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Georges Gazetas École Polytechnique Nationale d’ Athènes on the Verge of “Failure” 7 th COULOMB Lecture, Paris 26 June 2009 Seismic Soil–Foundation Interaction

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Page 1: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Georges Gazetas

École Polytechnique Nationale d’ Athènes

on the Verge of “Failure”

7 th COULOMB Lecture, Paris 26 June 2009

Seismic Soil–Foundation

Interaction

Page 2: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Topics of Presentation

PART 1

(a) Why Going to the Limit and “Beyond”

in Seismic Foundation Analysis / Design

(b) Conventional versus New Design

Concept: Bridge Pier Foundation

PART 2

The Causes of Overturning

of Buildings in Adapazari (1999)

Page 3: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Seismic Foundation Practice

• Analysis in terms of FORCESFORCES

• Safety through SAFETY FACTORSSAFETY FACTORS

AnalysisAnalysis––Design in terms ofDesign in terms of

DISPLACEMENTS, DISPLACEMENTS, ROTATIONSROTATIONS

“ Performance–Based Design ”

But now TIME has come for CHANGE :

Page 4: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Current Seismic Approach :

“Capacity” Design

(α) Plastic Deformation Allowed Only in

the (Super)Structure

(b) NO “Plastic Hinging” Below Ground:

• Piles, Cap, Footings : Structurally Elastic

• NO Mobilization of Bearing Capacity Failure Mechanisms

• NO Slippage , LIMITED Uplift

Page 5: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Why we need to consider Soil–Foundation Nonlinearity + Inelasticity:

Records in last 20 years: have revealed very strong seismic shaking

Examples:

1994 Northridge : 0.98 g , 1.40m/s

1995 Kobe : 0.85 g , 1.50m/s

1986 San Salvador : 0.75 g , 0.84m/s

and SA values reaching 2 g

Foundation Foundation ““Plastic HingingPlastic Hinging””:: UNAVOIDABLEUNAVOIDABLE

(a)11

Page 6: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

(b) Retrofitting Existing/Damaged Structures

Usually Impossible

to Accomplish Elastically

(even if very conservative design required)

Must Consider Inelastic Action in

Soil + Foundation

Page 7: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

N small

M very large

Shear Wall

Existing Retrofitted

M

N

Page 8: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

M

Uplifting, Nonlinearity:

Significantly affect

the sharing of lateral force

among shear-wall and

frames

Retrofitted

Shear Wall

M

N

Page 9: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

(c) Need : Determine Collapse Motion

• for Insurance Purposes

( special projects demanding estimate of

LOSS in worst case )

• for Compatibility

with Structural Design

( Push-over analysis, ductility–based design )

Page 10: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Can we moveCan we move BeyondBeyond

this Conventional this Conventional

““CapacityCapacity”” DesignDesign ?

Major Contribution of Alain Pecker (1998)

“Capacity design principles for shallow

foundations in seismic areas”

Page 11: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Previous Research /Applications

• Pecker (1998): Capacity Design for Foundations

•Paolluci (1998): Inelastic-soil SSI

• FEMA 356 (2000): Rehabilitation Code

• Kutter et al (2001): Centrifuge Experiments

•Martin & Lam (2000): Retrofit of Bridges

• El Naggar et al (2000): Elasto-plastic Winkler

• Pecker et al (2009): Inelastic Macro-element

Page 12: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Factors of SafetyFactors of Safety

•• StaticStatic : FS > 1

• SeismicSeismic :: min FS (t) < 1t

Page 13: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

ExternalExternal Force P >> Pu

δ

P

PuElastoElasto--Plastic Plastic Systems :Systems :

(a) if SSTTAATT IICC :: FailureFailure

P

R

PPP

Page 14: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

(b) ii ff SEISMICSEISMIC ::Inelastic

Deformations

(only)

Thanks to the Nature of

Seismic Excitation

K I N E M A T I K I N E M A T I CC

C Y C L I CC Y C L I C

Page 15: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

A

m As

ACPu m=

Elastic Response : As < ACP m

u

As

Page 16: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

mAC

A

Plastic Response: As = AC PS = Pu

AC

P m

u

Pu m=

Page 17: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Unloading: 0< AS < AC

