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Myocardial repair by percutaneous cell transplantation of autologous skeletal myoblasts as a stand alone procedure in post myocardial infarction chronic heart failure patients: the SEISMIC trial Pilar Jiménez Quevedo MD on behalf of the BIOHEART European SEISMIC study investigators 4th International Symposium on Stem Cell Therapy and Applied Cardiovascular Biology, Madrid april 2007 (Safety and Effects of Implanted (Autologous) Skeletal Myoblasts (MyoCell™) using an Injection Catheter) CARDIOVASCULAR INSTITUTO HOSPITAL CLINICO SAN CARLOS

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Myocardial repair by percutaneous cell transplantation of autologous

skeletal myoblasts as a stand alone procedure in post myocardial

infarction chronic heart failure patients: the SEISMIC trial

Pilar Jiménez Quevedo MD on behalf of the BIOHEART European SEISMIC study investigators

4th International Symposium on Stem Cell Therapy and Applied Cardiovascular Biology,

Madrid april 2007

(Safety and Effects of Implanted (Autologous) Skeletal Myoblasts (MyoCell™) using an Injection Catheter)

CARDIOVASCULARINSTITUTO

HOSPITAL CLINICO SAN CARLOS

Bioheart Clinical Experience

MYOHEARTUS Phase I

Enrollment Complete

SEISMICEU Phase II-a

Currently Enrolling

FIMEU Phase I

Completed 2002

005/006EU Phase I/IICompleted 2003

BH-TVI*Single-Site Registry

Discontinued*

* 3 patients enrolled. Trial discontinued following acquisition of TransVascular inc. by Medtronic Inc.

n = 5

n = 3 n = 15

n = 20 n = 42

Phase IIOpen-label, Randomized, Controlled, Multi-Center Study P.I.: P.W. SerruysHealth Decisions – Data Management/StatisticsSynarc – Core-Lab Echo, MUGAHertford Cardiology – Core-Lab, HolterSponsor: Bioheart, Inc. Sunrise, Florida, USA

Percutaneous Intramyocardial Transplantation of Autologous Myoblasts:

BIOHEART SEISMIC* Trial

Overall Objective:

To assess the safety and efficacy of MYOCELL™ therapy on myocardial function in CHF patients post MI(s).

Bioheart EU Phase II Trial – SEISMIC

Primary Safety Endpoint:– Defined Serious Adverse Events (SAEs) at 3 & 6 mos.

Secondary Safety Endpoints:– Number and mean length of stay for hospitalizations– Holter monitoring, 12-lead ECG data, frequency of

ventricular arrhythmias– Safety of the use of the MyoCath™ injection catheter

by Adverse Event (AE) assessment

Bioheart EU Phase II Trial – SEISMIC

Primary Efficacy Endpoint:– Change in LVEF at 3 & 6 mos. by MUGA compared

with baseline

Secondary Efficacy Endpoints:– QOL assessment, 6-min. walk, NYHA class– Hospitalization, readmissions or the need for

medical treatment outside of hospitalizations– Improvements in global contractility, wall thickness,

coronary perfusion and change in infarct size

Bioheart EU Phase II Trial – SEISMIC

SEISMIC Significant Adverse Events

• Study protocol defines SAEs as any adverse events meeting one or more of the following:

• Fatal• Life-threatening• Requiring in-patient hospitalization not specifically required

by the protocol or is elective• Resulting in permanent impairment or surgical intervention

to preclude permanent impairment of a body function

• Additionally, medical events that may not result in death, be life-threatening, or require hospitalization may be considered SAEs when they jeopardize the patient.

