the influence of spectral quality of light on plant secondary metabolism and photosynthetic

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The influence of spectral quality of light on plant secondary metabolism and photosynthetic acclimation to light quality by Dave Hawley A Thesis presented to The University of Guelph In partial fulfilment of requirements for the degree of Doctor of Philosophy in Environmental Science Guelph, Ontario, Canada © Dave Hawley, September, 2018

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Page 1: The influence of spectral quality of light on plant secondary metabolism and photosynthetic

The influence of spectral quality of light on plant secondary metabolism and photosynthetic acclimation to light quality

by

Dave Hawley

A Thesis presented to

The University of Guelph

In partial fulfilment of requirements for the degree of

Doctor of Philosophy in

Environmental Science

Guelph, Ontario, Canada

© Dave Hawley, September, 2018

Page 2: The influence of spectral quality of light on plant secondary metabolism and photosynthetic

ABSTRACT

THE INFLUENCE OF SPECTRAL QUALITY OF LIGHT ON PLANT SECONDARY

METABOLISM AND PHOTOSYNTHETIC ACCLIMATION TO LIGHT QUALITY

Dave Hawley

University of Guelph, 2018

Advisor(s):

Dr. Mike Dixon

Light quality can have a profound effect on many aspects of plant development.

In this thesis, the influence of light quality on yield, morphology, and secondary

metabolite profiles was evaluated in basil, strawberry, and cannabis, and the

acclimation to light quality was quantified in lettuce and strawberry. These experiments

were conducted using four fixed light spectra described as the “Red-blue (RB) Blade”,

“Red-green-blue (RGB) Blade”, “Far-red (FR) Blade”, and “Red-blue + red-green-blue

(RB+RGB) Blade” (“Blade” refers to the industry nomenclature for this lamp

configuration), as well as an array of nine variable-spectra LED arrays. Growing basil

plants under the RB and RGB Blades showed the two spectra to produce statistically

comparable profiles of volatiles in basil leaf extracts. Growing strawberry plants under

RB, RGB, RB+RGB, and FR Blades, the FR spectrum produced plants with significantly

longer petioles than the RGB spectrum. Berry flavour was unaffected by any of the light

spectra, with berry juice being comparable in sugar content, pH, and total acid content.

Analysis of volatiles in berry juice was inconclusive, with irregular profiles between

replications. Deploying the RB and RGB Blades below cannabis canopies as

supplemental light sources resulted in a significant impact on yield and secondary

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metabolite profiles with both Blades compared to canopies with no sub-canopy lighting.

The RGB Blades made the greatest impact on modifying terpene content, and the RB

Blades produced the most homogenous bud cannabinoid and terpene profile throughout

the canopy. Exploring the potential photosynthetic acclimation of lettuce and strawberry

plants to light qualities over time, both species were grown to vegetative maturity under

various fixed spectra to acclimatize the plants to given light environments. After

acclimation, plants were rapidly subjected to several light qualities, measuring

photosynthesis under each light quality. Plants preconditioned to certain basal light

spectra achieved significantly different photosynethic rates in various post-conditioning

light qualities. This thesis concludes that spectral quality does significantly modify plant

morphology and secondary metabolism, and spectral acclimation can have significant

effects on photosynthesis. The observations regarding plant acclimation are novel and

have meaningful consequences in both research and commercial production,

warranting further exploration.

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ACKNOWLEDGEMENTS

This work was supported by an Industrial Post-Graduate Scholarship from the

Natural Sciences and Engineering Research Council of Canada (NSERC) and ABcann

Medicinals Incorporated. Special thanks to the staff and students of the Dixon and

Zheng labs, to Dr. J. Alan Sullivan and Jack Mackenzie for their aid and training in

strawberry fruit analysis, to Daryl and Karen Sheffield for their accommodation,

friendship, and support during my research off-campus, and to my friends and family for

their support throughout.

