patricia c fawsett financial disclosure report for 2009

8/3/2019 Patricia C Fawsett Financial Disclosure Report for 2009

1/11

I ao :0 FINANCIAL DISCLOSURE REPORT R~rtin Government Act of 1978~. ~/~0~o FOR C~E~ ~ 2~9

IMPO RTANT NOT ES: The ins~uc6ons acc*mp ,~9l~g th is form m~s t be fo l loweg C o~le te a ll par ts ,check ing the NO NE box for each par t ~heve you have no r epor tab l e in for mat ion. S ign on l as~ pag~

I . P O S I T I O N S . c~ z i~tud o~dy; see pp. 9-13 f fding i~trtua~ong)~ NONE ~o reportable~sitiom.)

POSIT ION NAME OF ORGA~ATION~ITY1. Hono~ Fo~ding T~me ~e N ~ Spid~l Schol~hip Fo~fi~2. M~- B~ of Di~o~ & Tr~m~ Bok Tow~ G~ Fo~fion, Inc.

3. Dir~ ltistofic~ S~i~ of ~ Uni~d S~t~ Dis~ct ~ for t~ Middle Dis~ ofFlofi~ Inc.

4. Mem ber Board of Trus tees Florida Su preme Cou rt Historical So ciety5. M em ber Board of Directo~ Central Florida Y M C A

I I . A G R E E M E N T S . (so~,,i~ ~i,u,~ ~y; ,,, r~ u-~ oy~ai.s ~.a~ ~ : :~ N O N E (No re~rtable agreement.) =~- : ~

~ PARTIES AND ~S ~-- ~

2.


2/11

FINANCIAL DISCLOSURE REPORT ] Name of Pr~n Reporting Date of ReportPage 2 of 1 1 [ va~,.sm, eatrict, c.0 5 / 0 4 ~ 2 0 1 0

IlL NO N-INVE STMEN T INCOM E. ~R,~r~ ~a~a ~ ,~,~- s ,, p~ tz-z~ o/ ,a~g ~o~A. Fliers N on-Inves tment Incom e

N O N E ( N o r ep or t a b le non- i nve s t m en t i ncom e . )D A T _ . ~ SOURCE AND TYPE INCOME(yours, not spouses)

1.2.

3.4.

B. Spo uses N on-Investment Incom e - If you were married d~dng n.g portion of the reporiing year, complete this section.(D ol la r a m ou n t no t r e qu i r e d ~ e p t f o r h on or a r Y )~ N O N E 0 V o reportable non-inw~craen income.)

~ATE SOURCE AND TYPE1. 2009 ~dward D Jone~ Fin~ei~l Com panies L L L P, W a g e s2.3.4.

IV. REIMBURSEMENTS - ~a.~ ~,Io~ e~(Includes thee to .~e and ~ent chichi see pp. 2J-27 of filing i~t~ctio~.)

N O N E ~o reportable reimbursements.)~OURCE ~ ~ PU~OSE I~MS PAID OR PROVIDED

1.

2.3.4.5.


3/11

F I N A N C I A L D IS C L O S U R E R E P O R TPage 3 of 11 F a w s e t t , P a t r i d a C . 05/04/2010

[~] N O N E (No reportable gifts.)SO UR C E ~ )E$C R IP T IO N VALUE

|.2.3.

5.

D NONE (No reportable liabilities.)C R E DI T OR DE S C R I P T I ON V~LUE CODE

1. U.S. Baak National Association B a n k L o a n K2. C h a s e B a n k B a n k L o a n J3.4.

5.


4/11

F IN A N C I A L D IS C L O S U R E R E P O R T s . . . o t P , , ~ o , a ~ p o , ~ . :P ag e 4 o f 1 1 ~a~ Pa~icia C.

[051~010

VII. ~S T~ N TS an d TRUSTS - ~ ~~ N O N E (No repo~able income, ~sets, or tra~actions.)~ B. C. D .~pti~ of As~ts l a~m d~ng(i~d~g ~t ~ts) r~ning ~ of r~ing

ex~pt ~m ~ di~lo~ C~ I div. , ~k C~ 2 Met h~ b~, ~, [ m~ C~ 2 C~ 1[ b~sdl~{ A - I t ) o r i n L ) ( J - P ) ( Q - W )

