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Master the information tide in IP - precision searching with STN Dr. Elke Mueller, PIAC 2012, Beijing

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Page 1: patent full-text

Master the information tide in IP

- precision searching with STN

Dr. Elke Mueller,

PIAC 2012, Beijing

Page 2: patent full-text

Agenda

• Introduction

• STN databases and functionality

• Case study pantoprazole - an FTO search

• Who is using STN?

• Summary

2

Page 3: patent full-text

Innovation needs information

3

Patenting and IP Portfolio Management

Competitor analysis

R&D questions

Ideas

Concepts developement

production

marketing

Page 4: patent full-text

Innovation produces information

4Sources:1. http://www.wipo.int/pressroom/en/articles/2012/article_0001.html 2. Patented in

China, Thomson Reuters 2008. 3. Global Research Report,Thomson Reuters 2009

0

5000

10000

15000

20000

2007 2008 2009 2010 2011 estimate

1. PCT filings from China

3. Scientific publications

2. Number of national applications

Page 5: patent full-text

Innovative companies need reliable information for

business critical decisions - STN has it!

STN is an online database service

providing THE key information

resources critical for determining

• patentability

• freedom-to-operate

• state-of-the-art

• infringement

• the legal status of patents

5

Page 6: patent full-text

STN is a partnership of two not-for-profit organizations

providing access to the latest scientific discoveries

• Introduced in 1984

• Recognized leading online

resource for sci-tech & patent

information– Journal articles

– Patents

– Dissertations

– Conference Proceedings

– Chemical structures

– Sequences

– Properties

– Electronic full text

• Serves professional IP searchers

in the scientific enterprise

worldwide

CAS (Columbus, Ohio, USA)

FIZ Karlsruhe

(Karlsruhe, Germany)

6

Page 7: patent full-text

STN integrates THE key resources for

IP searching on one platform

7

CAplus/REGISTRY

Gold standard in Chemistry

Largest substance database

Deep substance indexing

Derwent World Patents Index

Most comprehensive value-add patent

database

Rewritten titels and abstracts

Deep chemical indexing

INPADOCDB

First-level data

Corrections by FIZ-K Editorial

All fields of Chemistry and

adjacent areas

Worldwide patent coverage

> 63 patent authorities

All technologies

Worldwide patent coverage

~ 47 patent authorities

All technologies

Broadest patent country

coverage

> 90 patent authorities

Page 8: patent full-text

The Big 3 are complemented with high quality

databases from various technology areas …

Bibliographic patent

databases, e.g. KR, RU

Full-text databases for

WO (PCT), CN, US, JP,

EP, DE, FR, GB, AU, CA

Exclusive offer

CAplus/REGISTRY

Derwent WPI

INPADOCDB

8

Page 9: patent full-text

…and the tools to efficiently retrieve it

Sophisticated retrieval system

– Text, factual, structure, and

sequence searches

Comprehensive and focused

searches

– Neighbourhood

operators, truncation, thesauri

Searching multiple files at the

same time

– Standardization, deduplication

9

Dedup

CGU CGC CGA

CGG AGA AGG

Arginin

= =

=> s ?arginin? (2W) gene

=> …. Arginin side effect gene

Arginin

Page 10: patent full-text

Pantoprazole Trade names:

Pantotab, Pantopan, Protium, Protonix, P

antozol, Pantor, Pantoloc, Astropan, Cont

roloc, Pantecta, Inipomp, Ulcepraz

Function: proton pump inhibitor

Treatment: gastritis, heatburn

10

Comprehensiveness and precision –

a case study in the pharma field

Perform an FTO search: Do a comprehensive patent

search for the drug pantoprazole, and find the relevant

patents.

Page 11: patent full-text

Typically aims to patents that are still ‘alive‘

consider potential markets/countries

Comprehensive search

- search in detail all aspects of the innovation

- check dependancy on generic patents

When is a freedom-to-operate search needed?

