NASPP University Presents: ONLINE STOCK PLAN FUNDAMENTALS

The complex, overlapping standards governing stock plans—plus ongoing changes in

accounting, taxation and required public disclosure—make it critical that anyone

involved in plan administration develop a solid, working knowledge of the prevailing

regulatory framework and best practices for effective plan management.

Designed for professionals new to the field, Online Stock Plan Fundamentals will bring

you up to date with all regulatory requirements, as well as administrative best practices.

There is no other comparable course in the industry.

Why this education is critical:

• Stock plan practices are under active scrutiny by the IRS, the SEC, shareholders, and other watch groups such as ISS and Glass Lewis

• Equity compensation impacts a company’s earnings per share and reported financials

• Transactions must be reported on time and correctly to the SEC, the IRS and shareholders. There are no grace periods or special dispensations for mistakes, which can be costly and embarrassing

What we cover:

Six weekly webcasts will cover the stock plan essentials, including:

• Characteristics, requirements, and tax treatment of non-qualified awards, incentive stock options, restricted stock and employee stock purchase plans

• Accounting treatment of stock compensation, including an introduction to option valuation

• Securities law considerations, including registration requirements and Section 16 reporting

• Best practices for accurate and efficient stock plan administration

• Overview of stock plan concepts, terminology, and functional interactions

• Webcast sessions illustrate stock plan concepts and best practices as they fit into the regulatory landscape.

• Supplemental materials provide in-depth coverage of course topics.

• Quizzes test your understanding of the materials and help you apply your new knowledge to your own stock plans.

How we present the fundamentals:

Certificate of Completion presented to registrants who complete all sessions. Archives of webcasts will be available online after the live presentations.

Preparation for the CEP Exam: The course program adheres to the CEP exam curriculum and course quizzes are aligned with CEP testing standards, making the Fundamentals an excellent preparatory program for CEP exam candidates.

NASPP UNIVERSITY

Visit Naspp.com

to access the course!

Visit Naspp.com for a complete

webcast schedule and to register today.

I understand that registration provides access to the sessions for

only one person and I agree not to copy, distribute or share in any

manner the materials from this program.

Signature: Date:

Name:

Title:

Company:

Address:

City: State:

Zip Code:

Phone Number: Fax Number:

E-mail address:

How long have you been a stock plan professional?

_____ Years _____ Months

Are you a CEP? rYes rNo

If yes, what level have you achieved? rI rII rIII

rMember Tuition $945

rI would like to join NASPP on a No-Risk Trial Basis so that I can

receive the member’s tuition rate.

rCorporate Annual Membership (issuers only) ($725 up to 3 employees; each add’l employee $145)

rIndividual Annual Membership ($575) (Service providers)

rNon-Member Tuition $1,595

Call the NASPP for special pricing available for groups of 20 or more

from the same company.

rPlease bill my credit card

rCard Number:

rCardholder’s Name:

rVISA rMaster Card rAmerican Express

Expiration Date:

rEnclosed is my payment of $ _________(Payable to NASPP, Ltd.)

Your Role:

rCFO rCorp Secretary rExec Comp

rAdministration rHR/Payroll rTreasury

rPlan Design rPlan Management

rAccounting/Taxation rLegal/Compliance

rOther _____________________________

Company Info:

Ticker:_______________ rPrivate

Exchange:

rNYSE rNASDAQ rOther _____________

Industry:

rHigh-Tech rFin/Ins rHealth Care

rMfg/Const rReal Estate rRetail

rService rTravel/Leisure

Company Structure:

rUS Based rNon-US Based

Employees:

rUS only rOverseas only rBoth r<1,500 r1,500-10K r10K-30K r>30K

Your Role:

rCEO rPrincipal/Partner/Director

rConsulting rClient Relationship

rOperations rAdministration

rCustomer Service rProject Management

rSales/Marketing rTraining/Education

rBusiness Analyst rInformation Systems

rOther____________________________

Company Info:

Does your company provide full administration

outsourcing services?

rYes rNo

rCompensation/Consulting

rSoftware

rAccounting

rBrokerage

rTransfer Agent

rTraining/Education

Your Role:

rPartner/Principal

rAssociate/Staff Attorney

rParalegal

rLegal Assistant

rLibrarian

rAdministrative Assistant

rOther _____________________

Company I nfo:

_____Number of Lawyers

_____Number of Offices

Overseas Office? rYes rNo

Dedicated Library Staff? rYes rNo

Return the signed form or register online at Naspp.com today.

Issuer Company (select all that apply) Service Provider (select all that apply) Law Firm (select all that apply)

NASPP Ltd. PO Box 21639, Concord, CA 94521-0639 Phone (925) 685-9271 - Fax (925) 930-9284 - E-mail: naspp@naspp.com

Registration: ONLINE STOCK PLAN FUNDAMENTALS