• Medical and scientific judgment is exercised when classifying events as serious

• Relation between an adverse event and the test article will be determined by the Investigator on the basis of his or her clinical judgment

Pr. Patrick Serruys, Rotterdam, the Netherlands (PI)

Dr. Jozef Bartunek, Aalst, Belgium

Pr. Victor Legrand, Liege, Belgium

Dr. Walter Van Mieghem, Genk, Belgium

Pr. Christoph Nienaber, Rostock, Germany

Pr. Joachim Schofer, Hamburg, Germany

Pr. Christoph Hehrlein, Freiburg, Germany

Dr. Johannes Waltenberger, Maastricht, the Netherlands

Dr. Carlos Macaya, Madrid, Spain

Dr. Anthony Gershlick, Leicester, UK

Pr. Nicholas Peters, London, UK

Pr. Tomasz Siminiak, Poznan, Poland

Dr. Peter Smits, Rotterdam, the Netherlands

SEISMIC Trial Investigators

13 investigative sites, 6 European countries

*

** *

** **

SEISMIC Committees

Independent Data Safety & Monitoring Board

– J. Tijssen, Chair – Amsterdam, The Netherlands– G. Steg – Paris, France– F. Verheugt – Nijmegen, The Netherlands– H. Wellens, EP – Maastricht, The Netherlands

SEISMIC Steering Committee

– P.W. Serruys, Chair – Rotterdam, The Netherlands– J. Bartunek – Aalst, Belgium– A. Gershlick – Leicester, UK– N. Peters, EP – London, United Kingdom

SEISMIC Patient Selection

Inclusion Criteria:

– Age ≥ 18 and ≤ 75 years old – Placement of ICD 6 months prior to study entry – Prior MI > 90 days with region of myocardial dysfunction

involving the anterior, lateral, posterior or inferior walls– LVEF at screening of ≥ 20% ≤ 45% (by MUGA scan)– New York Heart Association (NYHA) Symptom Class II or III– Patients on optimal medical drug therapy for at least 2

months prior to study entry– Need or feasibility for re-vascularization has been ruled out

within 30 days of screening– Minimum myocardial wall thickness of 5mm

SEISMIC Patient Selection

Exclusion Criteria:

– CABG within 180 days OR PCI within 90 days prior to scheduled MyoCell™ implantation

– Aortic valve replacement– Exposure to any investigational drug or procedure within 1

month prior to study entry or enrolled in any concurrent study that could confound the data

– ICDs implanted less than 180 days or reprogrammed less than 90 days prior to cellular implantation

– Patients fitted with a Bi-V pacers– Patients unable to take anti-arrhythmic medications– Evidence of left ventricular mural thrombus

Randomization :ICD patients: MyoCell™ vs Standard medical therapy

Treatment Arm

(Myocell TM 150- 800 x 106)

27 ICD patients-

Control Arm

(Standard Medical Therapy)

15 ICD patients

Baseline EvaluationVisit 1 (Week 6)

Screening: 42 ICD patients

Bioheart EU Phase II Trial – SEISMIC

SEISMIC Study Flow

Days 1-2 Days 7-8 Days 14-15 Days 21-22 Day 28(±2) Day 35 (Implantation) 30 Days (±2 days) post implantation

90 Days (±2 days) post implantation

180 Days (±2 days) post implantation

Visit 1 Screening

ICF Biopsy Request Form HX/Med Review PE ECG NYHA Class 6-min walk Min QOL MUGA DSE TDI ICD Review Amiodarone Pivitol Core Lab · Viral Screen · Serum Chemistry · Hematology · Coagulants

Local Lab · Urinalysis · Cardiac Panel

Screening 24 hr Holter

Monitoring # 1

Screening 24 hr Holter

Monitoring # 2

Visit 2 Biopsy/Assessment

HX/Med Review PE AE Assessment ECG ICD Review Amiodarone Cont. Holter Monitoring Weekly Pivitol

· Serum Chem · Hematology · Coags

Local Lab · Urinalysis · Cardiac Panel

Treatment Group Muscle Biopsy

Visit 4 1 Month Follow-up

HX/Med Review PE ECG NYHA Class 6-min walk Min QOL ICD Review Holter Monitoring Monthly amiodarone D/C’d Pivitol · Serum Chem · Hematology · Coags

Local Lab · Urinalysis · Cardiac Panel

Visit 6 6 Month Follow-up

HX/Med Review PE ECG NYHA Class 6-min walk Min QOL MUGA DSE TDI ICD Review Pivitol · Serum Chem · Hematology · Coags

