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Molecular basis of mammalian transmissibility of avian H1N1 influenza viruses and their pandemic potential Mark Zanin a , Sook-San Wong a , Subrata Barman a , Challika Kaewborisuth a,1 , Peter Vogel b , Adam Rubrum a , Daniel Darnell a , Atanaska Marinova-Petkova a,2 , Scott Krauss a , Richard J. Webby a , and Robert G. Webster a,3 a Department of Infectious Diseases, St. Jude Childrens Research Hospital, Memphis, TN 38105; and b Veterinary Pathology Core, St. Jude Childrens Research Hospital, Memphis, TN 38105 Contributed by Robert G. Webster, August 10, 2017 (sent for review March 14, 2017; reviewed by Wendy Barclay, Todd T. Davis, and Jeffrey K. Taubenberger) North American wild birds are an important reservoir of influenza A viruses, yet the potential of viruses in this reservoir to transmit and cause disease in mammals is not well understood. Our surveillance of avian influenza viruses (AIVs) at Delaware Bay, USA, revealed a group of similar H1N1 AIVs isolated in 2009, some of which were airborne-transmissible in the ferret model without prior adaptation. Comparison of the genomes of these viruses revealed genetic markers of airborne transmissibility in the Polymerase Basic 2 (PB2), PB1, PB1-F2, Polymerase Acidic-X (PA-X), Nonstructural Protein 1 (NS1), and Nuclear Export Protein (NEP) genes. We studied the role of NS1 in airborne transmission and found that NS1 mutants that were not airborne-transmissible caused limited tissue pathology in the upper respiratory tract (URT). Viral maturation was also delayed, evident as strong intranuclear staining and little virus at the mucosa. Our study of this naturally occurring constellation of genetic markers has provided insights into the poorly understood phenomenon of AIV airborne transmissibility by revealing a role for NS1 and charac- teristics of viral replication in the URT that were associated with airborne transmission. The transmissibility of these viruses further highlights the pandemic potential of AIVs in the wild bird reservoir and the need to maintain surveillance. avian influenza virus | nonstructural protein 1 | H1N1 | airborne transmission | ferret A quatic birds are a major reservoir for influenza A viruses in nature, such that 16 of the 18 hemagglutinin (HA) subtypes and 9 of the 11 neuraminidase (NA) subtypes can be found in this reservoir (1, 2). The North American wild bird reservoir is important as the causative viruses of two of the four novel human influenza pandemics that have occurred in the past century have origins in this reservoir (35). Further, influenza viruses con- taining genes similar to one of these viruses, the 1918 pandemic strain, continue to circulate in aquatic birds (6). Despite their importance, knowledge about the potential of the viruses in the North American wild bird reservoir to transmit and cause disease in mammals is limited. Our recent studies of subtype H1N1 avian influenza viruses (AIVs) isolated at Delaware Bay, USA, over a period of more than 25 y showed that a majority of the viruses studied caused severe disease in the mouse model (7). More concerning and atypical for AIVs was that all of the viruses we studied were capable of contact transmission in the ferret model of human influenza virus transmission (8). We also identified viruses that could transmit between ferrets via the airborne route (8). This was concerning as these viruses did not appear to re- quire prior adaptation to become transmissible. To investigate airborne transmission, we compared the genomes of viruses that were or were not airborne-transmissible in the ferret model and identified genetic markers that correlated with transmission. These residues were in Polymerase Basic 2 (PB2), PB1, PB1-F2, Polymerase Acidic-X (PA-X), Nonstructural Protein 1 (NS1), and the Nuclear Export Protein (NEP) (8) (Table S1). Our objective was to study these subtype H1N1 AIVs to better understand the airborne transmission of AIVs in mammals. Results Putative Transmission Markers in Avian H1N1 Influenza Viruses Isolated at Delaware Bay, USA, Were Important for Airborne Transmission. We began by confirming that the genetic markers we previously iden- tified are important for the airborne transmissibility of H1N1 AIVs between mammals using the ferret model (Table S1). It should be noted that we restricted these studies to wild-type viruses due to the current pause on gain-of-function research by the US Gov- ernment. A/ruddy turnstone/Delaware/300/2009 (H1N1) (DE300), which contained all of the genetic markers and was airborne- transmissible in ferrets in our previous studies (7, 8), again trans- mitted via the airborne route. Another virus that contained all of the genetic markers, A/ruddy turnstone/New Jersey/AI09_256/2009 (H1N1) (NJ256), also transmitted via the airborne route. A/shorebird/Delaware Bay/558/2009 (H1N1), which did not contain any of these markers, did not transmit via the airborne route (Fig. 1 AC and G). Two other viruses contained some, but not all, markers. These were A/shorebird/Delaware/170/2009 (H1N1) (DE170) and A/ruddy turnstone/New Jersey/AI09_1299/2009 (H1N1) (NJ1299). Neither of these viruses showed airborne transmission, highlighting the importance of the identified markers (Fig. 1 D, E, and G). NJ1299 lacked genetic markers in the PB2, NS1, and NEP genes, and DE170 only lacked those in the NS1 and NEP genes (Fig. 1G). Significance Airborne transmission of influenza A viruses between mammals is not well understood. Our study of a group of similar subtype H1N1 avian influenza viruses (AIVs) isolated at Delaware Bay, USA, revealed genetic markers for airborne transmission in nonstructural genes. Viruses not containing all markers lacked airborne transmissibility in the ferret model. We revealed a role for Nonstructural Protein 1 (NS1) in facilitating airborne trans- mission that was associated with viral replication in the upper respiratory tract (URT). Nonairborne-transmissible NS1 mutants showed delayed viral maturation, resulting in limited tissue pa- thology and little virus at the mucosa. Overall, our study has revealed insights into viral replication in the URT associated with the airborne transmissibility of AIVs in mammals. Author contributions: M.Z., S.-S.W., S.B., C.K., P.V., A.M.-P., R.J.W., and R.G.W. designed research; M.Z., S.-S.W., S.B., P.V., A.R., and A.M.-P. performed research; C.K. and S.K. contributed new reagents/analytic tools; M.Z., S.-S.W., S.B., C.K., P.V., A.R., D.D., R.J.W., and R.G.W. analyzed data; and M.Z., R.J.W., and R.G.W. wrote the paper. Reviewers: W.B., Imperial College; T.T.D., Centers for Disease Control and Prevention; and J.K.T., NIAID/NIH. The authors declare no conflict of interest. See Commentary on page 11012. 1 Present address: Center for Advanced Studies for Agriculture and Food, Institute for Advanced Studies, Kasetsart University, Bangkok 10900, Thailand. 2 Present address: Influenza Division, Centers for Disease Control and Prevention, Atlanta, GA 30329. 3 To whom correspondence should be addressed. Email: [email protected]. This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10. 1073/pnas.1713974114/-/DCSupplemental. www.pnas.org/cgi/doi/10.1073/pnas.1713974114 PNAS | October 17, 2017 | vol. 114 | no. 42 | 1121711222 MICROBIOLOGY SEE COMMENTARY Downloaded by guest on June 10, 2020

