rbfs 2018:1 the riksbank’s statue book...rbfs 2018:1 article 2. these regulations apply to the...

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RBFS 2018:1

ISSN 0349-8344

The Riksbank’s Statue Book

RBFS 2018:1The Riksbank’s regulations (RBFS 2018:1) on the reporting by institutions of financial market statistics;

adopted on 19 November 2018.

The Riksbank hereby provides the following regulations pursuant to Chapter 6, Section 9 of the Sveriges Riksbank Act (1988:1385).

In connection with the regulations, which are divided into arti-cles, the Riksbank has provided the following general guidelines. These are preceded by the heading General guidelines.

Content and definitionsArticle 1. These regulations contain provisions for certain fi-nancial corporations and branches concerning the reporting of financial market statistics to the Riksbank for statistical purposes, and on reporting data the Riksbank considers necessary to follow developments in the foreign exchange and credit markets, and to oversee the stability of the payment system.

Pursuant to Sections 1 and 3 point 1 in the Act (2014:484) on a Database for the Oversight and Supervision of the Financial Mar-kets, the data will be processed in the common database for over-sight and supervision at Statistics Sweden.

General guidelines

The obligation to provide information under these regu-lations is sanctioned by provisions on penalties and fines pursuant to Chapter 6, Article 9 and Chapter 11, Articles 2a and 3 of the Sveriges Riksbank Act (1988:1385).

References to Articles refer to Articles 2–32 in the present part of these regulations, unless otherwise indicated. The same applies to references in the Appendices. When a refer-ence in an Appendix refers to an Article in the same Appen-dix, this is indicated by the expression “this Appendix”.

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RBFS 2018:1 Article 2. These regulations apply to the following institutions:

1. Limited liability banks, cooperative banks and savings banks pursuant to Chapter 1, Section 5, points 3, 16 and 17, of the Banking and Financing Act (2004:297),

2. credit market corporations pursuant to Chapter 1, Article 5, point 14, of the Banking and Financing Act (2004:297),

3. the Swedish Ships’ Mortgage Bank (Svenska Skeppshy-potekskassan),

4. securities companies with authorisation to trade on their own behalf and to both grant customers credit and receive customers’ funds in accounts, this referring to authorisa-tion pursuant to Chapter 2, Article 1, point 3 and Article 2, points 2 and 8 of the Securities Market Act (2007:528),

5. electronic money institutions pursuant to Chapter 1, Ar-ticle 2, seventh paragraph of the Electronic Money Act (2011:755), which are principally engaged in financial intermediation in the form of issuing electronic money.

6. mortgage credit companies pursuant to Chapter 2, Section 1, of the Mortgage Business Act (2016:1024) for compa-nies licensed to issue mortgage loans,

7. AIF managers licensed under Chapter 3 or Chapter 4 of the Alternative Investment Fund Managers Act (2013:561) or are registered in accordance with Chapter 2 of the same act in their capacity as managers of special funds and other alternative investment funds and where the funds’ assets largely comprise loans to households and non-financial corporations in Sweden,

8. Swedish branches of foreign corporations which corre-spond to institutions referred to in points 1, 2, 4, 5,

9. Swedish branches of foreign corporations which corre-spond to institutions referred to in points 6 and 7.

General guidelines

The term “institution” is used as a generic term for the cor-porations and branches which have an obligation to report to the Riksbank pursuant to these regulations.

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RBFS 2018:1Article 3. These regulations contain provisions pertaining to the following reports:

1. The MFI report, balance sheet statistics in accordance with the special information requirements set out in Ap-pendix 1a–h,

2. Interest rate statistics, statistics of deposit and lending rates in accordance with Appendix 2,

3. RUTS reporting, foreign claims and liabilities in accor-dance with Appendix 3a–c,

4. BIS Derivatives in accordance with Appendix 4,

5. Lending statistics for mortgage credit companies and al-ternative investment funds with lending operations pursu-ant to the marking in Appendix 1a-h.

General guidelines

Under the heading “Specific provisions per report”, the Riksbank sets out the criteria that determine whether an institution shall submit a specific report.

Article 4. Definitions

- The head office, i.e. the legal entity’s Swedish part of the business

- Foreign branches, Swedish legal entities’ branches locat-ed abroad

General guidelines

Head office also covers the foreign legal entities’ branches located in Sweden.

Specific provisions per report

The MFI reportWho shall report and report frequency

Article 5. Institutions pursuant to Article 2 points 1–5 and 8 shall prepare and submit an MFI report for each calendar month.

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RBFS 2018:1 If the Riksbank’s assessment is that this will not risk the quality of the statistics, institutions whose overall contribution amounts to no more than 0.5 per cent of the combined total balance sheets of the head offices with an obligation to report may instead prepare and submit a statistical report for each year. Institutions whose overall contribution amounts to more than 0.5 per cent but no more than 5.0 per cent of the combined total balance sheets of the head offices with an obligation to report may instead prepare and submit a statistical report for each quarter.

The actual reporting population pursuant to the second paragraph is determined for each calendar year on the basis of the situation as on 30 September of the immediately preceding year.

General guidelines

Pursuant to Article 2, first paragraph, point 8, branches of foreign corporations in Sweden shall be classified as insti-tutions.

This paragraph states that new institutions arriving after the date indicated in the third paragraph shall submit a sta-tistical report for each month. Pursuant to Article 32, the Riksbank may allow such institutions to instead submit a statistical report with lower frequency.

Form and content of the MFI report

Article 6. The statistical report shall contain a special balance sheet showing the institution’s assets, liabilities, capital and cer-tain special items in accordance with Appendix 1a. The report shall also contain specifications of assets, liabilities and counter-parties in accordance with Appendix 1b. Purchased, acquired or securitised, sold and divested loans shall be reported in Appendix 1c. Institutions administering loans for what are known as Finan-cial Vehicle Corporations, FVCs, or other specialized companies shall report these in Appendix 1d. The statistical report shall also contain revaluations of certain balance sheet items in accordance with Appendix 1f–g. Institutions which are housing credit institu-tions shall also provide a breakdown of lending by type of collat-eral in accordance with Appendix 1h.

If the institution has foreign branches, the statistical report shall contain

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RBFS 2018:11. a special balance sheet, specifications and revaluations in accordance with the first paragraph for the institution in-cluding foreign branches, in which balances with foreign branches are eliminated, and

2. a special balance sheet, specifications and revaluations in accordance with the first paragraph for the combined po-sition of the foreign branches (branch report), and

3. a compilation of the institution’s combined balances with its own foreign branches in accordance with Appendix 1e (balances with own branches) and revaluations of balanc-es with own branches in accordance with Appendix 1g.

The branch report eliminates balances between different branches and balances between branches and the head office.

For the MFI report, Articles 5–14 , the general provisions in these regulations and the provisions in Appendix 5a–5h shall apply.

General guidelines

In specifications of counterparties, money market funds, together with other mutual funds and special funds, shall be treated as counterparties even though they are not legal entities.

In determining which institutions are housing credit institu-tions, Article 1, Appendix 5c shall be observed.

In addition to the balance sheet and specifications (includ-ing the activities of branches), which an institution with foreign branches shall prepare pursuant to the second para-graph, point 1, the institution shall, pursuant to the second paragraph, point 2, prepare corresponding documents for own branches abroad. If an institution has several branches, these shall be combined and reported together on one bal-ance sheet in accordance with Appendix 1a–h.

Branches shall also be combined for the compilation of balances with own branches in accordance with Appendix 1e and revaluations of the balances in accordance with Ap-pendix 1g. In the branch report, all branches shall be com-bined, with balances between different branches excluded.

For additional guidelines on how to compile the report, Sta-tistics Sweden’s document, “Instructions for the MFI form” (Instruktioner för MFI-blanketten) applies.

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RBFS 2018:1 Reporting relaxation for VINN reporters

Article 7. Institutions that report securities holdings monthly in accordance with the Riksbank’s regulations on reporting secu-rities holdings (VINN) do not need to report detailed securities information in the MFI. The items covered are stated in the ap-pendices.

Accounting regulations

Article 8. For the content of the statistical report, the provisions in the Annual Accounts Act (1995:1559) for Credit Institutions and Securities Companies (ÅRKL) and Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) on annual ac-counts in credit institutions and securities companies shall apply, unless otherwise indicated in these regulations.

Treatment of certain assets and liabilities on the balance sheet of the MFI report

Article 9. Claims and liabilities shall be reported as gross amounts.

General guidelines

This provision entails that the scope for net accounting which exists in accordance with International Accounting Standard (IAS) 32, points 42–50, such as for contracts which are to be settled on payment versus delivery basis in clearing operations pursuant to Chapter 1, Article 5, point 6 of the Securities Market Act (2007:528), shall not apply to the balance sheet of the statistical report.

However, the Article does not entail an exemption from the accounting rules on the reporting of hedging, which also applies to the statistical report.

Nor does this Article entail an exemption from accounting rules to the effect that repurchased own issued securities and liabilities shall be deducted from the liabilities item (cf. Article 17 of Appendix 1 to FFFS 2008:25).

Article 10. Lending, deposits and borrowing amounts shall be reported at their nominal value. Operational leasing and, where relevant, debt securities shall be reported prior to provisions for doubtful debts.

General guidelines

The term “nominal value” refers to the capital sum a debtor is, under contract, liable to pay back to the creditor. Nom-inal amounts shall be reported before deductions for any

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RBFS 2018:1write-downs (loan loss provisions) or changes in actual value as a result of credit risk. On the other hand, accrued interest is not included and the amount shall be reported after deduction for write-offs, i.e. realised loan losses. Nominal amounts also include past due interest claims. Dif-ferences with regard to the book value prior to deductions for any write-downs (loan loss provisions) that arise due to this provision shall be reported under account adjustments in Other assets, if they refer to the asset side and in Other liabilities, if they refer to the liabilities side.

Deposits and borrowing here refer to other deposits and loans than issues of transferable securities.

General guidelines

This paragraph means that past due interest claims shall be reported under lending and may not be reported under other assets, this is a departure from FFFS 2008:25.

Article 11. Accrued interest on assets shall be reported under the item Deferred costs and accrued incomes. Accrued interest on liabilities shall be reported under the item Accrued costs and de-ferred incomes.

General guidelines

The Article entails that accrued interest may not be reported together with the main item in the statistical report, which is a deviation from FFFS 2008:25.

Article 12. Subordinated liabilities in the form of loans shall be reported as deposits and borrowing.

General guidelines

The Article entails that subordinated liabilities in the form of deposits and borrowing (not subordinated debentures) shall be reported together with other deposits and borrow-ing, which is a deviation from FFFS 2008:25.

Article 13. Derivative instruments with a positive value shall be reported under the item Other assets, Derivative instruments. Derivative instruments with a negative market value shall be re-ported under the item Other liabilities, Derivative instruments. Gross accounting shall be applied for derivatives, derivatives with positive and negative market values may not, therefore, be reported net in the reports even if there are legally binding netting agreements.

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RBFS 2018:1 Securities in the form of hybrid instruments which contain em-bedded derivatives shall, in their entirety, be reported as debt securities.

General guidelines

The Article entails that derivatives may not be reported together with the underlying instruments in the statistical reporting. An exemption is made for securities in the form of hybrid instruments with embedded derivatives which shall, in their entirety, be reported as debt securities. Deriv-atives shall also be reported gross in the reporting even if they may be net reported in the accounts. These provisions constitute a deviation from FFFS 2008:25.

When the MFI report shall be submitted

Article 14. The MFI report shall be submitted to Statistics Swe-den no later than the ninth business day after the end of the re-porting period referred to in Article 5.

Interest rate statisticsWho shall report and report frequency

Article 15. The Riksbank determines for each calendar year which institutions shall report interest rate statistics. The Riks-bank makes its selection from the institutions which, pursuant to Articles 5 and 26, shall report each calendar month. The condi-tions as on 30 September of the immediately preceding year form the basis for the decision. Institutions selected by the Riksbank shall prepare and submit a statistical report for each calendar month.

Form and content of the interest rate statistical report

Article 16. The interest rate statistical report shall contain data on deposits and lending amounts and rates for Swedish non-financial corporations, households and households’ non-profit organisations for loans and deposits denominated in SEK. Data shall be repor-ted both for all outstanding loans and all outstanding depo-sits and for new agreements during the period in accordance with Appendix 2. Interest statistics reporting covers the head office’s operations, positions held by the institution’s branches abroad are thus not included.

For the interest rate statistical report, in addition to Articles 15–18 and the general provisions in these regulations, Articles 8 –12 and the provisions in Appendix 6 shall apply.

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RBFS 2018:1Interest rates on outstanding lending and deposits and new agree-ments shall be calculated as a volume-weighted mean value.

With regard to mortgage credit companies and Swedish branches of foreign mortgage credit companies covered by the reporting requirement pursuant to Article 15, the reporting shall only cover loans where the institution itself is credit granter, mediated loans shall not be included.

With regard to managers of alternative investment funds covered by the reporting requirement pursuant to Article 15, they shall submit a report for each fund managed.

General guidelines

Pursuant to Article 11 , accrued interest may not be report-ed under the deposits, borrowing or lending items, i.e. it shall not be included in the interest rate statistics.

For additional guidelines on how to compile the interest rate statistical report, Statistics Sweden’s document, “In-structions for interest rate statistics forms” (Instruktioner för räntestatistikblankett) applies.

How to report interest rates in the report

Article 17. Interest rates shall be reported in per cent using four decimal places.

When the interest rate statistical report shall be submitted

Article 18. The interest rate statistical report shall be submitted to Statistics Sweden no later than the eleventh business day after the end of the reporting month.

RUTS (Reporting of foreign assets and liabili-ties) Who shall report and report frequency

Article 19. The Riksbank decides for each calendar year which institutions shall report RUTS statistics as well as which RUTS reports each individual institution shall submit. The Riksbank makes its selection from the institutions which, pursuant to Article 5, shall report each calendar month. The conditions as on 30 Sep-tember of the immediately preceding year form the basis for the decision. Institutions selected by the Riksbank shall prepare and submit a statistical report for each quarter.

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RBFS 2018:1 Form and content of the RUTS report

Article 20. The RUTS report shall contain data about an institu-tion’s foreign and Swedish claims and liabilities in accordance with Appendix 3a, RUTS Locational. If an institution has foreign branches, these shall both be included in the report of the head office (main report) and in a corresponding separate report that includes the combined position of all foreign branches. The main report includes the head office’s balances with branches, but bal-ances between branches are eliminated. The branch report elimi-nates balances between branches and the head office.

The report shall also contain data from Swedish-owned institu-tions regarding consolidated claims vis-à-vis foreign and Swedish counterparties in accordance with Appendix 3b, RUTS Consoli-dated. Foreign branches are included in the report. Balances with branches and subsidiaries obligated to report, pursuant to the fol-lowing paragraph, shall be eliminated.

Institutions with EU subsidiaries which are monetary financial institutions or non-EU subsidiaries which meet the definition of a monetary financial institution shall also prepare a report for each subsidiary in accordance with Appendix 3b. Balances with own branches, other subsidiaries obliged to report, the head office and its branches are eliminated. In their reporting, the subsidiaries shall include branches and subsidiaries that are monetary financial institutions or their equivalent.

Foreign-owned institutions shall, in addition to reporting in accor-dance with Appendix 3a, also report claims in the home country in accordance with Appendix 3c, RUTS Consolidated, claims on the home country. Balances with the head office are included.

For the RUTS report, in addition to Articles 19 –21 and the gen-eral provisions in these regulations, Articles 8 –12 and, for RUTS Locational, also Article 13 shall apply unless otherwise specified.

General guidelines

Pursuant to Article 13 , derivatives shall be reported under Other claims and Other liabilities in RUTS Locational. Pursuant to Article 11 , accrued interest in RUTS Loca-tional shall not be reported together with the main item but shall instead be reported under the item Accrued/prepaid items for each specification of claims and liabilities.

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RBFS 2018:1Accrued interest shall be reported under the item Accrued/prepaid items for the claims reported in RUTS. Derivatives with positive market values are reported in RUTS Consoli-dated, according to ultimate risk, in the column Derivatives at market value, with an exception being made for credit derivatives in which the institution is seller of protection, which shall be reported under guarantees at notional value.

Unlike MFI and RUTS Locational, derivatives in RUTS consolidated shall be reported taking into consideration legally binding netting agreements.

For additional instructions on how to compile the RUTS report, Statistics Sweden’s document “Instructions for reporting foreign assets and liabilities – RUTS forms” (Instruktioner för rapportering av utländska tillgångar och skulder – RUTS-blanketterna) applies.

When the RUTS report shall be submitted

Article 21. The RUTS report shall be submitted to Statistics Swe-den no later than the final business day of the month following the quarter to which the report refers.

BIS DerivativesWho shall report and report frequency

Article 22. The Riksbank determines for each calendar year which institutions shall report BIS derivatives. The Riksbank makes its selection from the institutions which, pursuant to Article 5, shall report each calendar month. Institutions selected by the Riksbank shall prepare and submit a statistical report for each six-month period. BIS Derivatives are reported including branches and subsidiaries with all intra-group positions eliminated.

BIS Derivatives, form and content of the report

Article 23. BIS Derivatives shall contain data about an institu-tion’s holdings of derivative instruments in accordance with Ap-pendix 4. The part of Appendix 4 referring to Triennial survey is only reported every third year.

How amounts shall be reported in BIS Derivatives

Article 24. Amounts shall be reported in USD million in accor-dance with the exchange rate on the balance sheet date.

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RBFS 2018:1 When BIS Derivatives shall be submitted

Article 25. BIS Derivatives shall be submitted on a six-monthly basis, with an extended version submitted every third year. Statis-tics Sweden informs affected institutions at every reporting date which version of the report shall be submitted. The report shall be submitted the first business day immediately following 14 Febru-ary for the end of December the previous year and the first busi-ness day immediately following 14 August for the end of June the current year.

Lending statistics for mortgage credit companies and alternative investment fundsWho shall report and report frequency

Article 26. Mortgage credit companies and Swedish branches of foreign mortgage credit companies pursuant to article 2 points 6 and 9 shall prepare and submit a lending report for each calendar month.

Managers of alternative investment funds and Swedish branches of foreign managers of alternative investment funds pursuant to Article 2 points 7 and 9 shall prepare and submit a lending report for each calendar month.

If the Riksbank assesses that the quality of the statistics is not at risk, a report may be submitted annually if the lending volume to Swedish households and non-financial corporations is up to SEK one billion and quarterly if the lending volume is greater than SEK one billion but no more than SEK five billion.

The actual reporting population pursuant to the third paragraph is determined for each calendar year on the basis of the situation as on 30 September of the immediately preceding year.

The lending report shall be submitted to Statistics Sweden no later than the ninth business day after the end of the reporting period referred to above.

General guidelines

This paragraph states that new institutions arriving after the date indicated in the fourth paragraph shall submit a statistical report for each month. Pursuant to Article 32, the Riksbank may allow such institutions to instead submit a statistical report with lower frequency.

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RBFS 2018:1Form and content of the report

Article 27. With regard to mortgage credit companies the re-porting corresponds to that for MFI with regard to lending with collateral in single-family dwellings, condominiums or tenant-owned apartments to Swedish entrepreneurial households and other households in Spec T3 Sector, Spec T3 Collateral, maturity, Spec T3 Non-performing loans, Spec Administered loans, Bought and sold loans, Revaluations Spec T3 Counterp, Revaluations T3 Collateral, Rev Administered loans and Rev Sold loans.. The defi-nitions follow those for MFI reporting pursuant to articles 5-13 and appendices 1 and 5. The reporting covers only loans where the institution itself is credit granter, mediated loans shall not be included.

With regard to managers of alternative investment funds, they shall submit a report each month for each fund managed with regard to lending to Swedish households and non-financial corpo-rations on Spec T3 Sector, Spec T3 Collateral, maturity, Spec T3 Non-performing loans, Spec Administered loans, Bought and sold loans, Revaluations Spec T3 Counterp, Revaluations T3 Collat-eral, Rev Administered loans and Rev Sold loans. The definitions follow those for MFI reporting pursuant to articles 5-13 and ap-pendices 1 and 5.

Mortgage credit companies and managers of alternative invest-ment funds can also be obliged to report interest statistics pursu-ant to article 15.

General guidelines

This reporting is on a less comprehensive form than those applying for MFI reporting and is limited to lending opera-tions. Totals in the form of Households, etc. shall be report-ed, but then only with regard to loans pursuant to the first and second paragraphs.

General provisions for monetary and financial statisticsHow amounts and numbers shall be reported in the statistical reports

Article 28. Amounts in statistical reports shall be reported in thousands of Swedish kronor (SEK thousand) unless otherwise indicated in the provisions in Articles 5-27 and Appendices 1–6.

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RBFS 2018:1 The amounts shall be stated without decimal places and rounded up to the nearest SEK thousand. Amounts below SEK 500 shall be rounded down to 0.

Numerical data shall be stipulated as integers.

General guidelines

The requirement in this Article that the statistical reports shall be prepared in Swedish kronor means that amounts must be converted for corporations or branches which, pursuant to Chapter 4, Article 6 of the Accounting Act (1999:1078) draw up their accounts in a foreign currency. As a consequence of Article 8 , rules shall be applied for the conversion and correspond to those for accounting (cf. Chapter 4, Article 6, of ÅRKL). This means that conversion shall, as a general rule, take place in accordance with the exchange rate on the balance sheet date.

How the statistical reports shall be submitted

Article 29. Reports are to be submitted to Statistics Sweden. Reporting shall be carried out in electronic form as instructed by Statistics Sweden.

Filing of submitted data

Article 30. The institution shall preserve the data provided for at least two years from the end of the reporting period to which the data refers.

General guidelines

It follows from this Article that copies of corrections and other changes to submitted data which the institution makes shall also be kept for two years after the end of the report-ing period to which the data refers.

The institution shall be able to provide corrections of ear-lier submitted data on request up to two years after the re-porting period.

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RBFS 2018:1Contact information

Article 31. The institution shall provide details of one or more contact persons.

General guidelines

Contact details are to be left with Statistics Sweden and it may be expedient to do this in conjunction with electronic reporting. In the event of leave and other absences, Statis-tics Sweden shall be informed of the replacement for the ordinary contact person.

Exemptions from the regulations

Article 32. The Riksbank may allow exemptions from these regu-lations in exceptional circumstances.

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RBFS 2018:1 ________These regulations and general guidelines enter into force on 29 November 2018. This enactment repeals the Riksbank’s regu-lations and general guidelines (RBFS 2014:2). The older regu-lations will be applied, however, unless otherwise stated in the transitional provisions below. 1. Mortgage credit companies and alternative investment funds

shall report for the first time in accordance with the new regulations in January 2019 regarding the situation on 31 December 2018.

2. Other institutions with monthly or quarterly reporting shall report for the first time in accordance with the new regulations in October 2019 regarding the situation on 30 September 2019.

3. Other institutions than those referred to in points 1 and 2 shall report in accordance with the new regulations for the first time regarding conditions on 31 December 2019.

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RBFS 2018:1Table of contentsThe Riksbank’s regulations (RBFS 2018:1) on the reporting by institutions of financial market statisticsRBFS 2018:1Content and definitions Specific provisions per report The MFI report Interest rate statistics RUTS (Reporting of foreign assets and liabilities) BIS Derivatives Lending statistics for mortgage credit companies and alternative investment funds General provisions for monetary and financial statisticsAppendix 1a The MFI report – Special balance sheetAppendix 1b The MFI report – Specifications of assets

and liabilitiesAppendix 1c The MFI report – Purchased, sold, securitised

loans etc.Appendix 1d The MFI report – Loans administeredAppendix 1e The MFI report – Balances with own branchesAppendix 1f The MFI report – RevaluationsAppendix 1g The MFI report – Revaluations of balances

with own branchesAppendix 1h Housing credit institutions’ lendingAppendix 2 Interest rate statisticsAppendix 3a RUTS LocationalAppendix 3b RUTS ConsolidatedAppendix 3c RUTS Consolidated claims, home country Appendix 4 BIS DerivativesAppendix 5a The MFI report – contents of balance sheet itemsAppendix 5b The MIF report – contents of items when specifying

assets and liabilitiesAppendix 5c The MFI report – contents of items when

specifying counterpartiesAppendix 5d The MFI report – contents of items when specifying balances with own branchesAppendix 5e The MFI report – contents of items when reporting revaluationsAppendix 5f The MFI report – contents of items when reporting revaluations of balances with own branchesAppendix 5g The MFI report – contents of items when reporting purchased, sold, securitised loans etc.Appendix 5h The MFI report – contents of items when reporting loans administered for FVCs or other specialized companiesAppendix 6 Interest rate statistics – contents of items

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RBFS 2018:1

Appendix 1a Special balance sheet

SPECIAL BALANCE SHEET, Month / Quarter / AnnualStocks

Item no. SEK thousand

Assets Swedish kronor Euro Other EU currenciesOther foreign currencies

Cash and balances with central banks (T1) 101

Treasury bills, etc. eligible for refinancing (T2) 102

Loans (T3) 103

of-which non-performing loans (T3 Oreglerade) 103T

Loan loss provisions (T4) (-) 1041

Transfer risk provisions (-) 1042

Reservation for operational leasing etc. (-) 1043

Reserve for interest-bearing securities (-) 1044

Bonds and other debt securities (T5) 105

Shares and participation rights (T6) 106

Intangible fixed assets 109

Tangible assets (T7) 110

Subscribed capital not yet paid 111

Other assets (T7) 113

Deferred costs and accrued incomes (T8) 114

Assets 120

Balancing residual item from branches 1001

Total assets 100


Liabilities, provisions, reserves and equity Swedish kronor Euro Other EU currenciesOther foreign currencies

Deposits and borrowing (S1) 201

Debt securities issued (S2) 203

Other liabilities (S3) 204

Accrued costs and deferred incomes (S4) 205

Provisions 206

Debenture loans (S2) 207

Untaxed reserves 208

Share capital/basic fund/capital contributed 209

Fair value fund 2121

Other equity 2122

Reserve for off-balance sheet items (+) 2123

Profit or loss brought forward 213

Accrued result 214

Shares issued in money market funds (S5)* 215

Total liabilities, provisions, reserves and capital 220


Total assets 200

* Only to be reported by money market funds (money market investment funds).

Appendix 1b Spec T1

Stocks/AssetsSpecification of item no. 101 Cash and balances with central banks


Swedish kronor Euro Other EU currenciesOther foreign currencies

Cash and balances with central banks 101

Cash (coins and bank notes) 1011

Physical currency 10111

Electronic Central Bank Money 10112

Counterparties in Sweden 10121

Cheques and money orders in transit 101211

Sveriges Riksbank (The central bank) 1012111

Counterparties in EMU countries 10122

Public postal giros 1012225

Central banks 1012211

Counterparties in other EU countries 10125



Counterparties in other countries 10123



Appendix 1a

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RBFS 2018:1

Appendix 1a Special balance sheet

SPECIAL BALANCE SHEET, Month / Quarter / AnnualStocks


Assets Swedish kronor Euro Other EU currenciesOther foreign currencies

Cash and balances with central banks (T1) 101

Treasury bills, etc. eligible for refinancing (T2) 102

Loans (T3) 103

of-which non-performing loans (T3 Oreglerade) 103T

Loan loss provisions (T4) (-) 1041

Transfer risk provisions (-) 1042

Reservation for operational leasing etc. (-) 1043

Reserve for interest-bearing securities (-) 1044

Bonds and other debt securities (T5) 105

Shares and participation rights (T6) 106

Intangible fixed assets 109

Tangible assets (T7) 110

Subscribed capital not yet paid 111

Other assets (T7) 113

Deferred costs and accrued incomes (T8) 114

Assets 120


Total assets 100


Liabilities, provisions, reserves and equity Swedish kronor Euro Other EU currenciesOther foreign currencies

Deposits and borrowing (S1) 201

Debt securities issued (S2) 203

Other liabilities (S3) 204

Accrued costs and deferred incomes (S4) 205

Provisions 206

Debenture loans (S2) 207

Untaxed reserves 208

Share capital/basic fund/capital contributed 209

Fair value fund 2121

Other equity 2122

Reserve for off-balance sheet items (+) 2123


Accrued result 214

Shares issued in money market funds (S5)* 215

Total liabilities, provisions, reserves and capital 220


Total assets 200

* Only to be reported by money market funds (money market investment funds).