Local Lab · Urinalysis · Cardiac Panel

Screening 24 hr Holter

Monitoring # 3

Screening 24 hr Holter

Monitoring # 4

Randomization

Visit 3 Treatment - Implantation

Pre-Procedure PE AE Assessment ECG ICD Review Resting Echo (prior) ICD Review Local Lab · Cardiac Panel (6 hrs prior)

Post-Procedure Telemetry (8 hrs in hospital) Local Lab · Cardiac Panel (6 hrs post)

Resting ECHO (6 hrs post) 72 hr Holter Monitoring Discharge Instructions amiodarone Cont. Frequent Telephone Contacts ICD Review Weekly Holter Monitoring Weekly

Visit 3 Control - Assessment

HX/Med Review PE AE Assessment ECG ICD Review amiodarone Cont. 72 hr Holter Monitoring Holter Monitoring Weekly Pivitol · Serum Chem · Hematology · Coags

Local Lab · Urinalysis · Cardiac Panel

Visit 5 3 Month Follow-up

HX/Med Review PE ECG NYHA Class 6-min walk Min QOL MUGA DSE TDI ICD Review Holter Monitoring Monthly Pivitol · Serum Chem · Hematology · Coags

Local Lab · Urinalysis · Cardiac Panel

Visit 2a Re -Biopsy (if needed) Vital Signs AE Assessment ICD Review Amiodarone Cont. Muscle Biopsy

MyoCell™ Specifications

• Skeletal myoblasts suspended in organ transport media

• 30 ml bag is sterilized prior to filling with cells and handled aseptically thereafter

• Concentration: 50 million cells / 1 cc

• Temperature controlled delivery

• Cell Viability: 4-days from harvest

MyoCath™ Specifications

• Sheath Compatibility – 8f

• Usable Catheter Length – 115 cm

• Core Needle Diameter – 25 gauge

• Core Needle “dead space” – 0.5cc

• Adjustable Needle Length 3mm – 6mm

• Syringe Compatibility – 1cc Luer Lock

• Curve Size – Medium and Large

Apical

BasalAA BB

EpiEpi

EndoEndo InjectionsInjections

Cell Implant Procedure(From Animal Training)

Interim Analysis (n=25)

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Patients Randomized

SEISMIC Enrollment By Site

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Patients Consented

SEISMIC Baseline Characteristics Interim Analysis, n=25

Mean±SD Range Mean±SD Range

Age (years) 56 8.7 32-66 60 8.9 44-72

Male – no. (%) 14 (88) n/a 7 (78) n/a

Race: Caucasian – no. (%) 16 (100) n/a 9 (100) n/a

Diabetes Type II – no. (%) 6 (38) n/a 1 (11) n/a

Prior MI – no. (%) 16 (100) n/a 9 (100) n/a

Years Since Last MI 9.3 5 2-21 7.1 4 2-16

Prior History of VT – no. (%) 10 (63) n/a 6 (67) n/a

Years. ICD in Place 2.4 1-4 2.3 1-5

NYHA Class III – no. (%) 8 (50) n/a 3 (33) n/a

LVEF (%) 30.0 10.4 19-38 32.8 + 11.1 20-40

TREATMENT (n=16) CONTROL (n=9)

SEISMIC Skeletal Myoblasts – Harvest and Culture

Biopsy Weight (gr) 7.9 ± 4

Cell harvest (x106) 749 ± 206

Cells injected (x106) 598 ± 110

Number of Injections 24 + 4

CD56 staining > 50% 100%

Cells cultured from two facilities (Verviers, BE and Maastricht, NL)

SEISMIC Significant Adverse Events Interim Analysis, 25 patients

(16 treatment, 9 control) • 1+ month follow-up at time of analysis (December 2006)

• 6/16 patients (37.5%) in Treatment Arm Experienced 12 SAEs

– Death: 1 (multiple organ failure)– Worsening HF: 1 (hospitalization, recovered)– Pericarditis: 1 (hospitalized, recovered)– NSVT: 1 (self-resolving)– VT w/ ICD firing: 6 (5 possibly related, all resolved)*– Haematoma post-biopsy: 1 (recovered)– Herpes Zoster: 1 (recovered)