11

Risk assesment for infringing a patent for

new developments

Freedom-to-

operate

search

Goal: check for dependancy on external

property rights when using a certain technology

Page 12: patent full-text

High quality databases complemented by first-level patent

databases provide the most efficient way of searching

12

Comprehensive patent search for the drug pantoprazole

STN value-added patent files

REGISTRY/CAPLUS

MARPAT

DCR/Derwent WPI

STN first level patent files

Patent full-text databases of

EP,US,WO,DE,GB,FR,AU,CA,CN,JP

INPADOCDB

AU, CA, CN, JP not available on STN at the time of the search

Page 13: patent full-text

* referring to 587 records = 563 INPADOC families; 12th Dec. 2007

More than 30% of all 587* inventions retrieved are

unique to one of the value-added files

total

records

500 (831)

114 (153)

466 (796)

unique

records

115 (191)

21 (51)

47 (90)

115

2147

404

CAPLUS

MARPAT

DWPI

Overlap

The search was repeated on Aug 16; numbers in brackets refer to updated

numbers; the total number of inventions was 97213

Page 14: patent full-text

What do you find in the value-added patent

databases for pantoprazole?

• Searching the CAS and Derwent chemical indexing and enhancedabstract leads to a highly relevant answer set with less than 1% falsedrops

preparations 20%

formulations: significant 49% less significant 16%

disease treatment 11%

• Each file provides unique answers for each patent category, e.g. unique patents for the synthesis of pantoprazole

• Enhanced titles and abstracts allow for efficient relevance checkingand analysis

14

Page 15: patent full-text

What is unique to patent full-text files?

• 651 (1469) inventions* are uniquely retrieved searching the patent

full-text of major patent countries (total 1097 (2121) inventions)

– high percentage of non-relevant answers (>30 %)

– many additional formulation patents

224

374

37

6

13

non-relevant answers

formulations, combinations

methods of disease treatment

preparations

other

*INPADOC families

The search was repeated on Aug 16; numbers in brackets refer

to updated numbers15

Page 16: patent full-text

Why search both value-add and first-level patent

databases?

Patent information users highly benefit from

• intellectually analyzed patent database content in CAplus and

Derwent WPI

– High relevance, high search precision and efficient relevance checking

– Key patents for pantoprazole only available from value-add

databases

– Worldwide coverage, excellent Asian coverage, and minor patent

countries

• fast access to all details of the patent claims and description in

patent full-text databases and INPADOCDB’s unrivalled patent

authority coverage

– some highly relevant answers are exclusively available from first-level

databases

– First level patent information on its own is not sufficient to

support business critical decisions

16

Page 17: patent full-text

• Key patents for pantoprazole only available from value-add

databases

• First level patent information on its own is not sufficient to

support business critical decisions

Conclusion:

For all patent searches with high commercial relevance it is

essential to search all value-added patent databases and

complement the results with first level patent data

17

Why search both value-add and first-level patent

databases?

Page 18: patent full-text

Who is using STN patent databases?

The world’s patent experts do!

18

• Major pharma, chemical, consumer goods, and technical

companies

– 14 of 30 DAX companies (Germany)

– 13 of 30 Dow Jones companies (US)

• Major patent offices

• Law Firms

• Information broker

Page 19: patent full-text

Why patent experts rely on STN

“The quality of the information retrieved depends on the

quality of the database. In order to achieve and maintain a

high quality standard, thoroughly and efficiently edited data

of high quality are essential.

When using STN International, you can be sure that the

data have been edited by experts and processed using

reliable, state-of-the-art software systems.”Dr. Gerhard Fischer, Head of Patent Information,

Syngenta Crop Protection

19

Page 20: patent full-text

The strengths of STN make it

the choice of patent experts worldwide

• Efficiency – search >150 sci-tech databases in one place

• Quality content – indexed for precision and comprehensive retrieval

• Timeliness – major databases updated daily

• Constantly improving – new features for more efficient searching

• Reliability – industry leading search, software, and account support

• Security – STN offers secure Internet access

• Trusted reputation – used by all major patent offices and pharma

globally

Page 21: patent full-text

CAS – E-mail: [email protected]

Support and Training: www.cas.org

FIZ Karlsruhe – E-mail: [email protected]

Support and Training: www.stn-international.de

For more information …

Page 22: patent full-text

Master the information tide in IP

- precision searching with STN

Dr. Elke Mueller,

PIAC 2012, Beijing

Page 23: patent full-text

Agenda

• Introduction

• STN databases and functionality

• Case study pantoprazole - an FTO search

• Who is using STN?