Appendix 1b Spec T1

Stocks/AssetsSpecification of item no. 101 Cash and balances with central banks



Cash and balances with central banks 101

Cash (coins and bank notes) 1011

Physical currency 10111

Electronic Central Bank Money 10112













Appendix 1b

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RBFS 2018:1

Spec T2

Do not need to be reported by reporters of monthly VINN-statisticsStocks/AssetsSpecification of item no. 102 Treasury bills, etc. eligible for refinancing 1)



Treasury bills, etc. eligible for refinancing 102


Sveriges Riksbank (The central bank) 2)1020111

Maturity up to 1 year A

Maturity over 1 year up to 2 years BA

Maturity over 2 years BB

General government 1020121




Local governments 1020122





Central banks etc. 3)1020211




General government excl. central banks 102022




Central governments 1020221




Federal governments 1020222




Municipalities 1020223




Social security funds 1020224




Other 102029




Appendix 1b

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RBFS 2018:1

Spec T2

Do not need to be reported by reporters of monthly VINN-statisticsStocks/AssetsSpecification of item no. 102 Treasury bills, etc. eligible for refinancing 1)










































Other 102029




Spec T2










Other 102059













Other 102039




For sector and country breakdown of international organizations, see the Instructions

1) Maturity for treasury bills, etc. eligible for refinancing refers to the original maturity. The maturity here refers to the time from issuance to due date (not the interest rate fixation period).2) This category includes the Riksbanks' money market papers.3) Also other MFI/Bank issued paper should be included if they are eligible for refinancing according to the national law.

Appendix 1b

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RBFS 2018:1

Spec T3 Sector

Stocks/AssetsSpecification of item no. 103 Loans. Counterparties.



Loans 103


Monetary financial institutions 103011


Monetary financial institutions excl. the Riksbank 1030118

Banks 1030112

Foreign banks' branches in Sweden 1030113

Housing credit institutions 1030114

Other monetary credit market companies 1030115

Money market funds 1030116

Monetary securities companies 1030117

Other monetary financial institutions 1030119


The Swedish National Debt Office 1030121



County councils 10301222


Central government excluding SNDO 1030129

Other 103019

Non-monetary investment funds 1) 1030131

Non-monetary securities companies 1030132

Insurance corporations 10301331

Pension funds 10301332

Financial vehicle corporations (FVC) 1030135

Other financial corporations, non-MFI 1030139

Financial auxiliaries 10301391

Non-profit inst. financial corp. 10301392

Investment companies 10301393

Financial corporations engaged in lending 10301394

Captive financial institutions and money lenders 10301395

Other Financial intermediaries 10301399

Non-financial corporate sector 103014 ** ** ** ** Local government-owned 1030142 ** ** ** ** Tenant-owner associations 1030144 ** ** ** ** Other non-financial corporations 1030149 ** ** ** ** Households, etc. 103015 ** ** ** ** Entrepreneurial households 1030151 ** ** ** ** Other households 1030152 ** ** ** ** Non-profit inst. serving households 1030153 ** ** ** **

Appendix 1b

23

RBFS 2018:1

Spec T3 Sector

Stocks/AssetsSpecification of item no. 103 Loans. Counterparties.



Loans 103





Banks 1030112














Other 103019













Non-financial corporate sector 103014 ** ** ** ** Local government-owned 1030142 ** ** ** ** Tenant-owner associations 1030144 ** ** ** ** Other non-financial corporations 1030149 ** ** ** ** Households, etc. 103015 ** ** ** ** Entrepreneurial households 1030151 ** ** ** ** Other households 1030152 ** ** ** ** Non-profit inst. serving households 1030153 ** ** ** **

Spec T3 Sector

Counterparties in EMU-countries 10302










Other 103029



Non-monetary investment funds1) 1030297



Non-financial corporate sector 1030293

Households 1030294

Non-profit inst. serving households 1030295



Non-MFIs 103058



Households, etc. 1030596

Other 1030599


Monetary financial institutions / banks 103031

Non-MFIs / non-bank 103038




Other 1030399


Loans is to be valued to the nominal value, i.e. the capital sum that a debtor is under contract liable to pay back to the creditor. Accrued interest is to be reported on Spec T8.

1) Non-monetary security funds and alternative investment funds

** Also reported by Mortgage credit companies and fund managers of alternative investment funds

Stocks/AssetsSpecification of item no. 103 Loans. Loans to MFI within the group

Rad SEK thousand


MFI within the group in Sweden 103011KC

MFI within the group in EMU-countries 103021KC

MFI Within the group in other EU-countries 103051KC

MFI/bank within the group in other countries 103031KC

This does not concern balances between head office and branch as they are reported on spec MH (parent report) and balancing residual item (branch report).

Appendix 1b

24

RBFS 2018:1Spec T3 Counterparties,maturity

Stocks/AssetsSpecification of part of item no. 103 Loans. Certain counterparties and maturities. 1)



Loans 103




Overnight loans 1031111

Repurchase agreements 1035111

Overdrafts and revolving loans 1032111

Other loans 1039111

Original interest rate fixation period up to 3 months AA

Over 3 months up to 1 year AB

Over 1 year up to 5 years BC

Over 5 years BD





Other loans 1039118




Over 5 years BD






Other loans 1039121




Over 5 years BD





Other loans 1039122




Over 5 years BD





Other loans 1039123




Over 5 years BD





Other loans 1039129




Over 5 years BD

Spec T3 Counterparties,maturity

Other 103019





Other loans 1039131




Over 5 years BD

Non-monetary security and derivative dealers 1030132




Other loans 1039132




Over 5 years BD

Insurance Corporations 10301331




Other loans 10391331




Over 5 years BD









Over 5 years BD

Finacial Vehicle Corporations (FVC) 1030135




Other loans 1039135




Over 5 years BD





Other loans 1039139




Over 5 years BD





Other loans 103914




Over 5 years BD

Appendix 1b

25


Stocks/AssetsSpecification of part of item no. 103 Loans. Certain counterparties and maturities. 1)



Loans 103







Other loans 1039111




Over 5 years BD





Other loans 1039118




Over 5 years BD






Other loans 1039121




Over 5 years BD





Other loans 1039122




Over 5 years BD





Other loans 1039123




Over 5 years BD





Other loans 1039129




Over 5 years BD


Other 103019





Other loans 1039131




Over 5 years BD





Other loans 1039132




Over 5 years BD

Insurance Corporations 10301331








Over 5 years BD









Over 5 years BD

Finacial Vehicle Corporations (FVC) 1030135




Other loans 1039135




Over 5 years BD





Other loans 1039139




Over 5 years BD





Other loans 103914




Over 5 years BD

Appendix 1b

26



Entrepreneurial households 1030151




Other loans 1039151




Over 5 years BD

Other households 1030152




Other loans 1039152




Over 5 years BD





Other loans 1039153




Over 5 years BD






Other loans 103921


Maturity over 3 months up to 1 year AB

Maturity over 1 year up to 5 years BC

Maturity over 5 years BD






Other loans 1039221




Over 5 years BD





Other loans 1039222




Over 5 years BD

Appendix 1b

27







Other loans 1039151




Over 5 years BD





Other loans 1039152




Over 5 years BD





Other loans 1039153




Over 5 years BD






Other loans 103921



Maturity over 1 year up to 5 years BC

Maturity over 5 years BD






Other loans 1039221




Over 5 years BD





Other loans 1039222




Over 5 years BD






Other loans 1039223




Over 5 years BD





Other loans 1039224




Over 5 years BD

Other 103029









Over 5 years BD









Over 5 years BD





Other loans 1039297




Over 5 years BD

Financial Vehicle Corporations, FVC 1030298




Other loans 1039298




Over 5 years BD





Other loans 1039292




Over 5 years BD

Appendix 1b

28

RBFS 2018:1






Other loans 1039293




Over 5 years BD

Households 1030294




Other loans 1039294




Over 5 years BD





Other loans 1039295




Over 5 years BD





Other loans 103951

Original interest rate fixation period up to 1 year A

Original interest rate fixation period over 1 year B

Non-MFIs 103058



Other loans 103958







Other loans 103931






Other loans 103938


Original interest rate fixation period over 1 year B1) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds

Specification of part of item no. 103 Loans. Central counterparties (CCP). Repurchase agreements.Item no. SEK thousand

Repurchase agreements Swedish kronor Euro Other EU currenciesOther foreign currencies

Counterparties in SwedenCentral counterparties (CCP) 103513911

Counterparties in EMU countriesCentral counterparties (CCP) 10352921

Appendix 1b

29

RBFS 2018:1






Other loans 1039293




Over 5 years BD

Households 1030294




Other loans 1039294




Over 5 years BD





Other loans 1039295




Over 5 years BD





Other loans 103951



Non-MFIs 103058



Other loans 103958







Other loans 103931






Other loans 103938


Original interest rate fixation period over 1 year B1) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds

Specification of part of item no. 103 Loans. Central counterparties (CCP). Repurchase agreements.Item no. SEK thousand


Counterparties in SwedenCentral counterparties (CCP) 103513911

Counterparties in EMU countriesCentral counterparties (CCP) 10352921

Spec T3 Spec. of maturity

Stocks/AssetsSpecification of part of item no. 103 Loans. Original and remaining maturity. 1)



Counterparties in SwedenNon-financial corporate sector 103014

Original interest rate fixation period up to 1 year 103014A

Original interest rate fixation period over 1 year up to 2 years 103014BA

Remaining up to 1 year T

Remaining over 1 year W

Original interest rate fixation period over 2 years 103014BB


Remaining over 1 year up to 2 years U

Remaining over 2 years V










Counterparties in EMU countriesNon-financial corporate sector 1030293

















Remaining over 2 years V1) Maturity here refers to the interest rate fixation period of the loan, both for original and remaining maturity.

Appendix 1b

30

RBFS 2018:1

Spec T3 Collateral

Stocks/AssetsSpecification of part of item no. 103 Lending. Breakdown by collateral.




Financial instruments 1A3014

One-to-two family dwelling 1B3014

Condominiums 1C3014

Tenant-owner apartments 1D3014

Multi-dwelling building 1E3014

Agricultural buildings 1F3014

Other properties 1G3014

Floating charges 1H3014

Central government guarantee 1J3014

Local government guarantee 1K3014

Other guarantee 1L3014

Other collateral 1M3014

Unsecured credits 1N3014






Condominiums 1C30151













Appendix 1b

31

RBFS 2018:1

Spec T3 Collateral

Stocks/AssetsSpecification of part of item no. 103 Lending. Breakdown by collateral.






Condominiums 1C3014





























Spec T3 Collateral

















Non-profit institutions serving households 1030153
















Appendix 1b

32

RBFS 2018:1

Spec T3 Collateral


One-to-two family dwelling and condominiums 1Q30293



Other guarantee and unsecured credits 1R30293




Households 1030294
















Appendix 1b

33

RBFS 2018:1

Spec T3 Collateral









Households 1030294
















Spec T3 Collateral, maturity

Stocks/AssetsSpecification of part of item no. 103 Loans. Collateral and maturity 1)



Swedish households 103015



Original interest rate fixation period up to 1 year A ** ** ** **

Over 1 year up to 5 years BC ** ** ** **

Over 5 years BD ** ** ** **









Other collateral, incl. overnight loans and repos 1X30151





















Households in EMU countries 1030294




Over 5 years BD




Over 5 years BD




Over 5 years BD




Over 5 years BD




Over 5 years BD1) Maturity here refers to the original interest rate fixation period of the loan.** Also reported by Mortgage credit companies and fund managers of alternative investment funds

Appendix 1b

34

RBFS 2018:1

Spec T3 Credit card credit

Specification of part of item no. 103 Loans. Credit card loans.

Rad SEK thousand


Credit card and delayed debit card loans 103K

Counterparties in Sweden 103K1

Non-financial corporate sector 103K14

Convenience credit card credit 103L14

Extended credit card credit 103M14

Households, etc. 103K15



Other 103K199



Counterparties in EMU countries 103K2







Other 103K299



Counterparties in other EU countries 103K5



Counterparties in other countries 103K3



Other includes Monetary financial institutions, non-financial corporations and General government among other sectors.

Number of cards (units)

Item no. Number, units

Credit cards and delayed debit cards 903K

Convenience credit card credit refers to card credits where no interest accrues from having used the card to havingpaid the next invoice arriving. Extended credit card credits refer to card credits that was not paid with the next invoice arriving after having used the card, usually with interest accrues on the credit. The same physical card can therefore have both a part convenience credit and a part extended credit at the same time.The counterpart is the entity liable to repay the amounts outstanding to the credit institution.

Spec T3 Type of credit

Stocks/AssetsSpecification of part of item no. 103 Loans. Breakdown by type of credit.

Item no Utilised/Outstanding amount in SEK thousands


Loans to non-MFI in Sweden and abroad 10307

Factoring credits 103N7

Hire purchase credits 103P7

Contract credits 103Q7

Promissory note credits 103R7

Other credits 103X7

Off-balance sheet itemsOutstanding undrawn credit facilities (credit lines)

Item noAmount in thousands

Undrawn credit facilities 1) 10X

Counterparties in Sweden 10X01

Monetary financial institutions 10X011

General government 10X012

Other 10X019

Non-monetary investment funds 3)10X0131

Non-monetary securities companies 10X0132

Insurance corporations 10X01331

Pension funds 10X01332

Other financial corporations, non-MFI 10X0139

Non-financial corporate sector 10X014

Households, etc. 10X015

Counterparties in EMU countries 10X02



Other 10X029







Counterparties in other EU countries 10X05


Non-MFI 10X058

Counterparties in other countries 10X03

Monetary financial institutions/Banks 10X031

Non-MFI / non-banks 10X038

Appendix 1b

35

RBFS 2018:1

Spec T3 Credit card credit

Specification of part of item no. 103 Loans. Credit card loans.

Rad SEK thousand


Credit card and delayed debit card loans 103K

Counterparties in Sweden 103K1







Other 103K199



Counterparties in EMU countries 103K2







Other 103K299



Counterparties in other EU countries 103K5



Counterparties in other countries 103K3



Other includes Monetary financial institutions, non-financial corporations and General government among other sectors.

Number of cards (units)

Item no. Number, units

Credit cards and delayed debit cards 903K

Convenience credit card credit refers to card credits where no interest accrues from having used the card to havingpaid the next invoice arriving. Extended credit card credits refer to card credits that was not paid with the next invoice arriving after having used the card, usually with interest accrues on the credit. The same physical card can therefore have both a part convenience credit and a part extended credit at the same time.The counterpart is the entity liable to repay the amounts outstanding to the credit institution.


Stocks/AssetsSpecification of part of item no. 103 Loans. Breakdown by type of credit.

Item no Utilised/Outstanding amount in SEK thousands


Loans to non-MFI in Sweden and abroad 10307

Factoring credits 103N7

Hire purchase credits 103P7

Contract credits 103Q7

Promissory note credits 103R7

Other credits 103X7

Off-balance sheet itemsOutstanding undrawn credit facilities (credit lines)

Item noAmount in thousands

Undrawn credit facilities 1) 10X

Counterparties in Sweden 10X01



Other 10X019


Non-monetary securities companies 10X0132






Counterparties in EMU countries 10X02



Other 10X029







Counterparties in other EU countries 10X05


Non-MFI 10X058

Counterparties in other countries 10X03

Monetary financial institutions/Banks 10X031

Non-MFI / non-banks 10X038

Appendix 1b

36

RBFS 2018:1


Off-balance sheet itemsTrade financing of off-balance sheet items

Item noSwedish kronor, thousands

Trade financing of off-balance sheet items2) 10Z

Counterparties in Sweden 10Z1

Monetary financial institutions 10Z11

Non-MFI 10Z19

Counterparties in EMU countries 10Z2


Non-MFI 10Z29

Counterparties in other EU countries 10Z5


Non-MFI 10Z58

Counterparties in other countries 10Z3

Monetary financial institutions / Banks 10Z31

Non-MFI / Non-banks 10Z38

1) Undrawn credit facilities are agreements to lend, purchase securities, provide guarantees or acceptance in accordance with Directive 2013/36/EU and Regulation (EU) No 575/2013 regarding off-balance sheet items with medium risk, medium-low-risk and low-riskMortgages to households are also included, regardless of risk classification for capital adequacy purposes.

2) Trade financing of off-balance sheet include letters of credit, opened or confirmed in accordance with Directive 2013/36/EUand Regulation (EU) No 575/2013 regarding off-balance sheet items with medium risk, medium-low-risk and low-risk

3) Non-monetary security funds and alternative investment funds.

Appendix 1b

37

RBFS 2018:1


Off-balance sheet itemsTrade financing of off-balance sheet items

Item noSwedish kronor, thousands

Trade financing of off-balance sheet items2) 10Z

Counterparties in Sweden 10Z1


Non-MFI 10Z19

Counterparties in EMU countries 10Z2


Non-MFI 10Z29

Counterparties in other EU countries 10Z5


Non-MFI 10Z58

Counterparties in other countries 10Z3

Monetary financial institutions / Banks 10Z31

Non-MFI / Non-banks 10Z38

1) Undrawn credit facilities are agreements to lend, purchase securities, provide guarantees or acceptance in accordance with Directive 2013/36/EU and Regulation (EU) No 575/2013 regarding off-balance sheet items with medium risk, medium-low-risk and low-riskMortgages to households are also included, regardless of risk classification for capital adequacy purposes.

2) Trade financing of off-balance sheet include letters of credit, opened or confirmed in accordance with Directive 2013/36/EUand Regulation (EU) No 575/2013 regarding off-balance sheet items with medium risk, medium-low-risk and low-risk

3) Non-monetary security funds and alternative investment funds.

Spec T3 Syndicated loans

Stocks/AssetsSpecification of part of item no. 103 Loans. Syndicated loans.


Syndicated loans Swedish kronor Euro Other EU currenciesOther foreign currencies

Counterparties in Sweden 103S1

Monetary financial institutions 103S11

General government 103S12

Non-financial corporate sector 103S14

Other 103S199

Counterparties in EMU countries 103S2


General government excl. central banks 103S22


Other 103S299

Appendix 1b

38

RBFS 2018:1

Spec T3 Non-perf. loans

Stocks/AssetsSpecification of part of item no. 103 Non-performing loans



Non-performing loans1) 103T

Counterparties in Sweden 103T1

Monetary financial institutions 103T11

Sveriges Riksbank (The central bank) 103T111

Monetary financial institutions excl. the Riksbank 103T118

General government 103T12

The Swedish National Debt Office 103T121

Local governments 103T122

Social security funds 103T123

Central government excluding SNDO 103T129

Other 103T19

Non-monetary investment funds2) 103T131

Non-monetary securities companies 103T132

Insurance corporations 103T1331

Pension funds 103T1332

Financial vehicle corporations (FVC) 103T135

Other financial corporations, non-MFI 103T139

Non-financial corporate sector 103T14 ** ** ** **

Households, etc. 103T15 ** ** ** **

Entrepreneurial households 103T151 ** ** ** **

Guarantee and unsecured credits 1R3T151 ** ** ** **

One-to-two family dwelling, condominiums, Tenant-owner apartments 1P3T151 ** ** ** **

Other Collateral 1X3T151 ** ** ** **

Other households 103T152 ** ** ** **




Non-profit inst. serving households 103T153 ** ** ** **

Counterparties in EMU-countries 103T2


General government excl. central banks 103T22

Central governments 103T221

Federal governments 103T222

Municipalities 103T223


Other 103T29



Non-monetary investment funds 2) 103T297



Non-financial corporate sector 103T293

Households 103T294

Non-profit inst. serving households 103T295

Counterparties in other EU countries 103T5


Non-MFIs 103T58

Counterparties in other countries 103T3

Monetary financial institutions / banks 103T31

Non-MFIs / non-bank 103T38

1) A non performing loan is a loan that meets at least one of the following criteria:

a) Repayment or interest payment is more than 90 days late b) It is considered to be a risk that the loan will not be repaid in full without the use of collateral2) Non-monetary security funds and alternative investment funds


Appendix 1b

39

RBFS 2018:1

Spec T3 Non-perf. loans

Stocks/AssetsSpecification of part of item no. 103 Non-performing loans



Non-performing loans1) 103T

Counterparties in Sweden 103T1


Sveriges Riksbank (The central bank) 103T111

Monetary financial institutions excl. the Riksbank 103T118

General government 103T12

The Swedish National Debt Office 103T121

Local governments 103T122


Central government excluding SNDO 103T129

Other 103T19

Non-monetary investment funds2) 103T131

Non-monetary securities companies 103T132





Non-financial corporate sector 103T14 ** ** ** **

Households, etc. 103T15 ** ** ** **

Entrepreneurial households 103T151 ** ** ** **




Other households 103T152 ** ** ** **




Non-profit inst. serving households 103T153 ** ** ** **

Counterparties in EMU-countries 103T2


General government excl. central banks 103T22

Central governments 103T221

Federal governments 103T222

Municipalities 103T223


Other 103T29



Non-monetary investment funds 2) 103T297



Non-financial corporate sector 103T293

Households 103T294

Non-profit inst. serving households 103T295

Counterparties in other EU countries 103T5


Non-MFIs 103T58

Counterparties in other countries 103T3

Monetary financial institutions / banks 103T31

Non-MFIs / non-bank 103T38

1) A non performing loan is a loan that meets at least one of the following criteria:

a) Repayment or interest payment is more than 90 days late b) It is considered to be a risk that the loan will not be repaid in full without the use of collateral2) Non-monetary security funds and alternative investment funds


Spec T3 Leasing objects

Stocks/AssetsSpecification of item no. 1101 Leasing object and part of item no. 103 Loans. Breakdown by type of leasing object.

Item no.SEK thousand

Book value Acquisition value Book value of Depreciation acc. Valuation Book value

at start of of objects bought objects sold to plan duringadjustment due at the end of the

reporting period during the during the the reporting to fluctuation in reporting period

reporting period reporting period period the exchange

rate (+/-)

1 2 3 4 5 6

Total Swedish and foreign lessee 116

of which foreign lessee 11604

Buildings 116A

Private cars 116B

Light lorries 116C

Rail and tramway vehicles 116D

Boats and ships 116E

Airships 116F

Containers 116G

Other vehicles 116H

Earth moving machinery and construction machinery 116J

Agriculture and forestry machinery 116K

Workshop machinery and trucks 116L

Computers and attendant equipment 116M

Communication equipment 116N

Decorations for offices, hotels, restaurants or boutiques 116P

Graphic equipment 116Q

Medical equipment 116R

Other leased objects 116S

Prepayments for leasing objects 1163

Appendix 1b

40

RBFS 2018:1

Spec T3 Leasing

Stocks/AssetsSpecification of part of item no. 103 Loans. Financial leasing and counterparties.










Other financial corporations, non-MFI 1) 1038139





Counterparties outside of Sweden 103841) Non-monetary investment funds and Non-monetary securities companies are also included here.

Specification of item no. 1101 Leasing objects. Operating leasing and counterparties.















Counterparties outside of Sweden 11014

Prepayments for leasing objects 110161) Non-monetary investment funds and Non-monetary securities companies are also included here.

Appendix 1b

41

RBFS 2018:1

Spec T3 Leasing

Stocks/AssetsSpecification of part of item no. 103 Loans. Financial leasing and counterparties.















Counterparties outside of Sweden 103841) Non-monetary investment funds and Non-monetary securities companies are also included here.

Specification of item no. 1101 Leasing objects. Operating leasing and counterparties.
















Prepayments for leasing objects 110161) Non-monetary investment funds and Non-monetary securities companies are also included here.

Spec T4

Stocks/AssetsSpecification of item no. 1041 Loan loss provisions



Loan loss provisions 1041





Banks 1041112














Other 104119

Non-monetary investment funds1)1041131













Local government-owned 1041142

Tenant-owner associations 1041144

Other non-financial corporations 1041149





Appendix 1b

42

RBFS 2018:1

Spec T4











Other 104129







Households 1041294




Non-MFIs 104158




Other 1041599







Other 10413991) Non-monetary security funds and alternative investment funds

Appendix 1b

43

RBFS 2018:1

Spec T4











Other 104129







Households 1041294




Non-MFIs 104158




Other 1041599







Other 10413991) Non-monetary security funds and alternative investment funds

Spec T5

Do not need to be reported by reporters of monthly VINN-statisticsStocks/AssetsSpec. of item no. 105 Bonds and other debt securities. Counterparties and maturity. 1)



Bonds and other debt securities 105














Other 105019




















Other financial corporations, non-MFI 2)1050139












Appendix 1b

44

RBFS 2018:1

Spec T5


























Other 105029




























Appendix 1b

45

RBFS 2018:1

Spec T5


























Other 105029




























Spec T5










Other 105059













Other 105039





1) Maturity for bonds and other debt securities refers to the original maturity.

The maturity here refers to the time from issuance to due date (not interest rate fixation period).2) This category includes other financial institutes than MFIs', Non-monetary securities companies,

Insurance corp. and pension funds, and Financial vehicle corporations (FVC). Shares in investment funds is to be reported on Spec T6.

Appendix 1b

46

RBFS 2018:1

Spec T6

Do not need to be reported by reporters of monthly VINN-statisticsStocks/AssetsSpecification of item no. 106 Shares and participation rights.



Shares and participation rights 106

Shares listed on a market place 1061



Banks 1061112





Other 106119




Financial vehicle corporations, FVC 1061135

















Non-MFIs 106158




Shares not listed on a market place 1062



Banks 1062112





Other 106219












Appendix 1b

47

RBFS 2018:1

Spec T6

Do not need to be reported by reporters of monthly VINN-statisticsStocks/AssetsSpecification of item no. 106 Shares and participation rights.







Banks 1061112





Other 106119





















Non-MFIs 106158







Banks 1062112





Other 106219












Spec T6














Shares in investment funds 1063


Money market funds (MMF) 1063116

Non-monetary investment funds excl. MMF 1) 1063131










Other participating interests 1064



Non-MFI 106419








Non-MFI 106429








Non-MFI 106458



Non-MFI / non banks 1064381) Non-monetary security funds and alternative investment funds

The counterpart is the issuer of the shares or participation rights. The host country of the issuer determines the country classification,not where the shares are tradedShares listed on a market place refers to shares traded on a regulated market or trading platform.Shares not listed on a marketplace refers to shares without continous, market-based listing.

Appendix 1b

48

RBFS 2018:1

Spec T7

Stocks/AssetsSpecification of item no. 110 Tangible assets



Tangible assets 110

Leasing objects 1101

Swedish counterparties 11011



For protection of claims 1102

Real estates 110201

Other 110209

Other tangible assets 1109

Appendix 1b

49

RBFS 2018:1

Spec T7

Stocks/AssetsSpecification of item no. 110 Tangible assets



Tangible assets 110

Leasing objects 1101

Swedish counterparties 11011




Real estates 110201

Other 110209

Other tangible assets 1109

Spec T7

Specification of item no. 113 Other assets

Item no.

Svenska kronor Euro Övriga EU-valutorÖvriga utländska valutor

Other assets 113

Claims for securities settlement proceeds 1131








Derivatives 1132




Banks 1132112












Other 113219

Non-monetary investment funds 2)1132131



















Non - MFI 113229




Account adjustments 1134

Other 1139


Counterparties outside of Sweden 113941) Non-monetary investment funds, Non-monetary securities companies and Insurance corp. and pension funds are also included here.2) Non-monetary security funds and alternative investment funds

Appendix 1b

50

RBFS 2018:1

Spec T8

Stocks/AssetsSpecification of item no. 114 Deferred costs and accrued incomes



Deferred costs and accrued incomes 114

Accrued interest on loans 1141



Accrued interest on bonds 1142

Counterparties in Sweden 11421 * * * *

Counterparties outside of Sweden 11424 * * * *

Other 1149



*Do not need to be reported by reporters of monthly VINN-statistics

Appendix 1b

51

RBFS 2018:1

Spec T8

Stocks/AssetsSpecification of item no. 114 Deferred costs and accrued incomes



Deferred costs and accrued incomes 114





Counterparties in Sweden 11421 * * * *

Counterparties outside of Sweden 11424 * * * *

Other 1149



*Do not need to be reported by reporters of monthly VINN-statistics

Spec S1 Sector

Stocks/liabilitiesSpecification of item no. 201 Deposits and borrowing. Counterparties.



