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Newbridge Securities CorporationInvestment Banking & Firm Overview
October 2019
Corporate Headquarters: 5200 Town Center Circle, Tower One, Suite 306, Boca Raton, FL 33486Website: www.newbridgesecurities.com
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▪ Firm Overview▪ Investment Banking Services▪ Distribution Platform
▪ Full service Investment Banking platform▪ Focused on financing small-cap / emerging growth companies▪ Public and private financings▪ M&A and corporate advisory
▪ Institutional distribution capabilities ▪ Equity and fixed income Trading Desks
▪ Retail Distribution Capabilitieso Approximately 200+ Registered Representatives(1)
o 47 offices in 18 states throughout the U.S. (1)
o Over 15,000 active institutional, corporate and retail clients(2)
o Over $1.5 billion in client assets under management(3)
▪ Established in 1997, Newbridge Securities Corporation (“NSC”) provides full service securities brokerage and investment banking services to a broad based group of individuals and corporate clients.
▪ The firm derives its strength from its distribution capabilities through its Institutional Investor network as well as its proprietary national retail platform of approximately 220+ registered representatives.
Firm Overview
Investment Banking
Capital Markets
Private Wealth Management
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1) FINRA Central Registration Depository (CRD) 7/22/20152) COR Clearing LLC 7/22/20153) Thomson One – COR Clearing LLC & DST Vision as of 8/17/2015
Investment Banking Services
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Capital Raising
▪ Initial Public Offerings (IPOs) ▪ Follow-On Offerings / Secondary Offerings▪ Private Placements (PIPEs) for public companies▪ Private Placements for private companies▪ Alternative Public Offerings / Reverse Mergers▪ Form 10 Filings▪ At-the-Market Offerings (ATMs)▪ Retail Syndicate Participation
Mergers & Acquisitions
▪ Mergers▪ Acquisitions▪ Sell-side Advisory▪ Buy-side Advisory▪ Spin-Outs▪ Divestitures
Corporate Advisory
▪ Strategic Consulting▪ Fairness Opinions▪ Valuations
▪ Newbridge Securities Corporation’s team of senior professionals provides a broad array of Investment Banking services.
▪ We work closely with every corporate client to understand its business plan, how it will be executed, the breadth and depth of the management team and that its capital needs are realistic and sufficient.
▪ We strive to provide a customized solution for each of its corporate clients.
Investment Banking Services (continued)
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Capital Raising
▪ Initial Public Offerings (IPOs) ▪ Follow-On Offerings / Secondary Offerings▪ Private Placements (PIPEs) for public companies▪ Private Placements for private companies▪ Alternative Public Offerings / Reverse Mergers▪ Form 10 Filings▪ At-the-Market Offerings (ATMs)▪ Retail Syndicate Participation
Mergers & Acquisitions
▪ Mergers▪ Acquisitions▪ Sell-side Advisory▪ Buy-side Advisory▪ Spin-Outs▪ Divestitures
Corporate Advisory
▪ Strategic Consulting▪ Fairness Opinions▪ Valuations
▪ Newbridge offers our clients a variety of ways to access the U.S. capital markets
▪ If the client is currently publicly traded, Newbridge can assist it in obtaining the necessary growth capital through a PIPE, a Registered Direct or a Follow-On offering.
▪ If the client is private, Newbridge can go to investors with a private placement, a traditional Initial Public Offering (IPO) or Alternative Public Offering (APO).
▪ Newbridge can assist the client with the timely preparation and dissemination of marketing materials, and the creation of due diligence packages (or data rooms) to be distributed to potential investors.
▪ Following the initial distribution of marketing materials, Newbridge will organize an investor road show to afford the client access to our retail offices and qualified institutional or accredited investors.
▪ Newbridge will further facilitate a transaction by working with both management and the funding sources to satisfy information requests as investors make their investment decisions and ultimately close the contemplated transaction.