• Summary

2

Page 24: patent full-text

Innovation needs information

3

Patenting and IP Portfolio Management

Competitor analysis

R&D questions

Ideas

Concepts developement

production

marketing

Page 25: patent full-text

Innovation produces information

4Sources:1. http://www.wipo.int/pressroom/en/articles/2012/article_0001.html 2. Patented in

China, Thomson Reuters 2008. 3. Global Research Report,Thomson Reuters 2009

0

5000

10000

15000

20000

2007 2008 2009 2010 2011 estimate

1. PCT filings from China

3. Scientific publications

2. Number of national applications

Page 26: patent full-text

Innovative companies need reliable information for

business critical decisions - STN has it!

STN is an online database service

providing THE key information

resources critical for determining

• patentability

• freedom-to-operate

• state-of-the-art

• infringement

• the legal status of patents

5

Page 27: patent full-text

STN is a partnership of two not-for-profit organizations

providing access to the latest scientific discoveries

• Introduced in 1984

• Recognized leading online

resource for sci-tech & patent

information– Journal articles

– Patents

– Dissertations

– Conference Proceedings

– Chemical structures

– Sequences

– Properties

– Electronic full text

• Serves professional IP searchers

in the scientific enterprise

worldwide

CAS (Columbus, Ohio, USA)

FIZ Karlsruhe

(Karlsruhe, Germany)

6

Page 28: patent full-text

STN integrates THE key resources for

IP searching on one platform

7

CAplus/REGISTRY

Gold standard in Chemistry

Largest substance database

Deep substance indexing

Derwent World Patents Index

Most comprehensive value-add patent

database

Rewritten titels and abstracts

Deep chemical indexing

INPADOCDB

First-level data

Corrections by FIZ-K Editorial

All fields of Chemistry and

adjacent areas

Worldwide patent coverage

> 63 patent authorities

All technologies

Worldwide patent coverage

~ 47 patent authorities

All technologies

Broadest patent country

coverage

> 90 patent authorities

Page 29: patent full-text

The Big 3 are complemented with high quality

databases from various technology areas …

Bibliographic patent

databases, e.g. KR, RU

Full-text databases for

WO (PCT), CN, US, JP,

EP, DE, FR, GB, AU, CA

Exclusive offer

CAplus/REGISTRY

Derwent WPI

INPADOCDB

8

Page 30: patent full-text

…and the tools to efficiently retrieve it

Sophisticated retrieval system

– Text, factual, structure, and

sequence searches

Comprehensive and focused

searches

– Neighbourhood

operators, truncation, thesauri

Searching multiple files at the

same time

– Standardization, deduplication

9

Dedup

CGU CGC CGA

CGG AGA AGG

Arginin

= =

=> s ?arginin? (2W) gene

=> …. Arginin side effect gene

Arginin

Page 31: patent full-text

Pantoprazole Trade names:

Pantotab, Pantopan, Protium, Protonix, P

antozol, Pantor, Pantoloc, Astropan, Cont

roloc, Pantecta, Inipomp, Ulcepraz

Function: proton pump inhibitor

Treatment: gastritis, heatburn

10

Comprehensiveness and precision –

a case study in the pharma field

Perform an FTO search: Do a comprehensive patent

search for the drug pantoprazole, and find the relevant

patents.

Page 32: patent full-text

Typically aims to patents that are still ‘alive‘

consider potential markets/countries

Comprehensive search

- search in detail all aspects of the innovation

- check dependancy on generic patents

When is a freedom-to-operate search needed?

