sec news digest · professional conduct in connection with the audit of mallon resources...
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SEC NEWS DIGESTIssue 96-125 July 3, 1996
ENFORCEMENT PROCEEDINGS
THE COMMISSION CENSURES HEIN + ASSOCIATES AND DUANE KNIGHT, JR. FOR VIOLATING INDEPENDENCE STANDARDS IN AUDIT
On July 2, the Commission instituted an administrative proceedingpursuant to Rule 102 (e) of the Commission's Rules of Practice against Hein + Associates LLP, a public accounting firm, and Duane C. Knight, Jr., a certified public accountant and former audit manager at Hein + Associates. without admitting or denying the Commission's findings, Hein + Associates and Knight consented to the issuance of an Opinion and Order of the Commission ImposingSanctions Under Rule 102(e) of the Commission's Rules of Practice. The Commission's Order finds that Knight engaged in improperprofessional conduct in connection with the audit of Mallon Resources Corporation's financial statements for 1993 by violating the independence standards of generally accepted auditing standards (GAAS). The Order finds that Knight, while an audit manager at Hein + Associates, continued to participate in the 1993 Mallon audit after receiving, and accepting, an offer of employment from Mallon. The Order finds that, as a result of Knight's involvement, Hein + Associates failed to maintain its independence from Mallon as required by GAAS, and issued an audit report which falsely stated that the audit of Mallon's financial statements for the year ended December 31, 1993 was performed in accordance with GAAS. In addition, the Order finds that Hein + Associates' failure to conduct an audit in accordance with GAAS constitutes improper professionalconduct. The Commission's Order censures Hein + Associates and Knight and imposes remedial procedures upon Hein + Associates. (ReI. 34-37396; AAE ReI. 798)
FINAL JUDGMENTS OF PERMANENT INJUNCTION AND CIVIL PENALTIES ENTERED AGAINST DOUGLAS LAUGHLIN AND GEORGE ALAMA
The Commission announced that on June 19 the united States District Court for the Central District of California issued a Final JudgmentOf Permanent Injunction And civil Penalties against defendants Douglas Laughlin and George Alama, pursuant to their consents. Each of these defendants was ordered to pay $7,500 in civil penalties.
The Commission's complaint, filed on september 6, 1995, named four other defendants and alleged that the principals of B.H. Rothchild & Gray (Canada) Lt'ee (B.H. Rothchild), raised approximately $24 million from about 480 investors, during 1990-1992, from the united states and Canada, in connection with a purported seafood financingprogram, which was to involve B.H. Rothchild's subsidiary Ocean Best Seafood & Trading, Inc. However, the program was non-existent. Investor funds were used to pay other investors and for unauthorized business and personal expenses. Laughlin and Alama acted as unregistered broker-dealers in offering and selling interests in the financing program. [SEC v. Joy L. Bouwkamp et al., Civil Action 95-5975 JSL, SHx] (LR-14969)
HOLDING COMPANY ACT RELEASES
NEW ENGLAND ELECTRIC RESOURCES, INC., ET AL.
An order has been issued authorizing a proposal by New EnglandElectric System, a registered public-utility holding company, and its research and development subsidiary company, New EnglandElectric Resources, Inc. (NEERI), whereby NEERI will make equityinvestments of up to $1 million in a nonassociate company that is developing and commercializing power turbine vibration testingequipment. (ReI. 35-26539)
SELF-REGULATORY ORGANIZATIONS
PROPOSED RULE CHANGES
The National Association of Securities Dealers filed a proposed rule change 778 (SR-NASD-95-61) to amend NASD Rules 2820 and 2830 to revise existing rules applicable to the sale of investment companysecurities and establish new rules applicable to the sale of variable contract securities. Publication of the proposal is expected in the Federal Register during the week of July 1. (ReI.34-37374)
The Pacific Stock Exchange filed a proposed rule change (SR-PSE-96-16) to provide that municipal securities are eligible for listing on the exchange. Publication of the notice is expected in the Federal Register during the week of July 1. (ReI. 34-37385)
The International Securities Clearing Corporation filed a proposedrule change (SR-ISCC-96-03) relating to a change in the clearingfund. Publication of the notice is expected in the Federal Registerduring the week of July 1. (ReI. 34-37390; IS-999)
2 NEWS DIGEST, July 3, 1996
IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES
A proposed rule change (SR-Amex-96-22) filed by the American stock Exchange to waive its equity transaction charges on proprietaryequity trades in paired securities effected on the Exchange floor byoptions special ists and registered options traders, has become immediately effective. Publication of the notice is expected in the Federal Register during the week of July 1. (ReI. 34-37384)
A proposed rule change (SR-CBOE-96-31) filed by the Chicago Board options Exchange to set forth in two regulatory circulars its interpretation of how the firm quote rule should be administered and enforced in the trading crowd where options on the Standard and Poor's 100 Index (OEX options) are traded, has become immediatelyeffective. Publication of the notice is expected in the Federal Register during the week of July 1. (ReI. 34-37388)
A proposed rule change (SR-Phlx-96-15) filed by the PhiladelphiaStock Exchange to amend the PHLX Schedule of Fees and Chargesrelating to the current credit applicable to reducing chargesassociated with maintenance and operation of non-exchange sponsoredsecurity execution equipment by PHLX registered specialist firms operating on the PHLX equity trading floor (SR-PHLX-96-15) has become effective. Publication of the proposal is expected in the Federal Register during the week of July 1. (ReI. 34-37389)
Delta Clearing Corp. filed a proposed rule change (SR-DCC-96-08) to give notice that it has authorized Patriot Securities, Inc. to act as an interdealer broker in DCC's system for clearance and settlement of U. S . Treasury repurchase and reverse repurchaseagreement transactions. Publication is expected in the Federal Register during the week of July 1. (ReI. 34-37392)
ACCELERATED APPROVAL OF PROPOSED RULE CHANGE
The Commission is soliciting comment, and granting accelerated approval, to a proposal by the National Association of Securities Dealers (SR-NASD-96-27) to extend on an interim basis the OTC Bulletin Board Service through December 31, 1996. (ReI. 34-37387)
SECURITIES ACT REGISTRATIONS
The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appearsas follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; AssignedBranch; and a designation if the statement is a New Issue.
