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SANTA CLARA COUNTY INMATE RECIDIVISM & PROGRAM EVALUATION FINDINGS & RECOMMENDATIONS Presentation to the Santa Clara County Reentry Network March 14, 2012 Huskey & Associates & University of Cincinnati

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  • SANTA CLARA COUNTY

    INMATE RECIDIVISM & PROGRAM

    EVALUATION FINDINGS &

    RECOMMENDATIONS

    Presentation to the Santa Clara County Reentry Network March 14, 2012

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Project Goals

    1. Document the recidivism rate of inmates participating

    in programs vs. not participating.

    2. Evaluate programs so the Department of Correction

    and the Board of Supervisors know which programs

    are effective in reducing recidivism and where to

    allocate resources.

    3. Make recommendations on programs to a) continue

    as is b) continue with program modifications c)

    discontinue.

    (Funding provided by ARRA, Byrne, IWF and General Fund)

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Factors Leading to Recidivism in SCC DOC Inmates

    Factors Variable Percent

    Recidivated

    Age at arrest 24 or younger 58%

    Gang involvement Reported being in a gang at arrest 75%

    Drug offense Charged with “any” drug offense 71%

    Prior arrests 1 or more

    6 or more

    57%

    77%

    Prior probation

    violations

    1-2

    3 or more

    71%

    85%

    Not involved in

    treatment

    Re-arrests (6-24 mo.)

    Re-convictions (6-24 mo.)

    Re-incarcerations (6-24 mo.)

    34%-64%

    24%-42%

    24%-59%

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    SCC DOC Re-arrest, Re-conviction and Re-incarceration Rates for

    Treatment vs. Matched Comparison Samples

    Treatment Sample

    Matched-Comparison

    Sample Treatment Effect

    % % %

    Re-arrest

    6 month* 19.2 34.0 14.8

    12 month* 32.6 46.6 14.0

    24 month* 58.2 63.7 5.5

    Re-conviction

    6 month* 9.7 24.1 14.4

    12 month* 16.4 32.8 16.4

    24 month* 25.9 41.6 15.7

    Re-incarceration

    6 month* 18.1 24.1 6.0

    12 month* 32.1 38.8 6.7

    24 month 60.8 58.9 --

    *p

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Findings demonstrate that persons involved in treatment

    were “significantly” less likely to be re-arrested and re-

    convicted at 6, 12 and 24 months and less likely to be

    re-incarcerated at 6 and 12 months compared to similar

    individuals who were not involved in treatment.

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Fewer SCC DOC inmates were re-arrested and re-

    convicted at 12 and 24 months compared to

    California inmates discharged from the CDCR.

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    SCC DOC Re-arrest, Re-conviction and Re-incarceration

    Rates Compared to California Inmates

    Huskey & Associates &

    University of Cincinnati

    Source: SCC DOC Recidivism Study, California Department of Corrections and Rehabilitation. 2011 Adult

    Institutions Outcome Evaluation Report. Office of Research, November 23, 2011. ^ Rates for “Arrests” and

    “Convictions” only include those felons where an automated criminal history record was available from the

    Department of Justice. Re-incarceration data for CDCR is for FY08. Note: Column totals may differ across

    variables due to missing data and differences in time in the community after release.

    CDCR Inmates SCC DOC Inmates

    % % Re-arrests

    12 month 57.0 32.6

    24 month 70.1 58.2

    Re-convictions

    12 month 20.7 16.4

    24 month 36.3 25.9

    Re-incarcerations

    24 month 59.2 60.8 *p

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Other SCC DOC Recidivism Findings

    Treatment had the greatest effect on reducing re-arrests and re-convictions with high risk SCC DOC inmates at 6, 12 and

    24 months. In contrast, treatment had the least effect lowering the recidivism of low risk inmates.

