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SANTA CLARA COUNTY
INMATE RECIDIVISM & PROGRAM
EVALUATION FINDINGS &
RECOMMENDATIONS
Presentation to the Santa Clara County Reentry Network March 14, 2012
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Project Goals
1. Document the recidivism rate of inmates participating
in programs vs. not participating.
2. Evaluate programs so the Department of Correction
and the Board of Supervisors know which programs
are effective in reducing recidivism and where to
allocate resources.
3. Make recommendations on programs to a) continue
as is b) continue with program modifications c)
discontinue.
(Funding provided by ARRA, Byrne, IWF and General Fund)
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Factors Leading to Recidivism in SCC DOC Inmates
Factors Variable Percent
Recidivated
Age at arrest 24 or younger 58%
Gang involvement Reported being in a gang at arrest 75%
Drug offense Charged with “any” drug offense 71%
Prior arrests 1 or more
6 or more
57%
77%
Prior probation
violations
1-2
3 or more
71%
85%
Not involved in
treatment
Re-arrests (6-24 mo.)
Re-convictions (6-24 mo.)
Re-incarcerations (6-24 mo.)
34%-64%
24%-42%
24%-59%
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
SCC DOC Re-arrest, Re-conviction and Re-incarceration Rates for
Treatment vs. Matched Comparison Samples
Treatment Sample
Matched-Comparison
Sample Treatment Effect
% % %
Re-arrest
6 month* 19.2 34.0 14.8
12 month* 32.6 46.6 14.0
24 month* 58.2 63.7 5.5
Re-conviction
6 month* 9.7 24.1 14.4
12 month* 16.4 32.8 16.4
24 month* 25.9 41.6 15.7
Re-incarceration
6 month* 18.1 24.1 6.0
12 month* 32.1 38.8 6.7
24 month 60.8 58.9 --
*p
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Findings demonstrate that persons involved in treatment
were “significantly” less likely to be re-arrested and re-
convicted at 6, 12 and 24 months and less likely to be
re-incarcerated at 6 and 12 months compared to similar
individuals who were not involved in treatment.
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Fewer SCC DOC inmates were re-arrested and re-
convicted at 12 and 24 months compared to
California inmates discharged from the CDCR.
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
SCC DOC Re-arrest, Re-conviction and Re-incarceration
Rates Compared to California Inmates
Huskey & Associates &
University of Cincinnati
Source: SCC DOC Recidivism Study, California Department of Corrections and Rehabilitation. 2011 Adult
Institutions Outcome Evaluation Report. Office of Research, November 23, 2011. ^ Rates for “Arrests” and
“Convictions” only include those felons where an automated criminal history record was available from the
Department of Justice. Re-incarceration data for CDCR is for FY08. Note: Column totals may differ across
variables due to missing data and differences in time in the community after release.
CDCR Inmates SCC DOC Inmates
% % Re-arrests
12 month 57.0 32.6
24 month 70.1 58.2
Re-convictions
12 month 20.7 16.4
24 month 36.3 25.9
Re-incarcerations
24 month 59.2 60.8 *p
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Other SCC DOC Recidivism Findings
Treatment had the greatest effect on reducing re-arrests and re-convictions with high risk SCC DOC inmates at 6, 12 and
24 months. In contrast, treatment had the least effect lowering the recidivism of low risk inmates.