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TABLE OF CONTENTS

Abstract ........................................................................................................................... ii

Acknowledgements ........................................................................................................ iv

Table of Contents ............................................................................................................ v

List of Tables ................................................................................................................... x

List of Figures ................................................................................................................. xi

List of Abbreviations ...................................................................................................... xx

List of Appendices ........................................................................................................ xxii

1 Introduction ............................................................................................................... 1

1.1 Evaluating light spectra for plant production ...................................................... 2

1.1.1 Morphology and development .................................................................... 2

1.1.2 Yield and photosynthesis ........................................................................... 4

1.1.3 Secondary metabolites ............................................................................. 10

1.2 Overview of experiments ................................................................................. 16

2 The influence of two light qualities on basil volatile profiles .................................... 19

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2.1 Introduction...................................................................................................... 19

2.2 Materials and methods .................................................................................... 21

2.2.1 Mother plant preparation .......................................................................... 21

2.2.2 Clone production under RB and RGB Blades .......................................... 25

2.2.3 Oil extraction ............................................................................................ 26

2.2.4 Sample preparation .................................................................................. 26

2.2.5 GC-MS ..................................................................................................... 27

2.2.6 Statistical analysis .................................................................................... 28

2.3 Results and discussion .................................................................................... 28

2.4 Conclusions ..................................................................................................... 32

3 Influence of light quality on strawberry vegetative morphology and fruit flavour ..... 33

3.1 Introduction...................................................................................................... 33

3.2 Materials and methods .................................................................................... 36

3.2.1 Strawberry production .............................................................................. 36

3.2.2 Vegetative growth analysis....................................................................... 39

3.2.3 Berry flavour analysis ............................................................................... 39

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3.2.4 SPME-GCMS ........................................................................................... 40

3.2.5 Statistical analysis .................................................................................... 41

3.3 Results and discussion .................................................................................... 42

3.4 Conclusions ..................................................................................................... 47

4 Influence of two sub-canopy lighting systems in cannabis on bud quality and yield

49

4.1 Introduction...................................................................................................... 49

4.2 Materials and methods .................................................................................... 52

4.2.1 Supplemental lighting ............................................................................... 52

4.2.2 Plant preparation: propagation and vegetative growth ............................. 52

4.2.3 Layout and production with sub-canopy lighting ....................................... 55

4.2.4 Harvest and analysis ................................................................................ 58

4.2.5 Statistical analysis .................................................................................... 59

4.3 Results and discussion .................................................................................... 60

4.3.1 Yield ......................................................................................................... 60

4.3.2 Secondary metabolism ............................................................................. 63

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4.3.3 Cannabinoid and terpene biosynthesis .................................................... 73

4.4 Conclusions ..................................................................................................... 75

5 Photosynthetic acclimation to light spectral quality ................................................. 76

5.1 Introduction...................................................................................................... 76

5.2 Materials and methods .................................................................................... 81

5.2.1 Phase 1: Acclimation ................................................................................ 81

5.2.2 Phase 2: Response .................................................................................. 88

5.2.3 Light sources ............................................................................................ 91

5.2.4 Calculated Pn values ............................................................................... 92

5.2.5 Statistical analysis .................................................................................... 93

5.3 Results and discussion .................................................................................... 93

5.4 Conclusions ................................................................................................... 106

6 Summary and conclusion ..................................................................................... 107

References .................................................................................................................. 110

Appendix I .................................................................................................................... 132

Appendix II ................................................................................................................... 133

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Appendix III .................................................................................................................. 134

Appendix IV ................................................................................................................. 135

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LIST OF TABLES

Table 2.1. Environmental parameters for basil mother plant seeding and production. .. 22

Table 3.1. Strawberry production environmental parameters. ....................................... 38

Table 4.1. Controlled Environment Chamber schedules for the various production

phases of cannabis ........................................................................................................ 54

Table 5.1. Plant chamber growth parameters. Lettuce plants were grown under these

environmental conditions for 35 days in their “acclimation” phase, with varied light

qualities between treatments. ........................................................................................ 82

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LIST OF FIGURES

Figure 1.1. Adapted from Comar and Zscheile (1942). Relative absorption spectra of

purified chlorophylls a (red line) and b (blue line) in ether solution, by wavelength (nm). 5

Figure 1.2. Adapted from Miller et al. (1935). Normalized absorption spectra of alpha-

carotene (red line) Beta-carotene (orange line), and lycopene (yellow line) by

wavelength (nm), purified in ether and ethanol. ............................................................... 6

