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Communicating SMS Safety Management Systems

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Page 1: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Safety Management Systems

Page 2: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

com·mu·ni·cate

Pronunciation: k&-'myü-n&-"kAt

to convey information about; make known; impart

to express oneself in such a way that one is readily and clearly understood

to convey feeling or thought; to transmit or reveal a feeling or thought by speech, writing, or gesture so that it is clearly understood

Page 3: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

The farm was used to produce produce.

The bandage was wound around the wound.

The soldier decided to desert his dessert in the desert.

Page 4: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Quicksand works slowly,

boxing rings are square, and

a guinea pig is neither from

Guinea nor is it a pig.

Page 5: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

How can a slim chance and

a fat chance be the same,

while a wise man and wise guy

are opposites?

Page 6: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

A Key Component of SMS

SMS Requirements – CARs Subpart 107Part 1 – General Provisions

Subpart 7 – Safety Management System RequirementsApplication

107.01 This Subpart applies to an applicant for, or a holder of, one of the following certificates:(a) an approved maintenance organization (AMO) certificate issued under section 573.02 authorizing the holder to perform maintenance on an aircraft operated under Subpart 5 of Part VII; or(b) an air operator certificate issued under section 705.07.

Establishing a Safety Management System

107.02 The applicant for, or the holder of, a certificate referred to in section 107.01 shall establish, maintain and adhere to a safety management system.

Safety Management System

107.03 A safety management system shall include(a) a safety policy on which the system is based;(b) a process for setting goals for the improvement of aviation safety and for measuring the attainment of those goals;(c) a process for identifying hazards to aviation safety and for evaluating and managing the associated risks;(d) a process for ensuring that personnel are trained and competent to perform their duties;(e) a process for the internal reporting and analyzing of hazards, incidents and accidents and for taking corrective actions to prevent their recurrence;(f) a document containing all safety management system processes and a process for making personnel aware of their responsibilities with respect to them;(g) a process for conducting periodic reviews or audits of the safety management system and reviews or audits for cause of the safety management system; and(h) any additional requirements for the safety management system that are prescribed under these Regulations.

a process for setting goals for the improvement of aviation safety and for measuring the attainment of those goals

a process for identifying hazards to aviation safety and for evaluating and managing the associated risks

a process for ensuring that personnel are trained and competent to perform their duties

… [a process for] for taking corrective actions to prevent [incident and accident] recurrence

a process for the internal reporting and analyzing of hazards, incidents and accidents …

Page 7: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

A Key Component of SMS

Organizational Cultural

Behavioural

CHANGE

Page 8: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Communication Strategies / Plans

Development

Documenting Processes

Implementation

Operation

Page 9: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMSSMS Communication Plan

Safety Newsletter JetLines (company newsletter)Executive presentationsWestNet (company intranet)Base visitsDepartment meetingsSAC / SMC meetings Jetsmarts (e-learning)

Managers conferenceOrientation ManualCorporate Safety CommitmentJob descriptionsCorporate Q&A

Page 10: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Page 11: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Development

• company leaders• strategic planners • policy owners • stakeholders

• department leaders• program managers• supervisors • front-liners

• program managers• supervisors• front-liners

Policies

Programs

Processes

Page 12: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Documenting Processes

Meet Transport Canada requirements; and

be consistent with company standards

Consultation with:

• document owners

• document managers

Incorporate by Reference

Page 13: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMSImplementation

Inform all employees about: • SMS fundamentals• company policies• safety programs• safety culture

company indoctrination, job descriptions, safety policy, department meetings, base visits

Training • appropriate to each person’s role in the SMS• generic to specific• front-liners to senior managers

Seek feedback on programs and processes• front-liners to senior managers

Page 14: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Implementation

Page 15: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Implementation

Jetsmarts Online SMS Indoctrination Training

SMS Video

A Slippery Slope – WestJet Wally’s Bad Day

The Aviation Safety Environment

WestJet’s Safety Management Plan & Policy

WestJet’s Safety Management System

Your Role in the SMS

Summary

Feedback Survey

Page 16: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

SMS Video

Page 17: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMSWestJet Wally’s Bad Day

Page 18: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMSOperation

Goal setting / KPIs• annual planning exercise • company, department and employee group leaders• communicate to all employees

Reporting systems• paper, electronic, online• “open,” confidential, anonymous• emphasize non-punitive (company) and non-enforcement (TC) policies

Risk control development and implementation• lead investigator• leaders• front-liners

Page 19: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Operation

Feedback• on receipt of report

• usually individual• on completion of corrective action process

• individual or target group• solicit feedback on safety programs

Safety Reviews• scope and depth of audit or review• process to be followed• audit progress• findings• corrective actions

Page 20: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Summary

Have a communication plan and strategies that address:

SMS Development

Process Documentation

SMS Implementation

Ongoing Program Operation

Remember, if communicating was easy, …..

Page 21: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

We would never see log book snag entries like these:

Snag: Left inside main tire almost needs replacement. Fix: Almost replaced left inside main tire.

Snag: Something loose in cockpit. Fix: Something tightened in cockpit.

Snag: Aircraft handles funny. Fix: Aircraft warned to straighten up, fly right, and be serious.

Page 22: Safety Management Systems - Transport Canada express oneself in such a way that one is readily and clearly understood to convey feeling or thought; to transmit or reveal a feeling

Communicating SMS

Safety Management Systems