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Compressibilities
f
clayb and som e means of predicting andpreoeniing subsidence
RIEKE,
.
.,
II
(1969): Compaction of Argillaceous Sediments.Ph. . Dissertation, Petrol. Eng.
Dept., Univ. South. Calif., Los Angeles, Calif.
RIEKE .H.,II, CHILINGAR, .V. nd ADAMSON,
L.G.
1966): Notes
on
applicationof electro-
kinetic phenomena in soil stabilization, roc. Internat.
Ctay
Conf., Jerusalem, Israel, pp. 381-
389.
RIEKE, .H.,
III,
CHILINGAR,
.V
.and
ROBERTSON
.O.,
r.
(1964): High-pressure (up to
500,000
psi) compaction studies on various clays,
Internat. Geol. Congress,
22nd Session,
New Delhi, India, in print.
RIEKE
.
. II, GHOSE, .
K.,
AHHAD, S.
.
nd
CHILINGAR,.
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SKEMPTON, A.W. (1953): Soil mechanics in relation to geology,
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THOMAS,
.W. (1966): Some effects of overburden pressure on soil shale during underground
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Bull. Amer.
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Minerals
and
Structures
VAN
DER
KNAAP,. 1959): Nonlinear behavior of elastic porous media,
I M E rans.,ZI:
79-186.
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DER KNAAP,.
nd
VAN DER
VLIS,
.
. (1967):
On
the cause of subsidence in oil-producing
areas. Seventh World Petroleum Congress,Mexico City,
Elsevier
Publ. Co., 3: 85-95.
WALLACE,
.
. (1962): Water production from abnormally pressured gas reservoirs
in
south
Louisiana,
Trans. Gulf Coast Assoc. Geol. Soc.,
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WALLACE,.E. 1965): Application of
electric
log measured pressure to drilling problems and
a new simplified chart for
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WHITE,.E. (1965): Saline waters of sedimentary rocks.In:A. Young and J.E.alley(Editors),
Fluids in Subsurface Environments,
Am . ssoc. Petrol. Geologists, Memoir
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BROWN,
.O. and WOOD, .J. (1965): Cutting drilling costs in high-pressure
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retorting, Jour. Soc. Petrol. Eng., 6(1): 1-8.
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37(2): 394-409.
During Electrochemical induration of Unstable Rocks. Izdat. Nauka, Moscow.
pp. 342-366.
areas,
Oil
and Gas Jour.,63(41): 145-152.
FINITE ELEMENT ANALYSIS
OF
LAND SUBSIDENCE
Ranbir
S.
SANRHIJ and EdwardL.
WiJXON
ABSTRACT
Application of the finite element method to the problem of land subsidence
is
presented. The settlement
of
a land mass is viewed as an immediate or time dependent
surface deformation caused by direct application of surface loads or by the loss of support
associated with mining or withdrawal of pore fluids. Practically all cases involving static
or quasi-static subsidence can be treated. The method permits consideration
of
complex
geometrical configurations and arbitrary boundary conditions. Non-homogeneity, nisotropy,
viscoelasticity and creep, temperature effects, residual stresses, plastic behavior can be
allowed for. The method is applicable to two or three dimensional deformation and thus
takes into account horizontal as well as vertical movements.
1.
Associate Professor, Departement of Civil Engineering, The Ohio Srate University, Co-
lumbus, Ohio, U.S.A.
2. Associate Professor, Department of Civil Engineering, University of California, Berkeley,
California. U.S.A.
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RESUME
Les auteurs prsentent une
appl i cati on de
la mt hode des l ment s f i ni s au
probl me des aff ai ssements.
Le t assement d une masse
de
sol
est consi dr
comme
une
dformati on i mmdi at e ou dpendant des
t emps causs par
l appl i cati on di recte
de
charges en surf ace
ou
par
la
perte de support provoque par l exploi tati on mni re
ou
l extracti on
du
f l ui de des
pores.
Prati quement
tous
l es
probl mes
d af fai ssements
stati ques
ou
quasi
statiques peuvent tre trai ts.
La
mt hode permet la
pri se
en consi d-
ration
de conf i gurati ons gomtr i ques
compl exes et
de
condi ti ons aux l i mtes arbi trai res.
On peut tenr compt e
de la
non- homogni t,
de
l ani sotropi e,de
la
visco-lasti ci tet du
f l uage,
des effets de temprature, des contrai ntes rsi duel l es, du comportement pl asti que.
