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PROMOTION OF ACCESS TO INFORMATION ACT

MANUAL

for

BLUESTAR BUSINESS ENTITIES

listed in Annexure “A” hereto

(Prepared in terms of section 51 of the Promotion of Access to Information Act, No. 2 of 2000)

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1. INTRODUCTION

1.1. The BlueStar businesses listed in Annexure “A” hereto are approved by Sanlam Life

Insurance Limited (“Sanlam”) to provide to Sanlam accredited Financial Advisers linked to

the relevant BlueStar business, administration- and other back office services.

1.2. The Promotion of Access to Information Act, No. 2 of 2000 (“the Act”) was enacted on 3

February 2000 and gives effect to the constitutional right of access to information held by

another person and that is required for the exercise or protection of any rights. If a public

body is the requester, the public body must be acting in the public interest. If a request is

made in terms of the Act, the body to whom the request is made is obliged to release the

information, except where the Act expressly provides that the information may or must

not be released. Requests in terms of the Act must be made in accordance with the

prescribed procedures, at the rates provided. The forms and tariffs are dealt with in

paragraphs 6 and 7 of the Act.

1.3. For more information on the Sanlam Group and its structure, please visit

www.sanlam.co.za.

2. PURPOSE OF THIS MANUAL

2.1. This manual is designed to facilitate any request for information a requester may have

under the Act and that is required for the exercise or protection of any right. Such a

request may however be subject to justifiable limitations.

2.2. Wherever reference is made to “entities” in this manual, it will refer to the private bodies

listed in Annexure “A” for whom this manual is drafted. For ease of reference, the use of

the word “Sanlam” herein shall include reference to the other entities to which this

Manual applies.

3. CONTACT DETAILS

3.1. Requests for information to any of the entities listed in Annexure “A” must be directed to

Sanlam Life Insurance Ltd C/o:

Head of Legal : Louis Venter

Address (street): 2 Strand Street

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Bellville

7530

Address (postal): PO Box 1

Sanlamhof

7532

Telephone No. : (021) 947 9111

Fax No. : (021) 947 2653

Email: : Louis.venter@sanlam.co.za

4. GUIDE OF THE SOUTH AFRICAN HUMAN RIGHTS COMMISSION

In terms of Section 10 of the Act, the South African Human Rights Commission (SAHRC)

published a guide in all the official languages of the Republic of South Africa. The Guide

contains information on how to make use of the Act and to access information held by Private

Bodies which impacts on a person’s rights. The guide can be obtained from the SAHRC or from

their website. Their contact details are as follows:

Attention : The South African Human Rights Commission

Postal Address : Private Bag X2700

Houghton

2041

Telephone Nr : (011) 877 3803

Fax Nr : (011) 403 0625

Email : paia@sahrc.org.za

Website : www.sahrc.org.za

5. TYPES OF RECORDS HELD

5.1. Records made available in terms of applicable legislation

Records are held and made available in terms of the legislation listed in Annexure “B” as

applicable to the entities listed herein.

5.2. Records that is freely available

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In terms of section 52(2) of the Act the Minister may from time to time publish a Notice in

the Government Gazette describing those records which are freely available. As of date of

this Manual, no such Notice has been published that applies to any entities listed herein.

5.3. Other Records held

Products and Services subjects –

Long-term insurance products Retirement annuities, Pension Funds

Savings products Trust services

Unit trust products

Investment and risk products to groups and schemes

All records kept in terms of legislation applicable to any of the above products or services and the Financial Services Industry in general

Company Records subjects –

Finance

Client care

Product management

All records kept in terms of the Company Laws of South Africa

Subjects on whom records are held –

Shareholders Subsidiary companies

Policyholders Advisers

Directors Brokers

Employees Clients

Officials Banking institutions

Consultants External companies / contractors

Investors Third Parties

Auditors Associate Companies

Which records are held in respect of the above-mentioned subjects?

