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MINISTRY OF PUBLIC WORKS, HOUSING AND WATER RESOURCES NATIONAL DIRECTORATE FOR MANAGEMENT OF WATER RESOURCES EMERGENCY RESILIENT RECOVERY PROJECT - ADDITIONAL FINANCING (ERRP - AF) ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF) July, 2017 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized SFG3872 Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized

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Page 1: MINISTRY OF PUBLIC WORKS, HOUSING AND WATER RESOURCES · TEP . 1 - R. EVIEW OF ENVIRONMENTAL AND SOCIAL IMPACTS CHECKLIST FOR PROJECTS..... 115 14.2. S. TEP . 2 - S. CREENING OF

MINISTRY OF PUBLIC WORKS, HOUSING AND

WATER RESOURCES

NATIONAL DIRECTORATE FOR MANAGEMENT OF WATER

RESOURCES

EMERGENCY RESILIENT RECOVERY PROJECT - ADDITIONAL

FINANCING (ERRP - AF)

ENVIRONMENTAL AND SOCIAL MANAGEMENT FRAMEWORK (ESMF)

July, 2017

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LIST OF ACRONYMS

AIAS Water Supply and Sanitation Infrastructure Administration

ARA Regional Water Administration

DINOTER National Directorate of Territorial Planning and Resettlement

DIPLAC-CEE National Directorate of Planning and Cooperation – School Construction and

Equipment

DNDR National Directorate of Rural Development

DNFFB National Directorate of Forests and Fauna

DNGRH National Directorate for the Management of Water Resources

DPASA Provincial Directorate of Agriculture and Food Security

DPC Provincial Directorate of Culture

DPOPHRH Provincial Directorate of Public Works, Housing and Water Resources

DPS Provincial Directorate of Health

DPTADER Provincial Directorate of Land, Environment and Rural Development

DRM Disaster Risk Management

DRR Disaster Risk Reduction

EA Environmental Assessment

EFP Environmental Focal Point

EIA Environmental Impact Assessment

EMP Environmental Management Plan

EO Environmental Officer

ERRP Emergency Resilient Recovery Project for the Northern and Central Regions

ESIA Environmental and Social Impact Assessment

ESMF Environmental and Social Management Framework

ESSP Education Sector Strategic Plan

EWS Early Warning Systems

EU European Union

GFDRR Global Facility for Disaster Risk Reduction

GoM Government of Mozambique

GRM Grievance Redress Mechanism

HIV/AIDS Human Immunodeficiency Virus/Acquired Immunodeficiency Syndrome

IMR Immediate Response Mechanism

INAM National Institute of Meteorology

INGC National Disaster Management Institute

INIR National Irrigation Institute

IPM Integrated Pest Management

MASA Ministry of Agriculture and Food Security

MEF Ministry of Economy and Finance

MINEDH Ministry of Education and Human Development

MITADER Ministry of Land, Environment and Rural Development

MOPHRH Ministry of Public Works, Housing and Water Resources

NGO Non-governmental Organization

OP Operational Policy

PAPs Project Affected Persons

PNDRH National Water Resources Development Project

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PROIRRI Sustainable Irrigation Project

RAP Resettlement Action Plan

RPF Resettlement Policy Framework

SDIP District Services for Planning and Infrastructures

SDSMAS District Health, Women and Social Affairs Services

ToR Terms of Reference

UN United Nations

WB World Bank

WHO World Health Organization

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TABLE OF CONTENT

LIST OF ACRONYMS ................................................................................................................................ 2

1. SUMÁRIO EXECTVO ........................................................................................................................ 8 1.1. INTRODUÇÃO ....................................................................................................................................... 8 1.2. DESCRIÇÃO DO PROJECTO ....................................................................................................................... 9 1.3. ÁREAS DE PROJECTO ............................................................................................................................. 9 1.4. ARRANJO INSTITUCIONAL PARA IMPLEMENTAÇÃO DO PROGRAMA .............................................................. 10 1.5. CONSULTAS PÚBLICAS .......................................................................................................................... 10 1.6. POLÍTICAS DE SALVAGUARDA DO BANCO MUNDIAL .................................................................................. 10 1.7. QUADRO LEGAL GESTÃO AMBIENTAL E SOCIAL EM MOZAMBIQUE .............................................................. 11 1.8. LACUNAS NO QUADRO LEGAL MOÇAMBICANO E NAS POLÍTICAS DE SALVAGUARDA DO BANCO MUNDIAL ......... 12 1.9. DESCRIÇÃO AMBIENTAL E SOCIAL DOS LOCAIS DO PROJECTO ....................................................................... 12 1.10. POTENCIAIS IMPACTOS AMBIENTAIS E SOCIAIS E MEDIDAS DE MITIGAÇÃO ..................................................... 12 1.11. ANÁLISE DE ALTERNATIVAS ................................................................................................................... 13 1.12. REQUISITOS DE MONITORIA DO DA QUADRO DE GESTÃO AMBIENTAL E SOCIAL ............................................. 13 1.13. PROCESSO DE TRIAGEM AMBIENTAL E SOCIAL .......................................................................................... 14 1.14. CAPACITAÇÃO E NECESSIDADES DE DESENVOLVIMENTO DE CAPACIDADE INSTITUCIONAL ................................ 14 1.15. CONCLUSÕES E RECOMENDAÇÕES ......................................................................................................... 14

2. EXECUTIVE SUMMARY ................................................................................................................. 15 2.1. INTRODUCTION .................................................................................................................................. 15 2.2. PROJECT DESCRIPTION ......................................................................................................................... 16 2.3. TARGETED PROJECT AREAS ................................................................................................................... 16 2.4. INSTITUTIONAL ARRANGEMENTS ........................................................................................................... 16 2.5. PUBLIC CONSULTATIONS ...................................................................................................................... 17 2.6. WORLD BANK SAFEGUARD POLICIES ...................................................................................................... 17 2.7. MOZAMBIQUE ENVIRONMENTAL AND SOCIAL MANAGEMENT LEGAL FRAMEWORK ....................................... 17 2.8. GAPS IN THE MOZAMBICAN LEGAL FRAMEWORK AND IN THE WORLD BANK SAFEGUARD POLICIES .................. 18 2.9. DESCRIPTION OF ENVIRONMENTAL AND SOCIAL SETTING........................................................................... 19 2.10. POTENTIAL ENVIRONMENTAL AND SOCIAL IMPACTS AND MITIGATION MEASURES ........................................... 19 2.11. Cumulative Impacts ........................................................................................................................ 20 2.12. Analysis of alternatives .................................................................................................................. 20 2.13. Environmental and Social Management Framework Monitoring Requirements .......................... 21 2.14. ENVIRONMENTAL AND SOCIAL SCREENING PROCESS ................................................................................. 21 2.15. TRAINING AND INSTITUTIONAL CAPACITY DEVELOPMENT NEEDS ................................................................ 22 2.16. CONCLUSIONS AND RECOMMENDATIONS ............................................................................................... 22

2. INTRODUCTION ............................................................................................................................ 23

4. PROJECT DESCRIPTION ................................................................................................................. 25 4.1. PROJECT OUTLINE ............................................................................................................................... 25 4.2. PROJECT LOCATION MAP ..................................................................................................................... 25 4.3. PROJECT COMPONENTS ....................................................................................................................... 26

5. PROJECT IMPLEMENTATION ARRANGEMENTS .............................................................................. 28 5.1. INTERVENTIONS WITH POTENTIAL FOR LAND ACQUISITION ........................................................................ 29

6. TARGETED PROJECTS AREAS ......................................................................................................... 30 6.1. GENERAL DESCRIPTION OF CONTEXT IN MOZAMBIQUE ............................................................................. 30 6.2. PROJECT LOCATIONS ........................................................................................................................... 31

6.2.1. Gaza Province ............................................................................................................................ 31 6.2.2. Inhambane Province .................................................................................................................. 33

7. POLICY AND LEGAL FRAMEWORK ON ENVIRONMENTAL AND SOCIAL ASSESSMENT IN MOZAMBIQUE 36

7.1. THE CONSTITUTION ............................................................................................................................. 36

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7.2. ENVIRONMENTAL LEGISLATION ............................................................................................................. 36 7.3. DISASTER MANAGEMENT ..................................................................................................................... 39 7.4. THE NATIONAL STRATEGY FOR CLIMATE CHANGE (ENMC) ....................................................................... 39 7.5. THE NATIONAL ADAPTATION PROGRAM OF ACTION (NAPA) ..................................................................... 39 7.6. THE LAND LAW .................................................................................................................................. 40 7.7. LEGISLATION ON WATER AND WATER RIGHTS ......................................................................................... 40 7.8. THE NATIONAL STRATEGY FOR THE MANAGEMENT OF WATER RESOURCES .................................................. 41 7.9. THE REGULATION FOR SMALL DAMS ...................................................................................................... 41 7.10. ELECTRIC ENERGY LAW ........................................................................................................................ 42 7.11. LABOR LAW ....................................................................................................................................... 42 7.12. CONTRACTING FOR PUBLIC CIVIL WORKS ................................................................................................ 45 7.13. RESETTLEMENT PROCESS ..................................................................................................................... 45 7.14. PUBLIC CONSULTATIONS PROCESS ......................................................................................................... 46

8. REVIEW OF WORLD BANK SAFEGUARDS AND IMPLICATIONS ........................................................ 47 8.1. ENVIRONMENTAL ASSESSMENT OP 4.01 ................................................................................................ 48 8.2. NATURAL HABITATS (OP/BP 4.04) ....................................................................................................... 50 8.3. INVOLUNTARY RESETTLEMENT (OP 4.12) ............................................................................................... 50 8.4. PHYSICAL CULTURAL RESOURCES (OP/BP 4.11) ..................................................................................... 51 8.5. SAFETY OF DAMS (OP 4.37) ................................................................................................................ 52 8.6. PROJECTS ON INTERNATIONAL WATERWAYS (OP 7.50) ............................................................................ 53 8.7. EXEMPTIONS TO NOTIFICATION REQUIREMENT ........................................................................................ 53 8.8. WORLD BANK POLICY ON DISCLOSURE OF INFORMATION BP 17.50 ........................................................... 54

9. GAPS IN MOZAMBICAN LEGISLATION AND IN THE WORLD BANK SAFEGUARD POLICIES ................. 55

10. PUBLIC CONSULTATIONS .............................................................................................................. 58 10.1. CONSULTATIONS IN CHICUALACUALA ..................................................................................................... 58

10.1.1. Key Issues Raised by Participants .............................................................................................. 59 10.1.2. Key Recommendations Provided................................................................................................ 59

10.2. CONSULTATIONS IN CHÓKWÈ ................................................................................................................ 59 10.2.1. Key Issues Raised by Participants .............................................................................................. 60

10.3. CONSULTATIONS IN FUNHALOURO ......................................................................................................... 60 10.3.1. Key issues raised by Participants ............................................................................................... 60 10.3.2. Key Recommendations Provided................................................................................................ 61

11. SIGNIFICANT ENVIRONMENTAL AND SOCIAL IMPACTS .................................................................. 62 11.1. SUB-COMPONENT A.5 REHABILITATION OF THE MACARRETANE BARRAGE ................................................... 62 11.2. POTENTIAL ADVERSE ENVIRONMENTAL IMPACTS ..................................................................................... 62 11.3. POTENTIAL ADVERSE SOCIAL IMPACTS .................................................................................................... 63 11.4. POTENTIAL POSITIVE IMPACTS .............................................................................................................. 63 11.5. SUB-COMPONENT A.6 – WATER SUPPLY SYSTEMS REHABILITATION AND EXPANSION ..................................... 64 11.6. POTENTIAL ADVERSE ENVIRONMENTAL IMPACTS ..................................................................................... 64 11.7. POTENTIAL ADVERSE SOCIAL IMPACTS .................................................................................................... 64 11.8. POSITIVE IMPACTS .............................................................................................................................. 65 11.9. SUB-COMPONENT A.7 – INSTALLATION OF WATER DESALINATION SYSTEMS ................................................. 65 11.10. POTENTIAL ADVERSE ENVIRONMENTAL IMPACTS ..................................................................................... 66 11.11. POTENTIAL ADVERSE SOCIAL IMPACTS .................................................................................................... 66 11.12. POSITIVE IMPACTS .............................................................................................................................. 67 11.13. MITIGATION MEASURES ...................................................................................................................... 68 11.14. MITIGATION MEASURES FOR ENVIRONMENTAL IMPACTS .......................................................................... 68 11.15. MITIGATION MEASURES FOR SOCIAL IMPACTS ......................................................................................... 69 11.16. CUMULATIVE IMPACTS ........................................................................................................................ 70

12. ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN (ESMP) ........................................................ 72

13. ANALYSIS OF ALTERNATIVES ...................................................................................................... 112

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14. ENVIRONMENTAL AND SOCIAL SCREENING PROCESS .................................................................. 114 14.1. STEP 1 - REVIEW OF ENVIRONMENTAL AND SOCIAL IMPACTS CHECKLIST FOR PROJECTS ................................. 115 14.2. STEP 2 - SCREENING OF SITES ............................................................................................................. 116 14.3. STEP 3 – ASSIGNMENT OF ENVIRONMENT CATEGORIES........................................................................... 116 14.4. STEP 4 - PREPARATION, REVIEW AND APPROVAL OF ENVIRONMENTAL ACTION PLAN .................................. 116 14.5. PUBLIC CONSULTATION AND DISCLOSURE ............................................................................................. 117

15. PROJECT IMPLEMENTATION ARRANGEMENTS ............................................................................ 118

16. ENVIRONMENTAL AND SOCIAL PLAN MONITORING AND REPORTING REQUIREMENTS ................ 120

17. CAPACITY BUILDING AND TRAINING FOR ENVIRONMENTAL MANAGEMENT................................ 122 17.1. CAPACITY TO IMPLEMENT AND MANAGE THE ERRP AF .......................................................................... 123 17.2. STAFFING RECOMMENDATIONS ........................................................................................................... 123 17.3. INTER-INSTITUTIONAL COORDINATION TEAM ........................................................................................ 123 17.4. PROVINCIAL ENVIRONMENTAL FOCAL POINTS ........................................................................................ 123 17.5. SITE ENGINEERS /SUPERVISORS ........................................................................................................... 123 17.6. TRAINING AND CAPACITY DEVELOPMENT REQUIRED ............................................................................... 124

18. PROPOSED BUDGET FOR IMPLEMENTATION OF ESMF ................................................................. 124 19. REFERENCES ................................................................................................................................. 128

ANNEX 2: PUBLIC CONSULTATION MINUTES ....................................................................................... 135

ANNEX 3: MITADER PRE-ASSESSMENT FORM (“FICHA DE PRE-AVALIAÇÃO”)........................................ 187

ANNEX 4: PROPOSED ENVIRONMENTAL AND SOCIAL SCREENING FORM ............................................. 189

ANNEX 5: ENVIRONMENTAL AND SOCIAL CHECKLIST ........................................................................... 192

ANNEX 6: REPORTING TEMPLATES ...................................................................................................... 194

Index of Tables

TABLE 1: SAFEGUARD POLICIES TRIGGERED BY THE PROJECT .................................................................................... 47

TABLE 2: ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN TABLE ........................................................................ 71

TABLE 3: ANALYSIS OF ALTERNATIVES SUMMARY TABLE ........................................................................................... 101

TABLE 4: RESPONSIBILITY FOR IMPLEMENTING SCREENING PROCESS ...................................................................... 116

TABLE 5: TRIGGERED SAFEGUARDS ............................................................................................................................. 131

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Table of Figures

FIGURE 1: LOCATION MAP OF PROJECT AFFECTED AREAS ............................................................................................ 26

FIGURE 2: IMPLEMENTATION ARRANGEMENTS ............................................................................................................. 29

FIGURE 3: LOCATION MAP OF PROJECT AFFECTED AREA – GAZA PROVINCE ............................................................. .31

FIGURE 4: LOCATION MAP OF PROJECT AFFECTED AREA – INHAMBANE PROVINCE .................................................... 33

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1. SUMÁRIO EXECUTVO

1.1. INTRODUÇÃO

No âmbito do financiamento no valor de US$40.00 milhões do Projecto de Recuperação Resiliente

de Emergência (ERRP) em implementação, o Governo de Moçambicano pretende solicitar um

fundo adicional de US$20.00 milhões de dólares provenientes da Janela de Resposta a Crise (CRW)

da Associação de Desenvolvimento Internacional (IDA) do Grupo do Banco Mundial. O

financiamento adicional do Projecto de Recuperação Resiliente de Emergência irá assistir áreas

vulneráveis aos desastres naturais através de disponibilização imediata de apoio na recuperação das

actividades de sobrevivência das populações afectadas pelas calamidades, bem como na reabilitação

de infraestruturas essenciais para a recuperação da economia nas áreas afectadas. O projecto irá

igualmente incrementar a capacidade institucional do governo no contexto de sistemas de

recuperação pós-desastre, e promover resiliência a longo prazo. Estas intervenções estão em

conformidade com os principais objectivos e as principais áreas de intervenção, de acordo com o

Documento do Projecto original do ERRP, particularmente no que se refere à Componente D, que

prevê disposições para a Resposta de Emergência de Contingência em caso de emergência.

O Fundo Adicional solicitado irá servir de apoio ao Governo de Moçambique na sua resposta a

impactos negativos resultantes da seca de 2015-2016 associados ao fenómeno El NINO. O projecto

irá manter uma abordagem multi-sectorial à recuperação resiliente e sustentável, apoiando-se nas

componentes do ERRP, e está concebido para responder as necessidades imediatas de segurança

alimentar das populações afectadas pelas secas bem como das necessidades de mitigação de secas

identificadas no sector de aguas. Os resultados esperados são: (1) um aumento resiliente de gestão

de água e de infraestruturas de abastecimento de água para mitigar o impacto das cheias (US$16.5

milhões); e (2) melhorar a resiliência das comunidades afectadas pela seca através de intervenções

de emergência em segurança alimentar (US$3.5 milhões), como parte do Plano Estratégico de

Resposta a Emergência da Seca do governo para apoiar mais de 1.5 milhões de pessoas de

Dezembro de 2016 a Março de 2017.

O presente documento foi preparado com base no documento do Projecto ERRP original e o

respectivo Quadro de Gestão Ambiental e Social (QGAS), uma revisão de literatura extensa nas

áreas do projecto proposto; uma revisão das lições aprendidas de projetos anteriores; uma síntese de

disposições relevantes do quadro jurídico Moçambicano relacionado com o QGAS bem como as

políticas de salvaguarda do Banco Mundial e documentos de orientação; bem como o feedback

obtido nas reuniões de consulta pública realizadas durante a preparação deste documento.

Os objectivos deste QGAS são:

Fornecer procedimentos e metodologias claras para a avaliação ambiental e social, e

para a revisão, aprovação e implementação de investimentos a serem financiados no

âmbito do Financiamento Adicional do Projeto ERRP;

Especificar os papéis e responsabilidades e procedimentos necessários para a elaboração

de relatórios para a gestão e monitoria dos efeitos ambientais e sociais relacionados com

os investimentos do projecto;

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Propor areas de formação, capacitação e assistência técnica necessária para implementar

com êxito as disposições do QGAS;

Estabelecer o orçamento necessário para implementar o QGAS; e

Fornecer informações práticas sobre recursos para a implementação do QGAS.

Neste contexto, todos projetos são obrigados a ter um QGAS que fornece orientações para a

preparação de um Plano de Gestão Ambiental e Social e deve incluir medidas para que os

potenciais impactos negativos ambientais e sociais sejam efetivamente mitigados. O QGAS e o

Quadro de Políticas de Reassentamento (QPR) serão também utilizados como referências para a

elaboração de instrumentos de salvaguardas relacionados ao Projecto ERRP AF.

Os potenciais impactos ambientais e sociais associados ao Projecto foram destacados e as medidas

de mitigação adequadas para minimizar ou eliminar os impactos negativos potenciais foram

recomendadas ao proponente do projecto. Também foram dadas recomendações para a melhoria da

capacidade institucional das entidades responsáveis por cada um dos sub-componentes do projecto

de modo a continuamente haver uma integração das considerações ambientais e sociais nos projetos

relacionados.

1.2. DESCRIÇÃO DO PROJECTO

O Objectivo de Desenvolvimento do Projecto (PDO) é restaurar a funcionalidade das infra-

estruturas críticas de uma forma resiliente nas províncias afectadas por desastres naturais; e de

melhorar a capacidade do Governo de Moçambique para responder com prontidão e eficazmente a

crises ou emergências elegíveis. Este financiamento adicional não introduz quaisquer alterações ao

PDO.

O projecto reestruturado continuará com as atividades originais contidas na Componente A -

reabilitação de infra-estrutura resiliente. Novos investimentos de mitigação de secas e de infra-

estrutura de abastecimento de água serão adicionados. A reestruturação introduzirá atividades

adicionais de monitoramento e supervisão do projeto - Componente C, e adicionará a Componente

E para o financiamento de atividades de emergência relacionadas à distribuição de alimentos.

Os principais resultados esperados do projeto são: (i) aumento no número de beneficiários diretos

do projecto (para as novas atividades); (ii) aumento no número de pessoas em áreas urbanas com

acesso a fontes de água melhoradas (a partir das novas atividades); (iii) aumento no número de

fontes de água melhoradas a nível comunitário, construídos ou reabilitados no âmbito do projecto; e

iv) aumento no número de pessoas que receberam apoio em forma de alimentos.

1.3. ÁREAS DE PROJECTO

Os beneficiários do projecto serão as populações das províncias de Gaza e Inhambane, que irão se

beneficiar da reabilitação das infraestruturas do âmbito do projecto, particularmente os habitantes

das zonas propensas a inundações no Chókwè. Outros beneficiários directos do projecto incluem as

populações de Chigubo, Chicualala, Funhalouro e Massingir. O ERRP AF (a) esta em coerência

com os objectivos estratégicos e a abordagem de implementação do projecto original e o

financiamento adicional proposto e para a construção da resiliência das comunidades afectadas de

modo que elas possam recuperar de uma onda cíclica de inundações e secas; (b) existem algumas

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sobreposições geográficas entre as províncias beneficiárias do projecto original e o financiamento

adicional proposto; (c) existe um alinhamento técnico e apoio financeiro; e d) ha uma oportunidade

para a utilização dos recursos do Banco o mais rápida possível para a recuperação da seca, através

da utilização de mecanismos institucionais, de implementação e de supervisão fiduciária bem

estabelecidos do ERRP AF, coordenados através das suas Unidades de Implementação do Projecto

(PIUs).

1.4. ARRANJO INSTITUCIONAL PARA IMPLEMENTAÇÃO DO PROGRAMA

O projecto ira manter os arranjos de implementação do projeto parente ERRP, e consequentemente

será implementado pelo Ministério de Obras Públicas e Recursos Hídricos (MOPHRH), através da

Direção Nacional de Gestão de Recursos Hídricos (DNGRH) e a Administração de Infra-Estrutura

de Abastecimento de Água e Saneamento (AIAS). Em termos de arranjos institucionais, e dada a

natureza multissetorial do projecto para lidar com emergências, espera-se que o mesmo seja

implementado por unidades existentes das instituições acima mencionadas. Tanto a DNGRH como

a AIAS criaram Unidades de Implementação de Projeto específicas para supervisionar a

implementação do projecto ERRP.

1.5. CONSULTAS PÚBLICAS

Foram realizadas consultas públicas em três distritos das duas províncias onde sera implementado o

ERRP AF, nomeadamente em Chókwè e Chicualacuala, na província de Gaza, e em Funhalouro, na

província de Inhambane. Consultas também foram realizadas a nível central, com o objectivo de

recolher a percepção pública das actividades propostas, bem como das províncias e áreas-chave de

intervenção. O processo de consulta envolveu: (i) consultas individuais com as principais partes

interessadas (tais como funcionários dos ministérios relevantes as areas do projecto, organizações

nacionais, ONGs, o Banco Mundial e pessoal técnico das províncias em causa); e (ii) através da

realização de reuniões públicas nos distritos acima mencionados.

O objetivo do processo de consulta era de colher percepções gerais e opiniões de todas as partes

interessadas relevantes (pessoas afetadas pelo projecto, bem como pessoas interessadas) sobre o

projecto proposto. Entre outros, o Consultor procurou identificar e confirmar as condições nos

diferentes contextos distritais e determinar os impactos específicos que deveriam ser abordados no

âmbito do presente QGAS.

1.6. POLÍTICAS DE SALVAGUARDA DO BANCO MUNDIAL

As Políticas de Salvaguarda (OPs) do Banco Mundial são fundamentais para o apoio da instituição

à redução da pobreza de forma sustentável e envolvendo as partes afetadas e interessadas de um

determinado projecto. O ERRP AF tem o potencial de accionar a maior parte das políticas devido à

natureza e objectivo do projecto, relacionado com a reconstrução e reabilitação de infraestruturas

que incluem a Barragem de Macarretane, sistemas de abastecimento de água, bem como a

instalação de sistemas de dessalinização de água, estas actividades são susceptíveis de causar alguns

efeitos ambientais e sociais negativos. Os OPs accionados pelo ERRP-AF são o OP 4.01 (Avaliação

Ambiental), OP 4.12 (Reassentamento Involuntário), OP 4.04 (Habitats Naturais), OP 4.11

(Recursos Culturais Físicos), OP 4.37 (Segurança de Barragens) e OP 7.50 (Projectos em Vias

Navegáveis Internacionais).

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O QGAS fornece ferramentas práticas para preparar e / ou implementar Planos de Gestão

Ambiental e Social (PGAS) e Planos de Acção de Reassentamento (ARAPs) completos ou

abreviados. A preparação deste último é orientada pelo Quadro de Política de Reassentamento

(RPF), preparado como um documento separado e em paralelo com o presente QGAS.

1.7. QUADRO LEGAL GESTÃO AMBIENTAL E SOCIAL EM MOZAMBIQUE

Um resumo das políticas, leis e regulamentos ambientais e sociais em Moçambique,

particularmente aqueles de relevância para o Projecto foi incluído no presente ESMF. A legislação

relevante em Moçambique inclui:

A Constituição da Republica (2004)

A Política Nacional do Ambiente em Moçambique, incluindo o Direito Ambiental

Regulamento sobre o Processo de Avaliação de Impacto Ambiental

Politica de Gestão de Calamidades

O Programa Nacional de Acção para a Adaptação (NAPA)

A Lei de Terras

Legislação sobre os Direitos da Água

A Estratégia Nacional de Gestão de Recursos Hídricos

Regulamento de Pequenas Barragens

Lei de Energia Elétrica

Lei de Trabalho

Regulamentos sobre Contratação de Obras Públicas

Legislação de Reassentamento

Regulamentos de Consulta Pública

O processo de Avaliação de Impacto Ambiental (AIA) em Moçambique é regulado pelo Decreto

54/2015 de 31 de Dezembro que define quatro categorias de projectos, nomeadamente: Categoria A

+ - para projetos que requerem uma AIA completa a ser realizada e supervisionada por Revisoras

Especialistas Independentes com experiência verificável; Categoria A - para projectos que exigem

uma AIA completa; Categoria B - para projectos que requerem a realização de um Estudo

Ambiental Simplificado, pois seus impactos são menos significativos ou exigem medidas de

mitigação menos complexas; e Categoria C - para projectos que não requerem uma AIA, mas

devem respeitar o regulamento sobre o impacto ambiental. Estes estão em concordância com as

categorias do Banco Mundial e devem ser rigorosamente respeitadas.

O Ministério de Terra, Ambiente e Desenvolvimento Rural (MITADER) tem o mandato para gerir

todas as questões relacionadas com a terra, a gestão ambiental e o desenvolvimento rural a todos os

níveis (nacional, provincial e distrital) e, por conseguinte, as Direcções Provinciais (DPTADER) e

representações distritais terão um papel fundamental na avaliação, aprovação e acompanhamento

dos sub-componentes do projecto, a fim de garantir o cumprimento da legislação Moçambicana e

das políticas de salvaguarda tal como delineado no quadro do QGAS.

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1.8. LACUNAS NO QUADRO LEGAL MOÇAMBICANO E NAS POLÍTICAS DE SALVAGUARDA DO

BANCO MUNDIAL

A principal lacuna na legislação Moçambicana e nas Políticas de Salvaguarda do Banco Mundial

está relacionada com a falta de procedimentos claros e normas para o manuseamento da saúde e

segurança tanto para a população local de uma determinada área do projecto como para os

trabalhadores do projecto. A legislação Moçambicana tem provisões sobre a segurança no local de

trabalho, no entanto, é insuficiente para definir ações de mitigação específicas para projectos como

o ERRP AF. A fim de eliminar as lacunas nos procedimentos de saúde e segurança, recomenda-se

que as Normas de Desempenho da Cooperação Financeira Internacional (IFC) guiem o proponente

do projecto em todas as fases de implementação do mesmo e forneçam algumas orientações sobre

que medidas de mitigação devem ser tomadas.

1.9. DESCRIÇÃO AMBIENTAL E SOCIAL DOS LOCAIS DO PROJECTO

Moçambique e uma vitima de desastres cíclicos. Os mais recentes foram as inundações

devastadoras na época 2014/15 e períodos secos contínuos que levaram a uma seca agrícola na

época de 2015/16, que afectaram gravemente a produção agrícola e a segurança alimentar no país.

Dados do Ministério da Agricultura e Segurança Alimentar (MASA) indicam que a seca resultou na

perda de cerca de 875.000 ha de várias culturas afetando 464.879 agricultores. Estima-se que

191.656 crianças sofram de desnutrição nos próximos 12 meses em todas as províncias afetadas. A

avaliação de segurança alimentar e nutricional realizada pelo Secretariado Técnico de Segurança

Alimentar e Nutrição (SETSAN) divulgada em Março de 2016, estima que 1,5 milhões de pessoas

necessitam de assistência alimentar urgentemente em sete províncias (Maputo, Gaza, Inhambane,

Tete, Manica, Sofala E Zambézia) do pais. Isso demostra uma deterioração na situação de

segurança alimentar no pais, uma vez que a avaliação inicial realizada em novembro de 2015

indicou que 167 mil pessoas estavam em estado de segurança alimentar.

Em Abril de 2016, o Governo de Moçambique declarou uma alerta para as províncias mais

afectadas pela seca (Tete, Sofala, Gaza, Manica, Inhambane e Maputo), para sinalizar a necessidade

de intensificar e expandir as acções de resposta. O GdM, através do Instituto Nacional de Gestão de

Calamidades (INGC), está a liderar a resposta aos desastres, com o apoio de parceiros humanitários,

incluindo ONGs, Nações Unidas e outros doadores. O GdM, através do Departamento de

Abastecimento de Água e Saneamento (DNAAS) e Administração de Infra-Estrutura de Água e

Saneamento (AIAS) tem proativamente procurado fontes alternativas de água perfurando furos,

porém o alto nível de salinidade das águas subterrâneas impede o consumo dessa agua para

humanos e gado. As actividades no âmbito deste projecto serão implementadas nas províncias de

Gaza e Inhambane, que foram as mais afectadas pela seca e é necessária uma resposta imediata.

1.10. POTENCIAIS IMPACTOS AMBIENTAIS E SOCIAIS E MEDIDAS DE MITIGAÇÃO

Como algumas áreas específicas do projeto ainda são desconhecidos, os impactos potenciais

apresentados no QGAS são gerais e servem como um guia para uma avaliação completa assim que

os mesmos forem selecionados. A avaliação de impacto deve ter em conta o âmbito das

intervenções potenciais.

O ERRP-AF proposto é um projeto de Categoria B, tal como o projecto original dado que todos

potenciais impactos identificados para os sub-componentes são específicas do local; poucos ou

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nenhum deles são irreversíveis; e em todos os casos as medidas de mitigação podem ser

prontamente executadas. Alguns dos potenciais impactos ambientais e sociais incluem, mas não se

limitam aos seguintes: erosão do solo (resultante da depuração da vegetação e escavações de solos

para atividades como a reabilitação e construção); poluição do ar; perturbação da integridade das

populações de plantas e animais e dos ecossistemas sensíveis; contaminação das águas subterrâneas

e superficiais como resultado de produtos químicos; escassez de água em algumas áreas durante as

obras de reabilitação ou de reparação de emergência; contaminação de rios ou do mar com salmoura

e resíduos de dessalinização; aumento das taxas de HIV / AIDS como resultado de trabalhadores

provenientes de outras áreas; doenças transmitidas pela água resultantes de águas residuais /

tratamento de água; contaminação de culturas agrícolas e produção; agua de má qualidade fornecida

às comunidades locais; incidentes e acidentes no local de trabalho; ruídos e vibrações e conflitos

sociais, entre outros.

Embora alguns impactos negativos sejam esperados deste project, existem também vários impactos

positivos. Os impactos positivos incluem: proteção contra inundações e secas, uma barragem

segura e protegida, melhoria da renda e nos meios de subsistência dos agricultores, aumento no

acesso e melhoria no abastecimento de água e saneamento, melhoria nos indicadores de saúde e

diminuição dos casos de doenças relacionadas ao consumo de águas não tratadas.

1.11. ANÁLISE DE ALTERNATIVAS

O Projeto apoiará investimentos de reabilitação ou reconstrução de infra-estruturas existentes,

minimizando assim possíveis impactos sociais e ambientais negativos e aumentando a eficiência

dos investimentos. Para avaliar os cenários alternativos e identificar a alternativa preferencial, foi

realizada uma análise das atividades propostas para o sub-projeto, tendo em conta as implicações

ambientais e sociais. A análise foi realizada tendo em conta três cenários, ou seja, i) cenário sem

projeto, ii) alternativa, iii) e cenário com a componente proposta pelo projecto. O cenário i) sem

projeto não é recomendável para qualquer um dos sub-projetos. As atividades propostas, cenário

com a componente proposta pelo projecto é uma opção melhor opção.

1.12. REQUISITOS DE MONITORIA DO DA QUADRO DE GESTÃO AMBIENTAL E SOCIAL

A monitoria e a elaboração de relatórios de progresso são áreas críticas para a implementação

adequada do presente QGAS, bem como do ERRP-AF em geral. Os requisitos de apresentação de

relatórios estabelecidos no projecto ERRP original devem ser mantidos e devem basear-se num

conjunto de indicadores a ser reportados, de forma regular, com responsabilidades específicas. O

objectivo específico do processo de monitoria é assegurar que o QGAS seja cumprido e verificado a

todos os níveis e fases do ciclo de execução do projecto. Deve haver um acompanhamento contínuo

que deverá incluir o estado de conformidade, bem como a realização dos objectivos do projecto.

A equipe interinstitucional de coordenação, com a autorização do Comitê Diretor, ira coordenar e

manter contacto com as outras instituições governamentais relevantes aos aspectos ambientais e

sociais do projecto. Os relatórios semanais, mensais, trimestrais e anuais devem ser preparados e

distribuídos a todas as entidades relevantes.

A implementação e a monitoria do QGAS devem ser realizadas por cada um dos proponentes do

projecto, em conjunto com as autoridades provinciais e distritais, e após consulta às pessoas

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afetadas. As autoridades distritais (SDAE / SDPI), assistidas pela assistência técnica financiada pelo

DPTADER e /ou ERRP, elaborarão relatórios anuais que irão incluir informações sobre a

implementação do presente QGAS. A DPTADER é obrigada a realizar inspeções anuais a todos os

projetos da categoria B. As revisões anuais da implementação do QGAS serão realizadas por um

consultor local independente, uma ONG ou um outro prestador de serviços que não esteja envolvido

no ERRP-AF, sujeito a aprovação do Comité Director e do Banco Mundial. Deverá ser realizada

uma auditoria ambiental independente de dois em dois anos.

1.13. PROCESSO DE TRIAGEM AMBIENTAL E SOCIAL

O processo de triagem destina-se a determinar quais das actividades do projecto poderão resultar

em efeitos ambientais e sociais negativos significativos, com vista a identificar medidas adequadas

para a redução do impacto de tais actividades e assegurar a sustentabilidade ambiental dos sub-

projectos realizados nas Áreas do projecto.

O processo de triagem deste projeto consiste em quatro etapas: i) revisão da lista de verificação de

impactos ambientais e sociais para projetos; ii) triagem dos impactos dos sub-componentes e locais;

iii) atribuição de categorias ambientais; e iv) preparação, revisão e aprovação de um Plano de Ação

Ambiental. O processo de triagem será realizado usando um formulário de triagem para o efeito em

anexo a este QGAS. A equipa de especialistas em salvaguardas já estabelecida nas unidades de

implementação será responsável pela realização do processo de rastreio ambiental e social.

1.14. CAPACITAÇÃO E NECESSIDADES DE DESENVOLVIMENTO DE CAPACIDADE INSTITUCIONAL

De modo a atender às recomendações acima, cada Equipe de Salvaguarda de cada uma das

instituições responsáveis pela implementação do ERRP AF devera:

Identificar formações e treinar pessoal que será responsável pela monitoria dos PGA a todos

níveis local, distrital e provincial;

Assegurar uma coordenação intra-institucional eficaz para garantir a implementação

adequada das medidas de mitigação propostas para gestão ambiental e social.

Para a efetiva integração das medidas de mitigação propostas na planificação, implementação e

operacionalização das atividades do projecto, a implementação do QGAS sera da inteira

responsabilidade dos proponentes do projeto (DNGRH, AIAS), que assegurarão o cumprimento de

todas as medidas estipuladas no QGAS por todos os contratantes. Sera obrigatório que todos os

empreiteiros e supervisores contratem Especialistas Ambientais experientes para garantir a

implementação do QGAS.

1.15. CONCLUSÕES E RECOMENDAÇÕES

Espera-se que os impactos ambientais e sociais negativos associados ao ERRP - AF proposto sejam

de médio a curto prazo, localizados e insignificantes e poderão ser mitigadas através do

cumprimento dos Regulamentos de AIA e de um Plano de Gestão Ambiental e Social (PGAS). As

medidas específicas devem também ser implementadas pelos contratantes, devendo essas medidas

fazer parte dos PGAS dos contratantes. Os impactos socioeconômicos, como os associados ao

reassentamento involuntário e à compensação, podem ser facilmente tratados através de um RAPs

abreviados ou de um RAP completo, conforme aplicável, mais detalhes sobre este assunto esta na

QPR elaborado em paralelo ao presente documento.

