low

    low

    Cons

    ideration

    Initiating Structure

    Harpin and Winer, Ohio State University, 1957

    high

    high

    low

    low

    high

    high

    low

    low

    Henry Mintzberg, 1973: the roles of the manager reinterpreted in 2D

    management

    organisation

    INTERPERSONAL INFORMATIONAL DECISIONAL

    FIGUREHEAD

    LEADER

    LIAISON

    SPOKESMAN

    NEGOTIATOR

    RESOURCE

    ALLOCATOR

    DISTURBANCE

    HANDLER

    ENTREPRENEURMONITOR

    DISSEMINATOR

    people

    R

    elationshipBehaviour

    (SupportiveBehaviour)

    Task Be haviour

    (Guidance)

    Hersey and Blanchard: coaching and leadership style, 1988

    high

    lowlow

    high

    TELLING

    SELLINGPARTICIPATING

    DELEGATING

    Follower readinessR4 R3 R2 R1

    unable and

    unwilling or

    insecure

    able but

    unwilling

    or

    insecure

    unable but

    willing or

    insecure

    able and

    willing or

    confident

    Follower-directed Leader-directed

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    Frederick Fiedler

    1 2 3 4 5 6 7 8

    Effectiveness

    high

    low

    SITUATIONALCONTROL

    LEADER-MEMBERRELATIONS

    POSITIONALPOWER

    TASKSTRUCTURE

    strong

    good

    structured

    strong

    strong

    good

    structured

    weak

    strong

    good

    unstructured

    strong

    weak

    bad

    unstructured

    weak

    weak

    bad

    unstructured

    strong

    medium

    bad

    structured

    weak

    medium

    bad

    structured

    strong

    medium

    good

    unstructured

    weak

    LPC = least preferred co-workertest

    low LPC

    high LPC

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    William Reddin (New Hampshire University)

    Related Integrated

    Separated Dedicated

    Missionary Compromiser

    Deserter Autocrat

    Developer Executive

    Bureaucrat BenevolentAutocrat

    RO

    TO

    Appro

    priate

    situatio

    ns

    Inapp

    ropriate

    situation

    sMo

    reeff

    ective

    Lesseffec

    tive

    RO = relationship orientationTO = task orientation

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    Robert House: Path-Goal Theory

    ManagementStyles: directive supportive participative achievement-oriented

    Employee Attitudes

    and Behaviour: job satisfaction acceptance of leader motivation

    EnvironmentFactors: employee's task authority system work group

    Employeecharacteristics : locus of control task ability need for achievement experience need for clarity

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    Myers and Briggs: Personality Types of Leaders 1

    Relating to other people

    Setting priorities

    Generating information

    Making decisionsThinking(T)

    Introvert

    (I)Perceptual

    (P)

    Intuitive

    (N)Emotional

    (F)Sensing

    (S)

    Judgmental

    (J)

    Thinking(T)

    Conceptual types

    Modifying factors

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    Myers and Briggs: Personality Types of Leaders 2

    SJs TRADITIONALISTS (ISTJ, ISFJ, ESTJ, ESFJ): running the system + stabilityfactual, systems managers, good decision-makers; practical, assess consequences and risks before acting; place a high valueon order and punctuality; dependable and tend to rely more on facts than on people; their managerial style is often formaland impersonal; loyal to the status-quo, may be late to perceive the need for change, may even be suspicious and afraid ofchange to existing systems; very good at handling large qualities of data, excellent in coordination and integration, managetime well

    SPs TROUBLE-SHOOTERS (ISTP, ESTP) and NEGOTIATORS (ISFP, ESFP):sensing problems +

    dealing with themproblem solvers; very flexible and aware of their situations and their implications; they use the system to effect changerather than trying to change the system; stimulus-response managers, live in the reality of current needs may shift positionsto cope with these, thus sometimes appear unpredictable to colleagues, may appear disorganised and disorderly totraditionalists; good at sniffing out and dealing with trouble before a largeproblem develops

