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ESMF for the Ghana Commercial Agriculture Project_ October 2011 MINISTRY OF FOOD AND AGRICULTURE Ghana Commercial Agriculture Project (GCAP) ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF) FINAL REPORT November, 2011 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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Page 1: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 1 Draft Report 

 MINISTRY OF FOOD AND AGRICULTURE

 Ghana Commercial 

Agriculture Project (GCAP)   

ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK 

(ESMF)    

FINAL REPORT  

 November, 2011 

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Page 2: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 2 Draft Report 

EXECUTIVE SUMMARY Introduction The Government of Ghana has received an advance on the proceeds of a credit from the International Development Agency (IDA – World Bank Group) to finance the preparation of the proposed Ghana Commercial Agriculture Project (GCAP). The project preparation is under the overall responsibility of Ministry of Food and Agriculture (MoFA). The development objective of GCAP is to improve the investment climate for agri-business and establish inclusive PPPs aimed at increasing on-farm productivity and value addition in selected value chains in the Accra Plains and the Northern regions (SADA). The activities will trigger the environmental assessment policy (OP.4.01). The impacts here will range from small scale and site specific to larger infrastructure investment projects associated with category A projects of the World Bank as well as trigger sections of the Environmental Assessment Regulations of the Ghana Environmental Protection Agency (EPA). Since the GCAP is evolving, the appropriate instrument at this stage is the Environmental and Social Management Framework (ESMF)1. Purpose of the ESMF The general framework for the assessment and management of environmental and social safeguards of developments/projects in Ghana is provided in the Environmental Assessment (EA) Regulations - Legislative Instrument (LI) 1652. Some development partners however, have their respective Environmental and Social (E&S) safeguards procedures and policies which must be followed for projects funded by them. As part of the funding arrangements for the GCAP therefore, the World Bank’s E&S safeguards policies (OP/BP 4.01) applies. This requires the preparation of an Environmental and Social Management Framework (ESMF) along with an Environmental and Social Management Plan (ESMP). The features of the GCAP which make an ESMF the appropriate requirement under the Bank’s OP/BP 4.01 are listed below. The GCAP has:

A number of sub-projects and components; Various developmental stages to be carried out in modules; Sub-projects spread over a wide geographic area Implementation phases and duration spread over 5 years; and Design of the sub-projects and exact locations for implementation, as well as impacts are

not yet determined at this stage.

The ESMF spells out the E&S safeguards, institutional arrangements and capacity required to use the framework. This ensures that sub-projects under the GCAP meet the national and local E&S requirements, and also consistent with OP/BP 4.01 and OP/BP 4.12 (of the Bank). The ESMF sets out basic principles and processes within which the

1 - This report is prepared by SAL Consult Limited, P. O. Box GP20200, Accra-Ghana

Page 3: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 3 Draft Report 

sub-projects are implemented agreeable to all parties. The other objectives of the ESMF include:

Assessment of potential adverse E&S impacts commonly associated with the sub-projects and the way to avoid, minimize or mitigate them;

Establishment of clear procedures and methodologies for the E&S planning, review, approval and implementation of sub-projects;

Development of an ESA screening/initial assessment system to be used for sub-projects; and

Specification of roles and responsibilities and the necessary reporting procedures for managing and monitoring sub-project E&S concerns.

The Proposed Project The proposed project would have two components, with the first being focused on improving the overall investment climate for agricultural development in Ghana, and the second more directly targeting private sector led agricultural investment involving smallholder farmers through PPP arrangements. The second component would initially be focused in the Northern and Accra Plains regions but, depending upon outcomes, could be extended to other areas. Policy, Legal and Administrative Framework The policy, legislation and institutional procedures of Ghana and those of the World Bank, which are relevant to the sector and GCAP and therefore considered included:

National environmental requirements; National labour, safety and health requirements; International and regional requirements; and World Bank operational Safeguards requirements.

The major national policy documents comprise the Medium Term National Development Policy Framework (Ghana Shared Growth and Development Agenda- GSGDA)), 2010 to 2013 and the PPP Policy Document (MoFEP, 2011). The regulatory framework is underpinned by the Constitution of the Republic of Ghana 1992, and the Ministry of Food and Agriculture is spearheading the institutional effort. The EPA Act 1994 (Act 490) and Environmental Assessment Regulations 1999 LI1652 establish

procedures for an ESIA process in Ghana. The World Bank is guided by policies/ procedures to ensure the safe development of projects it is funding. The relevant WB safeguards policies triggered by the projects include :OP/BP, 4.01 Environmental Assessment , OP/BP 4.04 Natural Habitats, OP/BP 4.09 Pest Management , OP/BP4.11 Physical Cultural Resources , OP/BP 4.12 Involuntary Resettlement , OP/BP 4.36 Forests , OP/BP 4.37 Safety of Dams , and OP/BP 7.50 Projects on International Waterways .

Page 4: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 4 Draft Report 

The World Bank safeguard policies override the Ghana policies should there be any discrepancy. Project Areas The project location is within the Savannah Accelerated Development Authority (SADA) Regions and Accra Plains Regions of Ghana. The SADA Regions comprise Upper East Region, Upper West Region, Northern Region and northern parts of the Volta and Brong Ahafo Regions. Accra Plains Project Area The project area called Accra Plains is located south of the country. It is bounded on the west by the river Dechidaw crossing Dawhenya that extends to Kpong dam. On the south, it is bounded by Accra‐Ada Highway and on the North and East by Volta region. The plains are an advantageous area for irrigation because of its proximity to major agricultural products markets and also its easy access to the port and airport facilitates export. In addition, Accra plains are drained from their eastern border by Volta River downstream of Kpong hydropower dam. The Districts concerned by Accra Plains Irrigation Project are: Yilo Krobo District, South Tongu District, North Tongu District, Dangbe East District and Dangbe West. The entire project area of 11,000 ha falls under two customary settings. They are; the Osudoku Traditional Area and the North Tongu Traditional Area. Customary land ownership in the form of family lands is the main type of land ownership within the project area. Family lands are vested in the head of the family and is not under government control. They are governed by customary laws prescribed by the local community. Other forms of land ownership within the project area include public land and individual land owners. The SADA Regions The Northern Savanna forms more than half of the total Ghana land surface cover of about 239,000 square km (23.9 million ha). The project area lies between latitudes 80 and 110 N and longitude 10 E and 30W. Togo bound it to the east, Burkina Faso to the north, Cote d'lvoire to the west and the high forest ecological zone to the south. The economy of the northern savanna ecological zone is based mainly on agriculture, which is the basis of livelihood for a majority of the population. The small-scale family holding is the basic unit of production. Most of the project area falls within the Guinea Savanna zone, although activities may extend into a small area of Sudan Savanna in the extreme northeast corner of the country. Gender Issues As part of the STUDI study in 2009, a gender survey was conducted in the Accra Plains project area which concluded that the main challenges women face are in respect of Access to credit, Land acquisition, high illiteracy rate among women, and disparity in education between boys and girls, Reproductive health issues, Market for produce, Storage, and Property rights. These concerns are even more important in the SADA regions. Some recommendations made were in respect of: women farmers to be fully involved in the planning and implementation of the

Page 5: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 5 Draft Report 

project, Chiefs and elders of the community to be sensitised to involve women in decision making; Various land policies should be gender friendly and accessible, and Special credit scheme with focus on women. Potential Environmental and Social Impacts

The following major stakeholders were consulted for role identification and for potential environmental and social impacts likely to arise from the GCAP implementation:

Environmental Protection Agency (EPA); Affected District and Municipal Assemblies; Ministry of Health (MoH); Project catchment communities; Lands Commission (LC); Ministry of Food and Agriculture (MoFA); Forestry Commission/Wildlife Division (WD); Ministry of Environment, Science and Technology (MEST); and NGOs. CBOs GIDA

The potential GCAP facilities to be provided and associated activities will include provision of irrigation facilities, post harvest infrastructure and agro- processing. The likely associated activities will comprise dam and road construction, extension of power supply from the existing national grid river diversions, water abstraction, construction of irrigation canals, plantation development (agricultural fields), construction of storage facilities, installation of machinery and waste disposal. The impacts have been categorized into beneficial and adverse impacts.

Beneficial impacts include:

Flood Control, Water Resources Conservation, Improved soil conservation, Increased farm incomes from crop output, Food Security, Poverty Alleviation, Raised Rural Income, Improved nutrition, Employment creation for community members, and Empowerment of farmers

Adverse impacts and their significance:

Page 6: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 6 Draft Report 

Some of the major potential environmental issues/impacts arising from project activities and their impacts significance are listed in the table below. Potential project activities and associated potential adverse environmental and social impacts issues and its significance

No Projects and Associated Activities

Potential Major Environmental and Social Impact Issues

Environmental Significance

1. Dams Water pollution Soil erosion Flooding Alteration of hydrological regime Destruction of flora and fauna habitat Changes in biodiversity Resettlement related issues Land take Spread of disease Altered downstream water uses Micro climate changes Dam failure

Moderate Moderate Major Major Major Major Major Major Major Major Moderate Moderate

2 Diversion of rivers Water pollution Flooding Alteration of hydrological regime Destruction of flora and fauna habitat Changes in biodiversity Resettlement related issues Land take

Moderate Moderate Major Major Major Moderate Moderate

3 Irrigation canals Water pollution Flooding Alteration of hydrological regime Destruction of flora and fauna habitat Changes in biodiversity Resettlement related issues Water related diseases Land take

Moderate Moderate Moderate Moderate Moderate Moderate Major Moderate

4 Access roads

Dust and noise pollution Water pollution Solid waste disposal Waste oil/ fuel disposal Public health and safety Traffic congestion and delays Land take

Major Moderate Moderate Moderate Major Minor Minor

5 Power supply

Land take Resettlement related issues Air quality deterioration Noise/ vibration Public safety Fire management

Minor Minor Minor Moderate Minor Moderate

6 Plantation development (agricultural fields)

Water pollution Soil erosion Flooding Alteration of hydrological regime

Major Major Moderate Moderate

Page 7: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 7 Draft Report 

No Projects and Associated Activities

Potential Major Environmental and Social Impact Issues

Environmental Significance

Destruction of flora and fauna habitat Changes in biodiversity Resettlement related issues Soil and land degradation Agro chemical usage Pest management Groundwater pollution Micro climate changes Salinization Fire management (bush fire)

Major Major Major Major Major Major Moderate Moderate Major Major

7 Agro processing facilities

Land clearing- vegetation loss Air quality deterioration Noise Water pollution Changes in aquatic life and habitat Occupational safety Public safety Solid waste disposal

Moderate Minor Moderate Major Major Major Moderate Major

Social Impact

8 General Livelihood loss Community disruption Cultural heritage site Increase in women work burden Loss of land for women Loss of land for land-poor Loss of access to non-cash or food crops- medicinal plots Exclusion of community voice in transactions between investors and traditional authorities

Major Moderate Moderate Moderate Moderate Major Moderate Major

Environmental and Social Mitigation Principles

The ESMF considered a number of mitigation and enhancement measures and also principles for implementation to ensure that GCAP become socially acceptable, environmentally sound and sustainable. The measures include:

Mitigation principles for the effects of land acquisition Rural economy enhancement principles; Population influx control principles; HIV/AIDS prevention and management principles; Socio-cultural conflicts prevention principles; Gender and vulnerable groups impacts mitigation principles; Air quality control principles; Health and safety principles;

Page 8: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 8 Draft Report 

Water resources protection principles; Wildlife habitat protection principles;

ESMF Implementation The successful implementation of the ESMF depends on the commitment of MOFA and related institutions, the capacity within the institutions and the appropriate and functional institutional arrangements among others. The MOFA, GIDA, Lands Commission, MEST, MoFEP and EPA have been involved in the preparation and the review of the ESMF. The key ESMF implementation areas and the relevant institutional roles as well as the institutional arrangement and collaboration for successful implementation of the ESMF of the GCAP have been determined and outlined. The E&S monitoring and reporting roles and responsibilities have within institutions and among the stakeholders have been mapped out.