NEWS DIGEST, July 3, 1996 3
REGISTRATIONS
S-8 KAFUS CAPITAL CORP, 1155 ROBSON ST, VANCOUVER BRITISH COLUMBIA, A1 V6E- 524,000 (S846,26O) COMMON STOCK. (FILE 333-5118 - JUN. 24) (BR. 9)
F-3 INDIGO NV, LUCHTHAVENWEG 59 VII, 5657 EA EINDHOVEN, NETHERLANDS, P8 (314) 057-4300 - 13,846,632 ($173,082,900) FOREIGN COMMON STOCK. (FILE333-5124 - JUN. 25) (BR. 9)
F-3 MILLICOM INTERNATIONAL CELLULAR SA, 75 ROUTE DE LONGWY,BOX 23 L8080 BERTRANGE, GRAND DUCHY OF LUXENBOURG, N4 (352) 457-1451 -563,197 (128,300,649.25) FOREIGN COMMON STOCK. (FILE 333-5134 - JUN. 25)(BR. 7)
S-8 INFORMATION ANALYSIS INC, 2222 GALLOWS RD STE 300, DUNN LORING, VA 22027 (703) 641-0955 - 200,000 (SSOO,OOO) COMMON STOCK. (FILE 333-5136 -JUN. 25) (BR. 9)
S-8 WESTERN ATLAS INC, 360 NORTH CRESCENT DR, BEVERLY HILLS, CA 90210 (310) 888-2500 - 2,500,000 ($120,195,312.50) COMMON STOCK. (FILE 333-6817 . JUN. 26) (BR. 4)
S-1 CONSOLIDATED CIGAR HOLDINGS INC, 5900 NORTH ANDREWS AVENUE, SUITE 700, FORT LAUDERDALE, FL 33309 (954) 772-9000 - $105,000,000 COMMON STOCK. (FILE 333-6819 - JUN. 26) (NEW ISSUE)
S-8 OPEN MARKET INC, 245 FIRST ST, CAMBRIDGE, MA 02142 (617) 621-9500 -6,832,022 (149,419,431.21) COMMON STOCK. (FILE 333-6821 - JUN. 26) (BR. 9)
S-8 PRIDE PETROLEUM SERVICES INC, 1500 CITY W BLVD STE 400, HOUSTON, TX 77042 (713) 871-8567 - 1,625,000 ($25,187,500) COMMON STOCK. (FILE333-6823 - JUN. 26) (BR. 3)
S-8 PRIDE PETROLEUM SERVICES INC, 1500 CITY W BLVD STE 400, HOUSTON, TX 77042 (713) 871·8567 - 150,000 ($2,325,000) COMMON STOCK. (FILE 333-6825 -JUN. 26) (BR. 3)
S-8 ACC CORP, 400 WEST AVENUE, ROCHESTER, NY 14611 (716) 987-3000 . 500,000($21,690,000) COMMON STOCK. (FILE 333-6831 - JUN. 26) (BR. 7)
S-8 ACC CORP, 400 WEST AVENUE, ROCHESTER, NY 14611 (716) 987-3000 - 250,000($10,845,000) COMMON STOCK. (FILE 333-6833 - JUN. 26) (BR. 7)
S-8 SAVIN ELECTRONICS INC, CIO GARY B WOLFF PC, 747 THIRD AVENUE, NEW YORK, NY 10017 (212) 644-6446 - 1,500,000 (14,125,000) COMMON STOCK. (FILE333-6835 - JUN. 26) (NEW ISSUE)
S-8 KEYSTONE INVESTMENTS INC, 200 BERKELEY ST, BOSTON, MA 02116 (617) 338-3200 - 500,000 ($9,375,000) COMMON STOCK. (FILE 333-6837 -JUN. 26) (BR. 12)
S-3 EOUITABLE RESOURCES INC IPAI, 420 BLVD OF THE ALLIES, PITTSBURGH, PA 15219 (412) 261-3000 - 168,000,000 ($168,000,000) STRAIGHT BONDS. (FILE333-6839 - JUN. 26) (BR. 7)
S-8 ADVANCED POLYMER SYSTEMS INC IDEI, 3696 HAVEN AVE, REDWOOD CITY, CA 94063 (415) -36-6'26 - 750,000 ($7,035,000) COMMON STOCK. (FILE 333-6841 -JUN. 26) (BR. 1)
S-8 PLAYBOY ENTERPRISES INC, 680 N LAKE SHORE DR, CHICAGO, IL 60611 (312) 751-8000 - 50,000 ($731,250) COMMON STOCK. (FILE 333-6843 - JUN. 26) (BR. 11)
S-8 INSO CORP, 31 ST JAMES STREET, 11TH FLOOR, BOSTON, MA 02116 (617) 753-6500 - 2,000,000 ($108,800,000) COMMON STOCK. (FILE 333-6845 -JUN. 26) (BR. 10)
4 NEWS DIGEST, July 3, 1996