Deposits and borrowing 201





Banks 2010112





Money Monetary security and derivative dealers 2010117









Other 201019








Non-profit institutions serving financial corporations 20101392




















Other 201029







Households 2010294


Appendix 1b

52

RBFS 2018:1

Spec S1 Sector



Non-MFIs 201058




Other 2010599







Other 2010399

For sector and country breakdown of international organizations, see the Instructions1) Non-monetary security funds and alternative investment funds

Specification of item no. 201 Deposits and borrowing. Syndicated borrowingItem no. SEK thousand


Syndicated borrowing 201S

Specifikation till rad 201 In- och upplåning. Elektroniska pengarItem no. SEK thousand


Electronic money (e-money) 201E

Specification of item no. 201 Deposits and borrowing. Deposits and borrowing from MFIs within the groupItem no. SEK thousand




MFI within the group in other EU-countries 201051KC



Appendix 1b

53

RBFS 2018:1

Spec S1 Sector



Non-MFIs 201058




Other 2010599







Other 2010399

For sector and country breakdown of international organizations, see the Instructions1) Non-monetary security funds and alternative investment funds

Specification of item no. 201 Deposits and borrowing. Syndicated borrowingItem no. SEK thousand


Syndicated borrowing 201S

Specifikation till rad 201 In- och upplåning. Elektroniska pengarItem no. SEK thousand


Electronic money (e-money) 201E

Specification of item no. 201 Deposits and borrowing. Deposits and borrowing from MFIs within the groupItem no. SEK thousand




MFI within the group in other EU-countries 201051KC



Spec S1 Sector

Specification of Deposits and borrowing Item no. SEK thousand


Counterparties in SwedenMonetary financial institutions 201011

Deposits 201A11

Borrowing 201B11


Deposits 201A14

Borrowing 201B14Counterparties in EMU countriesMonetary financial institutions 201021

Deposits 201A21

Borrowing 201B21


Deposits 201A293

Borrowing 201B293Counterparties in other EU countriesMonetary financial institutions 201051

Deposits 201A51

Borrowing 201B51


Deposits 201A593

Borrowing 201B593Counterparties in other countriesMonetary financial institutions 201031

Deposits 201A31

Borrowing 201B31


Deposits 201A393

Borrowing 201B393

Appendix 1b

54

RBFS 2018:1

Spec S1 Accounts, maturity

Stocks/liabilitiesSpecification of item no. 201 Deposits and borrowing. Counterparties, type of account and maturity. 1)









On demand-deposits 2012111

Deposits with agreed maturity 2013111

Maturity up to 3 months AA




Deposit redeemable at notice or limited number of withdrawals 2014111

Maturity up to 3 months or limited number of free withdrawals AA

































Appendix 1b

55

RBFS 2018:1


Stocks/liabilitiesSpecification of item no. 201 Deposits and borrowing. Counterparties, type of account and maturity. 1)




























































































Other 201019















Appendix 1b

56

RBFS 2018:1


























































Appendix 1b

57

RBFS 2018:1






































































































Individual pension savings 2016151
















Appendix 1b

58

RBFS 2018:1




























































Appendix 1b

59

RBFS 2018:1

























































































Other 201029





























Appendix 1b

60

RBFS 2018:1


























































Appendix 1b

61

RBFS 2018:1



























































Households 2010294

































Other deposits and borrowing 201951


Maturity over 1 year B

Non-MFIs 201058


















Maturity over 1 year B1) Maturity for deposits and borrowing refers to the original maturity. Here maturity refers to the time under which the deposit can't be withdrawn or only can be withdrawn with restrictions. This can differ from the interest rate fixation period.2) Non-monetary security funds and alternative investment funds

Appendix 1b

62

RBFS 2018:1


Specification of part of item no. 201 Deposits and borrowing. Central counterparties (CCP). Repurchase agreementsItem no. SEK thousand


Counterparties in SwedenCentral counterparties (CCP) 201513911Counterparties in EMU countriesCentral counterparties (CCP) 20152921

Appendix 1b

63

RBFS 2018:1


Specification of part of item no. 201 Deposits and borrowing. Central counterparties (CCP). Repurchase agreementsItem no. SEK thousand


Counterparties in SwedenCentral counterparties (CCP) 201513911Counterparties in EMU countriesCentral counterparties (CCP) 20152921

Spec S1 Transferable deposits

Stocks/liabilitiesSpecification of item no. 201 Deposits and borrowing. Transferable deposits.



Transferable deposits 2017




Monetary security and derivative dealers 2017117

Other MFIs (banks, housing credit institutions etc.) 2017119


Other 201719





Other MFIs (banks, housing credit institutions etc.) 2017219


Other 201729



Non-MFIs 201758




Number of deposit accounts. Only required the be reported for December each year.

Non-MFIs / non-bank in Sweden and abroad Item no. Number, units

Deposit accounts 202

Transferable on-demand deposits accounts 2027

Transferable Internet-linked on-demand deposit accounts 2028

Transferable deposits refer to deposits that are directly transferable to other than the account holders themselves, through giro, account transfer (between accounts of the same account holder), credit cards without significant delays, limitations or penalty fees. Accounts where funds can only be withdrawn as cash or transferred through another account owned by one and the same individual are not grouped as transferable deposits.

Transferable Internet-linked on-demand deposit accounts also covers other PC-linked banking but not accounts that are only accessible through telephone.

Appendix 1b

64

RBFS 2018:1

Spec S2

Stocks/liabilitiesSpecification of item no. 203 Debt securities issued



Debt securities issued 203

of-which swapped to SEK 2038 ------------

Money market papers 2031

Index-linked bonds 1)2033

Private bonds 2034

Covered bonds excl. private bonds 2035

Other bonds 2036

Money orders 2037

Other debt securities 20391) For index-linked bonds, the entire value of the instrument shall be reported under debt securities issued, i.e.it shall not be broken down into a bond portion and an embedded derivative.

Specification of item no. 207 Debenture loans



Debenture loans 207


Private bonds 2074

Other debenture loans 2079

Subordinated liabilities in the form of loans should be reported in Spec S1

Appendix 1b

65

RBFS 2018:1

Spec S2

Stocks/liabilitiesSpecification of item no. 203 Debt securities issued





Money market papers 2031

Index-linked bonds 1)2033

Private bonds 2034

Covered bonds excl. private bonds 2035

Other bonds 2036

Money orders 2037

Other debt securities 20391) For index-linked bonds, the entire value of the instrument shall be reported under debt securities issued, i.e.it shall not be broken down into a bond portion and an embedded derivative.

Specification of item no. 207 Debenture loans



Debenture loans 207


Private bonds 2074

Other debenture loans 2079

Subordinated liabilities in the form of loans should be reported in Spec S1

Spec S3

Stocks/liabilitiesSpecification of item no. 204 Other liabilities



Other liabilities 204

Liabilities on securities settlement proceeds 2041








Derivatives 2042




Banks 2042112





Money Monetary security and derivative dealers 2042117







Other 204219




















Non-MFI 204229




Short positions 2045

Other 2049


Counterparties outside of Sweden 204941) This includes non-monetary security funds and alternative investment funds, financial auxiliaries, financial corporations engaged in lending, insurance corporations and pension funds among others.2) Non-monetary security funds and alternative investment funds

Appendix 1b

66

RBFS 2018:1

Spec S4

Stocks/liabilitiesSpecification of item no. 205 Accrued costs and deferred incomes



Accrued costs and deferred incomes 205

Accrued interest on deposits and borrowing 2051




Other 2059



Appendix 1b

67

RBFS 2018:1

Spec S4

Stocks/liabilitiesSpecification of item no. 205 Accrued costs and deferred incomes








Other 2059



Spec S5

Stocks/liabilitiesSpecification of item no. 215 shares issued in money market funds 1)



Shares issued in money market funds 215











Counterparties in other countries 215031) Only to be reported by money market funds (monetary investment funds).

Appendix 1b

68

RBFS 2018:1Spec S6 Short positions

Do not need to be reported by reporters of monthly VINN-statistics

Stocks/liabilitiesSpecification of item no 2045 Other liabilities. Borrowed instruments at short positions



Debt securities, eligible for refinancing and other 1)A2045

Counterparties in Sweden A20451

Monetary financial institutions A204511

Sveriges Riksbank (The central bank) A2045111




Monetary financial institutions excl. the Riksbank A2045118




General government A2045121




Local governments A2045122




Other A204519




Non-monetary security and derivative dealers A2045132




Insurance corporations A20451331




Pension funds A20451332




Financial vehicle corporations (FVC) A2045135




Other financial corporations, non-MFI 2)A2045139




Non-financial corporate sector A204514




Households, etc. A204515




Appendix 1b

69

RBFS 2018:1Spec S6 Short positions


Stocks/liabilitiesSpecification of item no 2045 Other liabilities. Borrowed instruments at short positions














General government A2045121








Other A204519
































Spec S6 Short positions

Counterparties in EMU countries A20452





General government excl. central banks A204522




Central governments A2045221




Federal governments A2045222




Municipalities A2045223




Social security funds A2045224




Other A204529
























Households etc. A2045296




Appendix 1b

70

RBFS 2018:1


Counterparties in other EU countries A20455









Other A204559




Counterparties in other countries A20453

Monetary financial institutions / banks A204531








Other A204539




For sector and country breakdown of international organizations, see the Instructions1) Maturity for bonds and other debt securities refers to the original maturity.

Here, maturity refers to the time from issuance to due date (not interest rate fixation period).2) This category includes other financial institutes than MFIs', Non-monetary securities companies,

Insurance corp. and pension funds, and Financial vehicle corporations (FVC). Shares in investment funds is to be reported in the table below.

Appendix 1b

71

RBFS 2018:1











Other A204559













Other A204539




For sector and country breakdown of international organizations, see the Instructions1) Maturity for bonds and other debt securities refers to the original maturity.







Shares and participation rights B2045

Shares listed on a market place BA2045

Counterparties in Sweden BA20451

Monetary financial institutions BA204511

Banks BA2045112

Housing credit institutions BA2045114

Other monetary credit market companies BA2045115

Monetary security and derivative dealers BA2045117

Other monetary financial institutions BA2045119

Other BA204519

Non-monetary security and derivative dealers BA2045132

Insurance corporations BA20451331

Pension funds BA20451332

Financial vehicle corporations (FVC) BA2045135

Other financial corporations, non-MFI BA2045139

Financial auxiliaries BA20451391

Non-profit inst. financial corp. BA20451392

Investment companies BA20451393

Non-monetary credit market companies BA20451394

Other financial institutions BA20451399

Non-financial corporate sector BA204514

Counterparties in EMU countries BA20452







Counterparties in other EU countries BA20455


Non-MFIs BA204558

Counterparties in other countries BA20453

Monetary financial institutions / banks BA204531

Non-MFIs / non-bank BA204538

Shares not listed on a market place BB2045

Counterparties in Sweden BB20451

Monetary financial institutions BB204511

Banks BB2045112

Housing credit institutions BB2045114

Other monetary credit market companies BB2045115

Monetary security and derivative dealers BB2045117

Other monetary financial institutions BB2045119

Other BB204519

Non-monetary securities companies BB2045132

Insurance corporations BB20451331

Pension funds BB20451332

Financial vehicle corporations (FVC) BB2045135

Other financial corporations, non-MFI BB2045139

Financial auxiliaries BB20451391

Non-profit inst. financial corp. BB20451392

Investment companies BB20451393

Non-monetary credit market companies BB20451394

Other financial institutions BB20451399

Non-financial corporate sector BB204514

Appendix 1b

72

RBFS 2018:1


Counterparties in EMU countries BB20452







Counterparties in other EU countries BB20455


Non-MFIs BB204558

Counterparties in other countries BB20453

Monetary financial institutions / banks BB204531

Non-MFIs / non-bank BB204538

Shares in investment funds BC2045

Counterparties in Sweden BC20451

Money market funds BC2045116

Non-monetary investment funds excl. MMF 1) BC2045131

Counterparties in EMU countries BC20452

Money market funds (MMF) BC2045216


Counterparties in other EU countries BC20455



Counterparties in other countries BC20453



Other participating interests BD2045

Counterparties in Sweden BD20451

Monetary financial institutions BD204511

Non-MFIs BD204519

Insurance corporations BD20451331

Pension funds BD20451332

Financial vehicle corporations (FVC) BD2045135

Other financial corporations, non-MFI BD2045139

Non-financial corporate sector BD204514

Counterparties in EMU countries BD20452


Non-MFIs BD204529






Counterparties in other EU countries BD20455


Non-MFIs BD204558

Counterparties in other countries BD20453

Monetary financial institutions / banks BD204531

Non-MFIs / non-bank BD2045381) Non-monetary security funds and alternative investment funds

The counterpart is the issuer of the shares or participation rights. The host country of the issuer determines the country classification, not where the shares are traded.Shares listed on a market place refers to shares traded on a regulated market or trading platform.Shares not listed on a marketplace refer to shares without continuous, market-based listing.

Appendix 1b

73

RBFS 2018:1











Non-MFIs BB204558






Money market funds BC2045116














Non-MFIs BD204519








Non-MFIs BD204529








Non-MFIs BD204558




The counterpart is the issuer of the shares or participation rights. The host country of the issuer determines the country classification, not where the shares are traded.Shares listed on a market place refers to shares traded on a regulated market or trading platform.Shares not listed on a marketplace refer to shares without continuous, market-based listing.

Spec Currency

Stocks/Assets and liabilitiesSpecification of other EU currencies and other foreign currencies

Item no. SEK thousandTotal other Total otherEU currency

EU currency EU currencyforeign currency

USD JPY CHFFormer EU currency Other currencies

AssetsCash and balances with central banksCounterparties in Sweden 10121












Treasury bills, etc. eligible for refinancing 102 * * * * * * *Counterparties in Sweden 10201 * * * * * * * Sveriges Riksbank (The central bank) 1020111 * * * * * * * General government 1020121 * * * * * * * Local governments 1020122 * * * * * * *Counterparties in EMU countries 10202 * * * * * * * Central banks etc. 1020211 * * * * * * * General government excl. central banks 102022 * * * * * * *

Other 102029 * * * * * * *Counterparties in other EU countries 10205 * * * * * * * Central banks etc. 1020511 * * * * * * * General government excl. central banks 102052 * * * * * * *

Other 102059 * * * * * * *Counterparties in other countries 10203 * * * * * * * Central banks etc. 1020311 * * * * * * * General government excl. central banks 102033 * * * * * * *

Other 102039 * * * * * * *Loans 1)

103




Other 103019




Other 103029



Original maturity up to 1 year A

Original maturity over 1 year B

Non-MFIs 103058










Bonds and other debt securities 105 * * * * * * *

Counterparties in Sweden 10501 * * * * * * * General government 1050121 * * * * * * * Local governments 1050122 * * * * * * * Monetary financial institutions 105011 * * * * * * * Other 105019 * * * * * * *Counterparties in EMU countries 10502 * * * * * * * Monetary financial institutions 105021 * * * * * * *

General government excl. central banks 105022 * * * * * * * Other 105029 * * * * * * *Counterparties in other EU countries 10505 * * * * * * * Monetary financial institutions 105051 * * * * * * *

General government excl. central banks 105052 * * * * * * * Other 105059 * * * * * * *

Counterparties in other countries 10503 * * * * * * * Monetary financial institutions 105031 * * * * * * *

General government excl. central banks 105033 * * * * * * * Other 105039 * * * * * * *

Appendix 1b

74

RBFS 2018:1Spec Currency





Deposits and borrowing 2)201




Other 201019




Other 201029





Non-MFIs 201058











Debenture loans 207

*Do not need to be reported by reporters of monthly VINN-statistics1) Maturity for loans refers to the original interest rate fixation period of the loan.2) Maturity for deposits and borrowing refers to the original maturity. Here maturity refers to the time under which the deposit can't be

withdrawn or only can be withdrawn with restrictions. This can differ from the interest rate fixation period.

Appendix 1b

75

RBFS 2018:1Spec Currency





Deposits and borrowing 2)201




Other 201019




Other 201029





Non-MFIs 201058











Debenture loans 207

*Do not need to be reported by reporters of monthly VINN-statistics1) Maturity for loans refers to the original interest rate fixation period of the loan.2) Maturity for deposits and borrowing refers to the original maturity. Here maturity refers to the time under which the deposit can't be

withdrawn or only can be withdrawn with restrictions. This can differ from the interest rate fixation period.

Spec

Cou

ntry

Spec

ifica

tion:

Cou

ntry

bre

akdo

wn

excl

. Sw

eden

.St

ocks

Item

no.

SEK

thou

sand

Tota

l EM

UTo

tal o

ther

Tota

l oth

er

Asse

tsco

untr

ies

EMU

cou

ntry

EMU

cou

ntry

ESM

2EU

cou

ntrie

sO

ther

EU

cou

ntry

Oth

er E

U c

ount

ryEI

B3SR

B4co

untr

ies

Form

er E

U c

ount

ryO

ther

cou

ntrie

sC

ash

and

bala

nces

with

cen

tral

ban

ks N

on-S

wed

ish

publ

ic p

osta

l giro

s10

1042

5

Bal

ance

s w

ith c

entra

l ban

ks10

1041

1

Trea

sury

bill

s, e

tc. e

ligib

le fo

r ref

inan

cing

1)10

2*

**

**

Cen

tral b

anks

etc

.10

2041

1*

**

**

*

Mat

urity

up

to 1

yea

rA

**

**

**

Mat

urity

ove

r 1 y

ear u

p to

2 y

ears

BA*

**

**

*

Mat

urity

ove

r 2 y

ears

BB*

**

**

*

Gen

eral

gov

ernm

ent e

xcl.

cent

ral b

anks

1020

42*

**

**

Oth

er10

2049

**

**

**

Loan

s10

304

Mon

etar

y fin

anci

al in

stitu

tions

/ ba

nks

1030

41

Gen

eral

gov

ernm

ent e

xcl.

cent

ral b

anks

1030

42

Oth

er10

3049

In

sura

nce

corp

orat

ions

1030

4911

P

ensi

on fu

nds

1030

4912

N

on-m

onet

ary

inve

stm

ent f

unds

5)10

3049

7

O

ther

fina

ncia

l cor

pora

tions

, non

-MFI

1030

492

N

on-fi

nanc

ial c

orpo

rate

sec

tor

1030

493

H

ouse

hold

s et

c.10

3049

6

Bon

ds a

nd o

ther

deb

t sec

uriti

es 1)

1050

4*

*

Mon

etar

y fin

anci

al in

stitu

tions

/ ba

nks

1050

41*

**

**

*

Mat

urity

up

to 1

yea

rA

**

**

**

Mat

urity

ove

r 1 y

ear u

p to

2 y

ears

BA*

**

**

*

Mat

urity

ove

r 2 y

ears

BB*

**

**

*

Gen

eral

gov

ernm

ent e

xcl.

cent

ral b

anks

1050

42*

**

**

*

Oth

er10

5049

**

**

**

Shar

es a

nd p

artic

ipat

ion

right

s10

604

Mon

ey m

arke

t fun

ds (M

onet

ary

inve

stm

ent f

unds

)10

6041

6*

**

**

Oth

er s

hare

s an

d pa

rtici

patio

ns

1060

49*

**

**

**

*D

epos

its a

nd b

orro

win

g 20

104

Mon

etar

y fin

anci

al in

stitu

tions

/ ba

nks

2010

41

Gen

eral

gov

ernm

ent e

xcl.

cent

ral b

anks

2010

42

Oth

er20

1049

*Do

not n

eed

to b

e re

porte

d by

repo

rters

of m

onth

ly V

INN

-sta

tistic

s1)

Mat

urity

for t

reas

ury

bills

, etc

. elig

ible

for r

efin

anci

ng a

nd d

ebt s

ecur

ities

issu

ed re

fers

to th

e or

igin

al ti

me

from

issu

ance

to d

ue d

ate

(not

the

inte

rest

fixa

tion

time)

.2)

Eur

opea

n St

abilit

y M

echa

nism

(ESM

). N

o co

untry

bre

akdo

wn

but i

s in

clud

ed in

cou

nter

parti

es in

EM

U c

ount

ries.

Sec

tor O

ther

fina

ncia

l cor

pora

tions

, non

-MFI

.3)

Eur

opea

n In

vest

men

t Ban

k (E

IB).

No

coun

try b

reak

dow

n bu

t is

incl

uded

in c

ount

erpa

rties

in o

ther

EU

cou

ntrie

s. S

ecto

r Mon

etar

y fin

anci

al in

stitu

tions

(MFI

)4)

Sin

gle

Res

olut

ion

Boar

d (S

RB)

. No

coun

try b

reak

dow

n bu

t is

incl

uded

in c

ount

erpa

rties

in o

ther

EU

cou

ntrie

s. S

ecto

r Gen

eral

Gov

ernm

ent.

5) N

on-m

onet

ary

secu

rity

fund

s an

d al

tern

ativ

e in

vest

men

t fun

ds

Appendix 1b

76

RBFS 2018:1

Appendix 1c Spec Loans, purchased and sold

Loans purchased or otherwise acquired during the period that affect the loan stock (are recorded on the balance sheet at the time of acquisition)

Counterpart, collateral and maturity for the loan 1)Item no. Counterpart of purchased or otherwise acquired loans, SEK thousand

All currencies combined Counterparties in Sweden Counterparties in EMU countries Counterparties in Counterparties in

FVC MFI Other institutes FVC MFI Other institutes other EU countries other countiesCounterparties in Sweden 60111











Non-financial corporate sector 601114 ** ** ** ** ** ** ** **



Over 5 years BD

Households, etc. 601115 ** ** ** ** ** ** ** **

Entrepreneurial households 6011151 ** ** ** ** ** ** ** **

Family dwelling, condominiums and tenant-owner apartments 6P11151 ** ** ** ** ** ** ** **

Other guarantee and unsecured credits 6R11151 ** ** ** ** ** ** ** **

Other collateral 6X11151 ** ** ** ** ** ** ** **

Other households 6011152 ** ** ** ** ** ** ** **

apartments 6P11152 ** ** ** ** ** ** ** **



Non-profit institutions serving households 6011153 ** ** ** ** ** ** ** **















Over 5 years BD

Households 6011294

apartments 6P11294



Other collateral 6X11294



Counterparties in other countries 601131) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds.3) This includes non-monetary securities companies among others.




















Over 5 years BD

Households, etc. 601115 ** ** ** ** ** ** ** **






apartments 6P11152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 6011294

apartments 6P11294








Appendix 1c

77

RBFS 2018:1


Loans securitised or otherwise sold or transferred during the period that affect the loan stock (are derecognised from the balance sheet)

Counterpart, collateral and maturity for the loan 1)Item no. Counterpart of securitised or otherwise sold or transferred loans, SEK thousand


FVC MFI Other institutes FVC MFI Other institutes other EU countries other countriesCounterparties in Sweden 60121














Over 5 years BD

Households, etc. 601215 ** ** ** ** ** ** ** **


apartments 6P12151 ** ** ** ** ** ** ** **




apartments 6P12152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 6012294

apartments 6P12294


























Over 5 years BD

Households, etc. 601115 ** ** ** ** ** ** ** **






apartments 6P11152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 6011294

apartments 6P11294








Appendix 1c

78

RBFS 2018:1


Loans purchased or otherwise acquired during the period that do not affect the loan stock (already included in the balance sheet)

Counterpart and collateral of the loan Item no. Counterpart of purchased or otherwise acquired loans, SEK thousand

All currency combined Counterparties in Sweden Counterparties in EMU countries Counterparties in Counterparties in











Other financial corporations, non-MFI2)6021134


Households, etc. 602115 ** ** ** ** ** ** ** **















Counterparties in other countries 602131) Non-monetary security funds and alternative investment funds.2) This includes non-monetary securities companies among others.


Loans securitised or otherwise sold or transferred during the period that do not affect the loan stock (not derecognised from the balance sheet)

Counterpart and collateral of the loan Item no. Counterpart of securitised or otherwise sold or transferred loans, SEK thousand














Households, etc. 602215 ** ** ** ** ** ** ** **















Counterparties in other countries 602231) Non-monetary security funds and alternative investment funds.2) This includes non-monetary securities companies among others.




















Over 5 years BD

Households, etc. 601115 ** ** ** ** ** ** ** **






apartments 6P11152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 6011294

apartments 6P11294








Appendix 1c

79

RBFS 2018:1Appendix 1c Spec Loans, purchased and sold

Outstanding amount of securitised and sold loans that do not affect the loan stock (not derecognised from the balance sheet)

Counterpart of the loan Item no. Counterpart of securitised and sold loans, SEK thousand














Households, etc. 602315 ** ** ** ** ** ** ** **

























Only securitised loans should be included in this table, not otherwise sold or transferred loans.1) Non-monetary security funds and alternative investment funds.2) This includes non-monetary securities companies among others.




















Over 5 years BD

Households, etc. 601115 ** ** ** ** ** ** ** **






apartments 6P11152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 6011294

apartments 6P11294








Appendix 1c

80

RBFS 2018:1


Outstanding amount of securitised and sold loans administered which have affected the loan stock (derecognised from the balance sheet)

Counterpart of the loan Item no. Counterpart of securitised and sold loans, SEK thousand














Households, etc. 602415 ** ** ** ** ** ** ** **





Other households 6024152 ** ** ** ** ** ** ** ** Family dwelling, condominiums and tenant-owner apartments 6P24152 ** ** ** ** ** ** ** **



















Only securitised loans should be included in this table, not otherwise sold or transferred loans.1) Non-monetary security funds and alternative investment funds.2) This includes non-monetary securities companies among others.




















Over 5 years BD

Households, etc. 601115 ** ** ** ** ** ** ** **






apartments 6P11152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 6011294

apartments 6P11294








Appendix 1d Administrated loans

Administrated loans on behalf of Financial vehicle corporations (FVC) and other specialized companies

Loans sold by own institution and other institutionsCounterpart, collateral and maturity for the securitised loan 1)


All currencies combined FVC hosted in FVC hosted in FVC hosted in FVC hosted in Other specializedSweden EMU countries other EU countries other countries companies, not

FVC

SE EMU country EMU country Other EU country Other EU country Former EU country Other countries















Over 5 years BD

























Over 5 years BD

Households 5030294

Family dwelling, condominiums and tenant-owner apartments 5P30294





Counterparties in other EU countries (MFIs and non-MFIs) 50305

Counterparties in other countries (MFIs and non-MFIs) 503031) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds.3) This includes non-monetary security and derivative dealers, among others.** Also reported by Mortgage credit companies and fund managers of alternative investment funds

Appendix 1c

81

RBFS 2018:1






FVC
















Over 5 years BD

























Over 5 years BD

Households 5030294













FVC
















Over 5 years BD

























Over 5 years BD

Households 5030294








Appendix 1d

82

RBFS 2018:1Appendix 1d Administrated loans

of which Loans sold by own institutionCounterpart, collateral and maturity for the securitised loan 1)


All currency combined FVC hosted in FVC hosted in FVC hosted in FVC hosted in Other specialSweden EMU countries other EU countries other countries corporations, not

FVCSE EMU country EMU country Other EU country Other EU country Former EU country Other countries















Over 5 years BD

























Over 5 years BD

Households 5031294







Counterparties in other countries (MFIs and non-MFIs) 50313

1) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds.3) This includes non-monetary security and derivative dealers, among others.** Also reported by Mortgage credit companies and fund managers of alternative investment funds




















Over 5 years BD

























Over 5 years BD

Households 5031294









Appendix 1e Branch balances Assets

BALANCES WITH OWN BRANCHESStocks/Assets



Lending to own branches outside of Sweden 1)103042

Lending to own branches in EMU countries 1030212




Other loans 1039212




Over 5 years BD

Lending to own branches in other EU countries 1030512



Other loans 1039512



Lending to own branches in other countries 1030312



Other loans 1039312



Bonds and other debt securities 2)105042

Issued by own branches in EMU countries 1050212 * * * *

Maturity up to 1 year A * * * *

Maturity over 1 year up to 2 years BA * * * *

Maturity over 2 years BB * * * *

Issued by own branches in other EU countries 1050512 * * * *




Issued by own branches in other countries 1050312 * * * *




Other assets 113042


Derivatives 113242



Other 113942

Prepaid expenses and accrued income 114042



Other 114942

Assets 120042

Total assets 1220421) Maturity here refers to the original interest rate fixation period of the loan.2) Maturity for bonds and other debt securities refers to the original time from issuance to due date (not the interest rate fixation period).*Do not need to be reported by reporters of monthly VINN-statistics

Specification of Item no. 1030212 Syndicated loans.



Own branches in EMU countries 103S212

Appendix 1d

83

RBFS 2018:1




















Over 5 years BD

























Over 5 years BD

Households 5031294









Appendix 1e Branch balances Assets

BALANCES WITH OWN BRANCHESStocks/Assets



Lending to own branches outside of Sweden 1)103042





Other loans 1039212




Over 5 years BD




Other loans 1039512






Other loans 1039312



Bonds and other debt securities 2)105042













Other assets 113042


Derivatives 113242



Other 113942

Prepaid expenses and accrued income 114042



Other 114942

Assets 120042

Total assets 1220421) Maturity here refers to the original interest rate fixation period of the loan.2) Maturity for bonds and other debt securities refers to the original time from issuance to due date (not the interest rate fixation period).*Do not need to be reported by reporters of monthly VINN-statistics

Specification of Item no. 1030212 Syndicated loans.