    (consistent with national research on risk)

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Percent of SCC DOC Inmate Re-convictions by

    Risk Level and Time Interval

    6 Month Re-conviction % 12 Month Re-conviction % 24 Month Re-conviction %

    Low Risk

    Medium

    Risk High Risk Low Risk

    Medium

    Risk High Risk Low Risk

    Medium

    Risk High Risk

    Treatment

    Sample (2.0)** (8.0)** (23.1)** (4.2)** (14.6)** (34.9)** (10.8) (24.1)** (49.6)**

    Matched-

    Comparison

    Sample (3.6)** (20.7)** (57.9)** (7.2)** (30.2)** (65.0)** (12.8) (41.7)** (72.3)**

    Percent

    Difference -1.6 -12.7 -34.8 -3.0 -15.6 -30.1 NS -17.6 -22.7

    *p

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Some Programs Produced Greater Reductions in Re-convictions than Others

    Huskey & Associates &

    University of Cincinnati

    Program Title 6-month 12-month 24-month

    Artemis

    Breaking Barriers

    Day Reporting

    Get Right

    HOPE

    M8

    MY STORI

    PACE

    RCP I Men

    RCP I Women

    WINGS

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Summary Recidivism Study Conclusions

    • Treatment led to reduced re-arrests and re-convictions at 6, 12 and 24

    months and in re-incarcerations at 6 and 12 months. No programs

    significantly lowered re-incarcerations at 24 months

    • Only a few programs produced no or little effect from treatment

    • Greatest effect occurred with medium and high risk inmates

    • Least effect occurred with low risk inmates

    • Assess inmates’ risk to reoffend in addition to security level

    • Match medium and high risk inmates with cognitive behavioral treatment:

    • 200-300 hours for high risk inmates

    • 100 hours for medium risk inmates

    • Education and activities for low risk inmates

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    PART II

    Evidence-Based Program Evaluation

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    What Is Meant by Effective Programs?

    Programs adhere to the Principles of Effective Intervention (PEI):

    • Risk Principle: Target high risk offenders for intense

    programming

    • Need Principle: Target criminogenic risk/need factors

    that increase risk to reoffend

    • Responsivity Principle: Adapt treatment to individual

    needs/sufficient duration and dosage

    • Fidelity: Deliver programs consistently according to

    prescribed manual/track person’s gains Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Scores of SCC DOC Programs

    CPC Content Area Mean Median Minimum-

    Maximum Range

    Program Staff & Support 66.0 60.0 60 – 100

    Offender Assessment 0.0 0.0 0.0 – 0.0*

    Treatment 34.2 31.4 25.7 – 66.7

    Quality Assurance 14.0 0.0 0.0 – 60.0

    Source: Correctional Programs Checklist. 65%-100%=Highly Effective; 55%-64%=Effective;

    45%-54%=Needs Improvement; Less than 45%=Ineffective. SCCDOC has the CAIS, a validated

    offender assessment instrument that scores inmates as low, medium and high risk to reoffend.

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Summary Findings from EBP Evaluation

    Santa Clara County DOC Programs:

    • Are Delivered by Well-Qualified & Dedicated Staff

    • Do Not Yet Use an Objective Assessment to Score Inmates According to

    Risk to Reoffend (Low, Medium and High Risk)

    • Are Not Yet Matched with Person’s Level of Risk to Reoffend – Some

    Offenders Receiving Less or More Intervention Than They Require

    • Low Scores in Treatment Effectiveness Due To:

    • Curricula Does Not Target Criminogenic Needs)

    • No Cognitive Behavioral Treatment

    • 2 Programs Measure Program Gains

    • All Programs Can Be Modified to Follow PEI

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Recommended Program Modifications

    • Expand Core Programs:

    • CBT Substance Abuse Treatment with Skills Rehearsals

    • Cognitive Behavioral Skills Training

    • Conflict Resolution/Anger Management

    • Academic/Post-Graduate Education/Job Readiness Training

    • Reentry Preparation

    • Aftercare

    • Adopt an Objective/Validated Risk and Needs Assessment: Scores Low,

    Medium and High Risk to Reoffend (R.O. needed to assess inmates and

    manage their cases)

    • Allocate Resources to Medium and High Risk Inmates/Assign Low Risk

    Inmates to Work, Self-Guided Education (Roadmap to Recovery), Library, etc.)

    • Work with Providers to Strengthen their Programs to Meet the Principles of

    Effective Intervention

    • Form Implementation Team and Workgroups Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Focus on 3 or more criminogenic needs in the

    Case Plan because these will produce the

    highest reduction in future recidivism.