    NFs CATALYSTS (INFJ, INFP, ENFP, ENFJ): maintain communication + use people to best effectcommunicators, charismatic, committed managers; work well and intuitively with people, care for them; their DM may beinfluenced more by their own personal values than by the facts of the situation; if not nurtured, they become ineffective and

    discouraged; very useful in areas like PR, but prefer to work with few constraints; may spend more time in interpersonalinteractions than on task related activities

    NTs VISIONARIES (INTJ, INTP, ENTP, ENTJ): look to the future + sense need for change + stimulate itsimplementation

    planners, innovators, creative force in organisations, able to see the whole picture and relate it to the present situation lookat the possibilities and analyse them objectively; like to put new new ideas into operation but quickly loose interest andsearch new ideas of challenge within their competence expect competence in others as well; may be insensitive to othersproblems need to be reminded to expect less than perfection; good decision makers expect everybody to read situationsas well as they can often feel it unnecessary to explain their reasons; ideas-men, quickly conceptualise outcomes mayequally quickly leave the organisation where they feel their talents are not beinng used.

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    Personality Development of Managers 1: Rational Phases

    Pre-morality phase: focus on the physical needs and reactions to them, without considering ethics, morale, values, aspects of good orbad. No knowledge of others views or needs childish egoism. Mental passivity, avoidance of stress caused by environmental stimuli not

    in direct contact with individual physical needs. If the parents are also in the re-morality phase (i.e. they are brutal, rude and blasphemious,

    the child will not grow out of this phase (s)he will stay furious, jealous, insecure and fearful. It is normal that adults from time to time flee

    back from stress into this phase it is part of t he regeneration process after a physical a/or mental shock (LEAVE ME ALONE). T hose wholive their whole life in this phase are usually considered to be psychopaths or sociopaths.

    Egocentric phase: individual personality, unique and independent character developed, the middle of the universe, everybody else isthere t o serve him. Reached at th e 2nd year of life. Its features are a stron g desire for possessing, attent ion, havig the cont rol. No interest

    in other s views or needs childish egoism: t he little monst er. Star ting to speak No and Mine. Learn to exp ress themselves, where

    their limits are, and how to handle boundaries and hindrances. Focus on material goods my mum, my book, my toy! o to the extremes to

    see where their limits are. They can be rude, loud, fierce, even malavolent. In this phase one learns not to accept what exists but to do forchanging it to the better, to question accepted rules, customs and habits, to find new ways to solve problems, to get away from old patterns.

    Children spoilt by their parents will basically stay in this phase bullying, domination, egotism, selfishness. Hypercritical about others

    they are the best. (30-40% of the population are basically egocentric!). Concerned with themselves, their results, their ideas, their achieve-

    ment. Mad about status symbols: my house, my car, my yacht, my office... Quarrel in order to kiss and be friends live in cycles of war

    and peace. In negotiations, they bite on gimmie-gimmie-gimmie tricks: You deserve ..., You are worth it ... make them feel your power,

    keep cont rol and never retreat. Be polite, categorical, make them feel you are the best so y ou can represent th e best of the best offerings

    only.

    The phase of pleasing:we are not alone t here are oth ers around us too. We are not t he centre o f the universe our survivaldepends on others. The new tactic: to please others make concessions, be helpful, be generous. Children say I love you mum 100x a day,

    do the washing up on t heir own and give their favo urite t oy t o t heir little brother/sister (from year 7-8). Learning cooperation, mutuality, team-

    work, just division of work, sensibility to others needs ... Psychological needs in centre desire for acceptance and reassurance are the main

    triggers. Voluntary acts of grace, favours, uneasiness, apologising ... Need for acceptance, wishing to be liked, manipulating through emotional

    racketeering, euphoric monkey-love. Difficulty t o say no, to set limits to others. Agree to t hings they cannot keep yes-men. Hiding problems

    from others I can solve it. 30%: stereotypes like faithful secretary, consciencious mother, self-sacrificing mother ... Handle them friendly,

    show true intere st, but be definte and cat egorical because they are indecisive.

    Authoritarian phase: one cannot please to everybody the task is to find rules that govern individual, group and inter-group relationshipsand help one simplify the comp lexity of realit y. With t he help of laws, books, specialists advice, the example of famo us peop le, etc., one sets up

    rules for appropriate behaviour (how to be a good controller, a good husband, a good father, etc.) and, following them, does ones tasks. There

    is one best way of doing anything too rigid to see there may be other ways. Defines ones own identity by labelling: gender, religion, race,

    nationality, intellectual and physical qualities stated or negated. Central needs are social, trying to socialise with people with the same labels.