1. AME~C~ ~DS -F~nml None So ld 0~13/09 KInvcs to~ F~d A2. ~E~C AH ~DS -Gro~ F~d of None So l d 0~13/~ KAm cfi~ A3. ~ ~BE~ ~DS- Affiliat~ F~ A Di~d~d S o l d 0 M I 3 /~ K AA4. LO~ ~BE~ ~DS- Mid~p F~d A A ~d~d K T ~Id ~2~ J C

5. ~ERICAN ~DS -~e6~ Bal~c~ A lnt~iv. K T B u y 05/1~ KF~d A (addl)6. AME~CAN ~DS - Bond F~d of B IntlDiv. K TAm~ A7. AME~CAN ~DS - Income Fund of B Int~iv. K T B u y 05/14/~ K~efi~ A ( add l )8. W~er~ Rd T~ ~ ~on / O~ge None J RC W FL R~I ~e

[ 9 . ANCH NATL LIFE INS AN~ ~o1~ I! A Di~d~d K T/ Davis Venue1 0 . ~CH NATL LIFE INS A~ A ~d~d K T~ol~slP~ Global G~1 1 . ANClt NATL LIFE INS ~olafis lid A Divi&nd K T~r lntl Div1 2 . ~Cil NA~ LIFE ~S A~/Pol~s A " Di~dend K T11/M~ MidCa~h1 3 . ~CI! NA~ LIFE INS AN~ ~ol~s 11 A ~d~d K T/ MFS ~ Re~1 4 . ~w~ Jon~ Money M~k~ A Dividend K T1 5 . ~efic~ F~-~piml In.me Builder A B Int~iv. So l d 0 3 1 ~ 1 ~ K C

1 6 . ~ Fun~- Capi~l World Bond F~d A Int~iv. J T ~y 05/14/09 KA1 7 . Amefi~ Fun~s- Capi~l World Gro~ and A lntdDiv. K TIncom e Fund A

(See C olurnns B I and D4) i e ~ $ 5 0 , 0 0 1 - S t 0 0 , 0 0 0 O -$ I gl.001 - $ 1,000.0~0 | I 1-41.000.001 - ~3,000.00~ 1t2 =Mote ttma $5,000,00 02. Value Codes J = 1 ; 1 5 , 0 0 0 o t l e s s K = $15,0 01 - $50 .0 00 L ~a;50 ,00 1 - $ I00 ,000 M ~$ 100 .00 1 - ~. 50 ,0 00

{Se Colum~t 121 and D3) N = $ 2 5 0 . 0 0 1 - $ 5 0 0 . 1 ) 0 0 O = $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0 PI -~1,000,001 - $5,000,000 P 2 = 1 ; 5 , 0 0 0 ,t J 0 1 - $ 2 ~ , 0 0 0 . 0 0 01 3 ~ $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P4 =More than $50,000.0003, Value Metlx~l Cod~ Q -Apl~ai~al K . , . C c ~ t ( R e a l E . ~ t a l e O ~ l y ) S =As.segment T -.Cash M arkt~(Se~ Cohama C2) U -Book Value V =Other W =F..cfrc~ed


5/11

F IN A N C I A L D I S C L O S U R E R E P O R T S , ~ e o f e e l , R ~ o - ~ , ~Page 5 of I 1 F a w s e t t , P a t r i c i a C . I 0 5 / 0 4 / 2 0 1 0

~ N O N E ~ o reportable income, ~sets. or tr~actions.).........~ B. C. D.~dpfion of~ ~me during ~ value at(i~d~g mt a~) [ ~ing ~ of re~ing~

PI~(X)a~ Am~t[ T~(~.g., Value ~ Va lu e T~(e.g., ~1 Val~ ] G~ I~ti~of(A-II) ~int.) ( J - P ) I C~3 ~mp~) (J-P) [ (A-t~ ( i f~va~

1 8 . ~efi~ Fu~-E~PacificF~d A B Divided So ld 0 3 / ~ / 0 9 K C

1 9 . Edwm xt Jones Profi t Sharing Plan C Dividend L T

~0 . Edw ard Jones 401k C Int./Div. L T

21 . American New Wo rld Fund A A Dividend J T

22 . Ame rican Small Cap W orld Fund A A Dividend J T

23 . FranklinTem pleton Na tural Resource Fund A Dividend J TA24 . Franklin Tem pleton U tility Fund A A Dividend J T

2 5. Frankilin Templeton Real Estate Fund A None S o l d 01/16/09 J26 . Templeton China Fund A A Dividend J T27 . Franklin T em pleton G o ld & P~ecio us M etal N one S o l d 01/16/09: JFund A2 8. Franklin Tem pleton Na tural Resource Fund None S o l d 01!16/09 JA29 . Tem plcton China Fund A A Dividend So l d 01/16/09 J