A

m As P m

u

ACPu m=

Page 18: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Unloading: As = - AC

A

mAC P m

u

ACPu m=

Page 19: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

AA

umax

AA >> AC max AS (structure) =AC

umax > uelast

BButut NONO FFailureailure

ACPu m =

AS

Page 20: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

(α) Sliding (symmetric, asymmetric)

(b) Uplifting , Overturning

in Geotechnical Engineering

the implications of

Dynamic Safety FactorDynamic Safety Factor

FSFS < 11 :

(c) Bearing Capacity “Failure” ??

Page 21: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

N. Newmark:

1965 Rankine Lecture

Ambraseys & Sarma 1967

Seed et al 1967

Richards & Elms 1979

Pecker 1998

Whitman 1964

Page 22: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Current Seismic Codes

• (Gravity) Retaining walls

• Embankments / Natural Slopes

Designed (indirectly) forinelastic deformation ∆ ~ 10–30 cm :

ADESIGN = 1/2 A

W

WADES∆

W

WADES

Page 23: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

A(t)

AC = µgSymmetric

sliding

D

Asymmetric

sliding

D

A (t)

AC= µ g cosβ – g sinβ

Page 24: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

LefLef kadakada 20032003

D(t)

[m]

-0.2

-0.1

0

0.1

3 6 9 12 15

0.14 m-1

-0.5

0

3 6 9 12 15

1 m

-5

-2.5

0

2.5

5 0.42 g

A(t)

[m/s2]

-5

-2.5

0

2.5

5

AC/A=0.1

0.42 g

V(t)

[m/s]

-0.4

-0.2

0

0.2

0.4

-0.4

-0.2

0

0.2

0.4

Page 25: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Effect of ExcitationEffect of Excitation FrequencyFrequency

Dmax : cm

0

5

10

15

20

25

30

0 1 2 3 4

µ / α = 0.1

µ / α = 0.2

µ / α = 0.4

µ / α = 0.6

µ / α = 0.8

Frequency : Hz

“Factor of Safety”

Page 26: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Rigid Block on a Rigid Base

mAc

mg

Uplifting

Acceleration

Ac = (b/h) gg

Toppling

(under Static Conditions)

θc

Page 27: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

b

h

Rocking of Slender Block on Rigid Base

(undergoing a one-cycle sinusoidal shaking)

f ( Hz )0 1 2 3

OVERTURNING

SAFE

AAAA ( g )

4

3

2

11,10 g

= 0,25

bh = 4 b

Static Failure ΑΑΑΑ > 0,25 g

Seismic Failure (with f = 2 Hz ) ΑΑΑΑ > 1,10 g

h A

Page 28: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

SPLB

-0.4

0.0

0.4

0 2 4 6 8 10t : s

α : g

Duzce

-0.4

0.0

0.4

0 2 4 6 8 10t : s

α : g

Overturning οf a Slender Tombstone

in the Athens Earthquake : 7 - 9 - 99

0.35 g

0.35 g

Two Hypothetical Base Excitations :

A : g

A : g

Düzce

Page 29: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Overturning οf Tombstone

2 h = 1.27 m , 2 b = 0.20 m , h / b = 6.35 , Ac ≈ 0.16 g

Page 30: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Overturning οf Tombstone

2 h = 1.27 m , 2 b = 0.20 m , h / b = 6.35 , Ac ≈ 0.16 g

SPLB - 0.85 g

-1

-0.5

0

0.5

1

0 2 4 6 8 10

α : g

-0.4

-0.2

0

0.2

0.4

0 2 4 6 8 10θ

: rad

0.85 g

0.84 g

Scaling of the Records needed

to Overturn the Tombstone

Page 31: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Overturning οf Tombstone

