semiconductor thermodynamics: peltier effect at a pÐn...
TRANSCRIPT
Semiconductor thermodynamics:
Peltier effect at a p–n junction
Jan-Martin Wagner, Hilmar Straube, Otwin Breitenstein
• Motivation: Peltier effect in lock-in thermography investigations of
photovoltaic devices
• General theory: basics of thermoelectricity and of the Peltier effect
• Microscopic interpretation of the local Peltier coefficient
• p–n junction: spatially varying, bias dependent Peltier coefficients
• Recent example: quantitative interpretation of Peltier contributions
in a LIT measurement
• Summary
1 Retreat 2009, Weimar
(corrected and extended version)
Motivation: Peltier effect in lock-in thermography (LIT)
investigations of photovoltaic devices
a) LIT image of a shunted mc-Si cell
Simple quantitative interpretation
possible: local heating power directly
proportional to the current strength,
P = UbiasIlocal (energy conservation)
1 mK
2a Retreat 2009, Weimar
Motivation: Peltier effect in lock-in thermography (LIT)
investigations of photovoltaic devices
b) LIT image of a CSG module showing
strong edge recombination and cooling
at the contacts
Quantitative interpretation only possible
after correction for the Peltier effect:
heat transfer from contacts to edge
0 125 250 375 500
0
100
200
300
400
Pixel
-0.75 -0.50 -0.25 0.00 0.25 0.50 0.75
_350mV_dat0heatingcooling
a) LIT image of a shunted mc-Si cell
Simple quantitative interpretation
possible: local heating power directly
proportional to the current strength,
P = UbiasIlocal (energy conservation)
1 mK
2b Retreat 2009, Weimar
Peltier effect: “heat current” (not: “flow”!) accompanying an electric current,
not directly observable (in contrast to temperature-gradient-driven heat flow)
General theory: thermoelectricity basics
3a Retreat 2009, Weimar
Peltier effect: “heat current” (not: “flow”!) accompanying an electric current,
not directly observable (in contrast to temperature-gradient-driven heat flow)
– heat current density, ! – Peltier coefficient, – electric current density,
" – heat conductivity (all local quantities, i.e., dependent on position)
Generalized Fourier law: (!: heat energy per charge carr.)
General theory: thermoelectricity basics
r
Qjrj
= ! " #$r r
Qj j T
3b Retreat 2009, Weimar
Peltier effect: “heat current” (not: “flow”!) accompanying an electric current,
not directly observable (in contrast to temperature-gradient-driven heat flow)
– heat current density, ! – Peltier coefficient, – electric current density,
" – heat conductivity (all local quantities, i.e., dependent on position)
Generalized Fourier law: (!: heat energy per charge carr.)
Temperature change caused by local heating or a change in heat current
c – specific heat capacity, # – mass density, p – heating power density
Heat conduction equation: “heat tone”
General theory: thermoelectricity basics
!" = #$ %!
r
Q
Tc p j
t
r
Qjrj
= ! " #$r r
Qj j T
3c Retreat 2009, Weimar
Peltier effect: “heat current” (not: “flow”!) accompanying an electric current,
not directly observable (in contrast to temperature-gradient-driven heat flow)
– heat current density, ! – Peltier coefficient, – electric current density,
" – heat conductivity (all local quantities, i.e., dependent on position)
Generalized Fourier law: (!: heat energy per charge carr.)
Temperature change caused by local heating or a change in heat current
c – specific heat capacity, # – mass density, p – heating power density
Heat conduction equation: “heat tone”
Seebeck effect (electric field caused by a temperature gradient): $ – electric conductivity, E – (applied) electric field, % – Seebeck coefficient
Generalized Ohm’s law: (%: voltage per kelvin)
General theory: thermoelectricity basics
!" = #$ %!
r
Q
Tc p j
t
r
Qj
( )= ! " #$r rj E T
rj
= ! " #$r r
Qj j T
3d Retreat 2009, Weimar
Onsager relation (thermodynamics of irreversible processes)
for symmetrical coupling in linear description ! Kelvin relation:
General theory: thermoelectricity basics
! = "T
4a Retreat 2009, Weimar
Onsager relation (thermodynamics of irreversible processes)
for symmetrical coupling in linear description ! Kelvin relation:
“Pure” Peltier effect: isothermal transport of heat
(usually well approximated by LIT measurement)
Isothermal conditions (stationary):
! “Heat tone” (observable effect):
General theory: thermoelectricity basics
! = "T
( )!" # = !" # $ = ! #"$ !$" #r r r r
Qj j j j
0! = " = # $ %!