30 . Franklin Income Fund A A Int./Div. J T So l d ! 1/17/09 J( p a r t )31. Franklin Tem pleton B.R.I.C Fund A A Dividend J T So l d 10/19/09 J32 . Franklin Tem pleton U tility Fund A A lnt./Div. J T B u y 06 / 01 / 09 J( a d d S )

!33. So ld 10/19/09 J(~)3 4 . So l d I 1/17/09 J

I . I no o m e G a i n C o d ~ : A = $ 1,0 0 0 o r les s B = $ 1,0 0 1 - $ 2 .50 0 C = $ 2 ..50 1 - $ 5.0 0 0 D = $ 5,0 0 1 - $ 15.0 0 0 E -$ 15.0 (11( $ e* C o l u m ns B I and I M ) F .~g$ 0 ,0 01 - $ 10 0 ,0 0 0 G = $10 0 ,0 0 1 - $ 1 .0 0 0,0 00 I t I =$ 1, 00 0 ,0 0 l - $ 5, 0~ O ,0 0 0 H 2 ,-M o r e th an $ 5, 00 0 ,0 0 0

P 3 = $ 25 , 0 0 0 , 0 0 1 . $ 5 0 , 0 0 0 , 0 0 0 P4 =M ore t ia ra $50 , 0 00 , 0 00( ~ e C o l u m n C 2 ) U = B o o k V~ lu e V =Ot~r W =E st ima ted


6/11

FINA NC IALpa ge 6 o f 11 D I S C L O S U R E R E P O RT I o 2 / o 4 / 2 o l o

N O N E (No reportable income, ~sets, or ~a~actions.)A. B. C. D.~i~ of As~ In,me ~ng Gr~s value at ~d T~tio~ d~ng ~ning(~c~ding ~ ~) ~ng ~ of~ng ~

Pl~e"(X)"~ha~ ~ount] T~e(r.g., Value ] Value T~(~, I Da t e V a l u e ~ G a ~~ ( A - H )

[or ~t.)

(J-P)[l ~3(Q.W)~cmpgon)

~r ~ t ( / _ p ) i ~ ( A - I O [ ~ c t i m ) l i f p d v a t e

35. Fmkl in Tem pl~on B .R. I .C F~ A A Divided J T36. Van Ka mp ~n Am erican Value Fund A A lnt./Div. So ld 02 /13 /09 K37 . Lim ited Partnership in The Jo nes Financial D Distribution L UC o s , L L L P38 . Abbot t Lab s Com mo n Stock ABT A Dividend J T So l d 10/19 /09 J( p a n )39 . Alabam a Power Note A Interest So ld 01/i 2 /09 J40 . Alliant Energy Com mo n Stock LN T None So ld 01 /12 /09 J41. Amemn Common Stock AEE None So ld 01 /12 /09 J42 . Amer igas Par se rs LP APU None So l d 01/12/09 J43. Apple C omm on Stock AAPL None J T44. AqVI" Comm on Stock T A Dividend J T So ld 10/19/09 J( p a r t )45. Bank of America No te~ None S o l d 01 /12 /09 J46 . Franklin Rising Dividend Fund A Dividend J T So ld 1 1 1 1 7 / 0 9 J A(pa~)47 . Franklin MM Fund None So ld 06 /01 /09 J A48. McDon a ld s Com mon S t ock MCD A Dividend J T So ld 10/19 /09 J(pan)49 . Suncor Co mm on S tock SU A Dividend J T S o l d 1 I / I 1 / 0 9 J C(l~t)50 . Van K arnpen M uni Unit Trust I ............... ] A Interest J T So ld I 1/11/09 J( p a ~ t )s t. S o l d 1 ~ / 1 8 / 0 9 J(pan)


7/11

FINANCIAL DISCLOSURE REPORTPage 7 of 1 1 Faws ett , Patricia C.