Appendix 1e

84

RBFS 2018:1Branch balances Liabilities

BALANCES WITH OWN BRANCHESStocks/liabilities



Borrowing from own branches outside of Sweden 1)201042

Borrowing from own branches in EMU 2010212














Borrowing from own branches in other EU countries 2010512






Borrowing from own branches in other countries 2010312






Debt securities issued 2)203042

Maturity up to 1 year 203042A * * * *

Nominal capital guarantee >= 100 % 203G42A * * * *

Nominal capital guarantee below 100 % 203H42A * * * *

Maturity over 1 year up to 2 years 203042BA * * * *

Nominal capital guarantee >= 100 % 203G42BA * * * *

Nominal capital guarantee below 100 % 203H42BA * * * *

Maturity over 2 years 203042BB * * * *

Nominal capital guarantee >= 100 % 203G42BB * * * *

Nominal capital guarantee below 100 % 203H42BB * * * *



Derivatives 204242


Other 204942




Other 205942

Provisions 206042

Debenture loans 207142


Accrued result 214042

Liabilities 220042

Total liabilities 2220421) Maturity for deposits and borrowing refers to the original maturity. Here maturity refers to the time under which the deposit can't be withdrawn or only can be withdrawn with restrictions. This can differ from the interest rate fixation period.2) Maturity for debt securities issued refers to the original time from issuance to due date (not the interest fixation time). *Do not need to be reported by reporters of monthly VINN-statistics

Specification of Item no. 201042 Transferable depositsItem no. SEK thousand

Transferable deposits Swedish kronor Euro Other EU currenciesOther foreign currencies




Appendix 1e

Branch balances Liabilities











































Derivatives 204242


Other 204942




Other 205942

Provisions 206042




Liabilities 220042







85

RBFS 2018:1Branch balances Liabilities











































Derivatives 204242


Other 204942




Other 205942

Provisions 206042




Liabilities 220042







Bran

ch b

alan

ces

Cur

renc

y

Spec

ifica

tion

of O

ther

EU

cur

renc

ies

and

Oth

er fo

reig

n cu

rren

cies

Stoc

ks

Item

no.

SEK

thou

sand

Tota

l oth

erTo

tal o

ther

EU c

urre

ncy

EU c

urre

ncy

EU c

urre

ncy

fore

ign

curr

ency

USD

JPY

CH

FFo

rmer

EU

cu

rrenc

yO

ther

Asse

tsLo

ans

1)10

3042

Ow

n br

anch

es in

EM

U c

ount

ries

1030

212

Ow

n br

anch

es in

oth

er E

U c

ount

ries

1030

512

Orig

inal

inte

rest

rate

fixa

tion

perio

d up

to 1

yea

rA

Orig

inal

inte

rest

rate

fixa

tion

perio

d ov

er 1

yea

rBO

wn

bran

ches

in o

ther

cou

ntrie

s10

3031

2

Orig

inal

inte

rest

rate

fixa

tion

perio

d up

to 1

yea

rA

Orig

inal

inte

rest

rate

fixa

tion

perio

d ov

er 1

yea

rBB

onds

and

oth

er d

ebt s

ecur

ities

1050

4*

**

**

**

Ow

n br

anch

es in

EM

U c

ount

ries

1050

212

**

**

**

*

Ow

n br

anch

es in

oth

er E

U c

ount

ries

1050

512

**

**

**

*

Ow

n br

anch

es in

oth

er c

ount

ries

1050

312

**

**

**

*Li

abili

ties

Dep

osits

and

bor

row

ing

2)20

1042

Ow

n br

anch

es in

EM

U c

ount

ries

2010

212

Ow

n br

anch

es in

oth

er E

U c

ount

ries

2010

512

Mat

urity

up

to 1

yea

rA

Mat

urity

ove

r 1 y

ear

B

Ow

n br

anch

es in

oth

er c

ount

ries

2010

312

Mat

urity

up

to 1

yea

rA

Mat

urity

ove

r 1 y

ear

B

Deb

t sec

uriti

es is

sued

2030

412

**

**

**

*

Mat

urity

up

to 1

yea

rA

**

**

**

*

Mat

urity

ove

r 1 y

ear u

p to

2 y

ears

BA*

**

**

**

Mat

urity

ove

r 2 y

ears

BB*

**

**

**

Deb

entu

re lo

ans

2071

42*

**

**

**

1) M

atur

ity h

ere

refe

rs to

the

orig

inal

inte

rest

rate

fixa

tion

perio

d of

the

loan

.2)

Mat

urity

for d

epos

its a

nd b

orro

win

g re

fers

to th

e or

igin

al m

atur

ity. H

ere

mat

urity

refe

rs to

the

time

unde

r whi

ch th

e de

posi

t can

't be

w

ithdr

awn

or o

nly

can

be w

ithdr

awn

with

rest

rictio

ns. T

his

can

diffe

r fro

m th

e in

tere

st ra

te fi

xatio

n pe

riod.

*Do

not n

eed

to b

e re

porte

d by

repo

rters

of m

onth

ly V

INN

-sta

tistic

s

Appendix 1e

86

RBFS 2018:1

Bran

ch b

alan

ces

Cou

ntry

Spec

ifica

tion:

Cou

ntry

bre

akdo

wn

excl

. Sw

eden

.St

ocks

Item

no.

Belo

pp i

tkr

Tota

lTo

tal o

ther

Tota

l oth

er

EMU

cou

ntrie

sEM

U c

ount

ryEM

U c

ount

ryEU

cou

ntrie

sO

ther

EU

cou

ntry

Oth

er E

U c

ount

ryco

untr

ies

Form

er E

U c

ount

ryO

ther

cou

ntrie

sAs

sets

Lend

ing

to o

wn

bran

ches

1030

42

Secu

ritie

s is

sued

by

own

bran

ches

1)10

5042

**

**

**

Mat

urity

up

to 1

yea

rA

**

**

**

Mat

urity

ove

r 1 y

ear u

p to

2 y

ears

BA*

**

**

*

Mat

urity

ove

r 2 y

ears

BB*

**

**

*Li

abili

ties

Bor

row

ing

from

ow

n br

anch

es20

1042

1) M

atur

ity fo

r bon

ds a

nd o

ther

deb

t sec

uriti

es re

fers

to th

e or

igin

al ti

me

from

issu

ance

to d

ue d

ate

(not

inte

rest

rate

fixa

tion

perio

d).

*Do

not n

eed

to b

e re

porte

d by

repo

rters

of m

onth

ly V

INN

-sta

tistic

s

Appendix 1e

87

RBFS 2018:1

Bran

ch b

alan

ces

Cou

ntry

Spec

ifica

tion:

Cou

ntry

bre

akdo

wn

excl

. Sw

eden

.St

ocks

Item

no.

Belo

pp i

tkr

Tota

lTo

tal o

ther

Tota

l oth

er

EMU

cou

ntrie

sEM

U c

ount

ryEM

U c

ount

ryEU

cou

ntrie

sO

ther

EU

cou

ntry

Oth

er E

U c

ount

ryco

untr

ies

Form

er E

U c

ount

ryO

ther

cou

ntrie

sAs

sets

Lend

ing

to o

wn

bran

ches

1030

42

Secu

ritie

s is

sued

by

own

bran

ches

1)10

5042

**

**

**

Mat

urity

up

to 1

yea

rA

**

**

**

Mat

urity

ove

r 1 y

ear u

p to

2 y

ears

BA*

**

**

*

Mat

urity

ove

r 2 y

ears

BB*

**

**

*Li

abili

ties

Bor

row

ing

from

ow

n br

anch

es20

1042

1) M

atur

ity fo

r bon

ds a

nd o

ther

deb

t sec

uriti

es re

fers

to th

e or

igin

al ti

me

from

issu

ance

to d

ue d

ate

(not

inte

rest

rate

fixa

tion

perio

d).

*Do

not n

eed

to b

e re

porte

d by

repo

rters

of m

onth

ly V

INN

-sta

tistic

s

Appendix 1f Revaluation Spec T2

Do not need to be reported by reporters of monthly VINN-statisticsRevaluations (Changes in the value during the period)/AssetsSpecification of Item no. 102 Treasury bills, etc. eligible for refinancing 1)










































Other 302029




Appendix 1f

88

RBFS 2018:1



Central banks etc.3)3020511








Other 302059













Other 302039



Maturity over 2 years BB1) Maturity for treasury bills, etc. eligible for refinancing refers to the original maturity. The maturity here refers to the time from issuance to due date (not the interest rate fixation period).2) This category includes the Riksbanks' money market papers.3) Also other MFI/Bank issued paper should be included if they are eligible for refinancing according to the national law.

Revalu. Spec T3 Counterparties

Revaluations (Noted credit losses during the period)/AssetsSpecification of part of item no. 103 Lending. Counterparties.



Loans 303










Other 303019








Households, etc. 303015 ** ** ** **

Entrepreneurial households 3030151 ** ** ** **

Other households 3030152 ** ** ** **

Non-profit inst. serving households 3030153 ** ** ** **











Other 303029



Investeringsfonder, utom penningmarknadsfonder 3030297

Värdepapperiseringsinstitut, FVC 3030298



Households 3030294




Non-MFIs 303058


Monetary financial institutions/ Banks 303031



Appendix 1f

89

RBFS 2018:1



Central banks etc.3)3020511








Other 302059













Other 302039



Maturity over 2 years BB1) Maturity for treasury bills, etc. eligible for refinancing refers to the original maturity. The maturity here refers to the time from issuance to due date (not the interest rate fixation period).2) This category includes the Riksbanks' money market papers.3) Also other MFI/Bank issued paper should be included if they are eligible for refinancing according to the national law.

Revalu. Spec T3 Counterparties

Revaluations (Noted credit losses during the period)/AssetsSpecification of part of item no. 103 Lending. Counterparties.



Loans 303










Other 303019








Households, etc. 303015 ** ** ** **

Entrepreneurial households 3030151 ** ** ** **

Other households 3030152 ** ** ** **

Non-profit inst. serving households 3030153 ** ** ** **











Other 303029



Investeringsfonder, utom penningmarknadsfonder 3030297

Värdepapperiseringsinstitut, FVC 3030298



Households 3030294




Non-MFIs 303058


Monetary financial institutions/ Banks 303031



Appendix 1f

90

RBFS 2018:1

Revaluations Spec T3 Collateral

Revaluations (Noted credit losses during the period)/AssetsSpecification of part of Item no. 103 Loans. Collateral.Collateral, maturity


Loans Swedish kronor Euro Other EU currenciesOther foreign currencies



One-to-two family dwelling and condominiums 3Q30151 ** ** ** **

Tenant-owner apartments 3D30151 ** ** ** **

Other guarantee and unsecured credits 3R30151 ** ** ** **

Other collateral 3X30151 ** ** ** **













Revalu.Spec T3 Syndicated loans

Revaluations (Noted credit losses during the period)/AssetsSpecification of part of Item no. 103 Syndicated loans. Counterparties.







Other 303S199





Other 303S299

Appendix 1f

91

RBFS 2018:1

Revaluations Spec T3 Collateral

Revaluations (Noted credit losses during the period)/AssetsSpecification of part of Item no. 103 Loans. Collateral.Collateral, maturity


Loans Swedish kronor Euro Other EU currenciesOther foreign currencies



















Revalu.Spec T3 Syndicated loans

Revaluations (Noted credit losses during the period)/AssetsSpecification of part of Item no. 103 Syndicated loans. Counterparties.







Other 303S199





Other 303S299

Appendix 1f

92

RBFS 2018:1

Revaluations Spec T5

Do not need to be reported by reporters of monthly VINN-statisticsRevaluations (Changes in the value during the period)/AssetsSpecification of Item no. 105 Bonds and other debt securities. Counterparties and maturity. 1)

















Other 305019


























































Other 305029




































Appendix 1f

93

RBFS 2018:1


Do not need to be reported by reporters of monthly VINN-statisticsRevaluations (Changes in the value during the period)/AssetsSpecification of Item no. 105 Bonds and other debt securities. Counterparties and maturity. 1)

















Other 305019


























































Other 305029




































Appendix 1f

94

RBFS 2018:1



Other 305059













Other 305039



Maturity over 2 years BB1) The maturity here refers to the time from issuance to due date (not interest rate fixation period).2) This category includes other financial institutes than MFIs', Non-monetary securities companies,

Insurance corp. and pension funds, and Financial vehicle corporations (FVC).


Do not need to be reported by reporters of monthly VINN-statisticsRevaluations (Changes in the value during the period)/AssetsSpecification of Item no. 106 Shares and participation rights







Banks 3061112





Other 306119









Non-monetary credit market companies 30611394

Other financial institutions 30611399











Non-MFIs 306158







Banks 3062112





Other 306219












Appendix 1f

95

RBFS 2018:1



Other 305059













Other 305039



Maturity over 2 years BB1) The maturity here refers to the time from issuance to due date (not interest rate fixation period).2) This category includes other financial institutes than MFIs', Non-monetary securities companies,

Insurance corp. and pension funds, and Financial vehicle corporations (FVC).


Do not need to be reported by reporters of monthly VINN-statisticsRevaluations (Changes in the value during the period)/AssetsSpecification of Item no. 106 Shares and participation rights







Banks 3061112





Other 306119





















Non-MFIs 306158







Banks 3062112





Other 306219












Appendix 1f

96

RBFS 2018:1











Non-MFIs 306258







Non-monetary investment funds excl. MMF 3063131













Non-MFIs 306419








Non-MFIs 306429








Non-MFIs 306458



Non-MFIs / non-bank 3064381) Non-monetary security funds and alternative investment funds

The counterpart is the issuer of the shares or participation rights. The host country of the issuer determines the country classification, not where the shares are traded.

Shares listed on a market place refers to shares traded on a regulated market or trading platform.Shares not listed on a marketplace refer to shares without continuous, market-based listing.

Appendix 1f

97

RBFS 2018:1











Non-MFIs 306258




















Non-MFIs 306419








Non-MFIs 306429








Non-MFIs 306458



Non-MFIs / non-bank 3064381) Non-monetary security funds and alternative investment funds




Revaluations (Depreciation, write-downs and write-ups during the period)/Assets



AssetsIntangible fixed assets 309

Tangible assets 310

Specification of Item no. 113 Other assets



Other assets 313

Derivatives 3132




Banks 3132112












Other 313219

Non-monetary investment funds 3132131



















Non-MFIs 313229




Other 3139



Appendix 1f

98

RBFS 2018:1

Revaluations Spec S3

Revaluations (Depreciation, amortisation, write-downs and write-ups during the period)/Liabilities and equity

Specification of Item no. 206 Provisions and item no. 211 Revaluation reserve



Liabilities and stockholders' equityProvisions 406

Revaluation reserve 411

Specification of Item no. 204 Other liabilities




Derivatives 4042




Banks 4042112












Other 404219




















Non-MFIs 404229



Short positions 4045 * * * *

Other 4049



* Do not need to be reported by reporters of monthly VINN-statistics

Appendix 1f

99

RBFS 2018:1

Revaluations Spec S3

Revaluations (Depreciation, amortisation, write-downs and write-ups during the period)/Liabilities and equity

Specification of Item no. 206 Provisions and item no. 211 Revaluation reserve



Liabilities and stockholders' equityProvisions 406

Revaluation reserve 411

Specification of Item no. 204 Other liabilities




Derivatives 4042




Banks 4042112












Other 404219




















Non-MFIs 404229



Short positions 4045 * * * *

Other 4049



* Do not need to be reported by reporters of monthly VINN-statistics

Revalu. Spec S6 Short positions

Do not need to be reported by reporters of monthly VINN-statisticsRevaluations (Changes in the value during the period)/LiabilitiesOther liabilities. Borrowed instruments at short positions

Short positions in debt securities














General governments A4045121








Other A404519
































Appendix 1f

100

RBFS 2018:1


Counterparties in EMU-countries A40452

























Other A404529
















Other financial corporations, non-MFI A4045292












Appendix 1f

101

RBFS 2018:1


Counterparties in EMU-countries A40452

























Other A404529
















Other financial corporations, non-MFI A4045292






















Other A404559













Other A404539



Maturity over 2 years BB1) Maturity for bonds and other debt securities refers to the original maturity.



Appendix 1f

102

RBFS 2018:1


Do not need to be reported by reporters of monthly VINN-statisticsShort positions in shares and participation rights







Banks BA4045112



Monetary securities companies BA4045117


Other BA404519

Non-monetary securities companies BA4045132














Insurance corp. and pension funds BA40452912






Non-MFIs BA404558







Banks BB4045112



Monetary securities companies BB4045117


Other BB404519












Appendix 1f

103

RBFS 2018:1


Do not need to be reported by reporters of monthly VINN-statisticsShort positions in shares and participation rights







Banks BA4045112



Monetary securities companies BA4045117


Other BA404519

Non-monetary securities companies BA4045132














Insurance corp. and pension funds BA40452912






Non-MFIs BA404558







Banks BB4045112



Monetary securities companies BB4045117


Other BB404519






















Non-MFIs BB404558




















Non-MFIs BD404519








Non-MFIs BD404529








Non-MFIs BD404558






Appendix 1f

104

RBFS 2018:1

Revelations Spec sold Loans

Revaluations. Impairment losses (actual loan losses) when the loan is securitized or sold. Part of item no 303 revaluation of loans.

Loans securitised or otherwise sold or transferred during the period that affect the loan stock (are unrecognized from the balance sheet)

Counterpart, collateral and maturity for the loan 1)Item no. Counterpart of securitised or otherwise sold or transferred loans, SEK thousand


FVC MFI Other institutes FVC MFI Other institutes other EU countriesother countriesCounterparties in Sweden 70121














Over 5 years BD

Households, etc. 701215 ** ** ** ** ** ** ** **


apartments 7P12151 ** ** ** ** ** ** ** **




apartments 7P12152 ** ** ** ** ** ** ** **


















Over 5 years BD

Households 7012294

apartments 7P12294






Counterparties in other countries 701231) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds3) This includes non-monetary securities companies among others.


Revaluation Spec Adm. loans




All currencies combined FVC hosted in FVC hosted in FVC hosted in FVC hosted in Other specializedSweden EMU countries other EU countries other countries companies,

SE EMU country EMU country Other EU country Other EU country Former EU country Other countries not FVCCounterparties in Sweden 80301














Over 5 years BD

Households, etc. 803015 ** ** ** ** ** ** ** **
























Over 5 years BD







Counterparties in other EU countries (MFI and non-MFI) 80305

Counterparties in other countries (MFI and non-MFI) 803031) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary investmen funds and Non-monetary securitites companies are also included here.3) This includes non-monetary security and derivative dealers, among others.


Appendix 1f

105

RBFS 2018:1





All currencies combined FVC hosted in FVC hosted in FVC hosted in FVC hosted in Other specializedSweden EMU countries other EU countries other countries companies,















Over 5 years BD

Households, etc. 803015 ** ** ** ** ** ** ** **
























Over 5 years BD








Counterparties in other countries (MFI and non-MFI) 803031) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary investmen funds and Non-monetary securitites companies are also included here.3) This includes non-monetary security and derivative dealers, among others.


Appendix 1f

106

RBFS 2018:1


Revaluations (noted credit losses during the period)/AssetsSpecification to administrating loans



All currencies combined FVC hosted in FVC hosted in FVC hosted in FVC hosted in Other specialSweden EMU countries other EU countries other countries corporations,















Over 5 years BD

Households, etc. 803115 ** ** ** ** ** ** ** **
























Over 5 years BD








Counterparties in other countries (MFI and non-MFI) 803131) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds3) This includes non-monetary security and derivative dealers, among others.


Appendix 1f

107

RBFS 2018:1

Appendix 1g Rev of balances with own branch

BALANCES WITH OWN BRANCHESRevaluations (Noted credit losses on loans and changes in the value of financial instruments during the period)/Assets and Liabilities



AssetsLending to own branches outside of Sweden 303042




Bonds and other debt securities 1) 305042 * * * *













Other assets 313042

Derivatives 313242


Other 313942LiabilitiesOther liabilities 404042

Derivatives 404242

Other 404942

Provisions 4060421) Maturity for bonds and other debt securities refers to the original time from issuance to due date (not the interest rate fixation period).* Do not need to be reported by reporters of monthly VINN-statistics

Specification of Item no. 1030212 Syndicated loans.Item no. SEK thousand




Revaluations (noted credit losses during the period)/AssetsSpecification to administrating loans



All currencies combined FVC hosted in FVC hosted in FVC hosted in FVC hosted in Other specialSweden EMU countries other EU countries other countries corporations,















Over 5 years BD

Households, etc. 803115 ** ** ** ** ** ** ** **
























Over 5 years BD








Counterparties in other countries (MFI and non-MFI) 803131) Maturity here refers to the original interest rate fixation period of the loan.2) Non-monetary security funds and alternative investment funds3) This includes non-monetary security and derivative dealers, among others.


Appendix 1g

108

RBFS 2018:1

Appendix 1h Housing credit institut. loans

Breakdown of housing credit institutions' loans to Swedish and foreign non-MFIs' by collateral

Item no.

New loans during the period, SEK thousand End-of-period stock, SEK thousand

Collateral Swedish kronor Euro Other EU currenciesOther foreign currencies Swedish kronor Euro Other EU currencies

Other foreign currencies

One-to-two family dwelling 15

Condominiums 16

Tenant-owner apartments 25

Multi-dwelling building 35

Commercial and office buildings 45

Direct loans to local governments (other collateral) 52

Other 51

TOTAL (excl. construction credits) 00

of which to tenant-owner associations 01

of which loans with local government guarantee 02

of which for homes 03

Loan termsItem no.New loans during the period, SEK thousand

Original interest rate fixation period Total non-MFIs' of-which Households

Loans with flexible interest (interest fixation up to 3 months) 71

Loans with fixed interest < 5 years 72

Loans with fixed interest >= 5 years 73

Fixed interest 5 years 73A

Fixed interest > 5 years 73B

Appendix 1h

109

RBFS 2018:1

Appendix 1h Housing credit institut. loans

Breakdown of housing credit institutions' loans to Swedish and foreign non-MFIs' by collateral

Item no.

New loans during the period, SEK thousand End-of-period stock, SEK thousand

Collateral Swedish kronor Euro Other EU currenciesOther foreign currencies Swedish kronor Euro Other EU currencies

Other foreign currencies

One-to-two family dwelling 15

Condominiums 16

Tenant-owner apartments 25

Multi-dwelling building 35

Commercial and office buildings 45

Direct loans to local governments (other collateral) 52

Other 51

TOTAL (excl. construction credits) 00

of which to tenant-owner associations 01

of which loans with local government guarantee 02

of which for homes 03

Loan termsItem no.New loans during the period, SEK thousand

Original interest rate fixation period Total non-MFIs' of-which Households

Loans with flexible interest (interest fixation up to 3 months) 71

Loans with fixed interest < 5 years 72

Loans with fixed interest >= 5 years 73

Fixed interest 5 years 73A

Fixed interest > 5 years 73B

Appe

ndix

2As

sets

Out

stan

ding

Asse

ts

Out

stan

ding

am

ount

s, S

EK th

ousa

nds

Item

no.

Amou

nts

incl

uded

in th

e in

tere

st a

naly

sis

Amou

nts

Tota

lO

vern

ight

R

epur

chas

e O

verd

rafts

and

revo

lvin

g lo

ans

Oth

er le

ndin

g wi

th o

rigin

al m

atur

ity (i

nter

est r

ate

fixat

ion

perio

d)To

tal in

tere

st

excl

uded

from

loan

sag

reem

ents

Tota

lra

te a

naly

sis

the

inte

rest

Exte

nded

cre

dit

card

cre

dit *

Oth

er o

verd

rafts

and

re

volv

ing

loan

s≤

3 m

onth

s>

3 m

onth

s ≤

1 y

ear

> 1

year

≤ 2

yea

rs>

2 ye

ars ≤

3 ye

ars

> 3

year

s ≤

5 ye

ars

> 5

year

s

rate

ana

lysi

s

Non

-fina

ncia

l cor

pora

tions

A103

014

L

oans

with

col

late

ral o

r gov

ernm

ent g

uara

ntee

sA1

S301

4

Uns

ecur

ed c

redi

ts o

r oth

er g

uara

ntee

sA1

N30

14 E

ntre

pren

euria

l hou

seho

lds

A103

0151

H

ousi

ng c

olla

tera

lA1

P301

51

Te

nant

-own

er a

partm

ents

A1D

3015

1

O

ne-to

two

fam

ily d

welli

ngs

and

cond

omin

ium

sA1

Q30

151

O

ther

gua

rant

ees

(non

-gov

ernm

ent)

A1L3

0151

O

ther

col

late

ral

A1M

3015

1

Uns

ecur

ed c

redi

tsA1

N30

151

Oth

er h

ouse

hold

sA1

0301

52

Hou

sing

col

late

ral

A1P3

0152

Tena

nt-o

wner

apa

rtmen

tsA1

D30

152

One

-to tw

o fa

mily

dwe

lling

s an

d co

ndom

iniu

ms

A1Q

3015

2

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)A1

L301

52

Oth

er c

olla

tera

lA1

M30

152

U

nsec

ured

cre

dits

A1N

3015

2 N

on-p

rofit

inst

. ser

ving

hou

seho

lds

A103

0153

Inte

rest

rate

s, re

port

ed in

%Ite

m n

o.O

vern

ight

R

epur

chas

e O

verd

rafts

and

revo

lvin

g lo

ans

Oth

er le

ndin

g wi

th o

rigin

al m

atur

ity (i

nter

est r

ate

fixat

ion

perio

d)To

tal in

tere

st

loan

sag

reem

ents

Tota

lra

te a

naly

sis

Exte

nded

cre

dit

card

cre

dit *

Oth

er o

verd

rafts

and

re

volv

ing

loan

s≤

3 m

onth

s>

3 m

onth

s ≤

1 y

ear

> 1

year

≤ 2

yea

rs>

2 ye

ars ≤

3 ye

ars

> 3

year

s ≤

5 ye

ars

> 5

year

s N

on-fi

nanc

ial c

orpo

ratio

nsB1

0301

4

Loa

ns w

ith c

olla

tera

l or g

over

nmen

t gua

rant

ees

B1S3

014

U

nsec

ured

cre

dits

or o

ther

gua

rant

ees

B1N

3014

Ent

repr

eneu

rial h

ouse

hold

sB1

0301

51

Hou

sing

col

late

ral

B1P3

0151

Tena

nt-o

wner

apa

rtmen

tsB1

D30

151

One

-to tw

o fa

mily

dwe

lling

s an

d co

ndom

iniu

ms

B1Q

3015

1

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)B1

L301

51

Oth

er c

olla

tera

lB1

M30

151

U

nsec

ured

cre

dits

B1N

3015

1 O

ther

hou

seho

lds

B103

0152

H

ousi

ng c

olla

tera

lB1

P301

52

Te

nant

-own

er a

partm

ents

B1D

3015

2

O

ne-to

two

fam

ily d

welli

ngs

and

cond

omin

ium

sB1

Q30

152

O

ther

gua

rant

ees

(non

-gov

ernm

ent)

B1L3

0152

O

ther

col

late

ral

B1M

3015

2

Uns

ecur

ed c

redi

tsB1

N30

152

Non

-pro

fit in

st. s

ervi

ng h

ouse

hold

sB1

0301

53

Out

stan

ding

am

ount

s, S

EK th

ousa

nds

Item

no

Amou

nts

incl

uded

in in

tere

st ra

te a

naly

sis

Rem

aini

ng in

tere

st ra

te fi

xatio

n pe

riod

Tota

l inte

rest

rate

≤ 3

mon

ths

> 3

mon

ths ≤

6 m

onth

s>

6 m

onth

s ≤

1 ye

ar>

1 ye

ar ≤

2 y

ears

> 2

year

san

alys

is

Non

-fina

ncia

l cor

pora

tions

C10

3014

Hou

seho

lds,

etc

.C

1030

15

Inte

rest

rate

s, re

port

ed in

%Ite

m n

oR

emai

ning

inte

rest

rate

fixa

tion

perio

dTo

tal in

tere

st ra

te≤

3 m

onth

s>

3 m

onth

s ≤

6 m

onth

s>

6 m

onth

s ≤

1 ye

ar>

1 ye

ar ≤

2 y

ears

> 2

year

san

alys

is

Non

-fina

ncia

l cor

pora

tions

D10

3014

Hou

seho

lds,

etc

.D

1030

15

Col

our c

odin

g:Sh

ould

not

be

fille

d in

, val

ues

are

take

n fro

m th

e co

rresp

ondi

ng li

ne o

f the

tabl

e ab

ove

Shal

l not

be

fille

d in

*) E

xten

ded

cred

it ca

rd c

redi

ts re

fer t

o ca

rd c

redi

ts th

at w

as n

ot p

aid

with

the

next

invo

ice

arriv

ing

afte

r hav

ing

used

the

card

, usu

ally

with

inte

rest

acc

rues

on

the

cred

it.C

onve

nien

ce c

redi

t car

d (z

ero

perc

ent i

nter

est r

ate)

are

not

incl

uded

her

e bu

t end

up

in th

e co

lum

n O

ther

ove

rdra

fts a

nd re

volv

ing

loan

s.Th

e co

unte

rpar

t is

the

entit

y lia

ble

to re

pay

the

amou

nts

outs

tand

ing

to th

e cr

edit

inst

itutio

n.

Rep

ortin

g re

late

s on

ly to

loan

s an

d de

posi

ts in

Sw

edis

h kr

onor

to s

peci

fied

Swed

ish

coun

terp

arts

. Loa

ns a

nd d

epos

its v

ia fo

reig

n br

anch

es a

re e

xclu

ded.