Figure 1.3. Adapted from Moss and Loomis (1952). Percent absorption by wavelength

(nm) in fresh leaf tissue (green line), purified chloroplasts (red line), disintegrated (via

boiling) chloroplasts (blue line), and pigment extraction with methanol (orange line). ..... 7

Figure 1.4. Adapted from (McCree, 1972). Average relative quantum yield (A), action

spectra (B), and absorptance (C) spectra of 22 species, for field-grown (red lines) and

chamber-grown (blue lines) plants. Note in this figure, McCree reported “absorptance”

rather than absorption. These two metrics are measured differently but communicate

similar information. In this case, absorptance was a calculation of the difference in

radiance of an internal wall of an integrating sphere, with and without a leaf inside the

sphere. Absorption is more often describing the amount of light lost when shining a light

through a substance. ....................................................................................................... 9

Figure 2.1. Normalized spectra for Intravision red-blue (RB) and red-green-blue (RGB)

Blades............................................................................................................................ 22

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Figure 2.2. Relative concentrations of major volatiles in basil oil extractions. Cloned

basil plants were grown under Red-Blue (RB) or Red-Green-Blue (RGB) spectra for 45

days. Oil was extracted from 5.0 g of the youngest fully expanded leaves at the growing

tips of several plants within a treatment. Extraction was completed by submerging the

leaf tissues in n-pentane and sonicating for 30 minutes. Leaves were then discarded,

and the extractions were concentrated down to 1.0 mL each via evaporation.

Concentrated samples were qualitatively analyzed via GC-MS. Vertical bars indicate

standard error. Horizontal connected bars indicate no significant differences between

treatments using Student’s t test, a = 0.05. ................................................................... 29

Figure 3.1. Normalized spectra of Intravision FR Blades and combined RB+RGB

Blades............................................................................................................................ 37

Figure 3.2. Strawberry petiole lengths when grown under four different light spectra.

Petioles were measured from where they were separated from the crown to their

longest points before a leaf. Plants with long petioles had a less dense canopy, making

them much easier to visually inspect and pollinate flowers by hand, as well as identify

and harvest mature fruits. Vertical bars indicate standard error. Disconnected horizontal

bars indicate significant differences between treatments using Tukey’s multiple

comparisons, a = 0.05. .................................................................................................. 42

Figure 3.3. Total acid content, sugar, and pH of extracted strawberry juice, after

producing fruit in four different light spectra. Vertical bars indicate standard error. No

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significant differences were found when comparing means using Tukey’s multiple

comparisons, a = 0.05, n = 3. ........................................................................................ 44

Figure 4.1. Left: side view of LED lamp spacing on a bench of plants. Red-Blue, RGB,

and Control sub-canopy lighting treatments are illustrated respectively by the pink,

green, and black rectangles. Right: Top view. Treatment rows are indicated by the

coloured circles. Circles marked with an ‘X’ were discarded. ........................................ 57

Figure 4.2. Total dry bud yields of five plants per treatment per crop cycle when grown

with no sub-canopy light (control), Red-Blue, or RGB sub-canopy light. Vertical bars

indicate standard error. Horizontal disconnected bars indicate significant differences

between treatments using Tukey’s multiple comparisons test, a = 0.05. ....................... 61

Figure 4.3. Ratio of bud to non-bud (stem and leaf) tissue. Plants were grown with no

sub-canopy light (Control), Red-Blue, or RGB sub-canopy light. Vertical bars indicate

standard error. Horizontal disconnected bars indicate significant differences between

treatments using Tukey’s multiple comparisons test, a = 0.05. ..................................... 63

Figure 4.4. Cannabinoids. Crop cycle 1. Cannabinoid concentrations when grown with

no sub-canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-

canopy lighting (circles). Data produced from 5.0 g of dehydrated bud (12% ± 2%

moisture) sampled randomly from each experimental unit. Vertical bars indicate

standard error. Horizontal disconnected bars indicate significant differences between

treatments using Tukey’s multiple comparisons test, a = 0.05. ..................................... 65

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Figure 4.5. Terpenes. Crop cycle 1. Terpene concentrations when grown with no sub-

canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy

lighting (circles). Data produced from 5.0 g of dehydrated bud (12% ± 2% moisture)

sampled randomly from each experimental unit. Vertical bars indicate standard error.