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Page 1: Molecular basis of mammalian transmissibility of avian ... · Molecular basis of mammalian transmissibility of avian H1N1 influenza viruses and their pandemic potential Mark Zanina,

Molecular basis of mammalian transmissibility of avianH1N1 influenza viruses and their pandemic potentialMark Zanina, Sook-San Wonga, Subrata Barmana, Challika Kaewborisutha,1, Peter Vogelb, Adam Rubruma,Daniel Darnella, Atanaska Marinova-Petkovaa,2, Scott Kraussa, Richard J. Webbya, and Robert G. Webstera,3

aDepartment of Infectious Diseases, St. Jude Children’s Research Hospital, Memphis, TN 38105; and bVeterinary Pathology Core, St. Jude Children’s ResearchHospital, Memphis, TN 38105

Contributed by Robert G. Webster, August 10, 2017 (sent for review March 14, 2017; reviewed by Wendy Barclay, Todd T. Davis, and Jeffrey K. Taubenberger)

North American wild birds are an important reservoir of influenza Aviruses, yet the potential of viruses in this reservoir to transmit andcause disease in mammals is not well understood. Our surveillance ofavian influenza viruses (AIVs) at Delaware Bay, USA, revealed agroup of similar H1N1 AIVs isolated in 2009, some of which wereairborne-transmissible in the ferret model without prior adaptation.Comparison of the genomes of these viruses revealed geneticmarkers of airborne transmissibility in the Polymerase Basic 2 (PB2),PB1, PB1-F2, Polymerase Acidic-X (PA-X), Nonstructural Protein 1(NS1), and Nuclear Export Protein (NEP) genes. We studied the roleof NS1 in airborne transmission and found that NS1 mutants thatwere not airborne-transmissible caused limited tissue pathology inthe upper respiratory tract (URT). Viral maturation was also delayed,evident as strong intranuclear staining and little virus at the mucosa.Our study of this naturally occurring constellation of genetic markershas provided insights into the poorly understood phenomenon ofAIV airborne transmissibility by revealing a role for NS1 and charac-teristics of viral replication in the URT that were associated withairborne transmission. The transmissibility of these viruses furtherhighlights the pandemic potential of AIVs in the wild bird reservoirand the need to maintain surveillance.