Environmental and Social Management Plan A social and environmental screening process, selection and evaluation of GCAP projects are required to manage both environmental and social aspects of these activities, preferably in a participatory manner with beneficiary communities, including women and vulnerable groups. MoFA will use this checklist to screen all potential projects and report accordingly as part of the usual project formulation (feasibility phase) exercise. Summary of Environmental and Social Screening Process and Responsibilities

No. Stage Institutional responsibility

Implementation responsibility

1. Screening of Environmental and Social Infrastructure Project to assist in project formulation using checklist

MoFA Environmental and Social Officer

Statutory Environmental and Social Registration of PPP project

MoFA Environmental and Social Officer

2. Determination of appropriate environmental and social assessment level/ category

EPA/ MoFA Environmental and Social Officer

2.1 Selection validation World Bank Environmental and Social Officer

3. Implementation of environmental and social assessment

MoFA Environmental and Social Officer

3.1 If ESIA is necessary

3.1a Preparation and Validation of terms of reference

MoFA/World Bank Environmental and Social Officer

3.1b Selection of Consultant MoFA/ Procurement Office

Environmental Officer/ Procurement Officer/ Safeguards Specialist

Page 9: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 9 Draft Report 

No. Stage Institutional responsibility

Implementation responsibility

3.1c Realization of the ESIA, Public Consultation and Participation, Integration of environmental and social management plan issues/clauses in the tendering and project implementation,

MoFA/ Procurement Office/ Consultancy firm/ Contractor

Environmental and Social Officer/ Procurement Officer

4 Review and Approval EPA/ World Bank -

4.1 ESIA Approval (B1) EPA/ World Bank - 4.2 Approval simple measures (B2&c) MoFA Environmental and

Social Officer/ Project Manager

5. Participatory Public Consultation and disclosure

MoFA/EPA/ World Bank

EO/Contractor/Consultant

6. Surveillance and monitoring Implementing agency/EPA/ World Bank/ MoFEP

Environmental and Social Officer/ Safeguards Specialist

7 Development of monitoring indicators MoFA Environmental and Social Officer /Safeguards Consultant

Participatory Monitoring Plans and Indicators Participatory Monitoring Plans have been developed to support the implementation at the project level. These are given in the report and include description of the impact issues, proposed mitigation actions, monitoring indicators, verification, and responsibilities by all parties involved in the GCAP projects. Institutional capacity The capacity building requirements will mostly be in the form of training programs. Training workshops/ seminars on the ESMF/RPF and the World Bank safeguard policies would be organized for MoFA and GIDA (head office and regional offices) as well as the Private sector (Project consultants/contractors). The following additional training areas have been identified: Environmental and Social Screening Checklist Completion of EPA EA Registration Forms Preparation of Terms of Reference for ESIA Environmental and Social Clauses in Contractors’ contract and bidding documents. The total cost is estimated at US$259,000. Public consultation and Participation Numerous persons and institutions were consulted in the project regions in the process of preparing this ESMF. In addition, two (2) public consultations and participation workshops were held in the Accra Plains and in Tamale (SADA regions) which were attended by over 105 stakeholders including farming communities and NGOs. The EPA was fully represented in

Page 10: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 10 Draft Report 

these meetings and provided assurances of full support to the project. Capacity and gender including the poor and most vulnerable groups issues were highlighted and suggestions provided for technical training and developmental assistance.

Page 11: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 11 Draft Report 

LIST OF ABBREVIATIONS EC Energy Commission ESIA Environmental and Social impacts Assessment EPA Environmental Protection Agency ESMF Environmental and Social Management Framework GCAP Ghana Commercial Agriculture Project GIDA Ghana Irrigation Development Authority GCAPC Ghana Investment Promotion Council GoG Government of Ghana IEA Institute for Economic Affairs IFF Infrastructure Finance Facility LVB Land Valuation Board MDAs Ministries, Departments and Agencies MOFA Ministry of Food and Agriculture MOFEP Ministry of Finance and Economic Planning NDPC National Development Planning Commission NGO Non Governmental Organisation PPP Public Private Partnership PURC Public Utilities Regulatory Commission RCC Regional Coordinating Council RPF Resettlement Policy Framework SADA Savannah Accelerated Development Authority VRA Volta River Authority WB World Bank WRC Water Resources Commission

Page 12: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 12 Draft Report 

Table of Content

EXECUTIVE SUMMARY ................................................................................................................................. 2

LIST OF ABBREVIATIONS .......................................................................................................................... 11

LIST OF FIGURES ........................................................................................................................................... 13

LIST OF TABLES ............................................................................................................................................. 13

1.0 INTRODUCTION .................................................................................................................................. 14

1.2 PURPOSE OF THE ESMF ........................................................................................................................ 15 1.3 RATIONALE FOR THE ESMF ................................................................................................................. 16 1.4 APPROACH FOR THE PREPARATION OF ESMF ..................................................................................... 16

2.0 DESCRIPTION OF THE GHANA COMMERCIAL AGRICULTURE PROJECT (GCAP) ...... 18

2.1 BACKGROUND ....................................................................................................................................... 18 2.2 DEVELOPMENT OBJECTIVE AND APPROACH ....................................................................................... 18 2.3 PROJECT SCOPE ..................................................................................................................................... 19

3.0 POLICY, LEGAL AND INSTITUTIONAL FRAMEWORK ........................................................... 20

3.1 NATIONAL AND SECTOR POLICY FRAMEWORK ................................................................................... 20 3.2 REGULATORY FRAMEWORK ................................................................................................................. 23 3.3 INSTITUTIONAL FRAMEWORK ............................................................................................................... 24 3.4 ENVIRONMENT AND SOCIAL ASSESSMENT IN GHANA ....................................................................... 27

3.4.1 ESIA Procedures and Activities .................................................................................................. 27 3.5 WORLD BANK SAFEGUARDS POLICIES ................................................................................................. 28 3.6 WB SAFEGUARDS POLICIES AND GHANA EPA ASSESSMENT REGULATIONS .................................... 29 3.7 IFC PERFORMANCE STANDARDS ......................................................................................................... 29

4.0 ENVIRONMENTAL AND SOCIAL BASELINE CONDITIONS OF PROJECT AREAS ........ 30

4.1 GENERAL ............................................................................................................................................... 30 4.2 ACCRA PLAINS PROJECT AREA ............................................................................................................ 31 4.3 THE SADA REGIONS ............................................................................................................................ 52 4.4 GENDER AND VULNERABLE GROUPS ISSUES ....................................................................................... 58

5.0 POTENTIAL ENVIRONMENTAL AND SOCIAL IMPACTS AND SIGNIFICANCE ............ 63

5.1 GCAP AND ASSOCIATED ACTIVITIES .................................................................................................. 63 5.2 PROJECT ACTIVITIES AND POTENTIAL ENVIRONMENTAL AND SOCIAL IMPACTS ................................ 64 5.3 DETERMINATION OF ENVIRONMENTAL AND SOCIAL SIGNIFICANCE OF IMPACTS .............................. 66

6.0 MITIGATION GUIDELINES .............................................................................................................. 70

6.1 APPLICABLE WB SAFEGUARD POLICIES ............................................................................................... 70 6.2 MITIGATION CONSIDERATIONS AND OPTIONS ..................................................................................... 70 6.3 RECOMMENDED MITIGATION MEASURES ............................................................................................. 71

7.0 ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN ...................................................... 78

7.1 THE ENVIRONMENTAL AND SOCIAL SCREENING PROCESS ................................................................. 79 7.2 ESIA PROCEDURES TO BE FOLLOWED FOR GCAP PROJECTS .............................................................. 80 7.3 TECHNICAL SPECIFICATIONS AND STANDARDS .................................................................................. 84

7.3.1 Technical specifications ............................................................................................................... 84 7.3.2 Environmental standards ............................................................................................................ 85

7.4 PARTICIPATORY MONITORING PLANS AND INDICATORS .............................................................. 85

Page 13: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

                                                                                  Ministry of Food and Agriculture (MoFA)

ESMF for the Ghana Commercial Agriculture Project_ October 2011  Page 13 Draft Report 

8.0 INSTITUTIONAL CAPACITY FOR ESMF IMPLEMENTATION .............................................. 93

8.1 INSTITUTIONAL ROLES AND RESPONSIBILITY ....................................................................................... 93 8.2 CAPACITY BUILDING REQUIREMENTS .................................................................................................. 94 8.3 BUDGETARY PROVISIONS ...................................................................................................................... 95

9.0 PUBLIC CONSULTATIONS AND PARTICIPATION AND INFORMATION DISCLOSURE97

9.1 STAKEHOLDER CONSULTATIONS AND PARTICIPATION ....................................................................... 97 9.2 ESMF DISCLOSURE ............................................................................................................................... 97

10.0 GRIEVANCE REDRESS MECHANISM ...................................................................................... 98

ANNEXES ........................................................................................................................................................101

