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MODULE #1 FUNDAMENTAL PRINCIPLES OF BIOSAFETY AND BIOCONTAINMENT PROJECTS
JEFFREY R. ZYNDA, ASSOC. AIA | SCIENCE PRACTICE LEADER & ASSOCIATE PRINCIPAL, PAYETTE
290 Congress Street, Fifth Floor, Boston, MA 02210(T) 617-895-1236 (F) 617-895-1002
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MODULE 1 | AGENDA
• Levels of Containment
• Regulatory Requirements
• Biological Risk Assessment
• Primary vs. Secondary Containment
• Project Team / Management
• Project Planning
OVERVIEW | WHY?
90 mph, 12’-0” dispersion, ~ 5,000 droplets, ~ 10,000 bacteria = 1 sneeze
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MODULE 1 | REGULATORY BODIES
MODULE 1 | REGULATIONS AND STANDARDS
Standards, Regulations and nearly so…
Biosafety in Microbiological and Biomedical Laboratories – 5th ed. (NIH/CDC 2009)
Joint Centers for Disease Control / National Institutes of Health (CDC/NIH) Publication
Laboratory Biosafety Manual – 3rd ed. – World Health Organization (WHO: 2004)
Adopted by Many EU Countries Laboratory Biosafety Guidelines – 3rd ed. – Public Health Agency Canada (PHAC)
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MODULE 1 | REGULATIONS AND STANDARDS
Standards, Regulations and nearly so…
USDA Agricultural Research Service (ARS) – 242.1 –Facilities Design Standards
ABSL-3 (Ag) Requirements
National Institutes of Health (NIH) – Design Requirements Manual
Applies to Intra/Extramural NIH Funded Construction Projects
MODULE 1 | REGULATIONS AND STANDARDS
Standards, Regulations and nearly so…
American National Standard Z9.14 - Testing and Performance Verification Methodologies for Ventilation Systems for Biological Safety Level 3 (BSL-3) and Animal Biosafety Level 3 (ABSL-3) Facilities
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MODULE 1 | SELECT AGENTS
Standards, Regulations and nearly so…
Public Health Security and Bioterrorism Preparedness and Response Act of 2002, Subtitle A of Public Law 107–188 (42
U.S.C. 262a) (the Bioterrorism Preparedness Act):
“Individuals possessing, using, or transferring agents or toxins deemed a severe threat to public, animal or plant health, or to animal or plant products notify either the Secretary of the Department of Health and Human Services (HHS) or the Secretary of the Department of Agriculture (USDA). In accordance with the Act, implementing regulations detailing the requirements for possession, use, and transfer for select agents and toxins were published by HHS:
7 CFR part 331
9 CFR part 121
42 CFR part 73
www.selectagents.gov
This legislation effectively makes the BMBL 5th ed. law by reference
MODULE 1 | REGULATIONS AND STANDARDS
Standards, Regulations and nearly so…
7 USC 2131-2159
The AWA requires that minimum standards of care and treatment be provided for certain animals bred for commercial sale, used in research, transported commercially, or exhibited to the public.
ETS 123 (Amended ETS 170) 1986 – “European Convention for the
Protection of Vertebrate Animals used for Experimental and Other Scientific
Purposes”
– Directive 8869 / 10 – NHP Use
CCAC – Canadian Council on Animal Care StandardsGuide to the Care and use of Experimental AnimalsGuidelines on Laboratory Animal FacilitiesGuidelines on the Care and Use of Farm AnimalsGuidelines on the Care and Use of Fish in Research
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MODULE 1 | REGULATIONS AND STANDARDS
Standards, Regulations and nearly so…
The Guide for the Care and Use of Laboratory Animals 8th Ed. (ILAR 2010)
Primary Containment for Biohazards: Installation and Use of Biosafety Cabinets 3rd ed. (CDC/NIH: 2009)
Arthropod Containment Guideline ver 3.1 (The American Committee
of Medical Entomology of the American Society of Tropical Medicine and Hygiene)
MODULE 1 | LEVELS OF (BIO)CONTAINMENT
Biosafety Level One (BSL-1)
Agents not know to consistently cause diseases in healthy adults
Biosafety Level Two (BSL-2)
Agents associated with human disease; routes of transmission include percutaneous injury, ingestion, mucous membrane exposure
Biosafety Level Three (BSL-3)
Indigenous or exotic agents that may cause serious or potentially lethal disease through the inhalation route of exposure
Biosafety Level Four (BSL-4)
Dangerous / exotic agents which pose high risk of life threatening disease; aerosol-transmitted laboratory infections have occurred or related agents with unknown risk of transmission.
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MODULE 1 | LEVELS OF (BIO)CONTAINMENT
Biosafety Level One (BSL-1)
Agents not known to consistently cause diseases in healthy adults
Biosafety Level Two (BSL-2)
Agents associated with human disease; routes of transmission include percutaneous injury, ingestion, mucous membrane exposure
Biosafety Level Three (BSL-3)
Indigenous or exotic agents that may cause serious or potentially lethal disease through the inhalation route of exposure
Biosafety Level Four (BSL-4)
Dangerous / exotic agents which pose high risk of life threatening disease; aerosol-transmitted laboratory infections have occurred or related agents with unknown risk of transmission.