    Gendreau, P., French, S.A., and A. Taylor (2002). What Works (What Doesn’t

    Work) Revised 2002. Invited Submission to the International Community

    Corrections Association Monograph Series Project.

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Examined 58 studies:

    CBT Resulted in Average 25%-52% Reduction in Recidivism

    “Odds Ratio: Offenders involved in CBT had a one and one half greater

    likelihood of not recidivating after discharge from correctional supervision

    than those who were not involved in treatment”.

    Source: Landenberger, Nana A., Lipsey, Mark W. The Positive Effects of Cognitive-Behavioral Programs for Offenders: A Meta-Analysis of Factors Associated with Effective Treatment. In press, Journal of Experimental Criminology,, 2005.

    Effects of Cognitive Behavioral Treatment

    for Offenders Landenberger & Lipsey (2005)*

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    When treated inmates are transitioned to aftercare support services following discharge, level of

    reoffending drops by more than one third.

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    These reforms would not be possible without

    the collaboration of system partners and

    treatment providers.

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    In-Custody

    • Transition Planning Starts

    at Intake

    • Final Discharge Plan 2

    Weeks Prior to Release

    • Federal Benefit

    Reinstatement

    Applications

    Elements of Transition Plan

    • Corporation of Supportive

    Housing San Jose, San Francisco,

    Oakland, Contra Costa, Cook

    County, Ohio (Tenant Screening,

    Rental Subsidies, On-Site

    Services)

    • Partnership for Prescription

    Assistance: Reentry Illinois

    • Case Management: Returning

    Home Ohio to Access Local

    Services/Appointments

    • Workforce Investment Act

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Essential Elements of Aftercare Programming

    Community Phase of Reentry (Six Months)

    • MOA with CBOs to Continue Programming After Discharge

    • Every Person Released Assigned a Mentor (Faith-Based

    Organizations, University Interns,

    Parent Advocates, Peer Mentors)

    • Reentry Resource Tool Kit

    Huskey & Associates &

    University of Cincinnati

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    6 Core Programs

    1. Substance Abuse Treatment with Cognitive

    Behavioral Elements

    2. Cognitive Behavioral Skills Training

    3. Conflict Resolution/Anger Management

    4. Academic and Post-Graduate Education/Job

    Readiness Training

    5. Re-Entry Preparation

    6. Aftercare

    Key Recommendations

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Recommendation Timeline

    Adopt a Risk and Needs

    Assessment Tool

    In process, implementation planned for Spring 2012

    Expand number of Core

    Programs to six

    • In process

    • 5 of the 6 Core Programs will be offered each day of

    the week

    • Begin Core Programs at Elmwood, expand to Main

    Jail

    • Core classes will be taught in all in-custody programs

    • 6th Core Program will be taught out-of-custody at new

    Re-Entry Center

    Allocate resources to Medium

    and High Risk inmates

    Completed. Rehabilitation Officer has been assigned to

    Main Jail for high risk population. DOC will continue to

    assess the need.

    Recommendations, Steps Taken, and Timeline

    for Core Programs

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Recommendation Timeline

    Work with providers to deliver

    Core Programs based on

    Principles of Effective Intervention

    • 15 of the programs were recommended to “continue with

    modifications”. Department will work with these programs

    to meet Principles of Effective Intervention (PEI).

    • 5 of the programs were recommended to be discontinued.

    DOC will continue to work with these programs to meet

    PEI, and report back to Public Safety and Justice

    Committee in 6 months on progress.

    Adherence to treatment and

    quality assurance for all programs

    • DOC is developing Pre and Post tests, and statistical

    tracking mechanisms. Planned implementation is April

    2012.

    • DOC is developing anonymous surveys for participants.

    Under development, and planned implementation is July

    2012.

    Form implementation teams and

    workgroups

    Completed and in use.

    Recommendations, Steps Taken, and Timeline

    for Core Programs (cont.)

  • Santa Clara County Reentry Network

    Inmate Recidivism & Program Evaluation

    Findings & Recommendations

    March 14, 2012

    Thank You!

    Contact:

    Bobbie Huskey,

    [email protected]

    Martha Wapenski,

    [email protected]

    Huskey & Associates &

    University of Cincinnati

    mailto:[email protected]:[email protected]:[email protected]:[email protected]