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Technical College System of Georgia
Office of Adult Education
Essential Knowledge for
Adult English as a Second Language Education:
A Handbook for Instructors
October 15, 2012
Version 3
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 i
Table of Contents
Table of Contents ......................................................................................... i
Listing of Figures ....................................................................................... iii
Listing of Tables ......................................................................................... iv
Credits ........................................................................................................ v
Overview ..................................................................................................... 1
Section 1: .................................................................................................... 3
Understanding the Rationale for Adult ESL Education in the United States
and Georgia ................................................................................................ 3
Immigration Patterns in the United States ..................................................................... 3
The Need for Adult ESL Instruction ............................................................................... 5
Federal Legislation .......................................................................................................... 5
Immigration Patterns in Georgia .................................................................................... 6
Did You Meet the Learning Objectives for this Section? ................................................ 7
Section 2: .................................................................................................... 8
Understanding the Structure of Adult Literacy and ESL in Georgia ............. 8
Organizational Structure of Adult ESL in Georgia ......................................................... 8
Educational Functioning Levels ...................................................................................... 9
Components of a Standard-Based System ...................................................................... 9
Did You Meet the Learning Objectives for this Section? .............................................. 14
Section 3: .................................................................................................. 15
Understanding Adult ESL Learners ........................................................... 15
Characteristics of the Adult ESL Learner ...................................................................... 15
Cross-Cultural Considerations ...................................................................................... 16
Communication Styles ................................................................................................... 16
Key Phrases 17
Adult Second Language Acquisition (SLA) ................................................................... 18
Consideration of Learning Styles .................................................................................. 19
Did You Meet the Learning Objectives for this Section? .............................................. 20
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 ii
Section 4: .................................................................................................. 21
Developing Effective Classroom Recordkeeping Practices ......................... 21
Key Phrases 21
Intake Assessment Form (IAF) ..................................................................................... 22
Student Education Plan (SEP) ...................................................................................... 23
Classroom Attendance Records ..................................................................................... 24
Did You Meet the Learning Objectives for this Section? .............................................. 24
Section 5: .................................................................................................. 25
Developing Effective Classroom Management Practices ............................ 25
Recruitment and Retention ........................................................................................... 25
Goal Setting and Lesson Planning ................................................................................ 27
Student Goals ............................................................................................................. 27
Lesson Planning Goals ............................................................................................... 28
Grouping Strategies ....................................................................................................... 29
Establishing Effective Relationships ............................................................................. 30
Did You Meet the Learning Objectives for this Section? .............................................. 31
Appendices ............................................................................................... 32
Appendix 1: Adult Education Program Intake Assessment Form ................................ 33
Appendix 2: Adult Education Program Student Education Plan ................................. 38
Appendix 3: Adult Education Program Adult Learner Daily and Weekly Attendance
Sign-in Sheet ............................................................................................ 41
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 iii
Listing of Figures
Figure 1: Total Population by Nativity and Foreign-Born Population by Region of Birth:
2009 ..................................................................................................................... 4
Figure 2: Foreign-Born Population by State and Puerto Rico: 2009 ................................. 4
Figure 3: Suggestions for Effective Recruitment .............................................................. 26
Figure 4: Suggestions for Effective Retention Efforts ...................................................... 27
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 iv
Listing of Tables
Table 1: Speakers of Foreign Languages in Georgia .......................................................... 6
Table 2: Ethnicity and Gender in Georgia ESL ................................................................... 7
Table 3: Educational Functioning Levels for ESL ............................................................ 10
Table 4: Learning Cycle for an ESL Curriculum ............................................................... 19
Table 5: Sections of the Individual Assessment Form (IAF) ............................................ 23
Table 6: Components of a Sign-in Sheet and Daily Attendance Record .......................... 24
Table 7: Grouping Strategies ............................................................................................. 30
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 v
Credits
This handbook is a publication of a cooperative project between the Technical
College System of Georgia’s Office of Adult Education and the Department of Lifelong
Education, Administration, and Policy at the University of Georgia. The idea for the
project originated with those who run local programs, who requested that the Office of
Adult Education develop a cost-effective way to ensure that all adult educators possess
the essential knowledge they need to provide quality and consistent instruction for adult
learners. The project produced three handbooks and an accompanying mastery test for
each one. The titles of the handbooks in the series are:
1. Essential Knowledge for Adult Basic Education and Adult Secondary Education: A Handbook for Instructors.
2. Essential Knowledge for Adult English as a Second Language Education: A Handbook for Instructors.
3. Essential Knowledge about the Office of Adult Education’s Curriculum Framework and Student Education Plans: A Handbook for Instructors.
It is important to note that, in the course of the development, a decision was
made to focus only on the “essential knowledge” that is common to every program in the
state. It goes without saying that there is much more that effective teachers need to
know. For instance, these manuals do not deal with instructional methods, partially
because different programs and teachers use different methods and materials to meet
the needs of diverse learners and diverse learning styles. Instead, each handbook deals
with the conceptual, structural, and bureaucratic information that serves as the basis for
Georgia’s Adult Education system.
This handbook represents the collective work of many people. The University of
Georgia’s Adult Education Research and Development Project led the development of
this handbook, under the leadership of Tom Valentine and Brad Courtenay. The
principal authors on the three handbooks were: Elizabeth Dillon-Marable for Handbook
#1, Margaret McLaughlin for Handbook #2, and Carla DeBose and Barbara James for
Handbook #3. Many other people on the UGA staff worked on a variety drafts and
endless editing, including: Judy Milton, Colleen McDermott, Jennifer Rouan, Patricia
Erwin, Kristi Leonard, Ain Grooms, Julie Range, Jihyun Kim, and Fred Prasuhn.
Throughout the development process, we received consistent and valuable guidance
from the Georgia Office of Adult Education, largely in the persons of Beverly Smith,
Josephine Reed-Taylor, Carla DeBose, Robert Creech, Kimberlee Bryant, Barbara
James, and Lynne Cage. Local program administrators and teachers throughout the
state of Georgia also generously provided hours of their time and the wisdom of hard-
won experience.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 1
Overview
This handbook – Essential Knowledge for Adult English as a Second
Language Education: A Handbook for Instructors – was developed by the
Office of Adult Education (OAE), Technical College System of Georgia (TCSG). The
purpose of the handbook is to provide all adult ESL teachers within OAE programs the
essential information they need to fulfill the mission of TCSG/OAE:
To enable every adult learner in Georgia to acquire the necessary basic skills —
reading, writing, computation, speaking, and listening — to compete
successfully in today's workplace, strengthen family foundations, and exercise
full citizenship.
Each year many teachers who are new to the field of adult ESL literacy enter the OAE-
sponsored adult literacy system. These teachers may have a background in K-12
education, with subject area expertise in math, reading, or the language arts. However,
many of them will find the world of adult ESL literacy to be quite different from their
previous teaching experiences, and they sometimes lack an understanding of how adults
learn and the principles of adult education.