List of Figures

FIGURE 1: PROJECT REGIONS UNDER GCAP ...................................................................................................... 32 FIGURE 2: ANNUAL RAINFALL (1961-200) FOR ADA STATION ......................................................................... 34 FIGURE 3: ANNUAL RAINFALL AKUSE (1945-1990) .......................................................................................... 35 FIGURE 4: LAND USES IN THE PROJECT AREA .................................................................................................... 47 LIST OF TABLES TABLE 1: SUMMARY OF WORLD BANK SAFEGUARDS POLICIES ......................................................................... 28 TABLE 2: MEAN MONTHLY TEMPERATURE RECORDED IN THE PROJECT AREA (°C) .......................................... 33 TABLE 3: MONTHLY EVAPORATION RECORDED IN THE PROJECT AREA (MM/DAY) .......................................... 33 TABLE 4: MONTHLY POTENTIAL EVAPOTRANSPIRATION RECORDED IN THE PROJECT ZONE (MM/DAY) ......... 33 TABLE 5: AVERAGE MONTHLY SUNSHINE RECORDED BY THE PROJECT AREA SYNOPTIC STATIONS (HOURS/DAY)

................................................................................................................................................................... 34 TABLE 6: MONTHLY RELATIVE HUMIDITY RECORDED IN THE PROJECT AREA (%) ............................................. 34 TABLE 7: FISH SPECIES IN THE WATER BODIES IN THE PROJECT ZONE ............................................................. 40 TABLE 8: LIVESTOCK POPULATION IN THE NORTH TONGU DISTRICT ............................................................... 42 TABLE 9: ESTIMATED BIRTH, MORTALITY AND GROWTH RATES FOR LIVESTOCK SPECIES REARED IN THE NORTH

TONGU DISTRICT IN 2008 .......................................................................................................................... 43 TABLE 10: AVERAGE HERD AND FLOCK SIZES OF LIVESTOCK IN THE PROJECT AREA ....................................... 43 TABLE 11: POPULATION OF SETTLEMENTS WITHIN THE 5,000HA STUDIED BY STUDI (2009) .......................... 45 TABLE 12: POPULATION PROJECTIONS FOR THE PROJECT ZONE (2014-2044) .................................................. 46 TABLE 13: LAND USES WITHIN THE PROJECT AREA ........................................................................................... 46 TABLE 14: ENROLMENT IN PRIMARY SCHOOLS IN THE PROJECT ZONE ............................................................ 47 TABLE 15: ENROLMENT IN JUNIOR HIGH SCHOOLS IN THE PROJECT ZONE ..................................................... 48 TABLE 16: PROJECT ASSOCIATED ACTIVITIES ...................................................................................................... 63 TABLE 17: SOME PROJECT ACTIVITIES AND ASSOCIATED POTENTIAL ADVERSE ENVIRONMENTAL AND SOCIAL

IMPACTS ISSUES .......................................................................................................................................... 68 TABLE 18: WB SAFEGUARDS POLICIES LIKELY TO BE TRIGGERED ..................................................................... 70 TABLE 19: MITIGATING POTENTIAL ENVIRONMENTAL AND SOCIAL IMPACTS /CONCERNS .......................... 72 TABLE 20: SUMMARY OF ENVIRONMENTAL & SOCIAL SCREENING PROCESS AND RESPONSIBILITIES ............. 83 TABLE 21: PROJECT MONITORING INDICATORS AND RESPONSIBILITIES............................................................. 87 TABLE 22: ESTIMATED BUDGET TO IMPLEMENT ESMF ...................................................................................... 95 TABLE 23: GRIEVANCE REDRESS MECHANISM .................................................................................................... 99

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 REPUBLIC OF GHANA 

MINISTRY OF FOOD AND AGRICULTURE (MOFA) 

 GHANA COMMERCIAL AGRICULTURE PROJECT 

   

Resettlement Policy Framework (RPF)  

   

FINAL REPORT       

December 2011 

Page 16: MINISTRY OF FOOD AND AGRICULTURE - World Bank...Ministry of Food and Agriculture (MoFA) ESMF for the Ghana Commercial Agriculture Project_ October 2011 Page 3 Draft Report sub-projects

    Ministry of Food and Agriculture (MoFA) 

RPF for Ghana Commercial Agriculture Project (GCAP). Draft Final Report. December 2011.  Page 1 

Table of Contents 

LIST OF ACRONYMS AND ABBREVIATIONS ......................................................................................................... IV 

EXECUTIVE SUMMARY ...................................................................................................................................... VI 

1.0  INTRODUCTION ..................................................................................................................................... 1 

1.1  BACKGROUND .................................................................................................................................................. 1 

1.2  PURPOSE OF THE RESETTLEMENT POLICY FRAMEWORK (RPF) .................................................................................... 2 

2.0  DESCRIPTION OF PROJECT AREAS ........................................................................................................... 3 

2.1  ACCRA PLAINS .................................................................................................................................................. 3 

2.2  THE SADA REGIONS ........................................................................................................................................ 14 

2.3  GENDER AND VULNERABLE GROUPS RELATED ISSUES ............................................................................................. 16 

3.0  JUSTIFICATION AND DESCRIPTION OF THE PROPOSED PROJECT ............................................................. 20 

3.1  PROJECT JUSTIFICATION .................................................................................................................................... 20 

3.2  PROPOSED PROJECT DEVELOPMENT OBJECTIVES ................................................................................................... 20 

3.3  PROJECT COMPONENTS .................................................................................................................................... 20 

4.0  RELEVANT LEGAL, REGULATORY AND ADMINISTRATIVE FRAMEWORK .................................................. 22 

4.1  RELEVANT NATIONAL LEGISLATIVE FRAMEWORK ................................................................................................... 22 

4.2  INSTITUTIONAL FRAMEWORK ............................................................................................................................. 25 

4.3  ADMINISTRATIVE FRAMEWORKS ........................................................................................................................ 28 

5.0  WORLD BANK SAFEGUARDS POLICIES ................................................................................................... 30 

5.1  WORLD BANK SAFEGUARD POLICIES ................................................................................................................... 30 

5.2  WORLD BANK SAFEGUARD POLICY ON INVOLUNTARY RESETTLEMENT ....................................................................... 31 

5.3  GAPS BETWEEN GHANA REGULATIONS AND WORLD BANK POLICIES ......................................................................... 32 

6.0  POTENTIAL PROJECT IMPACTS ON ASSETS AND LIVELIHOODS ............................................................... 34 

6.1  OVERVIEW ..................................................................................................................................................... 34 

6.2  ASSESSMENT OF SOCIAL IMPACTS ....................................................................................................................... 34 

7.0  PRINCIPLES, OBJECTIVES AND PROCCESSES ........................................................................................... 36 

7.1  PRINCIPLES AND OBJECTIVES .............................................................................................................................. 36 

7.2  PROCESSES .................................................................................................................................................... 38 

8.0  ELIGIBILITY, ENTITLEMENTS AND VALUATION ....................................................................................... 43 

8.1  DESCRIPTION OF ELIGIBILITY CRITERIA ................................................................................................................. 43 

8.2  GENERIC ENTITLEMENT MATRIX .......................................................................................................................... 44 

8.2.1  Host communities and Vulnerable Groups ............................................................................................ 47 

8.3  METHODS OF VALUING AFFECTED ASSETS ........................................................................................................... 48 

8.3.1  Basis of Valuation .................................................................................................................................. 48 

8.3.2  Valuation Method .................................................................................................................................. 48 

8.4  COMPENSATION PAYMENT PROCEDURE .............................................................................................................. 49 

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8.5  ENGAGEMENT AND PARTICIPATORY CONSULTATION WITH PROJECT AFFECTED PERSONS (PAPS) .................................... 49 

 

 

9.0  PROPOSED MITIGATION MEASURES...................................................................................................... 51 

9.1  MITIGATION MEASURES .................................................................................................................................... 51 

9.1.1  Livelihood restoration measures ............................................................................................................ 51 

10.0  GRIEVANCE REDRESS MECHANISM (GRM) ............................................................................................. 53 

10.1  OBJECTIVE ..................................................................................................................................................... 53 

10.2  THE GRIEVANCE REDRESS PROCESS .................................................................................................................... 53 

10.2.1  Dissatisfaction and Alternative Actions ............................................................................................. 54 

10.2.2  Financing, Documentation and Tracing ............................................................................................. 55 

10.3  SCHEDULE TEMPLATE FOR GRIEVANCE REDRESS AND INSTITUTIONAL RESPONSIBILITIES. ................................................ 55 

11.0  PROPOSED ADMINISTRATIVE AND INSTITUTIONAL FRAMEWORK FOR PREVENTION AND MITIGATION . 57 

12.0  INSTITUTIONAL ARRANGEMENTS AND IMPLEMENTATION SCHEDULE ................................................... 59 

12.1  INSTITUTIONAL RESPONSIBILITIES ....................................................................................................................... 59 

12.2  RESETTLEMENT MANAGEMENT TEAMS ............................................................................................................... 59 

12.3  SEQUENCE OF IMPLEMENTATION AND RESPONSIBILITIES .......................................................................................... 60 

12.4  PROCEDURES FOR DELIVERY OF ENTITLEMENTS ...................................................................................................... 60 

13.0  BUDGET AND FUNDING ........................................................................................................................ 63 

13.1  ESTIMATED BUDGET TO IMPLEMENT RPF ............................................................................................................ 63 

13.2  BUDGET FOR PREPARATION AND IMPLEMENTATION OF RAPS .................................................................................. 63 

14.0  PARTICIPATORY MONITORING AND EVALUATION PLAN ........................................................................ 64 

14.1  INTERNAL MONITORING AND EVALUATION ........................................................................................................... 64 

15.0  STAKEHOLDER CONSULTATION, PARTICIPATION AND DISCLOSURE OF RPF ............................................ 67 

15.1  STAKEHOLDER CONSULTATION AND PARTICIPATION ............................................................................................... 67 

15.2  DISCLOSURE REQUIREMENTS ............................................................................................................................. 69 

16.0  REFERENCES ......................................................................................................................................... 70 

ANNEXES .......................................................................................................................................................... 71 

ANNEX 1:  COMPENSATION CLAIM FORM .................................................................................................................. 72 

ANNEX 2:  COMPENSATION RECEIPT FOR CLAIMANT .................................................................................................... 73 

ANNEX 3:  GRIEVANCE AND RESOLUTION FORM .......................................................................................................... 74 

ANNEX 4:  FRAMEWORK FOR THE CENSUS OF AFFECTED ASSETS AND AFFECTED PEOPLE ..................................................... 75 

ANNEX 5:  RAP OUTLINE ........................................................................................................................................ 78 

ANNEX 6:  ARP OUTLINE ........................................................................................................................................ 81 

