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    55

    Cave Mining--The State of the Art

    D.H. Laubscher*

    INTRODUCTION

    The expression "cave mining" will be used here to refer to all

    mining operations in which the ore body caves naturally afterundercutting and the caved material is recovered through

    drawpoints. The term encompasses block caving, panel caving,inclined-drawpoint caving, and front caving. Caving is the

    lowest-cost method of underground mining, provided that

    drawpoint size and handling facilities are tailored to suit thecaved material and that the extraction horizon can be

    maintained for the life of the draw. 1

    The daily production from cave-mining operations throughout

    the world is approximately 370 kt/d. Table 55.1shows

    production broken down by layout.

    By way of comparison, the South African gold mines produce

    350 kt/d.

    Today, several open-pit mines currently producing in excess of50 kt/d are examining the feasibility of implementing low-cost,

    large-scale underground mining methods. Several undergroundcave mines that produce high tonnages are planning to

    implement dropdowns of 200 m or more. This will result in aconsiderable change in their mining environments. These

    changes will necessitate more detailed mine planning, ratherthan the simple projection of current mining methods to greater

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    depths.

    As more attention is directed to mining large, competent orebodies with low-cost underground methods, it is necessary todefine the role of cave mining. In the past, caving has beenconsidered for rock masses that cave and fragment readily. The

    ability to better assess the cavability and fragmentation of ore

    bodies, the availability of robust load-haul-dump (LHD)machines, an understanding of the draw control process,

    suitable equipment for secondary drilling and blasting, andreliable cost data have shown that competent ore bodies with

    coarse fragmentationl can be mined at a much lower cost using

    caving rather than with drill-and-blast methods. However, once

    a cave layout has been developed, there is little scope forchange.

    Aspects that have to be addressed are cavability, fragmentation,

    draw patterns for different types of ore, drawpoint or drawzonespacing, layout design, undercutting sequence, and support

    design.

    Table 55.2shows that there are significant anomalies in thequoted performance of different cave operations.

    It is common to find that old established mines that havedeveloped standards during the course of successful mining in

    the upper levels of an ore body are resistant to change and do

    not adjust to the ground control problems that occur as miningproceeds to greater depths or as rock types change. Mines that

    have experienced continuous problems are more amenable toadopting new techniques to cope with a changing mining

    situation. Detailed knowledge of local and regional structural

    geology, the use of an accepted rock mass classification to

    characterize the rock mass, and knowledge of regional andinduced stress environments are prerequisites for good mine

    planning. It is encouraging to note that these aspects are

    receiving more and more attention.

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    The Laubscher rock mass classification system provides both in

    situ rock mass ratings (IRMR) and rock mass strength. Such a

    classification is necessary for design purposes. The IRMR defines

    the geological environment, and the adjusted or mining rockmass ratings (MRMR) consider the effects of the mining

    operation on the rock mass. Figure 55.1is a flow sheet of theMRMR procedure with recent modifications. The reader is

    encouraged to read the paper "The IRMR/MRMR Rock MassClassification System for Jointed Rock Masses" by Laubscher andJakubee, which is included in this volume. The ratings describe

    in detail cavability, subsidence angles, failure zones,fragmentation, undercut-face shape, cave-front orientation,

    undercutting sequence, overall mining sequence, and supportdesign.

    FACTORS AFFECTING CAVING OPERATIONS

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    The 25 parameters that should be considered beforeimplementing any cave mining operation are set out in Table

    55.3. The parameters in capital letters are a function of theparameters that follow in the same box. Many parameters areuniquely defined by the ore body and the mining system and are

    not discussed further. The parameters considered later arecommon to all cave-mining systems and need to be addressed if

    any form of cave mining is contemplated.

    CavabilityMonitoring a large number of caving operations has shown that

    two types of caving can occur--stress and subsidence caving.

    However, it is better to use the terms "vertical extension" to

    mean upward propagation of the cave and "lateral extension" tomean the propagation of the cave as a caved block is expanded.