REGISTRATIONS OOMT_
5-8 INSO CORP, 31ST JAMES STREET, 11TH FLOOR, BOSTON, MA 02116 (617) 753-6500 - 250,000 (S13,600,OOO) COMMON STOCK. (FILE 333-6847 -JUN_ 26) (BR. 10)
5-8 FIRST AMERICAN SCIENTIFIC CORP \NV\, 470 GRANVILLE ST, STE 1122, VANCOUVER BRITISH CO, Al (604) 681-8656 - 2,000,000 (S1,937,500) COMMON STOCK. (FILE 333-6851 - JUN. 26) (BR. 5)
S-8 MONTEREY BAY BANCORP INC, 36 BRENNAN ST, WATSONVILLE, CA 95076 (408) 722-3885 - 359,750 (S4,112,303) COMMON STOCK. (FILE 333-6853 -JUN_ 26) (BR_ 1)
5-1 CAROLINA FINCORP INC, 115 SOUTH LAWRENCE ST, POBOX 1597, ROCKINGHAM, NC 28380 (910) 997-6245 - 1,957,300 (S19,573,OOO) COMMON STOCK. (FILE333-6855 - JUN. 26) (NEW ISSUE)
5-8 ONEOK INC, 100 W FIFTH ST, TULSA, OK 74103 (918) 588-7000 - 3,000,000(S75,750,OOO) COMMON STOCK. (FILE 333-6857 - JUN. 26) (BR. 8)
5-8 ALTERA CORP, 2610 ORCHARD PARKWAY, SAN JOSE, CA 95134 (408) 894-7000 -2,070,000 (S79,964,100) COMMON STOCK. (FILE 333-6859 - JUN. 26) (BR. 3)
5-8 ONCOGENE SCIENCE INC, 106 CHARLES LINDBERGH BLVD, UNIONDALE, NY 11553 (516) 222-0023 - 600,000 (S6,186,OOO) COMMON STOCK. (FILE 333-6861 -JUN. 26) (BR. 4)
S-8 BOSTON TECHNOLOGY INC, 100 QUANNAPOWITT PKWY, WAKEFIELD, MA 01880 (617) 246-9000 - 1,000,000 (S16,375,OOO) COMMON STOCK. (FILE 333-6863 -JUN. 26) (BR. 7)
5-3 CHILDRENS BROADCASTING CORP, 724 1ST ST N, 4TH FLOOR, MINNEAPOLIS, MN 55401 (612) 338-3300 - 1,614,802 (S11,606,390) COMMON STOCK. (FILE333-6865 - JUN. 26) (BR. 7)
S-8 EQUITY RESIDENTIAL PROPERTIES TRUST, TWO N RIVERSIDE PLZ, STE 450, CHICAGO, IL 60606 (312) 474-1300 - 3,600,000 (S65,750,OOO) COMMON STOCK. (FILE 333-6867 - JUN. 26) (BR. 5)
S-8 EQUITY RESIDENTIAL PROPERTIES TRUST, TWO N RIVERSIDE PLZ, STE 450, CHICAGO, IL 60606 (312) 474-1300 - 1,000,000 (S32,875,OOO) COMMON STOCK. (FILE 333-6869 - JUN. 26) (BR. 5)
S-8 MCGRAW-HILL COMPANIES INC, 1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020 (212) 512-2000 - 160,000 (S7,46O,OOO) COMMON STOCK. (FILE 333-6871 -JUN. 26) (BR. 12)
5-3 EQUITY RESIDENTIAL PROPERTIES TRUST, TWO N RIVERSIDE PLZ, STE 450, CHICAGO, IL 60606 (312) 474-1300 - 608,665 (S20,009,862) COMMON STOCK. (FILE 333-6873 - JUN. 26) (BR. 5)
S-8 BARRY R G CORP /OH/, 13405 YARMOUTH RD NW, PICKERINGTON, OH 43147 (614) 864-6400 - 62,500 ($883,203) COMMON STOCK. (FILE 333-6875 - JUN. 26) (BR. 7)
S-8 VIDEO SENTRY CORP, 6365 CARLSON DRIVE, EDEN PRAIRIE, MN 55346 (612) 934-9900 - 100,000 ($662,500) COMMON STOCK. (FILE 333-6877 -JUN. 26) (BR. 9)
S-3 WMX TECHNOLOGIES INC, 3003 BUTTERFIELD RD, OAK BROOK, IL 60521 (708) 572-8800 - 1,000,000,000 (S1,000,000,000) STRAIGHT BONDS. (FILE333-6879 - JUN. 26) (BR. 8)
S-8 LANXIDE CORP, 1300 MARROWS RD, POBOX 6077, NEWARK, DE 19714 (302) 456-6216 - 91,000 (S1,120,500) COMMON STOCK. (FILE 333-6881 -JUN. 26) (BR. 10)
NEWS DIGEST, July 3, 1996 5
REGISTRATIOIS COlT.
