Reviewing Officer ___________ _ Date. ___ _

POSIDON NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS

c'

,.....,

..

FINANCIAL DISCLOSURE REPORT Report Required by the Ell.hies in Government Act of 197:8

Calendar Year 2003 (5 U.S.C. app. §§ 101·111)

1. Pemin Reporting (Last name, Fust name, Middle initial) 2. Court or Organization 3. Date of Report

ALSOP, DONAlD D U.S. DISTRICT COURT, MINN.

4. Title (Article m Judges indicate ac:tive or senior status; 5. ReportType (check appropriate type} 6. Reporting Period magistrate judges indicate full· or pai�t-time)

0 Nomination, Date 0110112003 Senior U .s:. District Judge

0 Initial @ Amlual Q Floal to

112/31no03,

7. Chambt!rS or Office Address 8. On the basis of the infonnation contained in this Report and any

316 NORTH !lOBERT St., Room 754 modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

ST.PAUl.,MN 55101

EMPORTANT NOTES: Thie iinstructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

. : '

. I. POS:IDONS. <Repo.i-li:mg individual onty; see pp. 9-t3 or filing instructions>

NONE · (No reportable positions.)

I.

IL AG . 1(Reporting individual only; see pp. 14-16 offiling instructions)

NONE - (No reportable a:greements.)

I.

CJ {./) ('")r,, o.-C.t?2:: c:> -.-. -.......... rr1 C""J O;-> -.,,_-r1

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SOURCE AND TYPE GROSS

SOURCE AND TYPE

DESCRIPTJON

FINANCIAL DISCLOSURE REPORT Date of Report

AI.SOP,. DONALD D 04/29/2004

ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; see PP· 11-24 of filing instructions>

A. Filer's Non-Investment ilILcom

NONE - (No reportable 11011-investment income.)

INCOME (yours, notspouse's)

1.

B. Spouse's Non-Investment Income - (Ifyou were married during any portion of the reporting yeat, please complete this section. (dollar a nount not required except for honoraria)

NONE (No reportable non-investment income.) -

I.

IV. REilv.fBURSEMffi'FlrS transponation: lodging. food. entertainment-

(Includes those to spouse 1ind dependent children. See pp. 25-27 ofinstructions.)

NONE (No such reportable reimbursements.) -

1.

!:;REPITQR PESCR1FTJON

Report]

VAL

.YM,,UECODE

- FINANCIAL DISCLOSURE REPORT Name of Person Reporting

AI.SOP, OONAID D

V. GJFfS. (Includes those to ! pouse and dependent children. See pp. 28-31 of instructions.)

0 NONE - (No such reportable gifts.)

DESCRIPTION

}. MINNEAPOLIS CWB OF MlrNNEAPOU HONORARY MEMBERSHIP

Date of

04/29 0£!'

$4,080

VI. LIABilITIES. (Includes those of spouse and dependent children. See pp. 32-34 of instructions.)

!ill NONE (No reportable !liabilities.) -

l.

.. 001-$100,000

B.

ltpOl'ling period I

(2) (3)

(Q-W)

L

-

(4)

Code

·FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

Pagel of'.3 ALSOP, DONAID D 04/2912004

•• income. \'alue, traoscalioos (mcludes those of the spouse and dependent clu1dren. See pp. 34-57 of filing instruetions.j VII. INVESTMENTS arid TRUSTS -

A.

Det.cription of Assets (iuc1iuding trust assets)

Place "(X)" after each asset exc:mpt from prior disclosure

0 NON�E . (No repo11able iDcoim. as:ielts, or transactions) -

1. BELL SOtrrH-COM ST

-

2. Qwc:st - COM ST

-

3. V eriizon - COM ST

-

4. SBC - COM ST

-

5. AMERICAN TEL&.'J'BL..COM ST

-

6. DREYFUS FUND-MlIT FUND

-

7. cmZENS BANK CORP-COMST

-

8. DREYFUS PREMIER NEW ll!.ADERS FUND ClaissA

-

9. NEW ULM TELECOM-COM ST

- -

10. SELIGMAN GROwni-MUTJ:uND

-

11. lmrc:sco Dynamics - Mut Funcl

-

12. COTIONWOOD LAND-COM ST

-

13. N<lRTH OAKS GOLF CLUEl-ST

-

14. USE FED CRED UNION-SHARE

Income during

(l) (2)

Amount Type (e.g. Code I div. mu. or (A·H) int.)