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Confidential Scientific

Personal Research

Commercial Operational

Financial Trade

Group/company incorporation Business

Group/company financial Internal group/company divisions

Group/company departments Group/company structure

Strategy Operational

Contractor Policyholder

Medical Shareholder

Subsidiary companies External companies

Adviser Broker

Consultant Directors

Information technology Employee

Client Banking institutions

Product and services Official/legal

Contracts Policy documents

Rules of Funds Board of Trustees decisions

Statutory required reports Unsecured loans

6. GROUNDS FOR REFUSAL

In terms of the Act justifiable grounds exist for an entity to refuse or limit access to

information. Grounds for refusal include, but are not only limited to these, are:

Personal information relating to individuals;

Certain types of commercial information;

Information that is deemed confidential;

Information that is deemed privileged;

7. FORM OF REQUEST AND PRESCRIBED FEES

7.1. In order to access any records the Requester must complete the prescribed form. The

form can be accessed from www.sanlam.co.za or can be requested from the Head of Legal

(Sanlam Personal Finance).

7.2. The form must be completed with as much detail as possible and forwarded to the Head

of Legal at the details provided in paragraph 3 above.

7.3. Once your form has been submitted the head of Legal will advise the Requester if any fees

will be payable. The fees payable (if any) can be accessed from www.sanlam.co.za.