S·3 PENNEY J C CO INC, 6501 LEGACY DRIVE, PLANO, TX 75024 (214) 431·1000 -1,500,000,000 ($1,500,000,000) STRAIGHT BONDS. (FILE 333-6883 - JUN. 26)(BR. 2)
S-3 BROOKTROUT TECHNOLOGY INC, 410 FIRST AVE, NEEDHAM, MA 02194 (617) 449-4100 - 2,587,500 ($57,571,875) COMMON STOCK. (FILE 333-6885 -JUN. 26) (BR. 7)
S-8 WESTERN RESOURCES INC /KS, 818 KANSAS AVE, TOPEKA, KS 66612 (913) 575-6300 - 5,000 ($146,900) COMMON STOCK. (FILE 333-6887 - JUN. 26) (BR. 7)
S-8 INTUIT INC, 2525 GARCIA AVE, MOUNTAIN VIEW, CA 94043 (415) 322-0573 -3,255 ($27,016.50) COMMON STOCK. (FILE 333-6889 - JUN. 26) (BR. 9)
S-3 AMERICAN REALTY TRUST INC ET AL, 10670 N CENTRAL EXPRESSWAY, STE 300, DALLAS, TX 75231 (214) -69-2-47 - 882,000 ($8,323,875) COMMON STOCK. (FILE 333-6891 - JUN. 26) (BR. 5)
S-1 CSK AUTO INC, 645 E MISSOURI AVENUE, PHOENIX, AZ 85012 (602) 265-9200 -7,705,000 ($123,280,000) COMMON STOCK. (FILE 333-6893 - JUN. 26) (NEW ISSUE)
S-1 TRANSACT TECHNOLOGIES INC, 7 LASER LANE, WALLINGFORD, CT 06492 (617) 345-900 - 1,322,500 ($14,547,500) COMMON STOCK. (FILE 333-6895 -JUN. 26) (NEW ISSUE)
S-8 MERRILL CORP, ONE MERRILL CIRCLE, ENERGY PARK, ST PAUL, MN 55108 (612) 646-4501 - 500,000 ($8,520,000) COMMON STOCK. (FILE 333-6897 -JUN. 26) (BR. 11)
S-8 ACCUSTAFF INC, 6440 ATLANTIC BLVD, JACKSONVILLE, FL 32211 (904) 725-5574 - 4,500,000 ($114,187,500) COMMON STOCK. (FILE 333-6899 - JUN. 26) (BR. 6)
S-4 DURAMED PHARMACEUTICALS INC, 5040 LESTER ROAD, CINCINNATI, OH 45213 (513) 731-9900 - 640,000 ($4,332,365) COMMON STOCK. 400,000WARRANTS, OPTIONS OR RIGHTS. (FILE 333-6901 - JUN. 26) (BR. 4)
S-3 FINA OIL & CHEMICAL CO, FINA PLAZA, 8350 N CENTRAL EXPRESSWAY, DALLAS, TX 75206 (214) 750-2400 - 125,000,000 ($125,000,000) STRAIGHT BONDS. (FILE 333-6903 - JUN. 26) (NEW ISSUE)
S-3 OREGON METALLURGICAL CORP, 530 W 34TH AVE, POBOX 580, ALBANY, OR 97321 (503) 926-4281 - 4,025,000 ($114,964,060) COMMON STOCK. (FILE 333-6905 -JUN. 26) (BR. 6)
S-1 ATRIA COMMUNITIES INC, 515 W MARKET ST, LOUISVILLE, KY 40202 (502) 596-7540 - 5,750,000 ($86,250,000) COMMON STOCK. (FILE 333-6907 -JUN. 26) (NEW ISSUE)
S-8 INDUSTRIAL SERVICES OF AMERICA INC /FL, 7100 GRADE LN BLDG 4, POBOX 32428, LOUISVILLE, KY 40232 (502) 368-1661 - 100,000 ($200,000) COMMON STOCK. (FILE 333-6909 - JUN. 26) (BR. 3)
S-1 STORM PRIMAX INC, 1861 LANDINGS DRIVE, MOUNTAIN VIEW, CA 94043 (415) 691-6600 - 4,255,000 ($51,060,000) COMMON STOCK. (FILE 333-6911 -JUN. 26) (NEW ISSUE)
S-8 SGV BANCORP INC, 225 NORTH BARRANCA AVE, WEST COVINA, CA 91791 (818) 859-4200 - 272,765 ($2,616,469) COMMON STOCK. (FILE 333-6913 -JUN. 26) (BR. 1)
NEWS DIGEST, July 3, 1996 6
REGISTRATICliS aliT.
