paul g rosenblatt financial disclosure report for 2010

8/3/2019 Paul G Rosenblatt Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act o f 1978(5 U.S .C. app. 101-111)

1. Per son R epor ting ( las t name, f ir s t , middle in i t ia l)R o sen b l a t t , P au l G .

4. Title (Ar tic le lH judges i n d i c a t e act ive or senior status;magistrate judges indicate full- or part- time)U .S. D is t r ic t J ud g e - Sen io r

7. Chambers or Of f ice AddressU.S. Courthouse, Sui te 6214 0 1 W . W ash in g to n S t . , SPC 5 6Pho en ix , AZ 85 0 0 3- 21 5 6

2. Cour t o r Organiza tionU.S. Dist r ict Court , Arizona

3. Date of Report05/10/2011

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in this Repor t and anymodif icat ions per taining thereto, i t is , in my opinion, in com pliancewith appl icable laws and regulaf ions .

Reviewing Of f ice r Date

6. Reporting Period01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . (Report ing individual only; see pp. 9-13 of f! l ing instruct ions.)D NONE(N o reportable posi t ions. )POSITION

1 . Succes so r Co - Trus tee (wi th n o ben ef ic i a l in te res t )2.3.

4.5.

N A M E O F O R G A N I Z A T I O N /E N T I T Y~ Trust

II. AGREEMENTS. m e p o r a ~ g i .d i v ld u a t o n l y ; see pp . 14-16 of filing instructions.)~] NONE (No reportable agreements . )D A T E P A R T IE S A N D T E R M S


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

N a m e o f P e r s o n R e p o r t i n gRosenblatt, Paul G.

D a t e o f R e p o r t05110/2011

I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o . i n g i n d i v id u a l a n d s p o u s e ; se e p p . 1 7 - 2 4 offiling instructions.)A. Filers Non-Investment Incom e

~] N O N E non-investment income.)N o reportableDATE S O U R C E A N D TYPE I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - If you were marr ied during any portion of the reporting year, complete this section.(Dollar amount n ot required except for honoraria.)

N O N E (No reportable non-investment income.)DATE SOURCE AND TYPE

1.2.

3.

4.

I V . R E I M B U R S E M E N T S - t ra nspor t a t i on, l od g i ng , f ood , entertainmen~(Includes those to spouse and dependent children; see pp. 25 -27 of filing instructions.)

~] N O N E (No reportable reimbursements.)

2.3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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N a m e o f P e r so n R e p o r t i n gRosenblatt, Paul G.

D a t e o f R e p o r t05/10/2011

V . G I F T S . (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 .2.

3.

4.

5.

VALUE

V I . L I A B I L I T I E S . an d u d e s t h o s e o l s p o u s e u n d dependent children; see pp. 32-33 of filing instructions.)~ N O N E (No reportable liabilities.)CREDITOR DESCRIPTION

1 .2.

3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPORTPage 4 of 7 Ia m e o f P e r s o n R e p o r t i n gRosenblatt, Paul G . Date of Report05/1012011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions.)[] NONE(No reportab le income, assets , or transactions.)

1 . ~ undeveloped land South of Prescott, N o n e M WA Z2. J . P . Morgan Ch ase Bank A Interest M T3. I R A B a n k o f A m e r i ca - C a s h - E q u i v a l en t A Interest K T4. Fi r s t Fed . Cred it Union T em pe , AZ A Interest L T5. Wel l s Fa rgo Bank Account s A Interest K T6. Wel l s Fa rgo Adv i sor s , LLC Broke rage Acc t7. V odafone A i r t ouch PLC A Div idend J T8. E x x o n M o b i l A Div idend L T9. A T & T C o m m o n S t o ck A Div idend K T

1 0 . Edi son I n t e rna ti ona l A Div idend J T1 1 . C h e v r o n C o m m o n S t o c k A Div idend J T1 2 . Maricopa Co . AZ 6 % 12 -1 -19 I DA Hos . Fac A Interest J TR ev1 3 . Maricopa Co. AZ Indl Hlth A Interest J T1 4 . FRB-Treasury Direct Acct :1 5 . T ax Free T rus t o fAZ - T rus t A Div idend K T1 6 . Rental Property #I , Prescot t , AZ D R en t M W1 7 . Delaw are I nv es tment s Ar i zona A Div idend J T

i[ ln~e Gain c~e~ : A--S1;000 Or less( S e e C o I u m n s B 1 a n d D 4 ) F ~ $ 5 0 ~0 0 1 - $ 1 0 0 , 0 0 0

2. Value Codes J =$15,000 or less(Se e C o lum n s C I a n d D3) N =$250,00! - $500.000

P3 =$25.000,001 - $50,000,0003. Value Method Codes Q =Appraisal(See Column C2) U = Book Value

B =$I ,001 - $2;500 C =$2;501- $5~000 D =$5,001 - $15,000 E =$15,001 - $50.000~ =$100,001 - $1.000.000 H I = $ 0 0 0 0 0 1 ~ $ 5 0 0 0 0 0 0 H 2 - - M 0 r t h a n $ 5 0 0 0 0 0 0K = $15,001 - $50,000 L =$50.001 ~ $100;000 M = $!:00 00! - $250;000 .. . . .0 =$500,001- $1,000,000 PIP4 =More thafi ~0~000~0~0R = Co st (R ea l E state O nly ) S = Asse ssm en t T~ash Mh~k~t


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N a m e o f P e r so n R e p o r t i n gRosenblatt, Paul G.