ANNEX 7:  TEMPLATE FOR THE PREPARATION OF BUDGETS TO PREPARE AND IMPLEMENT RAPS ............................................ 82 

 

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LIST OF FIGURES 

FIGURE 1: LOCATION OF THE PROJECT AREAS............................................................................................................................ 5 

FIGURE 2: PROPOSED PROCESS FOR PROJECT COMPONENT WITHOUT INVOLUNTARY LAND ACQUISITION ............................................ 40 

FIGURE 3: PROPOSED PROCESS FOR PROJECT COMPONENT WITH INVOLUNTARY LAND ACQUISITION .................................................. 41 

 

 

LIST OF TABLES 

TABLE 1: POPULATION OF SOME MAJOR SETTLEMENTS WITHIN THE PROJECT AREA .......................................................................... 6 

TABLE 2: SUMMARY OF WORLD BANK SAFEGUARD POLICIES .................................................................................................... 30 

TABLE 3: COMPARISON OF GHANAIAN REGULATIONS WITH WORLD BANK POLICIES ...................................................................... 32 

TABLE 4: POTENTIAL ADVERSE SOCIAL IMPACTS/ ISSUES ........................................................................................................... 34 

TABLE 5: GENERAL GUIDELINES AND METHODS FOR COSTS PREPARATION ..................................................................................... 43 

TABLE 6: ELIGIBILITY CRITERIA ............................................................................................................................................. 44 

TABLE 7: THE ENTITLEMENT MATRIX FOR COMPENSATION ISSUES FOR THE PROJECTS IS GIVEN IN THE TABLE BELOW. ............................ 45 

TABLE 8: PROPOSED MITIGATION MEASURES FOR SOME POTENTIAL IMPACTS ............................................................................... 51 

TABLE 9: SCHEDULE TEMPLATE FOR GRIEVANCE REDRESS WITH RESPONSIBLE AGENCY/PERSONS ..................................................... 55 

TABLE 10: INSTITUTIONAL FRAMEWORK ................................................................................................................................ 57 

TABLE 11: SEQUENCE OF IMPLEMENTATION TASKS AND INSTITUTIONS ........................................................................................ 60 

TABLE 12: ESTIMATED BUDGET FOR TRAINING AND AWARENESS CREATION TOWARD RPF IMPLEMENTATION .................................... 63 

 

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LIST OF ACRONYMS AND ABBREVIATIONS 

 

AP    Accra Plains 

ARAP    Abbreviated Resettlement Action Plan 

CSO    Civil Society Organisation 

CWSA    Community Water and Sanitation Agency 

DA    District Assembly 

DDA    District Director Agricultural 

ESIA    Environmental and Social Impact Assessment 

ESMP    Environmental and Social Management Plan 

EPA    Environmental Protection Agency 

ESMF    Environmental and Social Management Framework 

FAO    Food and Agriculture Organisation 

FASDEP II   Food and Agriculture Sector Development Policy (Phase Two) 

FBO    Farmer Based Organisation 

FC    Forestry Commission 

GCAP    Ghana Commercial Agriculture Project 

GIDA    Ghana Irrigation Development Authority 

GoG    Government of Ghana 

IDA    International Development Agency 

LC    Lands Commission 

LI     Legislative Instrument 

M&E    Monitoring and Evaluation 

MDA    Ministry Departments and Agency 

MEST    Ministry of Environment, Science and Technology 

MLNR    Ministry of Lands and Natural Resources 

MoFA    Ministry of Food and Agriculture 

NGO‐    Non‐Governmental Organisation 

PMP    Pest Management Plan 

PPP    Public Private Partnership 

RPF    Resettlement Policy Framework 

SADA    Savanna Accelerated Development Authority 

SESA‐    Strategic Environmental and Social Assessment 

TA    Technical Assistant 

TOR    Terms of Reference 

UER/ UWR  Upper East Region/Upper West Region 

WRC    Water Resources Commission 

   

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This Report has been prepared by 

SAL Consult Limited P O Box GP20200, Accra‐Ghana 

October 2011 

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EXECUTIVE SUMMARY 

 

Introduction 

The development of a Resettlement Policy  Framework  (RPF)  is both a way  to  comply with  the 

triggering of the Involuntary Resettlement policy (OP/BP 4.12) and a requirement for projects that 

may entail involuntary resettlement, acquisition of land, impact on livelihood, or restricted access 

to natural resources under the World Bank safeguard policy on involuntary resettlement. The RPF 

will provide project stakeholders with procedures  to address compensation  issues as  related  to 

affected  properties/  livelihoods  including  land  and  income  generated  activities  during  project 

implementation. 

 

Brief Description of Project 

The  Government  of  Ghana  has  received  an  advance  on  the  proceeds  of  a  credit  from  the 

International Development Agency  (IDA – World Bank Group)  to  finance  the preparation of  the 

Ghana  Commercial  Agriculture  Project  (GCAP).  The  project  preparation  is  under  the  overall 

responsibility of Ministry of Food and Agriculture (MoFA). The development objective of GCAP is 

to  improve  the  investment  climate  for  agri‐business  and  establish  inclusive  Public  Private 

Partnerships (PPPs) aimed at increasing on‐farm productivity and value addition in selected value 

chains  in  both  the  Accra  Plains  and  the  Savanna  Accelerated  Development  Authority  (SADA) 

regions. GCAP is a World Bank category A project and a Ghana EPA ESIA –mandatory undertaking. 

World Bank safeguard policies require that MoFA effectively assesses and mitigates the potential 

environmental and social impacts of the projects proposed activities. 

 

Description of Project Areas 

The project  location  is within  the Savannah Accelerated Development Authority  (SADA) Regions 

and  the  Accra  Plains  of  Ghana.  The  SADA  Regions  comprise  Upper  East  Region,  Upper West 

Region, Northern Region, and northern parts of Brong Ahafo and Volta Regions. The Accra Plains 

project area extends across mainly 4 districts, i.e., Dangbe West and Dangbe East of Greater Accra 

Region, North and South Tongu of Volta Region. 

 

Accra Plains 

Most of settlements in the project area are rural by population and function. The only exceptions 

to  this general classification are Battor and Mepe which are urban by population and  function. 

Aveyime  is urban by population but elements of a  rural agrarian economy manifest within  the 

spatial configuration, housing characteristics and economic life of the town. Local populace in the 

project area  is made up  several ethnic groups. These are Ga‐Dangmes, Ewes, Akans, Guan and 

Mole Dagbani. Ga‐Dangme group is the majority of Dangme West and Dangme East District, and 

Ewe  group  occupies more  than  90%  in  North  Tongu  District  Land  in  the  project  area  can  be 

categorized  under  two  tradition  ownerships,  Stool  Lands  and  Family  Lands.  Customary  land 

ownership in the form of family lands is the main type of land ownership within the project area. 

 

 

 

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SADA Regions 

The main ethnic groups in the project pilot areas include the Dagbani, Mamprusi and Gonja in the 

Northern  Region,  Dagaaba  and  Sisala  in  the  Upper  West  Region,  Builsa,  Kassena,  Nankani, 

Grunnie, Nabdam and Kussasi in the Upper East Region. In all these ethnic patrilineal inheritance 

is the norm and traditional authority  is vested  in the chief, who sits on a skin, an acknowledged 

symbol  of  identity  of  the  group  and  authority.  The majority  of  people  in  the  three  northern 

regions are traditionally crop and livestock farmers, growing cereals, root and tubers and keeping 

livestock,  mainly  goats,  cattle  and  sheep  for  subsistence  and  gain.  Outside  farming  season 

activities  include  farm  produce  processing  and marketing,  livestock  grazing  and  "pastoralling", 

bush  fire  prevention  and  control  and  renovations/rehabilitation  of  residential  accommodation. 

Cattle husbandry plays an important role in the socio‐economic life of people of the three regions. 

In  the  Upper  West  and  Upper  East  regions,  ownership  of  land  is  vested  in  the  Tindanas 

(Landowners), while in the Gonja area of the Northern Region the land‐owning authority are the 

"skins" or  chiefs.  In most parts of  the SADA  regions undeveloped and unoccupied  land may be 

described as communal lands and subject to common rights. These lands need to be allocated by 

the traditional authority and may be subject to traditional user rights of local communities. 

 

Relevant Legal, Regulatory and Administrative Framework 

The  legal and  institutional  framework  in Ghana over  land administration,  land  tenure, and  land 

expropriation is complex. The National Land Policy was prepared in 1999, and the on‐going Land 

Administration  Project  (LAP)  seek  among  other  things,  to  streamline  the  myriads  of  laws 

regulating  land  administration  and/  or  establishing mandates  for  different  land  administration 

agencies  in the country. Among the numerous  land‐related  laws passed  in the  last 50 years, the 

most relevant to GCAP Programme are: 

The Constitution of the Republic of Ghana, 1992; 

The Lands Commission Act 2008, Act 767. 

The State Lands Act 1962, Act 125 and Amendments; 

Survey Act 1962, Act 127; 

The Lands (Statutory Wayleaves) Act, 1963;  

Land Title Registration Act 1986, PNDCL 152 and Regulations 1986 LI 1341; 

Office of the Administrator of Stool Lands Act 1994, Act 481; and 

 

The key  institutions responsible for administration of  lands and or resettlement activities  in  line 

with this RPF include: 

The Public and Vested Lands Management Division of the Lands Commission; 

Land Valuation Division of the Lands Commission; 

Land Registration Division of the Lands Commission; 

Survey and Mapping Division of the Lands Commission; 

Environmental Protection Agency;  

The Metropolitan, Municipal and District Assemblies;  

Department of Town & Country Planning; and 

Traditional Authorities e.g., Chiefs. 

 

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Potential Social Impacts Associated with the Project 

No.  Type of Impact  Description of Potential Impact/Issue  Social Significance 

Social Environment 

1  Involuntary Resettlement  

SADA RegionsPossible  cases  of  involuntary  resettlement  are  expected  during construction of warehouses and farmlands.  Accra Plains Regions The  project  in  the  Accra  Plains will  involve  the  need  to  physically move  people  or  displace  their  rights  to  use  land  as  a  result  of  the construction of irrigation canals and farmlands. 

Major    Major  

2  Local economy such as employment and livelihood, etc.  

SADA Regions and Accra Plains RegionsLand  will  be  cleared  during  the  land  preparation  stage  when  the project  is  fully operational.  It  is estimated  that pastoralists  likely  to lose grazing grounds for their livestock.  Accra Plains Regions Animal husbandry  is one of main source of  local economy.  Irrigation canals  likely  to  block  cattle  grazing,  if  cattle  crossing  point  is  not provided. 