(consistent with national research on risk)
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Percent of SCC DOC Inmate Re-convictions by
Risk Level and Time Interval
6 Month Re-conviction % 12 Month Re-conviction % 24 Month Re-conviction %
Low Risk
Medium
Risk High Risk Low Risk
Medium
Risk High Risk Low Risk
Medium
Risk High Risk
Treatment
Sample (2.0)** (8.0)** (23.1)** (4.2)** (14.6)** (34.9)** (10.8) (24.1)** (49.6)**
Matched-
Comparison
Sample (3.6)** (20.7)** (57.9)** (7.2)** (30.2)** (65.0)** (12.8) (41.7)** (72.3)**
Percent
Difference -1.6 -12.7 -34.8 -3.0 -15.6 -30.1 NS -17.6 -22.7
*p
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Some Programs Produced Greater Reductions in Re-convictions than Others
Huskey & Associates &
University of Cincinnati
Program Title 6-month 12-month 24-month
Artemis
Breaking Barriers
Day Reporting
Get Right
HOPE
M8
MY STORI
PACE
RCP I Men
RCP I Women
WINGS
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Summary Recidivism Study Conclusions
• Treatment led to reduced re-arrests and re-convictions at 6, 12 and 24
months and in re-incarcerations at 6 and 12 months. No programs
significantly lowered re-incarcerations at 24 months
• Only a few programs produced no or little effect from treatment
• Greatest effect occurred with medium and high risk inmates
• Least effect occurred with low risk inmates
• Assess inmates’ risk to reoffend in addition to security level
• Match medium and high risk inmates with cognitive behavioral treatment:
• 200-300 hours for high risk inmates
• 100 hours for medium risk inmates
• Education and activities for low risk inmates
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
PART II
Evidence-Based Program Evaluation
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
What Is Meant by Effective Programs?
Programs adhere to the Principles of Effective Intervention (PEI):
• Risk Principle: Target high risk offenders for intense
programming
• Need Principle: Target criminogenic risk/need factors
that increase risk to reoffend
• Responsivity Principle: Adapt treatment to individual
needs/sufficient duration and dosage
• Fidelity: Deliver programs consistently according to
prescribed manual/track person’s gains Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Scores of SCC DOC Programs
CPC Content Area Mean Median Minimum-
Maximum Range
Program Staff & Support 66.0 60.0 60 – 100
Offender Assessment 0.0 0.0 0.0 – 0.0*
Treatment 34.2 31.4 25.7 – 66.7
Quality Assurance 14.0 0.0 0.0 – 60.0
Source: Correctional Programs Checklist. 65%-100%=Highly Effective; 55%-64%=Effective;
45%-54%=Needs Improvement; Less than 45%=Ineffective. SCCDOC has the CAIS, a validated
offender assessment instrument that scores inmates as low, medium and high risk to reoffend.
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Summary Findings from EBP Evaluation
Santa Clara County DOC Programs:
• Are Delivered by Well-Qualified & Dedicated Staff
• Do Not Yet Use an Objective Assessment to Score Inmates According to
Risk to Reoffend (Low, Medium and High Risk)
• Are Not Yet Matched with Person’s Level of Risk to Reoffend – Some
Offenders Receiving Less or More Intervention Than They Require
• Low Scores in Treatment Effectiveness Due To:
• Curricula Does Not Target Criminogenic Needs)
• No Cognitive Behavioral Treatment
• 2 Programs Measure Program Gains
• All Programs Can Be Modified to Follow PEI
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Recommended Program Modifications
• Expand Core Programs:
• CBT Substance Abuse Treatment with Skills Rehearsals
• Cognitive Behavioral Skills Training
• Conflict Resolution/Anger Management
• Academic/Post-Graduate Education/Job Readiness Training
• Reentry Preparation
• Aftercare
• Adopt an Objective/Validated Risk and Needs Assessment: Scores Low,
Medium and High Risk to Reoffend (R.O. needed to assess inmates and
manage their cases)
• Allocate Resources to Medium and High Risk Inmates/Assign Low Risk
Inmates to Work, Self-Guided Education (Roadmap to Recovery), Library, etc.)
• Work with Providers to Strengthen their Programs to Meet the Principles of
Effective Intervention
• Form Implementation Team and Workgroups Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Focus on 3 or more criminogenic needs in the
Case Plan because these will produce the
highest reduction in future recidivism.
Gendreau, P., French, S.A., and A. Taylor (2002). What Works (What Doesn’t
Work) Revised 2002. Invited Submission to the International Community
Corrections Association Monograph Series Project.