r r
QT 0 j j T
4b Retreat 2009, Weimar
Onsager relation (thermodynamics of irreversible processes)
for symmetrical coupling in linear description ! Kelvin relation:
“Pure” Peltier effect: isothermal transport of heat
(usually well approximated by LIT measurement)
Isothermal conditions (stationary):
! “Heat tone” (observable effect):
Effect: heat exchange at inhomogeneities of ! (e.g. jump at interfaces);
both signs (heating / cooling) are possible
General theory: thermoelectricity basics
! = "T
( )!" # = !" # $ = ! #"$ !$" #r r r r
Qj j j j
0! = " = # $ %!
r r
QT 0 j j T
4c Retreat 2009, Weimar
Onsager relation (thermodynamics of irreversible processes)
for symmetrical coupling in linear description ! Kelvin relation:
“Pure” Peltier effect: isothermal transport of heat
(usually well approximated by LIT measurement)
Isothermal conditions (stationary):
! “Heat tone” (observable effect):
Effect: heat exchange at inhomogeneities of ! (e.g. jump at interfaces);
both signs (heating / cooling) are possible
Important: Redistribution of heat only, no global heat generation or
consumption
To obtain , we need to know !(x)! ! Microscopic view?
General theory: thermoelectricity basics
! = "T
( )!" # = !" # $ = ! #"$ !$" #r r r r
Qj j j j
0! = " = # $ %!
r r
QT 0 j j T
4d Retreat 2009, Weimar
!"
Peltier heat transfer mechanisms:
– Thermal energy (excited states) of charge carriers ! !cc
– Stream of phonons being dragged along by the electric current ! !ph
Microscopic interpretation of the local Peltier coefficient
5a Retreat 2009, Weimar
Peltier heat transfer mechanisms:
– Thermal energy (excited states) of charge carriers ! !cc
– Stream of phonons being dragged along by the electric current ! !ph
(n-type semicond.: “electron drag”, p-type semicond.: “hole drag”)
Roughly: (long-wavelength phonons ! sample size!)
Microscopic interpretation of the local Peltier coefficient
5b Retreat 2009, Weimar
free
ph
ph
cc
vL! "
µ
Peltier heat transfer mechanisms:
– Thermal energy (excited states) of charge carriers ! !cc
– Stream of phonons being dragged along by the electric current ! !ph
(n-type semicond.: “electron drag”, p-type semicond.: “hole drag”)
Roughly: (long-wavelength phonons ! sample size!)
Thermal energy of charge carriers:
Intuitively: 3kBT/2 above band edge (free electron/hole gas) – too simple!
Transport theory: conductivity-weighted average of band-structure energy
relative to the Fermi energy
Microscopic interpretation of the local Peltier coefficient
5c Retreat 2009, Weimar
F
cc
(E) f (E) dE(E1
e (E) f (E) d
)
E
E !"# =
!"
$%%
free
ph
ph
cc
vL! "
µ
Non-degenerate semiconductor:
Boltzmann distribution, scattering time approximation (& ~ Er)
(r depends on scattering mechanism; r = –! for acoustic phonon scattering)
! effective band-structure energy contribution: above the
band edge,
Microscopic interpretation of the local Peltier coefficient
6a Retreat 2009, Weimar
eff 5band B2E ( r)k T= +
Non-degenerate semiconductor:
Boltzmann distribution, scattering time approximation (& ~ Er)
(r depends on scattering mechanism; r = –! for acoustic phonon scattering)
! effective band-structure energy contribution: above the
band edge, the latter relative to EF: , qe/h = ±e
!
n-type p-type
Microscopic interpretation of the local Peltier coefficient
6b Retreat 2009, Weimar
( )eff
e / h e / h band e / hE q! = " +
! = "e / h C / V F
E E
eff 5band B2E ( r)k T= +
VE
CE
FE
eff
bandE
e!
e!
VE
CE
FE
eff
bandE h
!h!