Appendix 2

110

RBFS 2018:1As

sets

New

bus

ines

s

Asse

ts

New

bus

ines

s du

ring

the

perio

d, S

EK th

ousa

nds

Item

no.

Tran

sact

ion

acco

unts

N

ew b

usin

ess

excl

. tra

nsac

tion

acco

unts

with

cre

dit

with

cre

dit i

ncl.

Ove

rnig

ht lo

ans

*R

epur

chas

e O

ther

lend

ing

with

orig

inal

mat

urity

(int

eres

t rat

e fix

atio

n pe

riod)

, exc

l. tra

nsac

tion

acco

unts

with

cre

dit a

nd o

vern

ight

loan

sTo

tal e

xcl.

Effe

ctiv

e ra

te,

revo

lving

loan

s *

agre

emen

ts≤

3 m

onth

s>

3 m

onth

s ≤

1 y

ear

> 1

year

≤ 2

yea

rs>

2 ye

ars ≤

3 ye

ars

> 3

year

s ≤

5 ye

ars

> 5

year

s ≤

10 y

ears

> 10

yea

rs tr

ansa

ctio

n ac

coun

tsSE

K th

ousa

nds

Non

-fina

ncia

l cor

pora

tions

E103

014

L

oans

with

col

late

ral o

r gov

ernm

ent g

uara

ntee

sE1

S301

4

U

p to

an

amou

nt o

f 250

thou

sand

SEK

E1S3

0144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

E1S3

0145

Ove

r an

amou

nt o

f 2.5

milli

on a

nd u

p to

10

milli

on S

EKE1

S301

42

O

ver a

n am

ount

of 1

0 m

illion

SEK

E1S3

0143

U

nsec

ured

cre

dits

or o

ther

gua

rant

ees

E1N

3014

Up

to a

n am

ount

of 2

50 th

ousa

nd S

EKE1

N30

144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

E1N

3014

5

O

ver a

n am

ount

of 2

.5 m

illion

and

up

to 1

0 m

illion

SEK

E1N

3014

2

O

ver a

n am

ount

of 1

0 m

illion

SEK

E1N

3014

3 E

ntre

pren

euria

l hou

seho

lds

E103

0151

H

ousi

ng c

olla

tera

lE1

P301

51

Te

nant

-ow

ner a

partm

ents

E1D

3015

1

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

E1Q

3015

1

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)E1

L301

51

Oth

er c

olla

tera

lE1

M30

151

U

nsec

ured

cre

dits

E1N

3015

1 O

ther

hou

seho

lds

E103

0152

H

ousi

ng c

olla

tera

lE1

P301

52

Te

nant

-ow

ner a

partm

ents

E1D

3015

2

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

E1Q

3015

2

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)E1

L301

52

Oth

er c

olla

tera

lE1

M30

152

U

nsec

ured

cre

dits

E1N

3015

2 N

on-p

rofit

inst

. ser

ving

hou

seho

lds

E103

0153

Inte

rest

rate

s, re

port

ed in

%Ite

m n

o.Tr

ansa

ctio

n ac

coun

ts

New

bus

ines

s ex

cl. t

rans

actio

n ac

coun

ts w

ith c

redi

t w

ith c

redi

t inc

l. O

vern

ight

loan

s *

Rep

urch

ase

Oth

er le

ndin

g w

ith o

rigin

al m

atur

ity (i

nter

est r

ate

fixat

ion

perio

d), e

xcl.

trans

actio

n ac

coun

ts w

ith c

redi

t and

ove

rnig

ht lo

ans

Tota

l exc

l.Ef

fect

ive

rate

, re

volvi

ng lo

ans

*ag

reem

ents

≤ 3

mon

ths

> 3

mon

ths

≤ 1

yea

r>

1 ye

ar ≤

2 y

ears

> 2

year

s ≤

3 ye

ars

> 3

year

s ≤

5 ye

ars

> 5

year

s ≤

10 y

ears

> 10

yea

rs tr

ansa

ctio

n ac

coun

tsre

port

ed in

%

Non

-fina

ncia

l cor

pora

tions

F103

014

L

oans

with

col

late

ral o

r gov

ernm

ent g

uara

ntee

sF1

S301

4

U

p to

an

amou

nt o

f 250

thou

sand

SEK

F1S3

0144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

F1S3

0145

Ove

r an

amou

nt o

f 2.5

milli

on a

nd u

p to

10

milli

on S

EKF1

S301

42

O

ver a

n am

ount

of 1

0 m

illion

SEK

F1S3

0143

U

nsec

ured

cre

dits

or o

ther

gua

rant

ees

F1N

3014

Up

to a

n am

ount

of 2

50 th

ousa

nd S

EKF1

N30

144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

F1N

3014

5

O

ver a

n am

ount

of 2

.5 m

illion

and

up

to 1

0 m

illion

SEK

F1N

3014

2

O

ver a

n am

ount

of 1

0 m

illion

SEK

F1N

3014

3 E

ntre

pren

euria

l hou

seho

lds

F103

0151

H

ousi

ng c

olla

tera

lF1

P301

51

Te

nant

-ow

ner a

partm

ents

F1D

3015

1

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

F1Q

3015

1

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)F1

L301

51

Oth

er c

olla

tera

lF1

M30

151

U

nsec

ured

cre

dits

F1N

3015

1 O

ther

hou

seho

lds

F103

0152

H

ousi

ng c

olla

tera

lF1

P301

52

Te

nant

-ow

ner a

partm

ents

F1D

3015

2

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

F1Q

3015

2

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)F1

L301

52

Oth

er c

olla

tera

lF1

M30

152

U

nsec

ured

cre

dits

F1N

3015

2 N

on-p

rofit

inst

. ser

ving

hou

seho

lds

F103

0153

* New

bus

ines

s fo

r tra

nsac

tion

acco

unts

with

cre

dit i

ncl.

revo

lving

loan

s an

d ov

erni

ght l

oans

refe

rs to

the

full o

utst

andi

ng a

mou

nts.

Rep

ortin

g re

late

s on

ly to

loan

s an

d de

posit

s in

Sw

edish

kro

nor t

o sp

ecifi

ed S

wed

ish c

ount

erpa

rts. L

oans

and

dep

osits

via

fore

ign

bran

ches

are

exc

lude

d.

Appendix 2

111

RBFS 2018:1

Asse

ts N

ew b

usin

ess

Asse

ts

New

bus

ines

s du

ring

the

perio

d, S

EK th

ousa

nds

Item

no.

Tran

sact

ion

acco

unts

N

ew b

usin

ess

excl

. tra

nsac

tion

acco

unts

with

cre

dit

with

cre

dit i

ncl.

Ove

rnig

ht lo

ans

*R

epur

chas

e O

ther

lend

ing

with

orig

inal

mat

urity

(int

eres

t rat

e fix

atio

n pe

riod)

, exc

l. tra

nsac

tion

acco

unts

with

cre

dit a

nd o

vern

ight

loan

sTo

tal e

xcl.

Effe

ctiv

e ra

te,

revo

lving

loan

s *

agre

emen

ts≤

3 m

onth

s>

3 m

onth

s ≤

1 y

ear

> 1

year

≤ 2

yea

rs>

2 ye

ars ≤

3 ye

ars

> 3

year

s ≤

5 ye

ars

> 5

year

s ≤

10 y

ears

> 10

yea

rs tr

ansa

ctio

n ac

coun

tsSE

K th

ousa

nds

Non

-fina

ncia

l cor

pora

tions

E103

014

L

oans

with

col

late

ral o

r gov

ernm

ent g

uara

ntee

sE1

S301

4

U

p to

an

amou

nt o

f 250

thou

sand

SEK

E1S3

0144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

E1S3

0145

Ove

r an

amou

nt o

f 2.5

milli

on a

nd u

p to

10

milli

on S

EKE1

S301

42

O

ver a

n am

ount

of 1

0 m

illion

SEK

E1S3

0143

U

nsec

ured

cre

dits

or o

ther

gua

rant

ees

E1N

3014

Up

to a

n am

ount

of 2

50 th

ousa

nd S

EKE1

N30

144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

E1N

3014

5

O

ver a

n am

ount

of 2

.5 m

illion

and

up

to 1

0 m

illion

SEK

E1N

3014

2

O

ver a

n am

ount

of 1

0 m

illion

SEK

E1N

3014

3 E

ntre

pren

euria

l hou

seho

lds

E103

0151

H

ousi

ng c

olla

tera

lE1

P301

51

Te

nant

-ow

ner a

partm

ents

E1D

3015

1

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

E1Q

3015

1

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)E1

L301

51

Oth

er c

olla

tera

lE1

M30

151

U

nsec

ured

cre

dits

E1N

3015

1 O

ther

hou

seho

lds

E103

0152

H

ousi

ng c

olla

tera

lE1

P301

52

Te

nant

-ow

ner a

partm

ents

E1D

3015

2

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

E1Q

3015

2

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)E1

L301

52

Oth

er c

olla

tera

lE1

M30

152

U

nsec

ured

cre

dits

E1N

3015

2 N

on-p

rofit

inst

. ser

ving

hou

seho

lds

E103

0153

Inte

rest

rate

s, re

port

ed in

%Ite

m n

o.Tr

ansa

ctio

n ac

coun

ts

New

bus

ines

s ex

cl. t

rans

actio

n ac

coun

ts w

ith c

redi

t w

ith c

redi

t inc

l. O

vern

ight

loan

s *

Rep

urch

ase

Oth

er le

ndin

g w

ith o

rigin

al m

atur

ity (i

nter

est r

ate

fixat

ion

perio

d), e

xcl.

trans

actio

n ac

coun

ts w

ith c

redi

t and

ove

rnig

ht lo

ans

Tota

l exc

l.Ef

fect

ive

rate

, re

volvi

ng lo

ans

*ag

reem

ents

≤ 3

mon

ths

> 3

mon

ths

≤ 1

yea

r>

1 ye

ar ≤

2 y

ears

> 2

year

s ≤

3 ye

ars

> 3

year

s ≤

5 ye

ars

> 5

year

s ≤

10 y

ears

> 10

yea

rs tr

ansa

ctio

n ac

coun

tsre

port

ed in

%

Non

-fina

ncia

l cor

pora

tions

F103

014

L

oans

with

col

late

ral o

r gov

ernm

ent g

uara

ntee

sF1

S301

4

U

p to

an

amou

nt o

f 250

thou

sand

SEK

F1S3

0144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

F1S3

0145

Ove

r an

amou

nt o

f 2.5

milli

on a

nd u

p to

10

milli

on S

EKF1

S301

42

O

ver a

n am

ount

of 1

0 m

illion

SEK

F1S3

0143

U

nsec

ured

cre

dits

or o

ther

gua

rant

ees

F1N

3014

Up

to a

n am

ount

of 2

50 th

ousa

nd S

EKF1

N30

144

Ove

r an

amou

nt o

f 250

thou

sand

and

up

to 2

.5 m

illion

SEK

F1N

3014

5

O

ver a

n am

ount

of 2

.5 m

illion

and

up

to 1

0 m

illion

SEK

F1N

3014

2

O

ver a

n am

ount

of 1

0 m

illion

SEK

F1N

3014

3 E

ntre

pren

euria

l hou

seho

lds

F103

0151

H

ousi

ng c

olla

tera

lF1

P301

51

Te

nant

-ow

ner a

partm

ents

F1D

3015

1

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

F1Q

3015

1

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)F1

L301

51

Oth

er c

olla

tera

lF1

M30

151

U

nsec

ured

cre

dits

F1N

3015

1 O

ther

hou

seho

lds

F103

0152

H

ousi

ng c

olla

tera

lF1

P301

52

Te

nant

-ow

ner a

partm

ents

F1D

3015

2

O

ne-to

two

fam

ily d

wel

lings

and

con

dom

iniu

ms

F1Q

3015

2

Oth

er g

uara

ntee

s (n

on-g

over

nmen

t)F1

L301

52

Oth

er c

olla

tera

lF1

M30

152

U

nsec

ured

cre

dits

F1N

3015

2 N

on-p

rofit

inst

. ser

ving

hou

seho

lds

F103

0153

* New

bus

ines

s fo

r tra

nsac

tion

acco

unts

with

cre

dit i

ncl.

revo

lving

loan

s an

d ov

erni

ght l

oans

refe

rs to

the

full o

utst

andi

ng a

mou

nts.

Rep

ortin

g re

late

s on

ly to

loan

s an

d de

posit

s in

Sw

edish

kro

nor t

o sp

ecifi

ed S

wed

ish c

ount

erpa

rts. L

oans

and

dep

osits

via

fore

ign

bran

ches

are

exc

lude

d.

Liab

ilitie

s O

utst

andi

ng

Liab

ilitie

s

Out

stan

ding

am

ount

s, S

EK th

ousa

nds

Item

no.

Amou

nts

incl

uded

in th

e in

tere

st a

nalys

isEx

clud

ed fr

om th

eTo

tal

Ove

rnig

ht lo

ans

Rep

urch

ase

On

dem

and-

Dep

osits

with

agr

eed

mat

urity

Dep

osits

rede

emab

le a

t not

ice

IPS

Tota

l int

eres

t rat

ein

tere

st ra

te a

naly

sis

*

agre

emen

tsde

posi

ts≤

2 ye

ars

> 2

year

s≤

3 m

onth

s>

3 m

onth

san

alys

is

Non

-fina

ncia

l cor

pora

tions

G20

1014

Hou

seho

lds,

etc

.G

2010

15

Inte

rest

rate

s, re

port

ed in

%Ite

m n

o.O

vern

ight

loan

sR

epur

chas

e O

n de

man

d-D

epos

its w

ith a

gree

d m

atur

ityD

epos

its re

deem

able

at n

otic

eIP

STo

tal i

nter

est r

ate

agre

emen

tsde

posi

ts≤

2 ye

ars

> 2

year

s≤

3 m

onth

s>

3 m

onth

san

alys

is

Non

-fina

ncia

l cor

pora

tions

H20

1014

Hou

seho

lds,

etc

.H

2010

15

* In

gene

ral,

no a

mou

nts

shal

l be

repo

rted

here

. In

the

even

t rep

ortin

g in

stitu

tions

in e

xcep

tiona

l cas

es n

eed

to re

port

amou

nts

in th

is c

olum

n, p

leas

e co

ntac

t SC

B.

Rep

ortin

g re

late

s on

ly to

loan

s an

d de

posi

ts in

Sw

edis

h kr

onor

to s

peci

fied

Swed

ish

coun

terp

arts

. Loa

ns a

nd d

epos

its v

ia fo

reig

n br

anch

es a

re e

xclu

ded.

Appendix 2

112

RBFS 2018:1

Liab

ilitie

s N

ew b

usin

ess

Liab

ilitie

s

New

bus

ines

s du

ring

the

perio

d, S

EK th

ousa

nds

Item

no.

Rep

urch

ase

IPS

Tota

lag

reem

ents

≤ 1

year

> 1

year

≤ 2

yea

rs>

2 ye

ars

Non

-fina

ncia

l cor

pora

tions

J201

014

Hou

seho

lds,

etc

.J2

0101

5

Inte

rest

rate

s, re

port

ed in

%Ite

m n

o.R

epur

chas

e IP

STo

tal

agre

emen

ts≤

1 ye

ar>

1 ye

ar ≤

2 y

ears

> 2

year

s N

on-fi

nanc

ial c

orpo

ratio

nsK2

0101

4 H

ouse

hold

s, e

tc.

K201

015

Rep

ortin

g re

late

s on

ly to

loan

s an

d de

posi

ts in

Sw

edis

h kr

onor

to s

peci

fied

Swed

ish

coun

terp

arts

. Lo

ans

and

depo

sits

via

fore

ign

bran

ches

are

exc

lude

d.

Dep

osits

with

agr

eed

mat

urity

Dep

osits

with

agr

eed

mat

urity

Appendix 2

113

RBFS 2018:1

Liab

ilitie

s N

ew b

usin

ess

Liab

ilitie

s

New

bus

ines

s du

ring

the

perio

d, S

EK th

ousa

nds

Item

no.

Rep

urch

ase

IPS

Tota

lag

reem

ents

≤ 1

year

> 1

year

≤ 2

yea

rs>

2 ye

ars

Non

-fina

ncia

l cor

pora

tions

J201

014

Hou

seho

lds,

etc

.J2

0101

5

Inte

rest

rate

s, re

port

ed in

%Ite

m n

o.R

epur

chas

e IP

STo

tal

agre

emen

ts≤

1 ye

ar>

1 ye

ar ≤

2 y

ears

> 2

year

s N

on-fi

nanc

ial c

orpo

ratio

nsK2

0101

4 H

ouse

hold

s, e

tc.

K201

015

Rep

ortin

g re

late

s on

ly to

loan

s an

d de

posi

ts in

Sw

edis

h kr

onor

to s

peci

fied

Swed

ish

coun

terp

arts

. Lo

ans

and

depo

sits

via

fore

ign

bran

ches

are

exc

lude

d.

Dep

osits

with

agr

eed

mat

urity

Dep

osits

with

agr

eed

mat

urity

Appendix 3a Loans

Locational Banking Statistics (RUTS svensk del)Loans (Lån + Kassa och tillgodohavande hos Centralbank)Amounts in SEK, thousands (Belopp i tusental kronor)

Vis-à-vis country ISO(Motpartsland) CODE

4300 4301 4302 4303 4304 4305 4306 4307

A. Nordic countries

Nordic country ISO

Nordic country ISO

Sweden SE

B. Other European countries

Other European country ISO


C. Other countries and offshore centres

Other country ISO

Other country ISO

D. Other 9X

International organisations 1C

Of which ESM3 1C7

Of which EIB5 1C8

Accrued/prepaid items6 5M2

Unallocated location XU

E All countries (A+B+C+D) 5J

DE including the European Central Bank (ECB). (Inklusive Europeiska Centralbanken (ECB))

CH including the Bank for International Settlements (BIS). (Inklusive Bank for International Settlements (BIS))

3 European Stability Mechanism (Europeiska stabilitetsmekanismen)

4 Bank within group includes positions with branches and vis-à-vis the subsidiaries who are MFI. Positions within the group who are not MFI, e.g. non-bank financial institutions and insurance companies, should not be included.

(MFI/Bank inom gruppen inkluderar mellanhavanden med filialer i utlandet samt positioner mot de dotterbolag som är MFI inom koncernen. Positioner mot koncernföretag som inte är MFI, t.ex. icke-finansiella företag eller försäkringsföretag, ska inte ingå här.

5 European Investment Bank (Europeiska investeringsbanken)

6 Accrued interest on loans (Upplupna räntor på utlåning). This corresponds to item 1141 on the MFI form (Detta motsvaras av rad 1141 i MFI-blanketten)

International loans(Internationella lån + Kassa och tillgodohavande hos Centralbank)

All sectors(Totalt)

MFI/banks(MFI/bank)

Of which (Varav): Non-bank financial

institutions (Finansiella företag, ej MFI/Bank)

General government excl.

central banks(Offentlig sektor

exkl. centralbanker)

Non-financial corporations

(Icke-finansiella företag)

Households including NPISH

(Hushåll inklusive HIO)

Bank within group (Inter-

office)(Bank/MFI inom

gruppen)4

Central banks (OMAs)

(Central-banker)

GBP

CHF

Other

All currencies(Alla valutor)

Domestic currency, SEK(Inhemsk valuta, SEK)

USD

EUR

JPY

Appendix 3a

114

RBFS 2018:1

Other claims

Locational Banking Statistics (RUTS svensk del)Other claims (Övriga fordringar)Amounts in SEK, thousands (Belopp i tusental kronor)


4600 4601 4602 4603 4604 4605 4606 4607

A. Nordic countries

Nordic country ISO

Nordic country ISO

Sweden SE





Other country ISO

Other country ISO

D. Other 9X


Of which ESM3 1C7

Of which EIB5 1C8










6 Other deferred costs and accrued incomes (Övriga förutbetalda kostnader och upplupna intäkter). This corresponds to item 1149 and 114942 on the MFI form (Detta motsvaras av rad 1149 och 114942 i MFI-blanketten)

GBP

CHF

Other



USD

EUR

JPY

Other claims(Övriga fordringar)



gruppen)4


(Central-banker)





All sectors(Totalt)

MFI/banks(MFI/bank)






Appendix 3a

115

RBFS 2018:1

Deposits

Locational Banking Statistics (RUTS svensk del)Deposits (Inlåning)Amounts in SEK, thousands (Belopp i tusental kronor)


8300 8301 8302 8303 8304 8305 8306 8307

A. Nordic countries

Nordic country ISO

Nordic country ISO

Sweden SE





Other country ISO

Other country ISO

D. Other 9X


Of which ESM3 1C7

Of which EIB5 1C8










6 Accrued interest on deposits and borrowing (Upplupna räntor på in- och upplåning). This corresponds to item 2051 and 205142 on the MFI form (Detta motsvaras av rad 2051 och 205142 i MFI-blanketten)

GBP

CHF

Other



USD

EUR

JPY

International deposits(International inlåning)



gruppen)4


(Central-banker)





All sectors(Totalt)

MFI/banks(MFI/bank)






Appendix 3a

116

RBFS 2018:1

Other liabilities

Locational Banking Statistics (RUTS svensk del)Other liabilities (Övriga skulder)Amounts in SEK, thousands (Belopp i tusental kronor)


8600 8601 8602 8603 8604 8605 8606 8607

A. Nordic countries

Nordic country ISO

Nordic country ISO

Sweden SE





Other country ISO

Other country ISO

D. Other 9X


Of which ESM3 1C7

Of which EIB5 1C8










6 Other accrued costs and deferred incomes (Övriga upplupna kostnader och förutbetalda intäkter). This corresponds to item 2059 and 205942 on the MFI form (Detta motsvaras av rad 2059 och 205942 i MFI-blanketten)

GBP

CHF

Other



USD

EUR

JPY

Other liabilities(Övriga skulder)



gruppen)4


(Central-banker)





All sectors(Totalt)

MFI/banks(MFI/bank)






Appendix 3a

117

RBFS 2018:1Ap

pend

ix 3

bIm

mid

iate

bor

row

er b

asis

Con

solid

ated

inte

rnat

iona

l ban

king

stat

istic

s (im

med

iate

bor

row

er b

asis)

(R

UT

S ko

nsol

ider

ad fö

rdel

ning

på

egen

tlig

mot

part

)A

mou

nts i

n SE

K, t

hous

ands

(Bel

opp

i tus

enta

l kro

nor)

Vis

-à-v

is c

ount

ryIS

O(M

otpa

rtsla

nd)

COD

E

4000

4030

4031

4032

4033

4035

4036

4041

4042

4043

4038

4040

A.No

rdic

cou

ntrie

sN

ordi

c co

untry

ISO

Nor

dic

coun

tryIS

OSw

eden

SEB

.O

ther

Eur

opea

n co

untr

ies

Oth

er E

urop

ean

coun

tryIS

OO

ther

Eur

opea

n co

untry

ISO

C.

Oth

er c

ount

ries

and

offs

hore

cen

tres

Oth

er c

ount

ryIS

OO

ther

cou

ntry

ISO

D.

Oth

er9X

Inte

rnat

iona

l org

anis

atio

ns1C

O

f whi

ch E

SM 3

1C7

O

f whi

ch E

IB4

1C8

Accr

ued

inte

rest

55M

2U

nallo

cate

d lo

catio

nXU

EAl

l cou

ntrie

s (A

+B+C

+D)

5J

DE

Incl

udin

g th

e Eu

rope

an C

entra

l Ban

k (E

CB)

, Offi

cial

sec

tor.

(Inkl

usiv

e Eu

rope

iska

Cen

tralb

anke

n (E

CB)

, O

ffent

lig s

ekto

r)C

H In

clud

ing

the

Bank

for I

nter

natio

nal S

ettle

men

ts (B

IS) ,

Offi

cial

sec

tor.

(Inkl

usiv

e Ba

nk F

or In

tern

atio

nal S

ettle

men

ts (B

IS) ,

Offe

ntlig

sek

tor)

3 Eu

rope

an S

tabi

lity

Mec

hani

sm (E

urop

eisk

a st

abilit

etsm

ekan

ism

en)

4 Eu

rope

an In

vest

men

t Ban

k (E

urop

eisk

a in

vest

erin

gsba

nken

)5 A

ccru

ed in

tere

st in

clud

ing

othe

r def

erre

d co

sts

and

accr

ued

inco

mes

(Upp

lupn

a rä

ntor

inkl

usiv

e an

dra

föru

tbet

alda

kos

tnad

er o

ch u

pplu

pna

intä

kter

)6

Mat

uriti

es a

re d

efin

ed a

s th

e pe

riod

to m

atur

ity fo

r the

rele

vant

cla

im. (

Åter

ståe

nde

löpt

id d

efin

iera

s so

m ti

den

till f

örfa

ll fö

r den

rele

vant

a fo

rdra

n)

Con

solid

ated

cro

ss-b

orde

r cl

aim

s in

all c

urre

ncie

s and

loca

l cla

ims i

n fo

reig

n cu

rren

cies

(Grä

nsöv

ersk

rida

nde

ford

ring

ar i

sam

tliga

val

utor

och

loka

la p

ositi

oner

i ut

länd

ska

valu

ta)

Tota

lM

atur

ities

6

(Åte

rstå

ende

löpt

id)

Sect

ors

(Sek

tore

r)of

whi

ch: L

ocal

cl

aim

s in

fore

ign

curr

enci

es(v

arav

: Lok

ala

ford

ringa

r i

utlä

ndsk

val

uta)

Cent

ral b

anks

an

d ge

nera

l go

vern

men

t (O

ffent

lig se

ktor

in

kl.

cent

ralb

anke

r)

Non

-ban

k fin

anci

al

inst

itutio

ns

(Fin

ansi

ella

fö

reta

g, e

j M

FI/B

ank)

Up

toon

e ye

ar<=

1 å

r

Ove

r one

yea

ran

d up

totw

o ye

ars

> 1

år <

= 2

år

Ove

r tw

oye

ars

> 2

år

Una

lloca

ted

(Ofö

rdel

ade)

MFI

/ban

ks(M

FI/b

ank)

Non

-fina

ncia

l co

rpor

atio

ns(Ic

ke-fi

nans

iella

fö

reta

g)

Hou

seho

lds

incl

udin

g N

PISH

(Hus

håll

inkl

. H

IO)

Una

lloca

ted

(Ofö

rdel

ade)

Appendix 3b

118

RBFS 2018:1

Appe

ndix

3b

Imm

idia

te b

orro

wer

bas

is

Con

solid

ated

inte

rnat

iona

l ban

king

stat

istic

s (im

med

iate

bor

row

er b

asis)

(R

UT

S ko

nsol

ider

ad fö

rdel

ning

på

egen

tlig

mot

part

)A

mou

nts i

n SE

K, t

hous

ands

(Bel

opp

i tus

enta

l kro

nor)

Vis

-à-v

is c

ount

ryIS

O(M

otpa

rtsla

nd)

COD

E

4100

4135

4136

4141

4142

4143

4138

8100

4014

4016

4017

A.No

rdic

cou

ntrie

sN

ordi

c co

untry

ISO

Nor

dic

coun

tryIS

OSw

eden

SEB

.O

ther

Eur

opea

n co

untr

ies

Oth

er E

urop

ean

coun

tryIS

OO

ther

Eur

opea

n co

untry

ISO

C.

Oth

er c

ount

ries

and

offs

hore

cen

tres

Oth

er c

ount

ryIS

OO

ther

cou

ntry

ISO

D.

Oth

er9X

Inte

rnat

iona

l org

anis

atio

ns1C

O

f whi

ch E

SM 3

1C7

O

f whi

ch E

IB4

1C8

Accr

ued

inte

rest

55M

2U

nallo

cate

d lo

catio

nXU

EAl

l cou

ntrie

s (A

+B+C

+D)

5J

DE

Incl

udin

g th

e Eu

rope

an C

entra

l Ban

k (E

CB)

, Offi

cial

sec

tor.

(Inkl

usiv

e Eu

rope

iska

Cen

tralb

anke

n (E

CB)

, O

ffent

lig s

ekto

r)C

H In

clud

ing

the

Bank

for I

nter

natio

nal S

ettle

men

ts (B

IS) ,

Offi

cial

sec

tor.