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2. EXECUTIVE SUMMARY

2.1. INTRODUCTION

The Government of the Republic of Mozambique is seeking an additional financial support of

US$20 million from the Crisis Response Window (CRW) of the International Development

Association (IDA) of the World Bank Group for the Mozambique Emergency Resilient Recovery

Project (ERRP). The Emergency Resilient Recovery Project (ERRP) Additional Financing (AF)

seeks to address critical disaster-prone areas by providing immediate support to the affected

populations in restoring their livelihoods, as well as rehabilitate critical infrastructure essential for

public services and economic recovery in affected areas. The project also seeks to increase the

institutional capacity of the government’s post-disaster recovery system and promote long-term

resilience. These interventions are in line with key objectives and key areas of intervention as per

the ERRP original Project Document, particularly concerning Component D, which makes

provisions for Contingency Emergency Response in the event of an emergency.

The proposed AF will provide support to the Government of Mozambique in its emergency

response to the 2015-2016 drought negative impact caused by the El Niño-Southern Oscillation

(ENSO) phenomenon. The proposed project will maintain a multi-sectoral approach to resilient and

sustainable recovery, building on the ERRP components, and is designed to meet the immediate

food security needs of the drought affected population as well as the critical needs for drought

mitigation identified for the water sector. The expected outcomes are: (i) a scale up of the resilient

water management and water supply infrastructure to mitigate drought impact (US$16.5 million);

and (ii) improved resilience of drought-affected communities through food security emergency

interventions (US$3.5 million) as part of the Government's Strategic Response Plan for Drought

Emergency to support over 1.5 million people from December 2016 to March 2017.

The current document was prepared based on the original ERRP project document and ESMF,

extensive literature reviews in the proposed project areas; review of lessons from past projects;

synthesis of relevant provisions from the Mozambican legal framework related to the ESMF and

World Bank Safeguard Policies and guideline documents; as well as feedback obtained from public

consultation meetings carried out when preparing this document.

The objectives of this ESMF are to:

Provide clear procedures and methodologies for the environmental and social assessment,

review, approval and implementation of investments to be financed under the Emergency

Resilient Recovery Project Additional Financing;

Specify appropriate roles and responsibilities, and outline the necessary reporting

procedures, for managing and monitoring environmental and social effects related to project

investments;

Determine the training, capacity building and technical assistance needed to successfully

implement the provisions of the ESMF;

Establish the project funding required to implement the ESMF requirements; and

Provide practical information on resources for implementing the ESMF.

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Projects are therefore required to have an ESMF which provides guidance for the preparation of an

Environmental and Social Management Plan and should make provisions for how potential negative

environmental and social impacts will be effectively mitigated. The ESMF and the Resettlement

Policy Framework (RPF) will also be used as references for the elaboration of safeguards

instruments related to the ERRP AF.

The potential environmental and social impacts associated with the Project have been highlighted,

and suitable mitigation measures to offset the potential negative impacts have been recommended to

the project proponent. Recommendations have also made concerning the need to improve the

institutional capacity of the entities responsible for each of the sub-components to continue

integrating environmental and social considerations in the related projects.

2.2. PROJECT DESCRIPTION

The Project Development Objective (PDO) is to restore the functionality of critical infrastructure in

a resilient manner in the disaster-affected provinces; and to improve the Government of

Mozambique’s capacity to respond promptly and effectively to an eligible crisis or emergency. This

additional financing does not introduce any changes to PDO.

The restructured project will continue with the original activities contained in Component A -

Resilient infrastructure rehabilitation. New investments in drought mitigation and water supply

infrastructure will be added. Likewise, the restructuring will introduce in Component C additional

project monitoring and supervision activities, and add a Component E for financing of emergency

activities related to food distribution.

Key expected results of the project are: (i) increase in the number of direct project beneficiaries

(from new activities); (ii) increase in the number of people in urban areas provided with access to

improved water sources (from the new activities); (iii) increase in the number of improved

community water points constructed or rehabilitated under the project; and (iv) increase in the

number of people provided with food assistance.

2.3. TARGETED PROJECT AREAS

The direct Project beneficiaries of the AF are the population of Gaza and Inhambane provinces,

who will benefit from rehabilitated infrastructure under this operation, particularly inhabitants of

the flood prone areas in Chókwè. Other direct project beneficiaries include the populations of

Chigubo, Chicualala, Funhalouro and Massingir. The ERRP AF has (a) consistency between the

strategic objectives and implementation approach of the original project and the proposed additional

financing towards building the resilience of the affected communities to recover from a cyclical

spate of flooding and drought; (b) some geographic overlaps between the beneficiary provinces

across the original project and the proposed additional financing, (c) technical alignment and

financial support; and (d) opportunity for the quickest possible utilization of Bank resources for

drought recovery through the use of ERRP AF’s well established institutional, implementation and

fiduciary oversight arrangements, coordinated through its Project Implementation Units (PIUs).

2.4. INSTITUTIONAL ARRANGEMENTS

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The project maintains the implementation arrangements of the parent ERRP project, therefore it

will be implemented by the Ministry of Public Works and Water Resources (MOPHRH), through

the National Directorate of Management of Water Resources (DNGRH) and the Water Supply and

Sanitation Infrastructure Administration (AIAS). In terms of institutional arrangements, and given

the multispectral nature of the project in dealing with emergencies, it is expected that the project is

implemented by existing units from the aforementioned institutions. Both DNGRH and AIAS have

created specific Project Implementation Units to oversee the implementation of the ERRP project.

2.5. PUBLIC CONSULTATIONS

Public consultations were carried out in three districts of the 2 provinces targeted by the ERRP AF,

namely in Chókwè and Chicualacuala in Gaza province, and in Funhalouro in Inhambane province,

as well as at central level, with the objective of gathering public perceptions of the proposed

activities as well as of the provinces and key areas of intervention. The consultation process

comprised two methods: (i) consultation on a one-to-one basis with key stakeholders (officials from

line ministries, national organizations, NGOs, the World Bank and technical staff from targeted

provinces), and (ii) public meetings held in the aforementioned districts.

The objective of the consultation process was to gather general perceptions and views of all relevant

stakeholders (project-affected persons as well as interested persons) on the proposed project.

Among others, the Consultant sought to identify and confirm conditions in the different district

contexts, and determine specific impacts that would require to be addressed under the scope of the

present ESMF.

2.6. WORLD BANK SAFEGUARD POLICIES

The World Bank Safeguard Policies (OPs) are critical for the institution’s support to poverty

reduction in a sustainable manner, and involving affected and interested parties of the project. The

ERRP - AF has the potential of triggering most of the policies due to the nature and objective of the

project related to the reconstruction and rehabilitation of infrastructures which include the

Macarretane Barrage, water supply systems, installation of desalination plants and the water

dispensers for livestock, and these are likely to cause certain negative environmental and social

effects. The OPs triggered by the ERRP-AF are the OP 4.01 (Environmental Assessment), OP 4.12

(Involuntary Resettlement), OP 4.04 (Natural Habitats), OP 4.11 (Physical Cultural Resources), OP

4.37 (Safety of Dams), and OP 7.50 (Projects on International Waterways).

The ESMF provides practical tools for preparing and/or implementing Environmental and Social

Management Plans (ESMPs) and full or Abbreviated Resettlement Action Plans (A-RAPs).

Preparation of the latter is guided by the Resettlement Policy Framework (RPF) prepared as a

separate document and in parallel to the present ESMF.

2.7. MOZAMBIQUE ENVIRONMENTAL AND SOCIAL MANAGEMENT LEGAL FRAMEWORK

A summary of environmental and social related policies, laws and regulations in Mozambique,

particularly those of relevance to the Project has been included in the present ESMF. Relevant

legislation in Mozambique include:

The Constitution (2004);

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The National Environment Policy in Mozambique including Environmental Law;

EIA Regulation;

Disaster Management Law;

The National Adaptation Program of Action (NAPA);

The Land Law;

Legislation on Water and Water Rights;

The National Strategy for the Management of Water Resources;

Regulation for Small Dams;

Electric Energy Law;

Labour Law;

Regulations on Contracting for Public Civil Works;

Resettlement Legislation;

Public Consultation Regulations.

Mozambique’s EIA is regulated by the Decree 54/2015 of 31 December and defined four categories

of projects, namely:

Category A+ which require a full EIA to be undertaken and supervised by Independent

Specialists Reviewers with verifiable experience; Category A which require a full EIA;

Category B which require a simplified Environmental Stud as their impacts are less

significant or require less complex mitigation measures; and

Category C which do not require an EIA but must abide to the regulations on environmental impact.

The Ministry of Land, Environment and Rural Development (MITADER) has the mandate for

issues related to land, environmental management and rural development at all level (national,

provincial and district). Thus, the Provincial Directorates (DPTADER) as well as district

representations will have a key role in the appraisal, approval and monitoring of sub-components of

the project to ensure compliances with the Mozambican legislation and safeguards as outlined in the

ESMF.

2.8. GAPS IN THE MOZAMBICAN LEGAL FRAMEWORK AND IN THE WORLD BANK SAFEGUARD

POLICIES

The major gap in both related Mozambican legislation and in the World Bank Safe Guard Policies

is related to the lack of clear procedures and norms for handling health, safety and safety for both

the local population of a particular project area and/ or the project workers. The Mozambican

legislation does touch on safety in the workplace, however falls short in terms of making specific

provisions for projects such as the ERRP. In order to bridge the gap on procedures for health, safety

and security, the World Bank Group Environmental, Health and Safety (EHS) Guidelines1 as well

as world Bank Safeguard Policy OP 4.01 are recommended to guide the project proponent

throughout all phases of implementation of the project, and also to provide some guidance on what

mitigation measures should be taken. In addition to this, the Bank has put in place a set of

Environmental, Social, Health and Safety (ESHS) Enhancements for Standard Procurement

1http://www.ifc.org/wps/wcm/connect/topics_ext_content/ifc_external_corporate_site/sustainability-at-

ifc/policies-standards/ehs-guidelines

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Documents (SPDs) and Standard Bidding Documents (SBDs) which shall be applicable for all new

works contracts for which the relevant SBD/SPD are used2.

2.9. DESCRIPTION OF ENVIRONMENTAL AND SOCIAL SETTING

Mozambique is experiencing consecutive disasters with devastating floods in the 2014/15 season

and continuing dry spells leading to an agricultural drought in the 2015/16 season, which have

severely affected agricultural production and food security in the country. Data from the Ministry of

Agriculture and Food Security (MASA) indicates that the drought has resulted in the loss of about

875,000 ha of several crops affecting 464,879 farmers. It is estimated that 191,656 children are

expected to be malnourished over the next 12 months in all affected provinces. The food security

and nutritional assessment of the Technical Secretariat for Food Security and Nutrition (SETSAN),

released in March 2016, estimates 1.5 million people are in need of urgent food assistance in seven

provinces (Maputo, Gaza, Inhambane, Tete, Manica, Sofala and Zambézia). This shows severe

deterioration of food security situation as the initial assessment conducted in November 2015

indicated that 167,000 people were food insecure; an increase of food insecurity people by almost

900 percent in four months.

In April 2016, the Mozambican Government declared a red alert for the most drought-affected

provinces (Tete, Sofala, Gaza, Manica, Inhambane and Maputo) to signal a need to intensify and

expand the response actions, and calling for urgent international assistance. The GoM, through the

National Institute for Disaster Management (INGC), is leading the response to the disaster, with

support from humanitarian partners, including NGOs, the United Nations and other donors. The

GoM, through the Water Supply and Sanitation Department (DNAAS) and Water and Sanitation

Infrastructure Administration (AIAS) has been proactively looking for alternative sources of water

by drilling boreholes, however high level of salinity of groundwater has prevented its use for human

and cattle consumption. Activities under this project will be implemented in Gaza and Inhambane

provinces, which were the most affected by the drought and immediate response is required.

2.10. POTENTIAL ENVIRONMENTAL AND SOCIAL IMPACTS AND MITIGATION MEASURES

Because some of the sites or specific project areas yet unknown, potential impacts presented in the

ESMF are general and serve as a guideline for a thorough assessment once the sites have been

selected. The impact assessment should take into account the scope of potential interventions.

The proposed ERRP-AF, as the original parent project, is a Category B project as all identified

potential impacts for the sub-components are site-specific; few if any of them are irreversible; and

in all cases mitigation measures can be readily designed. Some of the potential environmental and

social impacts include, but are not limited to the following: soil erosion (resulting from vegetation

clearance and excavations of soils for activities such as the rehabilitation and construction); air

pollution; disruption of the integrity of plant and animal populations and sensitive ecosystems;

2 http://pubdocs.worldbank.org/en/324811490634997634/Summary-of-key-ESHS-enhancements-March-

102017.docx

The areas covered include Strengthened specifications/ employer’s requirements; code of conduct;

perfomance security; key ESHS personnel; reporting on EHSH; and EHSH considerations for civil works.

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contamination of ground and surface water as a result of chemicals; water shortages in some areas

during the rehabilitation or emergency repairs works; contamination of rivers or the sea with brine

and waste from desalination plants, including other negative environmental impacts associated with

brine discharges such as effects on the production and growth of marine organisms, pollution of

fresh waters and increase in salinity levels in seawater, thermal pollution resulting from the

increasing temperatures of water and high total alkalinity is another big impact of brine discharge

which increases the amount of calcium carbonate, calcium sulphate and other elements of the sea

water twice to its normal level; increase in HIV/AIDS rates as a result of workers coming from

other areas; water borne illnesses resultant from still waters/ water treatment; contamination of

crops; bad quality water being supplied to local communities; incidents and accidents are bound to

occur in the workplace; noise and vibrations and social conflicts, amongst others.

Although some negative impacts are expected from this project, there are also some significant

positive impacts that may counteract the negative ones. The positive impacts include: protection

against floods and droughts, protected barrage, improved incomes and livelihoods of the involved

farmers and the region, increased access and improved water supply and sanitation, improved health

indicators and decrease in cases of water-related illnesses.

2.11. Cumulative Impacts

The proposed projects may generate cumulative impacts such as increased sediments to the the river

particularly during the construction phase of the downstream terrace of Macarretane Barrage. In

Addition, construction works including rehabilitation and expansion of water and sanitation systems

and installation of water desalination plants may potentially result in vegetation clearing, emission

of dust and gases to the atmosphere, hence, affecting the natural environs and air quality

respectively. Vehicle maintenance and dust suppression in the proximity of population

concentration points would minimize these impacts on human health. Unattended water leaks may

lead to creation of wet conditions that would encourage proliferation of disease vectors such as

mosquitoes. Continued withdrawal of ground water may increase the salinity of the aquifer. A

Management Plan may minimize the occurrence of these impacts.

The proposed ERRP-AF projects will collectively result in a set of positive impacts in the reduction

of the incidence of waterborne diseases through provision of potable water, increasing the welfare

of local people and children who spend part of their day looking for water by having more time to

be dedicated to personal development activities and income generation. These impacts if combined

with improved sanitation, improved nutrition with increased production as a result of rehabilitation

of the Macarretane barrage, as well as with improved availability of protein from live stock, form

positive cumulative impacts to improve the standards of living of the beneficiary communities.

2.12. Analysis of alternatives

The Project will support investments in the rehabilitation or reconstruction of existing

infrastructure, thus minimizing potential negative social and environmental impacts and increasing

the efficiency of the investments. To assess alternatives scenarios and to identify the preferred

alternative an analysis of the proposed sub-project activities an analysis was carried out with regard

to their environmental and social implications. The analysis was carried out for three scenarios,

namely, no-project scenario, alternative option, and with component scenario. A no project

alternative is not recommended for either of the sub-projects and their proposed activities as the

advantages of the proposed works with component scenario alternative it a better option than the

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“no-project” and “alternative option” scenarios.

2.13. Environmental and Social Management Framework Monitoring Requirements

Monitoring and reporting on progress are critical areas for the successful implementation of the

present EMSF as well as of the overall ERRP-AF. Reporting requirements set in the original parent

ERRP project should be maintained, and should be based on a set of indicators which should be

reported on, on a regular basis with specific responsibilities indicators set out here will be

mainstreamed into the overall monitoring and evaluation (M&E) system for the project. The

specific objective of the monitoring process is to ensure that the ESMP is complied with and

verified at all levels and stages of the project implementation cycle. Monitoring shall be a

continuous process and should include the status of compliance as well as achievement of the

objectives of the project.

The inter-institution coordination team, with the authorization of the Steering Committee, will

coordinate and liaise with other relevant government institutions with regards to environmental and

social monitoring of the project. Weekly, monthly, quarterly and annual reports shall be prepared

and distributed to all relevant entities.

The ESMF implementation and monitoring should be carried out by each of the project proponents,

in conjunction with provincial and district authorities, and following consultation with affected

persons. District authorities (SDAE/SDPI) assisted by DPTADER and/or ERRP funded technical

assistance will prepare annual monitoring reports that include information on the implementation of

the ESMF. DPTADER is required to conduct annual inspections for all category B projects. Annual

reviews of the implementation of the ESMF will be carried out by an independent local consultant,

NGO or another service provider that is not involved in the ERRP-AF, subject to by the Steering

Committee and the World Bank. Independently-commissioned bi-annual environmental auditing

should be carried out.

2.14. ENVIRONMENTAL AND SOCIAL SCREENING PROCESS

The screening process is aimed at determining which of the project activities are likely to result in

significant negative environmental and social effects, with a view to determine appropriate impact

mitigation measures for such activities, and to ensure environmental sustainability of sub-projects

undertaken in the Project areas.

The screening process for this project consists of four steps: i) review of environmental and social

impacts checklist for projects; ii) screening of impacts from the sub-components and sites; iii)

assignment of environmental categories - Category A projects are not eligible for benefitting from

financing under this project. Projects under the aforementioned category are those that are likely to

have significant adverse environmental that are sensitive (if it may be irreversible), and the impact

may affect an area broader than the sites or facilities subject to the physical works3; and iv)

preparation, review and approval of an Environmental Action Plan. The screening process will be

carried out using a screening form to be attached to this ESMF. The already established safeguards

3 World Bank Safeguard Policy: Operation Policy 4.01 Environmental Assessment

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specialist team in the implementation units will be responsible for carrying out the environmental

and social screening process.

2.15. TRAINING AND INSTITUTIONAL CAPACITY DEVELOPMENT NEEDS

To address the above recommendations, each Safeguard Team from each of the institutions

responsible for the implementation of the ERRP shall:

Identify and train relevant personnel at all levels who will be responsible for monitoring

of EMPs at site, district and provincial levels;

Ensure effective intra-institutional coordination to certify that appropriate

implementation of the proposed mitigation measures for continued improvements in

environmental and social management.

For an effective integration of the proposed mitigation measures into planning, implementation and

operation of the program’s activities, the implementation of Project’s ESMP is the responsibility of

the project proponents (DNGRH, AIAS), who will ensure compliance with all measures stipulated

in the ESMP by all Contractors. Furthermore, it should be mandatory that all contractors and

supervisors employ experienced Environmental Specialists to ensure compliance with the ESMP.

2.16. CONCLUSIONS AND RECOMMENDATIONS

It is expected that the negative environmental and social impacts associated with the proposed

ERRP - AF will be medium to short-term, localized, limited and reversible can be mitigated through

compliance with EIA Regulations and an Environmental and Social Management Plan (ESMP).

Specific measures should be implemented also by Contractors, and such measures should form part

of the Contractors’ ESMPs. Socioeconomic impacts such as those associated to involuntary

resettlement and compensation can be easily dealt with through Abbreviated RAPs or a full RAP,

whichever is applicable – relevant guidance will be available on the RPF prepared in parallel to the

present ESMF.

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3. INTRODUCTION

The Government of the Republic of Mozambique is seeking an additional financial support of

US$20million from the Crisis Response Window (CRW) of the International Development

Association (IDA) of the World Bank Group for the Mozambique Emergency Resilient Recovery

Project (ERRP).

The Emergency Resilient Recovery Project (ERRP) Additional Financing (AF) seeks to address

critical disaster-prone areas by providing immediate support to the affected populations in restoring

their livelihoods, as well as rehabilitate critical infrastructure essential for public services and

economic recovery in affected areas. The project also seeks to increase the institutional capacity of

the government’s post-disaster recovery system and promote long-term resilience. These

interventions are in line with key objectives and key areas of intervention as per the ERRP original

Project Document, particularly with regards to Component D which makes provisions for

Contingency Emergency Response in the event of an emergency.

The proposed AF will provide support to the Government of Mozambique in its emergency

response to the 2015-2016 drought negative impact caused by the El Niño-Southern Oscillation

(ENSO) phenomenon. The proposed project will maintain a multi-sectoral approach to resilient and

sustainable recovery, building on the ERRP components, and is designed to meet the immediate

food security needs of the drought affected population as well as the critical needs for drought

mitigation identified for the water sector. The expected outcomes are: (i) a scale up of the resilient

water management and water supply infrastructure to mitigate drought impact (US$16.5 million);

and (ii) improved resilience of drought-affected communities through food security emergency

interventions (US$3.5 million) as part of the Government's Strategic Response Plan for Drought

Emergency to support over 1.5 million people from December 2016 to March 2017.

The present Environment and Social Management Framework (ESMF) is prepared in compliance

with the Safeguard Policies set by the World Bank (WB) as well as by the Mozambique

Environmental and Social Management legal regulations which stipulate that the financing of

development plans and programs is subject to an assessment and the mitigation of potential

environmental and social impacts of future projects. An ESMF has been prepared for the ERRP,

however for the purposes of the approval of Additional Financing for activities not specified in the

original document, and as per the recommendations of the ESMF itself, separate ESMF are required

to be prepared where activities are not contemplated in the document, and where adverse

environmental and social impacts may arise.

The ESMF is an instrument that enables the screening process to facilitate early identification of

potential negative environmental and social effects associated with the future construction/

rehabilitation of public infrastructure, specifically with regards to the safe location of projects,

identification of issues associated with deforestation, soil erosion, pollution of soil and water

resources, waste management, and other factors related to the installation, operation and

maintenance of projects. The ESMF describes the process of assigning environmental categories for

the proposed projects, identifies potential negative environmental and social impacts, and outlines

the institutional arrangements and timeframe for the implementation of mitigation and monitoring

measures.

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Projects are therefore required to have an ESMF which provides guidance for the preparation of an

Environmental and Social Management Plan and should make provisions for how potential negative

environmental and social impacts will be effectively mitigated. The ESMF and the Resettlement

Policy Framework (RPF) will also be used as references for the elaboration of safeguards

instruments related to the ERRP Program.

The ESMF has a number of principles which will provide the following:

A systematic procedure for a participative process of environmental and social screening of

the specific project areas and activities;

A step by step process to identity and prevent potential environmental and social impacts of

the planned project activities;

An environmental and social management plan to deal with arising environmental and

social aspects during the implementation of the project;

A monitoring and evaluation system for the implementation of mitigation measures and

actions;

Draft recommendations for training needs required for planning and monitoring of the

project;

A budget to ensure that the project has the necessary resources to achieve the desired

objectives, particularly those related to the preparation and implementation of sub-projects/

sub-components.

The World Bank also establishes the need for preparation of a Resettlement Policy Framework

(RPF) to foresee the mitigation of projects’ negative social effects particularly those activities likely

to cause involuntary displacement of communities or disruption of their livelihoods as per the

Operational Policy on Involuntary Resettlement (OP 4.12). The policy covers direct economic and

social impacts that are caused by the involuntary land acquisition resulting in impact on, relocation,

or loss of shelter; impact on, or loss of assets; loss of income sources or means of livelihood; and/

or loss of access to locations that provide higher incomes or lower expenditures to businesses or

persons. Prior to undertaking of any resettlement activities, an analysis will be conducted and a

Resettlement Action Plan prepared to determine positive and negative impacts of the proposed

intervention for the communities and families to be impacted. For the purpose of this Project, a RPF

is prepared as a separate document.

The objectives of this ESMF are to:

Provide clear procedures and methodologies for the environmental and social assessment,

review, approval and implementation of the subprojects activities funded under the

Emergency Resilient Recovery - Additional Financing Project;

Specify appropriate roles and responsibilities, and outline the necessary reporting

procedures, including managing and monitoring environmental and social impacts related to

project investments;

Determine the training, capacity building and technical assistance needed to successfully

implement the provisions of the ESMF and subsequent ESIA/ESMP as applicable;

Establish the project funding required to implement the ESMF requirements; and

Provide practical information on resources for implementing the ESMF.

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This ESMF is structured as follows: i) introduction and the objectives of the Environmental and

Social Management Framework (ESMF); ii) description of the Project; iii) an overview of the

World Bank Safeguard Policies, as well as an; iv) overview of Mozambique’s Environmental

Policy including the country’s regulatory frameworks; v) description of possible environmental and

social impacts of the project as well as recommendations for mitigation measures and actions; and

vi) guidelines on how the environmental and social screening process should take place.

4. PROJECT DESCRIPTION

4.1. PROJECT OUTLINE

As per the parent ERRP, the Project Development Objective (PDO) is to restore the functionality of

critical infrastructure in a resilient manner in the disaster-affected provinces, as well as improving

the Government of Mozambique’s capacity to respond promptly and effectively to an eligible crisis

or emergency. The proposed additional financing does not introduce any changes to PDO of the

parent ERRP project.

The direct Project beneficiaries will be the population of Gaza and Inhambane provinces, who will

benefit from rehabilitated water supply and sanitation infrastructure under the proposed additional

financing, particularly inhabitants of the flood prone areas in Chókwè district. The ERRP has (a)

consistency between the strategic objectives and implementation approach of the original project

and the proposed additional financing towards building the resilience of the affected communities to

recover from a cyclical spate of flooding and drought; (b) some geographic overlaps between the

beneficiary provinces across the original project and the proposed additional financing; (c) technical

alignment and financial support; and (d) opportunity for the quickest possible utilization of Bank

resources for drought recovery through the use of ERRP’s well established institutional,

implementation and fiduciary oversight arrangements, coordinated through its Project

Implementation Units (PIUs).

The water-related rehabilitation works include the multipurpose Macarretane Barrage, an

infrastructure for food security and drought mitigation that also serves as a transport corridor to the

lower Limpopo region. The Macarretane Barrage serves to raise the Limpopo river level with a

view to provide irrigation water in Chókwè. The works to provide access to improved drinking

water services in the districts of Chicualacuala and Funhalouro will result in improved sanitation

and hygiene conditions, which ultimately improve their living standards. The hydrogeological

environment of the districts of Chigubo and Massingir area is not favorable for freshwater. Water

from boreholes in these areas is salty with high electric conductivity limits than it is recommended

for human consumption.

4.2. PROJECT LOCATION MAP

The Emergency Resilience Recovery Project – Additional Financing (ERRP) will be implemented

in the southern Mozambique in the provinces of Gaza and Inhambane, specifically in the districts of

Chókwè, Chigubo, Massingir and Chicualacuala, in response to drought that adversely affected the

regions in 2015-2016.

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Figure 1: Location map of project target areas

4.3. PROJECT COMPONENTS

This additional financing does not introduce any changes to initial project objective of the parent

ERRP. The restructured project for the AF will comprise project’s activities contained in

Component A - Resilient infrastructure rehabilitation – new investments in drought mitigation and

water supply infrastructure will be added. Similarly, the restructuring will introduce in Component

C additional project monitoring and supervision activities, and add a Component E for financing of

emergency activities related to food distribution. No change will be introduced in Component B.

The institutional aspects of the project will also be scaled-up to strengthen the organizational and

operational capability of the implementation agencies. The Project’s components covered by this

AF are summarized below:

Component A. Resilient Infrastructure Rehabilitation

Scaling up of the resilience of water management and supply infrastructure to mitigate drought

impact (US$16.5 million). Funds will be used to rehabilitate the Macarretane Barrage, and install

small water distribution systems and desalination plants. This component is structured in the

following sub-components:

Sub-Component A.5 - Rehabilitation of the Macarretane Barrage (U$10 million). Macarretane

Barrage is a 3,20 meters high, 650-meter-long barrage across the Limpopo River 50 km upstream of

the Chokwè irrigation scheme. It consists of 40 piers and 39 gates that serve to regulate water levels

in the Limpopo River in order to supply irrigation water to the Chokwè Irrigation Scheme. The

barrage is located approximately 16 km upstream of the Chókwè town. The catchment area at the

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barrage is around 342 000 km2. Under this subcomponent, funds will be used to improve the

structural stability of the foundations and the concrete block carpet downstream with a view to

reinforce the integrity of the Macarretane Barrage. The proposed action is complimentary to

previous IDA interventions, subsequent to 2013 Limpopo Floods, after which the which gates and

electrical system, as well as the protection of the left wing wall with rock fill were rehabilitated.

This Macarretane Barrage is designed to be a multi-purpose strategic infrastructure for drought

mitigation that also serves as a transport corridor to the lower Limpopo region. The main function

of the Macarretane Barrage is to raise the Limpopo river water level in order to feed the water

intake of the Chókwè Irrigation Scheme, which covers 23,000 ha and benefits 16,000 farmers

located downstream at Xai-Xai and Chókwè Districts. While the barrage does not have flood

attenuation capability, it plays an important role in maintaining (regularizing) environmental flow

requirements, particularly during the dry season. Finally, its piers support two bridge-decks (road

and railway) of particular regional importance, as they are a vital part of the Limpopo Corridor

System, which provides access to the Maputo Harbor for landlocked countries such as Zimbabwe,

Botswana and Zambia.

Sub-Component A.6 - Water supply systems rehabilitation and expansion (US$5.5 million).

Part of the additional financing will be to rehabilitate and expand the water supply systems of two

small towns, Chicualacuala and Funhalouro, benefiting over 41,000 people with access to improved

drinking water services in both quantity and quality. Furthermore, improved access to safe drinking

water will result in improved sanitation and hygiene conditions, which ultimately improve the

living standards of beneficiaries. Currently these villages lack public water supply systems, and

they rely on private boreholes supplying water to the population despite the quality of water being

below international standards (World Health Organization -WHO). These villages are in a

convergence area and will improve the access to water to a low-density populated area and

complements efforts being made by GoM to rehabilitate water systems in the region.

Sub-Component A.7 - Installation of water desalination systems (US$1 million). Under this

sub-component, funds will be used to supply and install fixed and containerized desalination

systems in existing boreholes with brackish water, and to build multifunctional boreholes including

water dispensers for livestock. The total cost is estimated to US$1 million and would benefit more

than 24,000 people in the districts of Chigubo and Massingir in Gaza, the most affected province.

These areas are currently supplied by private distributors, driving more than 200 km from Chókwè,

provide at a higher cost the water supply to affected population. The hydrogeological condition of

the area is not favourable for fresh water, and the salinity is higher than limits recommended for

water for human consumption. Desalination plants will make water available and significantly

reduce the cost associated to supplying fresh water to the targeted communities.

Component C. Project Implementation, Monitoring and Evaluation

This component will finance Project implementation, monitoring and evaluation costs of MOPHRH

(for DNGRH) and AIAS for their related scaled up activities under the additional financing.

Sub-Component C.1 - Project Implementation, Monitoring and Evaluation by MOPHRH

(US$0.3 million). This sub-component will cover costs related to Project management,

coordination, including fiduciary, safeguards assessments, and monitoring and evaluation. The

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proposed funding will leverage the resources allocated at the original project to a total of US$1.8

million.

Sub-Component C.4 - Project Implementation, Monitoring and Evaluation by AIAS (US$0.2

million). This sub-component will cover costs related to Project management, coordination,

monitoring and evaluation, including fiduciary, safeguards assessments, and monitoring and

evaluation. The proposed funding will leverage the resources allocated at the original project to a

total of US$0.7 million.

Component E. Food security emergency interventions (US$3 million). Provision of support for

the procurement and targeted distribution of grains (maize and beans) to Beneficiaries, under the

modality of Food for Work. Funds from this component will be used to finance the purchase of

grains (maize and beans) as part of the Strategic Response Plan for Drought Emergency to support

over 1.5 million people from December 2016 to March 2017. This activity seeks to support closing

funding gap of the Government's Strategic Response Plan for Drought Emergency.

5. PROJECT IMPLEMENTATION ARRANGEMENTS

The parent ERRP project is implemented by a number of institutions working in different areas,

these being: The Ministry of Public Works and Water Resources (MOPHRH), through the National

Directorate of Management of Water Resources (DNGRH); the Ministry of Education and Human

Development (MINEDH); the Ministry of Agriculture and Food Security (MASA) through the

National Irrigation Institute (INIR); and the Water Supply and Sanitation Infrastructure

Administration (AIAS). The project is being implemented by existing units from the

aforementioned institutions.

The project is managed by a Steering Committee, led by the Ministry of Economy and Finance

(MEF) and the National Disaster Management Institute (INGC). The Steering Committee has the

role of coordinating, monitoring and supervising the implementation of the project. It is equally

responsible for analyzing progress reports submitted by the implementation units every trimester.

The inter-institutional coordination role is led by the National Directorate of Management of

Water Resources, responsible for the day-to-day implementation and oversight of activities. The

DNGRH has recruit a project coordinator and have the role of consolidating and harmonizing the

reports submitted by the different sectors. DNGRH subsequently submits all consolidated reports to

the Steering Committee as well as to the World Bank.

The proposed Mozambique Emergency Resilient Recovery Project – Additional Financing will be

coordinated within the existing Project Management/Implementation Unit in Ministry of

Agriculture and Food Security and Ministry of Public Works, Housing and Water Resources.

Implementers will include various agencies including district councils throughout the targeted

provinces, with selection of priority geographic areas for food distribution being dependent upon

the emergency nature of the project.

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While different entities will be responsible for the implementation of the different sub-components

of this project, it is of upmost importance that the project is managed correctly to ensure coherence

as well as to ensure that the objectives and the expected results of the project are met. Each entity

involved in the project cycle, including the coordinating functions of the MOPHRH and the

Steering Committee, have a key role and responsibility in the timely implementation of activities, in

monitoring and evaluation, as well as in the submission of reports.

Figure 2: Implementation Arrangements

Source: World Bank, Project Appraisal Document for Emergency Resilient Recovery Project for the northern and

central regions

AIAS will also use existing implementation arrangements and share resources from other projects.

AIAS is responsible for the provision of urban water infrastructure and all urban sanitation

infrastructure, including drainage across the country except for large cities. A separate Project

Agreement will be required for AIAS, as this is an independent agency with financial and

procurement autonomy.

5.1. INTERVENTIONS WITH POTENTIAL FOR LAND ACQUISITION

As stated above the project main interventions which are expected to trigger resettlement are: (i)

construction and operation of small and medium size dams/weirs/water retention infrastructures for

agricultural irrigation; (ii) alignment and realignment as well as improvement of rural feeder roads

including construction and rehabilitation of small bridges/culverts; (iii) construction and

rehabilitation of storage facilities and other types of priority infrastructure; and (iv) land

delimitation and individual land tenure titling.

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6. TARGETED PROJECTS AREAS

6.1. GENERAL DESCRIPTION OF CONTEXT IN MOZAMBIQUE

Mozambique comprises a national territory of 799,380 km2

of which 2% involves inland water

bodies and 13% national parks and 21% of forest cover. The country is located in the sub-Saharan

East of the African Continent, bordering with Tanzania in the North, Malawi, Zambia and

Zimbabwe in the West, South Africa and Swaziland in the South and the Indian Ocean in the

Eastern part which encompass a 2,500 km of coastline and an exclusive economic zone of 200

nautical miles. The country has thirty-nine major rivers which drain into the Indian Ocean, and an

impressive environment, which constitutes a significant public asset and is the basis upon which

much of its recent macro-economic development and poverty reduction has been achieved. All the

key sectors of the Mozambican economy (i.e. agriculture, mining, tourism, forestry, fisheries and

wildlife) are based on natural resources. Mozambique’s rich ecosystems, biodiversity and natural

resources hold a significant exportable value and commercial potential.

It is important to highlight that despite these impressive environmental and agro-ecological climate

of Mozambique, country is extremely vulnerable to natural disasters namely; floods, drought, and

cyclones due to its geographic location, its climate conditions, extremely high levels of poverty and

exposure of people to these disasters as well as the limited availability of resources in the country to

build resilience. Mozambique is considered the second most geographically exposed to natural

disasters country in Africa. The recurrence of natural disasters in the country on annual basis have

adverse impacts not only on the human lives, but also on livelihoods, infrastructure and hamper

development and growth investments and efforts. This is particularly evident with the floods that

occurred in 2014 and 2015, that had negative impacts in the central and northern regions of the

country, particularly in the proposed project areas (Zambézia, Niassa and Nampula). More recently

with the El Nino phenomena which started at the end of the last quarter of 2015, natural disasters

have been affecting parts of the country, hitting particularly the southern and central regions of

Mozambique with droughts in the south critically affecting the interior districts of Gaza and

Inhambane provinces. According to the Vulnerability Assessment carried out by the Food Security

and Nutrition Technical Secretariat (SETSAN), in March 2016, El Niño has affected close to 1.5

million people, and humanitarian needs in terms of food assistance, severe and acute malnutrition

treatment as well as in terms water, hygiene and sanitation have been prioritized for the affected

groups.

Albeit significant advances have been achieved in Mozambique over the last decade in terms of

improvements in the social sectors (i.e. health and education) as well as in the general economy

(with an annual GDP of 7-8% until 2015), the country continues amongst the poorest in the world

and still close to half of the population lives in poverty. The 2015 Human Development Index

ranked Mozambique 180 out of 188 countries. Access to adequate health and education services and

other facilities remain challenging, particularly in with the fast population growth rates. Access to

potable water, and infrastructures such as roads, bridges and electrical power is also increasing at a

very slow pace and reaching less than 40% of the Mozambican.

The ERRP-Additional Financing provides an opportunity to mitigate and anticipate the effects of

drought in the provinces of Gaza by ensuring that adequate water and sanitation infrastructures are

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built to meet the current demand as well as incorporating resilience elements that will allow the

beneficiaries to withstand future water shortages induced by severe droughts.

6.2. PROJECT LOCATIONS

Initially Emergency Resilience Recovery Project has been designed to be implemented over a 4-

year period, in specific provinces in the central (Zambézia) and northern (Niassa and Nampula)

regions of Mozambique. The three provinces were exposed to flooding, strong winds, erosion, and a

combination of these hazards, which have created significant damages accounting for severe losses

and damages in human lives, livelihoods and infrastructure affecting about 11.5 million.

The ERRP-Additional Financing is proposed to cover the interior districts of Gaza and

Inhambane, to support the Government of Mozambique in its emergency response to the 2015-2016

drought negative impact associated with the El Niño-Southern Oscillation (ENSO) phenomenon.