avian influenza virus | nonstructural protein 1 | H1N1 |airborne transmission | ferret

Aquatic birds are a major reservoir for influenza A viruses innature, such that 16 of the 18 hemagglutinin (HA) subtypes

and 9 of the 11 neuraminidase (NA) subtypes can be found inthis reservoir (1, 2). The North American wild bird reservoir isimportant as the causative viruses of two of the four novel humaninfluenza pandemics that have occurred in the past century haveorigins in this reservoir (3–5). Further, influenza viruses con-taining genes similar to one of these viruses, the 1918 pandemicstrain, continue to circulate in aquatic birds (6). Despite theirimportance, knowledge about the potential of the viruses in theNorth American wild bird reservoir to transmit and cause diseasein mammals is limited. Our recent studies of subtype H1N1 avianinfluenza viruses (AIVs) isolated at Delaware Bay, USA, over aperiod of more than 25 y showed that a majority of the virusesstudied caused severe disease in the mouse model (7). Moreconcerning and atypical for AIVs was that all of the viruses westudied were capable of contact transmission in the ferret modelof human influenza virus transmission (8). We also identifiedviruses that could transmit between ferrets via the airborne route(8). This was concerning as these viruses did not appear to re-quire prior adaptation to become transmissible. To investigateairborne transmission, we compared the genomes of viruses thatwere or were not airborne-transmissible in the ferret model andidentified genetic markers that correlated with transmission.These residues were in Polymerase Basic 2 (PB2), PB1, PB1-F2,Polymerase Acidic-X (PA-X), Nonstructural Protein 1 (NS1), andthe Nuclear Export Protein (NEP) (8) (Table S1). Our objectivewas to study these subtype H1N1 AIVs to better understand theairborne transmission of AIVs in mammals.

ResultsPutative Transmission Markers in Avian H1N1 Influenza Viruses Isolatedat Delaware Bay, USA, Were Important for Airborne Transmission. Webegan by confirming that the genetic markers we previously iden-tified are important for the airborne transmissibility of H1N1 AIVsbetween mammals using the ferret model (Table S1). It should benoted that we restricted these studies to wild-type viruses due tothe current pause on gain-of-function research by the US Gov-ernment. A/ruddy turnstone/Delaware/300/2009 (H1N1) (DE300),which contained all of the genetic markers and was airborne-transmissible in ferrets in our previous studies (7, 8), again trans-mitted via the airborne route. Another virus that contained all ofthe genetic markers, A/ruddy turnstone/New Jersey/AI09_256/2009(H1N1) (NJ256), also transmitted via the airborne route.A/shorebird/Delaware Bay/558/2009 (H1N1), which did not containany of these markers, did not transmit via the airborne route (Fig. 1A–C andG). Two other viruses contained some, but not all, markers.These were A/shorebird/Delaware/170/2009 (H1N1) (DE170) andA/ruddy turnstone/New Jersey/AI09_1299/2009 (H1N1) (NJ1299).Neither of these viruses showed airborne transmission, highlightingthe importance of the identified markers (Fig. 1 D, E, and G).NJ1299 lacked genetic markers in the PB2, NS1, and NEP genes,and DE170 only lacked those in the NS1 and NEP genes (Fig. 1G).

Significance

Airborne transmission of influenza A viruses between mammalsis not well understood. Our study of a group of similar subtypeH1N1 avian influenza viruses (AIVs) isolated at Delaware Bay,USA, revealed genetic markers for airborne transmission innonstructural genes. Viruses not containing all markers lackedairborne transmissibility in the ferret model. We revealed a rolefor Nonstructural Protein 1 (NS1) in facilitating airborne trans-mission that was associated with viral replication in the upperrespiratory tract (URT). Non–airborne-transmissible NS1 mutantsshowed delayed viral maturation, resulting in limited tissue pa-thology and little virus at the mucosa. Overall, our study hasrevealed insights into viral replication in the URT associated withthe airborne transmissibility of AIVs in mammals.

Author contributions: M.Z., S.-S.W., S.B., C.K., P.V., A.M.-P., R.J.W., and R.G.W. designedresearch; M.Z., S.-S.W., S.B., P.V., A.R., and A.M.-P. performed research; C.K. and S.K.contributed new reagents/analytic tools; M.Z., S.-S.W., S.B., C.K., P.V., A.R., D.D., R.J.W.,and R.G.W. analyzed data; and M.Z., R.J.W., and R.G.W. wrote the paper.

