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Pulmonary Rehabilitation Focusing on Rehabilitative Exercise Prof. Richard Casaburi 1 The screen versions of these slides have full details of copyright and acknowledgements 1 Pulmonary Rehabilitation Focusing on Rehabilitative Exercise Prof. Richard Casaburi Rehabilitation Clinical Trials Center Los Angeles Biomedical Research Institute at Harbor-UCLA Medical Center Torrance, California, USA 2 Historical perspective on rehabilitative exercise training for COPD • The foundations • The dark ages • The long road • Optimization 3 Dr. Alvan Barach 1895-1977

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Page 1: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

1The screen versions of these slides have full details of copyright and acknowledgements

1

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard CasaburiRehabilitation Clinical Trials Center

Los Angeles Biomedical Research Institute at Harbor-UCLA Medical CenterTorrance, California, USA

2

Historical perspective on rehabilitative exercise training for COPD

• The foundations

• The dark ages

• The long road

• Optimization

3

Dr. Alvan Barach1895-1977

Page 2: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

2The screen versions of these slides have full details of copyright and acknowledgements

4

• Perfected the oxygen tent (1922)

• Used heliox in asthma and emphysema (1934)

• Investigated oral penicillin for pneumonia (1945)

• Developed portable oxygen supplies (1950s)

• 128 Pub Med citations, 6 in the year of his death; Several books

5

In two patients with pulmonaryemphysema…an exercise program was instituted with subsequent marked improvement of capacity to exercise…The progressive improvement in ability to walk without dyspnea suggested that a physiological response similar to a training program in athletes may have been produced

Alvan Barach et al. 1952

Bull NY Acad Med

6

Alvan Barach, 1964, Chest

Page 3: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

3The screen versions of these slides have full details of copyright and acknowledgements

7

Dr. Thomas L. Petty1932-2009

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Pulmonary rehabilitation for COPD

• Established at the University of Colorado -1966 standardized outpatient program:

– Individual instruction about their disease

– Teaching about bronchial hygiene

– Breathing retraining

– Physical reconditioning

– Individualized pharmacologic therapy

– Oxygen, mostly for right heart failure

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Page 4: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

4The screen versions of these slides have full details of copyright and acknowledgements

10

Pulmonary rehabilitation for COPD

• Established at the University of Colorado -1966

• Outcomes:– At 3 months, 91 of 124 patients judged as “better”

– Evidence for:Improved exercise tolerance

Reduced hospitalization

Return to gainful employment

11

Professional organizations recognize pulmonary rehabilitation

• ACCP - 1974– Provides definition

• ATS - 1980

– Issues official statement

Pulmonary rehabilitation components and benefits specified…

Exercise conditioning “essential”

12

Historical perspective on rehabilitative exercise training for COPD

• The foundations

• The dark ages- the 1980s

• The long road

• Optimization

Page 5: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

5The screen versions of these slides have full details of copyright and acknowledgements

13

Futility of exercise training in pulmonary rehabilitation (1)

• Exercise tolerance is limited by pulmonary factors

• Exercise training doesn’t improve pulmonary function

• Critical training intensity can’t be exceeded by most patients

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Exercise training fails to increase skeletal muscle enzymes in patients with COPD

M.J. Belman and B.A. Kendregan, Am Rev Respir Dis, 1981

Futility of exercise training in pulmonary rehabilitation (2)

A study very much ahead of its time!

15

Belman and Kendregan, 1981 (1)

• 15 COPD patients underwent a 6-week training program: half trained their arms, half trained their legs

• Muscle biopsies were taken of the trained limb before and after the program

• No changes in aerobic enzymes were observed, indicating that a physiological training effect had not occurred

Page 6: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

6The screen versions of these slides have full details of copyright and acknowledgements

16

Belman and Kendregan, 1981 (2)

“We conclude that patients with COPD are incapable of exercising at an intensity high enough to induce the classical training response and associated changes in muscle enzymes”

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Belman, 1986

• Mechanisms of improvement in exercise tolerance associated with a training program include:

– Increased motivation

– Desensitization to dyspnea

– Improved mechanical skill

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Historical perspective on rehabilitative exercise training for COPD

• The foundations

• The dark ages- the 1980s

• The long road

• Optimization

Page 7: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

7The screen versions of these slides have full details of copyright and acknowledgements

19

What makes pulmonary rehabilitation so effective?

