production of omega- 3 fatty acid concentrates from fish ... · from fish and algal oils and their...

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1 PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1 , Weijie W 1 , Barrow CJ 2 and Reyes-Suarez E 1 1 Ocean Nutrition Canada Ltd. Dartmouth, Nova Scotia, B2Y 4T6, Canada; 2 School of Life and Environmental Science, Faculty of Science and Technology, 1 Pigdons Road, Geelong, Victoria 2127, Australia

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Page 1: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL

ASSESSMENT BY NMR

Kralovec, JA1, Weijie W1, Barrow CJ2 and Reyes-Suarez E1

1Ocean Nutrition Canada Ltd. Dartmouth, Nova Scotia, B2Y 4T6, Canada; 2School of Life and Environmental Science, Faculty of Science and

Technology, 1 Pigdons Road, Geelong, Victoria 2127, Australia

Page 2: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

2

LC-PUFA, OMEGA-3 vs. OMEGA-6

� LC-PUFAs are categorized by the position of the 1st double

bond counting from the CH3-terminal

� Location of the 1stdouble bond dictates biological activity

� All double bonds are CH2-interruped

� Omega-3 series starts with α-linolenic acid (ALA,18:3n-3)

� Omega-6 series starts with linoleic acid (LA,18:2n-6)

� The most studied omega-3 FA are EPA and DHA

H3CCOOH

COOHH3C

H3CCOOH

COOHH3C

H3CCOOH

linoleic acid (C18:2, n-6)

arachindonic acid (ARA, C18:4, n-6)

αααα-linolenic acid (ALA, C18:3, n-3)

eicosapentaenoic acid (EPA, C20:5, n-3)

docosahexaenoicoic acid (DHA, C22:6, n-3)

Calder. Schweiz. Zeit. Ernährungmedizin 2009, 5, 14-19

Page 3: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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PRODUCTION OF EPA/DHA CONCENTRATES

STARTING OMEGA-3 OIL SELECTION

� The richest and the cheapest source of EPA/DHA is fish oil

� Starting oils with right FA profiles and EPA/DHA content ~30%!

� anchovy/sardine (18/12TG, for high level EPA concentrates)� tuna (05/25TG, for high level DHA concentrates)

CORE OMEGA-3 CONCENTRATION

TECHNOLOGIES

� Fish oils are in the form of triglycerides →→→→

� Winterization

� Cold Solvent Precipitation

� Urea Clathration

� Ethanolysis + Fractional Distillation ⇒ Ethyl Ester (EE) Concentrates

� Enzyme-assisted Concentration ⇒⇒⇒⇒ Triglyceride (TG) Concentrates

OCOR1

OCOR3

OCOR2

Page 4: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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Popular technology towering over the other options

O = CI1.67

Economic advantage of large throughput!

DHA-TG bp ~ 910 oC, vs. DHA-EE bp ~ 450 oC)

TG EE EEEthanolysis Distillation

Splitting TG molecules lowers the boiling points !

EE CONCENTRATES

30% 60%30%

ETHANOLYSIS AND DISTILLATION

Ethanolysis Distillation

Medium chain or medium

chain EE

DHA residues or DHA-EE

EPA residues or EPA-EE

Glycerol backbone or glycerol

O, output

CI, capital investment

-TG EE EE

Page 5: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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� Immobilized Candida antarctica lipase B (CALB) in Packed Bed Reactor

� The reaction is driven forward by EtOH or water removal under vacuum

CONCENTRATION STRATEGY A

EE TG

FFA

GLYCEROLYSIS

ETHANOLYSIS / DISTILLATION / GLYCEROLYSIS

HO

HO

HORCOOR1

RCOO

RCOO

RCOO- R1OH

+

R, a mixture of C14-C24 hydrocarbon residues,, primarily those of EPA and/or DHAR1, H or Et; i, CALB, 60-85 C, vacuum

i

Ethanolysis Distillation

-

TG EE EE TG

CALB

Page 6: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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Vacuum pump

PumpPump

Distributor

Heated stirred tank

Evaporation tankTrap (condenser)

Reactor

PACKED BED REACTOR

Page 7: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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MANUFACTURING OF TG CONCENTRATES

� Green technologies (free or

immobilized lipases)

� Packed bed reactors

� First to introduce food grade immobilized

lipase for EE –TG conversion !

EE FFA TG

i: CALB-L, EtOH/H2O, 50 oC, vacuum

ii: CALB-FPX66, glycerol, 70 oC, vacuum

i

~ 80 reactions on 1 batch

of immobilized. enzyme!