Reviewers: W.B., Imperial College; T.T.D., Centers for Disease Control and Prevention; andJ.K.T., NIAID/NIH.

The authors declare no conflict of interest.

See Commentary on page 11012.1Present address: Center for Advanced Studies for Agriculture and Food, Institute forAdvanced Studies, Kasetsart University, Bangkok 10900, Thailand.

2Present address: Influenza Division, Centers for Disease Control and Prevention, Atlanta,GA 30329.

3To whom correspondence should be addressed. Email: [email protected].

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1713974114/-/DCSupplemental.

www.pnas.org/cgi/doi/10.1073/pnas.1713974114 PNAS | October 17, 2017 | vol. 114 | no. 42 | 11217–11222

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Because both DE170 and NJ1299 lacked markers in NS1 and NEPand neither was airborne-transmissible, we were interested in thesegenes, particularly as they have not previously been shown to beimportant in mammalian transmissibility. As such, we then studiedthe transmissibility of a virus containing markers in the NS1 andNEP genes but lacking them in PB2, PB1, and PB1-F2: A/ruddyturnstone/New Jersey/AI_09-841/2009 (H1N1) (NJ841). This virusdid not transmit via the airborne route, suggesting that markers inNS1 and NEP are important, but not sufficient, for mammalianairborne transmissibility (Fig. 1 F and G).To determine if any mutations were present in viruses that trans-

mitted by direct contact (DC) or by airborne contact (AC), we se-quenced viruses isolated from DC and AC ferrets infected withDE300 or NJ256. We found no amino acid changes in viruses isolatedfrom infected DE300 DC or AC ferrets or NJ256 AC ferrets. In oneDC ferret infected with NJ256, we observed E204D in HA, and in theother NJ256-infected DC ferret, we observed V111L in NS1, K71N inHA, and S559L in HA. Therefore, it would appear that these virusesdid not accumulate mutations that may have contributed to airborne

transmission. There was also no evidence that differences in airbornetransmissibility were due to differences in viral load in either in-oculated or DC ferrets, as there were no significant differences in themagnitude or duration of detection of infectious virus titers in nasalwashes collected every other day beginning at 2 d postinoculation(DPI). Further, there were no obvious differences in the symptomsexhibited by ferrets inoculated with different viruses in terms of bodytemperature and weight loss (Fig. S1).

NS1 Residue 213 Was Important for Inhibition of the IFN Response.Three residues in NS1 were predicted to be important fortransmission; 7, 213, and 227. These were located in the RNAbinding domain and the C-terminal “disordered tail’ region ofthe effector domain. Residues 7 and 227 have been associatedwith viral pathogenicity in mice, but, to our knowledge, no rolehas been ascribed to residue 213 (9, 10). Segment eight of theinfluenza virus genome encodes NS1 and NEP in differentreading frames (11, 12). As the first 10 residues of NS1 and NEPare shared, NS1 7 and NEP 7 were identical. NS1 213 was within

Fig. 1. Only those viruses containing all of the putative genetic markers for airborne transmission were transmissible via the airborne route in ferrets.A/ruddy turnstone/Delaware/300/2009 (A) and A/ruddy turnstone/New Jersey/AI09_256/2009 (B) contained all genetic markers for airborne transmission andtransmitted via AC. (C) A/shorebird/Delaware/558/2009, which lacked all putative genetic markers, transmitted via DC but not via AC. A/shorebird/Delaware/170/2009 (D) and A/ruddy turnstone/New Jersey/AI09_1299/2009 (E), which contained all putative genetic markers with the exception of those in NS1 orNS1 and PB2, respectively, transmitted by DC but not via AC. (F) A/ruddy turnstone/New Jersey/AI09_841/2009 contained putative genetic markers only in PA-Xand NS1, and transmitted by DC but not via AC. Each bar represents the viral titer measured in the nasal wash from a single ferret on the indicated DPI.(G) Summary of transmission data showing putative transmissionmarkers in orange. Viruses that transmitted by AC are shaded in orange, while those that did notare shaded in green (n = 2 inoculated, DC, and AC ferrets per virus). I, inoculated.