The project beneficiaries will be the populations of Gaza and Inhambane provinces particularly the

16,000 farmers located downstream at Xai-Xai and Chókwè irrigation scheme, who will benefit

from the rehabilitation of Macarretane Barrage. Additionally, about 41,000 people in Chicualacuala

and Funhalouro will benefit from rehabilitated and expanded water supply systems as well as the

installation of water desalination plants in boreholes with brackish water that will benefit more than

24,000 people in the districts of Chigubo and Massingir in Gaza province.

6.2.1. Gaza Province

Gaza province is situated in the southern region of Mozambique. The province is known as the

granary of southern Mozambique due to the fertility of the Limpopo Valley with suitable conditions

for the cultivation of different cereals such as maize, rice, and a wide variety of vegetables.

Conditions for livestock production are some of the best nationwide. Fisheries, aquaculture, tourism

and energy generation are some of the other sectors with high potential for investments. The

province has a good network of infrastructure such as roads, railways and electricity. Gaza also has

the advantage of being close to South Africa. The province has beautiful beaches, notably Xai-Xai,

Chongoene, Bilene, which have attracted tourists from all around the world.

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Figure 3: Location map of project target area – Gaza Province

The capital of Gaza is Xai-Xai City, located about 210 km north of Maputo, the capital. With an

area of 75,334 km², the province is divided into 13 districts: Bilene, Chibuto, Chicualacuala,

Chigubo, Chókwè, Chonguene, Guijá, Mabalane, Mapai, Manjacaze, Massangena, Massingir and

Xai-Xai. The Gaza province is limited respectively to the north and south by the provinces of

Manica and Maputo, to the west by South Africa and the Eastern Province of the Indian Ocean and

Inhambane, and extends along the basins of the Limpopo and Changane, a lower plain land with

coastal dunes.

According to the 2007 Census data the Gaza province has 1,228,514 inhabitants, around 25% of

whom live in urban areas and 75% in rural areas. From 1997 to 2007 the population of the Gaza

Province has increased by 163,892 inhabitants (i.e. by 15.4%). The districts of Xai-Xai, Chibuto,

Chókwè, Mandlacaze and Bilene-Macia are the most populous, which represent more than half of

the inhabitants of the province. Per INE (2010) projections, the population of the Gaza province

will grow from 1,236,284 in 2007 to 1,467,951 in 2017, and will be around 1,549,407 inhabitants in

2020.

According to INE (2007) data, 38.5% of people from age 15 and above in the Gaza province cannot

read and write. This corresponds to a 14% decrease in illiteracy levels from the year 1997 to 2007.

The literacy rate was around 52.7% in. The illiteracy rate depends on the age group and sex. The

illiteracy rate is lower in youth than in adults and the illiteracy rate females was almost double that

of males. There are historical and social reasons for differences between youth and elderly members

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of population. Youth tend to have more opportunities for education than older people and boys get a

higher priority compared to girls in rural households.

There is also a substantial variation in illiteracy rates based on the area of residence, which tend to

be higher in urban areas than in rural: 43.6% against 24.4%, respectively. The differentials by age

and sex at provincial level are repeated in urban and rural areas, with a greater proportion of women

whose illiteracy rate is more than twice that of men. It should be noted that for urban women aged

over 40 or older, the difference is even greater.

The target project area in Gaza Province will cover the districts of Chicualacuala, Chigubo, and

Massingir. The project in the Chókwè will be the rehabilitation of the Macarretane Barrage, while

the project in the Chiculacuala, Chigubo and Massingir will focus on improving water supply

systems.

The district of Chicualacuala is situated in the northwest parts of the province, with the

headquarters in the village of Chicualacuala, whose official name is Vila Eduardo Mondlane. The

District’s geographic boundaries to the north are with the District of Massangena, and to the east

with Chigubo District, to the southeast with Mabalane District, and to the west the District is

delimited by South Africa and Zimbabwe.

Chigubo District is situated in the northern part of Gaza Province, with its headquarters in the

village of Ndidiza from 2002, when it was transferred from Chigubo Saute. The District is delimited

geographically to the north by the District of Massangena, to the east by the districts of Mabote,

Funhalouro and Panda in Inhambane Province, to the south by Chibuto and Guijá, and to the west it

is bordered by the districts of Mabalane and Chicualacuala.

The City of Chókwè is the centre of the Chókwè District in the province of Gaza and is bordered by

Mabalane in the north, Guijá in the northeast, on the east by the district of Chibuto, to the south by

Bilene, and to the west it is delimited by the district of Magude.

The Massingir district along the centre is bordered to the north by the district of Chicualacuala, to

the east by Chókwè and Mabalane, to the south by the district of Magude, and to the west by South

Africa.

6.2.2. Inhambane Province

The Inhambane province is located in the southern part of Mozambique with an area of 68.615 km².

The province is the second largest producer of cashew nuts after Nampula, and produces coconuts,

citrus fruit, cassava and maize, among other crops. The long coastline supports fishing. The

Inhambane Bay area is of some interest for tourism, with a number of beaches, and one of the last

remaining populations of dugongs in Mozambique.

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Figure 4: Location map of project target area – Inhambane Province

According to the 2007 Census, 1,271,818 people were registered in the province of Inhambane, of

which 22% live in urban areas and 78% in rural areas. From 1997 to 2007, the population of the

province of Inhambane increased by 148,739 inhabitants, representing an increase of 13.2%. The

districts of Massinga, Zavala, Vilankulo, Morrumbene and Homoíne are the most populous, and

together comprise more than half the population of the province.

According to INE (2010) data, the total population of Inhambane Province was 1,157,182 in 1997;

1,271,818 in 2007; and currently about 1,547,850; and is projected to reach 1,622,912 in 2020.

The data indicate that 41.3% of the population aged from 15 and over cannot read or write, which is

a 13% reduction in the illiteracy rate, given that the illiteracy rate was 54.2% in 1997. The data also

show that the illiteracy rate varies per age and gender. Thus, illiteracy is lower at younger ages

since the opportunity to access school is higher now than in the past.

Regarding the gender differential, data indicates that illiteracy levels are more than twice as high in

females than in males. The priority set by parents in the upbringing of children tends to work to the

detriment of daughters resulting in this obvious gender inequality in education. There is also a

substantial variation in illiteracy rates according to the area of residence; in rural areas, this is

approximately twice as high as in urban areas: 46.8% against 23.6%, respectively. The differentials

by age and sex in the province are repeated in urban and rural areas, with a greater emphasis on

urban areas, where the illiteracy rate in women is three times that of men. It should be noted that for

urban women aged 40 or over, the difference is even greater.

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Inhambane has a good climate, which is tropical throughout, more humid along the coast and dryer

inland especially in Mabote and Funhalouro districts. Inhambane has a huge potential for fishing.

According to Koppen's climatic classification, three types of climate are distinguished in

Inhambane Province, namely the rainy savannah tropical climate that occupies the entire coastal

strip; Dry steppe climate, with dry season in winter, occupying the interior of the province.

As for air temperature, the climate of Inhambane is hot, with the lowest annual average values on

the coastal areas (23 to 24ºC) and the highest in the interior (25ºC). The mean values of the

maximum daily temperatures during the hottest month (January inland and February in the coast)

vary from 30ºC in the coast to 35ºC in the interior. The average values of minimum daily

temperatures in the coldest month (July) vary from 10ºC in the interior to 16ºC in the coast. The

average amplitude of the annual temperature variation ranges from 6ºC in the coast and 9ºC in the

interior.

The average annual precipitation in Inhambane Province is approximately 800 millimeters. The

rains start in November, ending in February in the interior and in the month of June on the coast.

The duration of the rainy season increases progressively from 4 months in the interior region to 8

months on the coast. From the coast to the interior, the average annual rainfall ranges from less than

500 mm (inland) to more than 1000 mm (on the coast). The average annual precipitation between

800 and over 1000 mm is restricted to the coastal strip of the districts of Massinga, Morrumbene,

Inhambane City, Jangamo, Inharrime and Zavala to the North. The interior of the Mabote,

Funhalouro and Panda districts presents average annual rainfall below 500 mm.

The hydrology of Inhambane Province is composed of rivers, lakes / ponds and groundwater

(aquifers). There are at least 4 major and major river basins in the province of Inhambane, some in

the province in the case of the Govuro and Inharrime river basins, and others in other provinces,

such as the Save and Limpopo river basins. In addition to these 4 larger basins, there are other

smaller ones that play an important role at the local level, such as the Pedras river basin,

Inhanombe.

Groundwater resources in the national context are relatively modest but important at local level,

especially for water supply to rural and small town populations as well as for watering animals. It is

estimated that the global annual recharge of aquifers in Mozambique, not counting the interaction

with surface waters, is of the order of 2 km3, or about 1% of total water resources (DNA, 2005).

The aquifers present in the sedimentary formations south of the Save River have variable

characteristics. The earliest formations are of marine facies, which is the reason why waters are

generally very saline and not suitable for human consumption.

Some of the Tertiary aquifers produce very saline waters, while others produce good quality water,

with medium to high flow rates.

Quaternary dune formations normally occur along the coast and often produce good quality water,

although maximum productivity depends on the position of the interface between freshwater and

seawater.

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7. POLICY AND LEGAL FRAMEWORK ON ENVIRONMENTAL AND SOCIAL

ASSESSMENT IN MOZAMBIQUE

Mozambique’s Constitution recognizes that ecological balance, conservation and preservation of

the environment are key for the quality of life of its citizens. Several pieces of legislation and policy

provide legal context and background for environmental and social management system in

Mozambique. Because of the Rio Conference on Sustainable Development in 1992, Mozambique

like other countries has undergone major legal and institutional reforms in the environmental sector.

The country has adhered to a several international conventions and protocols for the protection of

the environment, and thus continues to improve the legislation on many sustainable development

issues in the country to ensure that Mozambicans enjoy quality living conditions.

The Ministry of Land, Environment and Rural Development is the Government institution

responsible for ensuring the preservation and responsible use of natural resources including land,

the coordination of environmental activities and environmental licensing. Provincial Directorates

for Coordination of Environmental Action (Direcções Provinciais de Terra, Ambiente e

Desenvolvimento Rural - DPTADER) and in some cases District Directorates for Coordination of

Environmental Action (Direcções Distritais de Infraestruturas) are the local representatives of

MITADER.

This section provides a summary of environmental and social related policies, laws and regulations

in Mozambique, particularly those of relevance to the Project.

7.1. THE CONSTITUTION

Chapter 5 Article 90 of the 2004 Constitution of the Republic of Mozambique, provides that all

citizens the right to live in a safe environment as well as the obligation to preserve it. The key

objective of the clause related to the environment in the Constitution is to provide a legal

framework for a proper use and management of the environment and its components, for the

achievement of sustainable development in the country. This achievement involves proper

management of the environment for the creation of conditions that guarantee health and well-being,

socio-economic and cultural development of communities and the conservation of natural

resources.

The state is also required by the Constitution to guarantee the sustainable use of natural resources

and ecological stability for future generations and to promote land use planning in order to ensure

that activities take place in the correct locations and that such activities contribute to balanced

socio-economic development. The 2004 Constitution also creates an obligation on communities to

protect, and makes provisions for the conservation and preservation of the environment, with a view

of guaranteeing the right to the environment and quality of life within the framework of sustainable

development as stipulated under Article 117.

7.2. ENVIRONMENTAL LEGISLATION

The 1995 National Environment Policy in Mozambique, Resolution nº 5/95, establishes the basis of

all environmental legislation in the country. Per its Article 2.1, the main objective of this policy is

to ensure sustainable development to maintain an acceptable balance between socioeconomic

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development and environmental protection. To achieve the above objective, the policy must ensure,

among other requirements, the management of natural resources in the country and the environment

in general - in order to preserve their functional capacity and production for present and future

generations.

The 1997 Environmental Law (Law no 20/97) sets the environmental foundations for the policy and

institutional framework for environmental management in Mozambique. The Law establishes the

scope, institutions and appropriate management tools to deal with environmental management

issues.

The Ministry of Land, Environment and Rural Development (MITADER) is the main government

entity with the responsibility for coordination of government actions related to environment. With

the recent changes in the designation of the Ministry, it is not yet clear how the new structure will

comprise be based on an addition of areas to its mandate. It is possible however, to ascertain that

MITADER has the following competencies:

Inter-sectorial coordination of environmental issues;

Research planning and environmental management;

Territorial planning and land management;

Environmental impact assessments;

Environmental education and dissemination of information; and

Inspection and control inter alia.

In terms of principles to be followed for sustainable development, the Environmental Law of 1997

establishes the following:

the use and rational management of natural resources;

recognition and value of community knowledge and traditions;

environmental management based on preventive systems;

integrative management;

citizen participation; and

Accountability.

At national level, MITADER has the responsibility to guide the implementation of environmental

policies and to coordinate the sustainable planning and use of natural resources of the country. At

the provincial level, MITADER is represented by the Provincial Directorates for the Coordination

of Environmental Affairs (DPTADERs). At district level MITADER’s representation is through the

District Directorate for Infrastructure and the Environment. This department is responsible for

handling issues related to land use planning, as well as any issue related to environmental

protection.

The Environmental Impact Assessment (EIA) is recognized to be a vital procedure for an effective

development planning and is therefore a determinant watershed for environmental protection in the

country. It includes provisions for EIA, Environmental Management Plans (EMP), and

environmental auditing.

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Mozambique’s EIA is regulated by the Decree 54/2015 of 31 December, which revokes Decree

76/98 (of 29 of December), and the revised in 2004 and updated by Decree 45/2004 (of 29 of

September). The main changes involve the establishment of three EIA categories, namely:

Category A+ - For projects with likely significant impacts decision making is reserved for

the central level, in these instances a full EIA is required to be undertaken and supervised

by Independent Specialists Reviewers with verifiable experience;

Category A - For projects with likely significant impacts decision making is reserved for

the central level, in these instances a full EIA is required;

Category B - For projects with impacts considered less significant or which require less

complex mitigation measures decisions are made at provincial and local levels, for instance,

when a Simplified Environmental Study (EAS) is required;

Category C - Is for small projects that may not require an EIA, but must follow the

regulations for environmental impact. For these projects, decisions are also made at

provincial level. Projects under this category are subject to Good Practices of

Environmental Management Procedures, which should be elaborated by the project

proponent and submitted to MITADER or the entity responsible for the approval process.

Article 5 of Decree 54/2015 makes provisions for exemption in undertaking the EIA or simplified

EIA for some activities, particularly those related to immediate actions in response to disasters or

natural calamities, emergency situations resultant from development activities, and activities related

to national defense and security. In the case of disasters and emergency situations, Article (2)

stipulates that MITADER should make instructions for such exemptions, and make provisions for

audits posteriorly.

One of the important changes made with the recently approved Decree 54/2015 is related to fees to

be paid by project proponents for the decision on environmental viability as per Article 23. Article

27 set the fee at 0.30% of the investment amount to be paid for Category A+ projects; 0.20% for

Category A and B projects; 0.02% for Category C projects with an investment above 5,000,000.00

meticais and 1,000.00 meticais for projects with an investment value of up to 5,000,000,00

meticais.

Environmental Audits and Environmental Inspection are regulated by Decrees No. 32/2003 (of

August 20) and No. 11/2006 (of July 15) respectively. The Regulation on Environmental Audit

Process indicates that public or private activities are subject to public environmental audits

conducted by MITADER as well as private entities. According to this regulation, audited entities

are required to provide to the auditors’ full access to the sites to be audited, as well as all

information that may be required during the auditing process. Meanwhile, the Regulation on

Environmental Inspections (Decree No. 11/2006 of July 15) regulates the mechanisms for

inspection of public and private activities, which directly or indirectly are likely to cause negative

environmental impacts. This law aims to regulate the activity of supervision, control and

surveillance of compliance with environmental protection measures as recommended for

development projects.

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The Mozambican Environmental Law also establishes that an EIA must be undertaken for all

development projects, policies, plans and programs that may have a significant impact on the

environment, and recognizes the need to guarantee the participation of local communities and to

utilize their knowledge and human resources in the protection of the environment.

Given the nature of the foreseen works to be contemplated under the ERRP, it is expected that most

potential impacts can be effectively mitigated through the use of Environmental Management Plan

(EMP), guided by the existing EIA Regulations in Mozambique as well as other Directives which

aim at minimizing the impact of development projects upon the natural environment and human

health.

7.3. DISASTER MANAGEMENT

The Disaster Management Law, 15/2014 of June 20, 2014 establishes the legal framework for

disaster management and makes provisions for prevention, mitigation, recovery and reconstruction.

The main objective of disaster management, as defined by the above law, is to prevent or reduce the

adverse impacts of natural disasters on human lives. The law defines the following: solidarity,

justice, efficiency and participation and cooperation as the essential principles of disaster

management. Decree 7/2016 of 21 March, regulates the above Law and establishes the legal rules

for disaster management in the country. Until recently, the Master Plan Natural Disaster Prevention

and Mitigation (2006-2016) has been used as an operational document as it has specific objectives,

expected results and actions or activities to be implemented to achieve the desired result.

7.4. THE NATIONAL STRATEGY FOR CLIMATE CHANGE (ENMC)

The 2013-2025 National Strategy for Climate Change (ENMC) was approved in November 2012

and aim at reducing vulnerability to climate change and improve the living conditions of the

Mozambicans. It proposes climate change adaptation and disaster risk reduction measures and also

focuses on mitigation by targeting low carbon development. The ENMC is structured around three

core themes: (i) adaptation and climate risk management; (ii) mitigation and low carbon

development (iii) cross cutting issues. These include institutional and legal reform for climate

change, research on climate change, and training and technology transfer. Covering the period

2013-2025, the implementation of the ENMC is planned in three phases. The first phase (2013-

2015) focuses on improving the response of local communities to climate change, reducing poverty,

planning adaptation measures, as well as identifying opportunities for the development of low-

carbon economy in local communities. The Strategy also proposes the establishment of a Centre of

Knowledge on Climate Change (CGC) within the Ministry of Science and Technology. The

primary objective of the centre should be to collect, manage and disseminate scientific knowledge

on climate change, providing crucial information from the development of policies and plans.

7.5. THE NATIONAL ADAPTATION PROGRAM OF ACTION (NAPA)

The National Adaptation Program of Action (NAPA) sets out the immediate and urgent needs of the

country that have been identified during a participative evaluation process, for the purposes of

strengthening national capacity to cope with the adverse effects of climate change.

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The NAPA has 7 objectives: strengthening early warning systems; strengthening capacities of

subsistence farmers in dealing with the adverse impacts of climate change; improvement knowledge

and the management of rivers; promote actions to limit erosion and ensure sustainable fishing;

promote actions that will contribute to the reduction of emission of greenhouse gases; promote

public education on climate change and improve coordination between various actors working on

issues related to the assessment of climate change vulnerabilities and risk reduction.

The NAPA is a relevant document for the ERRP, given its specific focus on providing guidance on

how to address and adapt to the effects of climate change in Mozambique. Of particular relevance is

that the document outlines four key actions that should be employed to reduce the adverse impacts

of natural disasters through adaptation, highlighting the use of locally available resources and cost

efficient, environmentally friendly, and sustainable approaches.

7.6. THE LAND LAW

In Mozambique land issues are governed by the Land law 19/97 of October 1st, 1997 and its Decree

66/98 of December 8th, 1998. The country is said to have one of the most progressive land laws in

Africa mainly because it safeguards the rights of its population over land and natural resources

whilst promoting investments and sustainable use of resources. The Law clearly provides that “land

is property of the state and cannot be sold or otherwise alienated, mortgaged or seized” (Art. 3 of

the Land Law). Land is attributed in the form of a 50-year renewable lease known as a Land Title or

DUAT (Direito de Uso e Aproveitamento de Terra) in Portuguese. The prerequisites for the

acquisition of the DUAT differ for national and foreign subjects. According to the Land Law, the

acquisition process requires the judgment of local administrative authorities, and a consultation with

the corresponding communities to ensure that the area in question is free and unoccupied (Art. 13,

19/97).

7.7. LEGISLATION ON WATER AND WATER RIGHTS

The Mozambican Constitution of 2004 provides that all water resources are owned by the state. In

terms of the actual management of water and water rights, the 1991 Water Law 16/91 of August 3rd

1991 is the key legal and regulatory framework. Likewise, land, Water Law stipulates that water is

of public domain, that it is inalienable and imprescriptible, and that rights to its use shall be

conferred by the State (Art. 1 (3). In general terms, the law makes provisions for the management of

water and the acquisition of water rights. The objective of the Law is to provide a general legal

framework governing the activities of protection and conservation, inventorying, use and

appropriation, control and monitoring of water resources. Directives are provided for water

management policy, which include the roles and responsibilities of the State in the promotion,

creation of guidelines and regulation of the use of water in different sectors including agriculture.

Art. 21 of the Law makes a distinction between water for common use and water for private use.

Common use includes household consumption as well as smallholder agriculture on up to 1ha of

land (but excludes irrigation or usage of water with mechanical equipment). The use of water under

this category is not subject to a license or concession. It is important to highlight that this group is

prioritized. In terms of the second category, water for private use, the Water Act makes provisions

which include compulsory licensing or concessions for use and appropriation which is accessible to

any individual or collective person, public or private, national or foreign, duly authorized to act in

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the national territory in terms of the law, and provided that they do not place the ecological

equilibrium or the environment at risk.

The Water Licenses and Concessions Regulation (Regulamento de Licenças e Concessões de

Águas) for the private use of this resource, is set out in Decree 43/2007 of October 30, and is

applicable only to waters that lie outside the action of the tides and/or whose water bodies (lakes

and lagoons) communicate with the sea only during spring tides. For water concessions, a set of

documentation must be submitted to the Regional Water Administration (ARA), including a

description of the proposed use, economic justification and technical description.

In terms of provisions on pollution management, the legal and regulatory framework concerning the

prevention of pollution and the safe use of chemicals is broadly provided for under the

Environmental Law 20/97 however, sector specific regulatory frameworks are also available in this

regard. Article 52 of the Water Law for instance, stipulates that water in the public domain should

be protected against contamination, and that the accumulation of toxic or dangerous compounds

that may contaminate water should be prevented. Article 54 of the of the same Law stipulates that

any activity with the potential of contaminating or degrading public waters, particularly the

discharge of effluents, is subject to a special permit to be issued by ARA, and the payment of a fee.

For water management, Mozambique has a specific regulation, Decree 13/2006 of 15 June, which

lays down rules concerning the production, deposit on soil and subsoil, throwing to the water or to

the atmosphere, of any toxic and polluting substances, as well as the practice of polluting activities

which could accelerate impairment of the environment, in order to prevent or minimize their

negative impacts on the health and environment. These articles although sector specific, are in

conformity with the provisions around pollution and contamination of the environment stipulated in

the Environmental Law.

7.8. THE NATIONAL STRATEGY FOR THE MANAGEMENT OF WATER RESOURCES

The National Strategy for the Management of Water Resources (ENGRH) was approved in August

21 2007 by the Council of Ministers. The strategy has 9 chapters covering areas from the

management of water resources, to water supply and sanitation services, to the role of water in

socio-economic development and to institutional coordination and capacity development. The main

objective of the ENGRH is to effectively implement the Water Policy, and to meet the basic needs

of water supply for human consumption, improvement of sanitation, efficient use of water for

economic development, as well as guaranteeing water resources for the development of the country.

With regards to the construction of large and medium scale dams, the strategy stipulates that these

should be preceded by rigorous and detailed feasibility assessments covering technical, economic,

financial, social and environmental aspects related to their construction, operation and management.

The rehabilitation of dams is considered a short-term measure that needs to be prioritized to ensure

the availability of water for rural and urban water supply (domestic use), irrigation, cattle ranching

and hydropower production, among other uses.

7.9. THE REGULATION FOR SMALL DAMS

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The Regulation for Small Dams Decree 47/ 2009 of October 7 is applicable for dams with up to 15

meters in height and a holding capacity of 1 000 000 m3 (one million cubic meters). For dams with

a height of not more than 6 meters and a storage capacity not exceeding 100,000 m3 (one hundred

thousand cubic meters) a request can be made for exemption from the application of some of the

provisions of this decree-law. Dams with a height of not more than 3 meters and less than 100 m3

(one hundred cubic meters) do not require prior authorization, and only require the owner to inform

the Regional Water Administration of its location, the characteristics and purpose to which is

destined within ninety days after the conclusion thereof, without prejudice to the provisions of the

Regulation of Licenses and Concessions of Water on the matter.

The Regulation makes provisions which include the technical requirements required for the

approval of a project and the construction of such dams, the construction materials to be used,

safety measures required and the penalties to be paid by those who infringe the law.

7.10. ELECTRIC ENERGY LAW

The Electric Energy Law (Law nr. 21/97) was approved by the Council of Ministers in October 1st,

1997. According to the law, any electric energy concession/permit must among others: (a)

guarantee the maintenance of all components of the energy system; (b) return water used for electric

energy production in good quality conditions (temperature, salinity, turbidity); (c) repair any

damage to roads and other infrastructures that were done during construction, repair and

improvement of electric energy facilities; and (d) observe water, fisheries and environmental laws

and regulations in Mozambique.

Article 31 refers to the safety and protection of patrimony and environment and indicates that no

electric energy station should endanger people and infrastructures nor block free circulation of

vehicles and people. It also indicates that electric energy stations must be located in appropriate

places taking into account environmental conditions and the ecological systems crossed by the

energy system. Historic and cultural patrimony as well as areas of scientific, ecological or

architectural value must be respected and appropriate measures should be taken to avoid their

damage.

7.11. LABOR LAW

The Mozambican Labor Law 23/2007 of August 1st, makes provisions for individual and collective

persons in relation to remunerated work or labor in the country. For the purposes of the present

ESMF, Chapters I (General Provisions), III (Individual Work Relations) and IV (Hygiene, Safety

and Health of Workers) of the Labor Law highlighted, however all provisions stipulated under the

law should be observed.

Article 11 of the law makes special provisions for women workers, with particular protection to

women worker rights in terms or pregnancy, where provisions are made in terms of protecting their

remuneration (employers should not reduce these), that they should not be laid off, that night shifts

or other related changes are discouraged during the time of pregnancy. In addition, Article 11 (2-6)

makes provisions for women not to be employed in activities that may have a negative impact on

their reproductive health, that a women’s dignity should be safeguarded, that discrimination on the

basis of sex is prohibited and is punished by law.

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Article 23 of the law makes provisions around child labor, and stipulates that the employer should

adopt measures that provide the minors with adequate working conditions per age, considering

health, safety, education and training and these should not have adverse impact on the physical,

mental and moral development of the child. Article 23 (2) and (3) further stipulates that the

employer shall not occupy a minor under the age of 18 in unhealthy and dangerous activities or

those that require great physical efforts; and that acceptable normal period of work of the minor

between the age of 15 and 18 should not exceed 38 hours and a maximum of 7 hours per day. It is

worth mentioning that in Mozambique child labor is a major issue and it is reported that close to

22% minors between the ages of 5-14 are engaged in child labor (MICS 2008). Legally, in terms of

the Labor Law, an employee can only admit minors who are at least 15 years old, provided they

have authorization by a legal representative (parent or legal guardian). In terms of rights and

responsibilities, Article 23 makes provisions, some of which have been mentioned above. In

addition to this, Mozambique is a signatory of the International Labor Organization (ILO)

Conventions 138, related to the Minimum Age and 182 related to the Eradication of the Worst

Forms of Child Labor.

In terms of health, safety and hygiene in the workplace, the legal framework in Mozambique goes

beyond the Labor Law and includes the Constitution of 2004, the ILO Conventions related to the

matter and other regulations such as the Judicial Regime on Work Related Accidents and Work

Related Illnesses. The Constitution makes provisions for the right to retribution and safety in the

workplace as well as the right to healthcare. Article 85 (2) stipulates that all workers shall have a

right to protection, health and safety at work, and Article 89 stipulates that all citizens shall have the

right to health and medical care and shall have the duty of promoting and protecting public health.

Mozambique has been a member of the International Labor Organization (ILO) since 1976 and has

ratified of various (18) international labor conventions of which two will be highlighted here. The

ILO Convention 17 (CO17) on Workmen’s Compensation (Accidents) of 1925, makes provisions to

ensure that workers (or their dependents) who suffer personal injury due to an industrial accident

shall be compensated. Convention 18 (CO18) on the other hand makes provisions for worker’s

compensation for occupational diseases and refers to national legislation for the conditions under

which such compensation shall be paid. More recent guidelines and recommendations on health,

hygiene and safety in the workplace have been provided by the ILO, both in generic terms as well

as related to specific areas of work such as construction and agriculture.

The Labor Law has more specific provisions in relation to health, hygiene and safety in the

workplace. The key principles under Article 216 include:

All workers have the right to work in hygienic and safe conditions, and the employer is

obliged to ensure that adequate working conditions are created;

The employer shall provide their workers with optimal physical, environmental and moral

working conditions, inform them of any associated risks related to their work where

applicable and provide them with adequate measures to abide by the health and safety rules

and regulations in the work place;

Workers shall ensure their own health and safety, as well as of others who may be affected

by their work;

The employer should employ adequate precautionary measures to ensure that all work

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location entry and exit accesses are safe and do not pose a risk to a risk to workers;

The employer shall make provisions for appropriate protection equipment and work

clothing for workers when required, to prevent accidents and adverse health impacts;

The employer and workers shall abide to the rules and regulations related to hygiene and

safety in the workplace;

Employers may make provisions for the prevention and fight against HIV/AIDS and other

illnesses in the workplace, and shall abide to the principle of confidentiality and consent for

HIV/ AIDS tests.

Article 217 and 218 make provisions for the establishment of workplace safety commissions (which

should include employers and workers) where companies pose exceptional risks in terms of work

related accidents or health issues, and stipulate the regulations for health and hygiene. The

workplace safety commissions have the responsibility of monitoring and ensuring compliance to

health and safety measures, investigating work related accidents in identifying and organizing

prevention and assurance mechanisms for hygiene and safety in the workplace. In terms of

regulations, the norms related to hygiene and safety are governed by specific legislation as well as

by codes of conduct established b companies or workers’ unions of a specific work area.

Articles 219 to 221 of the law make provisions for workers’ health in terms of the availability of

medical assistance in the workplace, directly or through third party contracting; through the

installation of a private health unit for workers, provided the number of workers accessing health

services does not exceed the capacity of such a health unit; and in terms of medical examinations

which should be done on workers regularly.

Articles 222 to 236 of the same law makes specific provisions in relation to work related accidents

and work related illnesses. Work related accidents are defined as those that take place during

working hours, and which result in body injuries, functional disturbances or illness, reduction in the

capacity to work and death. In the event of accidents caused by the worker intentionally, because of

negligence, or that are a result of forca major, the employer is not liable and therefore not obliged

to provide compensation or pay for damage. Work related illnesses are defined as those that arise as

a result of a given professional activity or closely related to a profession, given its toxic or

biological nature. Article 224 (2) places particular attention to illnesses that result from work with

the following substances:

Lead poisoning;

Mercury poising;

Poisoning as a result of pesticides, herbicides, dyes and harmful solvents;

Intoxication or poisoning resulting from industrial dust, gases, and vapors;

Exposure to asbestos dusts and fibers in air or in products that contain asbestos;

Intoxication as a result of x-rays or radioactive substances;

Carbuncular infections;

Work related dermatoses.

The employer is obliged to make provisions of effective preventative measures to avoid accidents

and illnesses in the workplace, and these should be done in strict coordination with the entity

responsible for safety and hygiene in the workplace where these roles are split.

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In addition to the above, Decree 62/2013 of December 4th, on Judicial Regime on Work Related

Accidents and Work Related Illnesses, revokes Legislative Diploma 1706 of October 19, 1957 and

all other contradictory legislation. This Decree should be applied in conjunction with the Labour

Law, and where there are contradictions, the former should be applied.

Despite the existent legislation related to labor in the country, Mozambique faces major challenges,

particularly as 86% of the country’s labor force works in the informal market, 27% of women are

unemployed, the country has a very young population of which approximately 43% are under the

age of 15 and 39% are within the ages of 15-24 (ILO). For this project to be successful, this data

must be considered. All provisions of the Constitution, the Labor Law, the Judicial Regime on

Work Related Accidents and Work Related Illnesses and the ILO Conventions on Health and Safety

in the workplace shall be abided to during the implementation of the ERRP AF, and the present

ESMF identifies specific recommendations in the section related to mitigation measures and in the

ESMP.

7.12. CONTRACTING FOR PUBLIC CIVIL WORKS

Mozambique has recently approved legislation related to the Contracting of Contractors for Public

Civil Works, Goods Supply and Provision of Services, Decree 5/2016 of March 8th. This legislation

has provisions ranging from procedures for contracting of contractors for public civil works, goods

and service provider to the management of such contracts, to claims and appeals. Of particular

relevance is Article 160 on Safety and Discipline on Site. Article 160 stipulates that the contracting

party should demand a Health and Safety Plan from the contractor; that the contractor is obliged to

guarantee safety in the construction site and places of work and should abide to the legislation on

health, hygiene and safety in the workplace, as described under section 6.9 of this document; the

contractor should maintain a reliable signpost signaling system in the construction site and

especially where works are being carried out on public roads; and the contractor should ensure

discipline and order in the site location and areas of work.

Article 163 of Decree 5/2016 provides that the contractor is obliged to comply with the

requirements defined in the contract signed as well as with environmental legislation with the

contracting party with regards to the protection of the environment.

The ERRP AF shall comply with the provisions of the present Decree in terms of the management

of the contractors that are to implement the construction activities as described under Component A

and its sub-components of the project.

7.13. RESETTLEMENT PROCESS

Regulations on the Resettlement Process resulting from Economic Activities (Decree 31/2012 of 8

August) regulation establishes the basic rules and principles on the resettlement process for the

purpose of providing the opportunity to improve the quality of life of affected households. Article 4

lists the principles guiding the resettlement process resulting from the public and private activities.

These include principles on social cohesion; social equality; direct benefit; social equity; non-

change of income level; public participation; environmental accountability; and social

responsibility.

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This Decree makes provisions for the resettlement process, including planning, provides the rights

of the affected populations and makes provisions for fines in the event of non-compliance.

Ministerial Diploma 156/2014, of 29 September operationalizes Decree no. 31/2012 of 8 August

and provides guidance on the elaboration and implementation process of resettlement plans. This

Diploma also provides recommendations for the phasing of the resettlement process which are i)

collection and analysis of physical and socio-economic information; ii) preparation of the

resettlement plan; and iii) elaboration of the implementation action plan of the resettlement project.

During the data collection and analysis phase, the following information should be collected:

Identification and delimitation of the area of intervention, taking into account areas in the

proximity of the project whenever possible;

Number of families that will be affected and their socio-economic profile, considering their

current situation, their characteristics and lifestyles, their social and structural organization

as well as position within the community that they are part of, the most vulnerable groups;

and

Biophysical characteristics of the area.

The Resettlement Policy Framework (RPF) elaborated in parallel to the present ESMF provides

more details on the legal and guiding frameworks of the resettlement process in Mozambique and

taking into account the World Bank Involuntary Resettlement Policy OP 4.12, and provides specific

guidance and steps to be followed to either avoid resettlement or mitigate any potential adverse

impacts where this is unavoidable.

7.14. PUBLIC CONSULTATIONS PROCESS

The Ministerial Diploma no. 130/2006 and the Decree 54/2015 make provisions for the Public

Consultation Process. The former defines the basic principles related to public participation,

methodologies and procedures that should be used. It considers public participation an interactive

process that begins in the design phase and continues throughout the lifetime of the project. Decree

54/2015 provides for the public consultation process in the context of the Environmental Impact

Assessment process. Both documents establish the need for conducting public consultations with

affected and interested persons that may be affected by an activity or project directly or indirectly.

The objective of the public participation process is to identify interested and affected parts, disclose

information related to the project to them, manage dialogue with the project proponents, and take

comments and suggestions from the public in general. The basic principles of public consultation

include the following:

Availability and access of adequate information;

Wide participation of citizens;

Representation;

Functionality;

Negotiation; and

Accountability.

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For Category A+ and A activities public consultations are compulsory, whilst for Category B, these

are optional unless the activities will result in a) temporary or permanent displacement of people or

communities, and/ or b) if the activities will result in the displacement of assets or restrictions in the

use of natural resources.

Within the context of project EIA, a Ministerial Diploma no 130/2006 was introduced to stress the

need for and importance of public participation process, which seeks to integrate non-experts’

views into EIA decision-making process, by allowing individuals and civil society to voice their

concerns with regards to environmental sustainability of proposed projects. Public participation has

been critical in the preparation of this ESMF, and will be critical throughout the cycle of the ERRP

AF project.

8. REVIEW OF WORLD BANK SAFEGUARDS AND IMPLICATIONS

The World Bank Environmental and Social Safeguard/ Operational Policies as well as the World

Bank Group (WBG) Environmental, Health and Safety (EHS) Guidelines, are critical for the

institution’s support to poverty reduction in a sustainable manner, and involving affected and

interested parties of the project. The objective of these safeguard policies is to prevent and mitigate

loss and damage on human life as well as on the environment during the implementation of

development activities. These policies provide the Bank and its partners with guidelines for

identifying, preparing and implementing programs and projects, and are applied to manage

environmental and social risks and adverse impacts. In this section World Bank Operational

Policies that can be triggered by the project are reviewed. The purpose of this review is to ensure

that the proposed project concept is environmentally and socially sound, and to access the relevance

and feasibility of implementation of these policies to the proposed project.

The ERRP AF has the potential of triggering most of the policies because of the nature and

objective of the project related to the reconstruction and rehabilitation of infrastructures,

specifically the Macarretane Barrage, water supply systems, and the construction of desalination

systems as well as the water dispensers for livestock which are likely to cause certain negative

environmental and social effects.

The initial appraisal of the project highlights that the project activities would trigger the following

WB’s Operational Policies as described below: (i) Environmental Assessment (OP 4:01),

Involuntary Resettlement (OP 4.12), and Natural Habitats (OP 4:04), Physical Cultural Resources

(OP 4.11), Safety of Dams (OP 4.37) and Projects on International Waterways (OP 7.50).