One of the goals of the Office of Adult Education is for certain core knowledge to be
shared across programs, helping to ensure that instruction will be more successful and
that collaborative efforts across the state will be more productive. This handbook has
been designed to provide some of that core knowledge. It contains five sections:
Section 1: Understanding the Rationale for Adult ESL Education in the United
States and Georgia
Section 2: Understanding the Structure of Adult Literacy and ESL in Georgia
Section 3: Understanding Adult ESL Learners
Section 4: Developing Effective Classroom Recordkeeping Practices
Section 5: Developing Effective Classroom Management Practices
Some of the questions that this handbook will help adult ESL teachers answer include
the following:
How is my program connected to the larger adult literacy system in Georgia?
What is unique about adult immigrants as learners?
What do we know about second language acquisition for adults?
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 2
What kinds of recordkeeping can be used to meet reporting requirements and still
help adult learners meet their personal goals?
How can an ESL classroom be managed to optimize learning?
This handbook focuses on the fundamental information that the Office of Adult
Education believes every teacher in the state must possess in order to fulfill a variety of
specific assignments related to adult ESL instruction, regardless of local program
differences. The following important limitations apply:
The handbook is not a substitute for educational training, academic degree, or
teacher certification.
The handbook does not provide in-depth training in ESL/Civics instruction.
The handbook is not a substitute for local orientations that focus on program-
specific policies and procedures.
The handbook is not a substitute for ongoing staff development training at the local
and/or state level.
This handbook has been developed to be a resource for educators in the state of Georgia.
Anyone is free to use the handbook at any time.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 3
Section 1:
Understanding the Rationale for Adult ESL Education in the United States and Georgia
This section provides a brief look at immigration patterns that drive the need for ESL
programming and the legislative initiatives that fund adult literacy education in the
United States and in Georgia.
Learning Objectives: At the conclusion of this section, you will:
1. Understand the relationship between immigration patterns and the need for adult
English language instruction.
2. Understand the English language needs of Georgia’s adult immigrant population.
3. Become familiar with the federal legislation that currently mandates and funds adult
literacy education.
NOTE: Across the country, adult English language education is variously referred to as
ESL (English as a Second Language), ESOL (English for Speakers of Other Languages),
ELP (English for Limited Proficiency), and EL (English Language). For this handbook,
the term ESL will be employed throughout since it is commonly understood and used in
adult literacy education in Georgia.
Immigration Patterns in the United States
One of the most dramatic changes in immigration in the past 60 years has been the
tremendous diversity in language and culture of new immigrants. Before World War II
the majority of voluntary immigrants came from European countries, where the
languages (some with a Roman alphabet like English) and the customs were often
familiar.
However, that pattern began to shift after 1945 and with it came the diversity in
immigration patterns that are more evident in our communities today. We see this in
our cuisine, in our local and regional cultural celebrations, in our businesses, and in our
politics. Immigrants now arrive from every part of the world, speak languages with little
resemblance to English, and bring significant cultural differences and customs with
them.
The foreign-born population in the United States has increased significantly over the
last four decades, growing from 9.6 million in 1970, to 14.1 million in 1980, to 19.8
million in 1990, and 31.1 million in 2000. In 2009, the American Community Survey of
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 4
the U.S. Census Bureau estimated that there were 38.5 million foreign-born persons
within the United States, or 12.5% of the total population. The two largest groups of
foreign-born persons are from Latin America (53%) and Asia (28%).
Figure 1: Total Population by Nativity and Foreign-Born Population by Region of Birth: 2009
It is estimated that between 6.0% and 9.9% of Georgia’s total population are foreign-
born persons.
Figure 2: Foreign-Born Population by State and Puerto Rico: 2009
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 5
These changes in country of origin and cultural diversity are also reflected in a number
of social and economic factors. For example, more immigrants seem to have limited
skills and education, and roughly 2 of every 3 new immigrants also have limited English
proficiency. The combination of these factors has resulted in disturbing statistics,
including the following:
1 in 5 low-wage workers is an immigrant;
1 in 4 poor children is from an immigrant family;
1 in 3 children without health insurance is in an immigrant family;
Immigrant workers are more likely to have dropped out of high school;
75% of all U.S. workers with less than a ninth-grade education are immigrants.
(Source: Census Bureau/Urban Institute)
The Need for Adult ESL Instruction
The dramatic shifts in immigration and the resulting social and economic conditions
present serious challenges to policy makers who are concerned for the successful
integration and assimilation of immigrants into the United States.
Historically, adult education has played a crucial role in this area. Proficiency in English
has always been one of the key measures of integration for immigrants, and adult
education has been an important stepping stone to employment opportunities and
greater financial security. A number of federal legislative initiatives reflect this support
for adult education and for, in particular, adult ESL instruction.
Federal Legislation
Although support for adult education has been a federal priority for decades, the United
States Congress took a major step toward institutionalizing adult literacy education and
English language instruction by passing the Adult Education Act (AEA) in 1966. The
AEA provided a mandate and funding for three major programs:
Adult Basic Education (ABE);
Adult Secondary Education (ASE);
English Literacy Programs (ELP).
The Adult Education and Family Literacy Act (AEFLA) was passed by Congress in 1998
to address the need for standardization and accountability in adult literacy education
programming. As Title II of the Workforce Investment Act (WIA), this legislation
required publicly funded adult literacy programs in all 50 states to set target levels for
learner performance. Each state now collects data on the progress and educational gains
of learners in each of the funded programs and reports the educational gains to the
National Reporting System for Adult Education (NRS).
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 6
English as a Second Language (ESL) programs now account for approximately 44% of
all adult literacy programs and are growing faster than either ABE or ASE. ESL includes
family literacy, workplace literacy, transition classes, and integrated language and
vocational skills (VESL), as well as English Literacy/Civics and Citizenship Education
(EL/Civics), which integrates language instruction, civics education, and citizenship
preparation.
Immigration Patterns in Georgia
Changes in immigration patterns have dramatically affected Georgia, too. Fifteen years
ago, states like California, Texas, Florida, and New York saw new immigrants arriving
each year. Conversely, Georgia saw so few immigrants that their presence was hardly
noticeable in most counties and cities in the state.
In the 1990’s, however, that pattern seemed to change overnight as immigrants arrived
to take jobs, often as farmhands, construction workers, landscapers, and poultry
workers, or to start small businesses. Today, Georgia has one of the fastest growing
immigrant populations in the nation, accounting for nearly 30% of the state’s total
population increase.
As Table 1 indicates, the largest numbers of immigrants in Georgia who speak a
language other than English at home are Spanish speakers.
Table 1: Speakers of Foreign Languages in Georgia
SPEAKERS OF FOREIGN LANGUAGES IN GEORGIA
Spanish 618,233
Korean 42,326
African Languages 41,104
French 39,170
Vietnamese 38,420
Chinese 32,213
German 25,995
Hindi 18,922
Kro, Ibo, Yoruba 15,787
Russian 14,574
Portuguese 14,360
Gujarati 14,150
Arabic 11,810
Tagalog 10,136
Other 89,694
TOTAL 1,026,894 (Source: U.S. Census Bureau, 2010)
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 7
The number of adults who participate in ESL programs across the state underscores the
need for adult English language instruction in Georgia. In 2010 – 2011 for example,
more than 12,500 students were enrolled in ESL classes in Georgia. Table 2 shows the
enrollment in ESL and EL Civics classes that year, by ethnicity and gender.