11

Risk assesment for infringing a patent for

new developments

Freedom-to-

operate

search

Goal: check for dependancy on external

property rights when using a certain technology

Page 33: patent full-text

High quality databases complemented by first-level patent

databases provide the most efficient way of searching

12

Comprehensive patent search for the drug pantoprazole

STN value-added patent files

REGISTRY/CAPLUS

MARPAT

DCR/Derwent WPI

STN first level patent files

Patent full-text databases of

EP,US,WO,DE,GB,FR,AU,CA,CN,JP

INPADOCDB

AU, CA, CN, JP not available on STN at the time of the search

Page 34: patent full-text

* referring to 587 records = 563 INPADOC families; 12th Dec. 2007

More than 30% of all 587* inventions retrieved are

unique to one of the value-added files

total

records

500 (831)

114 (153)

466 (796)

unique

records

115 (191)

21 (51)

47 (90)

115

2147

404

CAPLUS

MARPAT

DWPI

Overlap

The search was repeated on Aug 16; numbers in brackets refer to updated

numbers; the total number of inventions was 97213

Page 35: patent full-text

What do you find in the value-added patent

databases for pantoprazole?

• Searching the CAS and Derwent chemical indexing and enhancedabstract leads to a highly relevant answer set with less than 1% falsedrops

preparations 20%

formulations: significant 49% less significant 16%

disease treatment 11%

• Each file provides unique answers for each patent category, e.g. unique patents for the synthesis of pantoprazole

• Enhanced titles and abstracts allow for efficient relevance checkingand analysis

14

Page 36: patent full-text

What is unique to patent full-text files?

• 651 (1469) inventions* are uniquely retrieved searching the patent

full-text of major patent countries (total 1097 (2121) inventions)

– high percentage of non-relevant answers (>30 %)

– many additional formulation patents

224

374

37

6

13

non-relevant answers

formulations, combinations

methods of disease treatment

preparations

other

*INPADOC families

The search was repeated on Aug 16; numbers in brackets refer

to updated numbers15

Page 37: patent full-text

Why search both value-add and first-level patent

databases?

Patent information users highly benefit from

• intellectually analyzed patent database content in CAplus and

Derwent WPI

– High relevance, high search precision and efficient relevance checking

– Key patents for pantoprazole only available from value-add

databases

– Worldwide coverage, excellent Asian coverage, and minor patent

countries

• fast access to all details of the patent claims and description in

patent full-text databases and INPADOCDB’s unrivalled patent

authority coverage

– some highly relevant answers are exclusively available from first-level

databases

– First level patent information on its own is not sufficient to

support business critical decisions

16

Page 38: patent full-text

• Key patents for pantoprazole only available from value-add

databases

• First level patent information on its own is not sufficient to

support business critical decisions

Conclusion:

For all patent searches with high commercial relevance it is

essential to search all value-added patent databases and

complement the results with first level patent data

17

Why search both value-add and first-level patent

databases?

Page 39: patent full-text

Who is using STN patent databases?

The world’s patent experts do!

18

• Major pharma, chemical, consumer goods, and technical

companies

– 14 of 30 DAX companies (Germany)

– 13 of 30 Dow Jones companies (US)

• Major patent offices

• Law Firms

• Information broker

Page 40: patent full-text

Why patent experts rely on STN

“The quality of the information retrieved depends on the

quality of the database. In order to achieve and maintain a

high quality standard, thoroughly and efficiently edited data

of high quality are essential.

When using STN International, you can be sure that the

data have been edited by experts and processed using

reliable, state-of-the-art software systems.”Dr. Gerhard Fischer, Head of Patent Information,

Syngenta Crop Protection

19

Page 41: patent full-text

The strengths of STN make it

the choice of patent experts worldwide

• Efficiency – search >150 sci-tech databases in one place

• Quality content – indexed for precision and comprehensive retrieval

• Timeliness – major databases updated daily

• Constantly improving – new features for more efficient searching

• Reliability – industry leading search, software, and account support

• Security – STN offers secure Internet access

• Trusted reputation – used by all major patent offices and pharma

globally

Page 42: patent full-text

CAS – E-mail: [email protected]

Support and Training: www.cas.org

FIZ Karlsruhe – E-mail: [email protected]

Support and Training: www.stn-international.de

For more information …