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the overlapping coding sequences of NS1 and NEP, but in theseviruses, changes at NS1 213 did not alter NEP due to the shiftedreading frame. NS1 227 was also in the NS1/NEP overlappingcoding sequence. In these viruses, NS1 G227 corresponded toNEP G70 and NS1 E227 corresponded to NEP S70 (Table S1).NS1 has several known functions, including enhancing the

function of the influenza virus polymerase complex and interferingwith the mammalian IFN response, an important cellular antiviralresponse (13). As such, we studied these activities of DE300 andDE170 NS1. We performed polymerase assays using the poly-merase complex of DE300 and the NS1 of DE300 or DE170 todetermine if there was a difference between the NS1 genes ofairborne-transmissible and non–airborne-transmissible viruses.There were no significant differences between the polymeraseactivity of this complex coexpressed with DE170 or DE300 NS1(Fig. S2). Interestingly, the NS1 protein of DE300 was less ableto inhibit the retinoic acid-inducible gene 1 (RIG-I)–mediatedactivation of the IFN-β promoter in vitro compared with theDE170 NS1 (Fig. 2). We mutated the residues at these positionsin DE300 NS1 to those in DE170 (i.e., L7S, S213P, G227E). L7Sand G227E did not have any effect on the activity of DE300 NS1;however, S213P alone reverted the activity of DE300 to that ofDE170 (Fig. 2). Therefore, residue 213 appeared critical for thisfunction of NS1.

Mutations in NS1 Abrogated Airborne Transmissibility and AlteredViral Replication and Pathology in the Upper Respiratory Tract. Ourtransmission studies revealed that markers in NS1/NEP wererequired, but not sufficient, for airborne transmission (Fig. 1). Aswe were restricted from conducting gain-of-function research, weused a loss-of-function strategy to study the role of NS1/NEP inairborne transmission using viruses produced via reverse genetics(rg) (14). We constructed an rg version of DE300 (rgDE300),which was airborne-transmissible (Fig. 1A). As position 213 inNS1 appeared important for the suppression of the IFN pathway(Fig. 2), we introduced NS1 S213P into rgDE300 as a loss-of-

function mutation to produce the rgDE300 P213 virus. We alsostudied the transmissibility of A/gull/Delaware/AI09_438/2009(H1N1) (DE438), which contained all of the markers in PB2,PB1, PB1-F2, and PA-X. In NS1/NEP, DE438 only containedthe marker S213 in NS1 (Fig. 3D). Therefore, we assessed theimportance of position 213 in NS1 for airborne transmissionusing a virus containing all transmission markers except NS1 213(rgDE300 P213) and a virus containing no transmission markersin NS1/NEP with the exception of NS1 S213 (DE438).There were no significant differences in the infectious virus

titers in nasal washes obtained from ferrets inoculated withrgDE300, rgDE300 P213, or DE438 and rgDE300 transmittedvia the airborne route in a similar fashion to DE300 (Fig. 3A).However, both rgDE300 P213 and DE438 were not airborne-transmissible (Fig. 3 B and C). DE438 was similar to rgDE300P213 in that there was a lack of transmission to AC ferrets, andthe nasal washes of only one DC ferret contained infectious virustiters until 6 DPI (Fig. 3C). Again there were no obvious dif-ferences in the symptoms exhibited by these ferrets in terms ofbody temperature or weight loss (Fig. S3). Further, these virusesshowed similar in vitro growth kinetics (Fig. S4). Therefore, NS1S213 was clearly important for airborne transmission; however,in the context of NS1/NEP, NS1 S213 alone was insufficient forairborne transmissibility.We next studied the respiratory tract of ferrets inoculated with

rgDE300, rgDE300 P213, or DE438 to determine if there wereany correlations between viral spread and/or pathology thatcorrelated with airborne transmission. We studied these tissuesat 5 DPI, 1 d after infectious virus titers were detected in thenasal washes of rgDE300 ACs (Fig. 3A). In the lower respiratorytract, we observed clusters of infected bronchiolar epithelial cellsin many lobes of the lung in all inoculated ferrets, with limitedspread to alveoli. There were no significant differences betweenferrets inoculated with different viruses. However, influenza vi-rus staining of the nasal respiratory epithelium and olfactoryneuroepithelium appeared to be more persistent and extensivefollowing inoculation with rgDE300 P213 or DE438, neither ofwhich was airborne-transmissible, compared with rgDE300 (Fig.4 A–C). Moreover, rgDE300 P213 and DE438 were found pre-dominantly in the nucleus of infected cells in contrast torgDE300, which was more evenly distributed in both the nucleusand cytoplasm. Immunostaining also revealed less virus anti-gen at the mucosal surface in ferrets inoculated with rgDE300P213 or DE438 compared with ferrets inoculated with rgDE300(Fig. 4 A–C). The rgDE300 P213- and DE438-infected cellsappeared rounded up and exfoliated; however, apoptosis/ne-crosis was rare in comparison to infected cells in the rgDE300-infected mucosa, in which they were numerous (Fig. 4 D–I).NS1 has been shown to influence apoptosis in vitro, althoughboth apoptotic and antiapoptotic roles have been observed (15,16). Overall, these data suggest that differences in intracellularmaturation in infected mucosa may have resulted in less virus atthe nasal mucosal surfaces in ferrets inoculated with rgDE300P213 or DE438, compared with ferrets inoculated with rgDE300.However, infectious virus titers in nasal washes from ferrets in-oculated with these viruses were similar. This is suggestive of adisconnect between airborne transmissibility and infectious viraltiters in nasal washes.As NS1 is known to modulate the immune response, we exam-