Major     Moderate  

3  Land  use  and utilization  of local resources  

Condition  of  existing  land  likely  to  be  changed  to  farming  land. Possible change of land use in case of construction works. 

Land  will  be  cleared  during  the  land  preparation  stage  when  the 

project  is  fully operational.  It  is estimated  that Pastoralists  likely  to 

lose grazing grounds for their livestock and that may lead to potential 

conflicts between pastoralists and farmers. 

Major

4  Social institutions 

The influx of migrants into these communities as result of the project may dilute some local customary practices and beliefs.  Accra Plains Regions For  example,  within  the  project  area,  the  use  a  hoe  for  farming activities  is  prohibited  on  the  fourth  day  of  every  week.  The differences  in  religious  beliefs  and  customs  can  lead  to  conflict between  local  beneficiary  communities  and  migrants  or  among different ethnic groups. 

Major   Major   

5  Existing  social infrastructures and services  

Increase  influx  settlers  likely  to  put  pressure  on  existing  social facilities  including educational, health, water and sanitation  facilities in the project area.  Accra Plains Regions There  are  water  intakes  for  3‐Districts Water  Supply  Scheme  and Aveyime Community Water and Sanitation Service at right side of the Volta river in Aveyime. If outlet of drainage of the irrigation project is installed near the water intakes, raw water is polluted.  

Major    Major 

6  The poor,  local community and  ethnic people 

Livelihood  of  the  people  likely  to  be  affected  if  they  need  to  be relocated due to farm land cleaning and leveling. 

Major

7  Misdistribution of  benefit  and damage  

Possible misdistribution of benefit among communities. For example, some  farmer  may  receive  benefit  from  irrigation  development; however  some  farmers  may  not  receive  benefit  from  irrigation 

Major

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No.  Type of Impact  Description of Potential Impact/Issue  Social Significance 

development. 

8  Cultural heritage  

SADA RegionsBuried cultural heritage resources could be damaged during trenching or ploughing.  Accra Plains Regions There are culturally sensitive areas within the project area which may be affected by the development of the irrigation fields. 

Moderate    Major 

9  Local  conflict of interests  

The  establishment  of  construction  camp  within  project  zone  can generate social conflicts between site workers and local residents. 

Moderate

10  Water  Usage or  Water Rights  and Rights  of Common  

SADA RegionsIncrease water intake from dams will cause competition amongst the various water users.  Accra Plains Regions Irrigation development  causes  increase of water  intake  from Kpong Dam Reservoir. Possible competitions among water users.  

Moderate    Moderate 

11  Sanitation   The poor disposal of human and constructional waste and  the poor condition of construction camps  is  likely to exacerbate the  incidence of sanitary and water related diseases like diarrhea.  

A poor sanitation method  in  the camps  is  likely  to affect  the health 

status of both the camp workers and local communities.  

Moderate

  Hazards(Risk)  

Infectious 

diseases  such 

as HIV/AIDS  

Uncovered  trenches  and  manholes  likely  to  develop  during  the construction of  irrigation  infrastructure  including canals, and drains. These  can  serve  as  breeding  grounds  for mosquitoes  that  transmit malaria.  Possibility  of  transmission  of  communicable  diseases  such  as HIV/AIDS from construction camp workers to the local population.  

Moderate   Moderate  

 

Principles, Objectives and Processes 

In  line  with  the World  Bank  safeguard  policy  OP  4.12,  the  GCAP  will minimize  displacement 

through the following design procedures: 

Wherever inhabited dwellings may potentially be affected by a component of a sub‐project, 

the  sub‐project  shall  be  redesigned  (facility  relocation,  rerouting)  to  avoid  any  impact  on 

such dwellings and to avoid displacement/relocation accordingly; 

Wherever  the  impact  on  the  land  holding  of  one  particular  household  is  such  that  this 

households may not be sustainable  in  the  long  term, even  if  there  is no need  to physically 

displace this household, the sub‐project shall be redesigned (facility relocation, rerouting) to 

avoid any such impact; 

Minimization of  land  impact will be  factored  into  site and  technology  selection and design 

criteria; 

Costs  associated with  displacement  and  resettlement will  be  internalized  into  sub‐project 

costs to allow for fair comparison of processes and sites; 

To the extent possible, project facilities will be located on public spaces; a more participatory 

approach will be put in place for the communities to confirm where to site these facilities. 

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RPF for Ghana Commercial Agriculture Project (GCAP). Draft Final Report. December 2011.  Page 11 

Infrastructures required by the project will be routed inside existing right‐of‐ways, easements 

or reservations (roads, streets, power lines) wherever possible. 

 

A Resettlement Action Plan (RAP) will be used where more than 200 individuals are displaced. An 

Abbreviated Resettlement Plan (ARP) will be used where  less than 200  individuals are displaced. 

In  some  instances  ARAPs  are  required where  projects  affect more  than  200  people,  but with 

minor land acquisition (10% or less of all holdings is taken) and no physical relocation is involved. 

 

Eligibility, Entitlements and Valuation 

Category of affected persons  Assets  Type of compensation 

Persons with formal  legal rights 

to land. 

Physical and non‐ physical 

assets  such  as  residential 

structures,  productive 

lands,  farm  lands,  cultural 

sites commercial/ business 

properties,  tenancy, 

income  earning 

opportunities,  and  social 

and cultural networks and 

activities 

To  be  provided  compensation  for  land 

lost and other assistance 

Persons  without  formal  legal 

rights  to  land  at  time  of 

notification  but  have  claims  to 

property  recognized  by 

community leaders 

To  be  provided  compensation  for  land 

lost and other assistance 

Persons  with  no  recognizable 

legal right or claim to  land they 

are occupying, e.g. squatters 

To be provided  resettlement assistance 

in  lieu  of  compensation  for  land 

occupied.  

Persons  encroaching  on  land 

after the notification 

Not  eligible  for  compensation  or  any 

form of resettlement assistance 

 

The purpose of the valuation exercise  is to assess the  loss to the affected persons as part of the 

Assessment of Resettlement Issues under the project. The bases of this valuation are derived from 

the World Bank’s  Involuntary Resettlement Policy, OP 4.12;  the Resettlement Policy Framework 

developed for the project; and Constitution of Ghana. 

 

Land 

The Market Comparison Approach (MCA) will be adopted for the valuation of land.  It involves the 

direct comparison of the property’s value determining features with those of the immediate and 

surrounding vicinity that sold recently. 

 

Structures 

The Replacement Cost Approach  (RCA) will be adopted  for  the valuation of  the  structures. The 

RCA is based on the assumption that cost and value are related. It involves finding the estimate of 

the gross replacement cost of a structure which is the estimated cost of constructing a substitute 

structure, having the same gross area as that existing, at prices current at the relevant date. 

 

Livelihood (Supplementary Assistance) 

Losses of  income for businesses will be estimated from net daily/monthly profit of the business 

verified  by  an  assessment  of  visible  stocks  and  activities.  In  addition  to  the  compensation, 

disturbance allowances of 10% of total compensation will be considered. 

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RPF for Ghana Commercial Agriculture Project (GCAP). Draft Final Report. December 2011.  Page 12 

Economic Plants 

The  Enumeration  Approach  will  be  adopted  for  the  crops  affected  by  the  project.    The 

Enumeration Approach involves taking census of the affected crops and applying flat realistic rate 

approved by the Land Valuation Division. 

Mitigation Measures 

Detailed  social  assessment  studies  will  be  carried  out  within  the  communities  as  and  when 

required. The framework for the compensation/ resettlement will then be applied  incorporating 

specific  (1)  institutional  arrangements,  (2)  resettlement/  compensation  eligibility  criteria,  (3) 

implementation procedures, (4) financial responsibilities, and (5) monitoring and evaluation plan. 

Livelihood restoration measures will consider issues such as (1) income levels of affected persons, 

(2)  other  non‐monetary  sources  of  livelihood,  (3)  constraints  and  opportunities  for  income 

generation, (4) number of persons not able to revert to previous occupation, and (5) existing skills 

of affected persons. 

 

Vulnerable  persons  among  the  project  affected  persons  (PAP)  will  be  identified  and  special 

assistance offered during  the compensation  implementation process. Criteria  include age‐above 

70 years, physical/mental disability, women, migrant  farmers and herdsmen, widows, orphaned 

children and bedridden or seriously sick persons. 

 

Grievance Redress Mechanism (GRM) 

The objectives of the grievance process are to 

Provide affected people with avenues  for making a complaint or resolving any dispute that 

may  arise  during  the  course  of  the  implementation  and  determination  of  entitlements  of 

compensation and implementation of the project; 

Ensure  that  appropriate  and  mutually  acceptable  redress  actions  are  identified  and 

implemented to the satisfaction of complainants; and  

Avoid the need to resort to judicial proceedings. 

 

The general steps of the grievance process comprise: 

Receipt of complaints; 

Determining and implementing the redress action; 

Verifying the redress action; 

Amicable mediation and settlement; and 

Dissatisfaction and alternative actions. 

 

Institutional Responsibilities 

The main institutions involved with the implementation of the resettlement activities are: 

The Project Coordination Office, GCAP; 

Ministry of Food and Agriculture (MoFA); 

Regional/District Land Valuation Officers; 

The Environmental Protection Agency (EPA); 

District Assemblies (DAs); and 

Consultant 

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RPF for Ghana Commercial Agriculture Project (GCAP). Draft Final Report. December 2011.  Page 13 

The  implementation activities will be under the overall guidance of the office of the coordinator 

of the Ghana Commercial Agriculture Project (GCAP). 

 

Training and Awareness Creation Budget for RPF Implementation 

The estimated budget for training of key personnel responsible for implementing the RPF as well 

as  awareness  creation  and  logistical  support  is  estimated  at  US$  178,000.  The  budget  for  the 

preparation  of  RAPs/ARAPs will  be  developed  from  the  specific  social  assessment  studies  and 

mitigation/livelihood  restoration measures  to be developed.  It will cover  resettlement activities 

including  compensation  cost  for  affected  assets.  The  cost  will  be  derived  from  expenditures 

relating to (1) the preparation of the resettlement/compensation plan, (2) relocation and transfer, 

(3) income and means of livelihood restoration plan, and (4) administrative costs. This cost will be 

borne by the Government of Ghana. 

Participatory Monitoring and Evaluation Plan 

To  ensure  that  the  implementation  of  the  resettlement  is  carried  out  in  accordance with  the 

relevant requirements of this resettlement policy  framework, the actions will be monitored and 

evaluated  internally by a Monitoring and Evaluation  team  (MET)  to be constituted by  the GCAP 

Coordination Office of the Ministry of Food and Agriculture, MoFA. The Monitoring and Evaluation 

team (MET) will be expected to develop and implement a Monitoring and Evaluation Plan (MEP). 