Reaction mixture

cycling trough PBR

ii

Page 8: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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CONCENTRATION STRATEGY B

0

5

10

15

20

25

30

35

0 10 20 30 40 50 60Total FFA in reaction mixture (%)

EP

A/D

HA

Co

nte

nt

(%)

DHA in glyceride

EPA in glyceride

DHA in FFA

EPA in FFA

Hydrolysis

TIME COURSE OF 18/12TG HYDROLYSIS

HYDROLYSIS AND EPA (DHA) INSERTION

-

TG DG TG

Hydrolysis: Lipo-JD, P buffer pH7.5, 40 oC, 42 h; EPA/DHA insertion: CALB, EPA/DHA source, 70oC, 24h

EPA/DHA Insertion

Candida rugosa lipase

Page 9: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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POSITIONAL DISTRIBUTION (PD) OF EPA/DHAIN TG OILS

It is very likely that the oxidative stability and thus also sensory qualities of EPA/DHA rich TG oils and their TG concentrates correlate with the positional distribution of fatty acid residues, primarily EPA and DHA in TG molecules.

FACTS AND STRATEGY

Complexity

� Fish oil contains 30 to 60 different fatty acids� Assuming 30 and taking into account positional distribution,

theoretically 27000 different TGs

Chromatography

� Complex mixtures, need for non-aqueous conditions

Mass spectrometry

� Neutral compounds - poor ionization, difficulty adding reagents to mobile phase for adduct formation

NMR

� Complex mixtures, limited data in the literature

OCOR1

OCOR3

OCOR2

If R1≠R2, C2 is chiral

Page 10: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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SYNTHESIS OF STANDARDS

HO

O

O

(CH2)14CH3

O

O

H3C(H2C)14

1,2-dipalmitate

DHAEDCl, DMAP

CH2Cl2 O

O

O

(CH2)14CH3

O

O

H3C(H2C)14

DHA

HO

O

O DHAEDCl, DMAP

CH2Cl2O

O

O

DHA

Amberlyst

MeOH, CH2Cl2O

HO

HO

DHA

Palmitic acidEDCl, DMAP

CH2Cl2

ASYMMETRIC

SYMMETRIC

O

O

O

(CH2)14CH3

O

(CH2)14CH3

O

O

HO

O

(CH2)14CH3

O

(CH2)14CH3

O

DHAEDCl, DMAP

CH2Cl2

DHA

1,3-dipalmitate

Method B

Method A

Wijesundera et. al. J. Amer. Oil Chem. Soc. 2007, 84, 11-21

Page 11: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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POSITIONAL DISTRIBUTION OF EPA AND DHA BY NMR

13C NMR (preferred)

CARBONYL (C-1) CARBONS (preferred)

� Better resolution (larger spectral range) than 1H NMR, although

lower sensitivity

� Carbonyls from sn-1,3- and sn-2 chains form clusters of peaks

� Within each cluster, chemical shifts differences between acyl chains

occur as a result of the proximity to a neighboring double bond

� Unable to discriminate between sn-1 and sn-3 positions

Page 12: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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POSITIONAL DISTRIBUTION OF EPA AND DHA BY NMR

172.4172.6172.8173.0173.2173.4 ppm

Carbonyl region of the 125 MHz 13C NMR spectrum of a mixture

of TG standards of seven fatty acids

sn-1,3 sn-2

EPA

(sn-1,3)

EPA

(sn-2)DHA

(sn-1,3)

DHA

(sn-2)

Carbonyl chemical shifts of acyl chains that differ in double bond

group

172.00

172.20

172.40

172.60

172.80

173.00

173.20

173.40

Sat Δ9 Δ8 Δ7 Δ6 Δ5 Δ4

Position of the first double bond relative to the carbonyl carbon

Ch

em

ica

l sh

ift

(pp

m)

C-1 (sn-1,3)

C-1 (sn-2)

γ to an olefinic

carbon

BASIC FACTS

� Carbonyls from sn-1,3 chains resonate at

higher chemical shifts than sn-2 chains

� Within each cluster carbonyls from saturated

chains resonate at a higher chemical shift

� Chemical shifts are in a direct correlation with the distance of the carbonyl carbon to the first double bond

� Unsaturation on the γ-position (∆4, DHA)

induces a greater shift on carbonyl chemical

shifts; DHA carbonyls resonate in a unique

position, which allows a straightforward

assignment

DHA

Page 13: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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POSITIONAL DISTRIBUTION OF EPA AND DHA BY NMR

INVESTIGATED FISH OILS

� 18/12TG (sardine oil)

� Re-esterified 18/12TG

� 05/25TG (tuna oil)

QUANTITATIVE 13C NMR

� Under full-decoupling conditions nOe

build up may differ for carbonyls of sn-1,3

and sn-2 chains

� Sn-1,3/sn-2 area ratios were measured for

EPA and DHA carbonyls as a function of the

relaxation delay for 18/12TG (100mg/0.7mL CDCl3)