Table 1: Safeguard Policies Triggered by the Project

Safeguard Policies Triggered Yes No

Environmental Assessment (OP/BP 4.01) X

Natural Habitats (OP/BP 4.04) X

Pest Management (OP 4.09) X

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Indigenous People (OP/BP 4.10) X

Physical Cultural Resources (OP/BP 4.11) X

Involuntary Resettlement (OP/BP 4.12) X

Forests (OP/BP 4.36) X

Safety of Dams (OP/BP 4.37) X

Projects on International Waterways (OP/BP7.50) X

Projects in Disputed Areas (OP/BP 7.60) X

8.1. ENVIRONMENTAL ASSESSMENT OP 4.01

The Environmental Assessment (EA) Safeguard is to ensure that projects are environmentally and

socially sustainable, and provide a basis for improved decision making. OP 4.01 evaluates a

project's potential environmental risks and impacts in its area of influence; examines project

alternatives; identifies ways of improving project selection, siting, planning, design, and

implementation by preventing, minimizing, mitigating, or compensating for adverse environmental

impacts and enhancing positive impacts; and includes the process of mitigating and managing

adverse environmental impacts throughout project implementation.

The EA takes into account the natural environment (air, water, and land); human health and safety;

social aspects (involuntary resettlement, indigenous peoples, and physical cultural resources); and

trans-boundary and global environmental aspects. It also considers natural and social aspects in an

integrated way, and taking into account the variations in project and country conditions; the

findings of country environmental studies; national environmental action plans; the country's

overall policy framework, national legislation, and institutional capabilities related to the

environment and social aspects. Thus, OP 4.01 is applicable whenever a proposed project or actions

have the potential to cause negative environmental effects to its surroundings.

The OP 4.01 classifies proposed projects into one of three categories, depending on the type,

location, sensitivity, and scale of the project and the nature and magnitude of its potential

environmental impacts:

Category A: where a project is likely to have significant adverse environmental impacts that

are sensitive, diverse, or unprecedented. For a Category A project, the borrower is

responsible for preparing a report, normally an Environmental Assessment (EA), (or a

suitably comprehensive regional or sectorial EA).

Category B: where a project’s potential adverse environmental impacts on human

populations or environmentally important areas such as wetlands, forests, grasslands, and

other natural habitats are less adverse than those of Category A projects. These impacts are

site-specific; few if any of them are irreversible; and in most cases mitigation measures can

be readily designed.

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Category C: where a project is likely to have minimal or no adverse environmental impacts.

Beyond screening, no further EA action is required for a Category C project.

Category FI: A proposed project classified in Category FI engages investment funds from

the World Bank through a financial intermediary, in sub-projects that may result in adverse

environmental impacts.

The ERRP parent project was assigned in Category B, as the activities will result in moderate

impacts that will be localized and easily mitigated. No subproject of Category A are eligible for

funding under this project. In line with the aforementioned document, activities under component A

of the ERRP-AF will trigger environmental and social safeguards. Such activities may induce

medium size rehabilitation and installation works for dykes and water supply systems including

installation of small desalinization plants. The ERRP -AF project’s environmental categorization

will remain as ‘B’ type as per the parent project, since the scope and nature of the proposed

activities are similar to the parent project and given that the project impacts are generally expected

to be site-specific, not significant, and not irreversible. The ERRP-AF will finance resilient

infrastructure rehabilitation, including new investments in drought mitigation and water distribution

infrastructures. Most of the rehabilitation and reconstruction works will focus on existing facilities.

Some of the adverse impacts include soil erosion, soil, surface and groundwater pollution and or

contamination, air pollution, loss of vegetation, public health impacts such as traffic hazards, noise,

dust, and disruption of social and cultural practices. The present ESMF will therefore focus on these

potential effects likely to occur during the implementation of the foreseen activities in the project

areas. Most of the rehabilitation and reconstruction works will focus on existing facilities.

This ESMF presents that checklists are designed to assist in identifying such potential impacts, and

direct communities and extension teams to practical ways of avoiding or mitigating them. Should

district or provincial government authorities determine that more detailed studies are required, they

can request that an environmental and social assessment be carried out and that an Environmental

and Social Management Plan (ESMP) be prepared before the project application can be considered

further in compliance with OP 4.01. The ESMP should consists of a set of mitigation, monitoring

and evaluation measures that should be taken during implementation and operation, in order to

eliminate or mitigate any adverse environmental and social impacts. The ESMP should also include

actions required to be undertaken to implement the recommended measures.

The present ESMF includes a template to prepare an ESMP for the ERRP AF to provide guidance

to the implementers, coordinators and project proponents. It provides set of responses to potential

adverse impacts, determines requirements for timely and effective response, and provides the means

for meeting the requirements set. The key components of this plan are: i) mitigation; ii) monitoring,

iii) training and capacity development, iv) projected costs for implementing the plan; and v)

integration of the plan to the project. Environmental and Social Clauses (ESC) for contractors are

no longer necessary as Bidders/Proposers are now required to demonstrate that they have a ESHS

Code of Conduct, which are a set of rules, regulations and principles set out by the contractors,

based on national legislation and/ or World Bank safeguards related to environment, health, safety,

hygiene, which will be abided by the contractors and application monitored regularly; suitably

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qualified ESHS specialists; and that they will abide by implementing, security and reporting

requirements prior to the signing of contracts.

8.2. NATURAL HABITATS (OP/BP 4.04)

The Natural Habitats safeguard is related to the protection, maintenance, and rehabilitation of

natural habitats and their functions in its economic and sector work, project financing, and policy

dialogue. The objective of this safeguard is to ensure that a precautionary approach to natural

resource management is applied to ensure opportunities for environmentally sustainable

development.

The Bank does not support projects that involve a significant conversion or degradation of critical

natural habitats unless there are no feasible alternatives for the project and its siting. Foe these to be

approved, a comprehensive analysis demonstrates that overall benefits from the project

substantially outweigh the environmental costs. If the environmental and social assessment

indicates that a project would significantly convert or degrade natural habitats, the project should

include mitigation measures acceptable to the Bank. Such mitigation measures should include

minimizing habitat loss (e.g., strategic habitat retention and post-development restoration) and

establishing and maintaining an ecologically similar protected area. Wherever feasible, Bank-

financed projects should only be sited on lands already converted.

The ERRP AF will have a small impact on Natural Habitats as it will mainly be implemented in

areas where existent activities are already taking place, such as the small-scale reconstruction of

schools and of water supply sources. Where medium scale works are envisaged, such as the

reconstruction of irrigation schemes and rural access roads and bridges as well as the contingency

emergency response, the OP 4.04 is triggered and precaution measures need to be put in place to

avoid damage to the environment. Proper planning is required regarding site selection and should

always avoid areas requiring transformation of undisturbed natural habitat.

The ESMF provides communities and implementation teams with the appropriate environmental

checklists and planning methods to identify any potential impacts of the project sub-components on

natural habitats and to develop appropriate mitigation measures to minimize or avoid damage.

8.3. INVOLUNTARY RESETTLEMENT (OP 4.12)

The purpose of this policy is to avoid or minimize involuntary resettlement and, where this is not

feasible, assist displaced persons in improving or at least restoring their livelihoods and standards of

living in real terms relative to pre-displacement levels or to levels prevailing prior to the beginning

of project implementation, whichever is higher.

OP 4.12 applies to all land acquisition and any changes in access to resources due to a sub-project.

The policy applies irrespective of the affected persons must move to another location. The Bank's

policy requires a full Resettlement Action Plan (RAP) if over 200 people must be relocated or if

these people are not physically displaced but lose over 10% of their assets due to the project. If the

impact is less than this an Abbreviated Resettlement Action Plan should be prepared instead.

The key objectives of this operational policy are to:

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Avoid or minimize involuntary resettlement scenarios, where possible and examine all

viable alternative project designs;

Support affected persons in restoring/improving their former living standards, income

generation and production capacities, or at least in restoring them;

Encourage community involvement in planning and implementing resettlement actions; and

Provide assistance to affected people regardless of the legality of land tenure.

The policy does not only cover physical displacement, but also any loss of land or other assets

associated to the proposed actions resulting in:

relocation or loss of shelter;

loss of assets or access to assets; and

loss of income sources or means of livelihood, irrespective of the affected person is to

reallocate to a new area.

This operational policy is applicable to the involuntary restriction of access to legally demarcated

conservation areas such as parks and other protected areas resulting in adverse impacts on the

livelihoods of the displaced persons. For the purpose of the RFP prepared under the remit of the

Emergency Resilient Recovery Project Additional Financing, whenever land acquisition is

necessary for the foreseen public-works, the applicant (any of the institutions with a mandate to

implement under this project) shall comply with guidance established by the RPF which has been

prepared separately and in parallel to the present ESMF.

The nature and scale of sub-components of the ERRP AF proposed means that only minimal

displacement, and subsequent need for relocation and/or compensation, is likely to occur as a

consequence of project implementation. Nevertheless, the ESMF provides criteria for determining

the need for resettlement in the form of Checklist. Additionally, a Resettlement Policy Framework

(RPF) has been also prepared for the ERRP AF and complements this ESMF with regards to

involuntary displacement.

8.4. PHYSICAL CULTURAL RESOURCES (OP/BP 4.11)

This policy addresses preserving Physical Cultural Resources (PCR), and in avoiding their

destruction and/or damage. Physical cultural resources are defined as movable or immovable

objects, sites, structures, groups of structures, and natural features and landscapes that have

archaeological, paleontological, historical, architectural, religious (including graveyards and burial

sites), aesthetic, or other locations with cultural significance. They may be located in urban or rural

settings, and may be above or below ground, or under water. Their cultural interest may be at the

local, provincial or national level, or within the international community.

The project should address any possible impacts on physical cultural resources in projects proposed

for Bank financing, as an integral part of the environmental assessment (EA) process. If the project

is likely to have adverse impacts on physical cultural resources, the project proponent should

identify appropriate measures for avoiding or mitigating these impacts as part of the EA process. At

this stage, it cannot be ascertained whether some ERRP AF target areas are located in or nearby

natural features and landscapes. Should this be confirmed during the specific identification and

selection of sites, the Chance Finds Procedure (CFP) approach shall be used in the event of

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previously unknown physical cultural resources are exposed or found in the lifecycle of a project,

and appropriate measures should be taken to ensure that natural features and landscapes are not

destroyed, and/or that mitigation measures are put in place to reduce damage. Furthermore, future

activities related to component D may trigger this safeguard, particularly in relation to religious

sites such as family graveyards and burial sites. Chance find refers to any cultural heritage site or

associated material encountered during construction works, excluding those found in the course of

an intentional archaeological investigation. It includes, but is not limited to artefacts, archaeological

deposits, ruins, monuments and human remains.

Potential adverse impacts and specific mitigation measures have been provided in the ESMP and

the ESMF mitigation matrix included in this document. The RPF being prepared in parallel to this

document presents the guidelines for management of physical cultural resources in the

Environmental Assessment and provides a plan for mitigating adverse impacts.

8.5. SAFETY OF DAMS (OP 4.37)

The purpose of this safeguard is to make provisions for the safety of construction or rehabilitation

of new and/ or existing dams as there are serious consequences if a dam does not function properly

or fails. The project proponent is responsible for ensuring that appropriate measures are taken and

sufficient resources are provided for the safety of the dam, irrespective of its funding sources or

construction status.

The safeguard policy distinguishes the types of dams as follows:

Small dams are normally less than 15 meters in height. This category includes farm ponds,

local silt retention dams, and low embankment tanks; and

Large dams which are 15 meters or more in height. Dams that are between 10 and 15

meters in height are treated as large dams if they present special design complexities for

example, an unusually large flood-handling requirement, location in a zone of high

seismicity, foundations that are complex and difficult to prepare, or retention of toxic

materials. Dams under 10 meters in height are treated as large dams if they are expected to

become large dams during the operation of the facility.

For small dams, generic dam safety measures designed by qualified engineers are usually adequate;

whilst for large dams, the policy requires that:

reviews by an independent panel of experts (the Panel) of the investigation, design, and

construction of the dam and the start of operations;

preparation and implementation of detailed plans:

o a plan for construction supervision and quality assurance,

o an instrumentation plan,

o an operation and maintenance plan, and

o an emergency preparedness plan;

pre-qualification of bidders during procurement and bid tendering; and

periodic safety inspections of the dam after completion.

The Bank may accept previous assessments of dam safety or recommendations of improvements

needed in the existing dam or DUC if there is evidence that an effective dam safety program is

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already in operation, and that full-level inspections and dam safety assessments of the existing dam

or DUC, which are satisfactory to the Bank, have already been conducted and documented.

The Macarretane barrage does not meet the OP 4.37 definition threshold for large dams as it is only

3,20 meters high. The present document however, makes provisions for mitigation of potential

adverse impacts of the works to be carried out.

8.6. PROJECTS ON INTERNATIONAL WATERWAYS (OP 7.50)

The objective of this Policy is to provide guidance for projects that will be implemented on

international waterways which include:

any river, canal, lake, or similar body of water that forms a boundary between, or any river

or body of surface water that flows through, two or more states, whether Bank members or

not;

any tributary or other body of surface water that is a component of any waterway described

in (a) above; and

any bay, gulf, strait, or channel bounded by two or more states or, if within one state,

recognized as a necessary channel of communication between the open sea and other states-

and any river flowing into such waters.

This policy applies to the following types of projects:

hydroelectric, irrigation, flood control, navigation, drainage, water and sewerage, industrial,

and similar projects that involve the use or potential pollution of international waterways as

described in para. 1 above; and

detailed design and engineering studies of projects under paragraph above, including those

to be carried out by the Bank as executing agency or in any other capacity.

The Bank requires that the international aspects of a project on an international waterway are dealt

with at the earliest possible opportunity. If such a project is proposed, the Bank requires the

beneficiary state, if it has not already done so, formally to notify the other riparians of the proposed

project and its Project/Program Details. If the project proponent indicates to the Bank that it does

not wish to give notification, normally the Bank itself does so. If the project proponent also objects

to the Bank's doing so, the Bank discontinues processing of the project. Following notification, if

the other riparians raise objections to the proposed project, the Bank in appropriate cases may

appoint one or more independent experts to examine the issues in accordance safeguard policy.

Should the Bank decide to proceed with the project despite the objections of the other riparians, the

Bank informs them of its decision.

The project will focus on rehabilitation activities within an International river basin, Limpopo

River, but is not expected to engage in large-scale rehabilitation activities or other activities that

would adversely affect the quality or quantity of water flow within shared waterways. The OP 7.50

on International Waterways is triggered, however an exemption for riparian notification has been

granted for the project.

8.7. EXEMPTIONS TO NOTIFICATION REQUIREMENT

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The following exceptions are allowed to the Bank's requirement that the other riparian states be

notified of the proposed project:

Ongoing schemes, projects involving additions or alterations that require rehabilitation,

construction, or other changes that will not adversely change the quality or quantity of

water flows to the other riparians; and will not be adversely affected by the other riparians’

possible water use. This exception applies only to minor additions or alterations to the

ongoing scheme; it does not cover works and activities that would exceed the original

scheme, change its nature, or so alter or expand its scope and extent as to make it appear a

new or different scheme;

Water resource surveys and feasibility studies on or involving international waterways.

However, the state proposing such activities includes in the terms of reference for the

activities an examination of any potential riparian issues;

Any project that relates to a tributary of an international waterway where the tributary runs

exclusively in one state and the state is the lowest downstream riparian, unless there is

concern that the project could cause appreciable harm to other states.

Rehabilitation works of the ERRP AF will be carried out within an International river basin, the

Limpopo River Basin which is shared between Mozambique, Botswana, South Africa, Swaziland

and Zimbabwe, however, the proposed investments will not involve large-scale rehabilitation works

or other activities that would adversely affect the quality or quantity of water flow within shared

waterways. The OP 7.50 on International Waterways will be triggered and an exemption for

riparian notification should be requested by the government or by the Bank.

8.8. WORLD BANK POLICY ON DISCLOSURE OF INFORMATION BP 17.50

The World Bank, through its Disclosure Policy BP 17.50, requires that all safeguard documents be

disclosed in the respective countries as well as at the Bank’s Info shop prior to appraisal or for Fast

Tracking Initiative prior to Signing of the Grant Agreement. The Bank recognizes the right to

information, and has information disclosure policies which generally contain the following

elements: principles of disclosure; exceptions to disclosure; routine disclosure; and request driven

disclosure. Disclosure of documents (including a summary of the project, and a summary of

Environmental Assessment) should be in the local language, at a public place accessible to project-

affected groups, local non-governmental organizations and other interested persons. In-country

disclosure of information is the responsibility of the borrower, in this case of the project proponent

through the steering committee or the individual institutions that will be implementing a project, in

this case the DNGRH, AIAS and MASA. Disclosure in the InfoShop is the responsibility of the

World Bank.

Documents that need to be disclosed include:

Integrated Safeguards Data Sheet;

All Safeguard mitigation plans;

Environmental Assessment/ Environmental and Social Management Plan;

Resettlement Action Plan, Policy Framework or Process Framework.

All documents should be made available to stakeholders well in advance of consultations and all

public consultations should be completed and draft or final documents should be disclosed prior to

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the project appraisal. In addition, all final documents, including the results of the consultations

should be disclosed for the record.

For the present ESMF document, information disclosure was initiated with the advertisement of the

public participation meetings held in the two provinces targeted for the implementation of the

ERRP AF. The meetings provided an opportunity for stakeholders to provide comments and useful

inputs to be taken into consideration when planning and implementing the proposed project. As the

EMSF has now been drafted, it is proposed that the disclosure process be through continued

interaction with stakeholders using contacts gathered during public meetings. E-mail contacts shall

be used to inform that the ESMF document has now been drafted and it is available on the web and

stakeholders shall be invited to provide further comments as needed. A pubic advert shall also be

sent to most widely distributed and read newspaper in the country, to inform stakeholders of the

availability of the ESMF document for review and comments. The selected inter-institutional

coordination body led by the National Directorate of Management of Water Resources (DNGRH),

as per the parent Project Document, shall ensure the availability of the full ESMF in Portuguese in

Maputo, as well as in all their provincial and district offices.

9. GAPS IN MOZAMBICAN LEGISLATION AND IN THE WORLD BANK

SAFEGUARD POLICIES

One of the weaknesses in the past in the Mozambican legislation was related to the lack of clear and

detailed procedures and norms for handling health, safety and security for both the local population

of a particular project area and/ or the project workers. In addition to the provisions made under the

Mozambican Legislation Law in terms of procedures for health, safety and security, as described in

the previous chapter of the present document, the WBG EHS General Guidelines are recommended

for the ERRP and related projects. This section provides an overview on how the General Approach

to be taken with regards to the Management of EHS issues at the Facility or Project Level.

The WBG EHS Guidelines are technical reference documents with general and industry-specific

examples of Good International Industry Practice (GIIP). They should be referred to and used to

guide issues related to provide guidance to users on EHS issues in specific industry sectors, and

they should be used together with the safeguard policies. However, the application of the EHS

Guidelines to existing facilities may involve the establishment of site-specific targets, with an

appropriate timetable for achieving them. The applicability of the EHS Guidelines should be

tailored to the hazards and risks established for each project on the basis of the results of an

environmental assessment in which site-specific factors are taken into account.

The ESH Guidelines are organized in four chapters:

Environmental

Air Emissions and Ambient

Air Quality

Energy Conservation

Wastewater and Ambient Water Quality

Water Conservation

Hazardous Materials Management

Waste Management

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Noise

Contaminated Land

Community Health and Safety

General Facility Design and Operation

Communication and Training

Physical Hazards

Chemical Hazards

Biological Hazards

Radiological Hazards

Personal Protective Equipment (PPE)

Special Hazard Environments

Monitoring

3. Community Health and Safety

Water Quality and Availability

Structural Safety of Project Infrastructure

Life and Fire Safety (L&FS)

Traffic Safety

Transport of Hazardous Materials

Disease Prevention

Emergency Preparedness and Response

4. Construction and Decommissioning

Environment

Occupational Health & Safety

Community Health & Safety

Effective management of environmental, health, and safety (EHS) issues entails the inclusion of

EHS considerations into corporate- and facility-level business processes through the following

steps:

• Identifying project hazards and associated risks as early as possible

• Involving EHS professionals, who have the experience, competence, and training necessary

to assess and manage EHS impacts and risks, and carry out specialized environmental

management functions

• Understand the likelihood and magnitude of the risks

• Prioritizing risk management strategies with the objective of achieving an overall reduction

of risk to human health and the environment

• Favouring strategies that eliminate the cause of the hazard at its source

• Incorporating engineering and management controls to reduce or minimize the possibility

and magnitude of undesired consequences

• Preparing workers and nearby communities to respond to accidents

• Improving EHS performance through a combination of ongoing monitoring of facility

performance and effective accountability.

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The following should be considered when assessing the potential risks related to health, safety and

security:

Infrastructure and Equipment Safety;

Hazardous Materials Safety;

Environmental and Natural Resource Issues (such as floods/ landslides etc.);

Community Exposure to Disease (such as water-borne illnesses etc.);

Emergency Preparedness and Response.

The project proponent should assess the potential risks and impacts from project activities and

inform affected local population of significant potential hazards in timely. It is also the

responsibility of the project proponent to support and work with the project affected population and

the local government structures to respond to any arising emergency.

The World Bank has elaborated and put in place Environmental, Social, Health and Safety (ESHS)

Enhancements for Standard Procurement Documents (SPDs) and Standard Bidding Documents

(SBDs), with a new procurement framework which came into force in 2016 and 2017. The ESHS

enhancements shall be applicable for all new works contracts for which the relevant SBD/SPD.

With the new Frameworks bidders/ proposers/ contractors are required the following:

Employer is required to set out clearly the minimum expectations of ESHS performance

from the outset, to ensure that all Bidders/Proposers are aware of the ESHS requirements;

Submit as part of their Bid/Proposal an ESHS Code of Conduct that will apply to their

employees and sub-contractors, and details of how it will be enforced. The suitability of the

Code of Conduct can be assessed and discussed as part of the Bid/Proposal evaluation and

negotiations;

The successful Bidder/Proposer is required to implement the agreed Code of Conduct upon

contract award;

Submit, as part of their Bid/Proposal, ESHS Management Strategies and Implementation

Plans required to manage the key ESHS risks of the project;

The suitability of these strategies and plans can be assessed as part of the Bid/Proposal

evaluation, and discussed during pre-contract discussions, as appropriate. These strategies

and plans will become part of the Contractor’s Environmental and Social Management Plan

(C-ESMP);

Particular Conditions of Contract now include provisions relating to the (C-ESMP), e.g.:

- a requirement that the Contractor shall not commence any Works unless the Engineer

is satisfied that appropriate measures are in place to address ESHS risks and impacts;

- at a minimum, the Contractor shall apply the plans and ESHS Code of Conduct,

submitted as part of the Bid/Proposal, from contract award onwards.

Provide an ESHS Performance Security (the sum of the two “demand” bank guarantees,

normally not to exceed 10% of the contract price). The ESHS performance security is in the

form of a “demand” bank guarantee.” The application of this provision is at the Borrower’s

discretion. It is recommended for contracts where there is significant ESHS risks as advised

by Social/Environmental specialist/s;

Demonstrate that they have suitably qualified ESHS specialists among their Key Personnel.

Key Personnel must be named in the Bid/Proposal, and in the contract. The quality of the

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proposed Key Personnel (including ESHS specialists) will be assessed during the evaluation

of Bids/Proposals. The Contractor shall require the Employer’s consent to substitute or

replace any Key Personnel;

The Engineer may require the removal of Personnel if they undertake behaviour which

breaches the ESHS Code of Conduct, e.g. spreading communicable diseases, sexual

harassment, gender-based violence, illicit activity, or crime;

Contracts now contain specific ESHS reporting requirements. These relate to:

- ESHS incidents requiring immediate notification;

- ESHS metrics in regular progress reports.

For the purposes of implementation of this ESMF, potential health, safety and security impacts

associated with the project have been identified, and mitigation measures have been recommended

in the subsequent sections based on the national legislation, the World Bank Group ESH

Guidelines, and the recently approved ESHS provided by the World Bank.

10. PUBLIC CONSULTATIONS

Public consultations were carried out in the two provinces where targeted by the ERRP AF, namely

in Chicualacuala and Chókwè in Gaza province, and in Funhalouro in Inhambane province, with the

objective of gathering public perceptions of the proposed activities as well as of the provinces and

key areas of intervention. The consultation process comprised two methods (i) consultation on a

one-to-one basis with key stakeholders (officials from line ministries, national organizations,

NGOs, the World Bank and technical staff from targeted provinces), and (ii) public meetings held

in the aforementioned provinces. Information on the purpose and dates of the public consultation

meetings was publicized in the Jornal Noticias, the most widely read newspaper in the country, in

the DNGRH office in Maputo, as well as at provincial level. A draft version of the present

document, ESMF, were also shared and made available to the public for contributions.

The objective of the consultation process was to gather general perceptions and views of all relevant

stakeholders (project affected persons as well as interested persons) on the proposed project.

Among others, the Consultant sought to identify and confirm conditions in the different provincial

contexts, and determine specific impacts that would require to be addressed under the scope of the

present ESMF. A summary of the key issues raised and contributions from the public consultation

meetings held in the 3 districts is provided below.

10.1. CONSULTATIONS IN CHICUALACUALA

In Chicualacuala the public consultation meeting took place on May 8th, 2017. The consultants met

the Head of District Services for Infrastructure Planning (SDPI) and the Water technician in

Chicualacuala, and visited the existing three water supply systems in Eduardo Mondlane village. A

summary of key findings from the visit is presented in the minutes of the meeting as an annex to the

present document, however, it is important to highlight that in the past the village sourced drinking

water from the Mueneze river which is located 37 km from the village center. The Mueneze’s

system was abandoned and its reutilization will require a large rehabilitation or reconstruction,

given the lengthy time in which it has been inoperative.

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The public consultation meeting was well attended by private water suppliers, community leaders,

general public as well as by local government authorities and officials. The participation of the

District Secretary Permanent is worth mentioning. The meeting was conducted and led by a

consultant appointed for this, and had three main objectives: i) provide information to the ERRP AF

beneficiaries, to the general provincial population to civil society organizations as well as to the

local government structures; ii) identify potential environmental and social consequences and

impacts of the project; and iii) take note of and register the contributions, grievances and

expectations of the participants with regards to the project.

10.1.1. Key Issues Raised by Participants

In terms of the area of focus of the project, the key issues raised by participants included the

following:

Reliance on borehole for water supply, as it is currently at Eduardo Mondlane Village, is

not a viable solution;

Rehabilitation of Mueneze water system would imply economic displacement of the three

private operators of existing public borehole;

Water deficit in the district is exacerbated by salinity levels, as a result submerged water

pumps break easily due to the salinity content;

Ensure a safe crossing bridge of the Macarretane Barrage during and after the dam

rehabilitation;

Water currently available at Eduardo Mondlane is brackish;

Current water tariff very expensive partially due to the cost of electricity, diesel and other

components involved in borehole based water systems;

Frequent cases of diarrhea that are associated with the water quality currently consumed.

The local hospital receives 4 to 5 cases of cholera per day that become difficult to treat, as

patients return to drinking the same unsafe water;

Building pipelines and distribution network could have an impact on the asphalted roads

within the village.

10.1.2. Key Recommendations Provided

Rehabilitation of the old water supply system to source water from Mueneze river at 37 km

away from the village;

Recruitment of skilled managers to lead the construction of the water supply system for

Eduardo Mondlane Village;

Proposed Mueneze water supply system should operate concurrently with the existing

borehole based water supply systems, as not everyone has the capacity to pay for piped

water and alternatives need to be put in place;

It was recommended that the contractor of the water supply project to Eduardo Mondlane

village should bring only the technicians because the helpers should be recruited locally.

Upon completion of works, roads that have been affected need to be covered or rebuilt.

10.2. CONSULTATIONS IN CHÓKWÈ

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In Chókwè the consultation took place on May 10th, 2017. The meeting was attended by interested

persons, local and district authorities and officials, and officers from AIAS and the Limpopo River

Management Unit. The meeting was conducted and led by a consultant appointed for this, and had

three main objectives: i) provide information to the ERRP beneficiaries, to the general provincial

population to civil society organizations as well as to the local government structures; ii) identify

potential environmental and social consequences and impacts of the project; and iii) take note of

and register the contributions, grievances and expectations of the participants with regards to the

project.

10.2.1. Key Issues Raised by Participants

In terms of the area of focus of the project, the key issues raised by participants included the

following:

The floods that hit Mozambique, particularly Gaza Province in 2015 and 2016, created

erosion problems that affected the current structure of the dam;

Cost of desalination are much higher compared to water from the river. Desalination will

require power supply and may involve other processes that are expensive;

Desalinization process may trigger other economic problems for local communities as a

result of high water tariffs associated with the desalinization process. The bigger the

desalinization plant is, the higher the water tariff will be;

Accumulation of water from poor sewerage systems close to desalination plant can create

damp habitats which result in the proliferation of mosquitoes and malaria;

Brackish water is a problem for many villages in Chókwè District where there are high

levels of water salinity.

Key Recommendations Provided

Adoption of water supply system based on water river water;

Lessons from the first rehabilitation project of the Macarretane Barrage should be

replicated.

Desalination plants ought to be preceded by assessment of viability in order not to waste

scarce financial resources. Desalinization may not be a viable option;

The projects should create a communication and stakeholder engagement strategy.

10.3. CONSULTATIONS IN FUNHALOURO

The consultation meeting in Funhalouro took place on May 12th, 2017. The meeting was well

attended by civil society organizations, an NGO, private water suppliers and plumbers, farmers,

INGC general public as well as by local government officials. The meeting was conducted and led

by a consultant appointed for this, and had three main objectives: i) provide information to the

ERRP AF beneficiaries, to the general provincial population to civil society organizations as well as

to the local government structures; ii) identify potential environmental and social consequences and

impacts of the project; and iii) take note of and register the contributions, grievances and

expectations of the participants with regards to the project.

10.3.1. Key issues raised by Participants

The lack of clean water supply has become the biggest problem in Funhalouro. Without

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water, people in the village cannot irrigate their agricultural fields. The lack of clean water

supply exacerbates poverty levels in the village;

Community borehole in Malave does not yield any water;

Available water in Funhalouro is brackish. People and animals suffer from lack suitable

water as a result of droughts;

There is a water supply deficit in Funhalouro and poor families are left without water as

they cannot afford to pay 2 MT/20 liter;

In Mutchai there is one borehole where individuals and cattle fight for drinking water, and

another without water is in Mutchai 1;

There is no water supply in Mbone, which is 7 km away from Funhalouro village;

There are no technicians to repair water systems when they break, and there is no mention

of skills to offer genuine failure diagnosis in the project. When a water system breaks down,

there is no ability to assess the failure and this is the reason why some water systems have

been discontinued and abandoned;

In many areas water is very deep and the boreholes are not deep enough to reach the water

table;

As a result, the boreholes bring up saline water as they bring ground water from nearby;

The water project is likely to be associated with erosion due to excavations (if not properly

handled);

Private water supply operators will lose their sources of income;

Rainfall reservoir is not a solution as it will guarantee water supply for a short period of

time;

The project will bring many people to the village looking for employment which may lead

to disturbance to the existing order and the proliferation of diseases;

People may lose their assets due to the water projects.

10.3.2. Key Recommendations Provided

Boreholes for the planned water supply system should go deep to tap onto clean water

Existing rainfall reservoirs should not be considered as alternative sources for the planned

water supply systems as it only rains during only 2-3 months of the year and often times

many years go without rainfall;

Environmental and social safeguards must address the existing potential economic and

physical displacement (the water pipe may affect properties, crops and trees);

As part of water social responsibility of the projects, he recommended that an assistant

should be appointed for the small water system outside the village. This could be in the

form training

Displacement of private property (houses, business and field crops/trees) should be

anticipated and compensation measures should be planned;

Prioritize hiring of local staff as unemployment is very high in the village;

The water system should consider additional funds to train mechanics and acquire

equipment for the maintenance of the water system.

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In general, the issues raised by the participants of the public consultation have been taken note of

and included throughout the present document. The ESMP also includes recommendations

informed by these meetings.

11. SIGNIFICANT ENVIRONMENTAL AND SOCIAL IMPACTS

The ERRP AF, alike any other development related project is susceptible to generating adverse

social and environmental impacts, therefore it is essential to include measures that will mitigate or

eliminate these impacts. Given the nature of the project, with a focus on rehabilitation of irrigation

and water supply infrastructure for the mitigation of climate cognate effects, a number of potential

impacts should be studied and addressed. Notwithstanding this, it is expected that the potential

adverse social and environmental impacts associated with the rehabilitation of the Macarretane

Barrage; the water supply systems rehabilitation and expansion; and the installation of water

desalination systems be localized and of short duration, and that they can be minimized

significantly through adequate planning and the implementation of the Environmental Management

Plans by the contractors responsible for the implementation of the works to be carried out.

Components C and E are not expected to trigger or result in any environmental or social impacts

given the very nature of the components (monitoring of the project and food distribution).

This sections highlights the potential impacts according to each sub-component and activity

envisaged, and provides recommendations for mitigation actions and measures.

11.1. SUB-COMPONENT A.5 REHABILITATION OF THE MACARRETANE BARRAGE

This sub-component focuses on the rehabilitation of the Macarretane Barrage located in Gaza

province as described in the previous section of this document. Civil works here will involve

stabilizing the downstream terrace of the Barrage. Re-enforcement of the downstream terrace

rehabilitation measures includes replacing the damaged concrete block carpet in downstream apron,

as well as filling the scour holes in the riverbed in order to stabilize the downstream terrace to avoid

further scouring. The potential adverse impacts of these works are enlisted below.

11.2. POTENTIAL ADVERSE ENVIRONMENTAL IMPACTS

Changes in water allocation upstream and downstream of barrage as a result of the

rehabilitation activities;

Change in the reservoir volume and in the overall water regime as a result of the works to

be carried out;

Contamination of ground and surface water as well as soils as a result of chemicals (oils,

fuels and lubricants from machinery and vehicles working on site, remains of paints, etc.)

particularly on sites located near waterways;

Contamination of water and soils can result in contamination of crops produced by farmers

in the surrounding areas of the project as well as of the beneficiaries of the Chókwè

Irrigation Scheme;

Hydrologic changes, resulting from the rehabilitation of the dam can lead to significant

increase in mosquito breeding sites;

The use of heavy machinery and equipment may also result in soil compaction, changing

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surface and ground water flows and adversely affecting agriculture soils;

Equally excavation, extraction of construction materials and other construction-related

activities can result in soil contamination;

Setting-up of semi-permanent work sites may cause negative impacts due to accumulation

of solid waste, and disposal of human waste.

11.3. POTENTIAL ADVERSE SOCIAL IMPACTS

Social conflicts resulting from land uptake as may be required for the rehabilitation of the

dam, and these may have a worse impact on the most vulnerable, particularly households

headed by women and/ or children;

Remedial works may require land acquisition or resettlement of local communities;

The expected rise in human population attracted by the functionality of the barrage and

their associated wastes are likely to increase exposure to disease transmitted from

contaminated standing water in the previously flooded areas during the wet season;

Public nuisance and health impacts resulting from inadequate disposal of solid wastes

including demolition materials;

Rehabilitating of water control structures, may affect some already degraded and sensitive

habitats along the riverbanks;

Noise pollution given the reconstruction works, as a result of operating machinery and

equipment;

Increase in the risk of water borne diseases such as cholera or malaria in the project areas;

Increase in risk of contamination of food as a result of chemical residues in the water going

into crop production in the project surrounding areas and the Chókwè Irrigation Scheme;

Increase in HIV/AIDS rates as a result of workers coming from other areas of the country;

Possibility of work-related accidents where health, safety and hygiene measures are not put

in place, and monitored closely;

Increase in cases of sexual harassment and child abuse leading to early pregnancies and

increase in school dropout rates;

In terms of local employment, the non-use of local resident manpower during the

rehabilitation and construction of the infrastructures could cause some frustrations at the

local level (and could lead to social conflicts);

Labour influx increase given the lack the skilled or desired labour for activities related to

the project.

11.4. POTENTIAL POSITIVE IMPACTS

The Chókwè Irrigation Scheme will operate continuously as a result to the rehabilitation

works at the Macarretane Barrage, and this will in turn have a positive impact on the levels

of production of food, and subsequently on food security and improved nutrition of the

population the targeted areas;

Improvements in the incomes and livelihoods of people living in the surrounding areas of

the barrage;

The rehabilitation of the barrage will ensure that food production throughout the year, thus

contributing significantly to mitigate the cyclical drought impacts in the project area and

region;

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Additional safety measure will ensure that the barrage does not collapse and is fully

functional, which will also ensure protection of human lives;

The re-enforcement of the downstream terrace rehabilitation measures including replacing

the damaged concrete block carpet in downstream apron, and filling the scour holes for

stabilization of the downstream terrace will prevent to further scouring.

11.5. SUB-COMPONENT A.6 – WATER SUPPLY SYSTEMS REHABILITATION AND EXPANSION

Activities under this sub-component will focus on the rehabilitation and expansion of the water

supply systems of two small towns, Chicualacuala and Funhalouro, benefiting over 41,000 people

with access to improved drinking water services. The potential adverse impacts of these works are

enlisted below.

11.6. POTENTIAL ADVERSE ENVIRONMENTAL IMPACTS

Air pollution can be caused as a result of dust/ toxic chemicals in the air during the

rehabilitation and reconstruction works;

Contamination of ground and surface water as a result of chemicals (oils, fuels and

lubricants from machinery and vehicles working on site, remains of paints, etc.) particularly

on sites located near waterways;

During all types of construction and rehabilitation works, residual waters, chemicals and

oils are discharged. These have the potential of adversely affecting underground water and

soils in the areas where the project is implemented;

Soil erosion can be expected to result from earth-moving activities during rehabilitation

works and will expose the soil to erosion. Soil erosion is susceptible where vegetative cover

is reduced;

The use of heavy machinery and equipment may also result in soil compaction, changing

surface and ground water flows and adversely affecting future use for agriculture;

Equally excavation, extraction of construction materials and other construction-related

activities can result in erosion and soil contamination. Over the longer term, if erosion

persists, it may result in reduced the depth of top soils depth, which may affect soil water

and nutrients;

Loss in vegetation and damage to natural habitats.