S-8 INDUSTRIAL SERVICES OF AMERICA INC IFL, 7100 GRADE LN BLDG 4, POBOX 32428, LOUISVILLE, KY 40232 (502) 368-1661 - 100,000 (S50,000) COMMON STOCK. (FILE 333-6915 - JUN. 26) (BR. 3)
S-4 FTP SOFT~ARE INC, 100 BRICKSTONE SQUARE 5TH FL, ANDOVER, MA 01810 (508) 685-4000 - 7,650,000 ($65,025,000) COMMON STOCK. (FILE 333-6917 -JUN. 26) (BR. 10)
S-4 METROCALL INC, 6910 RICHMOND HWY, ALEXANDRIA, VA 22306 (703) 660-6677 -9,042,260 (S123,200,793) COMMON STOCK. (FILE 333-6919 - JUN. 27) (BR. 7)
S-8 ~IND RIVER SYSTEMS INC, 1010 ATLANTIC AVE, ALAMEDA, CA 94501 (510) 748-4100 - 1,500,000 (S38,002,472) COMMON STOCK. (FILE 333-6921 . JUN. 26) (BR. 9)
S-3 LABOR READY INC, 2156 PACIFIC AVENUE, TACOMA, ~ 98402 (206) 383-9101 -2,497,495 (S74,000,777) COMMON STOCK. (FILE 333-6923 - JUN. 26) (BR. 6)
S-3 GLOBAL TELECOMMUNICATION SOLUTIONS INC, 400 ELMONT ROAD, ELMONT, NY 11000 (516) 326-1940 - 7,619,060 (S29,830,770) COMMON STOCK. (FILE333-6925 - JUN. 26) (BR. 7)
S-8 DATAMARINE INTERNATIONAL INC, 53 PORTSIDE DR, POCASSET, MA 02559 (206) 771-2182 - 48,000 (S552,000) COMMON STOCK. (FILE 333-6927 - JUN. 26) (BR. 8)
S-3 UACSC AUTO TRUSTS, 250 N. SHADELAND AVENUE, SUITE 210A, STE 400, INDIANAPOLIS, IN 46219 (317) 231-6400 - 23,735,509 (S23,735,509.03) EQUIPMENT TRUST CERTIFICATES. (FILE 333-6929 - JUN. 27) (BR. 12)
RECENT 8IC FILINGS
Fo...8-1( is used by cClllP8"iesto file current reports on the followi~ events:
Ite. 1. Changes in Control of Registr...t.Ite. 2. ~isition or Disposition of Assets.Ite. 3. Bank~tcy or Receivership.Ite. 4. Changes in Registr ...t's Certifying AccOU"lt...t.Ite. 5. Other IlIIPOI"t.-.tMaterially Events. Ite. 6. Resignations of Registr ...t's Directors. Ite. 7. Financial State.ents and Exhibits. Ite. 8. Ch.-.ge in Fiscal Year.
The followi~ c~ies have filed 8-1( reports for the date indicated BIdIor _dEl.ts to 8-K reports previOl5ly filed, responding to the it_s) of the fo...specified. Copies of the reports _y be purchased fro. the ~ission's P\bl ic Reference Roa. (when orderi~, please give the date of the report). An invoice will be included with the r~ted _terial when _i led.