MODULE 1 | LEVEL THREE AGENTS
Risk Group 1
Risk Group 2
Risk Group 3
Risk Group 4
Bacteria
B Anthracis
Brucellosis
Botulinium
F. Tularensis
Y. Pestis
Viral
H2N1
H5N1
West Nile
New Castle
BSE
Lethal Human Disease
Preventatives may be Available
High Individual Risk
Low Community Risk
Other
Fungal
Parasitic
Prious
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MODULE 1 | PRIMARY VS. SECONDARY CONTAINMENT
Primary Barriers vs. Secondary Barriers
MODULE 1 | PRIMARY VS. SECONDARY CONTAINMENT
Laboratory is SECONDARY
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MODULE 1 | BSL-2
Primary Containment –Class I or II BSC BSC Located Away from Doors and Airflow Disruptions
Self-Closing and Locking Door
Sink for Hand-Washing; Eyewash Station
Autoclave Available in facility
Reference: BMBL 5th ed. Section V – Laboratory Biosafety Level Criteria
MODULE 1 | BSL-3 LABORATORY
Primary Containment –Class II or III BSC Required
Access to Lab through Two Self-Closing and LockingDoors
Handwashing Sink in Each Zone
Surfaces must be Easily Cleaned and Decontaminated
BSL-2 Secondary Barrier Requirements, Plus:
Visual Directional Airflow Indicator
Validated Decontamination
Means in Lab
Reference: BMBL 5th ed. Section V – Laboratory Biosafety Level Criteria
Inward Directional Airflow!
Access to Lab through Two Self-
Closing Doors
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MODULE 1 | POSSIBLE BSL-3 ENHANCEMENTS
HEPA Exhaust Filtration; Based on Risk Assessment
Liquid Effluent Decontamination; Based on Risk Assessment
Reference: BMBL 5th ed. Appendix D
BSL-3 Secondary Barrier Requirements, Plus:
MODULE 1 | BSL-3 POSSIBLE ENHANCEMENTS
Personnel Shower-Out;
Based on Risk Assessment
HEPA Exhaust Filtration; Based on Risk Assessment
Liquid Effluent Decontamination; Based on Risk Assessment
Reference: BMBL 5th ed. Appendix D
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MODULE 1 | ABSL-3
BSC for Manipulation of
Infectious Material Required
Visual Directional Airflow Indicator
Autoclave “Convenient” to Animal Rooms
Ventilation Provided in Accordance with “The Guide”
Reference: BMBL 5th ed. Section V – Vertebrate Animal Biosafety Level Criteria for Vivarium Research Facilities
MODULE 1 | ABSL-3 POSSIBLE ENHANCEMENTS
Personnel Shower-Out;
Based on Risk Assessment
HEPA Exhaust Filtration; Based on Risk Assessment
Reference: BMBL 5th ed. Appendix D
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MODULE 1 | ABSL-3 (Ag)
Tandem HEPA Exhaust Filtration in Series Required
Liquid Effluent Decontamination
Required
Supply Side HEPA Filtration Required
Shower-Out Required; May be Required to be Contiguous
with Lab
Reference: ARS 242.1-M Chapter 9 – Biohazard Containment Design
MODULE 1 | ABSL-3 (Ag)
Tandem HEPA Exhaust Filtration in Series Required
Liquid Effluent Decontamination
Required
Supply Side HEPA Filtration Required
Room is Primary Containment –
Pressure Decay Tested Envelope
Air Pressure Resistant Doors on
Primary Containment Room(s)
Reference: ARS 242.1-M Chapter 9 – Biohazard Containment Design
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MODULE 1 | BIOSAFETY LEVEL REQUIREMENT MATRIX
BSL-2 Laboratory
BSL-3 Laboratory
BSL-3 (Enhanced)
(A)BSL-3
BSL-3 AG Lab & Animal
BSL-4 Lab & Animal
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mRequired by BMBL 5th ed.