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Annexure A

B*B Name Name of Legal Entity Registration Number

3SIXTY BLUESTAR 3SIXTY FINANCIAL SERVICES 2013/231623/07

ABACON BLUESTAR ABACON FINANCIAL SERVICES 2005/033135/07

ADELAAR BLUESTAR ADELAAR FINANSIËLE DIENSTE CC 2010/148349/23

ADJUVO WEALTH BLUESTAR ADJUVO WEALTH 2014/116433/07

AEQUA MENTE BLUESTAR AEQUA MENTE FINANCIAL SERVICES 2012/166463/08

AGATHOS BLUESTAR AGATHOS FINANCIAL SERVICES 2009/074184/23

ALBATROS BLUESTAR ALBATROS FINANCIAL SERVICES 2009/080803/23

ALPHA WAARDE BLUESTAR ALPHA WAARDE FINANSIELE DIENSTE 2010/136867/23

AMBASSADOR WEALTH BLUESTAR AMBASSADOR WEALTH 2010/152758023

AMICA STI AMICA BLOUSTER 1997/021796/23

AMICABLE BLUESTAR AMICABLE FINANCIAL SERVICES CC 2011/098820/23

ANTARIS BLUESTAR ANTARIS WEALTH (PTY) LTD 2011/008609/07

AQUILA WEALTH BLUESTAR AQUILA WEALTH 2011/065344/23

AQUILO VOLO BLUESTAR ZYOR FINANCIAL SERVICES 2009/105676/23

ARCANI BLUESTAR ARCANI FINANSIELE DIENSTE 2013/235353/07

ARTOS BLUESTAR ARTOS FINANCIAL SERVICES 2009/083655/23

ATLANTIC PBS BLUESTAR ATLANTIC PROFESSIONAL BUSINESS SOLUTIONS

2014/063424/07

AUTHENTIC BLUESTAR AUTHENTIC FINANCIAL SERVICES 2008/245169/23

AUXILIUM BLUESTAR AUXILIUM FINANCIAL SERVICES 2010/011987/07

BAKERHOUSE BLUESTAR BAKERHOUSE FINANCIAL SOLUTIONS 2010/001233/23

BARTLOU BLUESTAR BARTLOU FINANCIAL PLANNERS CC 2009/006503/23

B-ASSURED BLUESTAR B-ASSURED FINANCIAL SERVICES 2013/173623/07

BATELEUR BLUESTAR BATELEUR EAGLE WEALTH 2011/089392/23

BATHO PELE BLUESTAR BATHO PELE BLOUSTER 2012/226423/07

BAVIAANS BLUESTAR BAVIAANS FINANCIAL SERVICES 2009/166038/23

BENEFICIUM BLUESTAR BENEFICIUM FINANCIAL SERVICES 2013/082014/07

BLIGNAUT BLUESTAR BLIGNAUT AND ASSOCIATES FINANCIAL SERVICES

2010/052162/23

BLUCREST BLUESTAR BLUCREST FINANCIAL SERVICES 2013/179326/07

BLUE BAY BLUESTAR BLUE BAY FINANCIAL SERVICES 2010/149036/23

BLUEFIN BLUESTAR BLUEFIN BLUESTAR 2010/109342/23

BOLAND BLUESTAR PAARL COASTAL FINANCIAL SERVICES 2010/074324/23

BONUS RAND BLUESTAR BONUS RAND FINANCIAL PLANNERS 2009/164040/23

BOSBOK BLUESTAR BOSBOK FINANSIELE DIENSTE 2010/027119/23

BRIZAN BLUESTAR BRIZAN FINANCIAL SERVICES 2014/139005/07

BRS BLUESTAR BRS FINANCIAL SERVICES 2010/135485/23

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BSD BLUESTAR BSD FINANCIAL SERVICES CC 2010/003781/23