Table 2: Ethnicity and Gender in Georgia ESL
ENROLLMENT IN ESL AND EL CIVICS BY ETHNICITY AND GENDER
GEORGIA, 2010 – 2011
Amer. Indian/Alaskan Native 52
Asian 3,951
Black/African American 1,787
Hispanic/Latino 5,862
Native Hawaiian/Pacific Islander 16
White 870
TOTAL 12,538
Male 4,382
Female 8,156
(Source: GALIS #AL109, Technical College System of Georgia, Office of Adult
Education, 2010-2011)
Did You Meet the Learning Objectives for this Section?
This section included information that every adult educator in Georgia should know.
To make sure that you have learned this information, please ask yourself the following
questions:
1. Do you understand the relationship between immigration patterns and the need
for adult English language instruction?
2. Do you understand the English language needs of Georgia’s adult immigrant
population?
3. Are you familiar with the federal legislation that currently mandates and funds
adult literacy education?
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 8
Section 2:
Understanding the Structure of Adult Literacy and ESL in Georgia
ESL instructors need basic information about the organization and structure of the adult
literacy education system in Georgia. This section provides an overview of adult ESL
education in Georgia, including the administrative structure, the educational structure,
and an explanation of the standards used to guide its programming.
Learning Objectives: At the conclusion of this section, you will:
1. Understand the way adult ESL education in Georgia is organized.
2. Recognize six educational functioning levels and the English proficiency that
characterizes them.
Organizational Structure of Adult ESL in Georgia
Instruction for adults with limited English proficiency has been a feature of adult
literacy education in the state of Georgia for many years. In 1988, oversight for all adult
literacy programs in the state was moved from the Department of Education to the
Department of Technical and Adult Education (DTAE). A year later, in 1989, the Office
of Adult Literacy (OAL) was created within the DTAE to administer all adult literacy
programs across the state. In the fall of 2007, DTAE was renamed the Technical College
System of Georgia (TCSG), and OAL was renamed the Office of Adult Education (OAE).
OAE’s System Office is in Atlanta and administers publicly funded adult literacy and
ESL programs.
The mission of OAE is “to enable every adult learner in Georgia to acquire the necessary
basic skills in reading, writing, computation, speaking and listening to compete
successfully in today’s workplace, strengthen family foundations, and exercise full
citizenship.” To help reach this goal, technical college s, state colleges, community-based
organizations, and school systems, experienced in providing English literacy and
citizenship services to immigrants and refugees, provide an integrated program of
services that incorporates English literacy and civics education. All 159 counties in
Georgia have adult literacy programs. Each program is designed to serve a specified
Service Delivery Area (SDA). The SDAs are grouped into four Regions: Northwest
Georgia/Metro Atlanta Region, Northeast Georgia/Metro Atlanta Region,
South/Southwest Georgia Region, and Central/Southeast Georgia Region.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 9
Educational Functioning Levels
The National Reporting System (NRS) has established six educational functioning levels
for adult ESL programs. These six levels identify English language proficiency along a
continuum from beginning ESL literacy to advanced, including ESL proficiency. The six
levels are used for a number of purposes, including the appropriate placement of new
students, the development of curriculum, and the assessment of student progress.
The six educational functioning levels will be very useful in your curriculum
development, and the assessment of your students’ progress will provide additional
information for curriculum changes. In Georgia, the assessment measure for initial
placement of new students and for assessment of student progress is BEST Plus and
BEST Literacy. You will want to familiarize yourself with the tests that your local
program has chosen and the test administration instructions. The functioning levels and
the BEST Plus and BEST Literacy measures for each level are listed in Table 3.
Components of a Standard-Based System
The accountability requirements of the federal government require that every adult ESL
program in Georgia must attempt to meet established targets for student enrollment
and student achievement. These targets are required by the Adult Education and Family
Literacy Act (AEFLA) and are reported to the National Reporting System (NRS). Adult
ESL learners must demonstrate improvement in reading, writing, speaking, and
listening. To meet these requirements, Georgia now uses a standards-based system for
its adult education programs. This standards-based system, called the Georgia Adult
Education Curriculum Framework, includes the following assessment measures:
Standards establish broad performance expectations.
“The learner will be able to comprehend and communicate in written and spoken
English for a variety of purposes and audiences (Part A).”
Indicators define the knowledge and skills that are required to master the standard.
“The learner will be able to recognize and identify common signs and symbols in the
community (B.6.1).”
Benchmarks describe how the knowledge and skills will be applied in order to
demonstrate mastery of the standard.
“The learner will be able to read and understand the meaning of simplified maps,
diagrams, and common traffic signs and symbols (B.6.1).”
You will want to familiarize yourself with the most up-to-date ESL standards so that you
can use these measures, as well as the educational functioning levels from Table 3, in
your curriculum development. Please see your Program Administrator or your Grant
Program Support Coordinator to obtain this information.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 10
Table 3: Educational Functioning Levels for ESL
EDUCATIONAL FUNCTIONING LEVEL DESCRIPTORS—ENGLISH AS A SECOND LANGUAGE LEVELS
Literacy Level Listening and
Speaking Basic Reading and
Writing Functional and Workplace Skills
Beginning ESL Literacy Test Benchmark: BEST Plus: 400 and below (SPL 0–1) BEST Literacy: 0–20 (SPL 0–1) TABE CLAS-E scale scores:* Total Reading and Writing: 225-394 Total Listening and Speaking: 230-407
Individual cannot speak or understand English, or understands only isolated words or phrases.
Individual has no or minimal reading or writing skills in any language. May have little or no comprehension of how print corresponds to spoken language and may have difficulty using a writing instrument.
Individual functions minimally or not at all in English and can communicate only through gestures or a few isolated words, such as name and other personal information; may recognize only common signs or symbols (e.g., stop sign, product logos); can handle only very routine entry-level jobs that do not require oral or written communication in English. There is no knowledge or use of computers or technology.
Low Beginning ESL Test benchmark: BEST Plus: 401–417 (SPL 2) BEST Literacy: 21-52 (SPL 2) TABE CLAS-E scale scores:* Total Reading and Writing: 395-441 Total Listening and Speaking: 408-449
Individual can understand basic greetings, simple phrases and commands. Can understand simple questions related to personal information, spoken slowly and with repetition. Understands a limited number of words related to immediate needs and can respond with simple learned phrases to some common questions related to routine survival situations. Speaks slowly and with difficulty. Demonstrates little or no control over grammar.
Individual can read numbers and letters and some common sight words. May be able to sound out simple words. Can read and write some familiar words and phrases, but has a limited understanding of connected prose in English. Can write basic personal information (e.g., name, address, telephone number) and can complete simple forms that elicit this information.