B Dividend

None

B Dividend

c Dividend

A Dividend

A Div

c Dividend

A Dividend

A Div

None

None

None

None

A Dividend

Gross at end of reporting period

(l) (2)

Value Value Codc2 Method

(J-P) Codc3

K T

I T

K T

T

I T

K T

M w

J T

- I w

K T

I T

I w

J w

K ,.

D. Transactions dW'ing reporting period

j (1) Ifnot exempt from disclosure

Type (e.g. Date: Valiie buy, sen, Moo1h· Codc2 JD:lllCI', Day - (1-P)redemption)

Name

(5) Gain Identity of

bu lsc:Jler I (A· (if private "' transaction)

-

-

15. Fc:derated Growth Strategic:s Fllnd • Claiss A - Mut Fi.md

None I T

16. DAIN [BOSWORTH] RAUSER -MONEY MK.T

-

17. GS CAPITAL GROWl'H • Mlllt Fund

-

18. NUVEEN INV QUALm' 1\llN • Mut Fund

c Interest

None

B Dividend

K T

K T

K T

l . locom:!Gain Codes: A = Sll,<JOO or less B = $l,001-S2,.SOO c =$2,501-$5,000 D =$5,00!-S!5,000 E ,= Sl5.00J-$50.000 (See Columns Bl and 04) F =$50 G = $100,001-$1,000,000 HI = $1,000,001-$5,000,000 112 =More than $5,000,000

:!. Value Codl!s: J = $15.,000 or Jess K = $15,001-$50,000 L = $50,001-$100,000 M = S!00.001-$250,000

!See Columns Cl and 03) N = s: 0,000-$500,000 0 = $500.001-$1,000.000 Pl = $1,000,CXIJ-$5,000,000 P2 = $5,000,001-$?...5.000,000

P3 = $25.000.!X))-$50.000,000 P4 = $More than sso.000.000

3. Value Method Coob Q = Appraisal R = Cost (Real Estate Only) S =Assess=nt T = Cash!MarJ..'et

(See Column C2) t; = B«•k Value V =Other \V = Estimated

-

- -

- --

-

--

- -

ne/Gain j

(2)

Interest

(l) (2) ll from -

T

('2) (3)

J

(4) (5)

-

30.

33.

Codes:

(1)

.. FINANCIAL DISCLOSURE REPORT Date of ReportName of Pezson Reporting

04129/2004"Page2of3 ALSOP, DONALDD.

- income, value, transcatious (includes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and TRUSTS -

c. D.A. B. Gross value at end of Income during Transactions <luriDg reporting period·· ·

Description of Assets reportingperiod reportingperiod(including trust assets)

not exempt(l)

Place ·oo· after each asset exempt AmoWJl Type (e.g. from prier disclosure Code l div. n:Dt. or

(A·H) int)

19. Xo l Energy - COM ST A Dividend

FIRSTTRUST- MINN. SERIE:S A

-

20.

Vodafone Airtouch - COM ST A Dividend21.

22. W1::stbrook Village Golf Club None

- -

23. Dre Balanced Fund - MUI' FUND A Dividend

-

24. Fi1rst Trost Target Five A Dividend

25. Lucent Technologies - COM ST None

26. Target Corp. - COM ST A Dividend

27. Nuvecn l.argc Cap Valuc-Sti1>1:k A A Dividend.

-

28. Nuveen Insured Municipal llond Fund A Dividend

-

29. ADC Telecommunications - C:OM ST None

-

Value Codc2 (J-P)

J

J

J

J

J

K

J

J

J

Value Method Code3 (Q-W)

T

T

w

T

T

T

T

T

Type (e.g. buy, sell, m:rgec,

lion)

Sold

Sold

Date: Value Gain ldeotityof Month· Code2 Code buyer/seller Day (J.l>) I (A· (ifprivate

J.(\ transa::tion)

12131 A

03/05 J A

J TKopp Emerging Growth None

-31. P'UIDam FD, Growth & Income - MUrFUND A Dividend J T .•

32. TCF Financial - COM ST Nooe J T

-J TMinnesota State GO A Interest

-34. Guidant Cmp. Common St.c:x:k A Dividend.

