nycirc_1977_08066a.pdf
TRANSCRIPT
F E D E R A L R E S E R V E B A N KO F N E W Y O R K
March 7, 1977
RULES AND REGULATIONS OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM
T o A l l B a n k in g I n s t i tu t io n s , a n d O th e r s C o n ce rn ed , in th e S e c o n d F e d e r a l R e s e r v e D i s t r ic t :
Set forth on the reverse side of this letter is a list of the Rules and Regulations of the Board of Governors of the Federal Reserve System, and of the amendments and supplements thereto. This listing will enable you to determine whether your set of those documents is complete. We shall be pleased to furnish copies of any such document that you do not have, upon request addressed to our Circulars Division.
In addition, enclosed is a revised table of contents for your set of rules and regulations.
P a u l A. V o l c k e r ,
President.
( o v e r )Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
Rules and Regulations of the Board of Governors of the Federal Reserve System
March 1, 1977
Rules Regarding Access To and Review Of Personal Information in Systems of Recordsf .................................... September 28, 1975
Rules Regarding Availabilityof Information! ............................... February 19, 1975—Correction dated March 1976.—Amendment effective March 12, 1977.
Rules Regarding Delegation ofAuthority^ ...................................... September 30, 1975—Amendments effective November 7, 1975, December
31, 1975, April 2, 1976, and May 10, 1976.Rules of Organization!: ............................. March 1, 1973
—Amendment effective October 29, 1976.Rules of Practice for Formal Hearings....August 1, 1967 Rules of Procedure!....................................March 1, 1973
Regulation A .................................................April 19, 1973—Amendments effective September 25, 1974, October
25, 1974, and August 25, 1976.Regulation B ............................................ March 23, 1977
Regulation C ................................................. June 28, 1976Regulation D ........................................ November 9, 1972
—Amendments effective July 12, 1973, November 26, 1973, October 14, 1974, November 10, 1975, and July 26, 1976.
— Supplement effective December 16, 1976.Regulation E ............................................ August 21, 1959Regulation F .......................................... December 1, 1975
—Amendment effective November 15, 1976.Regulation G * ............................................ March 30, 1971
—Amendments effective May 15, 1972, September 18, 1972, October 29, 1973, December 6, 1973, July 25, 1974, and August 20, 1976.
— Supplement effective August 6, 1976.Regulation H ...............................................March 18, 1969
—Amendments effective December 21, 1973, March 2, 1974, September 16. 1974, September 22, 1974, December 1, 1975, and February 26, 1976.
Regulation I ............................................ February 1, 1963Regulation J .............................................. October 1, 1969
—Amendments effective October 26, 1971, November 9, 1972, and September 1, 1974.
Regulation K ............................................ January 7, 1969—Amendment effective March 3, 1970.
Regulation L ............................................ August 21, 1959—Amendments effective June 20, 1974, and January
4, 1977.
Regulation M ............................................ January 7, 1971—Amendments effective May 22, 1975, August 25,
1975, and February 6, 1976.
Regulation N ........................................ February 13, 1962
Regulation O ............................................ March 15, 1968
Regulation P .......................................... January 13, 1969—Appendix A revised effective November 1, 1973.
Regulation Q ..........................................December 4,1975—Amendments effective March 1, 1976,
July 26, 1976, and November 8, 1976.— Supplement effective December 4, 1975.
Regulation R ............................................ January 1, 1970
Regulation S .................................................. April 3, 1963
Regulation T* .............................................. May 15, 1970—Amendments effective May 15, 1972, September 5,
1972, September 18, 1972, October 16, 1972, January 2, 1973, May 23, 1973, June 21, 1974, July 25, 1974, March 3, 1975, November 13, 1975, and January 1, 1977.
— Supplement effective January 1, 1977.
Regulation U * ................................................ July 10, 1971—Amendments effective May 15, 1972, September 18,
1972, October 16, 1972, June 16, 1973, and July 25, 1974.
— Supplement effective August 6, 1976.
Regulation V ...................................... September 27, 1966—Amendment effective February 4, 1976.— Supplement effective June 4, 1970.
Regulation X* ..................................... November 1, 1971
Regulation Y ................................................ June 24, 1974—Corrective amendments effective June 24, 1974.—Amendments effective December 1. 1975,
May 15, 1976, and October 13, 1976.
Regulation Z ..........Amended effective October 28, 1975—Amendments effective July 30, 1976,
August 6, 1976, and March 23, 1977.—Amendment dated August 27, 1976.
Regulation AA ................................. September 27, 1976
fRules Regarding Access To and Review Of Personal Information in Systems of Records and Rules Regarding Availability of Information are printed in one pamphlet.
If Currently in process of revision.f Rules of Organization and Rules of Procedure are printed in
Rules of Organization and Procedure of the Consumer Advisory Council..........November 1, 1976
one pamphlet. * Regulations G, T, U, and X are printed in one pamphlet.
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis
F E D E R A L R E S E R V E B A N KO F N E W Y O R K
CONTENTS
Rules of the Board of Governors of the Federal Reserve System
Rules Regarding Availability of InformationRules Regarding Access To and Review Of Personal Information in
Systems of RecordsRules Regarding Delegation of Authority
Rules of Organization Rules of Procedure
Rules of Practice for Formal Hearings
Regulations of the Board of Governors of the Federal Reserve System
Extensions of Credit by Federal Reserve Banks...................................................... AEqual Credit Opportunity ............................................................................................ BHome Mortgage Disclosure............................................................................................ CReserves of Member Banks........................................................................................... DPurchase of W arrants..................................................................................................... ESecurities of Member State Banks................................................................................ FSecurities Credit Transactions—
Rules Governing Borrowers Who Obtain Securities Credit ........................ XSecurities Credit by Persons Other Than Banks, Brokers, or Dealers......... GCredit by Brokers and Dealers ........................................................................... TCredit by Banks for the Purpose of Purchasingor Carrying Margin Stocks ................................................................................ U
Membership of State Banking Institutions in the Federal Reserve System........... HIssue and Cancellation of Capital Stock of Federal Reserve Banks..................... ICollection of Checks and Other Items by Federal Reserve Banks ...................... JCorporations Engaged in Foreign Banking and Financing Under the
Federal Reserve Act ................................................................................................... KInterlocking Bank Relationships Under the Clayton A c t ....................................... LForeign Activities of National Banks ......................................................................... MRelations with Foreign Banks and Bankers.............................................................. NLoans to Executive Officers of Member Banks........................................................ OMinimum Security Devices and Procedures for Federal Reserve Banks
and State Member Banks .......................................................................................... PInterest on Deposits ....................................................................................................... QRelationships with Dealers in Securities Under Section 32 of the
Banking Act of 1933 ................................................................................................... RBank Service Arrangements.......................................................................................... SLoan Guarantees for Defense Production................................................................... VBank Holding Companies............................................................................................... YTruth in Lending.............................................................................................................. ZUnfair or Deceptive Acts or Practices........................................................................ AA
Rules of Organization and Procedure of the Consumer Advisory Council
Rev. 3 /7 7
Digitized for FRASER http://fraser.stlouisfed.org/ Federal Reserve Bank of St. Louis