    Vertical extension caving occurs in virgin cave blocks when the

    stresses in the cave back exceed the strength of the rock mass.Caving can stop when a stable arch develops in the cave back.

    The undercut must be increased in size or the boundariesweakened to induce further caving. High horizontal stresses

    acting on steep dipping joints increase the MRMR. This was the

    situation in block 16 at the Shabanie Mine. A stable back was

    formed when the undercut had a hydraulic radius of 28 and theMRMR was 64. When block 7 (adjacent to block 16) caved, the

    horizontal confining stress was removed, which resulted in a

    reduction in the MRMR to 56 in block 16. At this point, caving

    occurred.

    Lateral extension caving occurs when lateral restraints on theblock being caved are removed by mining adjacent to the block.This often results in a large stress difference, leading to rapid

    propagation of the cave and limited bulking.

    Figure 55.2, based on a worldwide experience base, illustrates

    caving and stable situations in terms of the hydraulic radius

    (area divided by perimeter) for a range of MRMR values. An

    additional curve has been added to account for the stability thatoccurs with equidimensional shapes.

    All rock masses will cave. The manner of their caving and thefragmentation need to be predicted if cave mining is to be

    implemented successfully. The rate of caving can be slowed by

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    control of the draw since the cave can propagate only if there isspace into which the rock can move. The rate of caving can be

    increased by a more rapid advance of the undercut, butproblems can arise if an air gap forms over a large area. In thissituation, the intersection of major structures, heavy blasting,

    and the influx of water can result in damaging airblasts. Rapid,uncontrolled caving can result in an early influx of waste.

    In conventional layouts, the rate of undercutting (RU) should be

    controlled so that the rate of caving (RC) is faster than the rateof damage (RD) due to abutment stresses. Thus, RC > RU > RD.

    However, in areas of high stress, the rate of caving must be

    controlled to maintain an acceptable level/amount of seismicactivity in the cave back. Otherwise, rock bursts can occur insuitably stressed areas (pillars and rock contacts). As advance

    undercutting will be used in these situations, damage to the

    undercut and production levels will not be a problem.

    The stresses in the cave back can be modified to some extent bythe shape of the cave front. Numerical modeling can be a useful

    tool for helping an engineer determine the stress patternsassociated with possible mining sequences. An undercut face

    that is concave towards the caved area provides better controlof major structures. In ore bodies having a range of MRMRs, the

    onset of continuous caving will be in the lower-rated zones if

    they are continuous in plan and section. This effect is illustratedin Figure 55.3B, where the class 5 and 4B zones are shown to becontinuous. In Figure 55.3A, the pods of class 2 rock are

    sufficiently large to influence caving, and cavability should bebased on the rating of these pods. Good geotechnicalinformation, as well as information from monitoring the rate of

    caving and rock mass damage, is needed to fine-tune this

    relationship.

    Particle Size Distribution

    In caving operations, the degree of fragmentation has a bearing

    on

    Drawpoint spacing

    Dilution entry into the draw column

    Draw control

    Draw productivity

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    Secondary blasting and breaking costs

    Secondary blasting damage

    The input data needed to calculate the primary fragmentationand the factors that determine the secondary fragmentation as afunction of the caving operation are shown in Figure 55.4.

    Primary fragmentation can be defined as the size distribution of

    the particles that separate from the cave back and enter thedraw column. The primary fragmentation generated by

    subsidence caving is generally more coarse than that resultingfrom stress caving. The reasons for this are (1) the more rapid

    propagation of the cave, (2) the rock mass disintegrates

    primarily along favorably oriented joint sets, and (3) there is

    little shearing of intact rock. The orientation of the cave front orback with respect to the joint sets and the direction of principal

    stress can have a significant effect on the primary

    fragmentation.