Individual functions with difficulty in social situations and in situations related to immediate needs. Can provide limited personal information on simple forms, and can read very simple common forms of print found in the home and environment, such as product names. Can handle routine entry level jobs that require very simple written or oral English communication and in which job tasks can be demonstrated. May have limited knowledge and experience with computers.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 11
EDUCATIONAL FUNCTIONING LEVEL DESCRIPTORS—ENGLISH AS A SECOND LANGUAGE LEVELS
Literacy Level Listening and
Speaking Basic Reading and
Writing Functional and Workplace Skills
High Beginning ESL Test benchmark: BEST Plus: 418–438 (SPL 3) BEST Literacy: 53–63 (SPL 3) TABE CLAS-E scale scores:* Total Reading and Writing: 442-482 Total Listening and Speaking: 450-485
Individual can understand common words, simple phrases, and sentences containing familiar vocabulary, spoken slowly with some repetition. Individual can respond to simple questions about personal everyday activities, and can express immediate needs, using simple learned phrases or short sentences. Shows limited control of grammar.
Individual can read most sight words, and many other common words. Can read familiar phrases and simple sentences but has a limited understanding of connected prose and may need frequent re-reading. Individual can write some simple sentences with limited vocabulary. Meaning may be unclear. Writing shows very little control of basic grammar, capitalization and punctuation and has many spelling errors.
Individual can function in some situations related to immediate needs and in familiar social situations. Can provide basic personal information on simple forms and recognizes simple common forms of print found in the home, workplace and community. Can handle routine entry level jobs requiring basic written or oral English communication and in which job tasks can be demonstrated. May have limited knowledge or experience using computers.
Low Intermediate ESL Test Benchmark: BEST Plus: 439–472 (SPL 4) BEST Literacy: 64– 67 (SPL 4) TABE CLAS-E scale scores:* Total Reading and Writing: 483-514 Total Listening and Speaking: 486-525
Individual can understand simple learned phrases and limited new phrases containing familiar vocabulary spoken slowly with frequent repetition; can ask and respond to questions using such phrases; can express basic survival needs and participate in some routine social conversations, although with some difficulty; and has some control of basic grammar.
Individual can read simple material on familiar subjects and comprehend simple and compound sentences in single or linked paragraphs containing a familiar vocabulary; can write simple notes and messages on familiar situations but lacks clarity and focus. Sentence structure lacks variety but shows some control of basic grammar (e.g., present and past tense) and consistent use of punctuation (e.g., periods, capitalization).
Individual can interpret simple directions and schedules, signs, and maps; can fill out simple forms but needs support on some documents that are not simplified; and can handle routine entry level jobs that involve some written or oral English communication but in which job tasks can be demonstrated. Individual can use simple computer programs and can perform a sequence of routine tasks given directions using technology (e.g., fax machine, computer).
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 12
EDUCATIONAL FUNCTIONING LEVEL DESCRIPTORS—ENGLISH AS A SECOND LANGUAGE LEVELS
Literacy Level Listening and
Speaking Basic Reading and
Writing Functional and Workplace Skills
High Intermediate ESL Test Benchmark: BEST Plus: 473–506 (SPL 5) BEST Literacy: 68-75 (SPL 5) TABE CLAS-E scale scores:* Total Reading and Writing: 515-556 Total Listening and Speaking: 526-558
Individual can understand learned phrases and short new phrases containing familiar vocabulary spoken slowly and with some repetition; can communicate basic survival needs with some help; can participate in conversation in limited social situations and use new phrases with hesitation; and relies on description and concrete terms. There is inconsistent control of more complex grammar.
Individual can read text on
familiar subjects that have a
simple and clear underlying
structure (e.g., clear main
idea, chronological order); can
use context to determine
meaning; can interpret actions
required in specific written
directions; can write simple
paragraphs with main idea
and supporting details on
familiar topics (e.g., daily
activities, personal issues) by
recombining learned
vocabulary and structures; and
can self and peer edit for
spelling and punctuation
errors.
Individual can meet basic survival and social needs, can follow some simple oral and written instruction, and has some ability to communicate on the telephone on familiar subjects; can write messages and notes related to basic needs; can complete basic medical forms and job applications; and can handle jobs that involve basic oral instructions and written communication in tasks that can be clarified orally. Individual can work with or learn basic computer software, such as word processing, and can follow simple instructions for using technology.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 13
EDUCATIONAL FUNCTIONING LEVEL DESCRIPTORS—ENGLISH AS A SECOND LANGUAGE LEVELS
Literacy Level Listening and
Speaking Basic Reading and
Writing Functional and Workplace Skills
Advanced ESL Test Benchmark: BEST Plus: 507–540 (SPL 6) BEST Literacy: 76-78 (SPL 6) ** TABE CLAS-E scale scores:* Total Reading and Writing: 557-600 Total Listening and Speaking: 559-600
Individual can understand and communicate in a variety of contexts related to daily life and work. Can understand and participate in conversation on a variety of everyday subjects, including some unfamiliar vocabulary, but may need repetition or rewording. Can clarify own or others’ meaning by rewording. Can understand the main points of simple discussions and informational communication in familiar contexts. Shows some ability to go beyond learned patterns and construct new sentences. Shows control of basic grammar but has difficulty using more complex structures. Has some basic fluency of speech.
Individual can read moderately complex text related to life roles and descriptions and narratives from authentic materials on familiar subjects. Uses context and word analysis skills to understand vocabulary, and uses multiple strategies to understand unfamiliar texts. Can make inferences, predictions, and compare and contrast information in familiar texts. Individual can write multi-paragraph text (e.g., organizes and develops ideas with clear introduction, body, and conclusion), using some complex grammar and a variety of sentence structures. Makes some grammar and spelling errors. Uses a range of vocabulary.
Individual can function independently to meet most survival needs and to use English in routine social and work situations. Can communicate on the telephone on familiar subjects. Understands radio and television on familiar topics. Can interpret routine charts, tables and graphs and can complete forms and handle work demands that require non-technical oral and written instructions and routine interaction with the public. Individual can use common software, learn new basic applications, and select the correct basic technology in familiar situations.
Note: The descriptors are entry-level descriptors and are illustrative of what a typical student functioning at that level should be able to do. They are not a full description of skills for the level. CASAS = Comprehensive Adult Student Assessment System ● BEST= Basic English Skills Test ● TABE CLAS-E = Test of Adult Basic Education Complete Language Assessment System—English * Refer to the TABE CLAS-E Technical Manual for score ranges for individual reading, writing, listening and speaking tests. Table shows only total scores ** Students can be placed into advanced ESL using Best Literacy but the test does not assess skills beyond this level so students cannot exit Advanced ESL with this test. Retesting of students who enter this level with another assessment is recommended.
(Source: NRS Implementation Guidelines, May 2012)
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 14
Did You Meet the Learning Objectives for this Section?
This section included information that every adult educator in Georgia should know.
To make sure that you have learned this information, please ask yourself the following
questions:
1. Do you understand the way adult ESL education in Georgia is organized?
2. Do you recognize the six educational functioning levels and the English
proficiency that characterizes them?