Investment Banking Services (continued)
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Capital Raising
▪ Initial Public Offerings (IPOs) ▪ Follow-On Offerings / Secondary Offerings▪ Private Placements (PIPEs) for public companies▪ Private Placements for private companies▪ Alternative Public Offerings / Reverse Mergers▪ Form 10 Filings▪ At-the-Market Offerings (ATMs)▪ Retail Syndicate Participation
Mergers & Acquisitions
▪ Mergers▪ Acquisitions▪ Sell-side Advisory▪ Buy-side Advisory▪ Spin-Outs▪ Divestitures
Corporate Advisory
▪ Strategic Consulting▪ Fairness Opinions▪ Valuations
▪ Newbridge advisory engagements include comprehensive buyer or seller screening and evaluation in addition to industry analysis.
▪ Newbridge will spearhead the process of compiling, housing and managing the circulation of collateral marketing materials and diligence items including the maintaining of online data rooms, which will ease the burden on management and create a more efficient means to share information.
▪ Following the selection of a business partner, Newbridge can assist negotiations, deal structuring and legal guidance to ensure a smooth transition from transaction inception to closing.
Investment Banking Services (continued)
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Capital Raising
▪ Initial Public Offerings (IPOs) ▪ Follow-On Offerings / Secondary Offerings▪ Private Placements (PIPEs) for public companies▪ Private Placements for private companies▪ Alternative Public Offerings / Reverse Mergers▪ Form 10 Filings▪ At-the-Market Offerings (ATMs)▪ Retail Syndicate Participation
Mergers & Acquisitions
▪ Mergers▪ Acquisitions▪ Sell-side Advisory▪ Buy-side Advisory▪ Spin-Outs▪ Divestitures
Corporate Advisory
▪ Strategic Consulting▪ Fairness Opinions▪ Valuations
▪ The Newbridge IB Team has expertise in opinion and valuation work; delivering fairness and solvency opinions as well as valuations in a number of scenarios across an assortment of industry verticals.
▪ Successful companies frequently encounter complex fair value issues when evaluating strategic business decisions. Newbridge assists companies by delivering an accurate and supportable work product utilizing proven and generally accepted valuation methodologies.
▪ The firm provides Fairness Opinions in privatization transactions, M&A transactions and arms-length financing transactions
▪ The firm also provides independent third-party valuations and solvency opinions.
▪ Intensive selection and due diligence screening▪ Attention from senior bankers▪ Focus on quality execution▪ Close coordination with Sales/Trading▪ Post-Transaction Services
Newbridge Offering Process
▪ Objective second source of market knowledge▪ Objective second source of valuation / structuring▪ Team Player - Focus on getting deal done▪ Experience in coordinating with lead managers▪ Distribution power to US Intuitions and US Retail Investors
Co-ManagerIndustry Knowledge & Powerful Distribution
▪ Analyzing market conditions▪ Preparation of offering document▪ Preparation of all marketing materials▪ Selection of syndicate members▪ Coordination of Investor presentations▪ Presentation to investors
Lead ManagerAdvisory Focus
▪ Newbridge designs a customized strategy to allow our clients to achieve their objectives˗ The execution of their business model, and the ˗ enhancement of long term shareholder value
▪ We form a partnership with our clients˗ Our professionals leverage their industry
knowledge and experience to ensure that our clients' objectives are met.
˗ Providing our corporate clientele with financing that spans the capital structure including equity, subordinated debt, convertible debt, mezzanine financing, senior debt and project financing.
˗ Using our years of experience and contacts to guide our corporate clientele in selecting the appropriate legal counsel, auditors, investor relations firms, potential independent board members and other professionals that will add value to the enterprise.