    Secondary fragmentation is the reduction in the size of the

    original particles as they move through the draw column. Theprocesses to which particles are subjected determine the size

    distribution which reports to the drawpoint. A strong, well-

    jointed material can result in a stable particle shape at a low

    draw height. Figure 55.5shows the decrease in particle size fordifferent draw heights and coarse (less jointed) to fine (well

    jointed) rock masses. A range of RMRs will result in a wider

    range of particle sizes than that produced by rock with a single

    rating. This is due to the fact that the fine material tends tocushion larger blocks and prevents further attrition of these

    blocks. This difference is illustrated in Figure 55.3B, in which

    class 5 and class 4 material is shown to cushion the largerprimary fragments from class 3 material. A slow rate of draw

    results in a higher probability of time-dependent failure as thecaving stresses have more time to work on particles in the draw

    column.

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    Fragmentation is the major factor determining drawpoint

    productivity. Experience has shown that 2 m3 is the largestblock that can be moved by a 6-yd3 LHD and still allow an

    acceptable rate of production to be maintained. In Figure 55.6,the productivity of a layout using 3.5-, 6-, and 8-yd3 LHDs

    loading to a grizzly is related to the percentage of fragments

    larger than 2 m3. The use of secondary explosives is based on

    the amount of oversized rock that cannot be handled by a 6-yd3LHD.

    A computer simulation program has been developed forcalculating primary and secondary fragmentation. The results

    obtained from this program are confirmed by underground

    observations.

    Drawzone SpacingDrawpoint spacings for grizzly and slusher layouts reflect the

    spacing of the drawzones. However, in the case of LHD layoutswith a nominal drawpoint spacing of 15 m, drawzone spacing

    can vary from 18 to 24 m across the major apex (pillar),

    depending on the length of the drawbell. This situation occurs

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    when the length of the drawpoint crosscut is increased to ensurethat an LHD is straight before it loads. In this case, the major

    consideration (optimum ore recovery) is compromised byincorrect use of equipment or a desire to achieve ideal loadingconditions. The drawzone spacings for 30 m center-to-center

    production drift spacings are shown in Figure 55.7, with thecritical distance being across the major apex. It can be seen that

    the length of the drawbell can be increased from 8 to 10 m andthe production drift spacing to 32 m without affecting the major

    apex spacing. There still will be interaction in the drawbell.

    Sand model tests have shown that there is a relationshipbetween the spacing of drawpoints and the interaction ofdrawzones. Widely spaced drawpoints develop isolated

    drawzones with diameters defined by the fragmentation. When

    drawpoints are spaced at 1.5 times the diameter of the isolateddrawzone (IDZ), interaction occurs. Interaction also improves as

    drawpoint spacing is decreased, as shown in Figure 55.8. Theflow lines and the stresses that develop around a drawzone are

    shown in Figure 55.9. The sand model results have been

    confirmed by observation of the fine material extracted duringcave mining and by the behavior of material in bins. The

    question is whether this theory, which is based on isolateddrawzones, can be wholly applied to coarse material, where

    arching (spans) of 20 m have been observed. The collapse of

    large arches will affect the large area overlying the drawpoint,as shown in Figure 55.10. The formation and failure of arches

    lead to wide drawzones in coarse material, so that drawzone

    spacing can be increased to the spacings shown in Figure 55.10.

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    The frictional properties of the caved material must also be

    recognized. Low-friction material can flow greater distances

    when under high overburden load, and this can mean widerdrawzone spacings. It is therefore logical to expect that when a

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    line of drawbells is drawn this creates a large low-density zone.Similarly, when lines of drawbells are drawn on alternate shifts

    good interaction will result. The draw program at the HendersonMine broadly follows this pattern.

    There is a need to continue with three-dimensional model tests

    to establish some poorly defined principles, such as the

    interaction across major apexes when the spacing of groups ofinteractive drawzones is increased. Numerical modeling could

    possibly provide the solutions for the draw behavior of coarselyfragmented material.