(Inkl

usiv

e Ba

nk F

or In

tern

atio

nal S

ettle

men

ts (B

IS) ,

Offe

ntlig

sek

tor)

3 Eu

rope

an S

tabi

lity

Mec

hani

sm (E

urop

eisk

a st

abilit

etsm

ekan

ism

en)

4 Eu

rope

an In

vest

men

t Ban

k (E

urop

eisk

a in

vest

erin

gsba

nken

)5 A

ccru

ed in

tere

st in

clud

ing

othe

r def

erre

d co

sts

and

accr

ued

inco

mes

(Upp

lupn

a rä

ntor

inkl

usiv

e an

dra

föru

tbet

alda

kos

tnad

er o

ch u

pplu

pna

intä

kter

)6

Mat

uriti

es a

re d

efin

ed a

s th

e pe

riod

to m

atur

ity fo

r the

rele

vant

cla

im. (

Åter

ståe

nde

löpt

id d

efin

iera

s so

m ti

den

till f

örfa

ll fö

r den

rele

vant

a fo

rdra

n)

Loca

l cur

renc

y po

sitio

ns o

f rep

ortin

g M

FI/b

anks

' off

ices

with

loca

l res

iden

ts(L

okal

a po

sitio

ner

i lok

al v

alut

a)R

isk

tran

sfer

s

Clai

ms

(Fod

ran)

Sect

ors

(Sek

tore

r)Li

abili

ties

(Sku

lder

)O

utw

ard

risk

trans

fer

(Utå

tvän

d ris

k)

Inw

ard

risk

trans

fer

(Inåt

vänd

risk

)N

on-fi

nanc

ial

corp

orat

ions

(Icke

-fina

nsie

lla

före

tag)

Hou

seho

lds

incl

udin

g N

PISH

(Hus

håll

inkl

. H

IO)

Net

tran

sfer

s of

risk

to th

e ul

timat

e bo

rrow

er(N

etto

risk)

(401

6-40

14)

Una

lloca

ted

(Ofö

rdel

ade)

MFI

/ban

ks(M

FI/b

ank)

Cent

ral b

anks

an

d ge

nera

l go

vern

men

t (O

ffent

lig se

ktor

in

kl.

cent

ralb

anke

r)

Non

-ban

k fin

anci

al

inst

itutio

ns

(Fin

ansi

ella

fö

reta

g, e

j M

FI/B

ank)

Appendix 3b

119

RBFS 2018:1

Appe

ndix

3b

Imm

idia

te b

orro

wer

bas

is

Con

solid

ated

inte

rnat

iona

l ban

king

stat

istic

s (im

med

iate

bor

row

er b

asis)

(R

UT

S ko

nsol

ider

ad fö

rdel

ning

på

egen

tlig

mot

part

)A

mou

nts i

n SE

K, t

hous

ands

(Bel

opp

i tus

enta

l kro

nor)

Vis

-à-v

is c

ount

ryIS

O(M

otpa

rtsla

nd)

COD

E

4100

4135

4136

4141

4142

4143

4138

8100

4014

4016

4017

A.No

rdic

cou

ntrie

sN

ordi

c co

untry

ISO

Nor

dic

coun

tryIS

OSw

eden

SEB

.O

ther

Eur

opea

n co

untr

ies

Oth

er E

urop

ean

coun

tryIS

OO

ther

Eur

opea

n co

untry

ISO

C.

Oth

er c

ount

ries

and

offs

hore

cen

tres

Oth

er c

ount

ryIS

OO

ther

cou

ntry

ISO

D.

Oth

er9X

Inte

rnat

iona

l org

anis

atio

ns1C

O

f whi

ch E

SM 3

1C7

O

f whi

ch E

IB4

1C8

Accr

ued

inte

rest

55M

2U

nallo

cate

d lo

catio

nXU

EAl

l cou

ntrie

s (A

+B+C

+D)

5J

DE

Incl

udin

g th

e Eu

rope

an C

entra

l Ban

k (E

CB)

, Offi

cial

sec

tor.

(Inkl

usiv

e Eu

rope

iska

Cen

tralb

anke

n (E

CB)

, O

ffent

lig s

ekto

r)C

H In

clud

ing

the

Bank

for I

nter

natio

nal S

ettle

men

ts (B

IS) ,

Offi

cial

sec

tor.

(Inkl

usiv

e Ba

nk F

or In

tern

atio

nal S

ettle

men

ts (B

IS) ,

Offe

ntlig

sek

tor)

3 Eu

rope

an S

tabi

lity

Mec

hani

sm (E

urop

eisk

a st

abilit

etsm

ekan

ism

en)

4 Eu

rope

an In

vest

men

t Ban

k (E

urop

eisk

a in

vest

erin

gsba

nken

)5 A

ccru

ed in

tere

st in

clud

ing

othe

r def

erre

d co

sts

and

accr

ued

inco

mes

(Upp

lupn

a rä

ntor

inkl

usiv

e an

dra

föru

tbet

alda

kos

tnad

er o

ch u

pplu

pna

intä

kter

)6

Mat

uriti

es a

re d

efin

ed a

s th

e pe

riod

to m

atur

ity fo

r the

rele

vant

cla

im. (

Åter

ståe

nde

löpt

id d

efin

iera

s so

m ti

den

till f

örfa

ll fö

r den

rele

vant

a fo

rdra

n)

Loca

l cur

renc

y po

sitio

ns o

f rep

ortin

g M

FI/b

anks

' off

ices

with

loca

l res

iden

ts(L

okal

a po

sitio

ner

i lok

al v

alut

a)R

isk

tran

sfer

s

Clai

ms

(Fod

ran)

Sect

ors

(Sek

tore

r)Li

abili

ties

(Sku

lder

)O

utw

ard

risk

trans

fer

(Utå

tvän

d ris

k)

Inw

ard

risk

trans

fer

(Inåt

vänd

risk

)N

on-fi

nanc

ial

corp

orat

ions

(Icke

-fina

nsie

lla

före

tag)

Hou

seho

lds

incl

udin

g N

PISH

(Hus

håll

inkl

. H

IO)

Net

tran

sfer

s of

risk

to th

e ul

timat

e bo

rrow

er(N

etto

risk)

(401

6-40

14)

Una

lloca

ted

(Ofö

rdel

ade)

MFI

/ban

ks(M

FI/b

ank)

Cent

ral b

anks

an

d ge

nera

l go

vern

men

t (O

ffent

lig se

ktor

in

kl.

cent

ralb

anke

r)

Non

-ban

k fin

anci

al

inst

itutio

ns

(Fin

ansi

ella

fö

reta

g, e

j M

FI/B

ank)

Ulti

mat

e ris

k ba

sis

Con

solid

ated

inte

rnat

iona

l ban

king

stat

istic

s (ul

timat

e ri

sk b

asis)

(RU

TS

kons

olid

erad

förd

elni

ng e

fter

slut

lig r

isk)

Am

ount

s in

SEK

, tho

usan

ds (B

elop

p i t

usen

tal k

rono

r)

Vis

-à-v

is c

ount

ryIS

O

(Mot

parts

land

)CO

DE

4500

4530

4531

4534

4535

4536

4533

4501

4502

4512

4514

4516

A.No

rdic

cou

ntrie

sN

ordi

c co

untry

ISO

Nor

dic

coun

tryIS

OSw

eden

SEG

reen

land

GL

Icel

and

ISN

orw

ayN

OSw

eden

SEB

.O

ther

Eur

opea

n co

untr

ies

Oth

er E

urop

ean

coun

tryIS

OO

ther

Eur

opea

n co

untry

ISO

C.

Oth

er c

ount

ries

and

offs

hore

ce

ntre

sO

ther

cou

ntry

ISO

Oth

er c

ount

ryIS

OD

.O

ther

9XIn

tern

atio

nal o

rgan

isat

ions

1C

O

f whi

ch E

SM 3

1C7

O

f whi

ch E

IB4

1C8

Accr

ued

inte

rest

45M

2U

nallo

cate

d lo

catio

nXU

EAl

l cou

ntrie

s (A

+B+C

+D)

5J

DE

Incl

udin

g th

e Eu

rope

an C

entra

l Ban

k (E

CB)

, Pub

lic s

ecto

r. (In

klus

ive

Euro

peis

ka C

entra

lban

ken

(EC

B) ,

Offe

ntlig

sek

tor)

CH

Incl

udin

g th

e Ba

nk fo

r Int

erna

tiona

l Set

tlem

ents

(BIS

) , P

ublic

sec

tor.

(Inkl

usiv

e Ba

nk F

or In

tern

atio

nal S

ettle

men

ts (B

IS) ,

Offe

ntlig

sek

tor)

3 Eu

rope

an S

tabi

lity

Mec

hani

sm (E

urop

eisk

a st

abilit

etsm

ekan

ism

en)

4 Eu

rope

an In

vest

men

t Ban

k (E

urop

eisk

a in

vest

erin

gsba

nken

)5 A

ccru

ed in

tere

st in

clud

ing

othe

r def

erre

d co

sts

and

accr

ued

inco

mes

(Upp

lupn

a rä

ntor

inkl

usiv

e an

dra

föru

tbet

alda

kos

tnad

er o

ch u

pplu

pna

intä

kter

)

Non

-fina

ncia

l co

rpor

atio

ns(Ic

ke-fi

nans

iella

fö

reta

g)

Hou

seho

lds

incl

udin

g N

PISH

(Hus

håll

inkl

. H

IO)

Una

lloca

ted

(Ofö

rdel

ade)

Cros

s-bo

rder

Cla

ims o

n an

ulti

mat

e ri

sk b

asis

Oth

er p

oten

tial e

xpos

ures

Fore

ign

and

dom

estic

cla

ims (

Utlä

ndsk

a oc

h in

hem

ska

ford

ringa

r)D

eriv

ativ

es(D

eriv

at)

Gua

rant

ees

(Gar

antie

r)Cr

edit

com

mitm

ents

(K

redi

tåta

gand

en)

Loca

l

All

sect

ors

(Tot

alt)

Sect

ors (

Sekt

orer

)C

ross

-bor

der /

loca

l

MFI

/ban

ks(M

FI/b

ank)

Cent

ral b

anks

an

d ge

nera

l go

vern

men

t (O

ffent

lig se

ktor

in

kl.

cent

ralb

anke

r)

Non

-ban

k fin

anci

al

inst

itutio

ns

(Fin

ansi

ella

fö

reta

g, e

j M

FI/B

ank)

Appendix 3b

120

RBFS 2018:1

Appe

ndix

3c

Imm

idia

te b

orro

wer

bas

is

Fore

ign-

owne

d br

anch

es a

nd su

bsid

iari

es in

Sw

eden

unc

onso

lidat

ed c

laim

s on

the

hom

e co

untr

y

(Utla

ndsä

gda

filia

ler

och

dött

rar

i Sve

rige

ej k

onso

lider

ade

ford

ring

ar p

å he

mla

ndet

)A

mou

nts i

n SE

K, t

hous

ands

(Bel

opp

i tus

enta

l kro

nor)

Insi

de a

rea

coun

tries

ISO

CO

DE

4000

4030

4031

4032

4033

4035

4036

4041

4042

4043

4038

Hom

e co

untry

(BIS

repo

rting

cou

ntry

)IS

OH

ome

coun

try (B

IS re

porti

ng c

ount

ry)

ISO

DE

Incl

udin

g th

e Eu

rope

an C

entra

l Ban

k (E

CB)

, Offi

cial

sec

tor.

(Inkl

usiv

e Eu

rope

iska

Cen

tralb

anke

n (E

CB)

, O

ffent

lig s

ekto

r)C

H In

clud

ing

the

Bank

for I

nter

natio

nal S

ettle

men

ts (B

IS) ,

Offi

cial

sec

tor.

(Inkl

usiv

e Ba

nk F

or In

tern

atio

nal S

ettle

men

ts (B

IS) ,

Offe

ntlig

sek

tor)

4 M

atur

ities

are

defin

ed a

s th

e pe

riod

to m

atur

ity fo

r the

rele

vant

cla

im. (

Åter

ståe

nde

löpt

id d

efin

iera

s so

m ti

den

till fö

rfall f

ör d

en re

leva

nta

ford

ran)

Unc

onso

lidat

ed c

laim

s on

the

hom

e co

untr

y, in

cl. i

nter

offic

e po

sitio

ns, i

n al

l cur

renc

ies

(For

drin

gar

på h

emla

ndet

, ink

l. m

ella

nhav

ande

n, i

sam

tliga

val

utor

)To

tal

Mat

uriti

es 4

(Åte

rstå

ende

löpt

id)

Sect

ors

(Sek

tore

r)U

p to

one

year

<= 1

år

Ove

r one

yea

ran

d le

ss th

antw

o ye

ars

> 1

år <

= 2

år

Ove

r tw

oye

ars

> 2

år

Una

lloca

ted

(Ofö

rdel

ade)

Non

-fin

anci

al

corp

orat

ions

(Icke

-fin

ansie

lla

före

tag)

Hou

seho

lds

incl

udin

g N

PISH

(Hus

håll

inkl

. H

IO)

Una

lloca

ted

(Ofö

rdel

ade)

MFI

/ban

ks(M

FI/b

ank)

Cen

tral b

anks

an

d ge

nera

l go

vern

men

t (O

ffen

tlig

sekt

or

inkl

. ce

ntra

lban

ker)

Non

-ban

k fin

anci

al

insti

tutio

ns

(Fin

ansie

lla

före

tag,

ej

MFI

/Ban

k)

Appendix 3c

121

RBFS 2018:1Ap

pend

ix 4

Tab

le 1

A

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

FOR

EIG

N E

XC

HA

NG

E(1

) AN

D G

OL

D C

ON

TRA

CT

SN

omin

al o

r no

tiona

l pri

ncip

al a

mou

nts o

utst

andi

ng(in

mill

ions

of U

SD)

Oth

er(2

)

Inst

rum

ents

USD

EUR

JPY

GB

PC

HF

CA

DSE

KD

KK

NO

KH

KD

SGD

AU

DN

ZDPL

NC

NY

RU

BO

ther

TOT

OU

TR

IGH

T F

OR

WA

RD

S A

ND

FOR

EIG

N E

XC

HA

NG

E S

WA

PS(3

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

LTO

TAL

INCL

UD

ING

GO

LD

CU

RR

EN

CY

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

OT

C O

PTIO

NS(4

)

Sold

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

LTO

TAL

INCL

UD

ING

GO

LD

Bou

ght

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

LTO

TAL

INCL

UD

ING

GO

LD

TOTA

L O

TC O

PTIO

NS

Oth

er p

rodu

cts (5

)

TO

TA

L F

X C

ON

TR

AC

TS

TOTA

L FX

CO

NTR

ACT

SIN

CLU

DIN

G G

OLD

(1) A

ll in

strum

ents

invo

lvin

g ex

posu

re to

mor

e th

an o

ne c

urre

ncy,

whe

ther

in in

tere

st ra

tes o

r exc

hang

e ra

tes.

(2) A

dditi

onal

cur

renc

ies i

n w

hich

the

repo

rter h

as

a m

ater

ial a

mou

nt o

f con

tract

s out

stand

ing.

(3) I

f sw

aps a

re e

xecu

ted

on a

forw

ard/

forw

ard

basis

, the

two

forw

ard

parts

of t

he tr

ansa

ctio

n sh

ould

be

repo

rted

sepa

rate

ly.

(4) I

nclu

ding

cur

renc

y w

arra

nts a

nd m

ultic

urre

ncy

swap

tions

.

(5) A

ny in

strum

ent w

here

the

trans

actio

n is

high

ly le

vera

ged

and/

or th

e no

tiona

l am

ount

is v

aria

ble

and

whe

re a

dec

ompo

sitio

n in

to in

divi

dual

pla

in v

anill

a co

mpo

nent

s is i

mpr

actic

al o

r im

poss

ible

.

Appendix 4

122

RBFS 2018:1

Appe

ndix

4

Tab

le 1

B

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

FOR

EIG

N E

XC

HA

NG

E(1

) AN

D G

OL

D C

ON

TRA

CT

SG

ross

pos

itive

mar

ket v

alue

s(in

mill

ions

of U

SD)

Oth

er(2

)

Inst

rum

ents

USD

EUR

JPY

GB

PC

HF

CA

DSE

KD

KK

NO

KH

KD

SGD

AU

DN

ZDPL

NC

NY

RU

BO

ther

TOT

OU

TR

IGH

T F

OR

WA

RD

S A

ND

FOR

EIG

N E

XC

HA

NG

E S

WA

PS (3

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

CU

RR

EN

CY

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

OT

C O

PTIO

NS

BOU

GH

T(4

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

TO

TA

L F

X C

ON

TR

AC

TS

TOTA

L FX

CO

NTR

ACT

SIN

CLU

DIN

G G

OLD

(1) A

ll in

strum

ents

invo

lvin

g ex

posu

re to

mor

e th

an o

ne c

urre

ncy,

whe

ther

in in

tere

st ra

tes o

r exc

hang

e ra

tes.

(2) A

dditi

onal

cur

renc

ies i

n w

hich

the

repo

rter h

as a

mat

eria

l

amou

nt o

f con

tract

s out

stand

ing.

(3) I

f sw

aps a

re e

xecu

ted

on a

forw

ard/

forw

ard

basis

, the

two

forw

ard

parts

of t

he tr

ansa

ctio

n sh

ould

be

repo

rted

sepa

rate

ly. (

4) In

clud

ing

curr

ency

war

rant

s and

mul

ticur

renc

y sw

aptio

ns.

Appendix 4

123

RBFS 2018:1

Appe

ndix

4

Tab

le 1

B

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

FOR

EIG

N E

XC

HA

NG

E(1

) AN

D G

OL

D C

ON

TRA

CT

SG

ross

pos

itive

mar

ket v

alue

s(in

mill

ions

of U

SD)

Oth

er(2

)

Inst

rum

ents

USD

EUR

JPY

GB

PC

HF

CA

DSE

KD

KK

NO

KH

KD

SGD

AU

DN

ZDPL

NC

NY

RU

BO

ther

TOT

OU

TR

IGH

T F

OR

WA

RD

S A

ND

FOR

EIG

N E

XC

HA

NG

E S

WA

PS (3

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

CU

RR

EN

CY

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

OT

C O

PTIO

NS

BOU

GH

T(4

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

TO

TA

L F

X C

ON

TR

AC

TS

TOTA

L FX

CO

NTR

ACT

SIN

CLU

DIN

G G

OLD

(1) A

ll in

strum

ents

invo

lvin

g ex

posu

re to

mor

e th

an o

ne c

urre

ncy,

whe

ther

in in

tere

st ra

tes o

r exc

hang

e ra

tes.

(2) A

dditi

onal

cur

renc

ies i

n w

hich

the

repo

rter h

as a

mat

eria

l

amou

nt o

f con

tract

s out

stand

ing.

(3) I

f sw

aps a

re e

xecu

ted

on a

forw

ard/

forw

ard

basis

, the

two

forw

ard

parts

of t

he tr

ansa

ctio

n sh

ould

be

repo

rted

sepa

rate

ly. (

4) In

clud

ing

curr

ency

war

rant

s and

mul

ticur

renc

y sw

aptio

ns.

Appe

ndix

4

Tab

le 1

C

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

FOR

EIG

N E

XC

HA

NG

E(1

) AN

D G

OL

D C

ON

TRA

CT

SG

ross

neg

ativ

e m

arke

t val

ues

(in m

illio

ns o

f USD

)

Oth

er(2

)

Inst

rum

ents

USD

EUR

JPY

GB

PC

HF

CA

DSE

KD

KK

NO

KH

KD

SGD

AU

DN

ZDPL

NC

NY

RU

BO

ther

TOT

OU

TR

IGH

T F

OR

WA

RD

S A

ND

FOR

EIG

N E

XC

HA

NG

E S

WA

PS(3

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

CU

RR

EN

CY

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

OT

C O

PTIO

NS

SOL

D(4

)

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-f

inan

cial

cus

tom

ers

TOTA

L

TO

TA

L F

X C

ON

TR

AC

TS

TOTA

L FX

CO

NTR

ACT

SIN

CLU

DIN

G G

OLD

(1) A

ll in

strum

ents

invo

lvin

g ex

posu

re to

mor

e th

an o

ne c

urre

ncy,

whe

ther

in in

tere

st ra

tes o

r exc

hang

e ra

tes.

(2) A

dditi

onal

cur

renc

ies i

n w

hich

the

repo

rter h

as a

mat

eria

l

amou

nt o

f con

tract

s out

stand

ing.

(3) I

f sw

aps a

re e

xecu

ted

on a

forw

ard/

forw

ard

basis

, the

two

forw

ard

parts

of t

he tr

ansa

ctio

n sh

ould

be

repo

rted

sepa

rate

ly. (

4) In

clud

ing

curr

ency

war

rant

s and

mul

ticur

renc

y sw

aptio

ns.

Appendix 4

124

RBFS 2018:1Ta

ble

2A

Reg

ular

OTC

Der

ivat

ives

Sta

tistic

s

SIN

GL

E-C

UR

RE

NC

Y IN

TE

RE

ST R

AT

E D

ER

IVA

TIV

ES(1

)

Nom

inal

or

notio

nal p

rinc

ipal

am

ount

s out

stan

ding

(in m

illio

ns o

f USD

)

Oth

er(2

)

Inst

rum

ents

USD

EU

RJP

YG

BP

CH

FC

AD

SEK

DK

KN

OK

HK

DSG

DA

UD

NZ

DPL

NC

NY

RU

BO

ther

TO

T

FOR

WA

RD

RA

TEA

GR

EEM

ENTS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

SWA

PSw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

OTC

OPT

ION

SSo

ldw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

Bou

ght

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

TOTA

L O

TC O

PTIO

NS

Oth

er p

rodu

cts(3

)

TOTA

L IN

TER

EST

RA

TEC

ON

TRA

CTS

(1) A

ll in

stru

men

ts w

here

all

the

legs

are

exp

osed

to o

ne a

nd o

nly

one

curr

ency

's in

tere

st ra

te, i

nclu

ding

all

fixed

/floa

ting

and

float

ing/

float

ing

sing

le-c

urre

ncy

inte

rest

rate

con

tract

s.(2

) Add

ition

al c

urre

ncie

s in

whi

ch th

e rep

orte

r has

a m

ater

ial a

mou

nt o

f con

tract

s out

stan

ding

.(3

) Any

inst

rum

ent w

here

the

trans

actio

n is

high

ly le

vera

ged

and/

or th

e no

tiona

l am

ount

is v

aria

ble

and

whe

re a

dec

ompo

sitio

n in

to in

divi

dual

pla

in v

anill

a co

mpo

nent

s is i

mpr

actic

al o

r im

poss

ible

.

Appendix 4

125

RBFS 2018:1

Tabl

e 2B

Reg

ular

OTC

Der

ivat

ives

Sta

tistic

s

SIN

GL

E-C

UR

RE

NC

Y IN

TE

RE

ST R

AT

E D

ER

IVA

TIV

ES(1

)

Gro

ss p

ositi

ve m

arke

t val

ues

(in m

illio

ns o

f USD

)

Oth

er(2

)

Inst

rum

ents

USD

EU

RJP

YG

BP

CH

FC

AD

SEK

DK

KN

OK

HK

DSG

DA

UD

NZ

DPL

NC

NY

RU

BO

ther

TO

T

FOR

WA

RD

RA

TE

AG

REE

MEN

TSw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

SWA

PSw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

OTC

OPT

ION

S B

OU

GH

Tw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

TOTA

L IN

TER

EST

RA

TEC

ON

TRA

CTS

(1) A

ll in

stru

men

ts w

here

all

the

legs

are

exp

osed

to o

ne a

nd o

nly

one

curr

ency

's in

tere

st ra

te, i

nclu

ding

all

fixed

/floa

ting

and

float

ing/

float

ing

sing

le-c

urre

ncy

inte

rest

rate

con

tract

s.(2

) Add

ition

al c

urre

ncie

s in

whi

ch th

e rep

orte

r has

a m

ater

ial a

mou

nt o

f con

tract

s out

stan

ding

.

Appendix 4

126

RBFS 2018:1

Tabl

e 2C

Reg

ular

OTC

Der

ivat

ives

Sta

tistic

s

SIN

GL

E-C

UR

RE

NC

Y IN

TE

RE

ST R

AT

E D

ER

IVA

TIV

ES(1

)

Gro

ss n

egat

ive

mar

ket v

alue

s(in

mill

ions

of U

SD)

Oth

er(2

)

Inst

rum

ents

USD

EU

RJP

YG

BP

CH

FC

AD

SEK

DK

KN

OK

HK

DSG

DA

UD

NZ

DPL

NC

NY

RU

BO

ther

TO

T

FOR

WA

RD

RA

TEA

GR

EEM

ENTS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

SWA

PS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

OTC

OPT

ION

S SO

LD

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

TOTA

L IN

TER

EST

RA

TE

CO

NTR

AC

TS(1

) All

inst

rum

ents

whe

re a

ll th

e le

gs a

re e

xpos

ed to

one

and

onl

y on

e cu

rren

cy's

inte

rest

rate

, inc

ludi

ng a

ll fix

ed/fl

oatin

g an

d flo

atin

g/flo

atin

g si

ngle

-cur

renc

y in

tere

st ra

te c

ontra

cts.

(2) A

dditi

onal

cur

renc

ies i

n w

hich

the r

epor

ter h

as a

mat

eria

l am

ount

of c

ontra

cts o

utst

andi

ng.

Appendix 4

127

RBFS 2018:1

Tabl

e 2C

Reg

ular

OTC

Der

ivat

ives

Sta

tistic

s

SIN

GL

E-C

UR

RE

NC

Y IN

TE

RE

ST R

AT

E D

ER

IVA

TIV

ES(1

)

Gro

ss n

egat

ive

mar

ket v

alue

s(in

mill

ions

of U

SD)

Oth

er(2

)

Inst

rum

ents

USD

EU

RJP

YG

BP

CH

FC

AD

SEK

DK

KN

OK

HK

DSG

DA

UD

NZ

DPL

NC

NY

RU

BO

ther

TO

T

FOR

WA

RD

RA

TEA

GR

EEM

ENTS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

SWA

PS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

OTC

OPT

ION

S SO

LD

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

TOTA

L IN

TER

EST

RA

TE

CO

NTR

AC

TS(1

) All

inst

rum

ents

whe

re a

ll th

e le

gs a

re e

xpos

ed to

one

and

onl

y on

e cu

rren

cy's

inte

rest

rate

, inc

ludi

ng a

ll fix

ed/fl

oatin

g an

d flo

atin

g/flo

atin

g si

ngle

-cur

renc

y in

tere

st ra

te c

ontra

cts.

(2) A

dditi

onal

cur

renc

ies i

n w

hich

the r

epor

ter h

as a

mat

eria

l am

ount

of c

ontra

cts o

utst

andi

ng.

Tab

le 3

A

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

EQU

ITY

, CO

MM

OD

ITY

, CR

ED

IT A

ND

"O

TH

ER"

DER

IVA

TIV

ES(1

)

Nom

inal

or

notio

nal p

rinc

ipal

am

ount

s out

stan

ding

(in m

illio

ns o

f USD

)

Equ

ity-li

nked

der

ivat

ives

Prec

ious

m

etal

sO

ther

Inst

rum

ents

US

Japa

nese

Eur

opea

n(2)

Lat

in

Am

eric

anO

ther

Asi

an(3

)O

ther

(4)

TO

TA

Lot

her

than

go

ldco

mm

oditi

es

FOR

WA

RD

S A

ND

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

OTC

OPT

ION

SSo

ldw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

Bou

ght

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

TOTA

L O

TC O

PTIO

NS

TOTA

L C

ON

TRA

CTS

(1) A

ny in

strum

ent w

hose

pric

e is

assu

med

to b

e m

ainl

y de

term

ined

by

the

pric

e of

an

equi

ty o

r a st

ock

inde

x, a

com

mod

ity o

r the

cre

ditw

orth

ines

s of a

par

ticul

ar re

fere

nce

cred

it.(2

) Exc

ludi

ng A

lban

ia, B

ulga

ria, H

unga

ry, P

olan

d, R

oman

ia a

nd th

e su

cces

sor r

epub

lics o

f the

form

er C

zech

oslo

vaki

a, S

ovie

tU

nion

and

Yug

osla

via.

(3) A

ll co

untri

es in

Asia

oth

er th

an Ja

pan.

(4) A

frica

, Aus

tralia

, New

Zea

land

and

all

othe

r cou

ntrie

s/re

gion

s not

list

ed in

the

tabl

e.(5

) Inc

lude

CD

S. (6

) Any

inst

rum

ent w

hich

doe

s not

invo

lve

an e

xpos

ure

to fo

reig

n ex

chan

ge, i

nter

est r

ate,

equ

ity, c

omm

odity

or c

redi

t risk

.

Cre

dit

deri

vativ

es(5

)O

ther

de

riva

tives

(6)

Appendix 4

128

RBFS 2018:1

Tab

le 3

B

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

EQU

ITY

, CO

MM

OD

ITY

, CR

ED

IT A

ND

"O

TH

ER"

DER

IVA

TIV

ES(1

)

Gro

ss p

ositi

ve m

arke

t val

ues

(in m

illio

ns o

f USD

)

Equ

ity-li

nked

der

ivat

ives

Prec

ious

m

etal

sO

ther

Inst

rum

ents

US

Japa

nese

Eur

opea

n(2)

Lat

in

Am

eric

anO

ther

Asi

an(3

)O

ther

(4)

TO

TA

Lot

her

than

go

ldco

mm

oditi

es

FOR

WA

RD

S A

ND

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

OTC

OPT

ION

S B

OU

GH

Tw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

TOTA

L C

ON

TRA

CTS

(1) A

ny in

strum

ent w

hose

pric

e is

assu

med

to b

e m

ainl

y de

term

ined

by

the

pric

e of

an

equi

ty o

r a st

ock

inde

x, a

com

mod

ity o

r the

cre

ditw

orth

ines

s of a

par

ticul

ar re

fere

nce

cred

it.(2

) Ex

clud

ing

Alb

ania

, Bul

garia

, Hun

gary

, Pol

and,

Rom

ania

and

the

succ

esso

r rep

ublic

s of t

he fo

rmer

Cze

chos

lova

kia,

Sov

iet

Uni

on a

nd Y

ugos

lavi

a. (

3) A

ll co

untri

es in

Asia

oth

er th

an Ja

pan.