STATE 8IC ITEM .0. lAME OF ISSlER aDE 12345678 DATE COIENT
---------------------------------------- --------------- ---------------A I M MANAGEMENT GROUP INC IDEI DE X 07102/96 ACCUSTAFF INC fl X X 06/19/96 ADDINGTON RESOURCES INC DE X X 06/25/96 ADEN ENTERPRISES INC CA X 06/21196 AES CORPORATION DE X X 07101/96 AIRTOUCH COMMUNICATIONS INC CA X X 07/01/96
NEWS DIGEST, July 3, 1996 7
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8IC REPORTS aliT_
STATE 8IC ITEJIJ 11)_
lIME OF ISSlER aJ)E 123 4 5 6 1a DATE aJIIEMT
AIRTOUCH COMMUNICATIONS INC CA X X 07/01/96ALANCO ENVIRONMENTAL RESOURCES CORP AZ X 04/16/96AMENDALLEGHENY LUDLUM CORP PA X 06/27/96AMERICAN FILM TECHNOLOGIES INC /DE/ DE X 06/17/96AMERICAN MOBILE SATELLITE CORP DE X 07/01196AMERICAN PRECISION INDUSTRIES INC DE X 07/02/96AMENDAMERICAN STORES co /NEW/ DE X 07/02/96APPLEWOOOS INC DE X X X 06/26/96AQUAGENIX INC/DE DE X 06/12/96ARVIDA JMB PARTNERS L P II DE X 07/01196ATHENA NEUROSCIENCES INC/DE DE X 07/01196BANK OF AMER NA TR & SA AS SPNB HM EQ LN X X 06/17/96BANK OF AMER ICA FSB/CA X X 06/01196BANK OF AMERICA NATIONAL TRUST & SAVING X X 06/01196BIOJECT MEDICAL TECHNOLOGIES INC OR X 06/26/96BIOSAFE INTERNATIONAL INC NV X X 06/27/96BORG WARNER AUTOMOTIVE INC DE X X 06/17/96BOSTON CHICKEN INC DE X X 06/17/96BRT REALTY TRUST MA X 07/01/96BUILDERS WAREHOUSE ASSOCIATION INC CO X X 06/18/96BWAY CORP DE X X 06/17/96CALENERGY CO INC DE X 07/01/96AMENDCALIBER SYSTEM INC OH X 07/01/96CAPITAL BRANDS INC FL X X X 04/26/96CAREER HORIZONS INC DE X 06/24/96CAREER HOR IZONS INC DE X 06/24/96AMENDCASINO RESOURCE CORP MN X 07/01/96CASINO RESOURCE CORP MN X 07/01196CATERPILLAR FINANCIAL FUNDING CORP NV X 06/25/96CATERPILLAR FINANCIAL FUNDING CORP NV X 06/25/96CELESTIAL VENTURES CORP NV X X 06/17/96CENTERPOINT PROPERTIES CORP MO X 06/26/96CENTRAL GARDEN & PET COMPANY DE X X 06/18/96CENTURA BANKS INC NC X x 07/02/96CHEMICAL BANK NY X X 07/01/96CHEVY CHASE AUTO RECEIVABLES TRUST 1995- Me X 06/17/96CHEVY CHASE AUTO RECEIVABLES TRUST 1995- Me X 06/17/96CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 06/17/96CHEVY CHASE HOME LOAN TRUST 1996-1 MD x 06/17/96CHEVY CHASE HOME LOAN TRUST 1996-1 MO X 06/17/96CHEVY CHASE MASTER CREDIT CARD TRUST MD X 06/17/96CHEVY CHASE MASTER CREDIT CARD TRUST II MO X 06/17/96CNL INCOME FUND XVII LTD FL X 06/05/96COEUR D ALENE MINES CORP 10 X 04/17/96AMENDCOLEMAN CO INC DE X X 06/28/96COLEMAN HOLDINGS INC DE X X 06/28/96COLEMAN WORLDWIDE CORP DE X X 06/28/96COLTEC INDUSTRIES INC PA X 06/30/96COLUMBIA HCA HEALTHCARE CORP/ DE x X 07/02/96CONECTISYS CORP CO X 06/26/96CONSOLIDATED HYDRO INC DE X 06/30/96CONTOUR MEDICAL INC NV X 03/01/96AMENDCOOPER COMPANIES INC DE X X 06/28/96CORNING INC /NY NY X 07/03/96COSMETIC SCIENCES INC NY X 06/30/96AMEND
8 NEWS DIGEST, July 3, 1996
8IC REPORTS COlT.