    Secondary school age group we (= the good) against they (= the bad). About 10% of the population: doctors, lawyers, military or industrial

    leaders, show-biz personalities, authors of How to ... books, opinion leaders. They form public taste, preachers of culture and values, advisors

    in radio programmes. Authoritarianism helps us live in an organised society, makes us accept patterns. It beomes dangerous, however, when it

    makes our thinking inflexible. Task oriented, perfectionist, prescriptive, even arrogant, hindering it cannot be done that way style experts.

    When negotiating with them, be rational and systematic, use facts, logic.

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    Personality Development of Managers 2: Intuitive Phases

    Principle-centred phase : from ones 30s, recognising fundamental universals behind the rules. Main characteristics: correctness, caringfor others, participating. Accept others as they are, differences are seen as positive rather than negative. Avoid airing opinions, judging others.

    self-acceptance. Principles followed intuitively, no need for external reassurance, no exceptions. Improving memory, concentration, creativity,

    intuition, interpersional relationships we become more effective. There are no problems but opportunities. Direct yourself, influe nce others .

    Getting to the to p of o nes potentials. Be correct, helpful, participate in th e tasks for a mont h t hen youll see the difference.

    Responsibility phase:who and what we are, what we know, what we have don e are all th e results of our own cho ices and decisions.Becoming aware of ones responsibility we are the sources of our fates. Accepting oneself as the cause of actions and their consequences.

    Luck, fate, birth, genetic heritage, the parental house, education, etc. are but excuses we are what we make out of ourselves. Responsibility

    for others not because I caused their pains but because I sympathise and I can help them!!! When you leave the picnic place, it should be

    cleaner than when you got there you should invest more into th ings than actually you have to.

    Universality phase: the individual on the peak. Integrating logic and intuition, order and creativity in a relaxed, self-evident, easygoingway. Living according to their principles continnuously, in peace and harmony with themselves, keepinng their potentials intact even in case of

    outside turmoil freedom of the soul, harmony with the universe. Freedom, superhuman achievements, intensive vigour, liveliness, pleasure in

    life. Giving example, teaching others to govern their own lives, accept responsbility, showing the way helping others reach the phase of freedom.

    Hyperclear objectives and targets of life, sober happiness. Life and work is happiness. Hormony oof the physical and the spiritual. Catharctic,

    unversal personalit ies Jesus, Sister T heresa, M. L. King Junior, Einstein , Gandhi, Buddha, bodhissatvas, ...

    Confucianism:

    If you want to govern a country,

    make order in your family first.If you want to keep your family

    in order, you should develop your

    personality. The ruler is the moral

    example for his people moral

    education is important to become

    a good ruler.

    Taoism:

    The more laws and regulations, the more

    who break them. The less the ruler rules,the better his country will be. Prescriptions

    show that what they are about is lost instead

    of preaching morale, live accordingly, giving

    an example and setting standards.

    Bhagavad-gita:

    The self-actualised do not have any target

    with doing their duty; nevertheless, theyhave no reason not to do it either. Such

    people do not depend on anybody else.

    Whatever should a great personality do,

    the common will follow him; whatever

    standards should he set by his example,

    the whole world will follow him.

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    John Adair: A Functional Model of Leadership

    TOTAL

    SITUATION

    INDIVIDUAL

    NEEDS

    T ASK

    NEEDS

    GROUP

    NEEDS

    Thecircumstances of each situation affect thepriority which attaches to each area of needs.E.g.: urgency may make task needs dominateover the others.

    Task functions: setting objectives, planning tasks,allocating responsibilities, settling appropriatestandards of performance.

    Group maintenance functions: team-building,

    motivation, communication, discipline, acting asgroup representative outside the boundaries ofthe team.

    Individual maintenance functions: coaching,counselling, motivation, development.