La mt hode est appl i cabl e la dformati on deux ou
trois
di mensi ons
et tient
compt e
par consquent tant des mouvement s hori zontaux
que
verti caux.
I NTRODUCTI ON
Land subsi dence, natural or artifi ca ly i nduced,
i s
of consi derabl e i mportance in engi -
neeri ng. However , anal yti cal sol uti ons are avai l abl e onl y f or the cases of si mpl es l oadi ngs,
i deal i zed homogeneous l i nearl y easti c materi al s and si mpl e geometry. Probl ems i nvol vi ng
non- homogeneous materi al s and compl ex geometry are i ntractabl e by the classical
approach. For these numeri cal procedures have to be used to generate approxi mate
sol uti ons.
Settl ement of a l and mass may resul t f r oma natural process or may be caused by man.
Creati on of l arge reservoi rs, l oadi ng of soft so l to consol i date t faster
to
i mprove its
supporti ng qual i ties, constructi on of structures that appl y l arge l oads to the surface are
some exampl es of external l oads on the l and mass. Removal
of
materi al by mni ng or deep
excavati on in a stressed medi um
or
a change in the pressure- f l ow egi me of the pore fluids
resul ts in l and-mass def ormat i ons due to , loss of support . The actual def ormati ons
evi dentl y wll depend upon the manner of l oadi ng and al so upon the mechani cal proper-
ties of the consti tuent materi al s. Presence of i nternal or external boundari es and the con-
di ti on of saturati on prof oundl y i nf l uence the magni tude of subsi dence.
For a sati sfactory anal ysi s of l and subsi dence, therefore, we need a met hod that
wll
al l owconsi derati on of external l oads, resi dual stresses, i ncremental excavati onor mni ng,
arbi trary geometri cal conf i gurati on, presence and i nf l uence of pore fl uids, l ack of homo-
genei ty, and actual mechani cal behavi or of the materi al s i nvol ved. Appr oxi mat e sol uti on
techni ques usi ng the finte el ement i deal i zati on hol d the best promse. The theory
of
the
finte el ement met hod is wel l document ed in l i terature
[3, 17,
201. t has been used to sol ve
boundary val ue probl ems intwoand three-di mensi onal asti ci ty
[3,5, 17,201
and seepage
[7,
3,
16, 191.
Creep and vi scoelasti ci ty [8,151, i ncremental constructi on [4, , 151, non
l i near e asti ci ty [5,
181,
effect of oi nts
[6]
ave been anal yzed by ths met hod. The met hod
has been appl i ed to predi ct hori zontal as wel l as verti cal settl ement
[9],
and to determne
the t i me dependent def ormati ons caused by excavati ng a l arge cavi ty i n a materi al havi ng
l arge in tia stresses and nonl i near stress-strai n-ti me aw
[lo].
Recent l y the met hod has
been extended to consol i dati on,natural or anti fial , of an intia ly stressed saturated l and
mass
[13, 41.
El asto-pl asti cmateri al bahavi or has al so been consi dered
[i].
BASI C EQUATI ONS OF DEF ORMAT I ON
AND
FLOW
We shal l consi der the stresses and deformati on of a f l ui d-saturatedmedi um The case of
fluid free l and mass wll be i ncl uded as a parti cul ar appl i cati on of the general f ormul at i on.
Negl ecti ng chemcal reacti on and inertia affects, the equi l i bri umequati ons are
[13]:
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Finite element analysis
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land subsidence
where:
oki re the components of the symmetric stress tensor for the solid phase;
r~
p
Fi
hik the Kronecker delta.
Subscripts after a co mm a denote spatial differentiation in the indicia1 notation and
repeated indices indicate summation. n cases where there
is
no pore fluid or w e have a free
draining soil mass, 1 =O and the equilibrium equations reduce to the usual form
the hydrostatic stress in the pore fluid;
the total mass density of the saturated material;
are the components
of
the body force and
~kj,k pFi=O
The equation of flow
is
a generalization of Darcy's law.
vi
=
Kij(?T,j+PZFj)
where:
v i are the components of the relative velocity vector;
ICijare the components of the permeability tensor and
p 2 the mass density of the fluid, assumed to be incompressible.
Taking divergence of equation
3,
we note that
vi,i=
- u .
=
-e..