• Candidate assessment

• Education

• Psychological support

• Optimization of medications

• Exercise training

• Chest physical therapy

• Controlled breathing techniques

• Nutritional therapy

• Continuing care programs

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Characteristics of an effective training program (1)

• Session duration

• Frequency of sessions per week

• Length of program

• Intensity of training

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• Session duration: 30-60 minutes

• Frequency of sessions per week: 3-5 sessions

• Length of program: 5-10 weeks

• Intensity of training: above the critical training intensity… there is an intensity of training below which no physiologic training effect will be obtained

Characteristics of an effective training program (2)

Page 8: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

8The screen versions of these slides have full details of copyright and acknowledgements

22

Ries AL, Archibald CJ.J Cardiopulmonary Rehabil. 1987

“Many patients with chronic disease, particularly when severe,

can be trained at high percentages of maximum exercise tolerance”

Endurance exercise training at maximal targets in patients with COPD

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“We are all heroes of our own story”

-Mary McCarthy

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J. Appl Physiol, 1987

Mediation of reduced ventilatory response to exercise after endurance training

Page 9: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

9The screen versions of these slides have full details of copyright and acknowledgements

25

J. Appl Physiol, 1987

Mediation of reduced ventilatory response to exercise after endurance training

26

27

Evidence for a physiologic training effect in COPD

• Decreased lactic acidosis for a given level of exercise

• Increased levels of aerobic enzymes in muscles undergoing training

Page 10: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

10The screen versions of these slides have full details of copyright and acknowledgements

28

Reduction in exercise lactic acidosis and ventilation as a result of exercise training in obstructive lung disease

Casaburi, R, Patessio A, Ioli F, Zanaboni S, Donner CF and Wasserman KAm. Rev. Respir. Dis., 1991

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Reduction in exercise lactic acidosis and ventilation as a result of exercise training in obstructive lung diseaseCasaburi, R, Patessio A, Ioli F, Zanaboni S, Donner CF and Wasserman KAm. Rev. Respir. Dis., 1991

% C

hang

e

30

Evidence for a physiologic training effect in COPD

• Decreased lactic acidosis for a given level of exercise

• Increased levels of aerobic enzymes in muscles undergoing training

Page 11: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

11The screen versions of these slides have full details of copyright and acknowledgements

31

Skeletal muscle adaptation to endurance training in patients with chronic obstructive

pulmonary diseaseF Maltais, P LeBlanc, C Simard, J Jobin, C Berube, J Bruneau, L Carrier

and R Belleau, Am. J. Respir. Crit. Care Med, 1996

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AJRCCM, 1999

Skeletal muscle dysfunction in COPD: mechanisms

• Low muscle mass

• Poor capillarity

• Low aerobic enzyme concentration

• Low fraction of type I fibers

• Muscle inflammation

• Corticosteroid myopathy

• Low levels of anabolic hormones

• Vasoregulatory abnormalities

Page 12: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

12The screen versions of these slides have full details of copyright and acknowledgements

34

A physiologic approach to exercise training in COPD

35

AJRCCM, 2003

• Objective measure of muscle fatigue employed

• Half of patients were limited in their exercise tolerance primarily by leg fatigue rather than by dyspnea

• In these patients, improving lung function (with a bronchodilator) did not improve exercise tolerance

• Therefore, in many patients improving leg muscle function is a primary goal

36

A physiologic approach to exercise training in COPD

Page 13: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

13The screen versions of these slides have full details of copyright and acknowledgements

37

Rehabilitative exercise training decreases hyperinflation and increases

exercise tolerance

Porszasz, J, M. Emtner, S. Goto, A. Somfay, B.J. Whipp and R. Casaburi. High intensity training decreases exercise-induced hyperinflation in patients with COPDChest 128: 2025-2034, 2005

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Methods

• 24 patients with COPD (age = 66 ± 8 years; FEV1=35 ± 9% pred.)

• Training program: high intensity cycle ergometer exercise, 45 min/session, 3 sessions/week, 7 weeks

• Constant work rate exercise to tolerance at 75% of peak work rate in an incremental test

• Dynamic hyperinflation assessed by inspiratory capacity maneuvers

Porszasz et al. Chest, 2005

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Effect of exercise training on oxygen uptake and ventilation during constant-work

rate exercise

Porszasz et al. Chest, 2005

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Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

14The screen versions of these slides have full details of copyright and acknowledgements

40

Effect of exercise training on hyperinflation

during constant work rate exercise

Porszasz et al. Chest, 2005

Effect of exercise training on breathing pattern and hyperinflation in COPD

Porszasz et al. Chest, 2005

∆VE (L/min)