    Draw Control

    Draw control requirements are shown in Figure 55.11and Table55.4. The grade and fragmentation in the dilution zone must beknown if sound draw control is to be practiced. Figure 55.12

    shows the value distribution for columns A and B. Both columns

    have the same average grade of 1.4%, but the valuedistribution is different. The high grade at the top of column B

    means that a larger tonnage of waste can be tolerated beforethe shutoff grade is reached.

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    In LHD layouts, a major factor in poor draw control is thedrawing of fine material at the expense of coarse material. Strict

    draw control discipline is required so that the coarse ore isdrilled and blasted at the end of the shift in which it reported inthe drawpoint.

    It has been established that the draw will angle towards less

    dense areas. This principle can be used to move the materialoverlying the major apex by creating zones of varying density

    through the differential draw of lines of drawbells.

    Dilution

    The percentage of dilution is defined as the percentage of the

    ore column that has been drawn before the waste materialappears in the drawpoint. It is a function of the amount ofmixing that occurs in the draw columns. Mixing is a function of--

    Ore draw height

    Range in fragmentation of both ore and waste

    Drawzone spacing

    Range in tonnages drawn from drawpoints

    The range in particle size distribution and the minimumdrawzone spacing across the major apex will give the height of

    the interaction zone (HIZ). This is illustrated in Figure 55.13.There is a volume increase as the cave propagates so that a

    certain amount of material must be drawn before the cavereaches the dilution zone. The volume increase, or swell factors,

    is based on the fragmentation and is applied to column height.Typical swell factors for fine, medium, and coarse fragmentation

    are, respectively, 1.16, 1.12, and 1.08.

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    A draw control factor is based on the variation in tonnages from

    working drawpoints (Figure 55.14). If production data are notavailable, the draw control engineer must predict a likely draw

    pattern. A formula based on the above factors has beendeveloped to determine the dilution entry percentage.

    Dilution entry = (A - B)/A #8734;C #8734;100,

    where A = draw-column height H swell factor

    B = height of interactionand C = draw control factor.

    The graph for dilution entry was originally drawn as a straightline, but underground observations show that, where the

    dilution occurs early, the rate of influx follows a curved line with

    a long ore "tail" (Figure 55.15). Figure 55.16shows that dilutionentry is also affected by the attitude of the drawzone, which canangle towards higher overburden loads.

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    Layouts

    Eight different horizontal LHD layouts and two inclined drawpoint

    LHD layouts are used at various operating mines. An example ofan inclined LHD layout is shown in Figure 55.17. The El Teniente

    layout is shown in Figure 55.18and the Henderson Mine layout

    in Figure 55.19. Numerical modeling of different layouts showedthat the Teniente layout was the strongest and had severalpractical advantages. For example, the drawpoint and drawbell

    are on a straight line, which results in better drawpoint support

    and flow of ore. If there is brow wear, the LHD can back into theopposite drawpoint. The only disadvantage is that the layout

    does not have the flexibility to accommodate the use of electric

    LHDs such as does the herringbone.

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    A factor that needs to be resolved is the correct shape of the

    major apex. It is thought that a shaped pillar will assist in therecovery of fine ore. Also, in ore bodies characterized by coarse

    fragmentation, there is less chance that stacking will occur(Figure 55.20). The main area of brow wear is immediately

    above the drawpoint. If the vertical height of the pillar above thebrow is small, failure of the top section will reduce the strength

    of the lower section and result in aggravated brow wear.

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    More thought must be given to the design of LHD layouts to

    provide a maximum amount of maneuver room within aminimum size of drift opening. Thus larger machines can be

    used within the optimum drawzone spacings. Another aspectthat needs attention is LHD design, that is, to reduce the length

    and increase their width. While the use of large machines mightbe an attraction, it is recommended that caution be exercised

    and that a decision on machine size be based on a correctassessment of the required drawzone spacing in terms of

    fragmentation. The loss of revenue that can result from dilution

    far exceeds the lower operating costs associated with largermachines.