(4) A

frica

, Aus

tralia

, New

Zea

land

and

all

othe

r cou

ntrie

s/re

gion

s not

list

ed in

the

tabl

e.(5

) Inc

lude

CD

S. (6

) Any

inst

rum

ent w

hich

doe

s not

invo

lve

an e

xpos

ure

to fo

reig

n ex

chan

ge, i

nter

est r

ate,

equ

ity, c

omm

odity

or c

redi

t risk

.

Cre

dit

deri

vativ

es(5

)O

ther

de

riva

tives

(6)

Appendix 4

129

RBFS 2018:1

Tab

le 3

B

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

EQU

ITY

, CO

MM

OD

ITY

, CR

ED

IT A

ND

"O

TH

ER"

DER

IVA

TIV

ES(1

)

Gro

ss p

ositi

ve m

arke

t val

ues

(in m

illio

ns o

f USD

)

Equ

ity-li

nked

der

ivat

ives

Prec

ious

m

etal

sO

ther

Inst

rum

ents

US

Japa

nese

Eur

opea

n(2)

Lat

in

Am

eric

anO

ther

Asi

an(3

)O

ther

(4)

TO

TA

Lot

her

than

go

ldco

mm

oditi

es

FOR

WA

RD

S A

ND

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

OTC

OPT

ION

S B

OU

GH

Tw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

TOTA

L C

ON

TRA

CTS

(1) A

ny in

strum

ent w

hose

pric

e is

assu

med

to b

e m

ainl

y de

term

ined

by

the

pric

e of

an

equi

ty o

r a st

ock

inde

x, a

com

mod

ity o

r the

cre

ditw

orth

ines

s of a

par

ticul

ar re

fere

nce

cred

it.(2

) Ex

clud

ing

Alb

ania

, Bul

garia

, Hun

gary

, Pol

and,

Rom

ania

and

the

succ

esso

r rep

ublic

s of t

he fo

rmer

Cze

chos

lova

kia,

Sov

iet

Uni

on a

nd Y

ugos

lavi

a. (

3) A

ll co

untri

es in

Asia

oth

er th

an Ja

pan.

(4) A

frica

, Aus

tralia

, New

Zea

land

and

all

othe

r cou

ntrie

s/re

gion

s not

list

ed in

the

tabl

e.(5

) Inc

lude

CD

S. (6

) Any

inst

rum

ent w

hich

doe

s not

invo

lve

an e

xpos

ure

to fo

reig

n ex

chan

ge, i

nter

est r

ate,

equ

ity, c

omm

odity

or c

redi

t risk

.

Cre

dit

deri

vativ

es(5

)O

ther

de

riva

tives

(6)

Tab

le 3

C

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

EQU

ITY

, CO

MM

OD

ITY

, CR

ED

IT A

ND

"O

TH

ER"

DER

IVA

TIV

ES(1

)

Gro

ss n

egat

ive

mar

ket v

alue

s(in

mill

ions

of U

SD)

Equ

ity-li

nked

der

ivat

ives

Prec

ious

m

etal

sO

ther

Inst

rum

ents

US

Japa

nese

Eur

opea

n(2)

Lat

in

Am

eric

anO

ther

Asi

an(3

)O

ther

(4)

TO

TA

Lot

her

than

go

ldco

mm

oditi

es

FOR

WA

RD

S A

ND

SW

APS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CCP

sw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

OTC

OPT

ION

S SO

LDw

ith re

porti

ng d

eale

rsw

ith o

ther

fina

ncia

l ins

titut

ions

o

f whi

ch C

CPs

with

non

-fina

ncia

l cus

tom

ers

TOTA

L

TOTA

L C

ON

TRA

CTS

(1) A

ny in

strum

ent w

hose

pric

e is

assu

med

to b

e m

ainl

y de

term

ined

by

the

pric

e of

an

equi

ty o

r a st

ock

inde

x, a

com

mod

ity o

r the

cre

ditw

orth

ines

s of a

par

ticul

ar re

fere

nce

cred

it.

(2) E

xclu

ding

Alb

ania

, Bul

garia

, Hun

gary

, Pol

and,

Rom

ania

and

the

succ

esso

r rep

ublic

s of t

he fo

rmer

Cze

chos

lova

kia,

Sov

iet

Uni

on a

nd Y

ugos

lavi

a. (3

) All

coun

tries

in A

sia o

ther

than

Japa

n. (4

) Afri

ca, A

ustra

lia, N

ew Z

eala

nd a

nd a

ll ot

her c

ount

ries/

regi

ons n

ot li

sted

in th

e ta

ble.

(5) I

nclu

de C

DS.

(6) A

ny in

stru

men

t whi

ch d

oes n

ot in

volv

e an

exp

osur

e to

fore

ign

exch

ange

, int

eres

t rat

e, e

quity

, com

mod

ity o

r cre

dit r

isk.

Cre

dit

deri

vativ

es(5

)O

ther

de

riva

tives

(6)

Appendix 4

130

RBFS 2018:1Ta

ble

4

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

NO

TIO

NA

L A

MO

UN

TS

OU

TST

AN

DIN

G O

F O

TC

DE

RIV

AT

IVE

CO

NT

RA

CT

Sby

rem

aini

ng m

atur

ity a

t end

of r

epor

ting

peri

od(in

mill

ions

of U

SD)

Forw

ards

and

swap

sO

TC o

ptio

ns so

ldO

TC o

ptio

ns b

ough

tTo

tal

Ris

k ca

tego

ryO

ne y

ear

or

less

Ove

r on

e ye

ar

and

up to

five

ye

ars

Ove

r fiv

e ye

ars

One

yea

r or

le

ss

Ove

r on

e ye

ar

and

up to

five

ye

ars

Ove

r fiv

e ye

ars

One

yea

r or

le

ss

Ove

r on

e ye

ar

and

up to

five

ye

ars

Ove

r fiv

e ye

ars

One

yea

r or

le

ss

Ove

r on

e ye

ar

and

up to

five

ye

ars

Ove

r fiv

e ye

ars

FOR

EIG

N E

XC

HA

NG

EA

ND

GO

LD

CO

NT

RA

CT

S

FOR

EIG

N E

XC

HA

NG

EC

ON

TR

AC

TS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

SIN

GL

E C

UR

RE

NC

YIN

TE

RE

ST R

AT

EC

ON

TR

AC

TS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

EQ

UIT

Y C

ON

TR

AC

TS

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial i

nstit

utio

ns

of w

hich

CC

Psw

ith n

on-fi

nanc

ial c

usto

mer

sTO

TAL

Appendix 4

131

RBFS 2018:1

Tab

le 5

Reg

ular

OT

C D

eriv

ativ

es S

tatis

tics

GR

OSS

MA

RK

ET

VA

LUES

, CU

RR

EN

T C

RED

IT E

XPO

SUR

EA

ND

LIA

BIL

ITIE

S A

RIS

ING

FR

OM

OT

C D

ERIV

ATI

VE

CO

NT

RA

CTS

at e

nd o

f rep

ortin

g pe

riod

(in m

illio

ns o

f USD

)

Instr

umen

tsPo

sitiv

e m

arke

t val

ues

Neg

ativ

e m

arke

t val

ues

GR

OSS

MA

RK

ET

VA

LU

ES

of w

hich

: with

repo

rting

dea

lers

CU

RR

EN

T C

RE

DIT

EX

POSU

RE

(1)

AN

D L

IABI

LIT

IES(2

)

of w

hich

: with

repo

rting

dea

lers

(1) C

urre

nt c

redi

t exp

osur

e is

def

ined

as t

he p

ositi

ve re

plac

emen

t cos

t of O

TC c

ontra

cts o

utst

andi

ng a

fter t

akin

g in

to a

ccou

nt le

gally

enf

orce

able

bi

late

ral n

ettin

g ag

reem

ents

. (2)

Lia

bilit

ies a

re d

efin

ed a

s the

neg

ativ

e re

plac

emen

t cos

t of O

TC c

ontra

cts a

fter t

akin

g in

to a

ccou

nt le

gally

enfo

rcea

ble

bila

tera

l net

ting

agre

emen

ts.

Appendix 4

132

RBFS 2018:1

CD

S All

cont

ract

s0

00

00

00

00

00

00

00

00

00

00

00

00

00

0

with

repo

rting

dea

lers

00

00

00

00

00

00

00

00

00

00

00

with

oth

er fi

nanc

ial in

stitu

tions

00

00

00

00

00

00

00

00

00

00

00

00

00

00

Ban

ks a

nd se

curit

ies fi

rms

00

00

00

00

00

00

00

00

00

00

00

CC

Ps(5

)0

00

00

00

00

00

00

00

00

00

00

0

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

00

00

00

00

00

00

00

00

00

00

00

SPV

s, SP

Cs o

r SPE

s0

00

00

00

00

00

00

00

00

00

00

0

Hed

ge fu

nds

00

00

00

00

00

00

00

00

00

00

00

Oth

er0

00

00

00

00

00

00

00

00

00

00

0

with

non

-fin

anci

al cu

stom

ers

00

00

00

00

00

00

00

00

00

00

00

Sing

le-n

ame

inst

rum

ents

00

00

00

00

00

00

00

00

00

00

00

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

00

00

00

00

00

00

00

00

00

00

00

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

Mul

ti-na

me

inst

rum

ents

00

00

00

00

00

00

00

00

00

00

00

00

00

00

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

00

00

00

00

00

00

00

00

00

00

00

00

00

00

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

Mul

ti-na

me

inst

rum

ents

: of w

hich

IND

EX

PRO

DU

CTS

00

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

00

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

(1) F

or si

ngle

-nam

e in

stru

men

ts th

e ra

ting

of th

e un

derly

ing

refe

renc

e ob

ligat

ion(

s) sh

ould

be

used

. For

rate

d m

ulti-

nam

e C

DS

cont

ract

s the

ratin

g of

the

cont

ract

(eg

entir

e ba

sket

, por

tfolio

, ind

ex o

r the

indi

vidu

al in

dex

tranc

he) s

houl

d be

use

d.If

a m

ulti-

nam

e co

ntra

ct is

not

rate

d it

is re

com

men

ded

to a

lloca

te th

e co

ntra

ct b

ased

on

the

ratin

gs o

f the

und

erly

ing

refe

renc

e cr

edits

. For

mor

e de

tails

on

the

allo

catio

n by

ratin

g, p

leas

e se

e se

ctio

n 3

of th

e re

porti

ng g

uide

lines

. (2

) The

rem

aini

ng c

ontra

ct m

atur

ity is

to b

e de

term

ined

by

the

diffe

renc

e be

twee

n th

e re

porti

ng d

ate

and

the

expi

ry d

ate

of th

e co

ntra

ct a

nd n

ot b

y th

e da

te o

f exe

cutio

n of

the

deal

.(3

) Sec

tor r

efer

s to

econ

omic

sect

or o

f the

obl

igor

of t

he u

nder

lyin

g re

fere

nce

oblig

atio

n(s)

. (4

) In

stru

men

ts w

here

a b

reak

dow

n by

sect

or o

f the

refe

renc

e en

tity

cann

ot b

e de

term

ined

, or t

hose

mul

ti-na

me

inst

rum

ents

whe

re th

e re

fere

nce

entit

ies b

elon

g to

diff

eren

t ind

ivid

ual s

ecto

rs (s

uch

as in

the

case

of b

aske

t cre

dit d

efau

lt sw

aps)

.(5

) C

entra

l Cou

nter

party

(CC

P) d

efin

ed a

s an

entit

y th

at in

terp

oses

itse

lf be

twee

n co

unte

rpar

ties t

o co

ntra

cts t

rade

d in

one

or m

ore

finan

cial

mar

kets

, bec

omin

g th

e bu

yer t

o ev

ery

selle

r and

the

selle

r to

ever

y bu

yer.

(6) I

nclu

ding

rein

sura

nce

and

finan

cial

gua

rant

y fir

ms.

Blo

ck A

and

BC

RED

IT D

EFA

ULT

SW

APS

NO

MIN

AL

OR

NO

TIO

NA

L PR

INC

IPA

L A

MO

UN

TS O

UTS

TAN

DIN

G(in

mill

ions

of U

SD)

Sold

Boug

ht

Non

-fin

anci

al fi

rms

Sove

reig

nsSe

curi

tised

pro

duct

s

Sold

Boug

htSo

ld

Tot

al

Rat

ing

cate

gori

es(1

)R

emai

ning

con

trac

t mat

urity

(2)

Sect

or(3

)

AA

A/A

AA

/BB

BM

ultip

le S

ecto

rs(4

)

ABS

& M

BS

Oth

er

BB

and

bel

owN

on-r

ated

One

yea

r or

less

Ove

r on

e ye

ar u

p to

fiv

e ye

ars

Ove

r fiv

e ye

ars

Fina

ncia

l fir

ms

Bou

ght

Sold

Sold

Boug

htSo

ldBo

ught

Sold

Boug

htSo

ldBo

ught

Sold

Boug

htSo

ldBo

ught

Sold

Boug

htSo

ldB

ough

tSo

ldBo

ught

Bou

ght

Sold

Boug

ht

Appendix 4

133

RBFS 2018:1

CD

S All

cont

ract

s0

00

00

00

00

00

00

00

00

00

00

00

00

00

0

with

repo

rting

dea

lers

00

00

00

00

00

00

00

00

00

00

00

with

oth

er fi

nanc

ial in

stitu

tions

00

00

00

00

00

00

00

00

00

00

00

00

00

00

Ban

ks a

nd se

curit

ies fi

rms

00

00

00

00

00

00

00

00

00

00

00

CC

Ps(5

)0

00

00

00

00

00

00

00

00

00

00

0

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

00

00

00

00

00

00

00

00

00

00

00

SPV

s, SP

Cs o

r SPE

s0

00

00

00

00

00

00

00

00

00

00

0

Hed

ge fu

nds

00

00

00

00

00

00

00

00

00

00

00

Oth

er0

00

00

00

00

00

00

00

00

00

00

0

with

non

-fin

anci

al cu

stom

ers

00

00

00

00

00

00

00

00

00

00

00

Sing

le-n

ame

inst

rum

ents

00

00

00

00

00

00

00

00

00

00

00

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

00

00

00

00

00

00

00

00

00

00

00

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

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ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

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sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

Mul

ti-na

me

inst

rum

ents

00

00

00

00

00

00

00

00

00

00

00

00

00

00

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

00

00

00

00

00

00

00

00

00

00

00

00

00

00

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

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edge

fund

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ther

with

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-fin

anci

al cu

stom

ers

Mul

ti-na

me

inst

rum

ents

: of w

hich

IND

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PRO

DU

CTS

00

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

00

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

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edge

fund

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-fin

anci

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or si

ngle

-nam

e in

stru

men

ts th

e ra

ting

of th

e un

derly

ing

refe

renc

e ob

ligat

ion(

s) sh

ould

be

used

. For

rate

d m

ulti-

nam

e C

DS

cont

ract

s the

ratin

g of

the

cont

ract

(eg

entir

e ba

sket

, por

tfolio

, ind

ex o

r the

indi

vidu

al in

dex

tranc

he) s

houl

d be

use

d.If

a m

ulti-

nam

e co

ntra

ct is

not

rate

d it

is re

com

men

ded

to a

lloca

te th

e co

ntra

ct b

ased

on

the

ratin

gs o

f the

und

erly

ing

refe

renc

e cr

edits

. For

mor

e de

tails

on

the

allo

catio

n by

ratin

g, p

leas

e se

e se

ctio

n 3

of th

e re

porti

ng g

uide

lines

. (2

) The

rem

aini

ng c

ontra

ct m

atur

ity is

to b

e de

term

ined

by

the

diffe

renc

e be

twee

n th

e re

porti

ng d

ate

and

the

expi

ry d

ate

of th

e co

ntra

ct a

nd n

ot b

y th

e da

te o

f exe

cutio

n of

the

deal

.(3

) Sec

tor r

efer

s to

econ

omic

sect

or o

f the

obl

igor

of t

he u

nder

lyin

g re

fere

nce

oblig

atio

n(s)

. (4

) In

stru

men

ts w

here

a b

reak

dow

n by

sect

or o

f the

refe

renc

e en

tity

cann

ot b

e de

term

ined

, or t

hose

mul

ti-na

me

inst

rum

ents

whe

re th

e re

fere

nce

entit

ies b

elon

g to

diff

eren

t ind

ivid

ual s

ecto

rs (s

uch

as in

the

case

of b

aske

t cre

dit d

efau

lt sw

aps)

.(5

) C

entra

l Cou

nter

party

(CC

P) d

efin

ed a

s an

entit

y th

at in

terp

oses

itse

lf be

twee

n co

unte

rpar

ties t

o co

ntra

cts t

rade

d in

one

or m

ore

finan

cial

mar

kets

, bec

omin

g th

e bu

yer t

o ev

ery

selle

r and

the

selle

r to

ever

y bu

yer.

(6) I

nclu

ding

rein

sura

nce

and

finan

cial

gua

rant

y fir

ms.

Blo

ck A

and

BC

RED

IT D

EFA

ULT

SW

APS

NO

MIN

AL

OR

NO

TIO

NA

L PR

INC

IPA

L A

MO

UN

TS O

UTS

TAN

DIN

G(in

mill

ions

of U

SD)

Sold

Boug

ht

Non

-fin

anci

al fi

rms

Sove

reig

nsSe

curi

tised

pro

duct

s

Sold

Boug

htSo

ld

Tot

al

Rat

ing

cate

gori

es(1

)R

emai

ning

con

trac

t mat

urity

(2)

Sect

or(3

)

AA

A/A

AA

/BB

BM

ultip

le S

ecto

rs(4

)

ABS

& M

BS

Oth

er

BB

and

bel

owN

on-r

ated

One

yea

r or

less

Ove

r on

e ye

ar u

p to

fiv

e ye

ars

Ove

r fiv

e ye

ars

Fina

ncia

l fir

ms

Bou

ght

Sold

Sold

Boug

htSo

ldBo

ught

Sold

Boug

htSo

ldBo

ught

Sold

Boug

htSo

ldBo

ught

Sold

Boug

htSo

ldB

ough

tSo

ldBo

ught

Bou

ght

Sold

Boug

ht

CR

EDIT

DEF

AU

LT S

WA

PSG

RO

SS P

OSI

TIV

E A

ND

NEG

ATI

VE

MA

RK

ET V

ALU

ES(in

mill

ions

of U

SD)

All

cont

ract

sw

ith re

porti

ng d

ealer

sw

ith o

ther

fina

ncial

insti

tutio

nsB

anks

and

secu

rities

firm

s

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

Sing

le-n

ame

inst

rum

ents

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

Mul

ti-na

me

inst

rum

ents

with

repo

rting

dea

lers

with

oth

er fi

nanc

ial in

stitu

tions

Ban

ks a

nd se

curit

ies fi

rms

CC

Ps(5

)

Insu

ranc

e fir

ms (

incl

udin

g pe

nsio

n fu

nds)

(6)

SPV

s, SP

Cs o

r SPE

sH

edge

fund

sO

ther

with

non

-fin

anci

al cu

stom

ers

(5) C

entra

l Cou

nter

party

(CC

P) d

efin

ed a

s an

entit

y th

at in

terp

oses

itse

lf be

twee

n co

unte

rpar

ties t

o co

ntra

cts t

rade

d in

one

or m

ore

finan

cial

mar

kets

, bec

omin

g th

e bu

yer t

o ev

ery

selle

r and

the

selle

r to

ever

y bu

yer.

(6) I

nclu

ding

rein

sura

nce

and

finan

cial

gua

rant

y fir

ms.

(7) N

et m

arke

t val

ues,

pos

itive

(cla

ims)

and

neg

ativ

e (li

abili

ties)

.

CR

EDIT

DEF

AU

LT S

WA

PSB

Y L

OC

ATI

ON

OF

CO

UN

TER

PAR

TY(8

)

(in m

illio

ns o

f USD

)

00

00

00

00

00

00

US

Japa

nW

este

rn E

urop

eLa

tin A

mer

ica

Oth

er A

sian

coun

tries

All

othe

r cou

ntrie

s

(8) T

otal

not

iona

l am

ount

s out

stan

ding

, bou

ght a

nd so

ld, s

houl

d be

allo

cate

d to

one

of t

he c

ateg

orie

s lis

ted

in th

e fo

rm o

n an

ulti

mat

e ris

k ba

sis,

i.e. a

ccor

ding

to th

e na

tiona

lity

of th

e co

unte

rpar

ty.

(9) ”

Hom

e” c

ount

ry m

eans

cou

ntry

of i

ncor

pora

tion

of th

e re

porte

r’s h

ead

offic

e.

Blo

ck C

Gro

ss p

ositi

ve m

arke

t val

ues

Gro

ss n

egat

ive

mar

ket v

alue

s

Gro

ss c

redi

t exp

osur

e (N

et m

arke

t val

ues,

posi

tive

and

nega

tive)

(7)

Cla

ims

Lia

bilit

ies

00

00

00

00

00

00

00

00

00

00

00

00

00

00

00

00

All

loca

tions

Hom

e co

untry

(9)

Abr

oad

With

non

-

deal

ers

repo

rter

s

Bou

ght

Sold

Boug

htSo

ldBo

ught

Sold

Cou

nter

part

y lo

catio

n (a

ll co

ntra

cts/

inst

rum

ents

)T

otal

With

rep

ortin

g

Appendix 4

134

RBFS 2018:1

135

RBFS 2018:1Appendix 5a The MFI Report – contents of balance sheet items

Article 1. For the contents of balance sheet items as per Appendix 1, Articles 2–36 of this Appendix shall be applied.

General guidelines

The Annual Accounts Act (1995:1559) for Credit Institu-tions and Securities Companies (ÅRKL) and Finansinspek-tionen’s regulations and general guidelines (FFFS 2008:25) shall apply for the content of statistical reports, unless the Riksbank has prescribed otherwise. This is stipulated in Article 8.

An instrument’s characteristics form the criteria for how it is to be classified in the MFI report. Articles 2-36 of this Appendix stipulate that provisions in Chapter 3, Article 1, paragraph 2, of ÅRKL and Chapter 3, Article 2 of FFFS 2008:25 on deviations in the balance sheet format due to the character and relative liquidity of the items may not be applied.

Assets

Assets: item 101 – Cash and balances with central banks

Article 2. Article 2, Appendix 1 of FFFS 2008:25 applies for this item.

General guidelines

Cash refers to physical banknotes and coins, as well as to elec-tronic money issued by central banks.

Assets: item 102 – Treasury bills etc. eligible for refinancing


Assets: item 103 – Loans

Article 4. Articles 4 and 5, Appendix 1 of FFFS 2008:25 apply for this item.

General guidelines

Following from Article 9, claims shall be reported at gross amounts (i.e. before deductions for doubtful claims and

136

RBFS 2018:1 transfer risk). However, write-downs shall be included for realised loan losses.

Following from Article 10, the item shall be reported at notional value.

Following from Article 11, accrued interest shall not be reported under this item.

Assets: item 103T – non-performing loans

Article 5. The term non-performing loans refers to lending in which repayment or interest payments are more than 90 days late or lending in which there is deemed to be a risk that the loan will not be fully repaid without the utilisation of collateral.

General guidelines

Here, non-performing loans only refers to claims in the form of lending. Claims in the form of securities and other financial instruments shall not be included.

Assets: item 1041 – Loan loss provisions

Article 6. Loan loss provisions refer to claims for which the pay-ments will probably not follow the terms of the contract (doubtful loan claims). A loan claim shall not be considered doubtful if its collateral covers both the principal and the interest, including compensation for potential late payments, by a comfortable mar-gin.

The amount in this item shall be stated without using a minus sign.

Assets: item 1042 – Transfer risk provisions

Article 7. The term transfer risk refers to the risk associated with political events or other general factors in a borrower’s home country that ate of such a nature they can hinder contractual pay-ments from being transferred to the payment country specified by the lender. Provisions shall be made for transfer risk, calculated for each individual country, based on the size of the outstanding loan claims exposed to such a risk.

The amount in this item shall be stated without using a minus sign.

137

RBFS 2018:1Assets: item 1043 – Provisions for operational leasing etc.Article 8. Article 4, Chapter 4 of FFFS 2008:25 and loan loss provisions that cannot be attributed to another item apply for this item. The reservation should be reported with a plus sign.

Assets: item 1044 – Provisions for debt securitiesArticle 9. Corresponding to Article 6 of this Appendix but regard-ing debt securities. An increased provision is given with a minus sign, while a decreased provision is given with a plus sign.

Assets: item 105 – Bonds and other debt securities


General guidelines


Following from Article 13, derivative instruments shall not be reported under this item, except for hybrid instruments in the form of securities with embedded derivatives, which shall be included.

Assets: item 106 – Shares and participation rights

Article 11. Articles 7-9, Appendix 1 of FFFS 2008:25 apply for this item.

General guidelines

Following from Article 13, derivatives shall not be reported under this item.

Assets: item 109 – Intangible fixed assets


Assets: item 110 – Tangible assets


Assets: item 111 – Subscribed capital not yet paid


138

RBFS 2018:1 Assets: item 113 – Other assets


General guidelines

Following from Article 13, derivatives with a positive mar-ket value shall be reported under this item.

Following from Article 10, lending shall be valued at no-tional value. The difference in valuation that may arise against book value shall be reported as account adjustments under Other assets.

Assets: item 114 – Deferred costs and accrued incomes


General guidelines

Following from Article 11, accrued interest on loans and accrued coupon rates on debt securities shall be reported under this item.

Total: item 120 – Total assets

Article 17. The amounts on items 101–103, 105–114 with a de-duction for 1041-1044 are totalled in this item.

Special information: item 1001 – Balancing residual item from branches

Article 18. This item includes positive differences that arise when transactions with the institution are excluded from the balance sheet for the own branches’ total position.

General guidelines

This item only concerns institutions that have branches abroad and only occurs in such branch reports as are re-ferred to in Article 6, paragraph 2, point 2 (compare equiv-alent item for negative differences in Article 35 of this Appendix).

139

RBFS 2018:1Special information: item 100 – Total assets

Article 19. This item reports total assets according to the balance sheet in the statistical report. Provisions for loan losses, transfer risks, operational leasing etc. and debt securities in items 1041, 1042, 1043 and 1044 shall have been deducted from the balance sheet.

General guidelines

This item is entered in the balance sheet for institutions and in the balance sheet for the total position of own branches.

The amount in this item shall agree with the amount in item 200 (cf. with Article 36 of this Appendix).

Liabilities, provisions, reserves and equity

Liabilities, provisions, reserves and equity: item 201 – Depos-its and borrowing

Article 20. Articles 15 and 16, Appendix 1 of FFFS 2008:25 ap-ply for this item.

General guidelines

Following from Article 10, the item shall be reported at notional value.


Following from Article 12, subordinated liabilities in the form of deposits and borrowing shall be reported under this item. Subordinated liabilities in the form of subordinated debentures, however, shall be reported under item 207, Subordinated debentures.

Liabilities, provisions, reserves and equity: item 203 – Securi-ties issued


General guidelines


140

RBFS 2018:1 Following from Article 13, derivative instruments shall not be reported under this item, except for hybrid instruments in the form of securities with embedded derivatives, which shall be included.

Liabilities, provisions, reserves and equity: item 204 – Other liabilities


General guidelines

Following from Article 13, derivatives with a negative mar-ket value shall be reported under this item.

Following from Article 10, deposits and borrowing (not securities or subordinated debentures) shall be valued at notional value. The difference in valuation that may arise against book value shall be reported as account adjustments under Other assets.

Liabilities, provisions, reserves and equity: item 205 – Ac-crued costs and deferred incomes


General guidelines

Following from Article 11, accrued interest on deposits and borrowing and accrued coupon rates on financial liabilities shall be reported under this item.

Liabilities, provisions, reserves and equity: item 206 – Provi-sions


Liabilities, provisions, reserves and equity: item 207 – Subor-dinated debentures

Article 25. Article 21, Appendix 1, of FFFS 2008:25 is applied to subordinated liabilities in the form of securities, so-called subor-dinated debentures.

141

RBFS 2018:1General guidelines

Following from Article 12, subordinated liabilities in the form of deposits and borrowing shall be reported under item 201, deposits and borrowing.