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Investment Banking Process
U.S. Institutions• Coverage of financial Institutions
– Private Equity Funds– Managed Pension Funds– Mutual Funds– Proprietary Bank Funds– Sovereign Wealth Funds– Hedge Funds
▪ Newbridge has powerful distribution capabilities˗ Multi-channel platform that focuses on U.S. Institutions and its proprietary base of U.S. Retail Investors
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U.S. High Net Worth Accredited Investors• Proprietary Retail Network
– 47 offices located in 18 states throughout the U.S.
– 220+ Registered Representatives
Capital Markets – Distribution Capabilities
▪ Newbridge’s Capital Markets tailors solutions to our clients specific needs
˗ In-depth understanding of our client’s expectations enabling us to pinpoint appropriate institutional buyers for your company
˗ Ability to place large blocks of securities in a few hands or to achieve large distribution as needed
˗ Industry knowledge, years of experience, and deep relationships allow us to operate discreetly with minimal market impact if necessary
▪ Synthesize client’s message
▪ Identify Investor universe
▪ Execute Road Show
▪ Timely and consistent flow of information to our clients and investors
▪ Powerful & Targeted Distribution
▪ Sales & Trading Follow Up
Newbridge Process
▪ Clients need and deserve the support of the firm
˗ To maximize exposure to the public markets
˗ To drive shareholder value
Newbridge Philosophy
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Capital Markets – Process
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Capital Markets – Proprietary Retail Distribution
▪ Newbridge also has the capacity to access its proprietary retail investor base, differentiating it from other investment banking firms˗ The company has over 200+ Registered Representatives ˗ 47 offices in 18 states throughout the U.S.
Newbridge Securities – National Retail Distribution
Offices of Supervisory Jurisdiction States with Newbridge OfficesBoca Raton, Florida New York, New York Woodbury, New York
5200 Town Center Circle 211 East 43rd Street 6800 Jericho Turnpike
Tower One, Suite 308 Suite 1300 Suite 204E
Boca Raton, FL 33486 New York, NY 10017 Syosset, NY 11791
Fort Lauderdale, Florida New York, New York Scottsdale, Arizona
1451 W. Cypress Creek Road 17 Battery Place 2266 South Dobson Road
Suite 300 Suite 625 Suite 200
Ft. Lauderdale, FL 33309 New York, NY 10004 Mesa, AZ 85022
Morristown, New York Chicago, Illinois
Chancery Square 125 S. Wacker Drive
15 Cattano Avenue Suite 300 / 339
Morristown, NJ 07960 Chicago, IL 60606
States with NSC Offices
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▪ Investment Banking Team – Corporate Bios
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Investment Banking Team Biographies
Bruce Jordan – Director of Investment Banking | Newbridge Securities Corporation▪ Over 20 years of investment banking experience.▪ Former President of Vista 21 Advisors, a business consulting firm focusing on the needs of emerging business entities. ▪ Former President of Midtown Partners & Co., LLC., an investment banking firm that consistently ranked as one of the top 10 in
number of private placements completed.▪ Former Equity Research Analyst covering the Auto Parts sector, at Merrill Lynch.▪ MBA from Georgia State University, Major in corporate finance; Bachelor’s from Emory University, Major in accounting.
Eric Vallejo – Director of Capital Markets & Syndicate | Newbridge Securities Corporation▪ Over 20 Years of experience in the investment Industry▪ Started and managed the equity and fixed income trading departments at Newbridge Securities. ▪ Founder and Principal of Emerson Bennett, a retail-focused investment banking firm, where he ran the equity and fixed income
trading department.▪ Florida International University, Finance Major.
Robert Santos – Vice President of Capital Markets | Newbridge Securities Corporation▪ Over 20 Years of experience in the investment Industry▪ Started the fixed income trading department at Newbridge Securities, and was the principal market-maker.▪ Equity Trader at Emerson Bennett, a retail-focused investment banking firm, where he focused on market-making.▪ MBA from Florida International University; BA from Florida International University, Finance Major
Constantino Gutierrez – Director of Investment Banking | Newbridge Securities Corporation▪ 12 years of Investment Banking experience.▪ Former Vice President of Investment Banking at Ladenburg Thalmann & Co. Inc., a leading middle-market investment bank.▪ Former Associate of Investment Banking at Maxim Group, LLC, a retail-focused investment banking firm.▪ BA from the University of Pennsylvania.