11.7. POTENTIAL ADVERSE SOCIAL IMPACTS

Further water shortages in some areas during the rehabilitation works;

Inadequate sanitation in construction areas which can be mitigated/ avoided with the

provision of adequate washing and toilet facilities close to the works;

Water borne illnesses resultant from still waters/ water treatment;

Quality of water not in accordance with WHO standards and lead to diseases;

Incidents and accidents are bound to occur in the workplace;

Noise and vibrations are common during construction and rehabilitation works;

Potential for social conflicts between workers (from other areas) at site and members of

local community;

In terms of local employment, the non-use of local resident manpower during the

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rehabilitation and construction of the infrastructures could cause some frustrations at the

local level (and could lead to social conflicts);

Acquisition of land may be required for rehabilitation or reconstruction works, which may

lead to involuntary resettlement of local communities;

Temporary disturbance of commercial activities in villages particularly during construction

phase a vital source of livelihood;

Work related accidents where health, hygiene and safety measures are not out in place and

monitored on a regular basis;

No clarity on who will manage the water supply facilities after rehabilitation;

Economic impact on small operators who currently supply water to villages as they are

likely to lose business once the proposed improved water supply systems become

operational;

No feasibility study carried out to identify the population’s willingness and capacity for

paying water service, however a proxy analysis based on studies carried out in small towns

with similar characteristics, such as Vila de Massangena and Chigubo, has indicated the

likelihood of payment and the preference of installation of water fountains.

11.8. POSITIVE IMPACTS

More people with access to safer water in the districts of Chicualacuala (11,000 people) and

in Funhalouro (30,000), particularly girls and women can spend time undertaking other

activities and going to school instead of walking long distances in search of water;

Civil works will include the water storage facilities, tower, network and house connections

and some standpipes which will ensure water supply;

Safe drinking water will result in improved sanitation and hygiene conditions, which

ultimately improve their living standards;

The quality of water will be based on international standards (World Health Organization -

WHO);

Reduction in water-borne illnesses and water contamination due to safe supply of water in

the target area;

Opportunities for temporary jobs and improvements of skills and abilities of local workers.

The project will stimulate the local economy;

Private operators will be selected through a public tender, to manage public water systems

and ensure that they are operational or make small repairs;

Access to clean water in adequate quantities can have a positive impact on increasing

agricultural activities, chicken raising and livestock. Currently, it is challenging to raise

chicken due to the restriction in water supply whenever the electricity supply fails;

With clean water supply local communities will be able to develop small watered

agricultural camps or vegetable gardens and improve nutrition and food security.

11.9. SUB-COMPONENT A.7 – INSTALLATION OF WATER DESALINATION SYSTEMS

This sub-component will be implemented in the districts of Chigubo and Massingir in Gaza

province, which are characterized by hydrogeological environments which are not favorable for

fresh water supply. Activities will focus on the installation and operation of the desalination

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facilities in the two locations. This sub-section provides a list of potential environment and social

impacts of the desalination systems in both districts.

11.10. POTENTIAL ADVERSE ENVIRONMENTAL IMPACTS

Desalination plants directly impact the marine environment by returning the relatively high

temperature concentrated brine to the sea;

Different products used in chemical cleaning of membranes and pre-treatment cleaning

disposed-off in the Limpopo River basin or in the sea can contaminate these water

resources and biodiversity;

Noise pollution around the desalination plants as a result of use of high pressure pumps and

energy recovery systems, such as turbines, which produce significant level of noise;

A desalination unit generates a lot of brine which is made of various salts, heavy metals,

organic compound. If these are discharged in the sea or in rivers they create a great

chemical imbalance on the physical and chemical constitution of the water, and

subsequently on the species of these waters and the biodiversity;

Indirect impact of creating an increased demand for electricity production and heat

depending upon the process, temperature and source water quality. Fossil fuel-powered

desalination plants have environmental effects related to the emission of greenhouse gases

or other pollutants associated with power generation;

Transporting water may give rise to hygienic issues and water quality deterioration due to

its transport; moreover, transporting high quality potable water requires the installation and

operation of a high quality infrastructure that would prove prohibitively expensive;

Contamination of finished water during pre-treatment, desalinated and post-treatment by

certain organics, surface runoff, and chemical and sanitary waste outfalls near the intake to

the desalination plant;

Soil erosion can be expected to result from earth-moving activities during construction

works as a result of clearing vegetation cover;

The use of heavy machinery and equipment may also result in soil compaction, changing

surface and ground water flows and adversely affecting agriculture soils;

Equally excavation, extraction of construction materials and other construction-related

activities can result in soil contamination;

Setting-up of semi-permanent work sites may cause negative impacts due to accumulation

of solid waste, and disposal of human waste.

11.11. POTENTIAL ADVERSE SOCIAL IMPACTS

If water is not degasified after the desalination process it may have bad taste and odor and

result in people not drinking it. This could be a potential loss in investment;

Over use of chemicals during desalination process may lead to health issues in the

population of the target areas;

Resettlement and dislocation of people may be required for the construction of the

desalination systems;

Work related accidents may occur if necessary health, safety and hygiene measures are not

taken;

Poor performance of civil works contractors (and their supervisors) leading to unsuccessful

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incorporation of the proposed mitigation measures;

In terms of local employment, the non-use of local resident manpower during the

rehabilitation and construction of the infrastructures could cause some frustrations at the

local level (and could lead to social conflicts);

Acquisition of land may be required for rehabilitation or reconstruction works, which may

lead to involuntary resettlement of local communities;

Vulnerable groups such as women, children, and elderly do not benefit from the positive

effects of the project;

In the human context, the coming and going of vehicles carrying construction materials can

create problems of traffic and mobility in general congestion, increasing thus the

disturbance (noise, dust) that the population will be exposed, not to mention accidents of

road. The same applies to the handling of powder materials (cement and sand), which can

annoy the inhabitants of the surrounding areas (dust);

Increase in HIV/AIDS rates as a result of workers coming from other areas of the country;

The mixed construction process should involve the community, it widely known that

effective community involvement varies from community to community, and hence it is

expected that there will be communities with difficulties in getting involved in this process;

Work related accidents where health, safety and hygiene measures are not put in place,

adhered to or monitored on a regular basis;

The activities may have adverse impacts on particularly vulnerable groups such as orphans

and vulnerable children, elderly, and women in terms of limited access to water, to potential

resettlement as a result of the works, and in terms of disruptions as a result of the activities.

It is therefore recommended that the rights of the vulnerable groups are safeguarded and

that gender balance is ensured throughout the implementation of the activities under the

project.

11.12. POSITIVE IMPACTS

More people with access to safer water in the districts of Chigubo and Massingir,

particularly girls and women can spend time undertaking other activities and going to

school instead of walking long distances in search of water;

Safe drinking water will result in improved sanitation and hygiene conditions, which

ultimately improve their living standards;

The quality of water will be based on international standards (World Health Organization -

WHO), and reduction in water-borne illnesses and water contamination due to safe supply

of water in the target area;

Opportunities for temporary jobs and improvements of skills and abilities of local workers.

Decrease in transportation and water supply costs from water previously supplied from

Chókwè to Chigubo and Massingir;

The intervention also proposes the establishment of Management Systems for Operation

and Maintenance, therefore any technical issues with the systems will be dealt with in due

time.

The construction of eight multifunctional boreholes equipped with solar pumps will ensure

that the systems are sustainable and do not depend on high energy costs associated with

desalination processes.

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11.13. MITIGATION MEASURES

Adverse environmental and social impacts can be minimized through the adoption of an

Environmental and Social Management Plan (ESMP) that details suitable mitigation and

management measures. An ESMP is included in subsequent chapters of this document, and includes

the potential adverse environmental and social impacts, the mitigation measures, the timeframe for

employing the measures and the responsible person(s) to ensure that the measures are adhered by.

This section provides mitigation measures for all 3 sub-components of the ERRP AF.

11.14. MITIGATION MEASURES FOR ENVIRONMENTAL IMPACTS

Avoid or minimize clearing of vegetation during preparation for rehabilitation and

reconstruction works in the targeted areas, to reduce chances of soil erosion and the damage

of natural habitats. This can be done by carrying out works in areas that have already been

cleared, where infrastructure was existent prior to the disaster/ emergency, or by

minimizing clearing vegetation where new areas have been identify because it has been

deemed that the existent ones are not appropriate;

Irrigation infrastructure needs to be designed to ensure that localized erosion does not

occur. Construction activities generally expose soil to erosion. Therefore, careful design for

the rehabilitation and reconstruction of irrigation schemes can avoid the occurrence of

erosion problems;

Following the completion of construction work, vegetation should be established around

structures so that bare soil is not exposed to erosive forces;

Proper asbestos disposal will be among the responsibilities of the contractors. Asbestos can

be disposed safely in sealed plastic containers to be buried for example in municipal

landfills

Ensure availability of adequate sanitary facilities for the construction workers close the

working sites, to avoid contamination of water and soils from human waste in the area of

work and surrounding areas;

Avoid reconstruction works and work site waste disposals close to waterways to ensure the

protection of water resources;

Water quality measurements should be carried out to evaluate the concentrations of the

substances of importance to the water quality and aquatic species. The substances include

residual chlorine, dissolved oxygen, ambient seawater temperature and salinity, pH and

ammonia. The measurements will be used to evaluate the water quality with regard to the

water quality standards and used for the water quality model calibration;

A biological survey should be carried out in the plant vicinity to evaluate the ecosystem in

the area;

A detailed sampling grid should be constructed in the water supply plant vicinity and

surveyed by the ecologist. Data should provide a detailed description of local habitats and

species. Photos on the ecosystem should be taken on the grid by divers with underwater

camera. The value of the ecosystem in the study area can be evaluated by the ecologist

based on the finding of the survey;

Water quality should be tested on a regular basis and should be based on the WHO

Guidelines for Drinking-Water Quality (GDWQ);

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Demand for electricity production to run the desalination plants will not be triggered as the

systems will the use of solar-powered plants to reduce environmental effects related to the

emission of greenhouse gases or other pollutants associated with power generation;

Desalination brine should not be disposed of to the sea or to the Limpopo river basin.

Disposing of brine in the sea or rivers should be completely avoided. Brine should be

collected and transported to salt works. If the salt produced is directed for human

consumption, appropriate measures should be taken for it to be transported and tested;

To mitigate the risk of contaminating and wasting water that has undergone the desalination

process, as well as costs associated to the process and transportation of water all

desalination plants should be built where there is a water shortage problem and water

produced is only intended to cover the needs locally;

Pre-treatments of desalinated water should involve enhanced disinfection, using granular

activated carbon or more frequently powdered activated carbon for can be used to treat

contaminated water. Chlorine is also added to disinfect and to reduce biofouling and protect

the membrane from degradation;

Waste from desalination should be discharged to sewers or treated at a sewage treatment

plant to dilute with municipal wastewater prior discharge;

Brine may be placed in lined lagoons and dried and disposed in landfills;

Make use of WHO Desalination Guidance in order to comply with the Guidelines for

Drinking-Water Quality (GDWQ4;

Regular monitoring of the desalination systems to confirm that the process was properly

designed, and built and is being properly operated to prevent contamination from reaching

consumers;

Changing the location of brine disposal and treating the brine before it is discharged can

reduce the impact it may have on the water it is being disposed off in

Injecting brine via wells into confined and non-potable aquifer systems, however this is an

expensive option, as a specific well would be required to be constructed

After desalination, product water must be degasified to prevent taste and odor problem;

Correct dosage and application of use should be used during desalinated process. Specific

guidelines and standards should be available, and these should be in line with the WHO

drinking water quality guidelines. Water should be tested at a local or regional lab on a

regular basis to ensure quality standards are being adhered to and to ensure that the water is

safe for human consumption.

11.15. MITIGATION MEASURES FOR SOCIAL IMPACTS

Ensure participation of all relevant stakeholders, including local communities in all

processes of the project cycle, from planning and design phases, to implementation and

participation;

Take into account the specific rights, needs, and vulnerabilities of women, orphans and

marginalized people in relation to natural resources during recovery, and promote equitable

access to recovery;

Ensure that vulnerable groups are targeted and involved during recovery and reconstruction

4http://www.who.int/water_sanitation_health/gdwqrevision/desalination.pdf

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interventions, where possible approaches such as food for work may be employed for

activities that do not require special skills;

Build capacity for green recovery and reconstruction, and ensure consultation/coordination

with relevant stakeholders (affected populations, interested parties, civil society) in

recovery and reconstruction;

Destruction of cultural and heritage sites should be completely avoided. The project

proponents should determine whether the proposed project locations are in areas where

cultural heritage is expected to be found either during construction or operation. The

Chance Find Procedure is to be used, where any cultural heritage site or material is

subsequently encountered during construction works. Where these are not related to

conservation areas or heritage, the RPF should provide guidance on the transfer of this sites

and compensation for the affected populations;

The RPF will provide guidance on the mechanism and tools that should be employed to

address the potential scope of resettlement and land acquisition, where involuntary

resettlement is necessary. This includes the establishment of clear communication channels

between the project and the PAPs to convey and report potential social conflicts. The

Grievance Redress Mechanism (GRM) is recommended to be used to deal with potential

grievances and dissatisfaction raised by the PAPs in relation to the project. In Mozambique,

the mechanism raising grievances is usually as follows: i) issue raised firstly to the village

chief, traditional leader, or village head; ii) then to the Head of Post; iii) to Consultative

Council; iv) to the District Administrator and finally; v) to court. If communities feel their

grievances are not adequately addressed, they have the option to go up to Provincial level or

still further, national level;

Conduct information sharing and awareness campaigns on the causes and preventative

measures of HIV/AIDS, tuberculosis and other epidemics for reconstruction workers,

suppliers as well as local communities;

Ensure availability of adequate sanitary facilities for the construction workers close the

working sites, to avoid contamination of water and soils from human waste which may have

adverse impacts on the health of workers and population of the surrounding areas;

Include other support measures such as safe water points, storage facilities, electricity etc.

for project site workers;

Ensure hygiene and security measures are respected in work sites to reduce risks of work-

related accidents.

11.16. CUMULATIVE IMPACTS

Macarretane Barrage: Sedimentation in rivers is a natural phenomena occurring particularly

during the rainy season where loads of sediments are dragged to the river as result of storm water

discharging into the river. Soils disturbances due to agricultural activities upstream of the

Macarretane barrage may also contribute with sediments to the the river. Additional sediments may

be added to the river as a result of the proposed civil works associated to rehabilitation of the

downstream terrace of Macarretane barrage. This potential cumulative impact is the most

expressive likely to affect the aquatic environment, however it would be temporary, occurring

during construction phase, and can be mitigated by ensuring that no sediments are added to the river

during the rehabilitation of the barrage’s infrastructure. In Addition, vehicles and equipment

movement would potentially result in emission of dust and gases to the atmosphere, hence,

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affecting the air quality. Vehicle maintenance and dust suppression in the proximity of population

concentration points would minimize these impacts on human health.

Rehabilitation and expansion of water and sanitation systems: The proposed upgrade of water

and sanitation systems is will take place in villages with considerable number of people, and these

activities may be carried out simultaneously with other civil works activities being implemented by

government and private entities in the villages, such as construction, roads upgrade and

rehabilitation works undertaken by district government authorities or any other private initiatives in

the villages to support the various investments in targeted villages. The combined effect of different

projects may have important effects on the biophysical and socioeconomic environment,

particularly in terms of the air quality, noise environment, landscape and socioeconomics as

summarized below:

In terms of air quality, it is expected that dust and gas emission will increase particularly as

most water and sanitation projects may involve excavations and use of vehicles and

machinery;

With respect to noise, it is anticipated that the noise levels could increase, as a result of

combined sources from different projects, with significant impacts upon sensitive receptors

such as population concentration points (schools, markets, health facilities) in the villages;

Regarding the biotic systems, the expected cumulative impacts on the flora and vegetation

are important, but would be less expressive where civil works are being implemented in

the villages centers;

Increased water availability and possible unattended water leaks may lead to wet conditions

and consequently proliferation of disease vectors such as mosquitoes;

The impacts on the landscape would be associated to the construction phase, and it is

considered that these could be important, but temporary, based on the assumption that an

environmental plan for landscape recovery would be devised to mitigate these impacts.

Installation of Water Desalination Plants and Water Dispensers for live stock: One key impact

under this component would be the continual water uptake in the aquifer which may result in

further increase of levels of salinity in the aquifer. This may result in the need for upgrading the

water desalination process, with a view to lower the levels of salinity and make water available for

human consumption. This issue of increased levels of salinity in the aquifer will need to be

monitored to inform the district water authorities with a view to identifying other technical

solutions as well as alternative water sources to ensure continued availability of potable water for

human consumption. Other cumulative impacts would be related to increased demand for land as

well as competing land uses particularly in siting the location of water desalination plants in

villages, and this impact would be more expressed in villages where there are no available spaces

reserved for future expansion of water facilities. Impacts may be resolved by applying principles

outlined in the Resettlement Policy Framework (RPF) prepared in parallel to the present ESMF.

The proposed ERRP-AF projects will collectively have positive impacts in the reduction of the

incidence of waterborne diseases through provision of potable water, increasing the welfare of local

people and children who spend part of their day looking for water will have more time to be

dedicated to personal development activities and income generation. These impacts if combined

with improved sanitation, improved nutrition with increased agricultural production as a result of

rehabilitation of the Macarretane barrage, as well as with improved availability of protein from live

stock, form positive cumulative impacts that will improve the standards of living of the beneficiary

communities.

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12. ENVIRONMENTAL AND SOCIAL MANAGEMENT PLAN (ESMP)

The purpose of this section is to provide guidance on how to prepare future Environmental

Management Plan (ESMP) to ensure effective and optimal environmental and social management

of the projects once their exact location and design of interventions are known. The ESMP there

provides the relevant subcomponents of the project; the potential negative environmental and social

impacts; proposed mitigation measures; and defines responsibilities for the implementation and

monitoring of the measures.

Table 2: Environmental and Social Management Plan

Project

Activity

Environmental/

Social Impact

Mitigation Measures Responsibility Timeframe/

Periodicity Implemen

tation of

measures

Monitoring

of measures

Rehabilitation of the Macarretane Barrage

To be managed, implemented and monitored by the MOPHRH through DNGRH

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Environ

mental

Impacts

Soil erosion can

be expected to

result from earth-

moving activities

Implement appropriate

soil erosion control

measures such as

minimizing run-off,

Scheduling to avoid

heavy rainfall periods if

possible

Contouring and

minimizing length and

steepness of slopes

Mulching to stabilize

exposed areas

Re-vegetating areas

promptly

Designing channels and

ditches for post-

construction

Contractor DPOPHRH

District

Services for

Infrastructure

Environmental

Focal Point/

Safeguards

Specialist

Team

Verification of

conditions

prior

commenceme

nt and upon

completion of

works

Contamination of

soils and water as

a result of works

Superior soils should be

separated/ removed and

replaced/ placed back

once the works have been

concluded

Contractor District

Services for

Infrastructure

Environmental

Focal Point/

Safeguards

Specialist

Team

Verification of

conditions

prior

commenceme

nt and upon

completion of

works

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Residual waters,

chemicals and oils

are discharged

contaminating

underground water

and soils

Adequate drainage of

water and/or other liquid

wastes used during

reconstruction and

operation phases of the

Project

Use of chemical products

such as oils, lubricants

and fuels should be

limited and controlled/

supervised

Drainage systems in the

Project sites should be

equipped with a water/ oil

separator

Guidelines and

procedures on cleaning

oil/ fuel/ chemical leaks

should be made available

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Monitored on

a monthly

basis

Vegetation

clearance, soil

disturbances, and

modification of

natural habitats

Avoid or minimize

clearing of vegetation

during preparation for

rehabilitation and

reconstruction works.

Vegetation should be

established around

structures so that bare

soils are not exposed to

erosive forces

Reinstatement of

vegetation cleared

following completion of

works; rehabilitation of

site’s disturbed soils

immediately after

completion of works

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

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Air pollution as a

result of dust/ toxic

chemicals in the

air

Watering surfaces to

reduce dust and reduce

usage of chemicals;

Reduction of speed limits

and/ or access to roads

that lead to the project

areas

Ensure regular

maintenance of vehicles

and equipment used on

sites

Minimizing dust from

material handling

sources, such as

conveyors and bins, by

using covers and/or

control equipment

Moving potential

hazardous air pollutants,

such as asbestos, from

existing infrastructure

prior to demolition

Avoiding open burning of

solid

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Monitored on

a monthly

basis

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Setting-up of semi-

permanent work

sites may cause

negative impacts

due to

accumulation of

solid waste, and

disposal of human

waste

includes

contaminated soils,

ly rags, used oil

filters etc. Non-

hazardous waste

includes excess fill

materials from

grading and

excavation

activities, scrap

wood and metals,

and small concrete

spills. Other non-

hazardous solid

wastes include

office, kitchen, and

dormitory wastes

Availability of adequate

sanitary facilities for the

construction workers

close the working sites, to

avoid contamination of

water and soils

The contractor should

categorize all waste

(hazardous and non-

hazardous), and should

adopt the practice of

recycling whenever

possible

Provide containment for

fuel storage tanks and for

the temporary storage of

other fluids such as

lubricating oils and

hydraulic fluids

Train workers on the

correct transfer and

handling of fuels and

chemicals and the

response to spills

Make provisions for

access to potable water

and washrooms during

works and of water,

sanitation and hygiene

(WASH) programs

directed towards the local

populations in targeted

areas

Assess the presence of

hazardous substances in

or on building materials

(e.g. asbestos- containing

flooring or insulation)

and decontaminate or

properly dispose of

contaminated building

materials

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Monitored on

a weekly basis

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Poorly installed

channels may

concentrate water

in specific areas

and subsequently

drain the area and

contribute to

drying up

wetlands.

Ensure that

reconstruction process is

managed adequately and

that all stages of the

works are monitored for

quality control and

quality assurance

Identification, regular

measurement, and

recording of principal

water flows within at the

target area

Definition and regular

review of performance

targets, which are

adjusted to account for

changes in major factors

affecting water use (e.g.

industrial production rate)

Regular comparison of

water flows with

performance targets to

identify where action

should be taken to reduce

water use

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Monitored on

a monthly

basis

Hydrological

alterations may

lead to significant

increase in

mosquito

breeding sites

Distribute mosquito nets

to project workers who

remain on-site as well as

to local communities in

surrounding area of the

project;

Outbreaks of malaria,

urinary infections and

water-borne illnesses

should be monitored

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Monitored on

a trimester

basis

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Social

Impacts

Social conflicts

resulting from land

uptake

Public consultations prior

to any works/ during

project preparation and

throughout all phases of

the Project according to

the provisions of Decree

45/ 2004 and Ministerial

Diploma 130/2006

Involve interested and

affected people, directly

or indirectly affected by

the activities of the

Project

If resettlement is

unavoidable, the

resettlement process has

to be managed in

accordance to the Law on

Resettlement Decree n⁰

31/2012 of August 8, and

in conformity with the

World Bank Safeguard

Policy on Involuntary

Resettlement OP/BP

4.12

DPOPHRH

Consultant

MOPHRH

Safeguards

Specialist

Team

Steering

Committee

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Public nuisance

and health impacts

resulting from

inadequate

disposal of solid

wastes including

demolition

materials.

Use of chemical products

such as oils, lubricants

and fuels should be

limited and controlled/

supervised

Drainage systems in the

Project sites should be

equipped with a water/ oil

separator

The contractor should

categorize all waste, and

should adopt the practice

of recycling whenever

possible

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Monitored on

a weekly basis

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Noise pollution

given the

reconstruction

works, as a result

of operating

machinery and

equipment.

Choosing less noisy

equipment and make use

of equipment in good

conditions

Usage of silencers to

reduce vibrations of

equipment during

construction phases

Where necessary, reduce

construction time and the

running speed of noisy

equipment

Planning and logistics

should be appropriate –

plan noisy activities for

early hours of the day and

inform local inhabitants

of activities that will

result in noise and

vibrations

Monitor noise and

vibrations

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Safeguards

Specialist

Team

Monitored on

a weekly basis

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Risk of water

borne illnesses

such as cholera or

malaria

Solid waste should be

covered to avoid

contamination of water

Distribute mosquito nets

to project workers who

remain on-site as well as

to local communities in

surrounding area of the

project

Outbreaks of malaria,

urinary infections and

water-borne illnesses

should be monitored

Providing surveillance

and active screening and

treatment of workers

Prevention of larval and

adult propagation through

sanitary improvements

and elimination of

breeding habitats close to

human settlements

Elimination of unusable

impounded water

andincrease in water

velocity in natural and

artificial channels

Considering the

application of residual

insecticide to

dormitory walls

Implementation of

integrated vector control

programs

Promoting use of

repellents, clothing,

netting, and other

barriers to prevent insect

bites

Contractor DPOPHRH

District Health

Services

Safeguards

Specialist

Team

Monitored on

a monthly

basis

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Contamination of

food as a result of

chemical residues

in water and soils

going into crop

production through

the Chókwè

Irrigation Scheme

and surrounding

production areas

Adequate drainage of

water and/or other liquid

wastes used during

reconstruction and

operation phases of the

Project

Contractor INIR

District Health

Services

Safeguards

Specialist

Team

Monitored on

a monthly

basis

Increase in

HIV/AIDS rates

as a result of

workers coming

from other areas of

the country.

Conduct information

sharing and awareness

campaigns on the causes

and preventative

measures of HIV/AIDS,

tuberculosis and other

epidemics for

reconstruction workers,

suppliers as well as local

communities

Condoms should be

distributed to workers and

surrounding

communities, and health

care should for workers

should be made available

NGOs or

Community

Based

Organizatio

ns (CBOs)

District Health

Services

DPOPHRH

Safeguards

Specialist

Team

Work-related

accidents as a

result of lack of

use of personal

protective

equipment by

workers during the

construction phase

Use of chemical products

such as oils, lubricants

and fuels should be

limited and controlled/

supervised

Guidelines and

procedures on cleaning

oil/ fuel/ chemical leaks

should be made available

Drainage systems in the

Project sites should be

equipped with a water/ oil

separator

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Environmental

Focal Point/

Safeguards

Specialist

Team

Safeguards

Specialist

Team

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Non-use of local

resident

manpower

Highly recommended to

hire local workers

wherever possible. This

will raise the acceptance

of the population to the

project

Priority be given to local

construction firms with

knowledge of the local

social norms

Contractor DPOPHRH

District

Services for

Infrastructure

(in loco)

Safeguards

Specialist

Team

Verification

prior

commenceme

nt and upon

completion of

works

Destruction of

cultural and

heritage sites for

use of spaces

during

rehabilitation or

reconstruction

works

Site areas should be

identified and agreed to

prior to the start of the

works

Destruction of cultural

and heritage sites should

be completely avoided.

Where previously

unknown cultural

heritage sites are found

during construction, the

chance finds approach

shall be used – this

should include

consultation with local

communities, transfer or

removal where possible,

and restoration for critical

sites.

Where these are not

related to conservation

areas or heritage, the RPF

should provide guidance

on the transfer of this

sites and compensation

for the affected

populations.

DPOPHRH District

Services for

Infrastructure

Provincial

Directorate of

Culture (DPC)

Safeguards

Specialist

Team

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Water Supply Systems Rehabilitation and Expansion

To be managed, implemented and monitored by AIAS

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Environ

mental

Impacts

Soil erosion

resultant from

excavations or

other earth moving

activities

Rehabilitation of site’s

disturbed soils

immediately after

completion of works

Vegetation should be

established around

structures so that bare soil

is not exposed to erosive

forces

Scheduling to avoid

heavy rainfall periods if

possible

Contouring and

minimizing length and

steepness of slopes

Mulching to stabilize

exposed areas

Re-vegetating areas

promptly

Designing channels and

ditches for post-

construction

Combine civil

construction, tree-

planting and small earth

movements to help

stabilise soils

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Loss in vegetation

and natural

habitats of plants

and animals

Avoid or minimize

clearing of vegetation

during preparation for

rehabilitation and

reconstruction works.

Carry out works in that

have already been

cleared, where

infrastructure was

existent prior to the

disaster/ emergency

Reinstatement of

vegetation following

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

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completion of works

Soil compaction

resulting from the

use of heavy

equipment and

machinery on site

Careful choice of

equipment and machinery

and should take into

account size of the

location/ area where

works will be carried out

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Prior to

commenceme

nt of works

Contamination of

water and soils as

a result of

chemicals (oils,

fuels and

lubricants from

machinery and

vehicles working

on site, remains of

paints, etc.).

Superior soils should be

separated/ removed and

replaced/ placed back

once the works have been

concluded

Use of chemical products

such as oils, lubricants

and fuels should be

limited and controlled/

supervised

Drainage systems in the

Project sites should be

equipped with a water/ oil

separator

The contractor should

categorise all waste, and

should adopt the practice

of recycling whenever

possible

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Monitored on

a monthly

basis

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Water quality Ensure water quality is

adequate for human

consumption where

rehabilitation of water

supply systems will take

place (quality of water

should be tested for

salinity, and to determine

necessary water

treatment, and use WHO

standards.

Avoid construction of

water supply wells and

water intake structures in

sensitive ecosystems;

Evaluate potential

adverse effects of

groundwater withdrawal,

including modeling of

groundwater level

changes and resulting

impacts to surface water

flows, potential land

subsidence, contaminant

mobilization and

saltwater intrusion

Modify extraction rates

and locations as

necessary to prevent

unacceptable adverse

current and future

impacts, considering

realistic future increases

in demand

Minimize the quantity of

solids generated by the

water treatment process

through optimizing

coagulation processes;

Use corrosion-resistant

piping, valves, metering

equipment, and any other

equipment coming in

AIAS AIAS

Provincial

Directorate

of Health/

District

Health

Services

Provincial

Laboratory

Tested prior

commenceme

nt of works

and monitored

on a trimester

basis

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contact with gaseous or

liquid chlorine, and

keep this equipment

free from contaminants,

including oil and grease

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Air pollution

resulting from

dusts and use of

chemicals

Watering surfaces to

reduce dust and reduce

usage of chemicals; and

avoid fires

Adequate preparation of

construction material

such as cement

Reduction of speed limits

and/ or access to roads

that lead to the project

areas

Ensure regular

maintenance of vehicles

and equipment used on

sites

Minimiz dust from

material handling

sources, such as

conveyors and bins, by

using covers and/or

control equipment (water

suppression, bag house,

or cyclone)

Minimize dust from open

area sources, including

storage piles, by using

control measures such as

installing enclosures and

covers, and increasing the

moisture content

Avoid open burning of

solid

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a monthly

basis

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Setting-up of semi-

permanent work

sites may cause

accumulation of

solid waste, and

disposal of human

waste which may

contaminate water

and soils in sites

Availability of adequate

sanitary facilities for the

construction workers

close the working sites, to

avoid contamination of

water and soils

Promote and facilitate

correct septic tank design

and improvement of

septic tank maintenance.

Septic tank design should

balance effluent quality

and maintenance needs

Consider provision of

systematic, regular

collection of fecal sludge

and septic waste

Use appropriate

collection vehicles. A

combination of vacuum

tanker trucks and smaller

hand-pushed vacuum tugs

may be needed to service

all households;

Facilitate discharge of

fecal sludge and septage

at storage and treatment

facilities so that untreated

septage is not discharged

to the environment.

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a monthly

basis

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Acquisition of land

for rehabilitation

or reconstruction

works, which may

lead to

involuntary

resettlement

Public consultations prior

to any works/ during

project preparation and

throughout all phases of

the Project according to

the provisions of Decree

45/ 2004 and Ministerial

Diploma 130/2006 on the

public consultation

process, which should

involve interested and

affected people, directly

or indirectly affected by

the activities of the

Project

If resettlement is

unavoidable, the

resettlement process has

to be managed in

accordance to the Law on

Resettlement Decree n⁰

31/2012 of August 8, and

should also be in

conformity with the

World Bank Safeguard

Policy on Involuntary

Resettlement OP/BP

4.12

AIAS

Consultant

AIAS

Steering

Committee

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Social

Impacts

Non-use of local

resident

manpower during

the rehabilitation

and construction of

the infrastructures

Highly recommended to

hire local workers

wherever possible. This

will raise the acceptance

of the population to the

project

Priority be given to local

construction firms with

knowledge of the local

social norms

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions

verified prior

commenceme

nt and upon

completion of

works

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Accumulation of

solid waste and

inadequate

disposal of human

waste can lead to

health issues

Availability of adequate

sanitary facilities for the

construction workers

close the working sites, to

avoid contamination of

water and soils

The contractor should

categorize all waste, and

should adopt the practice

of recycling whenever

possible

Make provisions for

access to potable water

and washrooms during

works and of water,

sanitation and hygiene

(WASH) programs

directed towards the local

populations in targeted

areas

Promote and facilitate

correct septic tank design

and improvement of

septic tank maintenance.

Septic tank design should

balance effluent quality

and maintenance needs

Consider provision of

systematic, regular

collection of fecal sludge

and septic waste

Use appropriate

collection vehicles. A

combination of vacuum

tanker trucks and smaller

hand-pushed vacuum tugs

may be needed to service

all households;

Facilitate discharge of

fecal sludge and septage

at storage and treatment

facilities so that untreated

septage is not discharged

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a monthly

basis

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to the environment.

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Occupation of

private land by

contractors during

works

Public consultation with

local communities, and

prior authorization on

areas that can be used by

contractors for setting-up

temporary camp-sites,

disposal of waste, storage

and parking of vehicles,

equipment and machinery

to be used in construction

site

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions

verified prior

commenceme

nt and upon

completion of

works

Noise pollution

given the

reconstruction

works, as a result

of operating

machinery and

equipment.

Choosing less noisy

equipment and make use

of equipment in good

conditions

Usage of silencers to

reduce vibrations of

equipment during

construction phases

Where necessary, reduce

construction time and the

running speed of noisy

equipment

Planning and logistics

should be appropriate –

plan noisy activities for

early hours of the day and

inform local inhabitants

of activities that will

result in noise and

vibrations

Monitor noise and

vibrations

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a weekly basis

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Water shortages

in some areas

during the

rehabilitation or

emergency repairs

works

Ensure optimal water

management to avoid

disruption of water

supply

Establish alternative

water sources during

rehabilitation works

Ensure local communities

are informed of possible

water shortages prior to

and during works and that

they are informed of

where to attain alternative

sources

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Monitored on

a weekly basis

Risk of water

borne illnesses

such as cholera or

malaria

Solid waste should be

covered to avoid

contamination of water

Distribute mosquito nets

to project workers who

remain on-site as well as

to local communities in

surrounding area of the

project

Outbreaks of malaria,

urinary infections and

water-borne illnesses

should be monitored

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

District

Health

Services

Environment

al Focal

Point

Monitored on

a trimester

basis

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Increase in

HIV/AIDS rates as

a result of workers

coming from other

areas of the

country.

Conduct information

sharing and awareness

campaigns on the causes

and preventative

measures of HIV/AIDS,

tuberculosis and other

epidemics for

reconstruction workers,

suppliers as well as local

communities

Condoms should be

distributed to workers and

surrounding

communities, and health

care should for workers

should be made available

NGOs or

Community

Based

Organizations

(CBOs)

District

Health

Services

AIAS

Conditions

verified prior

commenceme

nt and upon

completion of

works

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Work-related

accidents as a

result of lack of

use of personal

protective

equipment by

workers during the

construction phase

Health and Safety

requirements should be

put in place: Restrict

access to construction

sites and make provisions

for security guards at

entrances and exits of

construction sites

Make provisions for

proper training on the use

of equipment as well as

training on health and

safety procedures in the

workplace

Provide safety equipment

to workers (such as

helmets, gloves, goggles,

boots) etc. including

ensure signs placed on

sites

Make provisions for a

health unit or first aid and

prepare an emergency

response plan

Avoid working at night,

and when this is

inevitable ensure that

sufficient lighting is

available for night works

Establish speed limits at

site areas to avoid

accidents

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitor on a

weekly basis

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Fire outbreaks in

project areas as a

result of exposure

of flammable

materials during

reconstruction

works.

Availability of fire

extinguishing equipment

and/or fire alarm systems

and appropriate storage

areas for chemicals,

hazardous and flammable

materials to reduce risks.

Proper storage of

dangerous chemical

products at the Project

sites.

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitor on a

trimester basis

Destruction of

cultural and

heritage sites for

use of spaces

during

rehabilitation or

reconstruction

works

Site areas should be

identified and agreed to

prior to the start of the

works

Destruction of cultural

and heritage sites should

be completely avoided.

Where previously

unknown cultural

heritage sites are found

during construction, the

chance finds approach

shall be used – this

should include

consultation with local

communities, transfer or

removal where possible,

and restoration for critical

sites.

Where these are not

related to conservation

areas or heritage, the RPF

should provide guidance

on the transfer of this

sites and compensation

for the affected

populations.

AIAS

Contractor

District

Services for

Infrastructure

Provincial

Directorate

of Culture

(DPC)

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

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Social

Impacts

Inadequate

sanitation in

construction areas

which can be

mitigated/ avoided

with the provision

of adequate

washing and toilet

facilities close to

the works

Availability of adequate

sanitary facilities for the

construction workers

close the working sites, to

avoid contamination of

water and soils

Contractor AIAS

Districts

Services for

Infrastructure

District

Health

Services

Monitored on

a monthly

basis

Target population

not willing or able

to pay for water

supply

Verify with local

populations willingness

and capacity to pay a

symbolic amount per

household for the use of

the water supply systems

to ensure sustainability

and availability of funds

for repairs in the future;

Set-up water committees

in the targeted areas to

monitor and support

AIAS AIAS

Districts

Services for

Infrastructure

Community

leaders

Monitored on

a monthly

basis

Installation of Water Desalination Systems

To be managed, implemented and monitored by AIAS

Environ

mental

Impacts

Soil erosion

resultant from

excavations or

other earth moving

activities

Rehabilitation of site’s

disturbed soils

immediately after

completion of works

Implement appropriate

soil erosion control

measures

Combine civil

construction, tree-

planting and small earth

movements to help

stabilize soils

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

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Loss in vegetation

and natural

habitats of plants

and animals

Avoid or minimize

clearing of vegetation

during preparation for of

the sites.

Carry out works in that

have already been cleared

Vegetation should be

established around

structures so that bare soil

is not exposed to erosive

forces

Reinstatement of

vegetation cleared

following completion of

works

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Soil compaction

resulting from the

use of heavy

equipment and

machinery on sites

Careful choice of

equipment and machinery

and should take into

account size of the

location/ area where

works will be carried out

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Prior to

commenceme

nt of activities

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Contamination of

water and soils as

a result of

chemicals (oils,

fuels and

lubricants from

machinery and

vehicles working

on site).

Superior soils should be

separated/ removed and

replaced/ placed back

once the works have been

concluded

Use of chemical products

such as oils, lubricants

and fuels should be

limited and controlled/

supervised.

Drainage systems in the

Project sites should be

equipped with a water/ oil

separator.