2 h = 1.27 m , 2 b = 0.20 m , h / b = 6.35 , Ac ≈ 0.16 g

-0.4

-0.2

0

0.2

0.4

0 2 4 6 8 10

θ : r

ad

0.85 g

0.84 gSPLB - 0.85 g

-1

-0.5

0

0.5

1

0 2 4 6 8 10

α : g

Scaling of the Records needed

to Overturn the Tombstone overturning

at A ≈ 5.3 AC

-0.4

-0.2

0

0.2

0.4

0 2 4 6 8 10

t : s

θ : r

ad0.27 g

0.26 goverturning

at A ≈ 1.7 AC

Duzce - 0.27 g

-1

-0.5

0

0.5

1

0 2 4 6 8 10

t : s

α : g

Düzce

Page 32: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Consequences

(α) Sliding (symmetric, asymmetric)

(b) Uplifting , Overturning

(c) Bearing Capacity “Failure”

Dynamic Safety FactorDynamic Safety Factor

FSFS << 11 :

Page 33: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Simple Model of Bridge Pier

N

B = 6m

Νu≈ 4000 kN

T = 1.5 sec

Su = 130 kPa

Inertial Force

Hs = 20m

h = 12m

Page 34: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Modelling with Finite ElementsModelling with Finite Elements

Beam

Elements

Interface

Elements

Soil and Column: Inelastic

Quadrilateral Solid

Plane–Strain

Elements

Viscous

Boundary

ρVS , ρVS

at x = 20 B

22BB

Page 35: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

εpl

σmax

σ

σy0

0

σyσy0

σy0

a a’

S

S1

S3

S2

σmax√23

Limit

surface

Yield

surface

0adev

σy0√ 23

Limiting location

of a

af+ σy0

Nonlinear, Von-Mises Yielding,

Isotropic/Kinematic Hardening ,

Associative Flow Rule

Constitutive Cyclic Model for Soil

1-D Representation 3-D Representation

Page 36: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

γ

tt

Calibration against G – γ curves

ττ

soil

Ishibashi & Zhang

0

0.2

0.4

0.6

0.8

1

0.0001 0.001 0.01 0.1 1 10

G/GG/G00

γγ (%)(%)(%)(%)(%)(%)(%)(%)

PI= 30σ0 = 100 kPa

Page 37: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

10000

20000

30000

40000

50000

60000

0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08

Reinforced Concrete

d = 3m

C30C30

S400 :100 Ø32Ø13/8.

M : kNm

Curvature : 1/m

Page 38: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Simple Model of Bridge Pier

N

B = 6m

Νu≈ 4000 kN

T = 1.5 sec

Su = 130 kPa

Inertial Force

Hs = 20m

h = 12m

Page 39: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

1000

2000

3000

4000

0 500 1000 1500 2000 2500

MMultult

N = 1000 kN

zcθθ

Ultimate Vertical LoadΝult

1900 kNmMMulultt

NN

Page 40: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Mu ≈ 1900 kN m

zcθ

N ≈ ¼ Νu

Pseudo–Static Analysis

(constant Ν = 1000 kN)

contact

Qu = Mu / h

Page 41: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

1 250 kPa 410 kPa2

570 kPa

3

790 kPa

4

0

0.5

1

1.5

2

2.5

3

0 0.05 0.1 0.15 0.2 0.25

tilt-angle [rad]

mom

ent

[MN

m]

1

2

3

4

(π + 2) Su ≈ 670kPa

Page 42: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

6 840

-0.3

0.2

t : sec

A(t) : g

00 2

1

2

4 6

3

4T : sec

R / A

Ricker Wavelet : fo= 0.5Hz and A = 0.30 g

A

0.6 A0.6 A

Page 43: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Pseudo – Static Analysis:

Determine the Yield AccelerationDetermine the Yield Acceleration

AAcc

((i.e., the maximum possible i.e., the maximum possible

acceleration of the massacceleration of the mass))

Page 44: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

h = 12m

N = 1000 kN

mAc

Mu ≈ 1900 kN m

Mu = mAch

Ac= 1900 / [(1000 :g ) x 12 ] = 0.16 g

Page 45: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

-0.4

0

0.4

-0.4

0

0.4

Excitation: Ricker Wavelet

2 s

0.30 g

0.50 g

free field

rock

Seismic Analysis

Excitation

Page 46: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

M N = 1000 kN

Pseudo–Static Failure : M = MuCritical Acceleration : Ac = 0.16 g

Seismic (“Apparent”)

Safety Factor :

Ac /A = 0.16 / 0.50 = 0.32 << 1

Will there be Failure ??