STATE 8( ITEII 10. lINE OF ISSlEI cmE 12345678 DATE allElT ---------------------------------------- --------------- ---------------COVER ALL TECHNOLOGIES INC CRIIMI MAE INC CRONUS CORP CROWN PAPER CO CROWN VANTAGE INC CS FIRST BOSTON MORTGAGE SECURITIES DAYTON HUDSON RECEIVABLES CORP DERMA SCIENCES INC DEVON ENERGY CORP /OK/DEVRY INC DIRECT CONNECT INTERNATIONAL INC DISCOVER CARD MASTER TRUST I EAST GROUP PROPERTIES ENCON SYSTEMS INC
CORP
DE DE NV VA VA DE MN CO OK DE DE DE III DE
X
X
X
X
X X
X X
X X X
X X
X
X X
X
X X
X
06/20/9607/01/96OS/23/9606/28/96AMEND06/28/96AMENDOS/28/9606/28/9606/27/9606/18/9606/19/9606/10/9607/01/9606/19/9607/02196
EXCEL COMMUNICATIONS INC EXCEL REALTY TRUST INC EXCEL RESOURCES INC F&M NATIONAL CORP FERRARA FOOD COMPANY INC FIRST ALLIANCE MORTGAGE LOAN TRUST FIRST WASHINGTON REALTY TRUST INC FLEMING COMPANIES INC /OK/ FLORIDA PROGRESS CORP /FMC CORP
1996-
DE CA NV VA DE CA III OK FL DE
X X
X
X X X
X X
X X
X X
X
X
X
06/26/9606/26/9606/24/9612/31/9506/19/9606/14/9604/29/96AMEND06/24/9607/01/9607/02196
FORD CREDIT AUTO RECEIVABLES TWO L P GABLES RESIDENTIAL TRUST GE CAPITAL MORTGAGE SERVICES INC GENERAL ELECTRIC CAPITAL CORP GENRAD INC GOLF TRAINING SYSTEMS INC GOVERNMENT BACKED TRUST T 4 GREAT FALLS BANCORP GREEN STREET FINANCIAL CORP GTE HAWAIIAN TELEPHONE CO INC HARBINGER CORP HARBINGER CORP HEART LABS OF AMERICA INC /FL/ HEARTLAND WIRELESS COMMUNICATIONS INC HELP AT HOME INC HIGHLANDS INSURANCE GROUP INC HOR IZON CMS HEAL THCARE CORP HOST MARRIOTT CORP/MDHUBCO INC IMATRON INC IMGE INC IMMUNOMEDICS INC INAV TRAVEL CORPORATION INFINITY BROADCASTING CORP INTEK DIVERSIFIED CORP IRVINE APARTMENT COMMUNITIES INC
DE III NJ NY MA DE NY NJ NC HI GA GA FL DE
DE DE DE NJ NJ DE DE CO DE DE DE
X X
X
X
X
X
X
X
X
X
X
X
X
X X
X X
X
X X
X X
X
X
X
X
X
X
X
X
X X
X
X
X
X X
X
06/20/9603/31/96AMEND12/21/9606/28/9606/20/9606/24/9605/15/9606/18/96AMEND06/26/9607/01/9607/01/96AMEND07/02l96AMEND06/10/96AMEND07/01/96OS/29/96AMEND06/21/9606/26/9606/18/9606/21/9606/24/9606/18/9606/30/9607/01/9606/20/9606/18/9607101/96
ITHACA INDUSTRIES INC JACOBS JAY INC JP FOODSERVICE INC OYDON CORP
DE WA DE DE
X
X
X X
X
07/01/9606/28/9606/28/9607/02196
KENWOOD BANCORP INC KLS ENVIRO RESOURCES INC
DE NV
X X
X 06/28/9606/27/96
NEWS DIGEST, July 3, 1996 9
8K REfI(JlTSCDlT.
STATE 8K ITEJIJ 10. lIME OF ISSUER aJ)E , 234 5 6 7 a DATE ClMEIIT
---------------------------------------- --------------- ---------------KMS INDUSTRIES INC DE X X 06/26/96 KURZWEIL APPLIED LEAR CORP /DE/LEGGOONS INC
INTELLIGENCE INC /DE/ DE DE NO
X
X
X
X X
06/28/96 06/27/96 06/12/96
LITHIUM TECHNOLOGY CORP NV X 06/28/96 LONG ISLAND BANCORP INC DE X 06/28/96 MAl L WELL I CORP DE X 07/01/06
MAIL WELL INC MAHEL INC /DE/ MAVERICK RESTAURANT CORP
DE DE KS X
X
X
X
07/01/9607/02/9606/17/96
MEDCATH INC MEDICAL TECHNOLOGY MEDIMMUNE INC IDE
SYSTEMS INC IDE/ NC DE DE
X
X
X
X
07/01/9607/01/9606/20/96
MEDIMMUNE INC IDE DE X 07102/96 MEDIWARE INFORMATION SYSTEMS INC NY X X 06/17/96 MEDIZONE MELAMINE
INTERNATIONAL CHEMICALS INC
INC NV DE
X
X
07/01/9607/01/96
MERIDIAN DIAGNOSTICS INC OH X X 06/24/96 MERR ILL CORP MICRO HOLDING CORP
MN NY X X
X 04/15/96AMEND04/15/96