Horizontal disconnected bars indicate significant differences between treatments using

Tukey’s multiple comparisons test, a = 0.05. ................................................................. 66

Figure 4.6. Cannabinoids. Crop cycle 2, lower canopy. Cannabinoid concentrations

when grown with no sub-canopy lighting (triangles), Red-Blue sub-canopy lighting

(squares), or RGB sub-canopy lighting (circles). Data produced from 5.0 g of

dehydrated bud (12% ± 2% moisture) sampled from the lower third of shoots from each

experimental unit. Letters indicate significant differences between treatments using

Tukey’s multiple comparisons test, a = 0.05. ................................................................. 67

Figure 4.7. Terpenes. Crop cycle 2, lower canopy. Terpene concentrations when grown

with no sub-canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB

sub-canopy lighting (circles). Data produced from 5.0 g of dehydrated bud (12% ± 2%

moisture) sampled from the lower third of shoots from each experimental unit. Vertical

bars indicate standard error. Horizontal disconnected bars indicate significant

differences between treatments using Tukey’s multiple comparisons test, a = 0.05. .... 68

Figure 4.8. Cannabinoids. Crop cycle 2, upper canopy. Cannabinoid concentrations

when grown with no sub-canopy lighting (triangles), Red-Blue sub-canopy lighting

(squares), or RGB sub-canopy lighting (circles). Data produced from 5.0 g of

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dehydrated bud (12% ± 2% moisture) sampled from the upper two thirds of shoots from

each experimental unit. Vertical bars indicate standard error. Horizontal disconnected

bars indicate significant differences between treatments using Tukey’s multiple

comparisons test, a = 0.05. ........................................................................................... 70

Figure 4.9. Terpenes. Crop cycle 2, upper canopy. Terpene concentrations when grown

with no sub-canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB

sub-canopy lighting (circles). Data produced from 5.0 g of dehydrated bud (12% ± 2%

moisture) from the upper two thirds of shoots from each experimental unit. Vertical bars

indicate standard error. Horizontal disconnected bars indicate significant differences

between treatments using Tukey’s multiple comparisons test, a = 0.05. ....................... 71

Figure 4.10. Cannabinoid concentrations in the upper and lower canopy of plants grown

with Control, Red-Blue, and RGB sub-canopy lighting. Filled diamonds indicate lower

canopy; empty diamonds indicate upper canopy. Vertical bars indicate standard error.

Shaded cells indicate a significant difference between canopy positions using Student’s

t test, a = 0.05 ............................................................................................................... 72

Figure 4.11. Terpene concentrations in the upper and lower canopy of plants grown with

Control, Red-Blue, and RGB sub-canopy lighting. Filled diamonds indicate lower

canopy; empty diamonds indicate upper canopy. Vertical bars indicate standard error.

Shaded cells indicate a significant difference between canopy positions using Student’s

t test, a = 0.05 ............................................................................................................... 73

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Figure 4.12. Simplified overview of terpene and cannabinoid biosynthesis. Dimethylallyl

pyrophosphate (DMAPP) and isopentenyl pyrophosphate (IPP) (shaded blue) are the

common precursors to light-stress mitigating terpenes and xanthophylls (shaded green)

and to cannabinoids (shaded yellow). Condensation of geranyl pyrophosphate (GPP)

with olivetolic acid (OA) yields cannabigerolic acid (CBGA). Various synthases cyclize

CBGA to subsequent cannabinoids such as D9-tetrahydrocannabinol-9-carboxylic acid

(THCA) and cannabidiolic acid (CBDA). THCA and CBDA are decarboxylated to D9-

tetrahydrocannabinol (THC) and cannabidiol (CBD), respectively. ................................ 74

Figure 5.1 Adapted from Emerson et al., (1957): “Red-drop” effect. Quantum yield of

photosynthesis drops off rapidly in Chlorella when irradiated with wavelengths beyond

685 nm. Continuous line indicates no supplementary light, with cell culture at 20 ˚C.