Page 47: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

2.2 s

0.4 g

Contours of Plastic Strains

Page 48: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Maximum Acceleration :

0.50 g

Base Excitation :

Ricker TE = 2 sec, PGA = 0.30 g

h = 12 m

Page 49: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

M [kNm]

-3000

-1500

0

1500

3000

-0.15 -0.1 -0.05 0 0.05 0.1 0.15

tilt-angle [rad]θ [rad]

h = 12m

terminalterminal

Mzcθ

N = 1000 kN

Page 50: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

-0.2

-0.1

0

0.1

0.2

-0.2 -0.1 0 0.1 0.2

zc [m]

θ [rad]

h = 12mM

zcθ

N = 1000 kN

Page 51: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Topics of Presentation

PART 1

(a) Why Going to the Limit and “Beyond”

in Seismic Foundation Analysis / Design

(b) Conventional versus New Design

Concept: Bridge Pier Foundation

PART 2

The Causes of Overturning

of Buildings in Adapazari (1999)

Page 52: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

To demonstrate the feasibility of

designing a foundation to

undergo large deformations ,

beyond the conventional wisdom

a Comparative Example:

Page 53: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

h = 12m

Stiff Clay

Su = 150 kPa

25m

B = 11 m

mdeck= 1200 t

d = 3 m

B = 7 m

ConventionalDesign

ExploredNew Concept

Page 54: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Pseudo-Static Safety Factors

for a Seismic Coefficient CS = Rd /q = 0.30

Β = 7m FSV = 2.8

FSE = 0.5 < 1

e > B/3

Β = 11m FSV = 5.8

FSE = 2.0

e < B/3

Page 55: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

0.5

1

1.5

2

2.5

0 1 2 3

Kalamata, 1986

0.27 g

Takatori (Kobe, 1995)0.62 g

Lefkada, 1973

0.52 g

Τ : sec

R: g

ξ = 0.05

Page 56: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Aff

β

θ

utotuStr

wdyn

Am

BAΕ

Page 57: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Low-Intensity Shaking:

Kalamata Kalamata 19861986

RESULTSRESULTS for the for the RESPONSERESPONSE of the:of the:

((aa)) FOUNDATIONFOUNDATION

((bb)) STRUCTURE STRUCTURE –– FOUNDATION FOUNDATION

SystemSystem

Page 58: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

M : MNm

w :m

-0.08

-0.06

-0.04

-0.02

0

-0.01 -0.005 0 0.005 0.01

-100000

-50000

0

50000

100000Β = 7m

-100000

-50000

50000

-0.08

-0.06

-0.04

-0.02

0

-0.01 -0.005 0 0.005 0.01

Β = 11m

-50

-100

100

50

0

FOUNDATION FOUNDATION (( M – θ andand w – θ ))

θ : rad θ : rad

≈ + 2 cm

≈ + 4 cm

Page 59: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

-0.2

-0.1

0

0.1

0.2

0 5 10 15 0 5 10 15

u : m

t : sec

Β = 7m

t : sec

utotuθ u

Str

max uStr= 0.10 m

Β = 11m

max uStr= 0.02 m

STRUCTURESTRUCTURE + FOUNDATIONFOUNDATION

uθ uStr utotversus time

Page 60: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

RESULTSRESULTS for the for the RESPONSERESPONSE of the:of the:

((aa)) FOUNDATIONFOUNDATION

((bb)) STRUCTURE STRUCTURE –– FOUNDATION FOUNDATION

SystemSystem

Very Strong Shaking:

Takatori Takatori ( ( Kobe Kobe 19951995 ))