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 15
Section 3:
Understanding Adult ESL Learners
New instructors need to know about adult ESL learners, cultural issues in the classroom,
and second language acquisition. In this section, we look at who the learners in your
classes may be, how cultural differences can both challenge and enrich the classroom,
and how insight into the processes of second language acquisition can inform your
teaching.
Learning Objectives: At the conclusion of this section, you will:
1. Understand the characteristics of adult ESL learners.
2. Recognize cross-cultural differences that might cause misunderstandings in your
classroom.
3. Be familiar with teaching strategies that address different styles of learning.
Characteristics of the Adult ESL Learner
As you begin to plan classroom activities to help your adult ESL learners develop
proficiency at each of the six target levels, it is important to consider the differences
between adults and children as learners, and the differences between adult learners and
adult ESL learners. From extensive research and practical application, we know that a
number of assumptions can be made about your students. For example, the students in
your classes are likely to:
Be self-directed. Adult ESL learners make the choice to learn English and are
motivated by their individual needs for proficiency in the language. Understanding
why learners come to class and teaching to those motivations are key factors in
retention.
Bring prior experiences and knowledge to the classroom. Whether their education
came from formal or non-formal learning, their minds are not blank slates. Each one
has a lifetime of experience to draw from and will also benefit from opportunities to
relate new ideas and new experiences to what they already know.
Be slow to participate. This can indicate time spent processing (meaning) or
translating (first language to English and vice versa). What might seem like
disaffection or disinterest may simply be the need to adjust to the new learning
environment.
Have different learning styles. Most adults have a preference for one or a
combination of ways to learn. Varied activities and frequent review help address this.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 16
Expect to see immediate benefits. Because adult learners are busy with family, work,
or other responsibilities, they may expect immediate application and immediate
success. Relate course content to their lives and provide opportunities for students to
demonstrate what they learn.
Have little confidence about learning a new language. Little formal education or low
self-esteem may cause them to question their abilities to learn English; some adults
may fear that they are too old to learn.
Have developed compensating strategies for a variety of situations. Help your
students differentiate between those strategies that are useful and creative, and those
that interfere with new learning.
Cross-Cultural Considerations
ESL classrooms are richly diverse, both linguistically and culturally. For the most part,
you will find a great deal of harmony and congeniality among your students, as well as
respect for the cultural differences of others.
There are situations, however, where the culture and customs of some of your students
may clash with the expectations we have in adult education. Because it is your
responsibility to maintain a safe and organized classroom environment, you will need to
step in when cultural differences dictate so. While maintaining respect for all your
students, you cannot turn a blind eye to actions or words that threaten or create
awkwardness for any of your students.
Attitudes toward women and the roles of men and women may differ among your
students, for example. These may not be problematic, as long as sexually suggestive
remarks, unwanted attention, and other culturally inappropriate behavior in the
classroom are never ignored. If they arise, think of these as teachable moments -
opportunities to increase the cultural knowledge of your students and introduce them to
the legal and professional codes of conduct that are expected of them in the United
States. Address these issues with the entire class or speak personally with the students
that are involved.
Communication Styles
Some of the communication issues that may arise in your classroom include the
following:
Our voices convey a great deal of information about our emotions and about the
context for speaking; we modulate the pitch, loudness, speed, and rhythm of our
voices, just as we do by our words. For example, a flat affect in English can mean
boredom or sarcasm; to a Russian, it can be a matter-of-fact interpretation, which is
meant to be neutral.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 17
Around the globe, ‘loudness’ is cultural. While raised voices may signal anger, they
may also indicate exciting conversation and great enthusiasm. The volume that an
English-speaking person might interpret as belligerent, an Arabic-speaking person
might interpret as sincere. On the other hand, Americans tend to speak louder than
many Europeans and that may be interpreted as assertiveness, even when it is not
intended.
Telling someone ‘Yes’ may actually mean ‘Maybe.’ In Bulgaria, nodding one’s head
signifies ‘no’ while shaking one’s head signifies ‘yes.’ A ‘thumbs-up’ gesture in Iran is
vulgar, but it is considered friendly in Brazil.
Being frank about one’s emotions is not a custom generally shared around the world,
so some adult learners will feel very uncomfortable disclosing private, personal
thoughts, and information.
In the United States, we approve of and encourage people to talk out their
differences. In some parts of Asia, however, engaging in conflict is embarrassing or
demeaning. To save face for themselves and for others, those adults may have no
alternative but to simply smile and/or remain silent.
In some cultures, laughter is an appropriate response during times of tension and
discomfort even though it may seem inappropriate or disrespectful in other cultures.
Although Americans often admire decisiveness and expect individuals to step-up and
take the lead in group activities, other cultures prefer collaborative or group
decision-making, and consensus is often valued over majority rule.
Key Phrases
The following are key words and phrases that adult ESL instructors should be familiar
with:
Auditory discrimination – the ability to distinguish differences in sounds
Cognate – a word in one language that is similar to a word in another language with
the same meaning
Communicative competence – the ability to successfully use language to convey
meaning in a variety of situations
Fossilization – a feature of language that occurs when a learner is unable to change
or correct mistakes, even after extensive exposure to the target language or
instruction in the target language
Input – written or spoken language that the learner is exposed to
Interlanguage – knowledge about how a language system works
Listening – the most used communication skill outside the classroom
Speaking – a skill that is dependent on the context in which it occurs
Syntax – word order; overall sentence structure
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 18
Adult Second Language Acquisition (SLA)
NOTE: Although many adults in ESL classes speak and/or write more than one other
language, and English is not their ‘second language,’ this handbook employs the
commonly used phrase, ‘second language acquisition,’ throughout.
How do adults learn a new language? There is little consensus about how adults learn a
new language in adulthood, in part because so many variables exist with learners, the
learning environment, and among instructors. For example:
Adult learners vary in age, prior education, confidence, and in the amount of time
they can or want to devote to learning.
Classes may have one proficiency level or multi-levels; have regularly attending
students or students who drop in and out; teachers’ aides, volunteers, or one teacher
alone; and sufficient or insufficient resources and supplemental materials.
Instructors and their understanding of adult learning, of the teaching and learning
dynamic, and of second language acquisition vary across programs.
It is likely that you already have a philosophy or perspective toward learning that
informs your teaching. However, it is easy to espouse a philosophy of learning while
choosing activities and teaching strategies that reflect something quite different. This is
one of the greatest challenges for teachers so it is important to find an approach to
curriculum development and lesson planning that helps you.
The learning cycle that is presented in Table 4 is a composite of several approaches to
learning that are based on a developmental perspective. Each of the steps may help as
you create lesson plans and develop classroom activities for your students.
It will be helpful if you keep the following in mind:
As with most kinds of learning, second language acquisition is not a linear process.
As learners incorporate new information, they may forget or fail to use correctly
some of the forms previously learned. This is one reason that short, frequent reviews
are helpful to adult learners of a new language.
Teach vocabulary in the context of real situations. When the situation is clear, the
meaning and use of vocabulary in that context becomes clear.
