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The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary Oversight

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Page 1: The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary

The CFTC•

Promoting Economic, Operational and Financial Integrity in the

Futures Markets

Jane Kang ThorpeDirector

Division of Clearing and Intermediary Oversight

Page 2: The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary

2

The CFTC

Who is the Commodity Futures Trading Commission (CFTC)?

Who and what do we regulate?

Page 3: The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary

3

CFTC

Chairman

Jim Newsome

Commissioner

Barbara Holum

Commissioner

Walter LukkenVacant

Commissioner

Sharon Brown -Hruska

Division of Clearing

and Intermediary

Oversight

Division of

Market Oversight

Division of

Enforcement

Others

Executive Director

General Counsel

International Affairs

Chief Economist

External Affairs

Secretariat

The

Comm

issi

on

The Sta

ff

Page 4: The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary

4

What do we regulate?

Markets

Clearinghouses

Market participants

Page 5: The CFTC Promoting Economic, Operational and Financial Integrity in the Futures Markets Jane Kang Thorpe Director Division of Clearing and Intermediary

5

The End

For more information, please visit http://www.cftc.gov.