Dashed line indicates far-red plus supplementary light in the range of PAR, with cell

culture at 20 ˚C. ............................................................................................................. 78

Figure 5.2. Arrangement of light treatments and replications in growth chambers in

lettuce acclimation experiment, as viewed from above. ................................................. 81

Figure 5.3. Lettuce acclimation spectra. Each spectrum had a total PPFD of 200 µmol

m-2 s-1 distributed evenly across red, green, and blue wavelengths. Given that the UV

and far-red wavelengths indicated are outside the range of PAR, their photon flux

densities are above and beyond the total PPFD of 200 µmol m-2 s-1 achieved with red,

green, and blue. The percentages for UV and far-red are indicative of their relative

proportions to the PAR colors. ....................................................................................... 84

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Figure 5.4. Normalized spectra of each individual color represented and independently

dimmable on the Snowflake 2.0 arrays. ......................................................................... 87

Figure 5.5. Lettuce whole-plant photosynthesis (Pn) when exposed to various base

monochromatic light qualities, with and without added far-red (FR) or UV light. Plants

were acclimated to either PAR-spectrum light (ASPAR), PAR with added far-red light

(ASPAR+FR), or PAR with added UV light (ASPAR+UV); these acclimation spectra are

indicated on the right y-axis. Dotted line indicates phytochrome photostationary states

for each response spectrum. Solid circles: base colour; solid squares: base+FR; open

squares: base+FR calculated; solid diamonds: base+UV; open diamonds: base+UV

calculated. For each base spectrum, Pn was measured in just the base spectrum

indicated on the x-axis, base colour plus far-red, and base colour plus UV. For each

base colour, two additional data points were calculated that indicate expected Pn if far-

red or UV were contributing to Pn in an additive manner with the base spectrum.

Vertical bars indicate standard error; disconnected horizontal bars indicate a significant

difference at a = 0.05. For cells without horizontal bars, there were no significant

differences. Means were compared using Tukey’s multiple comparisons and least-

squares analysis; a = 0.05. ............................................................................................ 94

Figure 5.6. Lettuce whole-plant photosynthesis (Pn) as a factor of phytochrome

photostationary state (PSS). Plants were acclimated to either PAR-spectrum light

(ASPAR), PAR with added far-red light (ASPAR+FR), or PAR with added UV light

(ASPAR+UV); these acclimation spectra are indicated on the right y-axis. Shaded areas

indicate 95% confidence interval. Phytochrome photostationary states were calculated

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from each post-acclimation response spectrum. Significant relationships were found

between Pn and PSS in plants that had been acclimated to PAR or PAR+UV light as

determined by quadratic bivariate analysis; a = 0.05..................................................... 96

Figure 5.7. Average photosynthesis (Pn) of all spectra in a given base colour (e.g.,

Average Pn of Blue, Blue+FR, and Blue+UV) by acclimation spectrum. Circles: ASPAR;

squares: ASPAR+FR; diamonds: ASPAR+UV. Means were compared using least-squares

analysis; a = 0.05. Vertical bars indicate standard error, disconnected horizontal bars

indicate significant differences. ...................................................................................... 98

Figure 5.8. Adapted from Laisk et al., (2014). Absorbance spectra of photosystem II

(PSII) and light harvesting complex II (LHCII) and photosystem I (PSI) and light

harvesting complex I (LHCI) (wide lines, indicated). LED peaks are overlaid: Blue (B,

dotted line); Red (R, empty dashed line); Deep Red (DR, long dashed line). PSII+LCHII

has much stronger absorbance in the ranges of these LEDs than PSI+LHCI. .............. 99

Figure 5.9. Strawberry whole-plant photosynthesis (Pn) when exposed to various base

monochromatic light qualities, with and without added far-red (FR) or UV light. Plants

were acclimated to either Red-Blue (RB), Red-Green-Blue (RGB), RB+RGB, or Far-Red

Blade light spectra; these acclimation spectra are indicated on the right y-axis. Solid

circles: base colour; solid squares: base+FR; open squares: base+FR calculated; solid

diamonds: base+UV; open diamonds: base+UV calculated. For each base spectrum,

Pn was measured in just the base spectrum indicated on the x-axis, base colour plus

far-red, and base colour plus UV. For each base colour, two additional data points were

calculated that indicate expected Pn if far-red or UV were contributing to Pn in an