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Investment Banking Team Biographies (continued)
Sol Saad – Director of Investment Banking | Newbridge Securities Corporation▪ Over 40 Years of investment banking experience.▪ Former Managing Director of Investment Banking at Ladenburg Thalmann & Co. Inc., a leading middle-market investment bank.▪ Former Director at Salomon Brothers Inc. / Salomon Brothers International Limited.▪ Regional Managing Director of International Banking at Wells Fargo Bank Group.▪ MBA from the University of Pennsylvania (Wharton), BA from Colgate University.
John McAuliffe – Senior Director of Investment Banking | Newbridge Securities Corporation▪ Over 30 years of investment banking experience, with a primary focus on the healthcare and technology sectors, and China.▪ Former Managing Director of Investment Banking at H.J. Meyers, where he also worked as an investment advisor, branch
manager and ran the institutional sales department.▪ Bachelor of Science State University of New York (Brockport).
Adam Sendik – Managing Director | Sendik Capital▪ Over 25 years of business experience in Investment Banking, Technology, Finance and Real Estate. ▪ Provides advisory services in middle-market M&A and capital raises. ▪ MBA in Finance from the Huizenga College of Business and Entrepreneurship at Nova Southeastern University▪ Bachelor of Science degree from Florida State University.
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▪ Selected Investment Banking & Capital Market Transactionso Lead-Managed / Co-Managed / Placement Agent / Underwriter / Selling Group Membero M&A / Corporate Advisory / Fairness Opinions
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Selected Recent Transactions | Capital Raises
AIM ImmunoTech, Inc.(NYSE American:AIM)
Follow-On Offering$40,300,000
Selling Group MemberSeptember 2019
VBI Vaccines Inc.(NASDAQ:VBIV)
Follow-On Offering$40,300,000
Selling Group MemberSeptember 2019
Youngevity International, Inc.(NASDAQ:YGYI)
Follow-On Offering$8,337,500
Selling Group MemberSeptember 2019
Top Ships Inc.(NASDAQ:TOPS)
Follow-On Offering$4,800,000
Selling Group MemberSeptember 2019
Purebase Corporation(OTCQB:PUBC)
Private Placement$1,000,000
Exclusive Placement AgentSeptember 2019
Inpixon(NASDAQ:INPX)
Follow-On Offering$4,800,000
Selling Group MemberAugust 2019
Guardion Health Sciences, Inc.(NASDAQ:HKIB)
Follow-On Offering$5,800,000
Selling Group MemberAugust 2019
DelMar Pharmaceuticals, Inc.(NASDAQ:DMPI)
Follow-On Offering$6,800,000
Selling Group MemberAugust 2019
AMTD International Inc.(NASDAQ:HKIB)
Initial Public Offering$200,000,000
Selling Group MemberAugust 2019
American Resources Corp.(NASDAQ:AREC)
Follow-On Offering$3,800,000
Selling Group MemberAugust 2019
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Selected Recent Transactions | Capital Raises – (continued)
Chicken Soup for the Soul Entertainment, Inc.
(NASDAQ:CSSE)
Preferred Stock Offering$3,467,500
Selling Group MemberAugust 2019
Sigma Labs, Inc. (NASDAQ:SGLB)
Initial Public Offering$2,300,000
Selling Group MemberJuly 2019
Blue Hat Interactive Entertainment Technology
(NASDAQ:BHAT)
Initial Public Offering$8,000,000
Selling Group MemberJuly 2019
Fellazo, Inc.(NASDAQ:FLLC)
Initial Public Offering$50,000,000
Selling Group MemberJuly 2019
SPECIAL PURPOSEACQUISITION CORP.