1.1
where:
ui
eiiare the components of the strain tensor, for the solid phase,
and a superposed dot denotes differentiation with respect to time. Hence
are the components of the displacement vector;
(3)
(4)
ci,i+CKij ~,j+~zFj)li
=0 (5)
Equation
5 is
the condition of saturation. In integral form
t
can be written, assuming
an initially undeformed system:
ui,i
+ CKij(n,j+p~Pj)lidt
=
0 (6)
tinns
1 can he
written in terms of the three components of displacement. Then these equations along
with equation
6
are sufficient for determination of deformations and fluid pressures.
Evidently for a free-draining soil mass or no pore fluid, equations 2 written in terms
of
displacements are sufficient to govern the problem.
so
Assuming
a
strain disr>lacement a n h t r w
For the case of infinitesimal deformations, the strain-displacement aw is:
eij=&(ui,j+uj,i) (7)
Oij =Cijkl
(8)
(9)
For linear elasticity, the general stress strain law is:
where Cijkl are the components of the anisotropic elasticity tensor such that
C Jkl =Ckaj =Cjikl =CiJlk
It
is
to be noted that
Kij
nd Cijklre completely unrelated i.e. hydraulic anisotropy
is
independent of mechanical anisotropy.
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Ranbir S. Sandha and Edward L. Wilson
THE
FINITE
ELEMENT METHOD
The finite element method involves the replacement of the actual continuum by a finite
number of discrete subregions called elements. The geometry of the elements is completely
defined by a
set
of points in space called the nodal points of the system. he values of the
unknown field variables within each element are expressed in terms of the nodal point
values by means of suitable interpolation functions. hus the entire solution can be expres-
sed in terms of the nodal point values which are evaluated through solution of governing
equations written in the matrix form. ariational methods provide a convenient procedure
for setting up the matrix equations and have been widely used in finite element analysis
[7,
1, 13,
14,
181. However, in what follows, w e shall adopt the direct approach [16,20].
Interpolation scheme for displacements within an element m can be expressed as
where:
u? ( i ,
) is the ith component of the displacement vector at
(x,
) in the element;
{
@
is
the set of displacement interpolation functions and
{ui t)} is
the
set
of ith components of nodal point displacements fo the entire system.
The symbolsx and in the parentheses indicate the space and time dependence of the
quantities.u? are functions of space and time and ui re functions of time only.
The strain-displacement elationship, equation 7, can then be written as
{e (&, t > > =
C4Y U W I
(11)
where {em
(x, is
the reduced strain tensor
{ern x,t>)=
ey
(12)
LY
and [
3'
is the transformation matrix derived from the displacement interpolation
functions by suitable differentiation and re-arrangement
of
terms. Application of equation
8
gives the reduced stress tensor for the element as:
{cm(X,
>
=CH"1 C4Tl {U(t>l
(13)
where IH' ]s the reduced elasticity tensor for the element.
If residual stresses are present in the soil mass, e.g. horizontal stresses caused by
geologic factors, gravity load stresses, etc., these can be allowed for by simply adding
these to the stresses associated with the deformations. hus equation 13
will
be modified to
{crn(X,
>
=CH"1 C4ZI {. +{cXX, > (14)
where
{er
x,
)}
are the residual stresses for element
m.
It can be shown
[17]
that the transformation matrix relating nodal point forces to
element stresses is transpose of the matrix relating element strains to nodal point dis-
placements. Thus,
{PY)
=Mel*
crn(X,> >
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Finite element analysis of land subsidence
where:
{PT}
[A' ]
{My}
is the vector of nodal poi nt l oads;
i s
the el ement sti ffness and
i s
the vector of l oads correspondi ng
to
rel ease of resi dual stresses.
Si ml arl y,we use an i nterpol ati on schemefor pore-f l ui d pressures and carry out appro-
pri ate di fferenti ati onsto establ i sh a rel ati onshi p between nodal poi nt fl uxes and the f iuid
pressures. Summ ng up the rel ati ons for the enti re systemand i ncl udi ng effect of pore
flud pressure and body forces, we obtai n:
where:
[Al
[CI is the coupl i ng matr i x;
[BI is the lowmatri x;
-{MI}
{M}
{Pi}
Local l y appl i ed l oads can be i ncl uded in {Pi}.n the second equati on {M3}
s
the
vector of nodal poi nt f l ows due tobody forces general l y gravi ty) and
{P,}
s the vector of
speci fied boundary f l owand l ocal drai nages
(sinks
or sources).
Assumng l i near i nterpol ati on over a short t i me i nterval to
to
t,, and wri ti ng
At = t,
- t o ,
equati on
17
becomes:
is the sti ffness matri x
for
the sol i d phase;
is the l oad vector due to resi dual stresses;
i s the l oad vector due
to
the body forces, and
is
due
to
the boundary pressures.