    Task characeristics:structure: to be programmedor can be left open?type: DM? realisation/execution?initiation or obedience needed?Routine administrative or creativeproblem-solving, pioneering?time: available or not?complexity: technologically orconteptually complex? difficult toorganise?error: dangerous? costly? any inherentrisk of mistakes?importance: if not important, it

    should be programmed!!!

    The leader's personal characeristics :

    values: how important is it for him to involvesubordinates? what does he consider to bethe task of a manager in general? howimportant is for him organisationaleffectiveness,employee satisfaction and personal success?

    trust in subordinates: does he hold them forprofessionally competent and reliable?

    habits: captive of them?

    assessing hi s own personal role: essential?or only facilitating?

    safety needs : prefers foreseeability?lacks tolerance for instability/risk?

    tolerating stress: tensions?

    Age.

    Group characeristics:

    treatment: how do they prefer to be treated?

    self-evaluation: intelligence? Competence?

    psychological contract: with the group orwith the leader? does it involve active

    participation? are they content with it?

    their view of the problem: important ornegligable?

    insecurity: can they tolerate it? or they needinnstruction, order, structure?

    past: experience with participation, teamwork?experience with the others' competence?

    culture: education? schooling? age?

    professional culture?

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    Teams

    Factors of group cohesion:

    similarity of workphysical proximity in the workplacethe work-flow systemstructure of tasksgroup size (smaller rather than larger)threats from outside

    the prospect of rewardsleadership style of the managercommon social factors (age, race, social status, etc.)

    Effective groups:

    informal, relaxed atmospheremuch relevant discussion with highdegree of participation

    group task or objective clearly understood,and commitment to it obtainedmembers listen to each otherconflict is not avoided but brought intothe open and dealt with constructivelymost decisions are reached by generalconsensus with a minimum of formal votingideas are expressed freely and openlyleadership is not always with the chairman but tendsto be shared as appropriate

    the group examines its own progress and behaviour

    Ineffective groups:

    bored or tense atmospherediscussion dominated by one or two people, andoften irrelevant

    no clear common objectivemembers tend not to listen to each otherconflict either avoided or allowed to develop intoopen warfaresimple majorities are seen as sufficient basis forgroup decisions which the minority has to accept

    personal feelings kept hidden and criticism isembarrassingleadership provided by chairmanthe group avoids any discussion about its own

    behaviour

    Key factors of Group Behaviour

    LEADERSHIP

    COHESIVENESS

    NATURE &

    MOTIVATION OF

    MEMBERS

    GROUP

    NORMSINDIVIDUAL

    ROLES

    ENVIRONMENT

    NATURE OF TASK

    SIZE

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    B. Tuckman (1965) and Woodcock (1979):

    Developing Effective Teams

    B. Tuckman, 1965:

    Stage 1 FORMING: finding out the task,rules and methods; acquiring information

    and resources; relying on the leader.

    Stage 2 STORMING: internal conflictdevelops; members resist the task at theemotional level.

    Stage 3 NORMING: conflict settled,cooperation develops; views are exchangedand new standards (norms) developed.

    Stage 4 PERFORMING: teamwork achieved,roles flexible; solutions found & implemented.

    Woodcock, 1979:

    Stage 1 UNDEVELOPED TEAM:feelings avoided, objectives uncertain,

    the leader takes most of the decisions.

    Stage 2 EXPERIMENTING TEAM:issues faced more openly, active listening,temporal group introspection possible.

    Stage 3 CONSOLIDATING TEAM:personal interaction on a cooperativebasis, task clarified, objectives agreed,tentative procedures implemented.

    Stage 4 MATURE TEAM:feelings open, a wide range of optionsconsidered, working methods methodical,leadership style contributory, individualsflexible, the group recognises itsresponsibility to the rest of the O

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    Belbin: Roles in an Effective Management Team

    ROLES IN ANEFFECTIVE

    MANAGEMENTTEAM

    SHAPERCHAIRMAN

    RESOURCE

    INVESTIGATOR

    COMPANY

    WORKER

    MONITOR/

    EVALUATOR

    TEAM

    WORKER

    INNOVATORCOMPLETER

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    Charles Handy

    ROLE CULTUREAPOLLO

    GREEK TEMPLE

    EXISTENTIAL CULTUREDIONYSUS

    (STAR) SET

    CLUB CULTUREZEUS

    SPIDERS WEB

    TASK CULTUREATHENA

    FISHERMENS NET

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    Charles Handy

    EXISTENTIAL CULTURE(DIONYSUS, SET)