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additive manner with the base spectrum. Vertical bars indicate standard error;

disconnected horizontal bars indicate significant differences at a = 0.05. For cells

without horizontal bars, no significant differences were detected. Means were compared

using Tukey’s multiple comparisons and least-squares analysis; a = 0.05.................. 101

Figure 5.10. Strawberry whole-plant photosynthesis (Pn) as a factor of phytochrome

photostationary state (PSS). Plants were acclimated to either Red-Blue (RB), Red-

Green-Blue (RGB), RB+RGB, or Far-Red Blade light spectra; these acclimation spectra

are indicated on the right y-axis. Shaded regions indicate 95% confidence interval.

Phytochrome photostationary states were calculated from each post-acclimation

response spectrum. Significant relationships were found between Pn and PSS in plants

that had been acclimated to RB, RB+RGB, or FR light as determined by quadratic

bivariate analysis; a = 0.05. ......................................................................................... 103

Figure 5.11. Average photosynthesis (Pn) of all spectra in a given base colour (ex.

Average Pn of Blue, Blue+FR, and Blue+UV) by acclimation spectrum. Vertical bars

indicate standard error; disconnected horizontal bars indicate a significant difference at

a = 0.05. ...................................................................................................................... 104

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LIST OF ABBREVIATIONS

D9-THC – delta-9-Tetrahydrocannabinol

D9-THCA – delta-9-tetrahydrocannabinol-9-carboxylic acid

AS – acclimation spectrum

CBD – cannabidiol

CBDA – cannabidiolic acid

CBGA – cannabigerolic acid

CESRF – Controlled Environment Systems Research Facility

DMAPP – dimethylallyl pyrophosphate

DXP – 1-deoxy-D-xylulose-5-phosphate

EEE – Emerson enhancement effect

FR – far-red

GPP – geranyl pyrophosphate

IPP – isopentenyl pyrophosphate

LED – light emitting diode

MVA – mevalonate

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NFT – nutrient film technique

OA – olivetolic acid

PAR – photosynthetically active radiation

PFD – photon flux density

PPFD – photosynthetic photon flux density

PSI – photosystem I

PSII – photosystem II

RB – red-blue

RGB – red-green-blue

SCL – sub-canopy lighting

SPME – solid-phase microextraction

THC – delta-9-Tetrahydrocannabinol

THCA – delta-9-tetrahydrocannabinol-9-carboxylic acid

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LIST OF APPENDICES

Appendix I – Technical summary of “Bluebox 2” growth chamber.

Appendix II – Technical summary of “Small Chamber” growth chambers.

Appendix III – Technical summary of “Phridge” growth chamber.

Appendix IV – Light intensity maps of RB, RGB, RB+RGB, and FR Blade spectra in

production racks.

Appendix V – Light intensity maps of individual colours from Snowflake 2.0 arrays within

small growth chambers.

Appendix VI - Light quality schedule for response photosynthetic measurements in

lettuce, post-acclimation (described in section 5.2.2.1).

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1 Introduction

This thesis was completed with the overarching objective of experimentally

determining the most morphologically and metabolically favourable light qualities for

plant production, and to quantify the potential for plants to acclimate to light quality. The

design of light environments is often driven by specific production goals. For example, a

light environment optimized to maximize yield in one species may not be the same

environment to achieve a desired morphology or nutritional profile. Similarly, the light

that effectively maximizes yield in one species may not be effective in another (ref?).

The optimal light environment for a given crop is not based solely on the light that

best enhances a specific aspect of plant development; practical considerations like cost,

hardware availability, and practicality of working in certain light spectra or around types

of lighting hardware must also be considered. For instance, a spectrum that appears

pink or purple may be very effective in driving photosynthesis but will make it more

challenging for workers to detect pest or nutrient issues amongst the plants, and may be

visually fatiguing compared to a more natural light spectrum. There is also a question

regarding which light spectrum is best for a given physiological stage of growth: will a

species always respond the same way to a given light spectrum, or will it acclimate and

respond differently throughout its development in a single crop cycle?