ined the expression of cytokines and chemokines in the respiratorytract of inoculated ferrets using quantitative RT-PCR. Thereappeared to be greater expression of IFN-α and IFN-β mRNA inthe nasal turbinates of ferrets inoculated with rgDE300 comparedwith ferrets inoculated with rgDE300 P213 or DE438 (Fig. S5 Aand B). The expression of IFN-γ mRNA also appeared greater inthe nasal turbinates of rgDE300- and rgDE300 P213-inoculatedferrets compared with DE438-inoculated ferrets (Fig. S5C). Theexpression of these IFNs in the tracheas of these animals appeared

Fig. 2. Residue 213 in the NS1 of DE300 was critical for the inhibition of theIFN pathway. The NS1 of DE170, which was not airborne-transmissible inferrets, inhibited the IFN-β promoter significantly more than the NS1 ofDE300, which was airborne-transmissible in ferrets. Residue 213 was criticalfor this difference, as L7S and G227E did not alter the activity of DE300NS1 but S213P changed the activity of DE300 NS1 to that of DE170 NS1. Themean ± SEM is shown. Values are normalized to the activity of the IFN-βpromoter in the absence of NS1 (i.e., IFN-β promoter activity without in-hibition). ***P < 0.001.

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similar (Fig. S5 D–F). Further, there were also no significant dif-ferences in the expression of selected cytokines/chemokines in fourdifferent lobes of the lung (Fig. S6). While these data are sugges-tive of a correlation between IFN expression in the upper re-spiratory tract (URT) and airborne transmission, variability andsmall sample sizes (n = 2) limited analysis of these data.

H1N1 AIVs Containing All Putative Genetic Markers for TransmissionWere Only Isolated at Delaware Bay, USA, in 2009. We isolated 36H1N1 AIVs from shorebirds during our surveillance at DelawareBay, USA, during the period of 1990–2015, but the majority ofthese viruses were isolated in 2009 (17 H1N1 AIVs). Further,putative transmission markers were only common in H1N1 AIVsisolated in 2009 (Table S1). Only one marker, G31 in PB1-F2,was present in H1N1 AIVs isolated after 2009. To investigate theorigins of these markers, we conducted phylogenetic analysis onthese 36 H1N1 AIVs to determine if gene segments in airborne-transmissible viruses had different origins compared with thosein non–airborne-transmissible viruses. Overall, the gene seg-ments found in airborne-transmissible AIVs did not cluster dis-tinctly from those found in non–airborne-transmissible AIVs(Fig. S7). Further, there were no indications that gene segmentsassociated with airborne transmission were phylogenetically re-lated to those of prior pandemic H1N1 viruses (Fig. S7).

DiscussionAirborne transmission between humans is an important phenotypeof pandemic influenza viruses that is incompletely understood. Ourstudy has shown that AIVs in the wild bird reservoir are capable ofairborne transmission in mammals without prior adaptation in anintermediate host, indicating that the pandemic potential of theseviruses is greater than currently appreciated. We have also studieda role for NS1 in facilitating mammalian airborne transmission thatis linked to aspects of viral replication in the URT that, to ourknowledge, have not been previously characterized.Several physiological differences, or species barriers, in avian

species that limit AIV infection and transmission in humans havebeen identified. These include the higher temperature and the