CAPTIVATE BLUESTAR CAPTIVATE FINANCIAL SERVICES ADVISORY

2012/169984/07

CAROWAY BLUESTAR CAROWAY GROUP 2015/386164/07

CARPE VITA BLUESTAR CARPE DIEM WEALTH CC 2009/115097/23

CARSANADA BLUESTAR CARSANADA FINANCIAL SERVICES 2015/124552/07

CATALYST BLUESTAR CATALYST FINANCIAL SERVICES 1999/026883/23

CELSIUS BLUESTAR CESLSIUS FINANCIAL HOLDINGS PTY LTD

2014/129749/07

CHARISMA BLUESTAR CHARISMA FINANCIAL SERVICES 2015/125133/07

CHOSEN BLUESTAR CHOSEN FINANCIAL SERVICES 2007/235026/23

CHRONOS BLUESTAR CHRONOS FINANCIAL SERVICES (PTY) LTD

2015/008728/07

CLEAR ROAD BLUESTAR CLEAR ROAD FINANCIAL SERVICES 2013/028963/07

COASTAL BLUESTAR COASTAL FINANCIAL SERVICES 2009/011695/23

COLUMBUS BLUESTAR KWANTUM FINANCIAL SERVICES 2011/076085/23

COMCARE BLUESTAR COMCARE FINANCIAL SERVICES 2014/087640/07

COMPLECTUS WEALTH BLUESTAR COMPLECTUS WEALTH 2010/172961/23

CONRADIE BLUESTAR SUGGERO FINANCIAL SERVICES 2009/152234/23

CONSULT US BLUESTAR CONSULT US FINACIAL SERVICES 2011/008482/07

CONTINEO BLUESTAR CONTINEO WEALTH 2010/155036/23

CULTURA WEALTH BLUESTAR CULTURA WEALTH 2011/073573/23

DIAL SURE BLUESTAR DIAL SURE FINANCIAL SERVICES 2008/201932/23

DIAMOND BLUESTAR MACFIRE FINANCIAL SERVICES 2010/043423/23

DIMENSION WEALTH BLUESTAR DIMENSION WEALTH (PTY)LTD 2002/000726/07

DINAMIKA BLUESTAR VAN DER WALT AND MULLER (PTY)LTD

2007/002136/07

DITASTI BLUESTAR DITASTI 2014/001355/07

DITO BLUESTAR UPTOWN TRADING 763 2006/040022/23

DUXFIN BLUESTAR DUXFIN 2008/090124/23

DYNAMIC BLUESTAR VS DYNAMIC CONSULTING 2008/190625/23

E-FIN OPLOSSINGS BLUESTAR E-FIN OPLOSSINGS 2013/227935/07

ELDORADO BLUESTAR ELDORADO WEALTH 2010/031188/23

ELORUS BLUESTAR ELORUS FINANCIAL SERVICES 2000/012355/23

EMBRACE FINANCIAL SERVICES PLATORAND FINANSIËLE DIENSTE (PTY) LTD

2012/060985/07

EMPLOYEE BENEFITS BLUESTAR INFINIT GROUP RISK SOLUTIONS 2007/017219/07

ESCARPIA BLUESTAR PLATORAND FINANSIËLE DIENSTE (PTY) LTD

2012/060985/07

EVAGOR BLUESTAR EVAGOR FINANCIAL SERVICES 2011/100630/23

FACE TO FACE BLUESTAR FACE TO FACE BLUESTAR 2013/018625/07

FINABILITY BLUESTAR FIN ABILITY 2003/017208/23

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FINDEL BLUESTAR FINDEL FINANCIAL SERVICES (PTY) LTD 2012/058542/07

FINETIX WEALTH BLUESTAR FINETIX WEALTH 2011/040840/23

FININVEST BLUESTAR FININVEST FINANCIAL SERVICES (PTY) LTD

2013/081330/07

FINPRUFE WEALTH BLUESTAR FINPRUFE WEALTH 2013/166984/07

FINSTOP BLUESTAR FINSTOP 2006/124583/23

FIRST FORCE BLUESTAR FIRST FORCE FINANCIAL SOLUTIONS 2013/186601/07

FLEXFIN BLUESTAR ALRAI WEALTH CC 2010/081310/24

FOCUS WEALTH BLUESTAR FOCUS WEALTH 2012/011164/06

FORMENTERA BLUESTAR FORMENTERA 2006/160254/23

FRASER & ASSOCIATES BLUESTAR FRASER WALTER AND ASSOCIATES CC 1997/026481/23

FUNDI BLUESTAR FUNDI FINANCIAL SOLUTIONS 2013/213102/07

FUTURA SHORTTERM SOLUTIONS BLUESTAR

FUTURA SHORTTERM SOLUTIONS 2012/200481/07

FUTURE PLANNING BLUESTAR BACKOFFICE PLANNING (PTY) LTD 2010/004438/07

FUTURE VISION BLUESTAR FUTURE VISION INVESTMENTS CC 2014/077411/07

FYNBOS WEALTH BLUESTAR FYNBOS WEALTH 2015/349014/07

GLADIATOR BLUESTAR GLADIATOR FINANCIAL SERVICES 2009/070040/23

GOOD FORSURE BLUESTAR GOOD FORSURE FINANCIAL SERVICES (PTY)

2011/119738/07

GP BLUESTAR RANDVAAL FINANCIAL SERVICES 2011/010108/23

GRADUATE WEALTH BLUESTAR GRADUATE WEALTH 2008/258419/23

GREYSHER BLUESTAR GREYSHER FINANCIAL SOLUTIONS 2015/214737/07

HALFOUR MO BLUESTAR HALFOUR (PTY) LTD 2015/111672/07

HERBST BLUESTAR HERBST FINANCIAL SOLUTIONS (PTY) LTD

2011/004512/07

HONEYGUIDE BLUESTAR HONEYGUIDE FINANCIAL SERVICES 2009/183071/23

IFIN BLUESTAR IFIN FINANCIAL SERVICES (PTY) 2015/004550/07

IGLOBAL BLUESTAR IGLOBAL ADVISORY SOLUTIONS 2014/270757/07

IMMO VERO BLUESTAR IMMO VERO FINANCIAL SERVICES 2007/031023/23

IMPERIUM BLUESTAR IMPERIUM GROEP FINANSIELE DIENSTE

2010/137873/23

INFINEO BLUESTAR INFINEO WEALTH 2007/173929/23

INKASA BLUESTAR INKASA FINANCIAL SERVICES (PTY) LTD

2014/235760/07

INNOV8 BLUESTAR INNOV8 BRILLIANT INVESTMENTS CC 2008/242448/23

INTELLIPLAN BLUESTAR INTELLIPLAN FINANCIAL SERVICES 2014/061797/07

IUSTUS BLUESTAR IUSTUS FINANCIAL SOLUTIONS 2010/169087/23

JACARANDA BLUESTAR JACARANDA FINANCIAL SOLUTIONS 2014/143271/07

JBM BLUESTAR JBM CONSULT 2009/096083/23

JC WEALTH BLUESTAR JC WEALTH (PTY) LTD 2012/107570/07

JENWIL BLUESTAR JENWIL FINANCIAL SOLUTIONS 2008/213324/23

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JENWIL INTEGRATED BLUESTAR JENWIL INTEGRATED BLUESTAR 2015/042988/07