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Examined 58 studies:
CBT Resulted in Average 25%-52% Reduction in Recidivism
“Odds Ratio: Offenders involved in CBT had a one and one half greater
likelihood of not recidivating after discharge from correctional supervision
than those who were not involved in treatment”.
Source: Landenberger, Nana A., Lipsey, Mark W. The Positive Effects of Cognitive-Behavioral Programs for Offenders: A Meta-Analysis of Factors Associated with Effective Treatment. In press, Journal of Experimental Criminology,, 2005.
Effects of Cognitive Behavioral Treatment
for Offenders Landenberger & Lipsey (2005)*
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
When treated inmates are transitioned to aftercare support services following discharge, level of
reoffending drops by more than one third.
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
These reforms would not be possible without
the collaboration of system partners and
treatment providers.
Huskey & Associates &
University of Cincinnati
-
Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
In-Custody
• Transition Planning Starts
at Intake
• Final Discharge Plan 2
Weeks Prior to Release
• Federal Benefit
Reinstatement
Applications
Elements of Transition Plan
• Corporation of Supportive
Housing San Jose, San Francisco,
Oakland, Contra Costa, Cook
County, Ohio (Tenant Screening,
Rental Subsidies, On-Site
Services)
• Partnership for Prescription
Assistance: Reentry Illinois
• Case Management: Returning
Home Ohio to Access Local
Services/Appointments
• Workforce Investment Act
•
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Essential Elements of Aftercare Programming
Community Phase of Reentry (Six Months)
• MOA with CBOs to Continue Programming After Discharge
• Every Person Released Assigned a Mentor (Faith-Based
Organizations, University Interns,
Parent Advocates, Peer Mentors)
• Reentry Resource Tool Kit
Huskey & Associates &
University of Cincinnati
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
6 Core Programs
1. Substance Abuse Treatment with Cognitive
Behavioral Elements
2. Cognitive Behavioral Skills Training
3. Conflict Resolution/Anger Management
4. Academic and Post-Graduate Education/Job
Readiness Training
5. Re-Entry Preparation
6. Aftercare
Key Recommendations
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Recommendation Timeline
Adopt a Risk and Needs
Assessment Tool
In process, implementation planned for Spring 2012
Expand number of Core
Programs to six
• In process
• 5 of the 6 Core Programs will be offered each day of
the week
• Begin Core Programs at Elmwood, expand to Main
Jail
• Core classes will be taught in all in-custody programs
• 6th Core Program will be taught out-of-custody at new
Re-Entry Center
Allocate resources to Medium
and High Risk inmates
Completed. Rehabilitation Officer has been assigned to
Main Jail for high risk population. DOC will continue to
assess the need.
Recommendations, Steps Taken, and Timeline
for Core Programs
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Recommendation Timeline
Work with providers to deliver
Core Programs based on
Principles of Effective Intervention
• 15 of the programs were recommended to “continue with
modifications”. Department will work with these programs
to meet Principles of Effective Intervention (PEI).
• 5 of the programs were recommended to be discontinued.
DOC will continue to work with these programs to meet
PEI, and report back to Public Safety and Justice
Committee in 6 months on progress.
Adherence to treatment and
quality assurance for all programs
• DOC is developing Pre and Post tests, and statistical
tracking mechanisms. Planned implementation is April
2012.
• DOC is developing anonymous surveys for participants.
Under development, and planned implementation is July
2012.
Form implementation teams and
workgroups
Completed and in use.
Recommendations, Steps Taken, and Timeline
for Core Programs (cont.)
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Santa Clara County Reentry Network
Inmate Recidivism & Program Evaluation
Findings & Recommendations
March 14, 2012
Thank You!
Contact:
Bobbie Huskey,
Martha Wapenski,
Huskey & Associates &
University of Cincinnati
mailto:[email protected]:[email protected]:[email protected]:[email protected]