]05/04/2010

NONE (No r ep or t a b le i ncom e , a s s e t s , o r t ra ns a c t i ons . )A- B. C. D.D e s c r i p t i o n o f A s s e ts Income during Gross value a t end i Transactions ~ rt~orti~g period

( i n c l u d i n g m a s t a s s e ts )[~1")-- (2 )

P l a c e " ( X ) " a f t e r e a c h ~ s s e t t A m o ~ a - a Type(e.g-, Value t Value ] Type(e.g., [Date I Vldue Gain l d ~ a t i t y o fexemptfromitnlordisclosu~ C o d e l div.,renl, Code 2 I M e t h od I buy,~ell, rmm?dd /yy Code2 Codel . buyer/s~ller( A - H ) o r i n t . ) (JP) I C o d e 3 r e d e m p t i o n ) ( J - P ) {A-tl) [ ( i f p r i v , t e

52 .Van Kam pon S&P Unit Trustl.~

A Int./Div. J T So ld 09/14/09 J B( p a r t )53. WalMar t Com mon Stock WM T A Dividend J T So l d 10/19/09 J

54. Wells Fargo C om mo n S tock WFC A Dividend J T S o l d I l/l 7/0 9 J A(pm)55. 3 M Com m on S t ock MMM A Dividend J T S o l d 10/19/09 J A56. Canad ian Pac. ILR. Deb enture A Interest So ld 05/15/09 J57 . Ci tigroup Global Med ium Term N otes None So ld 01/12/4Y)

58. Duke Energy Note A Interest S o l d 01/12/09 J A

59 . Federal flo rae L o an M o rtgage N o tes N one Redeem ed 0 1 1 0 5 1 0 9 J60 . GE C ap i ta l Note A Interest So l d 101/12/09 J61 . Georgia Power Not e None So ld 01112/09 J62 . M aster Asset~ M ortgage Pass Through A Dividend S o l d 01/1 2 /09 J63 . M erril l Ly nch Notes A Interest So ld 01/12/09 J A64. M issouri Pacific RR Debenture A Interest So ld 06, ~2 /09 J A65. N atio nal Reta il P ro pertie s C o m m o n S to ck N o ne So ld 01/12/09 JN N N66 . Sel ec t Notes T rus t A Interest S o l d 01 /12 /09 J

67 . Sou thern Com panies Com mo n S tock SO A Dividend J T68 . Van Kampen Unit Trust ~] A Dividend J T Buy 01/14/09 K

(S~c Cohxtnnt B l and IM) F =$50 , 0 01 - $ 100 . 0 00 G = $ 1 0 0 , 0 0 l * $ 1 , 0 ~ 0 .0 0 0 I I 1 =$1. 000 , 0 01 - $5 , 0 00 , 0 00 | t 2 = M o o t t h a n 15 ,0 0 0 .~ 02 . Va lue Codc~ J - $ 15 ,0 0 0 o r I m K = $15 , 001 - $50 , 0 00 L =$ ~0 ,0 0 ! -$ 10 0,0 0 0 M -$ 10 0,0 0 1 - $ 2 50 .0 00

(See Col~ CI t~d D3I N =$ 250 .0 0 1 - $ 50 0 ,0 00 O =$ 50 0,0 01 - $ 1.0 00 ,0 00 P I ~ $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 1~2 =4a ; $ , 0 00 , 0 01 - $25 ,000 , 000P 3 ~ $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . ~ 0 0 , 0 0 0 P 4 = M o r e t h a n $ $ 0 . 0 0 0 . 0 0 0


8/11

F IN A N C I A L D I S C L O S UR E R E P O R T r~ ....Pert o a R ep o rt i a g Date Of l~eport [Pflgc 8 o f 11 Faw sett, Patricia C. 05/04/2010

--] N O N E ( N o reportable income, assets, or transactions.)Deserlp tion o f Assets [ Income during Gross value at end1, Trartsactior~ during reporting period(including trusl as sets) re po rting p erio d o f re po rting I x rio d

P | ace " (XF a f t e r e ach a s s e t I Amount T: , pe (e.g. , Value / Va lu e T y p e (e .g ., Date Vatue Gainor int.) (J -P) ] redemp t i on )

69 . Sold 11/I 1/09 J B70 . Sold ! 1/! 8/09 J A71 . Alliance Bemstin Balanced W ealth A Dividend K T Bu y 05/14/09 KS t r a t e g y F u n d A7 2. Allaince Bemstin High Income Fund A A Dividead K T Bu y 05/14/09 K73 . American US Go vt Fund A A Dividend L T B u y 03 / 06 / 09 L74 . Cash m anagement Trust of America A A D ivid end B u y 02/13/09 L