expression of different sialic acid linkages in the avian en-teric tract, the primary site of viral replication in avian species,compared with the human respiratory tract (17–19). Well-characterized adaptations in the influenza virus surface glyco-protein genes HA and NA and in the internal PB2 gene havebeen linked with overcoming these species barriers (20–24).These include E627K in PB2, associated with replication in themammalian respiratory tract, and E190D and G225D in HA(H3 numbering), associated with preferential binding to human-type sialic acid linkages (25–28). The viruses studied here did notcontain these mutations. Further, the transmission markersidentified in these viruses were not in the surface glycoproteinsof the virus and did not include other residues previously linkedto mammalian transmissibility of AIVs. Further, mutationsknown to be associated with changes in HA sialic acid bindingpreferences were not detected in the consensus sequence of theHA gene of DE300 viruses isolated from infected AC ferrets. Wepreviously demonstrated that DE300 showed binding to bothα2,3- and α2,6-linked sialic acids and that selection for α2,6-linked sialic acid binding seemed to occur with airborne trans-mission (8). Surprisingly, we did not detect any mutations in HAindicative of changes in sialic acid binding preferences usingSanger sequencing. Therefore, it is possible that changes in theminor variant populations may have impacted the overall sialicacid binding preferences of DE300 isolated from AC ferrets.Future studies using deep sequencing are likely to reveal if this isthe case. Overall, the determinants of airborne transmissibility ofthese viruses appeared to be outside those classically associatedwith this phenotype.NS1 was a critical component of the airborne transmission

phenotype of these viruses, such that a single residue change wassufficient to abrogate airborne transmission. Owing to their im-munomodulatory activities, NS1, PB1-F2, and PA-X have beenlinked to improving replication in mammals, but not directlylinked to airborne transmission (29–32). Here, we have shownthat NS1 had a clear impact on viral replication and pathology inthe URT that was likely important for airborne transmission.Overall, there appeared to be some impediment to the intracellular

Fig. 3. NS1 was critical for AC, but not DC, transmission in ferrets. (A) The rg virus A/ruddy turnstone/Delaware/300/2009 (H1N1) (rgDE300) transmitted to DCand AC ferrets, as per the wild-type DE300 virus. (B) Introduction of S213P into the NS1 of rgDE300 abrogated AC, but not DC, transmission. (C) NS1 of A/gull/Delaware/AI09_438/2009 (H1N1), which contained S213 in conjunction with S7 and E227, transmitted to DC ferrets, but not to AC ferrets. Each bar representsthe viral titer measured in the nasal wash from a single ferret on the indicated DPI. (D) Summary of transmission data showing putative transmission markersin orange. Viruses that transmitted by AC are shaded in orange, while those that did not are shaded in green (n = 2 inoculated, DC, and AC ferrets per virus). I,inoculated.

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maturation of non–airborne-transmissible viruses that resulted inless virus at the mucosal surface in the URT. However, these dif-ferences were not reflected in the magnitude or duration of de-tection of infectious virus titers in the nasal washes of inoculatedferrets, suggesting that another aspect of viral shedding may havebeen affected.In summary, we have demonstrated the importance of these

markers for airborne transmission. We have also identified a rolefor NS1 as a facilitator of airborne transmission in these viruses andcharacterized how mutations in NS1 impacted viral replication inthe URT. That this naturally occurring constellation of gene seg-ments conferred airborne transmissibility to these viruses withoutadaptation further reinforces the pandemic potential of AIVs inthe wild bird reservoir and the need to maintain surveillance.

Experimental ProceduresViruses and Cells. Viruses used to inoculate ferrets were minimally passaged in10-d-old embryonated chicken eggs (7). Virus titers were determined by

measuring the egg infectious dose, 50% (EID50). The viruses generated by rgin this study were produced using the eight-plasmid rg system and propa-gated in eggs as described previously (14). Viruses generated by rg weresequenced to ensure that there were no sequence differences comparedwith the wild-type virus. The A549 cells were maintained in Kaighn’s Mod-ification of Ham’s F-12 Medium (American Type Culture Collection) con-taining 10% FBS (Invitrogen), L-glutamine (Invitrogen), and penicillin/streptomycin (Invitrogen). The 293T cells were maintained in OptiMEMcontaining 5% FBS (Invitrogen). Sanger sequencing was used to determine ifany mutations were present in viruses isolated from ferrets compared withthe virus stock used for inoculation.

Ferret Experiments. Three- to four-month-old outbred male ferrets (Mustelaputorius furo) were purchased from Triple F Farms. All experiments wereconducted in an animal biosafety level 2+ (ABSL2+) facility in compliancewith the policies of the National Institutes of Health and the Animal WelfareAct and with the approval of the St. Jude Children’s Research Hospital In-stitutional Animal Care and Use Committee (protocol no. 428, approvedSeptember 2015). Inoculated ferrets were anesthetized using 3% isoflurane(2% oxygen) and inoculated intranasally with 106 EID50 of virus in 1 mL of