Liabilities, provisions, reserves and equity: item 208 – Untaxed reserves

Article 26. Article 22, paragraph 1, Appendix 1 of FFFS 2008:25 applies for this item.

Liabilities, provisions, reserves and equity: item 209 – Share capital/basic fund/capital contributed


Liabilities, provisions, reserves and equity: item 2121 – Fair val-ue fundArticle 28. Article 14d, Chapter 4 of the Annual Report Act (1995:1554) applies for this item. This item refers to income and expenses recognized directly in equity.

Liabilities, provisions, reserves and equity: item 2122 – Other equityArticle 29. Articles 24–26, Appendix 1 of FFFS 2008:25, excluding fair value fund, applies for this item.

Liabilities, provisions, reserves and equity: item 2123 – Provi-sion for off-balance sheet itemsArticle 30. The item refers to loss provisions for off-balance sheet commitments and financial guarantees.

Liabilities, provisions, reserves and equity: item 213 – Profit or loss brought forward


Liabilities, provisions, reserves and equity: item 214 – Accumu-lated result

Article 32. This item includes the estimated accumulated result from the beginning of the calendar year, according to the statistical report.

142

RBFS 2018:1 Liabilities, provisions, reserves and equity: item 215 – Shares issued in money market funds

Article 33. The item reports the value of shares issued in money market funds.

General guidelines

At present, this information is not taken directly from mon-ey market funds into the financial market statistics.

Total: item 220 – Total liabilities, provisions, reserves and cap-ital

Article 34. The amounts on items 201-215 are totalled in this item.

Special information: item 2001 – Balancing residual item from branches

Article 35. This item includes negative differences that arise when transactions with the institution are excluded from the bal-ance sheet for the own branches’ total position.

General guidelines

This item only concerns institutions that have branches abroad and only occurs in such branch reports as are re-ferred to in Article 6, paragraph 2, point 2 (cf. equivalent item for positive differences in Article 18 of this Appen-dix).

Special information: item 200 – Total assets

Article 36. This item reports total assets.

General guidelines

This item is entered in the balance sheet for institutions and in the balance sheet for the total position of own branches.

The amount in this item shall agree with the amount in item 100 (cf. with Article 19 of this Appendix).

143

RBFS 2018:1Appendix 5b The MFI report – contents of items when specifying assets and liabilities

Article 1. Articles 2-18 of this Appendix apply when specifying assets and liabilities according to Appendices 1b, 1f and 1h.

Specification of items 102, 103 and 105 – Maturity and inter-est-rate fixation period

Article 2. Maturity for securities refers to the issue programme’s original maturity, which is to say the time from when the paper was issued on the market for the first time until redemption.

With the exception of the specification Maturity Specification, the maturity for agreements reported under item 103 Loans shall be equal to the loan’s current original fixed-interest period.

As regards the information in the specification Maturity Specifi-cation, the remaining fixed-interest period shall also be stated, in addition to the original fixed-interest period. The term remaining fixed-interest period refers to the period of time from the date covered by the reporting until the end of the fixed-interest period.

The loan shall always be classified by the current original fixed-interest period. Consideration shall not be given to any pre-vious fixed-interest periods.

Loans with variable interest include loans with an original fixed-interest period of up to 3 months.

The term transaction accounts with credit and revolving loans re-fers to overdraft facilities and revolving loans in which credit can be utilised freely as long as the borrower stays within the granted credit. Revolving loans need not involve demands for regular re-payments but, when loans are repaid, the credit limit increases for the borrower.

General guidelines

This Article entails that the distribution shall be carried out taking the original maturity into account, with the excep-tion of the information in the specification Maturity Spec-ification. This deviates from Chapter 5, Article 4 of FFFS 2008:25, which prescribes distribution after the remaining maturity.

144

RBFS 2018:1 The Article makes no distinction between secure and doubt-ful claims. Consequently, it does not matter when doubtful claims are expected to be received.

Transaction accounts with credit and revolving loans in-clude for example overdraft facilities, construction credits, credit card credit and charge card debts.

Specification of item 103 – Loans

Article 3. For loans with double collateral, the loan in its entirety shall be reported under the type of collateral that covers the ma-jority of the loan when lending is broken down by collateral.

In housing credit institutions’ breakdown of loans by type of col-lateral, Appendix 1h, lending to non-MFIs shall be reported ex-cluding overnight loans, repurchase agreements and construction credits.

In the specification Collateral, maturity, lending to entrepreneur-ial households and other households in Sweden and lending to households in euro area countries (in other words, excluding non-profit institutions serving households) shall be reported.

In this specification, overnight loans and repurchase agreements shall be included only to the extent that they are found, in Other Collateral, maturity up to one year.

Negative balances on loan accounts shall be moved to deposits (liabilities). This is applicable for all individual accounts in which balances are negative.

General guidelines

Following from Article 6, housing credit institutions shall provide information about lending broken down by collat-eral according to Appendix 1h. Nevertheless, all institutions shall provide information about lending broken down by collateral according to Appendix 1b.

Negative balances on sight accounts (deposits) are entered on the assets side under the item Transaction accounts with credit and revolving loans. Similarly, any negative balances on loan accounts are moved to the equivalent item under deposits on the liabilities side.

145

RBFS 2018:1Article 4. In the specification Credit card credit, delayed debit and credit card credit shall be reported broken down by counter-party as well as by the number of delayed debit and credit cards issued.

When breaking down lending by counterparty for credit card credit, the party responsible for payment is reported as the coun-terparty.

Delayed debit card claim includes credit for which there is no interest from when the card is used until the immediately follow-ing invoice is settled. Credit card credit includes credit that is not settled at the invoicing date immediately following the use of the credit card and that is subject to interest.

General guidelines

The first sentence means that if the credit card credit refers to a company credit card in which the employee is respon-sible for payment, the household shall be reported as the counterparty. However, if the company is responsible for payment, the company is reported as the counterparty.

Article 5. When breaking down lending by counterparty for factoring credit, the issuer of the invoice shall be reported as the counterparty in instances where the credit risk remains with the issuer. If the credit risk is transferred from the issuing party, the party responsible for paying the invoice shall be reported as the counterparty.

Article 6. In the specification Type of credit, lending through overnight loans and repurchase agreements to non-MFIs should be included under lending to non-MFIs in Sweden and abroad. Off-balance sheet items in the form of unutilised credit facilities and trade financing are also to be reported under type of credit.

General guidelines

The term unutilised credit facilities (lines of credit) refers to the commitment to provide credit, purchase securities or issue guarantees in accordance with Directive 2013/36/EU and Regulation (EU) No. 575/2013 of the European Par-liament and of the Council on off-balance sheet items with medium, medium-low and low risk.

146

RBFS 2018:1 Mortgage pre-approval to households is also included in the statistics for unutilised credit facilities, regardless of the risk classification for capital adequacy targets.

The term trade financing of off-balance sheet items refers, among other things, to letters of credit, opened or con-firmed, in accordance with Directive 2013/36/EU and the Regulation (EU) no. 575/2013 on off-balance sheet items with medium and medium-low risk.

Article 7. The specification repurchase agreements includes the book value of the purchase price received during the actual repur-chase transactions and repayable liquid funds that are pledged as collateral for securities lending.

Specification of item 106 – Shares and participation rights

Article 8. This item includes shares and other participation rights in Swedish companies or economic associations or equivalent foreign companies.

Depositary receipts shall be allocated to counterparties on the ba-sis of the enterprise issuing the underlying shares.

An enterprise is considered to be a Swedish or foreign company depending on its legal residence. Country breakdown is deter-mined on the basis of the issuer’s domicile and not where the share was traded.

Shares admitted to trading include shares traded on a regulated market, trading platform or equivalent foreign marketplace and other shares traded on the securities market that have a generally available listing.

The term shares in Swedish money market and investment funds refers to shares in securities funds and alternative investment funds registered in Sweden. The term shares in foreign investment funds refers to shares in securities funds and alternative invest-ment funds registered abroad.

General guidelines

According to the third paragraph, even shares and partici-pation rights issued by foreign subsidiaries of Swedish en-terprises should be treated as foreign shares or participation rights.

The fourth paragraph covers trading on a regulated market and trading platform in accordance with Chapter 1, Article

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RBFS 2018:14b, of the Securities Market Act (2007:528) or an equiva-lent foreign marketplace outside the EEA. The fourth para-graph also covers trade through a party who conducts such operations professionally, as referred to in Chapter 2, Arti-cle 1, points 1-9 of the Securities Market Act (2007:528), and trade in which shares ate the object of general available listing for trading at a Swedish or foreign bank or broker (cf. Article 1, point 2 of the Insider Trader Penalty Act [2005:377] for Market Abuse in Financial Instrument Trad-ing).

The fourth paragraph states that shares listed on the Nordic MTF, First North and Spotlight Stock Market are consid-ered to be admitted to trade.

The term alternative investment funds refers to enterprises pursuant to Chapter 1, Article 2, of the Alternative Invest-ment Funds Managers Act (2013:561).

The term securities funds refers to funds pursuant to Chap-ter 1, Article 2, point 25 of the Individual Pension Savings Act (2004:46).

The term money market and investment funds registered in Sweden refers to securities funds and alternative invest-ment funds that fall under the supervision of Finansins-pektionen and are registered in Sweden. Funds registered abroad shall be reported as foreign even if the fund compa-ny or management company is based in Sweden.

Shares in partnerships such as member contributions, sub-ordinated debentures and other contributions in economic associations are examples of other participating interests, provided that they do not comprise shares in alternative investment funds.

Specification of item 201 – Deposits and borrowing: Type of account and maturity

Article 9. Classification of deposits by category and maturity is determined by the agreed original maturity or term of notice.

General guidelines

For deposits and borrowing, the terms maturity and term of notice refer to the period of time during which the deposit is frozen or subject to restrictions on withdrawal. Unlike with lending, maturity is not automatically equated with the

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RBFS 2018:1 fixed-rate term, even though the fixed-rate term and maturi-ty may indeed correspond.

Article 10. Overnight loans refer to deposits with an agreed matu-rity of up to one Swedish business day.

Article 11. Transaction accounts include deposits without an agreed maturity that are direct transfers and that can be deposited by cheque, debit card or similar means of payment. Transaction accounts also include deposits that are not direct transfers but which can be converted to cash in up to one business day without incurring a significant fee or worsening of interest terms.

Negative balances on deposit accounts shall be moved to lending (assets). This is applicable for all individual accounts in which balances are negative.

General guidelines

Directly transferable deposits include deposits that can be transferred by giro transfer.

Negative balances on sight accounts (deposits) are entered on the assets side under the item Transaction accounts with credit and revolving loans. Similarly, any negative balances on loan accounts are moved to the equivalent item under deposits on the liabilities side.

Transaction accounts include accounts such as normal checking and wage accounts as well as balances for prepaid cards that the institution issued. Repayable liquid funds pledged as collateral for derivative agreements and securi-ties lending are not considered to be transaction accounts.

The term significant restriction, fee or worsening of inter-est terms refers to a fee/worsening equivalent to more than 0.5 per cent of the amount of withdrawal when the fee is expressed as a percentage of the amount of withdrawal. If the withdrawal fee is expressed as a predetermined amount, the term significant refers to a withdrawal fee in excess of SEK 15 per withdrawal. A limitation on the number of free withdrawals per year from an account is also considered to form a significant restriction. Regardless of the fee charged for non-free withdrawals, these accounts shall be reported under deposits with terms of notice of up to 3 months.

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RBFS 2018:1Article 12. Deposits with agreed maturity include deposits with agreed maturity in which, during this period of time, the deposit may not be withdrawn in cash or transferred to another account or may only be withdrawn in cash or transferred to another account in exchange for a fee or worsening of interest terms.

General guidelines

The term agreed maturity refers to the original maturity. In this context, the term maturity refers to the period of time during which the deposit is frozen or subject to restrictions on withdrawal, which may differ from the fixed-interest period.

Administratively regulated deposits such as forest accounts are also included here according to maturity. Administra-tively regulated deposits in which the maturity related cri-terion is not relevant are classified as deposits with agreed maturity of over 2 years.

Repayable liquid funds pledged as collateral for derivative agreements are also reported as deposits with agreed matu-rity. However, repayable liquid funds pledged as collateral for securities lending are reported as purchase agreements.

Individual pension savings are not included in this item. They are included under the item individual pension sav-ings, which is a sub-item to households.

Article 13. Deposits redeemable at notice include deposits which may not be withdrawn in cash or transferred to another account before the expiry of the term of notice or which may only be withdrawn in cash or transferred to another account before the expiry of the term of notice in exchange for a fee or worsening of interest terms.

General guidelines

Accounts without terms of notice or maturity, but in which withdrawals are subject to significant fees or worsening of interest terms are also included under deposits redeemable at notice of up to three months. Accounts with a limited number of free withdrawals per year are also reported here, regardless of the fee charged for non-free withdrawals.

The term significant restriction, fee or worsening of interest terms refers to a fee/worsening equivalent to more than 0.5 per cent of the amount of withdrawal when the fee is ex-

150

RBFS 2018:1 pressed as a percentage of the amount of withdrawal. If the withdrawal fee is expressed as a predetermined amount, the term significant refers to a withdrawal fee in excess of SEK 15 per withdrawal.

Investment accounts without terms of notice or maturity but where opportunities for withdrawal are limited and this limitation cannot be avoided through the payment of a fee or worsening of interest terms are also included under de-posits redeemable at notice over two years.

Article 14. The specification repurchase agreements includes the book value of the purchase price received during the actual repur-chase transactions and repayable liquid funds that are pledged as collateral for securities lending.

Article 15. The specification transferable deposits includes transaction accounts in which funds are available for the imple-mentation of transfers without significant restrictions or delays. Accounts in which funds may only be withdrawn as cash and/or transferred to another of the account-holder’s accounts are not classified as transferable.

Information on the number of accounts with transferable deposits needs only be reported for December, while outstanding volumes are to be reported for each reporting period.

General guidelines

Giro transfers, direct deposits, mobile payments and debit cards (for example) are included under transfers. Examples of transaction accounts with non-transferable deposits are accounts in which deposits can be withdrawn without delay or charge but from which payments can only be made to a customer’s own account in the same or a different institu-tion or as a cash withdrawal.

Specification of item 203 – Debt securities issued: Bonds etc.

Article 16. Bonds include transferable securities with a normal original maturity (not a fixed-interest period) of over one year and, in exceptional cases, one year.

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RBFS 2018:1Money market instruments (certificates) include transferable secu-rities with a normal original maturity (not a fixed-interest period) of not more than one year.

Maturity for securities refers to the issue programme’s original maturity, which is to say the time from when the paper was issued on the market for the first time until redemption.

The term index-linked bonds refers to hybrid instruments with embedded derivatives. Article 13 means that the security in its entirety shall be reported under securities issued.

General guidelines

The term index-linked bonds refers to financial products having a bond as a base. To this bond are linked options with one or more underlying assets, for example shares, in-terest rates, currencies or commodities. The last paragraph of Article 16 of this Appendix means that the entire value of the instrument shall be reported under securities issued, i.e. it shall not be broken down into a bond portion and an embedded derivative.

Specification of item no. 204 – Other liabilities: Short posi-tions

Article 17. Short positions are reported separately under other li-abilities. The term short position indicates that the institution sells a borrowed security. The characteristics of the security borrowed during short positions are specified under the specification short positions. Sector, type of security and maturity correspond to the provisions for holdings of instruments under Articles 2 and 8 of this Appendix.

General guidelines

The term counterparty refers to the party issuing the securi-ty, not the party lending the security.

Housing credit institutions’ specification of loans broken down by collateral

Article 18. Article 3 of this Appendix applies for this specifica-tion.

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RBFS 2018:1 Appendix 5c The MFI Report – contents of items when specifying counterparties

Article 1. Statistics Sweden’s Standard Classification by Institu-tional Sector 2014 applies when specifying assets and liabilities for Swedish counterparties in accordance with Appendices 1b-d, 1f and 1h.

General guidelines

Regulations regarding foreign counterparties are presented in Articles 1-3 and 5-7 of this Appendix.

Statistics Sweden’s company database is available for sec-toral classification of Swedish counterparties in statistical reporting.

Article 2. As regards households (natural persons), persons reg-istered as residents of Sweden shall be counted as Swedish. For natural persons not registered as residents of Sweden, the place of residence shall be determined by that person’s address abroad.

General guidelines

In Sweden, sole proprietorship/sole business and a non-reg-istered partnership (where the partners are not legal enti-ties) are counted as entrepreneurial households, which are also included in Statistics Sweden’s business register.

Article 3. With regard to companies (legal entities), the main rule is that the domicile is determined by where the legal entity has unlimited tax obligations. Branches, however, are always regarded as being domiciled in the host country, that is, the coun-try where the branch is established. Domicile is not affected by whether the legal entity is entirely or partly exempted from tax liability (for example state, municipalities and some foundations). With regard to mutual funds and alternative investment funds, it is the fund’s country of registration, and not the asset manager’s, that governs its domicile.

Swedish companies’ branches abroad shall be classified as foreign counterparties.

Counterparty: Non-MFIs

Article 4. Non-MFIs are, for Swedish counterparties, the coun-terparties that are not classified as monetary financial institutions (sector code within parentheses), i.e.

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RBFS 2018:11. public sector (S 3)2. investment funds, except money market funds (S 124)3. non-monetary securities companies and securities brokers

(S 1252 and S1255)4. insurance companies (S128)5. pension funds (S 129)6. financial vehicle corporations (FVCs) (S 1251)7. financial auxiliaries (S 1261)8. non-profit institutions serving financial corporations

(1262)9. investment companies (S 1254)10. financial corporations with lending operations (S 1253)11. captive financial institutions and money lenders (S 127)12. other financial brokers (S 1259)13. non-financial corporate sector (S 11)14. households and entrepreneurial households (S 14)15. non-profit institutions serving households (S 15)

Counterparties in EMU countries, other EU countries and other foreign countries – cf. sector code 2

Article 5. Where applicable, Articles 1-3 and 5-7 of this Appen-dix apply for the classification of assets and liabilities for foreign counterparties according to Appendices 1b–d, 1f and 1h.

Article 6. Non-MFIs in EMU countries and other EU countries refers to

1. public sector excluding central banks,

2. other counterparties except monetary financial institutions.

Article 7. Non-MFIs/non-bank public in other foreign countries refers to

1. public sector excluding central banks,

2. counterparties other than Swedish MFIs’ branches and other foreign banks and institutions corresponding to MFIs and their branches.

General guidelines

In the statistical reporting, certain items are to be allocated by EU country and by certain international organisations, as well as by EU currency and certain other foreign curren-cies. The allocation by country and currency and the specif-ic international organisations are indicated in the reporting form and in Statistics Sweden’s “Instructions for the MFI form” (Instruktioner för MFI-blanketten).

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RBFS 2018:1 Appendix 5d The MFI report – contents of items when specifying balances with own branches

Article 1. For specifications of transactions with own branches in accordance with Appendix 1e, Article 2 in this appendix applies.

General guidelines

Article 6 states that an institution shall report the total transactions with branches and that transactions between different branches shall not be reported.

Institutions that are branches shall not prepare a separate compilation according to Appendix 1e, since one branch cannot own another branch.

If the branch holds a security issued by the head office, this is reported by the head office under balances with own branches, liabilities and not under item 203 Issued securi-ties. As the branch is to eliminate balances with the head office, this holding is not reported as a securities asset.

Article 2. To the extent appropriate, the provisions in Appendices 5a-c shall apply for the content in the items that specify transac-tions with own branches.

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RBFS 2018:1Appendix 5e The MFI report – contents of items when reporting revaluations

Article 1. Articles 2-13 of this Appendix apply when reporting revaluations according to Appendix 1f.

Revaluations are changes to outstanding amounts during the peri-od, which are not due to transactions, reclassifications or chang-es in exchange rates (with the exception of the item shares and participation rights and the item derivatives, in which changes in exchange rates are included in revaluations).

General guidelines

Stocks refers to the balance sheet values reported for the corresponding items in Appendices 1a, 1b and 1d.

Period refers to the time since the previous reporting date. The period for monthly reports is the most recent month, for quarterly reports the most recent quarter and for annual reports the most recent year.

For both assets and liabilities, revaluations that imply an in-crease of assets and liabilities shall be reported with a plus sign and revaluations that imply a decrease shall be report-ed with a minus sign. As write-downs and write-offs result in a smaller stock, these revaluations shall be reported with a minus sign.

For additional guidelines on how to compile revaluations, Statistics Sweden’s document, “Instructions for the MFI form” (Instruktioner för MFI-blanketten) applies.

Asset items

Treasury bills, etc. eligible for refinancing

Article 2. Changes in the value of Treasury bills, etc. eligible for refinancing that are due to changes in market value are reported as revaluations to the extent that they are not attributable to changes in exchange rates.

Lending

Article 3. Changes in the value of lending that are due to write-downs and write-offs of the reported stocks are reported as reval-uations. Other changes in value are not included.

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RBFS 2018:1 Bonds and other debt securities

Article 4. Changes in the value of bonds and other debt securities that are due to changes in market value of the reported stocks are reported as revaluations to the extent that they are not attributable to changes in exchange rates.

Shares and participation rights

Article 5. Changes in the value of shares and participation rights that are due to changes in the market value of reported stocks shall be reported as revaluations. The revaluations are calculated inclusive of exchange rate effects.

Intangible fixed assets

Article 6. Amortisation and write-downs of Intangible fixed as-sets’ reported stocks shall be reported as revaluations.

Tangible assets

Article 7. Depreciation, write-downs and write-ups of fixed assets’ reported stocks shall be reported as revaluations. Other changes in value are not included.

Other assets

Article 8. For derivative instruments that are assets, all changes in reported stocks that are not transactions shall be reported as revaluations. For Other assets for protection of claims and Other assets, other, the changes in value that are not due to purchases and sales or changes in exchange rates shall be reported as reval-uations.

General guidelines

Transactions in derivative instruments refer to paid or re-ceived option premiums, realised profits or losses from derivative agreements (that is, agreements that have been exercised or that have reached maturity), interest paid or received from interest rate swaps and FRAs, as well as the purchase and sale of derivative instruments in the second-ary market.

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RBFS 2018:1Liability items

Other liabilities

Article 9. For derivative instruments that are liabilities, all chang-es in reported stocks that are not transactions shall be reported as revaluations.

For short positions, revaluations shall be calculated with methods corresponding to those specified in Articles 4–5 of this Appendix, with revaluations increasing the liability being indicated by a plus sign and revaluations decreasing the liability being indicated by a negative sign.

Changes in value that are not due to purchases and sales or chang-es in exchange rates shall be reported as revaluations under other liabilities, other.

General guidelines

See Article 8 of this Appendix for general guidelines on what is meant by transactions in derivative instruments.

Provisions

Article 10. Increases in provisions shall be reported as revalua-tions. Reductions in provisions shall be reported as revaluations to the extent that they are not due to an outflow.

Write-ups against revaluation reserve

Article 11. Write-ups against revaluation reserve shall be reported as revaluations of both the asset and the revaluation reserve.

Sold and securitised loans and administered loans

Sold and securitised loans

Article 12. Write-offs and write-downs of loans connected with sold or securitised loans that affect the balance sheet shall be reported as revaluations. Revaluations of sold loans are an ‘of-which’ item of revaluations for lending.

Administered loans

Article 13. Write-offs and write-downs of loans that the institu-tion administers for financial vehicle corporations (FVCs) or other specialized companies shall be reported as revaluations. Other changes in value are not included.

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RBFS 2018:1 Appendix 5f The MFI report – contents of items when reporting revaluations of balances with own branches

Article 1. Article 2 in this Appendix is applicable when reporting revaluations of transactions with own branches in accordance with Appendix 1g.

General guidelines

It follows from Article 6 that an institution shall report the total transactions with branches and that transactions be-tween different branches shall not be reported.

Institutions that are branches shall not prepare a separate compilation according to Appendix 1g since one branch cannot own another branch.

Article 2. Where applicable, the provisions of Appendix 5e shall apply for the content in the items that specify transactions with own branches.

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RBFS 2018:1Appendix 5g The MFI report – contents of items when reporting purchased, sold, securitised loans, etc.

Article 1. Articles 2–3 in this Appendix are applicable when re-porting contents of items when reporting purchased, sold, securi-tised loans, etc. according to Appendix 1c.

Article 2. The institution shall report data on purchased, divested, securitised loans etc. broken down both by counterparty to the securitised, sold or acquired loan and by counterparty to the pur-chase, sale or securitisation of the loan.

Article 3. For securitisation, sale or acquisition, counterparties domiciled in Sweden or EMU countries shall be classified as FVCs, MFIs and other institutions respectively. The ECB pro-vides a list of FVCs in EMU countries – a link to this can be found on Statistics Sweden’s web page for the reporting of finan-cial market statistics.

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RBFS 2018:1 Appendix 5h The MFI report – contents of items when reporting loans administered

Article 1. Articles 2–6 in this Appendix are applicable when re-porting loans administered for FVCs or other specialized compa-nies in accordance with Appendix 1d.

Article 2. Institutions shall report data on loans administered for financial vehicle corporations (FVCs) or other specialized compa-nies. The data shall be broken down by both counterparty to the loan administered and domicile of the FVC or other specialized companies whose loan the institution administers.

Article 3. Administration for an FVC or other specialized compa-nies means that the institution takes care of the day-to-day work, for example by collecting interest and payments from the secu-ritised loan borrowers and paying out interest to the holders of securities issued by the FVC or other specialized company.

Article 4. The reporting refers to outstanding amounts at the close of the reporting period for the loans administered by the reporting institution for FVCs or other specialized companies.

Article 5. The reporting refers both to all loans administered by the institution for FVCs or other specialized companies and to the loans that the institution has securitised and still administers for FVCs or other specialized companies.

Article 6. Data shall be reported regardless of the extent to which the administered loans have affected the institution’s own balance sheet at the time of securitisation.

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RBFS 2018:1Appendix 6 Interest rate statistics – contents of items

Overnight loans

Article 1. Article 10, Appendix 5b for liabilities and the equiva-lent for assets are applicable to these items.

Repos

Article 2. Article 7, Appendix 5b for assets and Article 14, Ap-pendix 5b for liabilities are applicable to these items.

Transaction accounts with credit, including revolving loans

Article 3. Article 2, paragraph 6, Appendix 5b is applicable to this item.

General guidelines

Transaction accounts with credit and revolving loans in-clude for example overdraft facilities, construction credits, credit card credit and charge card debts. Transaction ac-counts with credit including revolving loans include over-drafts.

Other lending

Article 4. Lending other than that referred to in Articles 1, 2, 3 or 5 of this Appendix is included under the item Other lending.

Amounts excluded from the interest analysis

Article 5. Problem loans with reduced interest rates are included in amounts excluded from the interest analysis.

General guidelines

Problem loans refer to uncertain and non-performing loans for which the interest is not reported as income or for which the interest reported as income is less than the mar-ket rate.

Security

Article 6. When breaking down lending by collateral, Article 3 of Appendix 5b is applicable.

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RBFS 2018:1 Transaction accounts

Article 7. Article 11, appendix 5b is applicable to this item.

Deposits with agreed maturity


Deposits redeemable at notice


IPS

Article 10. IPS includes individual pension savings in accordance with the Individual Pension Savings Act (1993:931).

Original maturity

Article 11. Article 2, Appendix 5b, second paragraph, sets out the definition of original maturity.

General guidelines

The original maturity for loans shall be equal to the loan’s current original fixed-interest period.

Remaining fixed-interest period

Article 12. The term remaining fixed-interest period refers to the period of time from the date covered by the reporting until the end of the fixed-interest period.

New agreements

Article 13. All new agreements entered into between the party submitting the data and the Swedish counterparties, non-financial corporations, households and households’ non-profit organisations during the reporting period in question shall be reported. How-ever, new agreements concerning transaction accounts, deposits redeemable at notice or overnight loans (liabilities) are excluded. For transaction accounts with credit and revolving loans and over-night loans (assets), outstanding amounts and interest rates are reported as new agreements.

General guidelines

New agreements include:

- All financial agreements in which the terms and conditions that affect the interest on deposits and lending are determined for the first time,

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RBFS 2018:1- All new agreements that are the result of direct ne-gotiations regarding existing deposits and lending, and

- Extensions of existing agreements that indirectly entail the renegotiation of terms and conditions.

Counterpart sectors

Article 14. Article 1 of Appendix 5c applies to the breakdown of items into counterpart sectors in accordance with Appendix 2.

Reference dates and volumes

Article 15. Amounts and interest rates at the end of the month are reported in the part of the report that refers to outstanding stocks. Interest rates are reported in the part of the form that refers to new agreements as the average of the agreed interest rates during the month, excluding overnight loans and transaction accounts with credit including revolving loans. Amounts for new agreements, excluding overnight loans and transaction accounts with credit including revolving loans, shall include all new agreements for the month.

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