The  main  indicators  that  the  MEP  will  measure  include:  (i)  impacts  on  affected  individuals, 

households, and communities to be maintained at their pre‐project standard of living, and better; 

(ii)  improvement  of  communities  affected  by  the  project;  and  (iii) management  of  disputes  or 

conflicts. The monitoring unit will submit periodic (preferably bimonthly) reports to the GCAP, and 

copied to the MoFA. The report will at least cover status of compensation disbursement, nature of 

complaints, redress actions and follow‐ups. 

 

Stakeholder Consultation, participation and Disclosure of RPF 

The  Consultants  have  carried  out  appropriate  consultations  with  stakeholders  during  the 

preparation  of  this  RPF.    Stakeholders  consulted  include  relevant  Government  agencies,  local 

government  authorities,  non‐governmental  organizations,  and  civil  society  groups  identified 

during the consultative period.  Stakeholder consultations were undertaken from 22nd September 

to 13th October 2011. Furthermore, public consultations were held in Greater Accra at Mepe (28th 

October, 2011) and in Northern Region at Tamale (31st October, 2011 and 1st December, 2011). 

 

As provided under WB policy OP 4.12,  information and consultation on  the GCAP Resettlement 

Policy Framework shall be organized as follows: 

Circulation  of  the  draft  RPF  for  comments  to  all  relevant  institutions  (e.g. MoFA,  Lands  

Commission &  the EPA, as appropriate) as well as the USAID and the WB; 

Organisation of public stakeholder workshops and comments incorporated in the final RPF;  

Communication of comments  to  the Consultant  for  incorporation  into a  final RPF,  together 

with WB comments. 

Public Disclosure of final RPF (reviewed and cleared by both GoG & World Bank/ASPEN) both 

in‐country (in project sites and official journals) and at the WB InfoShop prior to appraisal. 

 

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 REPUBLIC OF GHANA 

 MINISTRY OF FOOD AND AGRICULTURE

(MOFA)

 GHANA COMMERCIAL AGRICULTURE PROJECT

(GCAP)  

  

PEST MANAGEMENT PLAN (PMP)

  

FINAL REPORT  

  

November 2011 

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Government of Ghana       Ministry of Food & Agriculture 

Ghana Commercial Agriculture Project. Pest Management Plan.   Page i November 2011. 

TABLE OF CONTENTS 

TABLE OF CONTENTS .......................................................................................................................................... II 

LIST OF FIGURES ................................................................................................................................................ IV 

LIST OF TABLES .................................................................................................................................................. IV 

ACRONYMS AND ABBREVIATIONS ...................................................................................................................... V 

EXECUTIVE SUMMARY ..................................................................................................................................... VII 

1.0  INTRODUCTION ......................................................................................................................................... 1 

1.1  PROJECT BACKGROUND ......................................................................................................................................... 1 1.2  OBJECTIVE OF THE PMP ........................................................................................................................................ 3 1.3  RATIONALE ......................................................................................................................................................... 3 1.4  GENERAL APPROACH ............................................................................................................................................. 3 1.5  METHODOLOGY ................................................................................................................................................... 4 

2.0  REVIEW OF POLICY, REGULATORY AND INSTITUTIONAL FRAMEWORKS ..................................................... 6 

2.1  POLICY FRAMEWORK ............................................................................................................................................ 6 2.2  REGULATORY FRAMEWORK .................................................................................................................................. 10 

2.2.1  National Laws ...................................................................................................................................... 10 2.2.2  Some key International Conventions ................................................................................................... 12 

2.3  ADMINISTRATIVE AND INSTITUTIONAL CAPACITY ....................................................................................................... 13 2.3.1  National ............................................................................................................................................... 13 2.3.2  International ........................................................................................................................................ 18 2.3.3  Non‐Governmental Organisations/Private Institutions ....................................................................... 20 

3.0  BASELINE INFORMATION ON THE ENVIRONMENT AND AGRICULTURE ...................................................... 21 

3.1  ENVIRONMENT .................................................................................................................................................. 21 3.1.1  SADA Regions ....................................................................................................................................... 21 3.1.2  Accra Plains .......................................................................................................................................... 23 

3.2  AGRICULTURE .................................................................................................................................................... 25 3.2.1  National Level ...................................................................................................................................... 25 3.2.2  Accra Plains .......................................................................................................................................... 28 3.2.3  SADA Regions ....................................................................................................................................... 29 

4.0  PEST AND PESTICIDE PROBLEMS AND MANAGEMENT PRACTICES ............................................................. 31 

4.1  MAJOR PESTS AND DISEASES ................................................................................................................................ 31 4.1.1  Major Pests and Diseases of Cereals .................................................................................................... 31 4.1.2  Major Pests and Diseases of Pulses/ Grain Legumes ........................................................................... 32 4.1.3  Major Pests and Diseases of Vegetables ............................................................................................. 34 

4.2  PEST PROBLEMS AND CONTROL PRACTICES ............................................................................................................. 39 4.2.1  General Pest Problems and their Management ................................................................................... 39 4.2.2  Accra Plains .......................................................................................................................................... 42 4.2.3  Northern regions (SADA regions) ......................................................................................................... 42 

4.3  IPM STRATEGY FOR PEST CONTROL ....................................................................................................................... 43 4.4  KEY PESTS AND RECOMMENDED MANAGEMENT PRACTICES ....................................................................................... 45 

4.4.1  Major Natural Eenemies and Enhancing Natural Enemy Populations ................................................. 45 4.4.2  Recommended IPM Practices for Selected Vegetable Crop Pests/Diseases......................................... 46 4.4.3  Recommended IPM Practices for Cereals and Pulses Crop Pests/Disease ........................................... 56 4.4.4  Management of post harvest pests of cereal crops ............................................................................. 59 

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Ghana Commercial Agriculture Project. Pest Management Plan.   Page ii November 2011. 

4.4.5  Management of post harvest pest of pulses ........................................................................................ 60 4.4.6  Pesticide applications –cereals, pulses and vegetables ‐ In line with IPM approaches ........................ 60 

4.5  CONTROLLING PESTICIDES USED IN CROP PROTECTION: ............................................................................................. 61 4.6  MANAGEMENT AND USE OF PESTICIDES ................................................................................................................. 61 

4.6.1  Production and importation of pesticides ............................................................................................ 61 4.6.2  Organisation and practice used in selling and distribution .................................................................. 62 4.6.3  Use of pesticides by farmers: ............................................................................................................... 63 4.6.4  Management of pesticide containers .................................................................................................. 63 4.6.5  Accidents resulting from pesticide use ................................................................................................. 64 

4.7  GENERAL HEALTH PROBLEMS AND ENVIRONMENTAL HAZARDS ASSOCIATED WITH PESTICIDES ............................................. 64 

5.0  POTENTIAL IMPACTS AND CHALLENGES ASSOCIATED WITH THE GCAP INTERVENTIONS ............................ 66 

5.1  IMPACT OF PESTICIDES ON WATER BODIES ............................................................................................................... 66 5.2  IMPACT OF PESTICIDES ON AQUATIC FAUNA ............................................................................................................. 66 5.3  PUBLIC HEALTH CONCERNS FROM WATER‐BORNE OR WATER‐RELATED DISEASES.............................................................. 66 5.4  MYCOTOXIN POISONING FROM POOR MAIZE DRYING ................................................................................................. 67 5.5  IMPROPER PESTICIDE USE AND DISPOSAL OF PESTICIDE CONTAINERS .............................................................................. 67 5.6  PRODUCTION AND MARKET LOSSES FROM FRUIT FLY ATTACKS ...................................................................................... 68 5.7  PRODUCTION LOSSES AND FOOD SECURITY CONCERNS FROM ARMYWORM AND OTHER CROP PESTS AND DISEASE OUTBREAKS .. 68 5.8  ABUSES IN PESTICIDE SUPPLY AND SALES .................................................................................................................. 68 

6.0  INTEGRATED PEST AND PESTICIDE MANAGEMENT ACTION PLAN .............................................................. 69 

7.0  PROGRAMME TO MEET PMP REQUIREMENTS .......................................................................................... 75 

7.1  PLANNING ........................................................................................................................................................ 75 7.2  IMPLEMENTATION STRATEGIES .............................................................................................................................. 76 

7.2.1  Formation of a Safeguard Team .......................................................................................................... 76 7.2.2  Registration and training of all interested pesticide distributors/resellers under the Project ............. 76 7.2.3  PMP Communication and IPM/PMP Orientation Workshop ............................................................... 76 7.2.4  Education and awareness creation ...................................................................................................... 76 7.2.5  Participatory Pests Inventory and Monitoring Measures .................................................................... 77 7.2.6  Stakeholder and Interest Group Consultation and Involvement .......................................................... 77 7.2.7  Prevention of new Pest Infestations .................................................................................................... 77 7.2.8  Management of established Pests ....................................................................................................... 78 7.2.9  IPM Capacity Building .......................................................................................................................... 78 7.2.10  Institutional Arrangements and Training Responsibilities .............................................................. 79 7.2.11  Participatory Monitoring and Evaluation ........................................................................................ 80 7.2.12  Sustainability Issues ........................................................................................................................ 81 7.2.13  Reporting ......................................................................................................................................... 81 7.2.14  Management Reviews ..................................................................................................................... 81 

8.0  IMPLEMENTATION BUDGET ..................................................................................................................... 83 

9.0  BIBLIOGRAPHY ......................................................................................................................................... 84 

ANNEXES .......................................................................................................................................................... 86 

 

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Ghana Commercial Agriculture Project. Pest Management Plan.   Page iii November 2011. 

LIST OF FIGURES 

FIGURE 1  AGRICULTURE IN GHANA – FACTS AND FIGURES .................................................................................................. 26  

LIST OF TABLES 

TABLE 1  MEAN ANNUAL GROWTH RATES FOR AREA PLANTED TO SELECTED FOOD CROPS .......................................................... 27 TABLE 2  PRODUCTION OF SELECTED FOOD CROPS (‘000MT) ............................................................................................. 27 TABLE 3  AVERAGE YIELD OF SELECTED FOOD CROPS UNDER RAINFED CONDITIONS ................................................................... 28 TABLE 4  IPM APPROACHES FOR CEREALS, PULSES AND VEGETABLES ................................................................................... 44 TABLE 5  MAJOR NATURAL ENEMIES AND THE PESTS THEY FEED UPON................................................................................... 45 TABLE 7  PESTICIDE PROBLEMS RELATING TO HEALTH, ENVIRONMENT AND CROPS ................................................................... 64 TABLE 8  INTEGRATED PEST AND PESTICIDE MANAGEMENT ACTION PLAN ............................................................................. 70 TABLE 9  PLANNING MATRIX ........................................................................................................................................ 75 TABLE 10  ACTORS AND PARTNERS .................................................................................................................................. 80 TABLE 11  PERFORMANCE INDICATORS ............................................................................................................................. 80 TABLE 12  BUDGET ESTIMATES ....................................................................................................................................... 83  

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Ghana Commercial Agriculture Project. Pest Management Plan.   Page iv November 2011. 