MLCC MORTGAGE INVESTORS INC DE X 06/25/96 MOBILEMEDIA CORP MONITEK TECHNOLOGIES INC
DE DE
X X X X X
X
X X
X
X 07/01/96AMEND06/24/96
MORGAN STANLEY GROUP MORSERV INC NETVANTAGE INC
INC /DE/ DE DE DE
X
X
X
X
X
X
07/02/9606/20/9606/27/96
NOMURA ASSET SECURITIES NORWEST CORP OPEN PLAN SYSTEMS INC ORTHOLOGIC CORP
COR HOM EQ LN PA DE VA DE
X
X
X
X
X
07/01/9607/02/9606/28/9606/28/96
os ICOM TECHNOLOGIES INC NJ X X 06/18/96 OVERHEAD DOOR CORP /IN/ PEOPLES HERITAGE FINANCIAL PHARMACIA & UPJOHN INC PLYMOUTH RUBBER CO INC
GROUP INC IN ME DE MA
X
X
X
X
X
X
06/30/96 07/02/9607/02/96AMEND06/11/96
PMC INTERNATIONAL INC PP&L RESOURCES INC PRECISION CASTPARTS CORP PRECISION SYSTEMS INC PRINS RECYCLING CORP PROTECTION ONE INC PROTECTION ONE INC PRUDENTIAL HOME MORTGAGE SECURITIES COMP QUAORAX CORP RAO ISYS CORP REGAL CINEMAS INC REPUBLIC INDUSTRIES INC REPUBLIC INDUSTRIES INC RESIDENTIAL ACCREDIT LOANS INC RESIDENTIAL ASSET SECURITIES CORP RESIDENTIAL ASSET SECURITIES CORP RESIDENTIAL FUNDING MORTGAGE SECURITIES ROCKEFELLER CENTER PROPERTIES INC
CO PA OR DE NY DE DE DE DE OR TN DE DE DE DE DE DE DE
X
X
X X
X
X
X X
X
X
X
X
X
X
X
X
X
X X
X
X
x X
X
X
X
X
X
X
X
X
X
X
07/02/9607/01/9607/01/9606/29/9606/21/9606/07/96 06/07/96AMEND06/25/96 07/02/9604/29/96AMEND07/02/9606/27/96 07/01/9607/01/9607/01/9607/01/9607/01/9606130/96
ROMAC INTERNATIONAL RYLAND GROUP INC
INC FL IC) X
X X 06/18/96 07/02/96
10 NEWS DIGEST, July 3, 1996
---------------------------------------- --------------- ---------------
8K REPORTS CONT.
STATE 8K ITEJII10. KAME OF ISSUER aDE 12345618 DATE aMEliT
SAGA COMMUNICATIONS INC DE X X X 06/17/96SALOMON BRO MORT SEC VII INC AST BK FXD X 06/25/96SCOUT BALANCED FUND INC K) X 04/24/96SCOUT BOND FUND INC NO X 04/24/96SCOUT MONEY MARKET FUND INC K) X 04/24/96SCOUT STOCK FUND INC NO X 04/24/96SEA GALLEY STORES INC DE X X 06/15/96SEABOARD OIL CO DE X X 06/21/96SEAFIELD CAPITAL CORP NO X 05/01/96AMENDSERAGEN INC DE X X 07/01/96SIONIX CORP /UT/ UT X X 06/14/96SIS BANCORP INC MA X X 06/21/96SMC CORP OR X X 06/14/96SOFTWARE DEVELOPERS CO INC/DE/ DE X X 06/28/96SOLO SERVE CORP DE X X 12/31/95SOUTHWESTERN ENERGY CO AR X 05/15/96SOUTHWESTERN PUBLIC SERVICE CO NM X X 06/26/96STELAX INDUSTRIES LTD X 06/26/96STORAGE PROPERTIES INC CA X X 06/27/96STROBER ORGANIZATION INC DE X X 06/27/96SUPERIOR BANK FSB IL X X 06/19/96SUPERIOR BANK FSB IL X X 06/25/96TCI COMMUNICATIONS INC DE X 07/02/96TELE COMMUNICATIONS INC /CO/ DE X 07/02/96TElEDYNE INC DE X X 06/27/96TELEPHONE & DATA SYSTEMS INC IA X X 07/01/96TERA COMPUTER CO \WA\ WA X 06/28/96TOWER TECH INC OK X 08/31/96TRACK DATA CORP DE X 03/26/96AMENDTRINET CORPORATE REALTY TRUST INC K) X 06/14/96TRITON ENERGY LTD E9 X X OS/20/96TRUE NORTH COMMUNICATIONS INC DE X 06/27/96UNIT INSTRUMENTS INC PA X X 06/03/96UNITED CITIES GAS CO IL X 07/01/96UNITED INSURANCE COMPANIES INC DE X X 07/01/96USA WASTE SERVICES INC OK X 05/07/96AMENDUST CORP MA X X 06/03/96VININGS INVESTMENT PROPERTIES TRUST/GA MA X X 06/28/96VIRAGEN EUROPE LTD DE X X 06/18/96AMENDWALDEN BANCORP INC MA X 06/28/96WANG LABORATORIES INC DE X 05/03/96AMENDWESTERN FIDELITY FUNDING INC CO X 06/24/96WFS BANCORP INC DE 06/27/96X
XIRCOM INC CA X X 06/18/96ZALE CORP DE X X 07/01/96
NEWS DIGEST, July 3, 1996 II