Sachem Capital Corp.(NYSE American:SACH)
Follow-On Offering$10,000,000
Selling Group MemberJuly 2019
Advaxis, Inc.(NASDAQ:ADXS)
Follow-On Offering$17,000,000
Selling Group MemberJuly 2019
Xenetic Biosciences, Inc.(NASDAQ:XBIO)
Follow-On Offering$15,000,000
Selling Group MemberJuly 2019
Tonix Pharmaceuticals Holding Corp.
(NASDAQ:TNXP)
Follow-On Offering$5,400,000
Selling Group MemberJuly 2019
Immuron, Ltd. (NASDAQ:IMRN)
Follow-On Offering$1,400,000
Selling Group MemberJuly 2019
Artelo Biosciences, Inc.(NASDAQ:ARTL)
Follow-On Offering$8,000,000
Selling Group MemberJune 2019
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Genocea Biosciences, Inc.(NASDAQ:GNCA)
Follow-On Offering$36,750,000
Selling Group MemberJune 2019
Selected Recent Transactions | Capital Raises – (continued)
Calithera Biosciences, Inc.(NASDAQ:CALA)
Follow-On Offering$57,500,000
Selling Group MemberJune 2019
ContraVir Pharmaceuticals, Inc.(NASDAQ:CTRV)
Follow-On Offering$15,600,000
Selling Group MemberJune 2019
Ampio Pharmaceuticals, Inc.(NYSE American:AMPE)
Follow-On Offering$12,000,000
Selling Group MemberJune 2019
Mohawk Group Holdings, Inc.(NASDAQ:MWK)
Initial Public Offering$36,000,000
Selling Group MemberJune 2019
Hancock Jaffe Laboratories, Inc.
(NASDAQ:HLJI)
Follow-On Offering$3,900,000
Selling Group MemberJune 2019
Immuron, Ltd. (NASDAQ:IMRN)
Initial Public Offering$6,100,000
Selling Group MemberMay 2019
Summit Wireless Technologies, Inc(NASDAQ:WISA)
Follow-On Offering$5,400,000
Selling Group MemberMay 2019
cbdMD, Inc.(NYSE MKT:YCBD)
Follow-On Offering$13,800,000
Selling Group MemberMay 2019
Jiayin Group Inc.(NASDAQ:JFIN)
Initial Public Offering$34,900,000
Selling Group MemberMay 2019
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Selected Recent Transactions | Capital Raises – (continued)
AGBA Acquisition Ltd.(NASDAQ:AGBA)
Initial Public Offering$40,000,000
Selling Group MemberMay 2019
SPECIAL PURPOSEACQUISITION CORP.
Aqua Metals, Inc.(NASDAQ:AQMS)
Follow-On Offering$22,000,000
Selling Group MemberMay 2019
Seanergy Maritime Holdings Corp.(NASDAQ:PBTS)
Follow-On Offering$14,300,000
Selling Group MemberMay 2019
PowerbridgeTechnologies Co., Ltd
(NASDAQ:PBTS)
Initial Public Offering$8,750,000
Selling Group MemberApril 2019
VERB Technology Company, Inc.
(NASDAQ:VERB)
Follow-On Offering$23,000,000
Selling Group MemberApril 2019
Chicken Soup for the Soul Entertainment, Inc.
(NASDAQ:CSSE)
Preferred Stock Offering$3,467,500
Selling Group MemberApril 2019
Myomo, Inc.(NYSE American:MYO)
Follow-On Offering$6,359,500
Selling Group MemberFebruary 2019
Staffing 360 Solutions, Inc.(NASDAQ:STAF)
Follow-On Offering$4,001,250
Selling Group MemberFebruary 2019
Cellect Biotechnology Ltd.(NASDAQ:APOP)
Follow-On Offering$6,500,000
Selling Group MemberFebruary 2019
Wealthbridge Acquisition Ltd.(NASDAQ:HHHH)
Initial Public Offering$5,000,000
Selling Group MemberFebruary 2019
SPECIAL PURPOSEACQUISITION CORP.