-35. St. Paul, MN ISD #625 .A Interest

-

36. AVAYA, INC. -COM ST None

TJ

J T

J T

A = $1,000 or less B = $1,001-S"...500 C =$2,501-$5,000 D = $5,001-$15,000 E = $15.001-$50,000

(See Colu1ID1S Bl and 04) F = $S0,001-$IOO,OOO G =$100,001-$1,000,000 HI = $1,000.001-$5.000,000 H2 =More than $5,000,000

::. Value> Codes: J = $15,000 or less K =$15,001-$50,000 L =$50,001-$100,000 M = SI00.00i-S250,000

(See Columns Ci and D3) N = $:!50,000-$500,000 0 = $500,001-$1,000,000 Pl =$1,000,001-$5.000,000 P2 =S5.000,001-$25.000,000

P3 = $25,000.001-$50,000,000 P4 = $More 1han $50.000.000

Q = A ppr.iisal R =Cost (Real Estare Only) S = Assessrrent T = (ash/]l.fa!ket

(See Colwnn C2) U = Sook Value v =Other w =Estimated

·--------·

j 04/29/200 __J

(1) (2) {l) (2) (1) (3)

-(4)

R)

-

_J '---------·

40.

(2)

redemption) merger,

. FINANCIAL DISCLOSURE REPORT Date of Report Name of Person Reporting

·'Page 3 of 3 AI.SOP, OONAID D

- inco=, value, transcations (ioc:ludes those of the spouse and dependent children. See pp. 34-57 of filing instructions.) VII. INVESTMENTS and. TRUSTS

c.B. D.A. "'"

Gross value at end of Income during TransactiDDS duriog reporting period Description of Assets reporting period lCjlOrtiog period (lllCluding trust assets)

If not exeJlllt from d:isclosure

(5)Type {e.g. Date:Place "(X)" after each asset e1:eq>t ValueValueAmount Type (e.g.

div. ICDI.. or

ldentit>JOfValue Gain from prior disclosure buy, sell, Month·Code2 Method bu}'CrlsellerCode2 CodeCodel

(J-P)int.) Code3 Day (J-P) I (A- (if pri..-.te tranSac1ion)

(A·H) (Q-W)

TJNone37. AT&TWu:eless

TJ .None38. Agc:re Systems

TNone J39. Comcast

41.

TMDividendCounecticut Mutual Insurance: - Whole life Policy c

TKDividendNa1iiooal ServiceUfe - Perman.ai tUfelns. A

l. lru:ome!Gain Codes: A = $1,1)()0 or less B = $ l,OOl-S2,SOO c =$2,501-$5,000 D =SS,001-$15,000 E = $15.001-$50,000

(See Columns Bl aod 04) F = $51l1,00l-$100,000 G = $100,00J-$1,000,000 HI = $1 .000,001-$5,000,000 H2 =Mare than $5,000,000

2. Value Codi!s: = $15.000 or less K = $15,001-$50,000 L = $50,001-$100.000 M = $100.001-$250,000

(See Columns Cl and D3) N = $250,000-$500,000 0 = $500.001-$1,000,000 Pl = $1,000,001-$5,000,000 P2 = $5,000,00J-$25.000.000

P3 = $2!i,000,00l-$50.000,000 P4 = $Mare thanS50.000.000

3. Value Method Codes Q =Appraisal R = Cost (Rea! Eswe Only) S = Assessm::nt T = Cash/Markel

( cc Column C2) u =Book Value v = Other W =Estimated

Report]

·���� ·������-'-�����������������-'-- --

" FINANCIAL DISCLOSURE REPORT NameofPersonReporting

ALSOP, DONALD D

Date of

. 04/29/ ()94

VllI. ADDIDONAL INFORMATION OR EXPLANATIONS (IndicatepanotReport.)

-

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

ALSOP, DONALD D

IX. CERTIFICATION.

Date of Report

0412912004

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned i[ncome from outside employment and honoraria and the acceptance of gifts which have beeni reported are in compliance wilth the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WD..FULLY FALSIFIES OR FAil..S TO FILE THIS REPORT MAY BE SUlUECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosurie

Administrative Office of the United States Courts

Suite2-301

One Columbus Circle, N .E.

Washington, D.C. 20544