-4

-3

-2

-1

0

*

∆f(br/min)

-5

-4

-3

-2

-1

0

*

∆IC (L)

0.0

0.1

0.2

0.3

0.4

0.5

*

Isotime

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Endurance exercise training reduces ventilatory drive and slows breathing, allowing more time for exhalation, thereby decreasing dynamic hyperinflation during exercise …and improving exercise tolerance

Page 15: Pulmonary Rehabilitation Focusing on Rehabilitative ...• Pulmonary rehabilitation: – Both low- and high-intensity exercise training produce clinical benefits - 1A – Improves

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

15The screen versions of these slides have full details of copyright and acknowledgements

43

Historical perspective on rehabilitative exercise training for COPD

• The foundations

• The dark ages

• The long road

• Optimization

44

Optimization of rehabilitative exercise training

• Good bronchodilator medication

• Supplemental oxygen

• Anabolic drugs

• Pressure support ventilation

• Heliox breathing

45

Where are we today?

Historical perspective on rehabilitative exercise training for COPD

• The foundations

• The dark ages

• The long road

• Optimization

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Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

16The screen versions of these slides have full details of copyright and acknowledgements

46Chest 2007, 131: 4S-42S

38 pages of evidence!

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Evidence based rehabilitation guidelines for COPD (1)

These benefits are generally of greater magnitude than for any other COPD therapy

• Pulmonary rehabilitation:– Both low- and high-intensity exercise training produce

clinical benefits - 1A

– Improves the symptom of dyspnea - 1A

– Improves health-related quality of life - 1A

48

Evidence based rehabilitation guidelines for COPD (2)

• Pulmonary rehabilitation:– Reduces the number of hospital days

and other measures of health care utilization - 2B

– Induces psychosocial benefits - 2B

– Education should be an integral component - 1B

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Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

17The screen versions of these slides have full details of copyright and acknowledgements

49Chest 2007, 131: 4S-42S

Are other benefits possible?

50

A paradigm shift for pulmonary rehabilitation

Focus on strategies to improve activity levels in COPD patients

51

Activity promotion as goal for COPD patients

• COPD patients are inactive

• Active COPD patients have improved survival

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Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

18The screen versions of these slides have full details of copyright and acknowledgements

52

COPD patients are inactive (1)

Physical inactivity in patients with COPD, a controlled multi-center pilot-study

Troosters T, F Sciurba, S Battaglia, D Langer, S Rao Valluri, L Martino, R Benzo, D Andre, I Weisman,M Decramer

70 COPD and 30 normal subjects wore a sensewear armband activity monitor continuously for 6-8 days

Respir Med, 2010

53

Physical inactivity in patients with COPD, a controlled multi-center pilot-study

Troosters et al. Respir. Med., 2010

N=100

COPD patients are inactive (2)

54

Activity promotion as goal for COPD patients

• COPD patients are inactive

• Active COPD patients have improved survival

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Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

19The screen versions of these slides have full details of copyright and acknowledgements

55

• 170 COPD patients underwent activity monitoring and then were followed for a median of 4 years

• Probability of survival

Chest, 2011

– Active group: very good– Sedentary group: less good– Very inactive group: much worse

56

Do current therapies for COPD increase activity level?

• Bronchodilators and anti-inflammatory drugs

• Supplemental oxygen

• Pulmonary rehabilitation

Each of these interventions improves exercise tolerance

57

Is activity level increased by rehabilitation?

Author Year # subjects Monitoring Device

Coronado 2003 15 1 day uniaxial

Steele 2003 41 5 days triaxial

Sewell 2005 120 2 days uniaxial

Mercken 2005 11 9 days uniaxial

Pitta 2008 29 2-5 days Dynaport

Walker 2008 33 2-3 days uniaxial

Steele 2008 50 6 days triaxial

Dallas 2009 45 7 days pedometer

Mador 2010 24 7 days triaxial

Breyer 2010 60 3 days Dynaport

Yes No

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Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard Casaburi

20The screen versions of these slides have full details of copyright and acknowledgements

58

Activity promotion in COPD: a paradigm shift

• Rethink pulmonary rehabilitation to optimally promote and maintain activity

– Consider alternate training strategies

– Incorporate behavior modification strategies

59

Pulmonary RehabilitationFocusing on Rehabilitative Exercise

Prof. Richard CasaburiRehabilitation Clinical Trials Center

Los Angeles Biomedical Research Institute at Harbor-UCLA Medical Center

Torrance, California, USA

60