Variation of the carbonyl areas ratio: A(sn-1,3)/A(sn-2) for EPA and A(sn-2)/A(sn-

1,3) for DHA as a function of the relxation delay in a full-decoupled sequence

1

1.5

2

2.5

3

3.5

4

4.5

5

1.5 3 4.5 6 7.5 9 10.5 12 13.5 15 16.5 18 19.5 21 22.5

Relaxation delay (s)

Are

as

ra

tio

DHA (C=O)

EPA (C=O)

Area ratios for both EPA and

DHA carbonyls remain

constant after 12s delay

(working range)

Page 14: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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POSITIONAL DISTRIBUTION OF EPA AND DHA BY NMR

172.2172.4172.6172.8173.0173.2173.4 ppm172.2172.4172.6172.8173.0173.2173.4 ppm

172.2172.4172.6172.8173.0173.2173.4173.6 ppm

Carbonyl region of the 125 MHz 13C NMR spectrum of

18/12TG oil (100 mg/ 0.7 mL CDCl3)

Carbonyl region of the 125 MHz 13C NMR spectrum of

Re-esterified 18/12TG oil (100 mg/ 0.7 mL CDCl3)

Carbonyl region of the 125 MHz 13C NMR spectrum of

0525TG tuna oil (100 mg/ 0.7 mL CDCl3)

EPA

(sn-1,3) EPA

(sn-2) DHA

(sn-1,3)

DHA

(sn-2)

Sat

(sn-1,3)

Monounsat(sn-1,3)

STA

(sn-1,3)

STA

(sn-2)

Sat

(sn-2)

Monounsat

(sn-2) EPA

(sn-1,3) EPA

(sn-2) DHA

(sn-1,3)

DHA

(sn-2)

Sat

(sn-1,3)

Monounsat(sn-1,3)

STA

(sn-1,3)

STA

(sn-2)

Sat

(sn-2)

Monounsat

(sn-2)

Sat(sn-1,3)

Monounsat

(sn-1,3)

EPA

(sn-1,3)

Sat

(sn-2)

Monounsat

(sn-2)

EPA

(sn-2)

DHA

(sn-1,3)

DHA(sn-2)

Page 15: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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POSITIONAL DISTRIBUTION OF EPA AND DHA BY NMR

0

5

10

15

20

25

30%

% (sn-1,3)/Total % (sn-2)/Total

Molar percentages of individual chains in sn -1,3 an sn -2 glycerol

positions (fish oil TG 18/12)

Sat

Mono

STA

EPA

DHA

0

5

10

15

20

25

30

%

% (sn-1,3)/Total % (sn-2)/Total

Molar percentages of individual chains in sn -1,3 and sn -2 glycerol positions

(TG 18-12 re-esterified)

Sat

Mono

STA

EPA

DHA

RE-ESTERIFICATION OF 18/12TG

� The distribution of saturated and mono-

unsaturated chains as well stearidonic

acid (STA) remains unaffected

� The distribution of EPA and DHA chains

is affected

� EPA that was mostly in sn-1,3 is

randomized on re-esterification

� DHA that was mostly in sn-2 is

located mostly in sn-1,3 on re-

esterification

Ethanolysis

-

(No concentration of EPA or DHA)

Page 16: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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0

5

10

15

20

25

30

35

40%

% (sn-1,3)/Total % (sn-2)/Total

Molar percentages of individual chains in sn -1,3 and sn -2 glycerol positions

(tuna oil)

Sat

Mono

EPA

DHA

POSITIONAL DISTRIBUTION OF EPA AND DHA BY NMR

05/25TG TUNA OIL

� Saturated and monounsaturated

chains are preferably located in

sn-1,3 positions

� DHA shows a slight preference

for the sn-2 position

� EPA is present in equal amounts

in both sn-1,3 and sn-2 positions

Page 17: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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SUMMARY

� The evidence for the beneficial effects of omega-3 fatty acids FA, particularly EPA and DHA is undisputable.

� Science and innovation are the major drivers of dietary supplement and pharmaconutrient industry.

� To deliver high quality omega-3 products the replacement of traditional chemistry by enzymatic technologies for manufacturing omega-3 based products is becoming more and more important.

� The understanding of the positional distribution (PD) of the FA residues in the oils is of crucial importance since PD might be important for the stability, sensory and biological effects.

� ONC is leading the way in implementation of sophisticated manufacturing technologies and thorough understanding of physiochemical properties of omega-3 fatty acids.

Page 18: PRODUCTION OF OMEGA- 3 FATTY ACID CONCENTRATES FROM FISH ... · FROM FISH AND ALGAL OILS AND THEIR STRUCTURAL ASSESSMENT BY NMR Kralovec, JA 1, Weijie W 1, Barrow CJ 2 and Reyes-Suarez

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THANK YOU !