Recommended
By Risk Assessment
MODULE 1 | BIO-RISK ASSESSMENT
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MODULE 1 | BIO-RISK ASSESSMENT
Risk Criteria
1. Infectivity
2. Severity of Disease
3. Transmissibility
4. Nature of Work being Conducted
Based on the methodology followed by Public Health Agency Canada and Canadian Food Inspection Agency
• PSDS (Pathogen Safety Data Sheets)
MODULE 1 | BIO-RISK ASSESSMENT
Risk Criteria
1. Infectivity
2. Severity of Disease
3. Transmissibility
4. Nature of Work being Conducted
Based on the methodology followed by Public Health Agency Canada and Canadian Food Inspection Agency
• PSDS (Pathogen Safety Data Sheets)
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MODULE 1 | BIO-RISK ASSESSMENT
Assessment Process
• Agent Characteristics
• Personnel
• Nature of Experiment
• Nature of Environment
• Equipment (or Process)
MODULE 1 | BIO-RISK ASSESSMENT
Agent Characteristics
• Pathgenicity / Virulence
• Transmissibility
• Edemicity
• Recombinants
• Infectious Dose
• Environmental Stability
• Economic Considerations (Impact)
• Availability of Prophylaxis
• Mode of Transmission
• Host Range
• Vectors
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MODULE 1 | BIO-RISK ASSESSMENT
Personnel:
• Level of Training and Experience
• Competency Level and Demonstration of Diligence
• Use of Personal Protective Equipment
• Allergies
• Availability of Prophylaxis and First Aid
MODULE 1 | BIO-RISK ASSESSMENT
Nature of Experiment
• Aerosol Generating Activities
• Potential Self-Inoculation
• Concentration of samples
• Nature of Sample (Clinical, Pure Culture, Previously Manipulated)
• Volume of Pathogen
• Animal Use
• Cell Line Characteristics
• Toxin Production
• Vector Use
• Contingency Plan (Exposure, Release, Equipment Failure)
• Techniques
• Decontamination Procedures
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MODULE 1 | BIO-RISK ASSESSMENT
Nature of Environment
• Level of Containment
• Factors Affecting Containment
• Impact of External Activities
• Biosecurity
• Lab Facility Conditions
• Availability and Statues of Emergency Support
• Housekeeping and Maintenance
• Public Access
MODULE 1 | BIO-RISK ASSESSMENT
Equipment
• Maintenance
• Periodic Decontamination
• Training and Correct Operation
• Equipment Specific Hazards
• Standard Operating Procedures
• Ventilation Considerations
• Location within Lab
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MODULE 1 | TEAM
MODULE 1 | TEAM
Scope of Work?
• Programming?
• Design?
• Master Planning?
• Risk / Hazard Analysis?
• Scientific Need Determination?
• Equipment Selection, Coordination?
• Threat / Risk & Vulnerability, Analysis?
• Cost Estimation?
• Environmental Impact Analysis?
• Regulatory Agency Liaison?
• Overall Project Management?
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MODULE 1 | TEAM
Professional Team:
• Programmer
• Architect
• Engineers
• Mechanical, Electrical, Plumbing, Low-Voltage, Structural
• Cost / Quantity Surveyor
• Specialty Consultants:
• Industrial Hygienists
• Vibration / Acoustic
• Wind / Wake
MODULE 1 | TEAM
Stakeholders
• End-Users:
Facility Director(s)
Principal Investigator(s)
Technicians / Staff
Animal Health and Welfare
• Facilities Maintenance
• Environmental Health / Safety
• First Responders
• Security / Law Enforcement
• Risk Management
• Legal Department
• Constructor
• Commissioning Agent(s)
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MODULE 1 | TYPICAL APPROACH
DESIGN TEAM
CONTRACTOR
I. ENGINEERS I. ARCHITECTS
PM
HUSBANDRY VET TECHS MAINTENANCE STAFF
OWNER
PI
MODULE 1 | TEAM
Stakeholders
• End-Users:
Facility Director(s)
Principal Investigator(s)
Technicians / Staff
Animal Health and Welfare
• Facilities Maintenance
• Environmental Health / Safety
• First Responders
• Security / Law Enforcement
• Risk Management
• Legal Department
• Constructor
• Commissioning Agent(s)
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TEAM | STAKEHOLDER APPROACH
DESIGN TEAM
CONTRACTOR
I. ENGINEERSI. ARCHITECTS
HUSBANDRY
VET TECHS
MAINTENANCE
STAFF
OWNERPM
PI
MODULE 1 | TEAM
Perseverance with the stakeholder team will ultimately lead to success!
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MODULE 1 | TRADITIONAL LAB PROJECT
MODULE 1 | BIOCONTAINMENT PROJECT
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MODULE 1 | EFFECTIVE IMPACT
MODULE 1 | EFFECTIVE IMPACT
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MODULE 1 | PROCESS IMPACT
MODULE 1 | PROCESS IMPACT
Cost Impacts due to Enhanced Effort:
Design Fees
Typical Micro-Bio Laboratory = 5-7%
Biocontainment Laboratory = 10-30%
= 100-300% Increased Cost
Construction Fees
Typical Lab – 1.5-4%
Biocontainment – 2-10%
Containment Projects Average 60-75% Increase in Project Time Commitment
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MODULE #1 FUNDAMENTAL PRINCIPLES OF BIOSAFETY AND BIOCONTAINMENT PROJECTS
JEFFREY R. ZYNDA, ASSOC. AIA | SCIENCE PRACTICE LEADER & ASSOCIATE PRINCIPAL, PAYETTE
290 Congress Street, Fifth Floor, Boston, MA 02210
(T) 617-895-1236 (F) 617-895-1002
Date:
Session:
Presenters:
Metrics
Tools
Resources
Innovative Ideas
Proofs
Date:
Session:
Presenters:
Metrics
Tools
Resources
Innovative Ideas
Proofs
Date:
Session:
Presenters:
Metrics
Tools
Resources
Innovative Ideas
Proofs
Date:
Session:
Presenters:
Metrics
Tools
Resources
Innovative Ideas
Proofs