Page 61: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

0.5

1

1.5

2

2.5

0 1 2 3

Takatori (Kobe, 1995)0.62 g

Τ : sec

R: g

0.75TB=7

1.1TB=11

Page 62: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

M :

MNm

w:m

-0.04 -0.02 0 0.02 0.04

-0.04 -0.02 0 0.02 0.04-0.3

-0.2

-0.1

0

-0.04 -0.02 0 0.02 0.04

Β = 7mΒ = 11m

-50

-100

100

50

0

θ : rad θ : rad

FOUNDATION FOUNDATION (( M – θ andand w – θ ))

≈ + 20

≈ + 8 cm

Page 63: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

-2.5

-1.5

-0.5

0.5

1.5

2.5

0 5 10 15 20 25

-2.5

-1.5

-0.5

0.5

1.5

2.5

0 5 10 15 20 25

u : m

Β = 11m Β = 7m

utotuθ u

Str

t : sec t : sec

Collapse

STRUCTURESTRUCTURE + FOUNDATIONFOUNDATION

uθ uStr utotversus time

Page 64: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Β = 11m Β = 7 m

Comparison of the two Foundation Schemes

Takatori (Kobe, 1995)

Page 65: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Β = 11m Β = 7 m

The Final Stage

Page 66: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

0.5

1

1.5

2

2.5

0 1 2 3

Takatori (Kobe, 1995)0.62 g

Τ : sec

R: g

1.7TB=7

2.1TB=11

Page 67: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Conventional Solution:

“Capacity” Design

Soil

Plastification

New Concept: Beyond “Capacity”

Design

Plastic “hinging”

ConclusionConclusion

Page 68: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

The Main Conclusions

of Part 1

(α) The Dynamic behaviour of

inelastic soil–foundation systems

differs from the

Pseudo-Static response.

Sometimes dramatically

Page 69: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

(β) New Design Approach (“Philosophy”) : Plastification

not only in the structure

but also :

at the soil–footing interface

(sliding, detachment+uplifting)

in the supporting soil

(bearing–capacity mechanism)

Page 70: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

• Detachment–Uplifting

• Sliding at the Interface

• Mobilisation of

“Bearing–Capacity”

Mechanisms

(c) The following should NOT be a priori “forbidden” modes

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FIN

Partie 1

Page 72: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

The Overturning of Buildings The Overturning of Buildings

inin Adapazari Adapazari

1999 Izmit [Kocaeli] Earthquake

Page 73: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

“ Even theEven the most refined theories

((before they before they can be establishedcan be established))

must be must be VALIDATED byby

COMPARISONS against the against the

REALITY that these theories that these theories

describedescribe …… ””

Page 74: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Istanbul Izmit Adapazari Düzce

Gölcük SapanzaYalova

Avcilar12

November Μ

= 7.2

17 August Μ = 7.5

The Geography of the The Geography of the 19991999 EarthquakesEarthquakes

Page 75: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

ADAPAZARI : 17 – 8 – 1999

(α) Seismology; Damage distribution

(b) Soil: the disputed role of fines

(c) Soil: wave propagation analysis

(d) Seismic Analysis of Building Response

Explanation of Toppling, Settlement

Page 76: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

12

2326

21

25

12 9

46

PGA PGA (( %% gg ))

Izmit Izmit (( KocaeliKocaeli )) 1717––88––9999

32

YPT

41

SKR

37

DUZ

41 = 0,41 g ≈≈≈≈ 4,1 m/s2

Page 77: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

1 km

SKR

River

% ofHeavy

StructuralDamage

PLAN of

ADAPAZARI

Sagario

< 5 %

10 – 20

30 – 50

≥ 50 %

Page 78: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Adapazari

3 km

bedrock

1 km

Anatolian Fault

Sapanca

SW NE

SKR

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Sandy SiltAlternating :

Sandy Clay

Typical Soil Profile:

Very Soft/Loose Soils

Small total thickness

of any liquefiable layers

Page 89: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

CH / MH

Fill

SM / ML

ML

CH

ML

SM / CL

ML

CH / MH

SP / ML

CH / SM

20 400 0

qc

4

8

12

16

20

24

0.1 0.40

fs : MPa

0 5 10

Rf : %

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0

10

20

30

40

50

60

70

80

90

100

0 5 10 15 20 25 30

0

10

20

30

40

50

60

70

80

90

100

0 5 10 15 20 25 30

.