Non-degenerate semiconductor:
Boltzmann distribution, scattering time approximation (& ~ Er)
(r depends on scattering mechanism; r = –! for acoustic phonon scattering)
! effective band-structure energy contribution: above the
band edge, the latter relative to EF: , qe/h = ±e
!
n-type p-type
Interpretation: EF is the free energy F; isothermal condition: Eint = F + TS
! The excess energy is heat; % = !/T: entropy per charge carrier
Microscopic interpretation of the local Peltier coefficient
6c Retreat 2009, Weimar
( )eff
e / h e / h band e / hE q! = " +
! = "e / h C / V F
E E
eff 5band B2E ( r)k T= +
VE
CE
FE
eff
bandE
e!
e!
VE
CE
FE
eff
bandE h
!h!
Degenerate semiconductor: (e.g. solar cell emitter!)
– Large doping:
Fermi level inside the band (impurity deionization relevant)
Microscopic interpretation of the local Peltier coefficient
7a Retreat 2009, Weimar
Degenerate semiconductor: (e.g. solar cell emitter!)
– Large doping:
Fermi level inside the band (impurity deionization relevant)
– Charge carrier contribution !cc small but not negligible (very roughly:
a few kBT/e); only band-structure energy relative to EF relevant
Microscopic interpretation of the local Peltier coefficient
7b Retreat 2009, Weimar
Degenerate semiconductor: (e.g. solar cell emitter!)
– Large doping:
Fermi level inside the band (impurity deionization relevant)
– Charge carrier contribution !cc small but not negligible (very roughly:
a few kBT/e); only band-structure energy relative to EF relevant
– Phonon contribution !ph negligible:
(i) reduced free path (more dopants ! more scattering centers)
(ii) back-transfer of momentum from phonons to electrons (“phonon drag”,
as for Seebeck coefficient)
Microscopic interpretation of the local Peltier coefficient
7c Retreat 2009, Weimar
Degenerate semiconductor: (e.g. solar cell emitter!)
– Large doping:
Fermi level inside the band (impurity deionization relevant)
– Charge carrier contribution !cc small but not negligible (very roughly:
a few kBT/e); only band-structure energy relative to EF relevant
– Phonon contribution !ph negligible:
(i) reduced free path (more dopants ! more scattering centers)
(ii) back-transfer of momentum from phonons to electrons (“phonon drag”,
as for Seebeck coefficient)
Metal: ! ! 0 (compared to semiconductors)
Microscopic interpretation of the local Peltier coefficient
7d Retreat 2009, Weimar
p–n junction: spatially varying Peltier coefficients
Zero bias, no illumination:
Consider also minority carriers!
metal
metal
constant ! !min determined by
! Minority carrier Peltier coefficient increased by Udiff compared to maj. carrier
8a Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
h!
min
e!
ohmic contact
FE
ohmic contact
Udiff
! = "e / h C / V F
E Eeff 5band B2E ( r)k T= +
Zero bias, no illumination:
Consider also minority carriers!
metal
metal
at the contacts and at the junction
! Heat exchange at junction: cooling for “forward” current (carriers “go up”),
heating for “reverse” current (carriers “go down”)
p–n junction: spatially varying Peltier coefficients
8b Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
h!
min
e!
ohmic contact
FE
ohmic contact
0!" #
Udiff
p–n junction: bias-dependent Peltier coefficients
Diode operation: forward bias, no illumination
! Carrier injection and recombination
metal
metal
9a Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
h!
min
e!
FE
ohmic contact
F,eE
F,hE
bias voltage; net heating
ohmic contact
p–n junction: bias-dependent Peltier coefficients
Diode operation: forward bias, no illumination
! Carrier injection and recombination
metal
metal
also in recombination regions
Minority carrier Peltier coefficients close to the junction change with bias
Recombination heat (non-radiative or radiative) contains Peltier heat
9b Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
h!
min
e!
FE
ohmic contact
0!" #
F,eE
F,hE
bias voltage; net heating
ohmic contact
CSG module: interpretation of Peltier contributions in LIT image
– Peltier heat exchangeproportional to local current
– Contacs: Peltier cooling
– Edge:a) p–n junction, but no Peltier cooling visible!b) Defects, leading to recombination (heating)
! combined effect
0 125 250 375 500
0
100
200
300
400
Pixel
-0.75 -0.50 -0.25 0.00 0.25 0.50 0.75
_350mV_dat0heatingcooling
CSG (crystalline silicon on glass) module: many long (module width) but narrow
stripes (6 mm) of polycrystalline p–n Si layers (2 "m) connected in series
6 m
m
LIT image:
! Cooling at the p–n junction observable by LIT only if laterally separated
from recombination heat sources
10 Retreat 2009, Weimar
Si solar cell operation: asymmetric doping (n+–p) and BSF (p+), full illumination
! Photocurrent in reverse direction
metal
metal
Shunts in solar cells: Peltier-enhanced recombination heat
11a Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
e!