JUKSTA BLUESTAR JUKSTA FINANSIELE DIENSTE 2013/079728/07

KALLISNEL BLUESTAR KALLISNEL AND ASSOCIATES FINANCIAL SERVICES

2008/253062/23

KIGNA BLUESTAR KIGNA FINANCIAL SERVICES 2015/046258/07

KOSMOS BLUESTAR KOSMOS FINANCIAL PLANNERS 2015/334285/07

KRUGERPARK BLUESTAR KRUGERPARK FINANSIELE DIENSTE 2012/145510/07

LAMININ BLUESTAR LAMININ FINANCIAL SERVICES (PTY)LTD

2008/007247/07

LEGACY BLUESTAR IPW FINANCIAL SERVICES 2012/180723/07

LIGHTHOUSE BLUESTAR LIGHTHOUSE FINANCIAL SERVICES 2009/068943/23

LIM-INSURE BLUESTAR LIM-INSURE PRIVATE COMPANY 2011/146516/07

LINEO BLUESTAR LINEO FINANCIAL SERVICES (PTY) LTD 2015/090990/07

LYNNWOOD BLUESTAR LYNNWOOD FINANCIAL SERVICES 2011/134248/07

MARLIN BLUESTAR MARLIN FINANCIAL SERVICES 2009/191290/23

MATETSI BLUESTAR MATETSI FINANCIAL SOLUTIONS (PTY) LTD

2014/154811/07

MEREO BLUESTAR MEREO FINANCIAL SERVICES 2010/070138/23

MIDFOKUS BLUESTAR COMPETO FINANCIAL SERVICES 2010/169074/23

MILLIONSURE BLUESTAR MILLIONSURE RISK SOLUTIONS 2004/007429/09

MONTIS BLUESTAR MONTIS FINANCIAL SERVICES 2009/107053/23

MULTIPRO BLUESTAR MULTIPRO WEALTH 2009/127384/23

MY LIFE BLUESTAR MY LIFE PLAN FINANCIAL SERVICES CC 2011/093475/23

NASSAUX BLUESTAR NASSAUX FINANCIAL SOLUTIONS (PTY) LTD

2014/086712/07

NAUTICAL BLUESTAR NAUTICAL FINANCIAL SERVICES 2010/070135/23

NFA BLUESTAR NFA FINANSIËLE DIENSTE 2012/112684/07

NINSCOR BLUESTAR NINSCOR TWO 1999/068817/23

NOMCEBO CAPITAL BLUESTAR NOMCEBO CAPITAL (PTY) LTD 2014/084480/07

NORTHERN BLUESTAR 25FIVE FIN AND INVESTMENT SOLUTIONS (PTY) LTD

2013/194559/07

NU VELD BLUESTAR NU VELD FINANSIELE DIENSTE 2010/111797/23

OMNINO WEALTH BLUESTAR OMNINO WEALTH 2010/162921/23

ONE CENTRAL MO BLUESTAR ONE CENTRAL FINANCIAL SERVICES 2015/307421/07

ONESTA BLUESTAR ONESTA FINANSIELE DIENSTE (PTY) LTD

2011/141345/07

OPTUME BLUESTAR OPTUME WEALTH 2010/157694/23

ORINOCO BLUESTAR ORINOCO FINANCIAL SERVICES 2010/135480/23

ORI-VAAL BLUESTAR ORI-VAAL FINANSIELE DIENSTE 2000/032666/23

PENGOV BLUESTAR PENGOV FINANCIAL SERVICES 2010/158698/23

PERSISTO BLUESTAR PERSISTO FINANCIAL SERVICES 2010/169083/23

PINNACLE BLUESTAR SPG FINANCIAL SERVICES (PTY) LTD 2009/001402/07

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PLAN-B BLUESTAR SILVER SOLUTIONS 3119 2015/077922/07