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Table 4: Learning Cycle for an ESL Curriculum
STEP Strategies
Establish Meaning
Identify the outcomes you hope to see; share these with
your students.
Draw the language content from your students’ lives.
Use objects/visual aids.
Provide a context for the lesson and explain its purpose.
Use actions.
Allow students to translate for each other.
Provide Practice
Make the practice meaningful and communicative; the
practice should be within their reach and require their
participation.
Vary the activities.
Have students ask questions, fill in exercises, make
choices, practice dialogues, provide descriptions, play
games, use manipulatives and other visual aids.
Encourage
Purposeful Student
Interaction
Encourage students to experiment with the material.
Provide opportunities for students to initiate questions
and concerns about their comprehension.
Have students role-play, solve real-life problems,
respond to structured and hypothetical situations
Review and Relate
Assess your learners’ understanding of the new
material and their ability to use it appropriately.
Reteach, if necessary.
Provide feedback to your students.
(Source: Adapted from ESOL Starter Kit, Virginia Adult Learning Resource Center,
2002)
Consideration of Learning Styles
Every learner is unique, and you will discover that not all students will learn in the same
way. Each of us has a preference for how new information is presented to us, so it can be
quite challenging to teach to a variety of learning preferences in your classroom.
Although there are many assessments and inventories of learning styles available for
classroom instructors, using these tools with ESL learners is not usually practical or
possible because of language barriers. Yet, without knowing a great deal about how the
students in your classroom learn, your best bet is to develop activities and use resources
that are varied. For example, although a preference for visual learning is most common
among American adults, your students may prefer auditory or kinesthetic learning
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 20
experiences, or a combination of all of them. While many adults prefer information to be
presented sequentially, the learners in your class may learn more successfully with other
kinds of presentations.
Here are some suggestions to guide your planning and help your students:
Use oral, aural, visual, and kinesthetic resources and activities in every lesson.
Vary the ways in which you present new material and include lists, sequentially
ordered information, and concept maps.
Speak clearly and somewhat slowly; face your students when you speak.
Use pairs and small groups to encourage your students to help each other.
Allow plenty of time for practice after presenting new material.
Review prior material before moving on to a new lesson.
Left brain activities are verbal, sequential, and analytical; many of your students will
respond to these types of activities.
Right brain activities are non-verbal, abstract, sensory, and intuitive; these types of
activities will probably be more successful with students at higher levels of English
proficiency.
Pause often while speaking.
Use visual aids whenever possible.
Rephrase important instructions; check for comprehension.
Non-participation or learning difficulties may be an indication of a learning
disability not previously identified.
Did You Meet the Learning Objectives for this Section?
This section included information that every adult educator in Georgia should know.
To make sure that you have learned this information, please ask yourself the following
questions:
1. Do you understand the characteristics of adult ESL learners?
2. Do you recognize the cross-cultural differences that might cause
misunderstandings in your classroom?
3. Are you familiar with teaching strategies that address different learning styles?
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 21
Section 4:
Developing Effective Classroom Recordkeeping Practices
ESL instructors need to know what records are used in adult literacy programs to meet
local, state, and federal reporting requirements. This section presents the rationale for
gathering a variety of student-related data and identifies the important reporting that is
required for the Office of Adult Education (OAE) and the National Reporting System
(NRS). The Office of Adult Education uses the Georgia Adult Learner Information
System (GALIS) to capture all student related data and provides the reports as required
by the NRS.
Learning Objectives: As you work through this section, you will:
1. Understand the forms required by the Georgia Office of Adult Education.
2. Understand what these required documents and forms look like.
3. Understand how these required forms are maintained.
Key Phrases
Personnel in all adult ESL programs in Georgia should be familiar with the standard
terminology that is common across the state. The following is a list of key phrases and
terms.
Intake Assessment Form (IAF): This document collects demographic and other
pertinent information when learners enroll each fiscal year. The IAF captures
information you will need to plan your instruction, such as student goals and current
assessment scores.
Retention Rate: The retention rate computes the percentage of adult learners who
progress within a level or remain long enough to complete a level, after subtracting
the number of adult learners who have dropped out before completing an academic
level.
Student Education Plan (SEP): Each adult learner has a Student Education Plan that
is based on his or her goals, interests, and assessment scores.
Student Intake Process: The intake process covers the time between a prospective
adult learner’s initial contact with program personnel, through completion of the
Intake Assessment Form, development of a Student Education Plan, and enrollment
in the program.
BEST Plus: BEST Plus is a standardized testing instrument designed to assess the
educational functioning level of ESL adult learners. It is first administered at intake
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 22
and recorded on the Intake Assessment Form; it continues to be used as an
assessment of progress and is reported to the NRS. Test publisher timeframes should
be adhered to when post testing.
BEST Literacy: BEST Literacy is a competency-based assessment that measures
adult English language learners’ ability to read and write in a variety of functional
literacy tasks; it continues to be used as an assessment of progress and is reported to
the NRS. Test publisher timeframes should be adhered to when post testing.
National Reporting System (NRS): The National Reporting System sets guidelines
for reporting progress at all educational functioning levels in adult literacy programs
across the United States. The Office of Adult Education is accountable to and
provides documentation to the NRS for the funding that is provided by Congress.
Adult Learner Daily Attendance Sheet: This sign-in sheet is used as a daily record of
adult learner attendance in all adult literacy classrooms. It captures the number of
instructional hours that each adult learner receives.
Contact Hours: This documentation covers all the time that adult learners spend in
program-sponsored activities. Contact hours include time spent in class, in a
learning lab, with a program-sponsored tutor, at intake, and on NRS-approved
assessments. Contact hours are reported as total hours and should be available for
review at any time.
Intake Assessment Form (IAF)
You will want to familiarize yourself with the Intake Assessment Form (IAF). (See Table
5 for explanation of the various sections of the IAF.) Along with the orientation for new
students and the development of an individualized educational plan, an IAF is required
for every adult ESL student, as part of the intake process and upon subsequent
enrollment in a new fiscal year. The IAF is a central component at intake because it:
1. Provides information about your students’ goals and interests;
2. Assists program staff in their planning; and
3. Reports student baseline data that is required by the NRS.
Each of the seven sections of the IAF is mandated by the Office of Adult Education; however, each local program is free to gather additional information for use in its ESL programs. A copy of the Intake Assessment Form is included as Appendix 1.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 23
Table 5: Sections of the Individual Assessment Form (IAF)
IAF Section Type of Information When Gathered
1. Student Data SSN, DOB, age, name, race, formal
schooling, referral source
At intake
2. Student Contact
Information
Address, telephone number, and
e-mail address
At intake;
Updated as needed
3. Emergency Contact
Information
Emergency contact and relationship
to learner
At intake;
Updated as needed
4. Student Status and
Special Populations
Employment status,
disabilities/accommodations needed
At intake
5. Student Goals
Primary and secondary goals,
employment, citizenship, family and
health literacy, community and work-
based project goals
At intake;
On-going;
Completed by
learner and
instructor
6. Test Data
Pre- and post-assessment of
educational gain: based on BEST
Literacy, BEST Plus, GAIN, TABE,
and WorkKeys assessment
At intake;
Updated as needed
7. Conference Notes Documents conferences between
instructor and learner
Quarterly
Student Education Plan (SEP)
The Student Education Plan (SEP) is an additional document that every ESL student
must have on file. It is an individualized learning plan based on a learner’s goals and
interests and is a collaborative effort between the learner and the instructor. In the fall
of 2007, OAE published standards for creating SEPs.