ACRONYMS AND ABBREVIATIONS 

AES      Agriculture Engineering Service 

AESA      Agro‐Ecosystem Analysis 

AgSSIP       Agricultural Services Sub‐Sector Investment Program 

CBPP      Contagious Bovine Pleuropneumonia 

CCMC      Chemicals Control and Management Centre 

Codex       Code Alimentarius Commission 

CRI      Crops Research Institute 

CSIR       Council for Scientific and Industrial Research 

DAES      District Agriculture Extension Service 

DCS      Directorate of Crop Services 

EC      European Commission 

ECOWAS    Economic Community Of West African States 

EMP      Environmental Management Plan 

EPA      Environmental Protection Agency (Ghana) 

ESMF      Environmental and Social Management Framework 

EU      European Union 

FBOs      Farmer Based Organisations 

FAO      Food and Agriculture Organization of the United Nations 

FDB      Food and Drug Board 

GAABIC     Ghana Agricultural Associations’ Business and Information Centre 

GAIDA      Ghana Agro‐Input Dealers Association 

GAP      Good Agricultural Practice 

GCAP      Ghana Commercial Agricultural Project 

GDP      gross domestic product 

GFAP      Ghana Federation of Agriculture Producers  

GHS      Ghana Health Service 

GSB      Ghana Standards Board 

GTZ      German Technical Cooperation/German Development Cooperation 

IPM      Integrated Pest Management 

IPPC      International Plant Protection Convention 

ISO      International Standards Organisation 

ISPM      International Standards for Phytosanitary Measures 

KNUST      Kwame Nkrumah University of Science and Technology 

LI/L.I.      Legislative Instrument 

MOFA/MoFA    Ministry of Food and Agriculture 

MOH      Ministry of Health 

MRL      Maximum Residue Limit 

NRCD      National Redemption Council Decree 

NGOs      Non‐Governmental Organisations 

OP      Operational Policy 

PIP      Pesticides Initiative Program 

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Ghana Commercial Agriculture Project. Pest Management Plan.   Page v November 2011. 

PIU      Project Implementation Unit 

PMP      Pest Management Plan 

PNDCL      Provisional National Defence Council Law 

POP      Persistent Organic Pollutant 

PPRSD      Plant Protection and Regulatory Services Directorate 

PRA      Pest Risk Analysis 

PPP      Private Public Partnerships 

SADA      Savannah Accelerated Development Authority 

SEEDPAG    Seed Producers Association of Ghana 

SMCD      Supreme Military Council Decree 

SPS      Sanitary and Phytosanitary Agreement 

UK      United Kingdom 

UNIDO      United Nations International Development Organisation 

USAID      United States Agency for International Development 

USEPA      United States Environmental Protection Agency 

VEPEAG     Vegetable Producers Exporters Association of Ghana 

VRA      Volta River Authority 

WB      World Bank 

WRC      Water Resources Commission 

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Government of Ghana       Ministry of Food & Agriculture 

Ghana Commercial Agriculture Project. Pest Management Plan.   Page vi November 2011. 

EXECUTIVE SUMMARY 

Project Background  

The  Government  of  Ghana  is  seeking  financial  assistance  from  the  World  Bank  to  finance  the 

preparation of the GCAP – Ghana Commercial Agriculture Project. The project preparation is under the 

overall responsibility of MoFA. The development objective of GCAP is to improve the investment climate 

for  agri‐business  and  establish  inclusive  Private  Public  Partnerships  (PPPs)  and  smallholder  linkages 

aimed at increasing on‐farm productivity and value addition in selected value chains.  

The proposed project would have two components, with the first being focused on improving the overall 

investment  climate  for  agricultural  development  in  Ghana,  and  the  second more  directly  targeting 

private  sector  led agricultural  investment  involving  smallholder  farmers  through PPP arrangements  in 

both the Accra plains and the Northern regions (SADA).   

The World Bank  safeguard policy on Pest Management  (OP 4.09) has been  triggered and as a  result, 

MoFA is required to prepare Pest Management Plan1 as a standalone document.   PMP Objectives 

The objective of the Pest Management Plan is to: 

Promote  the  use  of  environmentally  friendly  practices  (hygienic,  cultural,  biological  or  natural 

control mechanisms and the judicious use of chemicals) in pest control; 

Effectively monitor pesticide use and pest issues amongst participating farmers; 

Provide for implementation of an IPM action plan in the event that serious pest management issues 

are encountered, and/or the introduction of technologies is seen to lead to a significant decrease in 

the application of pesticides; 

Assess the capacity of the country’s regulatory framework and institutions to promote and support 

safe, effective, socially and environmentally sound pest management and to provide for appropriate 

institutional capacity support recommendations; 

Ensure compliance with regional standards, laws and regulations;  

Ensure compliance with World Bank safeguard policy OP 4.09; and  

Ensure compliance with USAID requirements on pesticides procedures.  Policy and Regulatory Framework The major policy and regulatory framework include: 

Food and Agriculture Sector Development Policy (FASDEP) 

Ghana ’s Medium Term Agriculture Sector Investment Plan (METASIP) 

National Irrigation Policy, Strategies and Regulatory Measures, June 2010 

Guidelines for the National Plant Protection Policy, June 2004 

National Land Policy 

National Water Policy, June 2007 

National Environment Policy 

Environmental Protection Agency Act, 1994, Act 490 

1 - This report is prepared by SAL Consult Limited, P. O. Box GP20200, Accra-Ghana

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Ghana Commercial Agriculture Project. Pest Management Plan.   Page vii November 2011. 

Environmental Assessment Regulations, 1999, LI 1652 and its Amendment 

Plants and Fertilizer Act, 2010, Act 803 

Water Resources Commission Act, 1996, Act 522 

Food and Drugs Act 1992, PNDCL 3058 

Irrigation Development Authority Act, 1977, SMCD 85 

• World Bank Safeguard Policy on Pest Management, OP 4.09 

• USAID Requirements on Pesticide Management  Challenges and Potential Impact of GCAP 

The impacts and challenges identified include: 

Lack of IPM sustenance measures even though national pest control strategy is IPM; 

Likely pollution of water resources and aquatic life  from pesticide usage; 

Public health concerns  from water‐borne and water‐related diseases such as malaria and bilharzia 

cases under irrigation projects that can trigger the use of pesticides in controlling their vectors; 

Mycotoxin poisoning from poor maize drying; 

Poisoning from improper use of pesticides by farmers and farm assistants; 

Impact from improper disposal of pesticide containers; 

Large scale production losses from fruit fly and armyworm outbreaks; 

Production losses from threats from other crop pests and diseases; 

Abuses associated with pesticide supply and sales; and  

General health and safety of farmers and environmental hazards.  Action Plans The action plans are provided in the table below.  Programme to meet PMP requirements 

GCAP will  adopt  the  following programmes  and  strategies  to  achieve  an  effective pest  and pesticide 

management process: 

Formation of a Safeguard Team 

Registration and training of all interested pesticide distributors/resellers under the Project 

PMP Communication and IPM/PMP Orientation Workshop 

Education and awareness creation 

Pests Inventory and Monitoring Measures 

Stakeholder and Interest Group consultation and Involvement 

Prevention of new Pest Infestations and management of established Pests 

IPM Capacity Building  

Institutional Arrangements and Training Responsibilities  

Participatory Monitoring and Evaluation 

Ensuring Sustainability  

Annual Reporting and Management Reviews  

PMP Budget 

An annual estimated cost of USD106,000 is required for the implementation of the PMP.  

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Ghana Commercial Agriculture Project. Pest Management Plan.   Page viii November 2011. 

 Action Plans 

Impact issue / Pest & 

pesticide threat/ risk 

Mitigation Measures  Implementation tool  Expected result  Monitoring indicators   Responsibility/ Key 

implementing actors 

Pollution of water 

resources and aquatic 

life 

Control and supervise 

pesticide use by farmers 

Adoption of IPM approaches/ 

techniques 

Farmers trained in IPM 

techniques 

Number of farmers 

trained, Training records 

 

PPRSD‐MoFA, MoFA  

regional officers, DAES‐

MoFA 

Proper disposal of 

pesticide containers by 

resellers/farmers 

Pesticide container collection and 

disposal plan 

Pesticide container 

disposal plan developed 

and implemented 

Number of farmers/ 

resellers aware of 

pesticide container 

disposal plan 

PIU/MoFA/EPA 

Monitor pesticides in 

water resources  

Environmental quality monitoring 

plan (linkage with Project ESMP) 

Pesticide concentration 

in water resources  

Levels of pesticides in 

water resources  

GIDA Environment Desk/ 

EPA 

Public health concerns 

from water‐borne and 

water‐related diseases 

in project areas under 

irrigation 

Design appropriate 

irrigation systems and 

ensure functional 

operation system 

(removing aquatic 

vegetation, lining canals 

with cement or plastic, 

regularly fluctuating water 

levels, periodic rapid 

drying of irrigation canals) 

 a) Adoption of environmentally 

friendly irrigation system designs; 

b) Selection of experienced and 

proven contractors and 

consultants for project designs 

and construction; 

c) Effective operational 

maintenance system 

 a) Well functioning and 

environmentally friendly 

irrigation system; 

 b) infrequent 

breakdown of system 

Number of times system 

breakdown in a given 

year 

 

 

GIDA  

 

 

Monitor malaria and 

bilharzia cases in project 

area 

Hospital/clinical records of 

malaria/bilharzia cases in project 

area 

Malaria/bilharzia cases 

before and during 

project implementation 

established 

Trend in 

malaria/bilharzia cases 

during project 

implementation 

Ministry of Health 

(MoH)/Ghana Health 

Service (GHS); Hospitals 

and clinics in project 

areas 

Make mosquito treated 

bed nets available at 

affordable prices to 

farmers and local 

community members  

Project malaria and bilharzia 

control plan 

Non‐significant increase 

in malaria/bilharzias  

cases under project 

Frequency of reported 

malaria/bilharzia cases 

among farmers and 

communities 

Ministry of Health 

(MoH)/Ghana Health 

Service (GHS); Hospitals 

and clinics in project 

areas 

Mycotoxin poisoning  Ensure  adequate  and  Mycotoxin  Elimination  Plan  Mycotoxin  levels  in  Number  of  farmers  PPRSD‐MoFA;  DAES‐