    Undercutting

    Undercutting is one of the most important aspects of cave

    mining since not only is a complete undercut necessary toinduce caving, but the undercut method can reduce thedamaging effects of induced stresses.

    The normal undercutting sequence is to develop the drawbell

    and then to break the undercut into the drawbell, as shown inFigure 55.18. In environments of high stress, the pillars andbrows are damaged by the advancing abutment stresses. The

    Henderson Mine technique of developing the drawbell with long

    holes from the undercut level reduces the time interval andextent of damage associated with postundercutting. To preserve

    stability, the Henderson Mine has also found it necessary todelay the development of the drawbell drift until the bell must

    be blasted (Figure 55.19).

    The damage caused to pillars around drifts and drawbells byabutment stresses is significant and is the major factor in brow

    wear and excavation collapse. Rock bursts also occur in theseareas. The solution is to complete the undercut before

    development of the drawpoints and drawbells. The "advanced

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    undercut" technique is shown in Figure 55.21.

    In the past, it was considered that the height of the undercut

    had a significant influence on caving and, possibly, the flow ofore. The asbestos mines in Zimbabwe had undercuts of 30 m

    with no resulting improvement in caving or fragmentation. Thelong time involved in completing the undercut often led to

    ground control problems. Good results are obtained withundercuts of minimum height, provided that complete

    undercutting is achieved. Where gravity is needed for the flow ofblasted undercut ore, the undercut height needs to be only half

    the width of the major apex. This results in an angle of repose of45#176; and allows the ore to flow freely.

    Support RequirementsIn areas of high stress, weak rock will deform plastically andstrong rock will exhibit brittle, often violent, failure. If there is a

    large difference between the RMR and MRMR values, yielding

    support systems are required. This is explained in Figure 55.22.

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    Prestressed cables have little application in underground

    situations unless it is to stabilize fractured rock in a low-stressenvironment. The need to constrain the rock laterally and for

    lining surfaces such as concrete cannot be too highlyemphasized. Support techniques are illustrated in Table 55.5.

    The use of cable bolts in brows is common practice, but oftenthese bolts are not installed in a pattern that takes into account

    joint spacing and orientation. Cable bolts should not be installed

    in highly jointed ground, as the bolts do not apply lateralrestraint to the brow and serve only hold blocks in place.

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    CONCLUSIONS

    Cavability can be assessed provided accurate geotechnical dataare available and geological variations are recognized. The

    MRMR system provides the necessary data for an empiricaldefinition of the undercut dimension in terms of the hydraulic

    radius.

    Numerical modeling can assist an engineer in understanding anddefining the stress environment.

    Fragmentation is a major factor in assessing the feasibility of

    cave mining in large, competent ore bodies. Programs are beingdeveloped for predicting fragmentation, and even the less-

    sophisticated programs provide good design data. The economicviability of caving in competent ore bodies is determined by LHD

    productivity and the cost of breaking large fragments.

    Drawpoint and drawzone spacings for coarser material need tobe examined in terms of recovery and improved mining

    environments. Spacings must not be increased to loweroperating costs at the expense of ore recovery.

    The interactive theory of draw and the diameter of an isolated

    drawzone can be used in the design of drawzone spacings.

    Complications occur when drawzone spacings are designed onthe basis of primary fragmentation and the secondary

    fragmentation is significantly different.

    ACKNOWLEDGMENTS

    This paper presents an update of the technology of cave mining.

    It is not possible to quote references since the bulk of the datasupporting the contents of this paper have not been published,and the basic concepts are known to mining engineers.

    However, it is appropriate to acknowledge the contributions

    from discussions with the following people in Canada, Chile,South Africa, and Zimbabwe: R. Alvarez, P.J. Bartlett, N.J.W.Bell, T. Carew, A.R. Guest, C. Page, D. Stacey, and A. Susaeta.

    The simulation program for the calculation of primary and

    secondary fragmentation was written by G.S. Esterhuizen at

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    Pretoria University.

    1. Bushman's River Mouth, South Africa.