The essential information in an SEP includes the following:
1. Curriculum Framework Indicator;
2. Specific instructional materials to accomplish those objectives;
3. The date the student started and completed the instructional materials; and
4. Outcome of performance towards meeting the Curriculum Indicator.
Because each SEP is individualized to the student, it is essential that the student’s goals
and interests be incorporated into his or her plan. A copy of the SEP can be found in
Appendix 2.
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Classroom Attendance Records
There is no standardized form for collecting classroom attendance. Typically, each local
program will provide a form that is used by students to “sign-in” and “sign out” of the
class. This sheet is used to record the student’s time in class and usually contains the
information included in Table 6. GALIS has printable sign-in sheets.
The student usually fills in the sign-in sheet as he/she enters and exits class. The teacher
can provide one sheet for all students to sign – or a separate sheet for each individual
student. Examples of a daily sign-in sheet and a weekly sign-in sheet are provided in
Appendix 3.
In addition to the sign-in sheet, teachers normally collect comprehensive information on
all contact hours for each student (See Appendix 3 for example). A contact hour is
simply a term used to indicate the number of hours the student has attended class.
Usually, cumulative information on contact hours is recorded in the teacher’s daily
attendance records.
Table 6: Components of a Sign-in Sheet and Daily Attendance Record
Components of a Sign-in Sheet Components of a Daily Attendance Record
Student’s Name
Date
Arrival Time
Departure Time
Total Daily Contact Hours
Student’s Signature
Student’s Name
All Possible Days (Dates) of Instruction
Total Contact Hours
Did You Meet the Learning Objectives for this Section?
This section included information that every adult educator in Georgia should know.
To make sure that you have learned this information, please ask yourself the following
questions:
1. Do you understand which forms are required by the Georgia Office of Adult
Education?
2. Do you understand what these required documents and forms look like?
3. Do you understand how these required forms are maintained?
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 25
Section 5:
Developing Effective Classroom Management Practices
ESL instructors need to know what aspects of classroom management will contribute to
successful programs and effective learning environments. In this section, we examine
some of the ways in which classroom management strategies will contribute to
successful programs and effective learning environments.
Learning Objectives: At the conclusion of this section, you will:
1. Understand how ESL instructors contribute to program recruitment and retention
efforts.
2. Recognize steps in setting goals and objectives.
3. Understand how to group students in a variety of ways for a variety of activities.
4. Understand how to establish cross-cultural relationships in the classroom.
Recruitment and Retention
Recruitment and retention of students are responsibilities shared by everyone in most
adult literacy programs. Recruitment and retention are important aspects of successful
programs, and classroom instructors play a significant part in those efforts.
You may be asked to participate in active recruitment efforts, such as speaking to or
collaborating with groups in your community or distributing flyers about the program.
To be effective in these efforts, it is important to learn as much as you can about the
immigrant communities you serve. Churches and social service organizations are often
important places for contact, and community leaders and family members are often key
contact people. It is also important to understand how cultural differences and
particular community customs may affect your recruitment efforts, so knowledgeable
community leaders and long-time residents may be your greatest allies as you seek to
advertise the ESL classes and invite new students to enroll.
Keep in mind that it is especially natural for immigrants with limited English
proficiency to be suspicious or misunderstand why certain information is required by
adult literacy programs. If some of your students are insecure about their legal status,
this can complicate efforts to recruit and retain students. Proficient and trustworthy
translators can help you reassure your students, as well as prevent misinformation from
being passed along. Figure 3 provides suggestions for effective recruitment of students.
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 26
Figure 3: Suggestions for Effective Recruitment
Provide flexibility in scheduling of classes.
Advertise the program through newspapers, television, radio, and community
organizations.
Make sure every student feels welcome and respected; don’t allow students to feel
invisible, unwelcome, or disrespected.
Engage successful students and former students in recruitment efforts.
Gather and provide information about community resources to students.
Retention efforts are impacted by some of the same considerations, and you will quickly
find out from your students what brings them into the program, what keeps them
coming, and what contributes to their successes. Nationally, the attrition rate for ESL is
high; more than 30% of ESL learners drop out of adult literacy classes in the first few
months. This attrition rate is due to both personal factors and program factors,
according to feedback from learners themselves.
Personal factors include the pressures of family and work, childcare and transportation
problems, documentation concerns, and lack of support from family and friends. As was
cited in Section 3, immigrants face economic constraints that may force them to drop
out of their ESL classes for short periods of time or, perhaps, permanently. In tough
economic times, some of your students will take on second and third jobs to be able to
provide for themselves and their families.
However, immigrants may also drop out of ESL classes if cultural prohibitions require
it. For example, some Mexican and Central American women will not leave their homes
without a male family member escorting them. It is also true that some Muslim women
will not talk to any male who is not a family member and, therefore, will not stay in a
class if groups are gender-mixed. The intake process is the best opportunity to
document this information, but classroom instructors will do well to find out what
cultural prohibitions may impact the retention efforts in their classrooms.
Program factors include class schedules or level offerings that don’t meet learner needs,
instructional activities or materials that don’t meet learner needs, learner perceptions of
program relevance, lack of progress, or personal discomfort.
As a classroom instructor, you may have no input into program scheduling; however,
you have access to student feedback, and that information can be passed on to program
administrators who will want to be responsive to community needs. As a classroom
instructor, you can have a direct impact on the quality of instruction and materials; seek
professional development opportunities through workshops, reading research, and
networking with other ESL instructors. You also make choices about the usefulness and
appropriateness of materials to use with your students; if you have questions about
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 27
certain materials, use networking opportunities within your program and SDA. As a
classroom instructor, you have the most direct access to student perceptions about the
program, your students’ progress, and their suggestions for program improvement. Use
student feedback to inform yourself and your program administrator about the
relevance of your teaching program, their experiences of success or failure in the class,
their sense of acceptance and respect in the class, and the need for curricular and/or
material change. Figure 4 provides suggestions for effective retention efforts.
Figure 4: Suggestions for Effective Retention Efforts
Celebrate student effort and success in the classroom; provide documentation of
their progress with written assessments, certificates of achievement, or competency
checklists.
Help each of your students set realistic goals, both short and long-term; you will not
only contribute to their success, but you will also let them know that you recognize
their individual needs.
Use a variety of teaching modalities and resources in your classroom; ensure that
all students have multiple opportunities to learn and practice new material.
Make sure the classroom is an environment that is conducive to learning; use good
lighting and minimize distractions from outside noise or traffic.