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from poor maize 

drying 

timely drying of maize  (Education,  equipment/facilities, 

international standards etc) 

maize  produced  meets 

international standards 

trained  and  educated  in 

the proper way of maize 

drying 

MoFA, FRI 

Provide  proper  maize 

drying facilities  

Number and condition of 

maize  drying  facilities 

available 

MoFA; FRI 

Ensure  maize  storage 

facilities are adequate and 

meet  acceptable 

standards 

Monitor mycotoxin  levels 

in maize  produced  under 

the project 

Mycotoxin levels  GSB/FRI 

Poisoning  from 

improper  use  of 

pesticides  by  farmers 

and farm assistants 

Educate farmers and farm 

assistants on proper use 

of pesticides and pesticide 

use hazards  

Pesticide hazards and use guide 

manual or leaflet for the project 

(include simple pictorial 

presentations) 

Proper use of pesticides 

by farmers and farm 

assistants 

Number  of  cases  of 

pesticide  poisoning 

occurring  under  the 

project 

a) PPRSD‐MoFA, 

 b) GHS/local hospitals 

and clinics 

Control and supervise 

pesticide use on farms 

Adoption of IPM approaches/ 

techniques 

 

Farmers trained in IPM 

techniques 

 

Number of farmers 

trained, Training records 

 

PPRSD‐MoFA, DAES‐

MoFA and regional 

officers 

Monitor pesticide residue 

in crops 

Random sampling procedure for 

crops and storage products 

Pesticide residue in 

crops within acceptable 

limit/MRL 

1. Levels and trend of 

pesticide residue in 

sampled crops 

2. Number of times 

exported crops are 

rejected due to pesticide 

residues 

Ghana Standards Board 

(GSB)/ PPRSD‐MoFA 

Poisoning  from  

improper  disposal  of 

pesticide containers  

1. Educate farmers, farm 

assistants and local 

communities on health 

hazards associated with 

use of pesticide 

containers 

1. Pesticide hazards and use 

guide manual or leaflet for the 

project 

 

 

Farmers, farm assistants, 

FBOs, local communities 

educated on pesticide 

health hazards 

Number  of  cases  of 

pesticide  poisoning 

through use of pesticide 

containers;  Number  of 

farmers  returning empty 

pesticide  containers  at 

collection points; 

Number  of  farmers, 

FBOs, resellers trained in 

1. a) PPRSD‐MoFA, 

 b) GHS/local hospitals 

and clinics 

 

2. Properly  dispose 

pesticide containers  

2. Pesticide container cleaning 

and disposal plan 

Pesticide container 

cleaning and disposal 

plan developed and 

2. PPRSD/EPA 

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implemented  proper  cleaning  of 

pesticide containers 

Production and 

market losses from 

fruit fly and 

armyworm outbreaks 

Educated  and  train 

farmers  to  adopt  good 

agricultural  practices 

(GAP) 

Adoption of IPM techniques/ 

approaches 

1. Farmers trained in 

IPM techniques and GAP 

1. Number of farmers 

trained, Training records  

2. Number of times 

exported crops rejected 

due to fruit fly pest 

3. Production losses 

from crop pests 

PPRSD‐MoFA/ DAES‐

MoFA / Regional officers 

Establish pest surveillance 

system 

Early  detection  and  warning 

system in place 

Zero or minimal fruit fly/ 

armyworm cases 

Incidence  of  fruit  fly 

/armyworm  cases 

recorded 

PPRSD‐MoFA;  DAES‐

MoFA /Regional officers 

Apply  EPA  approved  and 

PPRSD  recommended 

pesticides if necessary 

Inspection  of  pesticides  at 

farm/storage  gate  prior  to  use 

(Project Policy) 

Applied  pesticides 

registered  and approved 

by  key  stakeholders  and 

in  conformity  with  IPM 

principles 

Records of pesticides 

applied at each farm 

PPRSD‐MoFA;  MoFA 

DAES/  MoFA  Regional 

Officers 

Threat  from  other 

crop  pests  and 

diseases 

Educated  and  train 

farmers  to  adopt  good 

agricultural  practices 

(GAP) 

Adoption  of  IPM  techniques/ 

approaches 

Farmers  trained  in  IPM 

techniques and GAP 

1. Number of farmers 

trained, Training records  

2.  Incidence  of  crop 

pests 

3.  Production  losses 

from crop pests 

PPRSD‐MoFA/ MoFA‐ 

DAES/ Regional officers 

Apply  EPA  approved  and 

PPRSD  recommended 

pesticides if necessary 

Inspection  of  pesticides  at 

farm/storage  gate  prior  to  use 

(Project Policy) 

Applied  pesticides 

registered  and approved 

by  key  stakeholders  and 

in  conformity  with  IPM 

principles 

Records of pesticides 

applied at each farm 

PPRSD‐MoFA;  MoFA‐ 

DAES/  MoFA  Regional 

Officers 

Impact  on  post 

harvest  losses  due  to 

pests 

1.  Provide  adequate  and 

proper storage facilities  

Post‐harvest  loss  reduction  plan 

based on IPM techniques in place 

a.)  Post  harvest  losses 

avoided or minimised 

b)  Applied  pesticides 

registered  and approved 

by  key  stakeholders  and 

in  conformity  with  IPM 

principles 

Number  of  farmers 

trained  in  IPM 

techniques  for  post 

harvest storage; Number 

and condition of  storage 

facilities in use 

MoFA‐AES 

2.  Monitor  incidence  of  Number of cases of post  PPRSD‐MoFA 

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post harvest pests   harvest pests 

3.  Confirm  status  and 

integrity  of  pesticides  at 

storage gate prior to use 

Inspection  of  pesticides  at 

farm/storage  gate  prior  to  use 

(Project Policy) 

Records of pesticides 

applied at storage sites/ 

rooms 

PPRSD‐MoFA;  MoFA‐ 

DAES/  MoFA  Regional 

Officers 

Abuses  in  pesticide 

supply and sales 

Identify  all  pesticide 

distributors  and  resellers 

interested  in  providing 

services  and  products  to 

farmers under the Project 

Registration  policy  for  all 

interested  distributors  and 

resellers under project 

Only  approved  and 

licensed  dealers  and 

resellers  supply 

pesticides under project 

a.)Company  registration 

documents 

b)Evidence  of 

license/permit  to 

operate in pesticides 

c)Evidence  of  location 

and  contacts  of 

suppliers/resellers 

PPRSD of MoFA/CCMC of 

EPA 

Confirm  status  and 

integrity  of  pesticides 

supplied under project 

a.) All pesticides are  to be  in  the 

original  well  labeled  pesticide 

containers prior to use 

b.)  No  decanting  of  pesticides 

under this project 

c) Inspection of pesticides at farm 

gate prior to use 

a)  Only  approved  and 

registered  pesticides 

used under project 

b)Banned  pesticides 

avoided 

c)  Fake  and  expired 

pesticides avoided 

d)Integrity  of  pesticide 

guaranteed at  farm gate 

level 

a)  List  of  pesticides 

supplied and used in line 

with  Ghana  EPA  and 

USEPA  list  of  registered 

and approved pesticides 

b)  Cases  of  pesticides 

found  in  non‐original 

containers 

c)  inspection  records  for 

pesticides  at  farm  gate 

prior to use 

PPRSD‐MoFA;  MoFA‐

DAES/  MoFA  Regional 

Officers 

Ban  big  pesticide 

containers  to  minimize 

decanting cases 

Decanting policy (No decanting of 

pesticides under project) 

All  pesticides  delivered 

for use are in the original 

containers 

Cases of pesticides found 

in  non‐original 

containers 

PPRSD‐MoFA;  MoFA‐

DAES/  MoFA  Regional 

Officers 

General  health  and 

safety  of 

farmers/crops  and 

environmental 

hazards 

Educate  farmers  to adopt 

GAP  based  upon  IPM 

techniques;  and  do  not 

use  chemical  pesticides 

unless advised by PPRSD 

IPM techniques with emphasis on 

cultural  and  biological  forms  of 

pest control 

Compliance  with 

national  IPM  policy  and 

WB  policy  on  Pest/ 

pesticide management 

Number  of  farmers 

trained  in  IPM 

techniques;  Number  of 

farmers  implementing 

IPM on their farms 

Frequency  of  chemical 

pesticides usage 

WB/ MoFA‐DAES/ MoFA 

Regional Officers 

Provide  PPEs  to  farmers/ 

farm  assistants  for 

Health and safety policy  for  farm 

work 

Farmers  and  their 

accompanying 

Quantities  and  types  of 

PPEs  supplied  or  made 

MoFA  

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pesticide use in the fields  dependants  (children) 

protected  against 

pesticide exposure in the 

fields 

available  under  the 

project 

Educate  farmers/  farm 

assistants  in  the  proper 

use of pesticides 

Pesticide  hazards  and  use  guide 

manual or  leaflet  for  the project 

(include  simple  pictorial 

presentations) 

Farmers  know  and  use 

pesticides  properly; 

pesticide    hazards  and 

use guide leaflet or flyers 

produced 

Number  of  farmers 

trained  in  pesticide  use; 

Number  of  farmers 

having  copies  of  the 

pesticide hazard and use 

guide flyers;  

MoFA/EPA 

Properly dispose obsolete 

and unused pesticides 

Obsolete  and  unused  pesticide 

disposal plan 

obsolete  and  unused 

pesticide  disposal  plan 

prepared  and 

implemented 

Relationship  between 

pesticide  supply  and 

usage  

PPRSD‐MoFA/CCMC‐EPA 

Educate farmers to obtain 

or  purchase  quantities  of 

pesticides  required  at  a 

given  time  and  to  avoid 

long  term  storage  of 

pesticides 

Pesticide use policy/plan  Only  pesticides  needed 

are purchased; long term 

storage  of  pesticides  by 

farmers avoided 

Relationship  between 

pesticide  supply  and 

usage 

PPRSD‐MoFA/CCMC‐EPA 

Provide  emergency 

response  to  pesticide 

accidents and poisoning  

Emergency response plan  Pesticide  accidents  and 

emergencies  managed 

under the project 

Number  of  pesticide 

accidents  and 

emergencies 

PPRSD/GHS/National 

Poisoning Control Centre 

    

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