• 2/9 patients (22.2%) in Control Arm Experienced 2 SAEs– NSVT: 1 (self-resolving)– Diverticulitis: 1

* 3 of the 4 patients with VT (6 total events) were non-compliant with Amiodarone use per protocol

SEISMIC Arrhythmia Detail• 6 VTs w/ ICD firing (4 patients)

– Patient 12008: 2 separate single-firing events at days 5 and 11 post-procedure. Patient had history of VT prior to procedure (2 events in 2001). Patient allergy to Amiodarone prevented prophylactic administration per protocol. After 1st firing, was placed on Class I anti-arrhythmic, then on Amiodarone drip following 2nd firing. Arrhythmia fully resolved. After appearing to recover, patient subsequently declined and died of multiple organ failure 30 days post-procedure.

– Patient 14001: single firing at 8 days post-implant, full resolution. Patient had history of VT prior to procedure (2 events in 1996 and 1999 requiring cardioversion). Patient confirmed non-compliant with Amiodarone post cell implantation.

– Patient 14004: single firing, full resolution. Patient had history of VT prior to procedure (3 events in 2003 and 2005). ICD fired prior to cell implantation (patient not yet placed on Amiodarone).

– Patient 15001: 2 separate firing events at days 12 and 25 post-procedure, full resolution. Patient had history of VT, VF with multiple ICD firings (4 firing events since receiving ICD but prior to cell therapy). Patient treated with IV and oral Amiodarone.

* 3 of the 4 patients with VT (6 total events) were non-compliant with Amiodarone use

per protocol

SEISMIC LVEF (MUGA) Interim Analysis

27

28

29

30

31

32

33

34

35

Baseline 3 Months 6 Months

Treatment

Control

• 50% of treated patients exhibit improvement in LVEF

• 57% of control patients exhibit reduction in LVEF

(n=25) (n=13) (n=6)

Mean %

30.0+

10.4

32.8+

11.1

30.2+

8.2

32.4+

8.9 31.7+

21.8

31.7+

8.3

SEISMIC NYHA Class Improvement Interim Analysis

1

1.3

1.6

1.9

2.2

2.5

2.8

Baseline 3 Months 6 Months

Treatment

Control Treated Patients:

• 37.5% improved at 3 mos.• 50.0% improved at 6 mos.• No patients worsened at 3 or 6 mos.

Control Patients:

• 0% improved at 3 mos.• 25% improved at 6 mos.• 33% worsened at 3 mos.• 25% worsened at 6 mos.

(n=25) (n=14) (n=6)(Mean)

SEISMIC 6-Minute Walk Interim Analysis

-50

-25

0

25

50

75

100

125

TreatmentControl

Meters 97+

51.4

-20

Treated patients improved their 6-minute walk time at 6 mos. (n=7)

(Mean)

+147.1

SEISMIC – Conclusions

Interim analysis suggests arrhythmias largely manageable with close observation and prophylactic use of ICDs and Amiodarone

Limited amount of follow-up at this time prevents meaningful insight to efficacy analysis, though preliminary trends appear encouraging

Final 6-month data expected to be available for presentation at a medical symposium Q4 2007

SEISMIC Time to First SAE / Death

SEISMIC Injection Guide

0.5 3.0 150

0.5 4.0 200

0.5 6.0 300

0.5 8.0 400

0.5 10.0 500

0.5 12.0 600

0.5 14.0 700

0.5 16.0 800

(mL) (mL) (x 10 6 cell)

Volume/

Injection

Total VolumeTotal Cells

0.5 3.0 50 150

0.5 4.0 50 200

0.5 6.0 50 300

0.5 8.0 50 400

0.5 10.0 50 500

0.5 12.0 50 600

28 0.5 14.0 50 700

0.5 16.0 50 800

(L ) (mL) (x 10 6 cell)

Volume/

Injection

Total Volume(mL)

Concentration(x 106 cells/mL)

Total CellsX 106 cell

Number of Injections

6

8

12

16

20

24

28

32

6

8

12

16

20

24

32

(x 106 cells/mL)