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Selected Recent Transactions | Capital Raises – (continued)
Biocept, Inc.(NASDAQ:BIOC)
Follow-On Offering$7,500,000
Selling Group MemberFebruary 2019
Hoth Therapeutics, Inc.(NASDAQ:HOTH)
Initial Public Offering$7,000,000
Selling Group MemberFebruary 2019
IMAC Holdings, Inc.(NASDAQ:IMAC)
Initial Public Offering$4,356,250
Selling Group MemberFebruary 2019
Aqua Metals, Inc.(NASDAQ:AQMS)
Follow-On Offering$8,550,000
Selling Group MemberJanuary 2019
MMtec, Inc. (NASDSAQ:MTC)
Initial Public Offering$7,200,000
UnderwriterJanuary 2019
Pivotal Acquisition Corp.(NYSE:PVT)
Initial Public Offering$230,000,000
Selling Group MemberJanuary 2019
SPECIAL PURPOSEACQUISITION CORP.
Datasea Inc.(NASDAQ:DTSS)
Initial Public Offering$5,365,000
Selling Group MemberDecember 2018
Eyenovia, Inc.(NASDAQ:EYEN)
Follow-On Offering$3,100,000
Selling Group MemberDecember 2018
Chardan Healthcare Acquisition Corp.(NASDAQ:CHAC)
Initial Public Offering$70,000,000
Selling Group MemberDecember 2018
CF Finance Acquisition Corp.(NASDAQ:CFFA)
Initial Public Offering$250,000,000
Selling Group MemberDecember 2018
SPECIAL PURPOSEACQUISITION CORP.
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Selected Recent Transactions | Capital Raises – (continued)
TuanChe Limited(NASDAQ:TC)
Initial Public Offering$20,280,000
Selling Group MemberNovember 2018
Eastside Distilling, Inc.(NASDAQ:EAST)
Follow-On Offering$7,200,000
Selling Group MemberNovember 2018
Valeritas Holdings, Inc.(NASDAQ:VLRX)
Follow-On Offering$36,000,000
Selling Group MemberNovember 2018
Grom Social Enterprises, Inc.(OTCQB:GRMM)
Private Placement$1,000,000
Exclusive Placement AgentNovember 2018
ENDRA Life Sciences Inc.(NASDAQ:NDRA)
Follow-On Offering$5,400,000
Selling Group MemberNovember 2018
Eton Pharmaceuticals, Inc.(NASDASQ:ETON)
Initial Public Offering$21,600,000
Selling Group MemberNovember 2018
FinTech Acquisition Corp. III(NASDAQ:FTAC)
Initial Public Offering$345,000,000
Selling Group MemberNovember 2018
Novume Solutions, Inc.(NASDAQ:GRAF)
Follow-On Offering$3,300,000
Selling Group MemberOctober 2018
Bridgeline Digital, Inc.(NASDAQ:BLIN)
Follow-On Offering$5,000,000
Selling Group MemberOctober 2018
Graf Industrial Corp.(NASDAQ:GRAF)
Follow-On Offering$225,000,000
Selling Group MemberOctober 2018
SPECIAL PURPOSEACQUISITION CORP.
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Selected Recent Transactions | Capital Raises – (continued)
Atomera Incorporated(NASDAQ:ATOM)
Follow-On Offering$11,500,000
Selling Group MemberOctober 2018
Akoustis, Inc. (NASDAQ:NDRA)
Follow-On Offering$40,800,000
Selling Group MemberOctober 2018
ENDRA Life Sciences Inc.(NASDAQ:NDRA)
Follow-On Offering$3,100,000
Selling Group MemberOctober 2018
Chaserg Technology Acquisition Corp.(NASDAQ:DDMX)
Initial Public Offering$2000,000,000
Selling Group MemberOctober 2018
SPECIAL PURPOSEACQUISITION CORP.