Provide adequate

secondary containment

for fuel storage tanks and

for the temporary storage

of other fluids such as

lubricating oils and

hydraulic fluids,

Use impervious surfaces

for refueling areas and

other fluid transfer areas

Train workers on the

correct transfer and

handling of fuels and

chemicals and the

response to spills

Providing portable spill

containment and cleanup

equipment on site and

training in the equipment

deployment

Assessing the contents of

hazardous materials and

petroleum-based products

in building systems and

process equipment and

removing them prior to

initiation of

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

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decommissioning

activities, and managing

their treatment and

disposal

Assessing the presence of

hazardous substances in

or on building materials

(e.g. asbestos- containing

flooring or insulation)

and decontaminating or

properly managing

contaminated building

materials

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Issues during water

withdrawal Avoid construction of

water supply wells and

water intake structures in

sensitive ecosystems;

Evaluate potential

adverse effects of

groundwater withdrawal,

including modeling of

groundwater level

changes and resulting

impacts to surface water

flows, potential land

subsidence, contaminant

mobilization and

saltwater intrusion

Modify extraction rates

and locations as

necessary to prevent

unacceptable adverse

current and future

impacts, considering

realistic future increases

in demand.

Potential impact on soil,

groundwater, and surface

water, in the context of

protection, conservation

and long term

sustainability of water

and land resources,

should be assessed when

land is used as part of any

waste or wastewater

treatment system

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a monthly

basis

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Setting-up of semi-

permanent work

sites may cause

accumulation of

solid waste, and

disposal of human

waste which may

contaminate water

and soils in sites

Availability of adequate

sanitary facilities for the

construction workers

close the working sites, to

avoid contamination of

water and soils

The contractor should

categorize all waste, and

should adopt the practice

of recycling whenever

possible

Make provisions for

access to potable water

and washrooms during

works and of water,

sanitation and hygiene

(WASH) programs

directed towards the local

populations

Promote and facilitate

correct septic tank design

and improvement of

septic tank maintenance.

Septic tank design should

balance effluent quality

and maintenance needs

Consider provision of

systematic, regular

collection of fecal sludge

and septic waste

Facilitate discharge of

fecal sludge and septage

at storage and treatment

facilities so that untreated

septage is not discharged

to the environment.

Provide systems for

effective collection and

management of sewage

and greywater (separately

or combined)

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a weekly basis

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Air pollution as a

result of dust/ toxic

chemicals in the

air

Watering surfaces to

reduce dust and reduce

usage of chemicals; and

avoid fires

Adequate preparation of

construction material

such as cement

Reduction of speed limits

and/ or access to roads

that lead to the project

areas

Ensure regular

maintenance of vehicles

and equipment used on

sites

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a weekly basis

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Contamination of

rivers and the sea

close in the

province with

desalination

treatment

chemicals which

can affect

biodiversity and

species

Disposal of brine in the

sea or rivers should be

completely avoided

Brine should be collected

and transported to salt

works. If directed for

human consumption,

appropriate measures

should be taken into place

including hygiene and

testing

Waste from desalination

should be discharged into

sewers or treated at a

sewage treatment plant

Changing the location of

brine disposal and

treating the brine before

ultimate discharge the

actual impact of brine in

the receiving water can be

reduced.

Brine can be discharged

in the surface water and

diluted or can be mixed

with less saline waste

streams before ultimate

discharge

Brine can be directed to

the existing sewer

treatment plant to dilute

with municipal

wastewater prior

discharge

Brine can be injected via

wells into confined and

non-potable aquifer

systems

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a trimester

basis

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Chemical

imbalance in sea

and fresh waters

due to disposal of

brines resultant

from desalination

process

Disposal of brine in the

sea or rivers should be

completely avoided

Brine should be collected

and transported to salt

works. If directed for

human consumption,

appropriate measures

should be taken into place

including hygiene and

testing

Waste from desalination

should be discharged into

sewers or treated at a

sewage treatment plant

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Increased demand

for electricity

required for

desalination

process and

subsequently

increased in green-

house gas

emissions

Plant will function on

solar power to ensure

economic and

environmental

sustainability and to

reduce the costs and

effects associated with

electrical power

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Transportation of

water from

desalination plant

to consumers may

result in

contamination or

deterioration of

quality of water

All desalination plants

should be installed where

there is a water shortage

problem and water should

only be intended to cover

local needs

Contractor AIAS

Provincial

Laboratory

Provincial

Directorate

of Health

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Water has bad

taste and odor and

people may not

like it

Desalinated water needs

to be degasified as part of

treatment

Water quality measures

should be undertaken to

evaluate concentration of

important substances

such as pH, residual

chlorine, salinity and

ammonia

Abide by WHO

guidelines

Correct dosage and

application of use should

be set and used during

desalination process,

monitored and tested

regularly

Contractor AIAS

Provincial

Laboratory

Provincial

Directorate

of Health

Monthly in

the first 6

months; and

every

trimester

subsequently

Over use of

chemicals during

desalination

process may result

in alteration in

taste and odour of

water and people

may not drink it

Water needs to be tested

before pretreatment and

after desalination and

treatment process to

ensure that quality is in

accordance with the

recommendations and

standards provided by the

WHO for drinking water

Contractor AIAS

Provincial

Laboratory

Provincial

Directorate

of Health

Monthly in

the first 6

months; and

every

trimester

subsequently

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Social

Impacts

Acquisition of

land may be

required for

installation of

desalination plant,

which may lead to

involuntary

resettlement of

local communities

Public consultations prior

to any works/ during

project preparation and

throughout all phases of

the Project according to

the provisions of Decree

54/ 2015 and Ministerial

Diploma 130/2006 on the

public consultation

process, which should

involve interested and

affected people, directly

or indirectly affected by

the activities of the

project.

If resettlement is

unavoidable, the

resettlement process has

to be managed in

accordance to the Law on

Resettlement Decree n⁰

31/2012 of August 8, and

should also be in

conformity with the

World Bank Safeguard

Policy on Involuntary

Resettlement OP/BP

4.12.

AIAS

Consultant

AIAS

Steering

Committee

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Non-use of local

resident

manpower during

the rehabilitation

and construction of

the infrastructures

could cause some

frustrations at the

local level

Highly recommended to

hire local workers

wherever possible. This

will raise the acceptance

of the population to the

project.

Priority be given to local

construction firms with

knowledge of the local

social norms

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

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Destruction of

cultural heritage

sites

Destruction of cultural

heritage should be

completely avoided

Identification of location

process should determine

whether the proposed

location of a project is in

areas where cultural

heritage is expected to be

found, either during

construction or

operations.

Prior consultations with

local communities, PAPs

and interested persons is

key in identification of

construction areas

Restoration of the

functionality of the

cultural heritage that is

discovered and tampered

with during construction

works

AIAS

Contractor

Provincial

Directorate

of Culture

District

Services for

Infrastructure

(in loco)

AIAS

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

Setting-up of semi-

permanent work

sites may cause

negative impacts

due to

accumulation of

solid waste, and

disposal of human

waste

The contractor should

categorise all waste, and

should adopt the practice

of recycling whenever

possible

Make provisions for

access to potable water

and washrooms during

works and of water,

sanitation and hygiene

(WASH) programmes

directed towards the local

populations in targeted

areas

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a weekly basis

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Work-related

accidents as a

result of lack of

use of personal

protective

equipment by

workers

Health and Safety

requirements should be

put in place:

Restrict access to plant

sites and make provisions

for security guards at

entrances and exits

Make provisions for

proper training on the use

of equipment as well as

training on health and

safety procedures in the

workplace

Provide safety equipment

to workers (such as

helmets, gloves, goggles,

boots) etc.

Make provisions for a

health unit or first aid and

-prepare an emergency

response plan

Avoid working at night,

and when this is

inevitable ensure that

sufficient lighting is

available for night works

Establish speed limits at

site areas to avoid

accidents

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a weekly basis

Fire outbreaks in

project areas as a

result of exposure

of flammable

materials during

reconstruction

works.

Availability of fire

extinguishing equipment

and/or fire alarm systems

and appropriate storage

areas for chemicals,

hazardous and flammable

materials to reduce risks

Proper storage of

dangerous chemical

products at the Project

sites

Contractor AIAS at

provincial

level

District

Services for

Infrastructure

(in loco)

Environment

al Focal

Point

Monitored on

a monthly

basis

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Increase in

HIV/AIDS rates as

a result of workers

coming from other

areas of the

country.

Conduct information

sharing and awareness

campaigns on the causes

and preventative

measures of HIV/AIDS,

tuberculosis and other

epidemics for

reconstruction workers,

suppliers as well as local

communities

NGOs or

Community

Based

Organizations

(CBOs)

AIAS

Provincial

Directorate

of Health/

District

Health

Services

Conditions to

be verified

and

documented at

the beginning

of works, and

verified upon

completion of

works

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Risk of water

borne illnesses

such as cholera or

malaria

Solid waste should be

covered to avoid

contamination of water

Distribute mosquito nets

to project workers who

remain on-site as well as

to local communities in

surrounding area of the

project

Outbreaks of malaria,

urinary infections and

water-borne illnesses

should be monitored

Prevention of larval and

adult propagation through

sanitary improvements

and elimination of

breeding habitats close to

human settlements

Considering the

application of residual

insecticide to

dormitory walls

Promoting use of

repellents, clothing,

netting, and other

barriers to prevent insect

bites

Use of chemoprophylaxis

drugs by non-immune

workers andcollaborating

with public health

officials to help eradicate

disease

Monitoring and treatment

of circulating and

migrating

populations to prevent

disease reservoir spread

AIAS District

Services for

Infrastructure

(in loco)

AIAS

District

Health

Services

Monitored on

a trimester

basis

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13. ANALYSIS OF ALTERNATIVES

The Project will support investments in the rehabilitation or reconstruction of existing

infrastructure, thus minimizing potential negative social and environmental impacts and increasing

the efficiency of the investments. To assess alternatives scenarios and to identify the preferred

alternative an analysis of the proposed sub-project activities, an analysis was carried out with regard

to their environmental and social implications. The analysis was carried out for three scenarios,

namely, no-project scenario, alternative option, and with component scenario. A no project

alternative is not recommending for either of the sub-projects and their proposed activities as the

advantages of the proposed works with component scenario alternative it a better option than the

“no-project” and “alternative option” scenarios.

Analysis of Alternatives - Summary Table

Sub-

Project

Activity

No Project and no Component Scenario Alternative option With Component

Scenario

Rehabilitat

ion of the

Macarreta

ne Barrage

The downstream terrace which has suffered

scouring will remain unstable, and the

existent scour holes in the riverbed that are

as deep as 9 meters will accentuate. This

would imply that the Macarretane

downstream catchment would be left in

their present states with a real potential for

worsening and deterioration of structural

assets for dam safety. No action alternative

is not recommended.

No alternative identified Intervention would

lead to strengthening

the Macarretane

Barrage safety,

reduction in erosion of

soil, elimination of

scouring and reduction

silting of the river and

channels, and

improvement in the

livelihoods and

incomes of the local

population and those

that depend on the

Chokwe Irrigation

Scheme for their

agriculture practices

and livelihoods.

Continued high levels of erosion posing

creating risks to the pillar of the dam, and

increasing chances of the dam collapsing

and causing human, material and financial

loses

No alternative identified

The barrage may become inoperative in the

medium to long run, causing decreases and

eventually ceasing of agricultural activities

in the Chokwe Irrigation system and

surrounding areas, and adversely impacting

the production levels of food and incomes

and livelihoods of farmers and population

of the district in general

No alternative identified

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There is a risk of the piers that support the

two bridge-decks (road and railway)

collapsing. The bridge deck is of

importance for the local communities to

comment and transport goods, as well as of

particular regional importance, as they are

a vital part on the Limpopo Corridor

System, which provides access to the

Maputo Harbor for landlocked countries

such as Zimbabwe, Botswana and Zambia,

collapsing. This may result in the disuse of

the infrastructure

No alternative identified

Water

supply

systems

rehabilitati

on and

expansion

Chicualacuala and Funhalouro to remain

with no functioning public water supply

system. Water will continue to be supplied

by private providers and local population in

targeted areas are to continue paying for

access.

Make use of existing rainfall

reservoirs as alternative

sources for the planned water

supply system. The main

issue with regards to this

system is that the targeted

areas have very low rainfall

and a short period of rain.

They are drought prone

locations and suffer cyclical

dry spells.

Works will include

water storage

facilities, towers,

networks and house

connections and some

standpipes which will

ensure water supply.

Safe drinking water

will result in improved

sanitation and hygiene

conditions

Installation

of water

desalinatio

n systems

Limited access to water and continued

supply from Chokwe and private water

suppliers, with high transportation costs,

and high costs to be paid by local

population

Make use of existing rainfall

reservoirs as alternative

sources for the planned water

supply system. The main

issue with regards to this

system is that the targeted

areas have very low rainfall

and a short period of rain.

They are drought prone

locations and suffer cyclical

dry spells.

The construction of

eight multifunctional

boreholes equipped

with solar pumps will

ensure that the

systems are

sustainable and do not

depend on high energy

costs associated with

desalination processes.

The quality of water

will be based on

international standards

(World Health

Organization -WHO),

and therefore a

reduction in water-

borne illnesses and

water contamination is

expected given the

safe supply of water in

the target areas.

There will be access to

water for small

agriculture activities.

High salinity water available from current

boreholes continued to be used for

livestock and agriculture

Use of treated sewage and

treated wastewater to increase

water supply to help address

future increases in water

demand for agricultural

purposes. Hygiene and safety

as well as costs associated

with this process outweigh

desalination process

Continued health problems amongst

population in targeted areas related to

intake if water with high salinity levels as

well as water-borne illnesses resulting from

inadequate hygiene and safety measures

during collection, transportation, storage

and distribution

No alternative identified for

water for human

consumption.

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14. ENVIRONMENTAL AND SOCIAL SCREENING PROCESS

The screening process described in this section is aimed at determining which activities

(reconstruction/rehabilitation/installation works) are likely to result in significant negative

environmental and social effects with a view to determine appropriate impact mitigation measures

for those activities, and ensure environmental sustainability of sub-projects undertaken in the

Project areas, through effective monitoring of impacts during the construction/rehabilitation phase

of works in the cities. The outcome of the screening process will determine the extent of

environmental considerations required preceding the carrying out of activities of the Project related

to construction and rehabilitation works.

For the purpose of the reconstruction/rehabilitation/ installation works, the MITADER

Environmental Screening Form (Annex 2) has been considered. However, the form does not fully

address some of the key environmental and social effects likely to result from the proposed

activities. Thus, an Environmental and Social Screening Form (Annex 3) has been devised to

support environmental and social decision-making of the proposed works.

The form is also designed to be used by the persons involved in the implementation of the program,

reviewers and relevant decision makers, in order to identify mitigation measures for the activities

likely to have adverse environmental and social effects, and identify the need for advanced

environmental assessment.

The screening process for this project consist of four steps i) review of environmental and social

impacts checklist for projects; ii) screening of impacts from the sub-components and sites; iii)

assignment of environmental categories; and iv) preparation, review and approval of an

Environmental Action Plan. The screening process will be carried out using a screening form to be

attached to this ESMF. The already established safeguards specialist team in the implementation

units will be responsible for carrying out the environmental and social screening. The Steps can be

summarised as follows:

MITADER

(DPTADER)

Approval of

environmental

assessment

Public

consultation and

Disclosure

Safeguards Specialist

team in MOPHRH,

AIAS

Environmental

monitoring and

follow up

Safeguards Specialist

team in MOPHRH,

AIAS

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14.1. STEP 1 - REVIEW OF ENVIRONMENTAL AND SOCIAL IMPACTS CHECKLIST FOR PROJECTS

The Safeguards Specialist team will make use of the environmental and social checklist annexed to

this ESMF (Annex 4), will should be filled out for each of the project sub-components and by their

respective teams. This activity will take place in parallel to the preparation of plans and drawings of

the proposed reconstruction/rehabilitation works under each of the sub-components of Component

A of the ERRP AF.

Category B activities may require only the application of mitigation measures indicated in the

checklist. Where the checklist identifies the need for acquisition of land, a Resettlement Action Plan

(RAP) should be prepared by qualified personnel in line with the OP 4.12 for Involuntary

Resettlements, and taking into account the Ministry Diploma 181/2010 of November 3, and taking

into account the Resettlement Policy Framework prepared in parallel to this ESMF.

If the results of the environmental and social screening process indicate the need for an

environmental impact assessment (EIA) as a result of the complexity of the proposed

reconstruction/rehabilitation activities, EIAs will be carried out by an authorized consultancy firm,

in line with the Decree 45/2004 (and its update as per the Decree 42/2008 of November 4) on

Regulations for Environmental Impact Assessment Processes administered by MITADER, and in

consideration of the Bank’s OP 4.O1 for Environmental Impact Assessments.

This ESMF includes a simple Environmental and Social Management Plan to be used by the

different implementation units of the ERRP.

Safeguards Specialist

team in MOPHRH,

AIAS

Review of

checklist

Site screeningSafeguards Specialist

team in MOPHRH,

AIAS

Categorization Safeguards Specialist

team in MOPHRH,

AIAS

Review and

Approval

MITADER/

DPTADER Technical

Assessment

Selection of

Consultant

Safeguards Specialist

team in MOPHRH,

AIAS

Environmental

Impact

Assessment

Authorized EIA

Consultant

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14.2. STEP 2 - SCREENING OF SITES

The Safeguards Specialists Team from each of the project implementation units or sub-components

should conduct a desktop study aimed at appraising the project’s plans and activities. The team will

be trained by the Provincial Directorate of Land, Environmental and Rural Development

(DPTADER) on the identification of basic environmental and social issues associated with

development projects. Each safeguards team shall work in coordination with the other members of

the implementation unit (including the MOPHRH, AIAS) to determine the likelihood of the project

to cause negative environmental and social impacts. The team should conduct a site visit with a

view to verify the site conditions and determine what the potential environmental and social

impacts associated with the activities to be implemented.

14.3. STEP 3 – ASSIGNMENT OF ENVIRONMENT CATEGORIES

The identification and attribution of a category for each sub-component should be preceded by

filling out the proposed Environmental and Social Screening Form (Annex 3) and the information

gathered in this form will be used to assign the appropriate environmental category A+, A, B or C as

described below. The criteria for categorization of the proposed rehabilitation/reconstruction works

under this ESMF are based on the World Bank’s OP 4.01 for Environmental Assessment and the

Mozambican EIA regulations as per the newly approved Decree 54/2015. Category A sub-projects

are not eligible for financing under the ERRP project as it has been classified as Category B.

The environmental categorization of activities will be carried by the Safeguards Specialist team,

under the auspices of the implementation unit and taking into consideration of the criteria below:

Category A+: activities requiring an Environmental Impact Assessment and reports subject

to independent review by experts with recognized experience;

Category A: activities requiring an Environmental Impact Assessment;

Category B: activities requiring an Environmental Impact Assessment (EIA) or/and an

Environmental Management Plan (EMP);

Category C: activities that are exempt from detailed environmental impact assessment, but

which shall be implemented in observance of environmental management best practices.

The ERRP has been analyzed the project has been categorized as B. All activities under

components A and D, given the nature of the foreseen works fall under Categories B and C as their

potential environmental and social impacts are expected to be site-specific, minimal, and easily

mitigated through a simple environmental management plan (for category B activities) and

environmental management best practices for category C projects.

Each proponent of the sub-components of the project (MOPHRH, AIAS) will be required to fill the

environmental and social screening forms of the proposed construction/rehabilitation/installation

works, propose adequate environmental classification of the activities, and communicate the results

of the screening to MITADER at the Provincial Directorate of Environmental (DPTADER) for final

decision-making.

14.4. STEP 4 - PREPARATION, REVIEW AND APPROVAL OF ENVIRONMENTAL ACTION PLAN

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The environmental and social screening forms and the EIA reports should be submitted to

DPTADER for review and decision-making. In summary, DPTADER will be responsible for the

following:

Review of the results and recommendations submitted by the Safeguards Specialist team

based on the environmental and social screening form (Annex 3);

Review of the proposed mitigation measures presented in the Environmental Checklist

(Annex 4);

Review the results of the conducted EIAs and ESMP (included in this ESMF) to determine

and ensure that all relevant environmental and social issues have been properly addressed,

and relevant mitigation measures have been put in place for the proposed reconstruction and

rehabilitation works.

In the case of approval of an EIA Report, an Environmental License in line with the requirements of

the Decree 45/2004 on Regulations for Environmental Impact Assessment Process will be issued.

The approval should also include information on how the findings of the EIA Report were used to

make the final decision.

Once the environmental and social screening form has been approved by DPTADER, the district

and the project implementation unit environmental officers will be informed (in writing) and the

construction/rehabilitation works can begin.

14.5. PUBLIC CONSULTATION AND DISCLOSURE

The EIA Regulations for Environmental Impact Assessment Process (Decree 54/2015) and the

Ministerial Diploma 130/2006, as described in this document stipulate that public consultation is an

integral part of the EIA process and should be considered throughout the project cycle, and should

include all relevant bodies, the Project Affected Persons (PAPs) and interested persons. The public

consultation process should include:

One or more public (members of the community, government and non-government entities

and other stakeholders) meetings with a view to present the proposed activities, and gather

public views, concerns and expectations regarding the proposed project;

Register all the issues raised and ensure that communication channels between the public

and the project team are established with a view to gather public perception regarding the

proposed project.

Public meetings must be preceded by a public announcement which clearly states where the

meetings will be held, the date, and such notice must be publicized though the most circulated

newspaper or the most used communication channel (e.g. radio, TV, newspaper) 15 days before the

meeting date. In certain cases, members of the public may require basic information about the

project prior to the meeting date, to allow for active participation during the public meetings.

Public consultation should contribute to the elaboration of the scoping report by identifying the key

issues which should be addressed in detail during the environmental assessment of the project’s

activities. The results of consultations should be included into the EIA Report and it should be

explicitly stated how these results have been used in the scoping report and in making the final

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decision of the EIA Report. For the ERRP AF, it is proposed that the consultation with public be

carried out throughout all phases of the project cycle.

Table 4: Responsibility for implementing Screening Process

Screening phase Responsibility

Review of checklist Safeguards Specialist team in each sub-component/ project

implementation unit (MOPHRH, AIAS)

Site screening Safeguards Specialist team in each sub-component/ project

implementation unit (MOPHRH, AIAS)

Categorization Safeguards Specialist team in each sub-component/ project

implementation unit (MOPHRH, AIAS)

Review and Approval MITADER/ DPTADER Technical Assessment Committee

Selection of the consultant in case

of the need for a separate EIA

Safeguards Specialist teams in each sub-component/ project

implementation unit (MOPHRH, AIAS)

The project implementation unit will draft the EIA ToRs, and

prepare criteria for hiring an authorized EIA Consultant, evaluate

proposed candidatures, and select the most qualified consultant and

submit the selected Consultant to the specific sector.

Carrying out the Environmental

Impact

Assessment (EIA)

Authorized EIA Consultant

Approval of environmental

assessment

MITADER (DPTADER)

Public consultation and Disclosure Safeguards Specialist team in each sub-component/ project

implementation unit (MOPHRH, AIAS)

Environmental monitoring and

follow up

Safeguards Specialist team in each sub-component/ project

implementation unit (MOPHRH, AIAS)

15. PROJECT IMPLEMENTATION ARRANGEMENTS

The proposed Mozambique Emergency Resilient Recovery Project Additional Financing will be

coordinated within the existing Project Management/Implementation Unit in the Ministry of

Agriculture and Food Security (MASA) and the Ministry of Public Works, Housing and Water

Resources (MOPHRH). Implementers will include various government agencies including district

councils across the country. However, at this stage, the Project will be implemented in selected

drought-affected areas in the Central and South regions. The selection of priority geographic areas

for food aid distribution will be finalized upon project implementation given the emergency nature

of the Project.

The additional funds for this project will be implemented by the Ministry of Public Works and

Water Resources (MOPHRH), through the National Directorate of Management of Water

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Resources (DNGRH), the Water Supply and Sanitation Infrastructure Administration (AIAS) and

the National Institute for Disaster Management (INGC). It is expected that the project is

implemented by existing units from the aforementioned institutions as well as institutions that deal

with emergencies and emergency response. Where specific units to deal with emergencies are non-

existent, these are to be created and staff is to be recruited.

Safeguards implementation arrangements will be similar to the overall project coordination

structure already in place. MOPHRH through DNGRH will be responsible for barrage structural

protection rehabilitation, rural drinking water supply, and food aid distribution. AIAS for drinking

water supply will lead the implementation of each of the project component under its responsibility.

The activities in Component E will be carried out under the same arrangement established for the

implementation of the Contingent Emergency Response Plan of the IDA IRM, where the DNGRH

would be responsible for financial management and procurement and INGC will be responsible to

provide the technical support and the distribution of food items to beneficiaries. These institutions

are currently implementing other Bank-financed projects and specific implementation arrangements

built upon the existing structure. Project teams in place have been strengthened with the recruitment

of dedicated safeguards specialist for each IE. DNGRH has a longstanding technical ability to

handle projects with very complex Bank Safeguards requirements. DNGRH will therefore take a

leading role and coordinate the preparation of safeguard documents, including the consolidation of

progress reports.

In line with the original Project Document of the ERRP, the AF project will be managed by the

Steering Committee, which is led by the Ministry of Economy and Finance (MEF) and the National

Disaster Management Institute (INGC). The Steering Committee has the role of coordinating,

monitoring and supervising the implementation of the project. It is equally responsible for

analyzing progress reports submitted by the implementation units every trimester.

The inter-institutional coordination role will be maintained at the National Directorate of

Management of Water Resources, as per the parent project, and DNGRH will be responsible for the

day-to-day implementation and oversight of activities. The project coordinator at DNGRH will have

the role of consolidating and harmonizing the reports submitted by the different sectors. DNGRH

will subsequently submit all consolidated reports to the Steering Committee as well as to the World

Bank.

DNGRH has a solid and consistent project implementation structure and has since been consistent

in ensuring that safeguards documents for different Bank-funded projects such as, National Water

Resources Development Project and Flood Response Project were timely and adequately prepared

prior and during project implementation. DNGRH has longstanding experience in handling projects

with complex safeguards requirements. Nonetheless, due to the complexity of the ERRP AF

safeguards requirements under the DNGRH components the project management unit was recently

strengthened in several areas, including in the Safeguards capacity to specifically oversee the

project throughout the lifecycle. The newly recruited safeguards specialist will work closely with

the existing safeguards teams in both ARAs and DNGRH, who have extensively benefited from a

series of safeguards trainings organized either by the Bank or other entities both nationally and

internationally. They will work closely with MITADER and its affiliated provincial directorates’

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staff and relevant partners while ensuring that ERRP AF safeguards recommendations are fully met

during throughout the project cycle.

AIAS will implement expansion and rehabilitation of water supply programs and will install the

water desalination systems in the affected districts in Gaza and Inhambane provinces. AIAS shall

use the existing implementation arrangements and shared resources from other projects. AIAS is

responsible for the provision of urban water infrastructure all urban with the exception of large

cities and sanitation infrastructure, including drainage across the country. A separate Project

Agreement will be required for AIAS, as this is an independent agency with financial and

procurement autonomy.

AIAS has a solid and consistent project implementation structure and has since been consistent in

ensuring that safeguards documents for different Bank-funded projects were timely and adequately

prepared prior to project implementation. AIAS has longstanding experience in handling projects

with complex safeguards requirements. In addition, the Safeguards Specialist based at AIAS has

extensively benefited from a series of safeguards trainings organized either by the Bank or other

entities both nationally and internationally. The specialist will be key in ensuring that ERRP AF

safeguards recommendations are fully met during throughout the project cycle.

16. ENVIRONMENTAL AND SOCIAL PLAN MONITORING AND REPORTING

REQUIREMENTS

Monitoring and reporting on progress are critical areas for the successful implementation of the

present EMSF as well as of the overall ERRP AF project. Reporting is based on a set of indicators

which should be reported on, on a regular basis with specific responsibilities indicators set out here

will be mainstreamed into the overall monitoring and evaluation (M&E) system for the project. The

specific objective of the monitoring process is to ensure that the ESMP is complied with and

verified at all levels and stages of the project implementation cycle. Monitoring shall be a

continuous process and should include the status of compliance as well as achievement of the

objectives of the project.

The Safeguards team of inter- institutional coordination team and of the implementing institutions

shall be responsible for coordinating and monitoring the implementation of the ESMF and ESMP.

The teams will be responsible for implementing sensitization programs with the view of informing

interested and affected persons of the framework, how it works and what is expected with it.

It is expected that continuous monitoring of the ESMP will guarantee:

That all activities of the project are implemented as required and as per the requirements

established by the present ESMF;

Where issues are encountered during implementation of the project, these are dealt with

immediately or as early as possible to prevent them from adversely impacting the results of

the project;

That the environmental and social mitigation measures identified in the present document or

any additional measures identified during the course of implementation are reflected in the

implementation and monitoring plans as well as in the agreements signed with contractors.

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It is recommended that the inter-institution coordination team with the authorization of the Steering

Committee, continues to coordinate and liaise with other relevant government institutions with

regards to environmental and social monitoring of the overall ERRP AF project. Weekly, monthly

and quarterly reports shall be prepared and distributed to all relevant entities and should include the

following:

Calendar or work plan for implementation;

Involvement of project affected persons;

Allocation of funds;

Arising issues and solutions identified and put in place during implementation;

Level of compliance of timelines and social, environmental, health and safety contractual

obligations of contractors;

Level of compliance of the site engineer in terms of supervision and monitoring of social,

environmental, health and safety aspects of the project.

It is recommended that an external consultant is hired to monitor, together with the inter-

institutional coordination safeguards team, compliance with the mitigation measures presented in

the present document on a quarterly basis.

Flowchart of events and entities responsible for Reporting the ESMP

Contractor

Daily

Site Engineer

Weekly

Safeguards Team

(of specific entity)

Monthly

DPTADER Monthly

MITADER

Quarterly

Safeguards Team

(Inter-institutional

Coord.)

Quarterly

Steering Committee

Quarterly

World Bank

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As presented on the flow chart above, monitoring and reporting responsibilities will be as follows:

The contractor shall report on a daily basis to the site engineering/ supervisor, who in turn will

report on a weekly basis to the specific implementing entity safeguard team responsible for a

particular sub-component of the ERRP AF. The specific safeguards team will be expected to report

on a monthly basis to the safeguards team at the inter-institutional coordination entity responsible

for the oversight and day-to-day management of the overall ERRP, this team will report to the

Steering Committee on a quarterly-basis and the reports shall be submitted to the World Bank.

The Provincial Environmental Focal Point, someone appointed from the DPTADER, shall liaise

with the site engineer on a monthly basis and shall report on progress and compliance of the

activities being implemented at local level on a monthly basis. The provincial focal point may also

provide reports or updates on compliance to the specific implementing institution’s safeguard team

on a monthly basis. A report shall be submitted to MITADER on a quarterly basis. The focal point

shall also undertake monitoring visits every three months, to ensure that the mitigation measures

and recommendations of the ESMF are being implemented.

The ESMF implementation and monitoring should be carried out by each of the project proponents,

in conjunction with provincial and district authorities, and following consultation with affected

persons. District authorities (SDAE/SDPI) assisted by DPTADER and/or ERRP AF funded

technical assistance will prepare annual monitoring reports that include information on the

implementation of the ESMF. DPTADER is required to conduct annual inspections for all category

B projects. Annual reviews of the implementation of the ESMF will be carried out by an

independent local consultant, NGO or other service provider that is not involved in the ERRP AF,

subject to by the Steering Committee and the World Bank. Independently-commissioned bi-annual

environmental auditing should be carried out.

The objective is not to have multiple reports, but to ensure that the safeguards recommendations

and mitigation measures are indeed being complied with, monitored and reported on at all levels,

and that attention is provided to arising environmental and social issues as early as possible without

compromising the results of the project.

17. CAPACITY BUILDING AND TRAINING FOR ENVIRONMENTAL

MANAGEMENT

This section makes recommendations for the types of training and capacity building that is required

to support implementation of this ESMF. These recommendations result from lessons from other

projects, a rapid assessment of the current capacity levels of the project proponents for each of the

sub-components of the projects, as well as from discussions had during consultation carried out as

part of the preparation of this ESMF. Training and capacity building is the key to the successful

implementation of the ESMF and the overall successful implementation of the ERRP AF.

Effective implementation of this ESMF will require technical capacity in the human resources of

implementing institutions as well as logistical facilitation. Sufficient understanding of the

mechanisms for implementing the ESMF will need to be provided to the various stakeholders

implementing the ERRP. This will be important to support the inter-institutional coordination team

at DNGRH, the existing safeguards teams present each of the institutions responsible for

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implementation of the sub-components and for stakeholders at local level in their role in providing

supervision, monitoring and evaluation including around environmental and social reporting on the

projects activities.

17.1. CAPACITY TO IMPLEMENT AND MANAGE THE ERRP AF

In general, all the project implementing institutions have qualified personnel to deal with

environmental and social issues, as well as dedicated safeguard teams given the relationship

between the ERRP AF and the specific projects related to the proponents. The existing staff

members include Safeguard teams at DNGRH and AIAS. It is recommended that dedicated Focal

Points are made available at provincial levels of the new targeted locations of the two provinces, as

done in the other provinces covered by the ERRP parent project.

17.2. STAFFING RECOMMENDATIONS

In order to ensure that there is adequate capacity to implement and monitor the performance of this

ESMF and its provisions, a number of staffing recommendations have been made for the general

oversight of the ESMF as well as site specific monitoring. The proposed staffing is for the inter-

institutional coordination team; environmental district focal points; and site engineers.

17.3. INTER-INSTITUTIONAL COORDINATION TEAM

It is recommended that the inter-institutional coordination team proposed in the ESMF of the parent

ERRP project be maintained and that all reporting, monitoring, training and capacity development

provided to the IE of the parent project be applied to those of the AF for activities to be undertaken

in Inhambane and Gaza provinces.

17.4. PROVINCIAL ENVIRONMENTAL FOCAL POINTS

It is further proposed that the project Steering Committee, in collaboration with the inter-

institutional coordination team, request from MITADER, the approval for an allocation of the

Provincial Environmental Officers’ time (located at the SDAE), for at least 16 hours a month, for

monitoring and supervision of activities related to the ERRP AF in the selected districts. The

Provincial Environmental Officer will be responsible for:

Providing oversight and monitoring on compliance with Mozambican environmental and

social regulations;

Providing support in the environmental screening process as well as in obtaining

environmental licenses;

Ensure that any complaints, related to environmental and social impact issues, arising from

the implementation of activities are resolved in a timely manner and properly documented;

Carry out technical site audits/monitoring and point out any non-conformity with the

implementation of environmental, health and safety requirement;

Provide monthly progress reports related to the project to MITADER.

17.5. SITE ENGINEERS /SUPERVISORS

It is also proposed that the specific project implementing institution assign a site engineer and/ or a

supervisor for each of the sub-components and specific works to the sites during preparation and

implementation of the works. The site engineer will be the first point of contact between the

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implementing institutions’ safeguard teams and the local community, the contractors and the district

authorities. The Site Engineers will be responsible for:

Be the dedicated person on site responsible for dealing with issues that require immediate

attention;

Will be responsible for environmental and social compliance and monitoring of contractors

and training will be provided to such person;

Will liaise with SDAE/ SDPI on a regular basis to ensure compliance with environmental

and social regulations;

Will provide monthly reports to safeguard teams.

17.6. TRAINING AND CAPACITY DEVELOPMENT REQUIRED

It is recommended that the training and capacity development needs be identified for each of the

targeted areas, and that these are integrated into the training program and/ or a Capacity

Development Plan developed for each of the implementing institutions in the parent ERRP. A

section should be defined for each province and districts covered. General training requirements

and capacity development should be placed on a dedicated section. The training program should be

designed in such a manner that it improves the effectiveness of the capacity of the local authorities

in the management of environmental and social impacts during the planning, implementation and

operation phases of the project in the selected districts. As per the ESMF elaborated for the parent

ERRP, training program should be designed taking into account the following:

Technical analysis of the screening and scoping processes of projects being proposed to

take place in the districts and facilitate decision making regarding their environmental

sustainability;

Technical analysis of the environmental impact assessment reports prepared by consultants;

Technical capacity for monitoring the implementation of the environmental management

plans as well as environmental audits;

Awareness raising of the participants on the relevance and the need for environmental

management in the planning, implementation and operation of development projects;

In-depth training in linkages between environmental, social and natural resource

management and sustainable rural livelihoods, EIA procedures, legislation, use of this

ESMF, potential impacts, land acquisition and community involvement.

The staff trained at provincial/district levels should comprise all the key sectors including

infrastructures and building, water and sanitation, agriculture, health, energy, education and

environment. And lastly, exchange visits and joint monitoring visits amongst officers from the

project areas should be encouraged, particularly where there is evidence of good practices and

success stories and where there are financial constraints for undertaken some of the recommended

trainings.

18. PROPOSED BUDGET FOR IMPLEMENTATION OF ESMF

The tables below provide an estimated budget for the preparation of the ESIAs and respective

ESMPs, as well as monitoring, evaluation, auditing and training/capacity building that will be

required specifically to be addressed by the environment and social management units responsible

for the Environmental and Social Safeguards for activities under Additional Financing. The budget

has been broken down into different components and the total amounts correspond to the level of

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effort required to plan, implement and monitor the environmental and social safeguards, taking into

consideration the severity of the potential impacts associated to each project.

Table 1: Estimated Budget for the Implementation of ESMF – Macarretane Barrage

Item Amount in (000 USD)

Implementation of the ESMF

Initiation of Project Implementation 30.00

Contracting of Service Providers and Mobilization 60.00

General Technical Assistance 50.00

Specific Technical Assistance 70.00

Monitoring 80.00

Inspection 70.00

Annual Review 30.00

Regular Audits 40.00

Training and Capacity Building

Recruitment of EO 90.00

Specialized Trainings for EO 15.00

Health, Safety and Security in the Workplace

Health, Safety and Security in the Workplace 50.00

Hygiene and Sanitation 60.00

HIV/AIDS 50.00

First Aid 25.00

Preparation and Implementation of ESIAs and ESMPs

Preparation and Implementation of ESIAs and ESMPs 90.00

Total 865.00

The total cost for the preparation and implementation of the ESMF as well as the ESIA/ ESMP for

the Macarretane Barrage rehabilitation is of USD 865.000.00

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Table 2: Estimated Budget for the Implementation of the ESMF – Water and Sanitation

Infrastructures (rehabilitation and expansion of small water supply systems)

Item Amount in (000 USD)

Implementation of the ESMF

Initiation of Project Implementation 15.00

Contracting of Service Providers and Mobilization 25.00

Assistance for the identification, preparation and monitoring of

sub-projects 40.00

General Technical Assistance 50.00

Specific Technical Assistance 25.00

Monitoring 50.00

Inspection 20.00

Annual Review 20.00

Regular Audits 40.00

Training and Capacity Building

Recruitment of EO 90.00

Specialized Trainings for EO 35.00

Health, Safety and Security in the Workplace

Health, Safety and Security in the Workplace 45.00

Hygiene and Sanitation 50.00

HIV/AIDS 50.00

First Aid 25.00

Preparation and Implementation of ESIAs and ESMPs

Preparation and Implementation of ESIAs and ESMPs 80.00

Total 680.000.00

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The total cost for the preparation and implementation of the ESMF as well as the ESIA/ ESMP for

the rehabilitation and expansion of water supply and sanitation systems is of USD 680,000.00.