0 2 4 6

Building Width [m ] Number of Stories

Mean

Settlement

[ cm ]

Attempts for Empirical Correlations

by other researchers: Yasuda et al, 2002

80 80

Page 91: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

3

H / B

Overturning

00

1 2

2

4

6

Β

θo

Page 92: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

D [mm]

0

10

20

30

40

50

60

70

80

90

100

0,001 0,01 0,1 1 10

Adapazari

Niigata

Dagupan

Kobe

Fines Sand Gravel% Passing

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0

10

20

30

10 20 30 40 50

PI

LL

The fine-grained soils

of Adapazari

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SSrr or or SSu u ??

++∆∆uu

M Q

NN

SSrr

εεαα

((σσ11 –– σσ33 )) / / 22

00

SSrr ≈≈ 0.090.09 σσvv

Page 96: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Reinforcement for Reinforcement for

Mat FoundationMat Foundation

Page 97: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

-0.5

-0.25

0

0.25

0.5

0 5 10 15 20

t : sec

The Sakarya Record

t : sec

A : g

0.41 g

Page 98: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

1

2

0 20 40 60 80 100

u : m

-80

0

80

0 20 40 60 80 100

0.41 g-0.5

-0.25

0

0.25

0.5

0 20 40 60 80 100

81 cm/s

0.41 g

2.16md : m

A : g

V : cm /s

t : s

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Teverler (Appartment Building)

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0

10

20

30

40

50

60

0 100 200 300 400 500

Soil Response : Teverler

Vs : m /s

-0.5

-0.25

0

0.25

0.5

0 4 8 12

0.25 g

Excitation : SKR

-0.5

-0.25

0

0.25

0.5

0.41 g

Page 103: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

-0.5

-0.25

0

0.25

0.5

0 4 8 12

0.23 g

Without Pore pressure rise

0.16 g

With Pore pressure rise

-0.5

-0.25

0

0.25

0.5

0 4 8 12

-0.5

-0.25

0

0.25

0.5

-0.5

-0.25

0

0.25

0.5

0.31 g

0.25 g

0.20 g

Possible Ground Motions

1D Equivalent Linear 1D Inelastic Analysis

BWGG

Excitation : SKR

Page 104: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0

10

20

30

40

50

0 100 200 300

Vs : m/s

Dep

th :

mNonlinear Dynamic SFSI Analysis

0

5

10

Fill

Clayey Sand

Sandy Silt

Gravely Silty Sand

Silty

Sand

W.T.

φ = 25ο c = 1 kPa

τ /σv > 0.15 : φres = 3o

φ = 25ο c = 2 kPa

φ = 28ο c = 5 kPa

φ = 30ο c = 5 kPa

Page 105: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

P = 275 kN

MQ

0

200

400

600

0 50 100 150

M:kNm

Q : kN

he= (2/3)H

AC = 0.13 g

M = Q he

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Deformation Scaling Deformation Scaling = = x 3

Page 107: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

t = 17 s

t = 8 s

t = 4 s

Page 108: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

This is a Critical Moment

for our Approach:

it predicts Non-Overturning

when in REALITY the building

Overturned !

Page 109: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Many Plausible Causes

(1) Actual Base Motion Stronger

missing NS comp. : “Fault Normal” (FN),

used EW comp. : “Fault Parallel” (FP) :

FN > FP

(2) Soil at D > 20m : Detrimental Roledue to larger soil amplification

(3) 2-D and 3-D wave focusingdue to irregular bedrock geometry

Page 110: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

But what about

Out–of–Phase Response of

Adjacent Buildings,

and hence IMPACT Forces ??

Did this Play any ROLE in

Adapazari ??