At
At
Equat i ons 16 and 18 express the val ues of the unknown nodal di spl acements and fluid
pressures at any t i me in terms
of
the prescri bed data and the val ues at the previ ous t i me
step. It i s noted that the boundary data may
be
vari ed w th each t i me step. These equati ons
can be sol ved by standard procedures. Prescri bed boundary val ues for di spl acements
and pressures can be al l owed for usi ng techni ques expl ai ned by W l son [lq.
The above deri vati on appl i es to the l i near elasti c case. Other materi al l aws can be
i ncorporated in the anal ysi s as desi red fol l ow ng st andard procedures 1,
5,6,8,
10, 12,
15,20).
I n the case of free drai ni ng soi l or no pore fl ui ds,equati on
16
is the onl y one to sol ve.
The terms contai ni ng
7~
t) are dropped. Thus:
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Ranbir S. Sandhu and Edward L. Wilson
o.Surfoce loading
b.
Collapse of underground
supports
pq
c.Mining excavotion
d.
Own
excovotion
F3oter level
e .Consolidotion
Saturated sail
f.
Induced compaction
I
*,,
g.
Induced compocth
with Ioterol droiroge
h. Chonge in pore fluid
Numbers indicote different
materiol types.Loyers m e
shown
in
the sketches bui
octuolly the system may
be
completely h e te r og e m
FIGURE.
Typical land subsidence
-Lood
D
Der unit oreo
oturoted soil
A
t l
FIGURE
. System analyzed or settlement
.5P
.4
.3P
.2
.IP
O
1.5
.5L I.0L
FIGURE.
Distribution of excess pore water pressures immediately after loading
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Finite element analysis
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This equation represents the equilibrium equation under the effect of residual stresses,
body forces and surface loads. In general, gravity is the only body force. If the vertical
residual stresses are also due to gravity alone, these effects will cancel the body force
effect. However, when mining
is
involved, the differencewill represent the negative load
due to removal of support. Similarly, mining
will
involve negative loads in the horizontal
direction over surface of the cavity to represent relief of stress, with associated displa-
cements.
DISCUSSION
The finite element method furnishes a powerful tool for the analysis of land subsidence
in a variety of situations and due to a wide range of causes. Some of these situations aie
illustrated in figure 1 The method permits complex geometry, arbitrary time varying
boundary conditions, non-homogeniety as well as anisotropy to be considered. Nonlinear
and time-dependent material behavior can be allowed for.
The procedure outlined
will
predict land subsidence and ground movement associated
with mining, surface loading, fluid withdrawal, and changes in fluid pressures, in the
presence of residual stresses. Any or all of these factors can be simultaneously allowed for.
Overconsolidated or consolidating soil masses can be considered. The method can be
extended to situations where the degree of saturation changes during application of the
cause of subsidence. The analysis presented treats the saturated soil mass as a mixture and
is
free from the semi-empirical assumptions often made in such analyses to allow for the
pore fluid pressures.
As
an illustrative example, the finite element method was used to investigate the
influence of elastic properties
on
the consolidation settlement of a thick clay layer under
a rectangular surface lead. Figure 2 shows the system analyzed.It was found that over
a
range of values of the elastic modulus and Poisson's ratio, the distribution of pore
f
lood
f lood
0.5L I.0L 1.5L
S
3.4
' o. Time: L2/64c
3R T S
2.4
2s
b. Time -4(I /64c)
--
3s
c . Time =9 /64c)
0.5L
I.0L
1.5L
S
2s
3s
-
s
d.Time=16( /64c)
62500 0.0.625 62500
56250 0.2.625 62500
29170 0.4,625 62500
4 62500 0.2.694 9440
S=Consolidotion settlement
in
time =
l /64c
if iood were(-m,a>)= o p L / 4 w
FIGURE. Influenceof elastic properties on consolidation settlement
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Ranbir
S.
Sandhu and Edward
L.
Wilson
pressures immediately after application of load was as shown in figure 3.
A
history of
consolidation settlements
is
shown in figure
4.
It
is seen
that the settlements vary with
Poissons ratio even
for
the same value of the coefficient
of
consolidation.
In
the
example the soil is assumed to be linearly elastic, isotropic and homogeneous.
However, as explained earlier, the approach
is
quite general and complex material
laws can be considered.
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1.
2
3.
4.
5.
6.
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8.
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10.
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.W. 1965): The Finite Element Method in Structural Mechanics,
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