Table 3: Estimated Budget for the Implementation of the ESMF – Water Desalination Plants and

Water Dispensers for Livestock

Item Amount in (000 USD)

Implementation of the ESMF

Initiation of Project Implementation 10.00

Contracting of Service Providers and Mobilization 25.00

Assistance for the identification, preparation and monitoring of

sub-projects 40.00

General Technical Assistance 50.00

Specific Technical Assistance 20.00

Monitoring 20.00

Inspection 20.00

Annual Review 20.00

Regular Audits 40.00

Training and Capacity Building

Recruitment of EO 90.00

Specialized Trainings for EO 15.00

Health, Safety and Security in the Workplace

Health, Safety and Security in the Workplace 35.00

Hygiene and Sanitation 40.00

HIV/AIDS 30.00

First Aid 15.00

Preparation and Implementation of ESIAs and ESMPs

Preparation and Implementation of ESIAs and ESMPs 60.00

Total 530.00

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The total cost for the preparation and implementation of the ESMF as well as the ESIA/ ESMP for

the installation of water desalination plants and water dispensers for livestock is of USD 530.00.

During the implementation of the ERRP it is proposed that DNGRH manages the proposed funds

and play a coordination role with regards to environmental management. While the World Bank

may provide funding for environmental management for the ERRP, it’s fundamentally important

for the different institutions covered by the ERRP integrate environmental management as part of

their sustainability plan to ensure continual improvement of sectors’ environmental management.

19. REFERENCES

Author & Year Title

AfDB, O. U. (2012). African Economic Outlook: Mozambique Country Note.

African Economic Outlook

Bank, W. (n.d.). World Bank Safeguard Policies. Retrieved May 25, 2015, from

Environmental and Social Safeguard Policies

Bicknell, J., Dodman, D.,

& Satterthwaite, D.

(2009).

Adapting Cities to Climate Change: Understanding and

Addressing the Development Challenges. London: Earthscan.

Cabral, L. and Francisco,

D. (2007)

Environmental Institutions, Public Expenditure and Role for

Development Partners – Mozambique Case Study. Overseas

Development Institute (ODI).

CPI&JICA. (2015). Mozambique Provincial Profiles, Maputo

FIPAG. (2003). National Water Development Project - Generic Framework

Environmental Management Plan for Construction Works.

Maputo.

FIPAG. (2003). National Water Development Project: Generic Framework

Environmental Management Plan for Construction Works.

Maputo.

FIPAG. (2013). Environmental and Social Studies for Greater Maputo Water

Supply Scheme (WASIS): Executive Summary of the

Environmental and Social Impact Assessment. Maputo

FIPAG. (n.d.). Quadro Institucional. Retrieved 8 Junho, 2015, from FIPAG:

http://www.fipag.co.mz/index.php?option=com_content&task=

view&id=12&Itemid=26

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Author & Year Title

GoM (2013 ). Peril dos dados básicos das Cidades de Moçambique:

Documento de Consulta para Mesa de Cooperação- dos

Municípios com o Desenvolvimento Sustentável Brasil

Moçambique”. II Encontro. Maputo.

GoM. (2005). Perfis Distritais. Maputo: Ministério da Administração Estatal.

GoM. (2008). Legislação sobre a Terra e Regulamento da Lei de Terras.

Maputo: Imprensa Nacional de Moçambique.

GoM. (2009). Politica e Legislação sobre o Ordenamento Território. Maputo:

MICOA.

GoM/Ministry of Land,

Environment and Rural

Development (MIADER),

(2015):

Decree 54/2015 on Procedures for Environmental Impact

Assessment Process.

Habitat, U. (2007). Participatory Slum Upgrading Programme in Afrincan,

Caribbean and Pacific Countries: Mozambique Urban Sector

Profile. Lusaka: UN Habitat;

World Bank (n.d). http://web.worldbank.org/WBSITE/EXTERNAL/PROJECTS/E

XTPOLICIES/EXTSAFEPOL/0,,menuPK:584441~pagePK:641

68427~piPK:64168435~theSitePK:584435,00.html;

IFAD. (2012). Pro-poor Value Chain Development Project in the Maputo and

Limpopo Corridors (Prosul). Project Design Report-Africa II

Division Programme Management Department, REPORT No.

2728-MZ.

IFC. (2006). Performance Standard 4 Community Health, Safety and

Security. Washington, D.C: World Bank Group.

IFC. (2012). IFC Performance Standards on Environmental and Social

Sustainability. Washington, D. C: World Bank Group.

INE. (2007). Recenseamento Geral aa População e Habitação 2007 -

Indicadores Sócio-Demográficos Província de Gaza, Maputo.

INE. (2007). Recenseamento Geral aa População e Habitação 2007 -

Indicadores Sócio-Demográficos Província de Inhambane,

Maputo.

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Author & Year Title

INE. (2010). Projeções Anuais da População Total, Urbana e Rural, dos

Distritos da Província de Gaza 2007 – 2040, Maputo

INE. (2010). Projecções Anuais da População Total, Urbana e Rural, dos

Distritos da Província de Inhambane 2007 – 2040, Maputo.

INE. (2016). Inquérito ao Orçamento Familiar (IOF) 2014-2015

Marsden, S. (2008). Strategic Environmental Assessment in International and

European Law – A Practitioners’ Guide.

Ministério para a

Coordenação da Acção

Ambiental (MICOA),

2008.

Perfil Ambiental e Plano de Desenvolvimento Integrado da

Zona Costeira da Província de Inhambane, Rogério Wamusse

(Director Nacional – DNGA) e Diogo Borges David (Director

Provincial – DPCA-I) Direcção Provincial para a Coordenação

da Acção Ambiental – Departamento de Gestão Ambiental com

assistência técnica de Direccao Nacional de Gestão Ambiental -

Departamento Costeiro

Moyo, S., O’Keefe, P., &

Sill, M. (1993)

The Southern African Environment: Profile of the SADC

Countries. Earthscan Publications Ltd, London. Pp. 137 -152

Serra, C. (2012). Da Problematica Ambiental a Mudancas: Rumo a um Mundo

Melhor. Maputo: Escolar Editora.

SETSAN. (2016). Relatório de Monitoria de Segurança Alimentar e Nutricional

em Moçambique.

Starr, C and Taggart,

R.(1995),

The Unity and Diversity of Life, seventh ed.p 279.

The ENVIROPEDIA “Be he Change” edition 2006-2008.

UNICEF. (2016). Mozambique: Drought Humanitarian Situation Report

WHO. (2007). Desalination for Safe Water Supply: Guidance for the Health

and Environmental Aspects Applicable to Desalination

WHO. (2011) Guidelines for drinking-water quality - 4th ed.

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Table 5: Triggered Safeguards

Safeguard Policies Triggered? Explanation

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Environmental Assessment

OP/BP 4.01

Yes The Emergency Resilient Recovery Project will

trigger this policy due to the involvement of civil

works (rehabilitations, construction works) of

public infrastructure in flood-affected areas. Civil

works will possibly generate negative

externalities such as: soil erosion and siltation,

loss of trees, pollution to surface and ground

water resources, soil erosion, dust emissions,

solid and wastes.

The scope of specific Project activities will need

to be more detailed. An ESMF will be prepared

which will provide the criteria and procedures for

screening sub-project investments and guide the

preparation of site-specific environmental and

social management plans. The ESMF will also

assess the institutional capacity of the

implementing agencies, including the already

created IEs and provide measures for capacity

building along with an estimate of the budget

needed for the implementation of the ESMF. The

ESMF will also provide a list of activities that

could be financed by the Project and screen out

activities that correspond to Category A projects.

The justification for classification of category B is

that most of the Project will focus on medium size

rehabilitation and re-construction projects for

dikes, irrigation schemes, and fixing and

upgrading an intake drinking water supply

system. The anticipated scale of potential adverse

environmental or social impacts on human

populations is site-specific, few if any of them are

irreversible and in most cases, mitigation

measures could be designed to address the

impacts. An ESMP and abbreviated RAP for sub-

projects can be used to address the impacts.

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Natural Habitats OP/BP

4.04

Yes The Project will trigger this policy due to the

sensitivity of riverbanks where civil works

associated to rehabilitation of Macarretane

Barrage will take place. Vegetation may also

affect the sensitive natural ecosystem of the

river.

Poor deposit of brine from water desalination

plants may also affect natural habitats.

Forests OP/BP 4.36 No The Project will not interfere with natural forest.

Pest Management OP 4.09 No The Additional Financing will not support

activities that promote use of pesticides.

Physical Cultural

Resources OP/BP 4.11

Yes The policy is triggered due to civil works that are

expected to be supported by the Project. The

Project is not expected to affect areas of known

physical cultural importance.

Indigenous Peoples OP/BP

4.10

No There are no Indigenous Peoples in the Project

area.

Involuntary Resettlement

OP/BP 4.12

Yes The nature of Project activities may involve

temporary displacement and therefore OP 4.12 is

triggered. Such activities involve low to medium

civil works related with installation of water

supply systems and desalinization plants that may

require land for temporary or permanent usage.

The land acquired for this purpose may lead to

loss of asset, sources of income or means of

livelihoods for some poor households. To ensure

proper mitigation measures are set forth, the

Borrower will prepare a Resettlement Policy

Framework (RPF) to guide the preparation of site

specific Resettlement Action Plans (RAPs) once

such details are known. RPF will provide a

framework for management of all potential

negative social impacts, but also streamlining the

positive impacts, as well as mainstreaming any

potential resettlement considerations during the

project implementation. The RPF will be

consulted and disclosed publicly both in-country

and at the bank Infoshop upon project’s

effectiveness

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Safety of Dams OP/BP

4.37

Yes Proposed project activities will involve

rehabilitation of Macarretane Barrage, which is an

important water control structure for irrigation,

drought mitigation, as well as road and railway

bridge. Rehabilitation works will include

maintenance of foundation, improve stability of

the structure downstream terrace and fix the

hydraulic and geomorphological dynamics

downstream of the barrage. Macarretane barrage

does not meet the OP 4.37 definition threshold for

large dams.

Projects on International

Waterways OP/BP 7.50

Yes The project will finance rehabilitation activities

within an International river basin, Limpopo

River, but is not expected to engage in large-scale

rehabilitation activities or other activities that

would adversely affect the quality or quantity of

water flow within shared waterways.

Notwithstanding, OP 7.50 on International

Waterways is triggered and an exemption for

riparian notification has been granted.

Projects in Disputed Areas

OP/BP 7.60

No The Project is not being implemented in disputed

areas.

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ANNEX 2: PUBLIC CONSULTATION MINUTES

Draft Minutes for Chicualacuala Public Meeting

Emergency Resilient Recovery Project (ERRP) – Additional Funding

Preparation of the Environmental and Social Management Framework (ESMF) and

Resettlement Policy Framework (RPF)

Public Consultation Meeting held in Chicualacuala

Date: 8/05/2017

Number of Participants: 51

Projects considered at Chicualacuala Public Meeting: Macarretane Barrage Rehabilitation and

Water Supply Project to Chicualacuala headquarters (Eduardo Mondlane Village)

Introduction

Chicualacuala headquarter, also known as Eduardo Mondlane village is located in the northern part

of Gaza province, near the border with Zimbabwe. It currently has an estimated population of

19,338 inhabitants. This is one of the drought affected districts registered in 2014 and 2015,

affecting significantly cattle, agriculture and the human being. The drama of water supply is among

the greatest of the current challenges that the village faces. The team of consultants for the

preparation of the ESMF and RPF went to Chicualacuala on Sunday, May 7th

, 2017 to organize the

public consultation meeting to be held on the following day, May 8, 2017. The consultants met in

the very same Sunday the head of District Services for Infrastructure Planning (SDPI), Mr. Gilberto

Balate and Water technician in Chicualacuala district (Mr. Pedro Cumbane) and both with

consultants visited the existing three water supply systems for Eduardo Mondlane village to found

out the following:

▪ The existence of three public water system, currently under private management. These

water systems consist of boreholes averaging 100 meters deep, from which water is

extracted and distributed.

▪ The first water system we visited is located in Bairro C and was constructed with public

funds in 2012. This system is currently managed by Mr. André Masuassa. For operation,

this system relies on the electricity supply and it has only a unique water distribution point

for both vehicles and individuals. It starts the water distribution very early, at 2h00 AM and

closes at 5h00 PM. The water tariff charged is 2.50 MZN for 20 l. The salinity level in this

borehole is at 1500 mS/m (within accepted parameters for human water consumption). The

major constraint is related with frequent restriction on electricity supply and lacking

financial capacity by operator to invest on the water supply network establishment.

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▪ The second water system we visited was also constructed with public funds in 1994. It is

located in Bairro E under the management of Mr. José Muiambo. The system is operated

through a diesel generator and it is considered the most reliable water system of Eduardo

Mondlane village due to the fact that it is not affected by electricity restrictions as it uses

diesel and it has the biggest water supply capacity. The system has two water distribution

points one for vehicles and the other for individuals. The salinity level of this borehole is

1250 mS/m (also within the acceptable salinization parameters). This borehole is located

approximately 5 km away from the center of the village and therefore is not covered by the

electricity supply network. The water tariff in use is similar to the one described above (that

is MZN 2.50 for 20-30 l) and water distribution starts at 6h00 AM and closes at 5h00 PM.

▪ The third and last borehole visited is located in Bairro Novo. It was also built with public

funds in 1994. The manager of this water system is Mr. Abel Machava. This system is

powered by electricity and it has also two water distribution points, one for both vehicles

and individuals and another only for individuals. The salinity levels are at 2500 mS/m,

within acceptable salinization parameters. It opens to the public at 6h00 AM and closes at

5h00 PM, and charges the same water tariff as the two boreholes described above. The

water from this borehole is the most unwanted due to the high levels of salinities.

These are the three existing systems in the village. It was conversely mentioned that during the

colonial period the village sourced drinking water from Mueneze river which is located 37 km. The

Mueneze’s system was abandoned and its reutilization will require a deep rehabilitation or even a

new reconstruction, given the time in which it became inoperative.

Public Consultation Meeting

The public consultation meeting in Chicualacuala was held in 8th

May 2017, at Chicualacuala Motel

and among the participants there were Government representatives at the highest level. As a matter

of fact, the meeting was shared by the District Permanent Secretary, Mr. Ernesto Macamo, who

addressed the participants in an opening unceremonious speech as follow:

▪ He saluted participants for their attendance and interest on the Projects pertaining water

supply to Eduardo Mondlane Village and Macarretane Barrage Rehabilitation as well as

their concern on associated environmental and social impacts to these projects.

▪ He apologized to the participants for the delay in starting the meeting, explaining that it was

because of other Government’s compelling agendas.

▪ He mentioned that the issue of water supply to Eduardo Mondlane village was of extreme

importance as whenever the District Advisory Council meet, the issue of water supply is one

of the points of agenda.

▪ Finally, before officially opening the meeting, the Permanent Secretary highlighted the

importance of the two Projects (Water Supply and Macarretane Barrage) to the people of

Chicualacuala. Encouraged participants to use their own local language or Portuguese to

express themselves with regard to the environmental and social impacts associated with the

two projects.

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The consultant, Mr. Eduardo Macuácua, then presented the context in which the water supply

projects, including the desalination component and the rehabilitation of the Macarretane Barrage,

are developed, with a focus on the positive and negative impacts, with particular emphasis on

environmental and social impacts. Mr. Macuácua also clarified that the purpose of the public

consultation meeting was the stakeholder engagement so as to share general information about these

projects on objectives and possible associated impacts and to gather input from participants to

enrich the ESMF and RPF under preparation. Detailed presentation and the participants list are

presented in Appendixes.

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Participants’ contributions are recorded in the table below:

NR. Participant Contribution Environmental and

social impacts

1 Élio Moisés –

Water Technitian

- He mentioned that the existing three water supply systems in the village are based on the

borehole, with 100 meters deep. The water from the three boreholes is brackish.

- Hence, he suggested the rehabilitation of the old water supply system which used to

source water from Mueneze river at 37 km away from the village.

- He added that although Mueneze is a periodic river, the old system used some boreholes

opened in the Mueneze’s riverbank which assured water supply during the drought

seasons.

The supply of clear water

(from Mueneze source)

will increase coverage

(positive impact)

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NR. Participant Contribution Environmental and

social impacts

2 Eliseu Maluleque

– Education

Sector

- He mentioned that the reliance on borehole for water supply, as it is currently at Eduardo

Mondlane Village, is not a viable solution.

- Currently people come together in just one point to fetch water. He added that a water tap

at home appear to be an ideal solution.

- He reasoned that as far as the projects’ impacts are concerned, one should be warned

against the possibility of Mueneze water tanks’ poisoning by the Portuguese regime when

they were chased away from Mozambique. If there is some venomous in the Mueneze

water tanks, its reutilization become a risk. Poison may last forever, he concluded.

- He called attention to the fact that the rehabilitation of Mueneze water system would

imply economic displacement of the three private operators of existing public borehole. He

suggested the three private operators could be assisted to develop other different projects.

- Referring to the Macarretane Barrage rehabilitation the participant said could not see

major negative impacts since the intervention in the dam is not meant to increase the Dam

capacity to store water.

- He mentioned that the most important with Macarretane Barrage rehabilitation is to

ensure a safe bridge crossing during and after the dam rehabilitation.

The time spend by

women and children to

fetch water will reduce

and will be used

productively (positive

impact)

There is a possibility of

poisoning of water tanks

left by Portuguese

(negative impact)

Mueneze based water

system concretization

would be associated with

economic displacement

of the three families

currently managing the

water systems. (negative

impact)

Macarretane Barrage

rehabilitation is

associated with economic

gains associated with

safely movement of

people and goods.

(positive impacts)

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NR. Participant Contribution Environmental and

social impacts

3 Abel Machava –

Manager of water

supply system in

Bairro Novo

- He mentioned that the existing three water supply systems have limited capacity to cover

the water needs of the growing population of Eduardo Mondlane village.

- He also said that the water deficit is exacerbated by salinity levels. Clarifying, he said

that the submerged water pumps would break easily due to the salinity content (it is rare to

end up a year with the same operational water pump).

- He reasoned that despite being one of the water operators in the village has no doubt that

the solution for clear water supply to the village depends on water sourced from Mueneze

river, as previously suggested.

New water supply

system to meet growing

water demand (positive

impact)

New water supply

system to address the

high level of water

brackish and hence

improvement on public

health (positive impact).

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NR. Participant Contribution Environmental and

social impacts

4 Mussa Mbedzane

– Community

Leader

- He ascertained that the water currently available at Eduardo Mondlane is brackish to

such an extent that the water transportation means (wheelbarrows and vehicles) suffer salt

corrosion and salted water is not suitable for watering the plants and the gardens.

- Finally recommended the recruitment of skilled managers to lead the construction of the

water supply system for Eduardo Mondlane Village.

Clean water supply is

beneficial for planting of

the lawn, watering plants

and avoid corrosion by

the salt of the

transportation

equipment’s (positive

impact)

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NR. Participant Contribution Environmental and

social impacts

5 Mercia – Member

in the District

Consultative

Council (DCC)

- She suggested that the proposed Mueneze water supply system should operate

concurrently with the existing borehole based water supply systems. She argued that

eventually there will be people who will not afford piped water supply. As an example she

explained that when electricity was supplied for the first time in Chicualacuala some

people with no capacity to pay continued to rely on alternative source of power (ex.

paraffin).

- She stressed the importance of Macarretane Barrage rehabilitation given its role to

irrigate the agriculture camps in Chókwè as well as being an important infra-structure for

Limpopo corridor (railway and street passing over the dam and connecting the north of

Gaza and the neighboring countries of Zimbabwe and South Africa.

Water tariff may become

an impediment for water

access by low income

people (Negative

Impact)

The rehabilitation of the

Macarretane Barrage will

boost economic role of

Macaretane Barrage

(positive Impact).

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NR. Participant Contribution Environmental and

social impacts

6 Daniel Muchuane

– Member at

District

Consultative

Council (DCC)

- Explained that the water sourced from Mueneze river is better as compared to the water

from boreholes.

- He added that the Portuguese colonial government had never poisoned the Mueneze

water tanks. He recalled that the harm that the village endured was related to the bombing

by Ian Smith regime right from Zimbabwe as retaliation of Frelimo’s support to

Zimbabwean liberation movement.

- He added that CFM’s water tanks that are part of Mueneze water supply system seemed

to be limited in terms of capacity to cover the population of Eduardo Mondlane village that

has grown exponentially.

- Pointed out to the positive contribution of water supply on the cattle raising and pointed

out a specific example who witnessed the improvement of his livestock’s simple by ever-

changing cattle from a drought areas closer to a water borehole.

- Access to clean water in adequate quantities was said to be critical for an increased

agricultural activities and chicken raising. Currently, it is challenging to raise chicken due

to the restriction in water supply whenever the electricity supply fails. Without water

supply chicken die.

- One of the clean water supply advantages is associated with the possibility of local

communities to develop small watered agricultural camps as currently it is impossible due

to the brackish water from the existing boreholes.

- He found the current water tariff very expensive partially due to the cost of electricity,

diesel and other components involved in borehole based water systems. He added that one

of the villages in the vicinities has witnessed a water piped system charging a monthly

water tariffs not more than 200.00 MZN.

Improved water supply

will have positive

impacts on livestock and

chicken raising and

horticulture production

(positive impact).

In general, piped water

tariff is likely to be

cheaper than the

borehole water cost.

The construction of

water supply system may

be associated with noise

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NR. Participant Contribution Environmental and

social impacts

7 Salomone

Maibasse – Head

of the Locality

- He stressed that if Eduardo Mondlane village get support to restore the Mueneze water

supply system the problem of water scarcity and water quality could be overcome.

- He recalled that the Government is planning the construction of Mapai dam. If this plan

becomes effective, then the availability of water in Mueneze river becomes unlimited.

- Finally, recalled that this is not the first time that stakeholders are summoned in a

meeting to discuss a specific project that never become accomplished. Asked if this was a

similar case.

The new water system

stands to improve water

supply and water quality

(positive impact)

The construction of

water supply system

linked to the Mueneze

river may contribute to

the feasibility of the

future Mapai dam

(positive impact)

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NR. Participant Contribution Environmental and

social impacts

8 Isabel Cumbane –

Pastor at United

Methodist Church

- She mentioned that the Mueneze water supply system is better as resident will connect

into their homes.

- She informed that the United Methodist Church has opened a borehole in Bairro C and

the final objective is to supply piped water to the willing residences. Explained that the

quality of the water found is better, in terms of level of salinity as compared to currently

supplied water.

- Currently they are liaising with Chókwè to get the required electrical power to operate

the new privately funded water system.

The construction of a

water supply system

based on the Mueneze

river can make public

and private investments

in water holes redundant

(negative impact)

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NR. Participant Contribution Environmental and

social impacts

9 Amade Mathe –

District Health

Director

- Referring to the impacts he said that there are frequent cases of diarrhea that are

associated with the water quality currently consumed. The local hospital receives 4 to 5

cases of cholera per day that become difficult to treat, as patients return to drinking the

same unsafe water.

On the other hand, he added, there are patients who should not consume salt. But they are

forced to drink salinized water which complicates their health status.

-The Director of Health stressed the importance of water desalinization process as a

necessary measure to supply clean water to the people.

Clean water supply will

contribute to improved

life quality and public

health and patients’

health status is doomed

to improve (positive

impact)

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NR. Participant Contribution Environmental and

social impacts

10 Daniel Chaúque –

member at DCC

- He explained that Mueneze is in the Government plans as the most reliable and safe

water source for Eduardo Mondlane village.

-With regard to the resettlement aspects he said that there are no many people who stand to

be affected resettled as a result of Mueneze water supply development.

- He ensured the existence of sufficient and adequate sites to locate their operations site.

- On noise pollution and dust collection during construction he said to be a difficult subject

but the issue of setting deadlines can help deal with this problem.

- On possibility of spreading STD/HIV the participant said that it is difficult to isolate

men from women. The most important thing is to sensitize the peers to have a safe sex,

through the use of means of prevention.

- In addition to the existing tanks in the village, he mentioned the existence of a tank in

Mueneze river, next to the water source.

- He said that the water from the holes currently available does not cover all residents'

needs. In addition to human consumption, water boreholes should be drilled in the grazing

areas for watering livestock as well as for agricultural activity.

"He said Chicualacuala needs water bore holes for livestock drinking.

There will be minor

displacements associated

to the Water Supply

project (negative

impact).

There is a risk of

contamination by HIV

and other STD associated

with unsafe sexy

(negative impact).

Increased water supply

for both people and

animals (positive impact)

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NR. Participant Contribution Environmental and

social impacts

11 Armando

Chiziane – From

Escola Thlatha

School which is

17 km away from

Eduardo

Mondlane

- Recommended that the contractor of the water supply project to Eduardo Mondlane

village should bring only the technicians because the helpers should be recruited locally.

The water project may

bring job generation to

local people (positive

impact)

12 Simeão Chaúque

– Pastor of 7th

Day Adventist

Church

With regard to the social impacts he recommended the primacy of bringing on board two

qualities in the selection of resettlement managers, namely: (i) Competence and (ii) Trust.

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13 Isabel Macuácua

– Head of the

Administrative

Post at Eduardo

Mondlane Village

- She praised the fact that the Consultant has visited the three existing water supply

systems in Eduardo Mondlane village. She recommended that before returning to the

destination, the consultant should visit as well Mueneze water sourcing point to evaluate

and witness what is being said about this source.

- She stressed the limited environmental and social impacts associated with Mueneze

water supply development. There are just small fields and vegetation in some stretches.

- As for the water storage capacity for distribution, he said an additional tank would be

needed as the population has grown a lot. The total population is 19,330 inhabitants.

Water supply project

would affect private and

public assets. These

include crops, trees, road

and railway crossing.

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social impacts

14 Abel Machava –

Water Supply in

Novo Bairro

Manager

- He asked the Government whether the tanks belonging to the CFM would be available

for water storage and distribution to the population. In his point of view, the Government

has full power to take the decision given that the CFMs are ultimately under the command

of the government of the day.

- He also said that the launching of pipelines and distribution network could have an

impact on the asphalted roads within the village since no crossing channels were left. It

will be necessary to cut the build and rebuild again and not leave like this.

The paved roads in

Eduardo Mondlane

village may suffer during

the water pipe

installation (negative

impact)

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social impacts

15 Ernesto Macamo

– District

Permanent

Secretary

- Confirmed that the solution for the water supply to Eduardo Mondlane village will come

from Mueneze.

- Answering if the Government had command over the tanks belonging the CFMs and if

these would be the solution explained that it will depend on the engineering water system

designs. Given the population growth and detachment of the neighbourhoods, the engineer

may determine a larger capacity tanks than the existing ones and also much elevated water

tanks, making the existing tanks of the CFMs out of the question. A new system was

necessary to build on the example and the tanks were designed at a height of 30 meters

with an initial cost of MZM 72 million (having risen slightly because some materials such

as pipes were vandalized during the time the project was Of interregnum).

Mueneze water supply

system is aligned with

the Government plans.

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NR. Participant Contribution Environmental and

social impacts

16 Eduardo

Macuácua,

Consultant

- Mr. Macuácua thanked the participants for their rich participation, having clarified that

this project is more likely to take place. This is a Government initiative supported by the

World Bank to support resilient water supply infrastructures in areas affected by climate

change. With regard to Chicualacuala, the severe droughts registered in 2014 and 2015 led

to water shortages. The production of the ESMF and RPF is an important step in making

the decision to finalize through an additional fund to the ERRP.

- Concerning the request made to the consultant to pay a visit to Mueneze river, it was

clarified that it would not be possible, since after the meeting of 8/5/2017 there were other

two meetings on 10/05/2017 in Chókwè and 12/05/2017 in Funhalouro where the

consultant should prepare and participate. However, he explained that the visit to Mueneze

will be made before the water system setup more possible by the designing engineer. They

will have to study the different alternatives, balance the costs and recommend the solutions

for water supply in Eduardo Mondlane village.

- Regarding the watering of cattle, Mr. Macuácua explained that if the pasture zone is via

Mueneze, conditions could be created for the placement of cattle ranches. Naturally, this

water would have to be paid, because even on raw water there are entitled tariffs charged

and confirmed by the representative of ARA-SUL who mentioned the existence of a new

decree that regulates the gross water tariffs.

- Mr. Macuácua asked the participants to speak if they still had pertinent questions on the

subject matter. One of the participants (who did not identify himself) said he would have

said that the local population has no problem paying fees for services’ use. Nowadays they

pay water for consumption, they pay for the recharges of their cell phones, they pay for the

electricity which are services that did not exist before. Thus, he concluded by saying that

they will pay for water for human consumption and for their animals.

- Finally he said that the final report of these consultations meetings will be shared with

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17 Ernesto Macamo

– District

Permanent

Secretary

He thanked the very enlightening contributions on the anxieties and impacts of the

submitted projects, and appealed the participants to be always part of the development

process of the District.

Finally, the Public Consultation meeting for the preparation of the ESMF and RPF and

PAP though an additional funds and covering the Provinces of Gaza and Inhambane. Then

he closed the session.

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Draft Minutes for Chókwè Public Meeting

Emergency Resilient Recovery Project (ERRP) – Additional Financing

Preparation of the Environmental and Social Management Framework (ESMF)

and Resettlement Policy Framework (RPF)

Public Consultation Meeting held in Chókwè

Date: 10/05/2017

Number of Participants: 17

Projects considered at Chókwè Public Meeting: Macarretane Barrage Rehabilitation and

Water Supply Projects to Massingir (Zulo) and Chigubo (Ndindiza)

Introduction

The administrative posts of Zulo and Ndindiza are located respectively in Massingir and

Chigubo Districts, in the northern part of Gaza province. The two administrative Posts

will be covered with desalinization projects as the water currently supplied to the local

population is brackish. While affected population in Zulo (Mukatine) is estimated at

1,704 inhabitants as per the INE data.

The consultants visited Massingir District on Saturday (6/05/2017) and met the ARA-

Sul staff responsible for the construction of Massingir water supply system which is

part of Massingir dam rehabilitation. The consultant visited Massingir Water System

which is 90% completed and will be handled to the private management. Massingir

headquarter new water supply system sources water from Massingir Dam and it has

capacity to supply water to 36,000 inhabitants.

In addition, the consultants met the District Administrator (Mr. Sérgio Sional Moiane),

The Water Technician in Massingir (Mr. Arsenio Ubisse) and the Locality Head of

Mucatine in Zulo Administrative Post (Mr. Nelson Zitha). The consultants visited Zulo

(Mucatine) which is 65 km away from the Massingir District centre, then visited four

water supply systems in Mucatine and met the representative of Mucatine local Leader,

Mr. Albino Mbombi, as the leader has been away.

In Mucatine/Zulo we confirmed the following aspects:

▪ There are a total of four water supply systems of which only three are borehole

based water systems opened in 1994. The fourth water supply system is from

Limpopo river since 2005, though electrical pumping which is 2-3 km away

from Mucatine village center.

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▪ Out of three boreholes only two are operational as one is damaged since 2016.

An initial assessment found that the nonoperation of this water supply system is

due to the broken rods.

▪ The water from the three boreholes is brackish to the extent that the levels of

salinity are extremely high reaching 780 to 3,600. All of the three boreholes use

manual pumping.

▪ As a matter of fact, the water from the existing boreholes is useless (is only

used for animal drinking) and people drinks water directly from Limpopo river

or from the systems built by Auxilio Mundial which is sourcing water from

Limpopo river, though an electrical pumping.

▪ The water tariff for water pumped from Limpopo river is 2.00 MZN for 20l.

Those who cannot afford the price, they fetch water directly from Limpopo

river and from existing traditional wells.

▪ There is a big line for accessing clean water brought from Limpopo river to the

center of the village. The operation time of the water system is 9h00 to 12h00

and from 13h00-17h00.

The water situation in Ndindiza is also critical as there is no river passing by. Through

AIAS investment, Ndindiza headquarter benefited from the construction of a new water

system based on excavated water reservoir and pipes designed to channel the rain water

from the water reservoir to the constructed water tanks. The big challenge now is the

lacking of rains and there is no water in the reservoir to feed the constructed water

system.

Alternatives water sources in Ndindiza include traditional wells and boreholes some of

which suffer from the high level of salinity and others are highly contaminated with

Nitrato as they are water pumps with no more than 15 m deep. This is the case of

Chelefo borehole that the consultants visited on Sunday (7/05/2015), which is 7 km

away from Ndindiza headquarter. It is located in the lowland and currently is not

accessible as it is submerged.

The government, through INGC, opened boreholes in Ndindiza to supply water to local

communities. These boreholes suffer from brackish with the level of salinity of 2,500.

The consultants visited also Macarretane barrage on Sunday 7/05/2015 and 11/05/2017

to get an overview of the planned rehabilitation of the downstream concrete platform

(Terraço à jusante). From the visit we witnessed the following:

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- High level of erosions putting at risk the pillar of the dam;

- Law level of agriculture activities near the dam;

- Existence of fishing activities upstream and downstream the dam

- There is small vegetation in the riverbank;

- There is a regular movement of people and goods by train, vehicles and

individuals.

Public Consultation Meeting

The public consultation meeting in Chókwè was held in 10th

May 2017, at Sonho Real

Resort and among the participants there were the representatives of Ara-Sul. The

meeting was opened by Mr. Edgar Chongo, Director for Management Unit of Limpopo

Basin based in Chókwè, in the following manner:

▪ He greeted the participants and stressed that although many of the invitees had

not come, the meeting should start at 10h00 AM as planned.

▪ He stressed the importance of the rehabilitation of Macarretane barrage pointing

out that the dam had been rehabilitated but due to the shortage of funds the

downstream concrete platform was not covered by the rehabilitation.

▪ He added that the floods that hit Mozambique, particularly Gaza province in

2015 and 2016 have created erosion problems affecting the current structure of

the dam.

▪ He explained that through the Emergency Resilient Recovery Project (ERRP),

under extra funds, the Government of Mozambique, with financial support of the

World Bank, is planning to rehabilitate the Macarretane weir as a measure to

protect the dam pillars from erosion.

▪ In addition, he mentioned the importance of water supply projects in Zulo and

Ndindiza for the life of the local populations.

▪ Finally, before opening the session called the participants to help with

identification of environmental and social associated impacts to Macarretane

barrage rehabilitation and water supply systems.

Mr. Eduardo Macuácua took the floor to share the general context under which the

water supply projects of Zulo and Ndindiza are planned, including the desalination

component and the rehabilitation of the Macarretane barrage. Mr. Macuácua

emphasized that the purpose of the public consultation meeting was to bring on board

the key stakeholders and share general information about these projects on objectives

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and possibly associated impacts and to gather input from participants to improve the

ESMF and RPF under preparation. Detailed presentation and the participants list are

presented in Annexes.

Participants’ contributions are recorded in the table below:

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NR. Participant Contribution Environmental and social impacts

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NR. Participant Contribution Environmental and social impacts

1 Januário de Sousa

– UDEBA

- Stressed that this is an opportunity to advance some guiding strategies as the

climate change has become a reality and we are filling its impacts. He opined

that in Mozambique we have focused on boreholes to supply water to

communities. These are not indeed sustainable solutions. We need to bring water

from Elephant river and supply clean water to these communities, he added.

- He recalled to have participated in a different forum where it was clearly stated

that Macarretane barrage had no flood prevention role as it is mentioned in the

presentation. If there are floods, then Macarretane water gateways will have to

be opened otherwise the floods will overturn the dam and overflow the areas in

the downstream.

- It was mention during the presentation that Mozambique is endowed with

fauna and natural resources. He questioned if Mozambique is still well-off in

natural resources. As much as we know, he added, our resources have been

devastated and miss managed. We have no rhino and the population of elephants

and even the small animals have reduced significantly, he concluded.

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2 Ivan Cuna – from

Management Unit

of Limpopo Basin

- He saluted the desalinization process; however he pointed out the cost involved

as compared to a system that uses water from the river. As a matter of fact, it

will require power supply and may entail other processes that are expensive.

- The desalinization process may trigger another economic problem whereby

local communities are averted from accessing clean water as result of a high

water tariff associated with desalinization process. The bigger the desalinization

plant is, the higher the water tariff will be, he added. Thus, he suggested the

adoption of water supply system based on water river sources.

- With regard to Macarretane barrage, he recalled the success achieved during

the first rehabilitation of the dam in terms of water pollution and quality of air

control. It was a big success and the accumulated experience should be used for

the next phase.

- He argued that since the planned rehabilitation of Macarretane barrage entails

the main course of the river, there are no impacts on agricultural activities.

- He added that the consultant spoke on erosion as one of the potential impacts

of Macarretane barrage rehabilitation. For his understanding, the second phase

rehabilitation of the barrage have exactly to curtail the erosion created by the

recurrent floods. He suggested to remove the erosion from the list of potential

impacts.

The barrage rehabilitation is

associated with dusts which may

change the quality of air (Negative

Impact)

Water pollution due to the

oils/lubricants overflow from the

equipment’s used in the work is a

possibility (Negative Impact)

The agriculture activity will not be

directly affected by the rehabilitation

works of the dam (Positive aspect)

The rehabilitation is intended to

resolve erosion problem (Positive

impact), hence there are no erosion

associated with the dam rehabilitation

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3 Humberto

Domingos Cossa

– from the

Provincial

Directorate of

Water Resources

Management in

Gaza

- He opined that it is possible to open positive boreholes in Zulo and Ndindiza.

For that it is necessary boreholes that reach 150 m deep. At this depth it is

possible to get and supply clean water to local communities.