Gather feedback from students and listen; use assessment, questions, and
discussion to find out what isn’t working and what is.
Goal Setting and Lesson Planning
There are two aspects of goal setting that will require your attention:
1. Helping students identify and set both short-term and long-term goals for their
learning; and
2. Developing goals and objectives for your lesson planning.
Student Goals Keep in mind that adult learners enroll in ESL classes because of the specific needs they
have. At intake, students will be asked about their goals and interests, and that
information will be reported on the Intake Assessment Form (IAF). (See Appendix 1:
Adult Education Program Intake Assessment Form) Some of your students with limited
English language ability may have had trouble expressing those needs; however, so you
will want to talk with each of your students individually. Make sure that you have
someone to translate for students who are true beginners.
These goals should reflect the following characteristics and be:
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 28
1. realistic for the student;
2. achievable;
3. collaboratively set by the instructor and the student;
4. measurable; and
5. clearly defined.
Depending on their level of English proficiency, students may have goals that seem
unrealistic to you. In that case, your job will be to help them break down the goals into
smaller and more realistic pieces. For example, a goal to be able to carry on a
conversation with an English speaking co-worker might be unrealistic for a beginning
learner, but may seem quite achievable if the learner can envision a series of short-term
objectives that will lead to fulfilling the broader goal. Following is an example of how to
break down the broad goal of being able to carry on a conversation with a co-worker into
more manageable parts.
To achieve the overall goal of conversing with a co-worker, the learner will:
1. Learn to greet English-speaking co-workers by identifying appropriate vocabulary.
2. Practice greeting co-workers through role-play.
3. Learn to share appropriate personal information by identifying vocabulary.
4. Practice sharing appropriate personal information through role-play and
question/answer.
5. Learn to talk about work duties by identifying vocabulary related to work duties.
6. Practice talking about work duties through role-play and dialogue.
7. Respond to open-ended questions related to work.
Lesson Planning Goals Lesson planning is an important aspect of classroom management, and your students
will benefit from the time you put into it. While lesson plans should be flexible and allow
for unexpected teachable moments, you will want to make sure that each lesson plan
includes both your own goals and objectives and also those of your students.
As you plan your lessons, the following research findings may help you:
Adult ESL students made significant gains on standardized test scores in classes
where instructors used materials from outside the classroom.
Students in classes where instructors used a combination of language practice and
opportunities for spontaneous communication showed higher gains than other
students.
An explicit focus on literacy (writing) development showed positive gains for adults
who had only a few years of schooling. (Adapted from http://www.nrdc.org.uk)
As you plan your lessons, consider how you might use the following:
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Build instructional routines into your lesson planning, such as warm up and review,
establishing the purpose of the lesson, practice opportunities, assessment, and
directions.
Incorporate activities that include speaking, listening, reading, and writing in every
lesson.
Follow the standards, indicators, and benchmarks for the level you are teaching.
Limit your use of vocabulary that is uncommon and phrases that are idiomatic
unless you can explain them to your students.
Speak clearly and somewhat slowly (enunciate). In addition to helping your students
understand more, you are modeling how you want your students to speak, so that
they will be understood by others.
Use visual aids (realia) and include realia in definitions whenever possible.
Make sure you rephrase and repeat for optimal understanding; the same is true for
summarizing and clarifying what students are learning.
Frequently check for understanding (comprehension checks). Using true/false
questions, asking students to give examples and having students explain or give an
example to another student are all effective strategies to promote understanding.
Repeat or restate your students’ questions, so that other students can hear what was
said.
Grouping Strategies
Grouping strategies can be effective in managing the activities and outcomes in a
classroom, and they can be very effective in classroom management. Plan ahead so that
you know why you are using a particular strategy and what you hope to accomplish with
it. Share this information with your students, so that they understand what you want
them to learn and practice. From whole group activities to individual configuration,
choose the best strategies for the type of activity and the expected outcomes you expect
(see Table 7 for specifics regarding grouping strategies).
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Table 7: Grouping Strategies
Strategy Consideration
Whole groups Presenting new information;
Beginning a class and for warm-up activities;
Class projects;
Listening activities;
Field trips;
Brainstorming.
Small groups Controlled focus;
Similar proficiency level;
Useful for less-intimidating situations;
Similar interests;
Can be heterogeneous or homogeneous.
Teams Projects;
Competitive activities.
Pairs Practice;
Peer teaching/mentoring;
Review;
Dialogue, role-play, and interviewing.
Individual Practice;
Review.
Multi-level instruction Same topic;
Differentiated activities based on proficiency;
Peer-tutoring.
(Source: Center for Applied Linguistics, April 2006)
Establishing Effective Relationships
An important aspect of classroom management is establishing and maintaining a safe
environment and promoting positive relationships in the classroom. Adult ESL learners
are generally respectful and positive with each other and with their instructors, and
behavioral problems are rare. It is prudent, nevertheless, to identify and immediately
deal with any behavior that is disrespectful or threatening to anyone in the classroom.
Cultural differences can present challenges for an instructor and for students, even
when there is no threat; some of those issues were presented in Section 3 of this course.
The following strategies may be helpful in minimizing problematic behavior in the ESL
classroom:
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 31
Establish respect as an essential feature of communication in the classroom.
Maintain an environment that is free of physical and sexual harassment.
Help students resolve conflict in the classroom and use culturally knowledgeable
translators, if necessary.
Seek community support or identify resources for students who experience personal
or family problems; many social service agencies and other private or governmental
entities provide free or low-cost assistance to immigrants and refugees.
Did You Meet the Learning Objectives for this Section?
This section included information that every adult educator in Georgia should know.
To make sure that you have learned this information, please ask yourself the following
questions:
1. Do you understand how ESL instructors contribute to program recruitment and
retention efforts?
2. Do you recognize the steps in setting goals and objectives?
3. Do you understand how to group students in a variety of ways for a variety of
activities?
4. Do you understand how to establish cross-cultural relationships in the
classroom?
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 32
Appendices
Appendix 1: Adult Education Program Intake Assessment Form
Appendix 2: Adult Education Program Student Education Plan
Appendix 3: Adult Education Program Adult Learner Daily and Weekly Attendance
Sign-in Sheet
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 33
Appendix 1: Adult Education Program Intake Assessment Form
Technical College System of Georgia, Office of Adult
Education, Intake Assessment Form, Effective: July 1, 2012
Available from:
https://galis.tcsg.edu/OAL_PORTAL/Docs/FY13%20Intake%20Assessment%20Form.
docx
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 34
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 35
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 36
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 37
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 38
Appendix 2: Adult Education Program Student Education Plan
Technical College System of Georgia, Office of Adult
Education, Student Education Plan (SEP), effective July 2008
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 39
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 40
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Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 41
Appendix 3:
Adult Education Program Adult Learner Daily and Weekly Attendance Sign-in Sheet
GALIS Report #AL073 & GALIS Report #AL074, to date as of 9/10/2012
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 42
Essential Knowledge for Adult English as a Second Language: A Handbook for Instructors October 15, 2012; Version 3 43