PLANIT BLUESTAR PLANIT FINANCIAL SOLUTIONS 2012/148950/07

PLANSURE BLUESTAR PLANSURE FINANCIAL SERVICES 2013/061438/07

PLANWEALTH BLUESTAR PLANWEALTH FINANCIAL SERVICES 2010/121524/23

POINT BLUE BLUESTAR POINT BLUE FINANCIAL SERVICES (PTY) LTD

2010/008849/07

PREMIER BLUESTAR PB PREMIER FINANCIAL SERVICES CC 2008/224656/23

PRISMA BLUESTAR AMALFI WEALTH 2010/071184/21

PROFEX BLUESTAR JB PROFEX FINANCIAL SERVICES 2009/153157/23

PROPLAN WEALTH BLUESTAR PROPLAN WEALTH 2014/021078/07

PRO-Q BLUESTAR PRO-Q FINANCIAL SERVICES 2009/169074/23

PROUD ACHIEVERS BLUESTAR PROUD ACHIEVERS 1998/067111/23

PROVENANCE BLUESTAR PROVENANCE FINANCIAL SERVICES 2011/134046/07

PURSUE BLUESTAR PURSUE FINANCIAL SERVICES (PTY) LTD

2015/044623/07

Q-FIN WEALTH MO BLUESTAR Q-FIN WEALTH (PTY) LTD 2011/134477/07

RAINMAKER BLUESTAR THE RAINMAKER FINANCIAL SERVICES 2007/023987/23

RATHUSHA BLUESTAR RATHUSHA 2011/129461/07

RFS FREESTATE MO BLUESTAR RFS WEALTH FREE STATE (PTY) LTD 2015/039618/07

RFS MO BLUESTAR RFS WEALTH (PTY) LTD 2014/240851/07

RFS PRETORIA MO BLUESTAR RFS PRETORIA (PTY) LTD 2015/040384/07

RISCOFIN BLUESTAR RISCOFIN FINANCIAL SERVICES (PTY) LTD

2008/022760/07

RMF BLUESTAR RISK MANAGEMENT FUNDING SOLUTIONS

1990/024981/23

RUIMSIG BLUESTAR RUIMSIG WEALTH CC 2010/165985/23

SAN-ETOS WEALTH BLUESTAR SAN ETOS WEALTH 2011/111023/07

SANPLEX BLUESTAR SANPLEX FINANSIELE DIENSTE 2008/029032/07

SASOLBURG BLUESTAR SASOLBURG ADVISORY SERVICES 2008/185008/22

SECURED BLUESTAR SECURED WEALTH FINANCIAL SERVICES

2012/071006/07

SEGURO BLUESTAR SEGURO WEALTH CC 2010/127907/23

SERVI BLUESTAR SERVI FINANCIAL SERVICES 2007/116335/23

SIGMA BLUESTAR ERGON QUEST CC 2008/066283/63

SIXFIGS BLUESTAR SIXFIGS FINANCIAL SERVICES PTY 2014/078760/07

SLEEWIJK BLUESTAR SLEEWIJK FINANCIAL SERVICES 2009/072948/23

SOCRATES BLUESTAR SOCRATES FINANCIAL SERVICES 2013/027445/07

SOETDORING BLUESTAR SOETDORING FINANCIAL SERVICES 2010/135812/23

SONISIA BLUESTAR SONISIA WEALTH CC 2010/144174/23

STATUS WEALTH BLUESTAR STATUS WEALTH 2009/129060/23

STEENKAMP WEALTH BLUESTAR STEENKAMP WEALTH (PTY) LTD 2013/180005/07

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STELLAR BLUESTAR STELLAR FINANCIAL AND INVESTMENT SERVICES

2005/131631/23

STRATA FINANCIAL SOLUTIONS BLUESTAR

STRATA FINANCIAL SOLUTIONS AND ASSET MANAGEMENT

2007/219971/23

SUGGERO CONSULT BLUESTAR SUGGERO FINANCIAL SERVICES 2009/152234/23

SUPERNOVA BLUESTAR SUPERNOVA FINANCIAL SERVICES 2013/088686/07

THREEWAY BLUESTAR THREEWAY FINANCIAL SERVICES 2009/024134/07

TIMIOS BLUESTAR CC TRADE 321 2006/209490/23

TITAN FIVE BLUESTAR TITAN FINANCIAL SERVICES 2010/165183/23

TRAPEZIUM BLUESTAR TRAPEZIUM FINANACIAL SERVICES 2013/090662/07

TUGELA BLUESTAR NORTHERN TUGELA FINANCIAL SERVICES

2015/345835/07

UHAMBO BLUESTAR UHAMBO WEALTH (PTY) LTD 2014/060795/07

UMSIMELELO BLUESTAR UMSIMELELO FINANCIAL SERVICES CC 2009/101231/23

UYANDA STI CAREERS (RF) PROPRIETARY LIMITED