    CLUB CULTURE(ZEUS, WEB)

    TASK CULTURE(ATHENA, NET)

    ROLE CULTURE(APOLLO, GREEK TEMPLE)

    source of power: POSITION/POSTcontrolled by a handful managers on topstrong, bureaucratic, functional hierarchystrict and detailed regulations and policiesstrict reporting system and scalar chain

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    ROLE CULTURE(APOLLO, GREEK TEMPLE)

    Charles Handy

    EXISTENTIAL CULTURE(DIONYSUS, SET)

    CLUB CULTURE(ZEUS, WEB)

    TASK CULTURE(ATHENA, NET)

    source of power: PROFESSIONAL KNOWLEDGEtop specialist managers (middle management) dominantproduct-based organisational structureteam-workoften matrix structure

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    Charles Handy

    ROLE CULTURE(APOLLO, GREEK TEMPLE)

    EXISTENTIAL CULTURE(DIONYSUS, SET)

    TASK CULTURE(ATHENA, NET)

    CLUB CULTURE

    (ZEUS, WEB)

    source of power: OWNERSHIP OF RESOURCEScontrolled by one (or a few) central character(s)hierarchies are of relatively little importance though existantthe network of relationships is crucial meet, talk, get info,find opportunities and learn about threatsstress of effectivenessindividual success is vital for survival: if one finds out whatthe owner of resources expects from him/her and can bringresults one will be rewarded, if not, ...

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    Charles Handy

    ROLE CULTURE(APOLLO, GREEK TEMPLE)

    CLUB CULTURE(ZEUS, WEB)

    TASK CULTURE(ATHENA, NET)

    EXISTENTIAL CULTURE(DIONYSUS, SET)

    source of power: CREATIVITYmanagers facilitate the work of creativesorganisation structure minimalteamwork difficult to maintain creatives are individualiststhe organisation is for the people, not the people for the organisation

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    Career Development & Types of Leadership

    Establish concept

    base for

    information systems

    Engineer

    information systems

    Generate/apply

    informationInformation

    Articulate culturalimperatives &

    values

    Set command

    climate

    Model & reinforce

    valuesValues

    Integrate

    structure/purpose

    Design

    interdependencies

    Forge teamworkTeamwork

    Create visionCreate plansExecute plansVision

    STRATEGIC

    LEADERSHIP

    ORGANISATIONAL

    LEADERSHIP

    DIRECTLEADERSHIPFUNCTION

    based on: SLDM , p. 2/10

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    Aspects of Organisational Analysis (H. Mintzberg)

    Processes and flows: BASIC PARTS strategic apex, middle line, operating core, technostructure, support staff, ideology COORDINATING MECHANISMS mutual adjustment, direct supervision, standardisation (of work processes, of outputs, of skills, of norms) FLOW/PROCESS SYSTEMS transformation, information, decision-making, authority, ...

    Parameters of ordganisation design: JOB SPECIFICATION BEHAVIOUR FORMALISATION TRAINING INDOCTRINATION UNIT GROUPING UNIT SIZE PLANNING AND CONTROL SYSTEMS LIAISON DEVICES DECENTRALISATION horizontal, vertical; selective, parallel; limited, unnlimited. Types: I centralisation, II LHSD, III LVPD, IV UHPD,

    V UH&VSD, VI decentralisation Situational factors:

    AGE & SIZE TECHNICAL SYSTEM

    ENVIRONMENT POWER

    Six pulls on the organisation:(1) strategic apex pull to centralise (2) middle line pull to balkanise (3) operating core pull to professionalise(4) technostructure pull to standardise (5) support staff pull to collaborate (6) ideology pull to evangelise.

    Six types: SIMPLE STRUCTURE MACHINE BUREAUCRACY PROFESSIONAL BUREAUCRACY DIVISIONALISED FORM ADHOCRACY MISSIONARY

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    Conclusions