Fig. 4. Virus at the mucosal surfaces of the respiratory epithelium and olfactory neuroepithelium was critical for airborne transmission. More virus stainingwas observed at the mucosal surfaces of the nasal respiratory epithelium and olfactory neuroepithelium of ferrets 5 DPI with the rg virus A/ruddy turnstone/Delaware/300/2009 (H1N1) (rgDE300) (A) compared with ferrets inoculated with rgDE300 containing P213 in NS1 (rgDE300 P213) (B) or A/gull/Delaware/AI09_438/2009 (H1N1) (DE438) (C). The rgDE300 P213 and DE438 were found predominantly in the nucleus of infected cells, while rgDE300 was found in thecytoplasm and the nucleus. Apoptotic/necrotic cells were numerous in these tissues in ferrets inoculated with rgDE300 (D and G), while they were rare inferrets inoculated with rgDE300 P213 (E and H) or DE438 (F and I). Sections were stained with anti-H1N1 influenza virus antibody (brown staining) (A–C), withhemotoxin and eosin (D–F), or with caspase 3 (brown staining) and hematoxylin (blue staining) (G–I) (n = 2 ferrets per virus). (Scale bars: 50 μm.)

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PBS. At 1 DPI, one DC ferret was placed in the same cage with each in-oculated ferret and one AC ferret was placed in an adjacent cage separatedby a wire grill. Six ferrets were used per virus: two inoculated, two DCs, andtwo ACs. All ferrets were monitored daily for weight loss, body temperature,and clinical signs of influenza for 16 DPI. Every second day, ferrets werelightly anesthetized with 40 mg/kg ketamine administered intramuscularly,and nasal wash specimens were collected using 1 mL of sterile PBS as de-scribed previously (7). Viral titers in nasal wash specimens were determinedby EID50.

Histology and Immunohistochemistry. Ferrets were euthanized according toinstitutional protocols. Whole lungs, tracheas, and nasal turbinates werefixed in 10%neutral buffered formalin, embedded in paraffin, and sectioned.Sections were stained using hematoxylin and eosin for histology or anantiinfluenza virus H1N1 polyclonal antibody (US Biologicals) for immuno-histochemistry. In vitro immunohistochemistry performed on Madin–Darbycanine kidney cells infected with these viruses did not reveal any differencesin the specificity of this antibody. Cleaved caspase 3 was detected followingantigen retrieval at 100 °C for 32 min on a Discovery Ultra immunostainer(Ventana Medical Systems). Slides were stained with a rabbit polyclonalanti–caspase-3 antibody (Biocare Medical), followed by goat anti-rabbitpolyclonal antibodies labeled with a proprietary hapten nitropyrazole(OmniMap anti-Rb HRP; Ventana Medical Systems). Color was then de-veloped with ChromoMap 3,3′-diaminobenzidine tetrahydrochloride chro-mogen, and slides were then counterstained with hematoxylin (all fromVentana Medical Systems). Sections were scored in a blinded fashion.

IFN-β Promoter Activity Assay. Plasmids expressing the IFN-β promoter, fireflyluciferase, the Renilla luciferase plasmid reporter containing a thymidine kinase

promoter (Promega), RIG-I, and the NS1 gene in question were cotransfected in293T cells using XtremeGene HP (Promega) (33). Cells were harvested at 24 hposttransfection, and luciferase activity was measured using the Dual-LuciferaseReporter Assay kit (Promega) as per the manufacturer’s instructions. Fireflyluciferase activity was normalized to that of Renilla luciferase. Experimentswere performed in triplicate.

Quantitative PCR. RNA was extracted from ferret tissues or cells in TRIzol(Invitrogen) using the Direct-zol RNA MiniPrep Kit (Zymo Research). One mi-crogram of RNA was used for RT using SuperScript III reverse transcriptase(Invitrogen) and random primers (Invitrogen). Quantitative PCR was performedusing SYBR Green PCR master mix (QIAGEN) and a 7500 Fast Quantitative PCRSystem (Applied Biosystems). The housekeeping gene β-actin was used as anendogenous control, and relative quantification values were calculated bycomparing inoculated groups with uninoculated groups.

Statistical Analysis. Data were graphed and analyzed using GraphPad Prism(GraphPad Software). Statistical analyses were performed by ANOVA. Pvalues of <0.05 were deemed statistically significant.

ACKNOWLEDGMENTS. We thank Professor David Stallknecht and RebeccaPoulson for generously sharing with us some of the viruses studied here. Wethank Jeri-Carol Crumpton, Jennifer DeBeauchamp, and John Franks forexpert technical assistance. We thank the staff of the Animal ResourcesCenter at St. Jude Children’s Research Hospital for taking excellent care ofthe animals. We thank the Veterinary Pathology Core at St. Jude Children’sResearch Hospital for their work on the pathology studies. This study wasfunded by the National Institute of Allergy and Infectious Diseases and theNIH under Contracts HHSN266200700005C and HHSN272201400006C.

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