new york washington, dc silicon valley may 8, 2010 charles weiss kenyon & kenyon llp (212)...

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New York Washington, DC Silicon Valley www.kenyon.com May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 [email protected] m Southern Area Entrepreneur's Day Inventorship, ownership, and common patent mistakes

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Page 1: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

New York Washington, DC Silicon Valley www.kenyon.com

May 8, 2010

Charles WeissKenyon & Kenyon LLP(212) [email protected]

Southern Area Entrepreneur's Day

Inventorship, ownership, and common patent mistakes

Page 2: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

To be an inventor, an individual must have contributed to the conception (the idea) of the claimed invention.

An inventor need not personally construct or test the invention.

Inventorship of Patents

Page 3: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Joint inventorship only requires some degree of connection or collaboration between inventors.

Joint inventors need not be at the same location.

The relative contributions do not have to be equal or similar.

Inventorship of Patents

Page 4: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Innocent errors in naming inventors may be corrected. Inventors can be added or removed.

Patents that issue with incorrect inventorship may be found invalid.

Problems with inventorship arise when people who worked on a project feel cut out or slighted, or are simply after money.

Solution? Assignments from everyone involved.

Improper Inventorship

Page 5: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

In the U.S., the presumptive owner of a patent is the inventor, not the inventor’s employer.

This can be adjusted by agreement between the employee/inventor and the employer.

Ownership of Patents

Page 6: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Employees who are or may be engaged in research or development – and ideally all employees – should sign a blanket assignment of inventions as a condition of employment.

The possibility of inventions by persons who are affiliated with the company but not actual employees – such as directors or consultants – must also be considered.

Some states have laws that govern such agreements, so check on this before using a “standard” form.

Ownership of Patents

Page 7: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Contract research organizations vary in their willingness to assign inventions.

Universities are commonly prohibited by law or policy from assigning patents, making a license necessary instead.

Some persons (especially university personnel) may have existing obligations to assign inventions to others. Getting an assignment from a person who has already assigned to someone else leaves you with nothing.

Ownership of Patents

Page 8: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Assignments of patents must be in writing.

Common terms include agreement by the assignor/seller to cooperate with the assignee/purchaser in prosecution and enforcement.

Ask exactly what is being assigned, e.g., are rights to corresponding ex-U.S. applications included? How about rights to continuations, modifications, improvements?

Be careful when changing corporate form or organization.

Get tax advice before assigning the founder’s patents to the company.

Transfer of Ownership

Page 9: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Failure to Recognize Patentable Subject Matter

Improvements of existing technology may be patentable, even if the improvement seems small.

New uses of existing compounds or techniques may be patentable, even though the compound or technique is itself old.

Scientific discoveries or elucidation of a mechanism of action are not patentable, but with proper claiming may support a valid and valuable patent.

Page 10: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Premature Disclosure

Disclosure, sale, publication, or public use prior to filing may destroy patent rights.

There is a one-year grace period in the U.S., but no grace period in most other countries.

Best practice is to file before making any disclosure.

Page 11: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Misuse of Provisional Applications

A provisional application gets you a filing date, but is only as good as its disclosure.

A regular application that claims priority to a provisional application gets the provisional’s date only for what is properly disclosed in the provisional.

Don’t think of provisionals as cheap, quick, or easy ways to lock in a date.

Page 12: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Belief that Having a Patent Gives the Owner the Right to Practice its Invention

A patent gives its owner the right to exclude others from practicing the invention, not the right to practice the invention itself.

You can have a patent but still infringe other people’s patents.

Others can have their own patents but still infringe your patent.

Page 13: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

Charles Weiss

Playing Patent Lawyer Because You Understand the Technology

Patents are first about law and only second about technology.

The true effect or scope of a patent may be quite different from what a scientist or engineer in the field would expect.

Avoid commenting in writing – including emails – on the validity, scope, or meaning of your own patents or of other people’s patents. If the communication is not with a lawyer, it will likely be discoverable in any litigation.

Page 14: New York Washington, DC Silicon Valley  May 8, 2010 Charles Weiss Kenyon & Kenyon LLP (212) 908-6287 cweiss@kenyon.com Southern Area Entrepreneur's

New York Washington, DC Silicon Valley www.kenyon.com

Charles WeissKenyon & Kenyon LLP

1 BroadwayNew York, NY 10004

(212) [email protected]