D a t e o f R e p o r t05/10/2011

V I I . I N V E S T M E N T S a nd T R U S T S - in c om e , v a lu e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fillng instructions,)[] N O N E (No reportable income, assets, or transactions.)

1 8 . V er i zon A D iv id en d J T1 9 . Comcas t Corp . N ew Cla ss A A D iv id en d J T20 . AZ S ta t e 5% 7 -1 -2 4 A D iv id en d K T21 . Ph oen ix , AZ 5 . 2 5% 7 -1 -2 7 C iv i c I mprov A D iv id en d K T22 . Pho en ix , AZ5 .25 % 7- 1 - 32 A D iv id en d K T23 . Puer to Rico 5% 8 -1 -31 A Div idend K T24 . S a l t R iv e r Pro j 5% 1-1 -31 A Div idend K T ~

25 . Sco t t sd a le , AZ4 .75 % 7- 1 - 20 A D iv id en d J T26 . FRB Treasury Direct Acct 3-7/8 Note T 07 A Interest J T27 . N at iona l Bank Account s A Interest L T28 . Goodyea r , AZ 4 . 5% 7 -1 -2 4 A Interest J T29 . FR B T r easury Di r ec t Acct 3 / 1 2 No t e 1 31 8 A Interest K T

30 . Pruden t i a l Adv anced S e r i e s Ap ex I I Annu i ty A Interest K T31 . Arizona S t a t e Cred i t Union A Interest M T

1. Income Gain Codes :~ s e e C 0 1 u m n s ~ a ~ d o 4 i

2. Valu e Co d es(Se e C o lum n s C I a n d D3)

3. Value M ethod Codes(Se e C o h lm n C 2 )

A = $ i ,0 0 0 O ~ eS~ : B--$1~001 ~ $2i~00 ~501 - $5,000 D =$5;001-$15;000 E =$15,001-$50,000F = $ 5 0 1 0 0 1 , $ i 0 0 , 0 0 0 : ~$k000,001 ~ $5;000;000 ...... H2 ~Mo reihan $5i000 ,000~ : : . . . .. . . .. . . .. . . . . . .. . .J =SIS,000 or less K = $ l S ~ O 0 1 ~ S $ O i O 0 0 L =$50,001, $100,000N =$250 001- $5001000 0 ~$ 50000i i $ i ;~o 000 P i=$i 0 0 0 ;OOl- $5 ;0 0 0 0 0 0 :p 3 = $ 2 5 . 0 0 0 . 0 0 i . $ 5 0 , 0 0 0 . 0 0 0 P 4 = M 0 f e ih a h $ 5 0 : 0 0 0 ! 0 0 0 . .. .Q = Appr a i s al R =Cos~ (Real Es tate Only) S - - A S S e ~ s n i e nt : :U = B o ok value v = O th e r W =Estimated ..... :


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N a m e of Person Repor t ingR o s e n b l a t t , P a u l G .

D a t e of Repor t05/10/2011

V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicatepartofreporh)P a r t I , L i n e 1 , N e i t h e r I n o r m y s p o u s e h a v e a b e n e f i c ia l i n t e r e s t in t h e t r u s t . W e h a v e n o d e p e n d e n t ~Pa r t V I I , L i n e 2 7 , i n 2 0 0 9 R e p o r t , A u r o r a B e n e f i t A s s e t A c c o u n t , s h o u l d n o t h a v e b e e n r e p o r t e d . I t is a n i n s u r a n c e p o l i c y , n o t a n i n v e s t m e n t f o r Pa r t V I I ,Inves tments and Trus t s .


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7

Name of Person Report ingR o s e n b l a t t , P a u l G .

Date of Report05/10/2011

IX. CERTIFICATION.

I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c lu d i n g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u ra t e , t ru e , a n d c o mp le t e t o t he b e s t o f my k n o w le d g e a n d b e l i e f , a n d tha t a n y in fo rma t io n n o t r e p o r t e d w a s w i thhe ld b e c a u se i t me t a p p l i c a b le s t a tu to ryp r o v i s i o n s p e r mi t t i n g n o n -d i sc l o su r e .

I f u rt h e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Paul G. Rosenblatt

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U LL Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 04 )

C o m m i tt e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s t ra t i v e O f f i c e o f th e U n i t e d S t a t e s C o u r t sSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

paul g rosenblatt financial disclosure report for 2010

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