(4 )

Page 111: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

NO Sign of IMPACT between the NO Sign of IMPACT between the 22 buildingsbuildings

Page 112: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

impact region

Impact Velocity very small

Insignificant Damage to the Insignificant Damage to the ““HostHost”” BuildingsBuildings

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Now what about

the very Presence of Adjacent

Buildings ?

(5 )

MMultult+ >> MM ult

- : due to greater

confinement of the soil

Reversal of Plastic Rotation : Reversal of Plastic Rotation :

inhibitedinhibited

Page 115: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Analysis of 2 Buildings

Page 116: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Buildings Buildings 22 ,, 33

Deformation Scaling : Deformation Scaling : x 3

Page 117: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

1Building

2Buildings

t = 4 s t = 4 s

t = 8 s t = 8 s

t = 17 s

v = 17 cm/sv = 12 cm/s

t = 17 s

Page 118: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Let us further explore Let us further explore

this possible role this possible role

by replacing the adjacent building

by its Vertical Pressure

Page 119: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

2 Buildings Side by Side

t = 4 s

t = 8 s

v = 17 cm/sv = 12 cm/s

t = 17 s

Teverlelr+Equivalent Load

for the 2ndBuilding

t = 4 s

t = 8 s

t = 17 s

v = 10 cm/s

Page 120: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Any EVIDENCE ??

The Role of the Adjacent Building :

One–Directional Accumulation of Tilt

NO Reversal of PLASTIC Deformation,

Asymmetric Yielding

Here is a

Mechanical

Analogue

Page 121: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

0 0.2 0.4 0.6 0.8 1.0

1000

100

10

1

0.1

α / α

∆(cm)

αmax

αmax

0 0.2 0.4 0.6 0.8 1.0

1000

100

10

1

0.1

α / α

∆(cm)

0 0.2 0.4 0.6 0.8 1.0

1000

100

10

1

0.1

α / α

∆(cm)

αmax

αmax

One-Directional vs. Two-DirectionalSLIPPAGE

(cm)

AC /Amax

(cm)

Page 122: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

“Lonely” Buildings

did not fail

Buildings surrounded by others

did not fail

… even if they were very

slender !

Any EVIDENCE ??Here is some ( further)evidence :

Page 123: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

3

H / B

Overturning

00

1 2

2

4

6

Β

θo

Page 124: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Aspect

Ratio

H/B ≈ 3

Page 125: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

25 m

15 m

77 77 77 7755 55

11 22 33 44 55 66

2–D Seismic Response of Adapazari

Page 126: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Buildings : Buildings : 11, , 22 + + 33, , 44 + + 55 ++ 66

Deformation ScaleDeformation Scale : : xx 33

11 22 + + 33 44 + + 55 ++ 66

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Buildings : Buildings : 44 + + 55 ++ 66

44 66

55

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Page 130: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

CONCLUSION:

The MAIN CAUSES of FAILURES

1. Large Overturning Moment+ Very Soft Soils :

Bearing Capacity Failure

Lateral Soil Displacement

(squeezing out)

Volumetric Compression

Page 131: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

2. Large Periods (T ≥≥≥≥ 2 sec)

of ground oscillation with

A ≈≈≈≈ 0.20 g— 0.30 g

Page 132: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

But causes But causes ((11)) and and ((22)) areare

(at least in some of the cases)

notnot sufficientsufficient

to explain the overturning even to explain the overturning even

of very slender buildingsof very slender buildings

Page 133: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

3. A key culprit appears to be

the PRESENCE of ADJACENT

Buildings !One–Directional Accumulation of Tilt

- as with downward sliding on INCLINED plane,

- in contrast to the symmetric sliding

on HORIZONTAL plane.

Page 134: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Ioannis Anastasopoulos

Nikos Gerolymos

Marios Apostolou

Marianna Loli

Evangelia Garini

This presentation was possible only

thanks to my co-workers at NTUA:

Page 135: on the Verge of “Failure” · on the Verge of “Failure ... Concept:Bridge Pier Foundation PART 2 The Causes of Overturning ... foundations in seismic areas

Merci Beaucoup

Pour votre attention

F I N