75 . So ld 05/14/09 L A7 6 . FPL Common Stock A Dividend J T Buy 06122 / 0 9 J

77. St Petersburg FL tlospital Bond A Interest Buy 0 4 / 0 8 ] 0 9 J

78 . S o l d 11/17/09 J A79, Allianc~ Bernstein Tax Managed Balanced A Dividend J T Buy 01114 / 09 KWealth Fund80. Sold 0 9 / 14 / 0 9 J B( p a r t )81 . Sold 10/19/09 J B( p a r t )8 2 . Sold 11 / 17 / 09 J A( p a r t )8 3. American US Govt Securities Fund A A Dividend J T Buy 0 3 / 0 6 / 0 9 K

8.4. Sold 0 9 / 14 / 0 9 J A85. S o l d 1 I/11/09 K A

2 . Value Co dei l -$ 15,0 0 0 o r le~ g -$15,091 - $50,0~0 L = $ 5 0 , 0 0 1 - $ 1 0 0 . ~ 0 0 M =$100 ,001 - $250 ,000(See Co lumm CI and D3) N -1250,001 - $5~0,000 O ~500,001 - $ t ,600 ,O00 PI ,-$I .O00.00 t - $5,000.000 P2 -$5,000,001 -P3 =$25,000.001 - $50,(~0,000 P4 -~M~e than $50,000 ,0003. Value Method C ede* Q -Appraisal R - C~t (Re al E sta~ O nly ) $ =Assessm em T ~ ash Marke t(Soe Column ~2) U ~ B o o k V a l u e V -,Oflu:t W =Estimau:d


9/11

F IN A N C I A L D I S C L O S U R E R E P O R T r~ .... ~ P e r , o ~ , R ~ n ~ W t e o r ~ q , o aP ag e 9 o f 1 1 Fa,,s~ Pa tricia C. 05/04/2010V H . IN V E S T M E N T S a n d T R U S T S -

N O N E ~ o reportable income, ~se~, or tra~actio~.)A. B. C. D.

~6ptioa of ~(~cluding ~st a~)

exit ~m ~or ~losu~ C~e I d i e . , ~ n L C~2 Meth ~ b ~, se l l , ~/~ ~c 2 ~ 1 ~ycr/~ll~(A-It) or inu) (J-P) C~e 3 r~mpdon) ( J -P )

, (A-il)(if~vx~

(Q-W) ] ~n~ti~)

86 . So ld 11/17/09 J A~)87 . Gro~FundofAm~ca A A Di~dcnd B uy 01/14/~ K88 . S o l d 03 /06 /09 K8 9 . Investment Comp any of Ameica A Dividend B uy 01/14/09 K

9 0 . So l d 03/06/09 K

P3 ~5.~.~I - $50.~,~ P4 =Morn t~3. Valoe M~ C~ Q -Ap~is~ R ~ (R~I ~~y) S =A~ T ~


10/11

FINANCIAL DISCLOSURE REPORT I Nam e at Persoa aep~l .g D a t eP a g e 1 0 o f 11 I F a w ~ e t t , p a t r i c la C . 0 5 / 0 4 / 2 0 1 0VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

Section VII - Line 8- Purchased 1/21/1986 for a pro chase price


11/11

FINANCIAL DISCLOSURE REPORT Name o f Pet~son Reporting D a t eo f R ep o rtP ag e 1 1 of 1 1 F a w s e t t, P a t r i c ia C . 0 5 / 0 4 / 2 0 1 0I X. CER TI F ICATI ON .

! certify that all inform ation given above (including information pe rtaining to m y sp ou se and m inor or depe ndent children, ff any) isaccurate , true, and com plete to the best of my know ledge and b elief , and that any informa tion not reported wa s withheld becau se it m et applicable statutoryprovisions permitting non-disclosure.

I further certify that earned incom e from o utside em ploy m ent and hono raria and the acceptance of gifts which have bcen reported are incom pliance with the provisions of 5 U.S .C. app. 501 e t. seq. , 5 U.S.C. 7353, and Ju dicial Co nference regulations.

Signatu re .

N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A IL S T O F I L E T i llS R E P O R T M A Y B E S U B J E C T T O C I V ILAND C RIM INAL SAN C T IO NS (5 U . S . C . a pp . 104 )

FILING INSTRUCTIONSM ail s igned or igina l and 3 ad di t iona l copie s to :

C om m ittee on Financial Disclosu reAdm inis tra t ive O ffice o f the U nited S ta te s Co ur tsSu i te 2 -301O n e C o l um bu s C i rc le , N .E .Washington, D.C. 20544

patricia c fawsett financial disclosure report for 2009

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