- With regard to the desalinization process he referred that there is a

desalinization system at Maniquinique, in Chibuto powered by solar panel.

However, it does not work properly.

- There are also problems of drainage where the borehole exists. The

concentration of water resulting from poor sewerage system create problem of

mosquitoes reproduction and malaria.

Desalinization technology may fail as

it did not work in Maniquinique,

Chibuto district (negative aspect)

There are sewage and accumulation

of residual waters that trigger health

problems

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NR. Participant Contribution Environmental and social impacts

4 Eurico Macuácua

– from AIAS

- He noted that in many parts there are no rivers. Hence the priority will always

be the use of alternative sources, such as boreholes. This is the case of Chigubo

where there is no river passing through.

- The government has the responsibility to supply water to all communities.

Where there is no river, water from boreholes seems to be a viable alternative.

- He concluded by saying that while we resolve one problem, supplying water to

the communities, another problem arise: the Residual Water Management

appears as negative impacts to be addressed under the ESMF under

development.

There is a need of residual water

management associated with the

water supply to communities

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NR. Participant Contribution Environmental and social impacts

5 Kalid Chivangue

– From FIPAG

- He mentioned the problem of water brackish, pointing out that many villages in

Chókwè District where FIPAG operates face this problem of high level of water

salinity.

- With regard to the desalinization process, he referred that it should be

preceded by a reflective assessment against the viability to avoid outlaying the

scarce financial resources. Desalinization as it presents, may not show viability,

he added.

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NR. Participant Contribution Environmental and social impacts

6 Edgar Chongo –

Director of

Management Unit

of Limpopo

- He said to be much interested on Ndidiza (Talufo) borehole system displayed

during the presentation. How was it constructed and by the photos displayed it

appears to have a problem over the source?

- He suggested that the water supply systems need to encompass the

sustainability perspective. If the system is costly it will bring no benefits to the

communities.

- He asked what has been the level of engagement of the National Directorate of

Water Resource Management with the provincial directorate. The last, the

Provincial Directorate of Water Resource Management has a grounded

experience on water supply.

- He clarified that the Macarretane barrage, in fact, has no flood deterrence role.

It has agricultural role as was built to raise the water level for irrigation.

- He reviled that ARA-SUL has already drafted the project engineering designs

of Macarretane barrage rehabilitation and the finalization of ESMF and RPF is

critical for decision making over these projects.

Potential impacts resulting from Macarretane barrage rehabilitation

- The preparation of the required concrete will generate dust and

eventually will change the air quality in the area.

- Scenario of the borrow pits due to the need for substituting soil to the

eroded areas within the river.

- There will be no displacement as the rehabilitation will be in the river

main course (no compensation/resettlement are foreseen).

- There will be no restriction of circulation of train, cars and peoples (the

There is a possibility of creating

water system that is costly to build

and to maintain which will bring no

benefits to the local communities

(negative aspect).

There is a need to incorporate local

experiences in the water supply

projects (recommendation)

Potential impacts on Macarretane

barrage rehabilitation include:

- Dusts and air pollution

- Water contamination triggering

health problems and affecting

ecosystems,

- borrow pits

- No displacement is expected, hence

there will be no payment of

compensation or involuntary

resettlement;

- No major impact on the movement

of people and goods (train, vehicles,

will be moving unreservedly)

- restriction on the water discharges

from Macarretane barrage which may

affect economic activities

downstream along the Limpopo river;

- Downstream fishing activities

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NR. Participant Contribution Environmental and social impacts

7 Mrs. Nárcia Tinga

– from AIAS

- Since the engineering designs have been made, she wanted to know whether

this document contains or not a mechanism through which the local communities

can file their complaints.

The projects should create a

communication and stakeholder

engagement strategy – Grievance

Redress Mechanism

(recommendation)

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NR. Participant Contribution Environmental and social impacts

8 Eduardo

Macuácua,

Consultant

- He thanked the participants for insightful contributions in terms of positive and

negative impacts associated with the water supply projects and Macarretane

barrage rehabilitation which is there for irrigation and not for floods prevention?

- He added that has taken note on the agricultural role of Macarretane barrage.

Changes will have to be made in de documents being produced to incorporate

the comment above.

- Regarding to endowment of Mozambique in terms of fauna and natural

resources that was challenged by one of the participants, Mr. Macuácua

explained that although the population of animals have reduced, Mozambique

remain enjoying a huge potential on this domain. As a matter of fact, the

Government has been putting additional efforts to protect our fauna and natural

resources.

- Mr. Macuácua explained that the grievance redress mechanism will be

prepared as a part of specific environmental and social studies. It does not

necessarily need to be part of the project engineering designs.

- Mr. Macuácua asked ARA-Sul representatives to share their experience of the

impacts registered in the first phase of Macarretane dam rehabilitation,

particularly on issues such as health as security, employment generation, etc…

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NR. Participant Contribution Environmental and social impacts

9 Edgar Chongo –

Director of

Management Unit

of Limpopo

- Concerning to the question on grievance redress mechanism, he explained that

although it is not written in the project engineering designs, it is mandatory the

existence of a closer relationship between the project proponent and the local

communities. As a matter of fact, part of material required to the dam

rehabilitation will be extracted within the communities (ex. Reposition soils).

- Regarding to job creation, what normally happens is that the Contractor brings

specialized staff and recruits locally to support staff. In general, it is cost-

effective and on the interest of any contractor to contract staff locally than

bringing it from somewhere else, he added.

- He clarified that what Ara-Sul has draftee is Macarretane dam rehabilitation

project designs.

A project communication and

stakeholder engagement strategy is

required (recommendation).

The project will generate jobs for

local communities

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10 Ivan Cuna – from

Management Unit

of Limpopo Basin

- He added that there is always project concern with regard to the rise of HIV

index and work accidents. That is why in all dam rehabilitation projects there is

an induction on Health & Safety at work place with a view to minimize

accidents.

Project staff to be trained/inducted on

health & safety

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NR. Participant Contribution Environmental and social impacts

11 Humberto

Domingos Cossa

– from the

Provincial

Directorate of

Water Resources

Management in

Gaza

- He explained that the Ndindiza’s water supply system was built by AIAS.

Currently it is concerned with the lack of water required to source the system. In

addition, INGC has funded the construction of borehole which is brackish.

- Regarding the borrow pits, Mr. Humberto said that some of them opened for

the road rehabilitation were isolated with a plastic membrane and serve as

rainfall reservoir.

- He shared his experience of boreholes constructed in zones known as having

high level of salinity. One of these zones is called Malawi, in Chókwè District

where boreholes have 150 m deep and salt isolation process has been

successfully achieved and the boreholes are supplying clean water to the

communities.

- For Zulo, in Massingir District, the water is highly brackish and has foam. The

Portuguese used to bring water from Limpopo river, he explained.

- He suggested that if there was financial availability, the borehole should be

opened closer to the river as the level of salinity is lower. Mr. Macuácua asked

why boreholes should be closer to the river instead pumping water directly from

the river. To this question Mr. Humberto responded it is due to the cost

associated to the water pumping. One need electricity which is 6 km away or the

use of diesel pumping equipment’s.

- Called for the need to make RFP’s specification clear with regard to the level

of salinity. There is no supervision and some contractors give misleading

information and these has been the cause of proliferation of negative boreholes.

- Some funding agencies do not accept paying for a negative borehole.

Water supply systems should be

assessed against their economic

viability.

The borrow pits to be prepared and

used as rain water reservoir.

The zulo water supply should source

water from the river.

Water supply system should be cost-

effective.

Clear borehole specification should

be part of RFP.

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12 Eduardo

Macuácua,

consultant

Mr. Macuácua thanked the participants for the truthful discussions and invited

them for refreshments.

13 Edgar Chongo –

Director of

Management Unit

of Limpopo

He acknowledged the contributions and above all the exchange of experiences

on the positive and negative impacts associated with the water supply projects

and Macarretane dam rehabilitation.

- Before closing stressed that Ara-sul is committed to Macarretane barrage

rehabilitation given its economic and social importance.

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Draft Minutes for Funhalouro Public Meeting

Emergency Resilient Recovery Project (ERRP) – Additional Financing

Preparation of the Environmental and Social Management Framework (ESMF)

and Resettlement Policy Framework (RPF)

Public Consultation Meeting held in Funhalouro

Date: 12/05/2017

Number of Participants: 38

Projects considered at Funhalouro Public Meeting: Funhalouro Water Supply Project

Introduction

Funhalouro District is located in the northern of Inhambane province. Funhalouro

District headquarter will be covered with a water supply project and as required will

include the water desalinization component. The estimated population of Funhalouro

headquarter is 15,537 inhabitants as per INE 2007 census.

The consultants arrived in Funhalouro on 11/5/2017 and visited 10 water supply

systems and met the Head of the District Services of Infrastructure and Planning (Mr.

Alberto Tamele, working as clerk with flexible roles in Infrastructure Services and

Planning)

In addition, the consultants met Mrs Celeste Atanásio from Matlhatlhe, a NGO working

on water supply, agriculture, community radio and health sectors.

The majority of the water systems visited are privately owned. There are systems that

supply water through piped water distribution systems and others cell water in a fixed

point. The water tariff charged for a container of 20l is 2.00 MZN. The local hospital

has a borehole and supply water to own use and to some government offices and

residence.

Funhalouro District has two rainfall excavated reservoirs. Although there is water

enough thanks to the last rainfall, the oil pumping motors has damaged and the system

seemed to be abandoned.

All the existing water system based on borehole suffer from a certain level of water

salinity. In addition, there are negative boreholes and many broken water pump system.

The existing boreholes are powered by electricity and solar panels. In addition, there are

wells and manual water pumping systems in different neighborhoods.

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There are still private entities who operates their own water supply system for own use.

An example includes electricity powered boreholes opened by the local resort known as

Complexo Zimba and the local bakery.

In general, individuals and institutions have procured traditional and/or standard water

tanks to conserve rainfall water. The rainfall water is used for drinking purpose while

water from borehole attend another human water uses.

Following the public meeting, the consultants met on 13/5/2017, Saturday, in

Inhambane city Mr. Luis Afonso Muthema, Head of Provincial Water Department and

Mr. Justino Bahare, from AIAS provincial delegation. From these two meetings

following thoughts were shared:

With regard to displacement of private operators, they confirmed that water supply is

the primary government duty. The government has passed a legislation to regulate the

private water operations and CRA is the government institutions assigned with the

responsibility to implement the legislation. Issues of water quality, water availability,

water service delivery, water supply technical aspects and tariff are encompassed in the

past regulation. This is to say that the private water operators will be brought on board,

under clean rules, as complementary water supplier.

With regarding the management of Funhalouro planned water system, the interviewed

are clear that this will have to go through a private management. However, the selection

of the private managers will be through a public tender with clear requirements that

need to be attained. Experiences exist in Inharrime, Homoine, Morrumbene, Jangamo,

where privates were selected/are being selected to manage public water systems.

With regarding their experience with displacement resulting from water projects, they

commented that compensations and resettlement is done under the rules and following

the Mozambican legislation. Past experiences show that we have attempted to avoid or

minimize displacement as a way to avoid increasing water project costs. All Districts

have an Infra-structure Plan which is followed by AIAS in water project design and

implementation and this help to avoid displacement and disputes.

With regard to water sources and desalinization process and costs they have no

experience in the Province. However, it may be a solution to Funhalouro since the

existing water is brackish. They indicated as much as they know the available water is

brackish. They know that in some zones like Mbanguine there is ground clean water.

However, they don’t know about the natural reservoir capacity and viability to supply

the village. They recommended that geophysical and economic studies be carried out

prior to decide on water sources and the technology to be followed.

Public Consultation Meeting

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The public consultation meeting in Funhaloro took place at Complexo Zimba on 12th

May 2017 and participated District government officials among another stakeholder.

The meeting was opened by Mr. Alberto Tamele, Director for District Services of

Planning and Infrastructures:

▪ Mr. Tamele greeted the participants and alleged that some of participants of

Funhalouro Public Meeting may not recognize him because he was recently (last

week) engaged as Funhalouro Director in replacement of Mr. Watch who was

assigned to another District.

▪ He stressed the importance of the water supply system to Funhalouro as well as

the desalinization component given that all boreholes water is brackish.

▪ Finally, before opening the session called the participants to actively partake in

the identification of environmental and social impacts associated with the water

supply systems that Funhalouro will benefit from.

Mr. Eduardo Macuácua presented, then, the general context under which the water

supply project of Funhalouro is being planned, including the desalination component as

far as the water salinization is a concern. Mr. Macuácua emphasised that the purpose of

the public consultation meeting was to bring the participation and stakeholders and

share general information about the water supply projects in terms of expected

objectives and the associated with environmental and social impacts and to gather input

from participants to improve the EMPF and RPF under preparation. Detailed

presentation and the participants list are presented in Annexes.

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NR. Participant Contribution Environmental and social

impacts

1 Feliz Seventine

Vilanculos –

Water Manager in

Malave

- As a manager of community water system in Malave, shared his concern about

a borehole that does not pour any ping of water.

Negative water boreholes are a

possibility in Funhalouro

2 Almone

Chitlhangue –

Community

Leader at Mutchai

1

- He thanked for the inspiring presentation and wished that the public water

supply system in Funhalouro could be constructed before his death.

- He stressed that the available water in Funhalouro is brackish and hence the

desalinisation component became a critical one. People and animals alike are on

a great suffering due to severe droughts and lacking of clean water, he added.

- Apart from the salinity problem, Mr. Almone revealed that there is water

supply deficit in Funhalouro and some poor family are left without water as they

do not afford to pay 2 MZN per 20 l. He explained that in Mutchai there is one

borehole where individuals and cattle fight for drinking water.

- He noticed the existence of a negative borehole in Mutchai 1. Even though it

was charged.

The construction of water supply

system in Funhalouro shall increase

water supply coverage and lessen

the suffering for both animals and

human being (positive impact)

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3 Laura Zandamela - Took the floor to complain that in Mbone, which is 7 km away from

Funhalouro village, there is no water supply coverage.

4 Julião Nducuane /

Plumber from

Mutchai

- He noticed that the selected mechanics to repair the water system when they

break down are lacking skills to offer a genuine failure diagnosis. When a water

system breaks down, they have no ability to assess the failure and could take

times to solve the problem that could be fixed in a short time period. In some

cases, apart from delaying they fail to fix the problem. That is why some water

systems have been discontinued and abandoned.

The new water supply system

should include a component of

water pump fixing where by

assigned technicians receive

training in different domain and

mechanic kits (recommendation).

5 Sabino Chivite –

1st Secretary of

Circulo for

Frelimo Party.

- He thanked for the presentation and confirmed the existence of brackish water

in Funhalouro. What matter, he added, is to put in place a desalinization process.

A new water system will bring safe

drinking water to the participants

(positive impact)

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NR. Participant Contribution Environmental and social

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6 Rita Manuel from

Bairro Thsenane

(2-3 Km away)

- He complained that some parts of Tsenane there is water pipes but the water is

not pouring.

- She added that there is enough free land to host the contractor operations site.

Physical and economic

displacement may be negligible

(positive aspect)

7 Eduardo

Macuácua,

Consultant

- He urged the participants to be focused on the identification of positive and

negative impacts associated with a water supply project. The problems

pertaining water supply in Funhalouro are well known and that is why we are

here talking about a water supply system. He added that the public meeting is

concerned with the design of the environmental and social management

framework and resettlement policy framework which is intended to identify

environmental and social impacts related to the planned water supply project to

Funhalouro people.

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NR. Participant Contribution Environmental and social

impacts

8 Fernando

Nhalizinga, INGC

representative

He shared his short experience of work in Funhalouro with different

communities in the following manner:

- In many areas there is water far deep but many boreholes are not as deep

as the existing water ground potential.

- As result, many boreholes have certain levels of salinity as they bring

ground water from nearby.

- He recommended that the boreholes for the planned water supply system

have to go far deep where clean drinking water is available.

- In addition, he mentioned that the existing two rainfall reservoirs should

not be considered as alternative for the planned water supply system. As

a matter of fact, it rains during 2-3 months/year and sometimes many

years go without rainfalls.

- He saluted the fact that the water project will bring technology for

desalinization process.

- Since the district is extremely big, is the water project covering the

village only or will includes some outreach communities, he asked.

- One of the positive impacts is that water supply will trigger the territorial

planning of the neighborhoods. People are likely to come together and

live closer each other to benefit from clean water.

- The water project is likely to be associated with erosion due to

excavations if they are not properly handled.

- Environmental and social safeguards must address the existing potential

economic and physical displacement (the water pipe may affect

properties, crops and trees.

- As part of water project’s social responsibility, he recommended an

assistant to a small water system outside the village. It could be in terms

of training and kit supply.

Geotechnical studies to assess the

availability and the quality of

ground water are recommended.

Water supply will trigger District’s

territorial plans implementation.

Water supply system may be

associated with soil erosion trigged

by excavations during the water

pipe laying.

There is possibility of economic

and physical displacement, hence

the need for compensation and

resettlement.

Recommended that one or two

outreach villages be assisted in

fixing the existing broken water

systems.

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9 Munga Julai –

President of

traditional

medical doctors

(currandeiros)

- He started by acknowledging the importance of a public water supply to

Funhalouro village and stressed that it is always much difficult to starts, but are

just witnessing a water supply kick-off meeting which is very important.

- He recalled with regret that when the electricity project was brought to

Funhalouro village people were mobilized to cut off their cashew nut trees to

allow the installation of electricity poles. Fruit trees were removed and

roads/corridors were opened to allow the power line construction. People get no

compensation for the affected trees and regrettably they until now no access to

electrical power. This example was shared to show that people are always

affected without compensation when there is a project. In this case what matter

is the supply of water and that should be done with a hurry up.

- He recommended that displacement over private property (houses, business

and field crops/trees) be anticipated and compensation measure planed.

Errors from the past should be

avoided (false offers and affecting

private properties with no

compensations)

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NR. Participant Contribution Environmental and social

impacts

10 Ivan Cuna – from

Management Unit

of Limpopo Basin

- He witnessed the existence of a lot of water in the two reservoirs that resulted

from the last rain season. However, he also understands that it cannot solve the

water challenge facing Funhalouro village.

- He said that water desalinization is welcome in Funhalouro as there is no clean

water nearby.

11 Lidia Jossias -

Peasant

- She just took the floor to stress that the lack of clean water supply has become

the biggest problem in Funhalouro. Without water they cannot irrigate their

agriculture field. Lacking of clean water supply is the source of generalized

poverty, she added.

Water supply is expected to fight

poverty as they will be able to

irrigate small horticultures.

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impacts

12 Afonso Faztudo,

CARE

representative

- After thanking the floor he reasoned that there is an issue that is likely to

generate a conflict. He asked the consultant what strategies had in plan for

economic displacement associated to the fact that the public water system will

overthrow the private water systems. These privately owned water system are

there long ago and deserve our respect and support, he concluded.

- With regard to the environmental and social impacts he noted that we are all

clear that conflicts will arise with regard to economic and physical displacement

as property, threes, and crops may be affected by the water supply project. He

recommended that these impacts be listed out so as to be address properly.

Private water operators likely to be

displaced by the new water supply

project.

Conflicts are likely to arise trigged

by physical and economic

displacement.

13 Juliao Nducuane,

Plumber

- He recommended the water supply project should hire local staff as there is

high rate of unemployment.

- He corroborated that water from rainfall reservoir is only found when it rains

and hence cannot be considered as solution for sustainable water supply to the

village.

In addition to clean water supply,

job creation is a positive aspect.

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impacts

14 Adriano

Raimundo

Mbanguine,

Private Water

Supply Operator

Following the request from Mr. Macuácua to have the thoughts and challenges

currently facing water operators, Mr. Mbaguine took the floor to explain that:

- The submerse water pumps frequently suffer with salt erosion and it can

get spoiled within 2-3 months of operation. The biggest problem is the

electrical wires connected to the pump that get rusty and fail to supply

the necessary power.

- With regard to desalinization process he took the water sample from his

borehole to get tested in South Africa with a view to test the level of

salinity and procured the desalinization equipment’s. The quotation he

got was extremely expensive and out of his financial capacity. In

addition, he was told that out of 100 l of water from a desalinization

process only 1 liter could be clean water and 99 liters will be regarded as

residual water and not good to supply human being. From there Mr.

Mbanguine ended his plans to desalinize water.

- He also has no doubt that the water supply operators will lose floor with

the government system and their incomes will vanish. Recommended

that the government should do an assessment of the associated impacts

over private water operators.

- He also stressed that the rainfall excavated reservoir is not a solution as it

will guarantee water supply for a short period of time.

- Mr. Mbanguiene asked who is the responsibility to manage the planned

water system. For his understanding projects fails as there is no clear

guidance of management issues. The Government at District level may

not have capacity to deal with water supply management. The example

of the rainfall reservoirs is self-illustrative. Under the government

management, it just worked for a short period of time at the beginning

and then, after getting spoiled was never fixed.

- Mr. Mbanguine suggested that the new system should bring water from

Mbanguine area where clean water is available underground. The site is

located 10 km away from the Funhalouro village and the electricity

supply line pass through Manguine. It will only require a power

transformer.

Submersed equipment’s, such as

pumps will require special address

so that the new water system does

not fail to supply water.

Salinization process may be costly

and not viable for Funhalouro.

Private water operators will be

displaced by the new water system.

The water project needs to

encompass the issues of

management of the public water

supply system.

There is a possibility of existence

of clean underground water in a

zone called Mbanguine.

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15 Eduardo

Macuácua, the

consultant

Mr. Macuácua explained that supplying clean water to citizens is the

government foremost responsibility. As far as we know the water available in

Funhalouro is brackish and the supply is limited as there are neighborhoods

without a decent water supply access (as we have just listened complains from

some of the participants). The Government is called to resolve the water

problem.

- Mr. Macuácua said he was happy that we have identified the displacement of

private water operators as an important economic/social impact.

- Regarding to the management of the new water system, Mr. Macuácua

explained as a rule of thumb, the government has no interest/time to manage

water system and opting for selecting a private manager though a public tender.

Having said that, the final decision on water system management will however

be taken by the project proponent (the Government represented by AIAS).

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16 Fernando

Nhalizinga, INGC

representative

- He explained that the rainfall excavated reservoirs have water now because it

has rained and no one is using the stored water. If used, it will not last even two

months.

- We should either consider three alternatives for sustainable water supply in

Funhalouro:

- to bring water from a river (it could be from a river located in Massinga

District which is 70 km away);

- Bring water from a clear borehole (water that after extraction is ready for

human consumption) – this is the case of Mbanguine which is 10 km

away and has underground clean water; and

- Brink water from a local salinized borehole to a desalinization plant.

- With regard employment creation, he said that it is logical that

supporting staff be recruited locally and specialized works come with the

contractors;

- As the project will attract people from different regions, there are risks

associated with HIV/STD index rise and hence there is a need for the

heath sector to launch a sensitization campaign.

- In addition, there will be an increased movement of people and goods in

the village. When SASOL installed the gas pipeline, far away from the

Funhalouro village, we witnessed an unusual movement of people and

cars and the police have to work hard to prevent accidents and crime.

Water source need to be assessed

with regard to the technical and

economic viability.

The water supply project will be

associated with health risks and

public disorder/crime as many

people will come to the village.

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impacts

17 Alfredo Mazive,

1st District

Secretary of

Frelimo Party

- He recalled that when development projects are implemented, then we listen

many people complaining that they did not get consulted. It happened when the

rainfall reservoirs were constructed. We have to understand that with regard to

the water project the government is currently undertaking a public consultation

meeting to allow local peoples to present doubt and share their concerns. He

referred that all the participants are privileged to come and represents their

sectors/ communities and institutions and therefore we should not return home

with no doubt and misunderstanding. We have the opportunity to clearly state

what we think regarding the water project, he added.

- He praised the Public Consultation Meeting and recommended that this should

be the first of many meetings that have to be undertaken until the project

completion.

- He wished that the implementation of the project be accelerated.

- Taking the past experience from SASOL project he recalled that the project

will bring many people to the village looking for employment. The disturbance

to the existing order and proliferation of diseases is one of negative impacts that

health and police institutions need to address.

- He recommended that people losing assets due to the water project be

compensated or resettled

There is a need of additional

meetings during the water project

implementation.

There are health and criminal risks

associated with influx of people in

the village attracted by the water

project.

Assets displacement is a potential

negative risk.

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18 Isabel Amandio

Matine, District

Health Director

- She recalled that this project is about supplying clean water to the local

population. As we all know drinking salinized water causes health problems one

of which is blood pressure.

- Funhalouro faces shortage in water supply. The direct consequence’s is that

children will always eat fruits without cleaning it and will not wash their hands

after using toilet. These have consequences on the health of children.

Water supply will increase the

community health protects such as

washing hands before eating and

after using toilet.

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19 Alberto Tamele –

SDPI Director

- He noted with tanks the contributions and the perspectives that was brought by

the participants.

- He added that there are times when patients are prohibited to use salt due to

health problems. Since the existing water is brackish, patients are forced to

perpetuate their health status by drinking brackish water.

- He agreed that economic and physical displacement trigged by the water

project should be compensated/resettled under the existing laws and rules.

- He added that the water system should consider additional funds to train

mechanics and acquire equipment’s for maintenance of water system.

- Most impotently we should work together to reduce or avoid the negative

impacts, he recommended.

- The meeting was then closed and Mr. Macuácua took the floor to invite the

participants for a lunch served on site.

Participants’ contributions in Funhalouro are recorded in the table below:

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ANNEX 3: MITADER PRE-ASSESSMENT FORM (“FICHA DE PRE-AVALIAÇÃO”)

Environmental Information for Project Development

1 Name of project:

2 Type of activities:

a) Tourism: ------------------------------------

b) Industrial: ------------------------------------

c) Agricultural: ------------------------------------

d) Other: ------------------------------------

Specify: ------------------------------------

3 Identification of components: ------------------------------------

4 Contact: ------------------------------------

5 Location of activities:

5.1 Administrative Localization (town, city, district, province, geographical position)

5.2 Insertion: (Urban – Rural)

6 Zonnig:

Residential: ------------------------------------

Industrial: ------------------------------------

Services: ------------------------------------

Parks/gardens: ------------------------------------

7 Description of activities

7.1 Infrastructures and dimensions (attach map, etc.): -------------------------

7.2 Associated activities: ------------------------------------------------------------------

7.3 Short description of technology operation: ----------------------------------

7.4 Principal and complementary activities: ------------------------------------------

7.5 Type, origin and number of workers: --------------------------------------------

7.6 Type, origin and quantity of primary material: --------------------------------

7.7 Chemical product proposed of use ----------------------------------------------

7.8 Type, origin and quantity of water and energy resource: -------------------

7.9 Type, origin and quantity of combustibles and oils proposed to use: primary material: -----

7.10 Other necessary resources: ---------------------------------------------------

8 Land ownership (legal situation, owners, modality of acquiring, etc.): -------------------------------

9 Alternatives for location of activities: -------------------------------

(Implementation justification, etc.)

10 Short information on local and regional environmental references:

10.1 Physical Characteristics for implementation of activities:

Plains

Plateau

Valley

Mountains

10.2 Principal Ecosystems:

River

Lake

Sea

Land

10.3 Location/zone:

Coastal Zone

Continental Zone

Island

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10.4 Type of principal vegetation:

Flora

Savana

Others (specify)

10.5 Land use:

Residential

Industrial

Protected area

Others (specify)

10.6 Principal existing infrastructures in the protect area: -----------------------------

11 Complementary Information:

Location map

Other information related to the project activities

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ANNEX 4: PROPOSED ENVIRONMENTAL AND SOCIAL SCREENING FORM

Project title……………………………………………………………………………………..

Project number………………………………………………………………………………….

Project type……………………………………………………………………………………..

Name of district for infrastructure rehabilitation/construction…………………………………

Name of Executing Agent………………………………………………………………………

Date: ………………………………………………………………………

Name of the Approving Authority …………………………………………

PART A: BRIEF DESCRIPTION OF THE PROPOSED ACTIVITIES

Please provide brief information on the type and scale of the construction/rehabilitation activity (total area,

required land, approximate size of floor area).

_______________________________________________________________________________________

_______________________________________________________________________________________

_______________________________________________________________________________________

____________________________________________________________________________________

Please provide information regarding actions needed during the construction of facilities including

support/ancillary structures and activities required to build them, e.g. need for borrow pits, energy and water

pipes/lines installations, access road etc.

_______________________________________________________________________________________

_______________________________________________________________________________________

_______________________________________________________________________________________

__

Please describe how the construction/rehabilitation activities will be carried out, including complementary

activities and infrastructures and resources required e.g. roads, disposal site, water supply, energy

requirement, human resource etc.

_______________________________________________________________________________________

_______________________________________________________________________________________

_______________________________________________________________________________________

_______________

PART B: BRIEF DESCRIPTION OF THE ENVIRONMENTAL SITUATION AND

IDENTIFICATION OF ENVIRONMENTAL AND SOCIAL IMPACTS

Please describe the proposed infrastructures location, sitting; surroundings (include a map)

_______________________________________________________________________________________

_______________________________________________________________________________________

_______________________________________________________________________________________

_______________

Describe the land formation, topography, vegetation in/adjacent to the activity area

_______________________________________________________________________________________

_______________________________________________________________________________________

_________________________________

Estimate and indicate where vegetation might need to be cleared.

_______________________________________________________________________________________

_______________________________________________________________________________________

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PART C: OTHER ENVIRONMENTAL ASPECTS

# Environmental and social aspect Yes No Don’t

Know

Is the site zoned for the proposed land-use?

Are there any environmentally sensitive areas or threatened species

(specify below) that could be adversely affected by the project?

Is there any intact natural forests?

Is there any surface water courses, natural springs?

Is the water table close to the surface? i.e. 0,5 m or less?

Are there any wetlands (lakes, rivers, swamp, seasonally inundated

areas) in the proximity of the site?

Is there any area of high biodiversity?

Are there habitats of endangered/threatened or rare species for which

protection is required under the Mozambican national law/local law

and/or international agreements

Is there a possibility that, due to construction/rehabilitation works and

subsequent operation of the infrastructure, the river and lake ecology

will be negatively affected with regards to its water quality and

quantity?

Is the site (or its complementary facilities) located within/adjacent to

any protected areas designated by the government (national park,

national reserve, world heritage site etc.)?

Is the infrastructure likely to alter any historical, archaeological,

cultural heritage traditional (sacred, ritual area) site or require

excavation near same?

Will the project involve any involuntary land acquisition?

Will there be any voluntary land acquisition?

Will the activities be located in any vacant public land?

Is the site located in any or near polluted area (near a waste dump)?

Is the site located in an area of steep slope and or susceptible to

landslides or erosion of soils?

Is the site located to agricultural land?

Is the site located in the proximities of tourism activities?

Is the project site susceptible to natural disasters (flooding, fire,

cyclones and earth quake)?

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Is the site located in area of population concentration points (schools,

markets, health facilities, water sources and commercial areas)?

Will the construction/rehabilitation activities result in the permanent or

temporary loss of crops, fruit trees and household infra-structure (such

as granaries, outside toilets and kitchens, livestock?

Will the construction/rehabilitation works interfere with or block

access, routes etc (for people, livestock and wildlife) or traffic routing

and flows?

Will the operating noise level exceed the allowable noise limits?

Will the construction/rehabilitation works require large number of staff

and laborers; large/long-term construction camp?

Will the activities result in emission of large amounts of dust,

hazardous fumes?

Will the construction/rehabilitation works generate solid or liquid

wastes? (including human excreta/sewage, asbestos)

If “Yes”, does the architectural plan include provisions for their

adequate collection and disposal, particularly asbestos?

Are the construction/rehabilitation activities prone to hazards, risks and

could they result in accidents and injuries to workers during

construction or operation?

Will the operation involve use of considerable amounts of natural

resources (construction materials, water spillage, land, energy from

biomass etc.) or may lead to their depletion or degradation at points of

source?

Has public consultation and participation been sought?

Name, job title, and contact details of the person responsible for filling the Form:

Name: ------------------------------------

Job title: ------------------------------------

Telephone numbers: ------------------------------------

Fax Number: ------------------------------------

E-mail address: ------------------------------------

Date: ------------------------------------

Signature: ------------------------------------

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PART D: MITIGATION MEASURES

For all “Yes” responses, please briefly describe the measures taken to this effect. Subsequent to completion

of the present Environmental and Social Screening Form, the analysis by the District Environmental

Commission will follow in order to classify the activity into one of the categories A, B or C.

ANNEX 5: ENVIRONMENTAL AND SOCIAL CHECKLIST

For each activity proposed, fill the corresponding section on the checklist

Civil work activity Issue to be addressed Yes No

Construction/rehabilitation Are there agricultural lands in the proximity of

the site (cultivated or non-cultivated lands) or any

other natural resources likely to be affected by

reconstruction/rehabilitation works?

Are there appropriate facilities to handle wastes

resulting from the proposed

construction/rehabilitation works?

Will the reconstruction/rehabilitation works

require clearing of vegetation and excavation of

soils?

Will the use of local construction materials

(borrow pit materials for brick manufacturing,

need for firewood and timber harvesting) be

required during the reconstruction/ rehabilitation

works?

Are there pollution risks of surface and

groundwater as a result of the proposed

construction/ rehabilitation works?

Where the response is “YES” in the above Table, reference should be made to the proposed mitigation

measures in the Table on section 7.5, describing the relevant mitigation measures listed.

The RAP implementation budge has been estimated based on he expected project impacts on land

acquisition. It should be noted that Macarretane barrage as well as other water supply

infrastructures are not expected to result in a significant land acquisition given the small-scale

nature of the proposed projects. As a result, the budget proposed is to cover any potential minimal

land acquisition issues that may result from the projects.

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ANNEX 6: REPORTING TEMPLATES

Safeguards Quarterly Report

Name of Project: Emergency Resilience Recovery Project

Sub-Component: A.5 - Rehabilitation of Macarretane Barrage

Name of District

Name and Position of Review Authority Completing the Quarterly Report

Reporting Period

Date of Report

Activity Type Status of

Implementation

(not initiated/ ongoing/

completed)

General Site

Conditions

(Good/ Average/

Bad

Compliance

with ESMP

(Y/ N)

Compliance with

Health, Safety

and Hygiene Plan

(Y/ N)

Observations

Rehabilitation of

Macarretane Barrage

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1. Were there any unforeseen environmental or social problems associated with any activity implemented in the quarter? If so, please identify the

activity/ activities and summarize the problem (s), and what was or will be done to solve the problem.

Activity Issue(s) Actions Taken Follow-up required

2. What factors contribute or detract from complying with the ESMP?

3. Have any other environmental and social assessments been carried out in your district?

4. Have you noticed any particular problems with implementing the ESMF in the past year (e.g. administrative, communications, forms, capacity)? If

so, please describe them briefly.

5. Have any training been undertaken in your district in the last quarter? If so, in which areas, when did they take place and to whom where they

provided? What/ is additional training required?

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Safeguards Quarterly Report

Name of Project: Emergency Resilience Recovery Project

Sub-Component: A.6 – Water supply systems rehabilitation and expansion

Name of District

Name and Position of Review Authority Completing the Quarterly Report

Reporting Period

Date of Report

Activity Type Status of

Implementation

(not initiated/ ongoing/

completed)

General Site

Conditions

(Good/ Average/

Bad

Compliance

with ESMP

(Y/ N)

Compliance with

Health, Safety

and Hygiene Plan

(Y/ N)

Observations

Rehabilitation and

expansion of water

supply system

1. Were there any unforeseen environmental or social problems associated with any activity implemented in the quarter? If so, please identify the

activity/ activities and summarize the problem (s) and what was or will be done to solve the problem.

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Activity Issue(s) Actions Taken Follow-up required

2. What factors contribute or detract from complying with the ESMP?

3. Have any other environmental and social assessments been carried out in your district?

4. Have you noticed any particular problems with implementing the ESMF in the past year (e.g. administrative, communications, forms, capacity)? If

so, please describe them briefly.

5. Have any training been undertaken in your district in the last quarter? If so, in which areas, when did they take place and to whom where they

provided? What/ is additional training required?

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Safeguards Quarterly Report

Name of Project: Emergency Resilience Recovery Project

Sub-Component: A.7 – Installation of water desalination systems

Name of District

Name and Position of Review Authority Completing the Quarterly Report

Reporting Period

Date of Report

Activity Type Status of

Implementation

(not initiated/ ongoing/

completed)

General Site

Conditions

(Good/ Average/

Bad

Compliance

with ESMP

(Y/ N)

Compliance with

Health, Safety

and Hygiene Plan

(Y/ N)

Observations

Installation of water

desalination systems

Construction of water

dispensers for livestock

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1. Were there any unforeseen environmental or social problems associated with any activity implemented in the quarter? If so, please identify the

activity/ activities and summarize the problem (s) and what was or will be done to solve the problem

Activity Issue(s) Actions Taken Follow-up required

2. What factors contribute or detract from complying with the ESMP?

3. Have any other environmental assessments been carried out in your district?

4. Have you noticed any particular problems with implementing the ESMF in the past year (e.g. administrative, communications, forms, capacity)? If

so, please describe them briefly.

5. Have any training been undertaken in your district in the last quarter? If so, in which areas, when did they take place and to whom where they

provided? What/ is additional training required?

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Safeguards Annual Report

Name of Project: Emergency Resilience Recovery Project

Name and Position of Review Authority Completing the Quarterly Report

Reporting Period

Date of Report

Province/ District Sub-component Status of

Implementation

(not initiated/ ongoing/

completed)

Compliance

with ESMP

(Y/ N)

Overall Performance

Assessment

(Good/ Average/ Bad)

Observations

Gaza province

Rehabilitation of

Macarretane Barrage

Water supply systems

rehabilitation and expansion

Installation of water

desalination plants

Construction of water

dispensers for livestock

Inhambane province Water Supply System

rehabilitation and expansion

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1. Were there any unforeseen environmental or social problems associated with any activity implemented in the quarter? If so, please identify the

activity/ activities and summarize the problem (s) and what was done to solve the problem.

Activity Issue(s) Actions Taken Follow-up required

2. What were the key challenges and achievements in terms of complying with the ESMP, and what were the key factors that contributed or detracted

from complying?

3. Have any other environmental and social assessments have been carried out in your district?

4. Have you noticed any particular problems with implementing the ESMF in the past year (e.g. administrative, communications, forms, capacity)? If

so, please describe them briefly.

5. Have any training been undertaken in your district in the last quarter? If so, in which areas, when did they take place and to whom where they

provided? What/ is additional training required?