FE
F,eE
F,hE
generated
voltage
ohmic contact
–
+
base
recomb.
photo-gen. e–h pair
Shunts in solar cells: Peltier-enhanced recombination heat
Si solar cell operation: asymmetric doping (n+–p) and BSF (p+), full illumination
! Photocurrent in reverse direction
metal
metal
Additional forward current due to generated voltage
! additional recomb. losses at nonlinear shunts in the depletion region
11b Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
e!
FE
F,eE
F,hE
generated
voltage
ohmic contact
–
+depletion
region recombination
base
recomb.
photo-gen. e–h pair
defect
level
Shunts in solar cells: Peltier-enhanced recombination heat
Si solar cell operation: asymmetric doping (n+–p) and BSF (p+), full illumination
! Photocurrent in reverse direction
metal
metal
Additional forward current due to generated voltage
! additional recomb. losses at nonlinear shunts in the depletion region
Shunt heating at the p–n junction larger than due to generated voltage!
11c Retreat 2009, Weimar
VE
CE
e!
FE
h!
min
e!
FE
F,eE
F,hE
generated
voltage
ohmic contact
–
+depletion
region recombination
base
recomb.
photo-gen. e–h pair
effective
shunt
heating
voltage
defect
level
Sample: bifacial Si solar cell (surface measurement, 4-point probe)
Idea: separate Joule and Peltier contributions by reversing the current
p region (1016 cm–3): ! # 350 mV, ca. 1/3 from !ph
n region (1020 cm–3): ! # –70 mV, no !ph part
Recent example: quantitative interpretation
of Peltier contributions in a LIT measurement
12 Retreat 2009, Weimar
Integration method:
! = –U "QP / " QJ
Summary
– The Peltier effect leads to a redistribution of heat (isothermally)
– Heat exchange occurs at inhomogeneities of the Peltier coefficient !
– ! = !cc + !ph
– For a diode, the Peltier coefficient changes (heat exchange occurs)at the contacts, at the p–n junction, and in recombination regions
– Cooling at the p–n junction observable by LIT only if laterally separatedfrom recombination heat sources
– For a solar cell, the “internal heating” at shunts is larger than according tothe generated voltage
– For the quantitative interpretation of measured Peltier values of Si, the“electron drag” effect must be taken into account even at room temp.
Outlook: direct observation of junction cooling in cross-section geometry;
Peltier coefficients for reverse bias?
Thanks for your attention!
13 Retreat 2009, Weimar
References
– Peltier effect at a p–n junction:K. P. Pipe et al., “Bias-dependent Peltier coefficient and internal cooling in bipolar devices”,Phys. Rev. B 66, 125316 (2002)
– Contributions to the Peltier coefficient (! = !cc + !ph):G. S. Nolas et al., “Thermoelectrics: basic principles and …” (Springer, 2001);C. Herring, “Theory of the thermoelectric power of semiconductors”, Phys. Rev. 96, 1163(1954)
– Phonon drag in Si at room temperature:L. Weber et al., “Transport properties of silicon”, Appl. Phys. A 53, 136 (1991)
– General theory:Solar cells: P. Würfel, “Physics of Solar Cells” (Wiley, 2005);Transport: M. Lundstrom, “Fundamentals of carrier transport” (Cambridge, 2000);Irreversible thermodynamics: H. B. Callen, “Thermodynamics …” (Wiley, 1985);Radiation: C. E. Mungan, “Radiation thermodynamics …”, Am J. Phys. 73, 315 (2005)
– “Internal heating” at shunts (but Eband missing):M. Kaes et al., “Light-modulated Lock-in Thermography …”, Prog. Photovolt: Res. Appl. 12,355 (2004)
– Sum/difference imaging and integration method:H. Straube et al., “Measurement of the Peltier coefficient by lock-in thermography”(manuscript in preparation)
14 Retreat 2009, Weimar