Medical Transcription Billing, Corp.
(NASDAQ:MTBC)
Preferred Stock Offering$15,000,000
Selling Group MemberOctober 2018
DD3 Acquisition Corp.(NASDAQ:DDMX)
Initial Public Offering$50,000,000
Selling Group MemberOctober 2018
SPECIAL PURPOSEACQUISITION CORP.
EdtechX Holdings Acquisition Corp.(NASDAQ:EDTX)
Initial Public Offering$55,000,000
Selling Group MemberOctober 2018
Acasti Pharma Inc.(NASDAQ:ACST)
Follow-On Offering$16,600,000
Selling Group MemberOctober 2018
Alberton Acquisition Corporation
(NASDAQ:ALAC)
Initial Public Offering$100,000,000
Selling Group MemberOctober 2018
SPECIAL PURPOSEACQUISITION CORP.
Level Brands, Inc.(NYSE American:LEVB)
Follow-On Offering$6,000,000
Selling Group MemberSeptember 2018
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Selected Recent Transactions | M&A, Corporate Advisory and Fairness Opinions
Energy & Water Development Corp.
(OTCQB:EAWD)
Corporate Advisory
Financial AdvisorJuly 2019
Energy & Water Development Corp.
Top Ships Inc.(NASDAQ:TOPS)
Fairness Opinion
Financial AdvisorJuly 2019
Geospatial Corporation(OTCQB:GSPH)
Corporate Advisory
Financial AdvisorMay 2019
Blue Star Foods Corp.
Corporate Advisory
Financial AdvisorApril 2019
Ozop Surgical Corp.(OTCQB:OZSC)
Corporate Advisory
Financial AdvisorMarch 2019
CoJax Oil & Gas Corporation
Corporate Advisory
Financial AdvisorMarch 2019
Brownie’s Marine Group Inc.(OTCQB:BWMG)
Corporate Advisory
Financial AdvisorDecember 2018
Purebase Corporation(OTCQB:PUBC)
Fairness Opinion
Financial AdvisorDecember 2018
Blue Star Foods
Merger with AG Acquisition II
M&A AdvisorNovember 2018
Life On Earth, Inc.(OTCQB:LFER)
Corporate Advisory
Financial AdvisorNovember 2018
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Selected Recent Transactions | M&A, Corporate Advisory and Fairness Opinions
PreCheck Health Services, Inc.(OTCQB:HLTY)
Corporate Advisory
Financial AdvisorNovember 2018
Purebase Corporation(OTCQB:PUBC)
Corporate Advisory
Financial AdvisorOctober 2018
Trutankless, Inc.(OTCQB:TKLS)
Corporate Advisory
Financial AdvisorJune 2018
Nature’s Best Brands, Inc.(OTCQB:HLTY)
Corporate Advisory
Financial AdvisorJune 2018
Blue Star Foods Corp.
Corporate Advisory
Financial AdvisorMay 2018
Hip Cuisine, Inc.(OTCQB:HIPC)
Corporate Advisory
Financial AdvisorFebruary 2018
Taxis Pharmaceuticals, Inc.
Corporate Advisory
Financial AdvisorJanuary 2018
Social Voucher
Corporate Advisory
Financial AdvisorJanuary 2018
Petrolia Energy Corp.(OTCQB:BBLS)
Corporate Advisory
Financial AdvisorDecember 2017
Taxus CardiumPharmaceuticals Group
(OTCQB:CRXM)
Corporate Advisory
Financial AdvisorSeptember 2017
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Contact Information
Corporate Headquarters: 5200 Town Center CircleTower One, Suite 306Boca Raton, FL 33486Website: www.newbridgesecurities.com
Securities offered through Newbridge Securities CorporationMember FINRA / SIPC
Advisory Services offered through Newbridge Financial Services Group Inc. an SEC Registered Investment Advisor