UYANDA STI CAREERS (RF) 2013/157897/07

VALENCIA MO BLUESTAR VALENCIA FINANCIAL SERVICES 2014/264379/07

VARIA BLUESTAR VARIA FINANCIAL ADVISERS 2008/026487/08

VERIFIN BLUESTAR VERIFIN SOLUTIONS 2008/046693/23

VERIFIN STI VERIFIN KORTTERMYN 2011/035217/23

VEROS BLUESTAR VEROS FINANCIAL SERVICES 2007/114074/23

VESTRA BLUESTAR VESTRA WEALTH MANAGEMENT 2014/018249/07

VIKOR BLUESTAR VIKOR FINANCIAL SERVICES 2010/015941/07

VIP BLUESTAR VIP FINANCIAL SERVICES 2012/185563/07

WALKIN WEALTH BLUESTAR WALKIN WEALTH 2010/159529/23

WEALTHPRO BLUESTAR MMMW TECHONOLOGIES (PTY) LTD 2013/215638/07

WEALTHVISION BLUESTAR WEALTHVISION FINANCIAL SERVICES 2009/140241/22

WERNER VOSLOO BLUESTAR WERNER VOSLOO AND ASSOCIATES 2008/257989/23

WESCO BLUESTAR WESCO FINANCIAL SERVICES 2012/129372/07

WESTGOLD BLUESTAR WESTGOLD WEALTH 2010/115506/23

XZEQSURE BLUESTAR XZEQSURE 2008/005341/08

YADAH BLUESTAR YADAH FINANSIELE OPLOSSINGS 2010/045505/23

YIN YANG BLUESTAR YIN YANG FINANCIAL SERVICES 2009/072165/23

YUVIC BLUESTAR YUVIC FINANCIAL SERVICES 2006/079598/23

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Annexure B

Records are held in accordance with the following legislation:

Administration of Estates Act (No. 66 of 1965) Long-term Insurance Act (No. 52 of 1998)

Employment Equity Act (No. 55 of 1998) Inspection of Financial Institutions Act (No. 80 of 1998)

Skills Development Levies Act (No, 9 of 1999) National Credit Act 9No. 35 of 2002)

Skills Development Act (No. 97 of 1998) Pension Funds Act (No. 24 of 1956)

Labour Relations Act (No. 66 of 1995) Financial Markets Act (No. 19 of 2012)

Employment Equity Act (No. 55 of 1998) Financial Intelligence Centre Act (No. 38 of 2001)

Basic Conditions of Employment Act (No. 75 of 1997)

Financial Advisory and Intermediary Services Act (No. 37 of 2002)

Unemployment Insurance Act (No. 63 of 2001) Collective Investment Schemes Act (No. 45 of 2002)

Compensation of Occupational Injuries and Diseases Act (No. 130 of 1993)

Trade Marks Act (No. 194 of 1993)

Occupational Health and Safety Act (No. 85 of 1993)

Participation Bonds Act (No. 55 of 1981)

Income Tax Act (No. 58 of 1962) National Payment Systems Act (No. 78 of 1998)

Value Added Tax Act (No. 89 of 1991) Financial Institutions Protection of Funds Act (No 28 of 2001)

Insolvency Act (No. 24 of 1936) Regulation of interception of Communications and Provision of Communications-related Information Act (No. 70 of 2002)

Companies Act (No. 61 of 1973) Companies Act (No. 71 of 2008)

Protection of Personal Information Act (No. 4 of 2013)

Competition Act (No. 89 of 1998) Prevention of Organised Crime Act (No. 121 of 1998)

Consumer Affairs (Unfair Business Practices Act (No. 71 of 2008)

Trust Property Control Act (No. 57 of 1988)

Consumer Protection Act (No. 68 of 2008) Prevention and Combating of Corrupt Activities Act (No. 12 of 2004)

Short term Insurance Act (No. 53 of 1998)