In an effort to elucidate appropriate light spectra with considerations of the above

challenges, experiments were conducted with basil, strawberry, and cannabis using

similar lighting systems and have been evaluated based on yield, morphology, and

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secondary metabolite profiles. To quantify the effects of plant acclimation to light quality,

experiments were conducted with strawberry (Fragaria x ananassa cv. ‘Albion’) and

lettuce (Lacuta sativa cv. ‘Grand Rapids’) plants in which plants acclimated to different

specific light environments were subjected to several new light spectra and evaluated

based on gas exchange characteristics (photosynthesis and respiration) under these

new conditions. These experiments are presented in the chapters two to five.

All the experiments presented in this document take advantage of the unique

strengths of light emitting diode (LED) lighting technology. LEDs can emit relatively

narrow-bandwidth light ranging across the visible spectrum and beyond, without the

need for any spectral filters. Further, the photon flux density of each LED can be

independently controlled. Together this narrow bandwidth and independent control can

produce a nearly limitless number of unique spectral qualities. The experiments

presented herein take advantage of LED spectral flexibility, utilizing both fixed- and

variable-spectra arrays to expose plants to differing light environments, and evaluating

the morphological, metabolic, and gas exchange responses to those environments.

1.1 Evaluating light spectra for plant production

1.1.1 Morphology and development

Light quality has a profound effect on plant morphology, and the effects that

different qualities have change with developmental stage. Blue and red wavelengths

have particularly powerful effects on plant morphology. Blue light is captured by

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cryptochrome and triggers a phototropic response in which plants bend towards the light

(Ahmad et al., 1998). Blue light is generally associated with the production of more

compact plants when it is the predominant light quality in a spectrum, initiating hypocotyl

de-etiolation during seedling establishment, and reducing internode lengths and leaf

areas throughout vegetative development (Cosgrove, 1981; Mortensen and Strømme,

1987; Barnes and Bugbee, 1992; Parks et al., 1998; Shimizu et al., 2006). Interestingly,

blue light alone can elongate plants, having the opposite effect of when it is combined

with other colours (Hernández and Kubota, 2016). Blue light and cryptochrome are also

implicated in the initiation of floral development in some species, acting in concert with

red / far-red light and phytochrome responses (Guo et al., 1998; Yanovsky and Kay,

2002).

Phytochrome exists in two conformations that preferentially absorb red- and far-

red-light (Walker and Bailey, 1968; Anderson et al., 1970). The two conformations are

implicated in several morphological responses from the time of germination through to

flowering. A simple study by Flint (1934) first observed increased germination rates in

lettuce when exposing seeds to red light compared to shorter-wavelength colours in the

visible spectrum. Expanding on this, Shinomura (1997) described differential responses

from two distinct, but related phytochrome molecules in Arabadopsis thaliana that

modulate germination rates, partially based on intensity of red light. Beyond

germination, far-red light induces shade avoidance syndrome in plants, resulting in

elongated internodes and petioles, and larger, thinner leaves (Mclaren and Smith, 1978;

Devlin et al., 1998; Grime, 2006). Smith and Whitelam (2008) have written a thorough

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review on phytochrome-induced shade avoidance and readers are directed to that

review for additional detail.

1.1.2 Yield and photosynthesis

In the majority of applications, the dominant consideration for selecting a specific

light spectrum is yield of the marketable component of the plant. This is not the explicit

objective in all production scenarios, as specific goals, such as increasing production of

a certain compound within a plant, can also be met through increased overall yields.

Biomass yield is a product of primary metabolism in plants, driven by

photosynthesis. Photosynthesis, in turn, can be broken into multiple steps, initiated by

the light reactions of photosynthesis. It is in this stage where light quality directly affects

all downstream yield in plants (Buchanan et al., 2000).

The light reactions occur in a series of protein complexes embedded in the

membranes of thylakoids. Thylakoids exist in pancake-like stacks called grana with

appressed and non-appressed regions in the stacks. Grana are found in chloroplasts,

which in turn are in all photosynthetic plant cells (Berg et al., 2002).

Amongst the numerous proteins involved in photosynthetic light reactions are two

important protein complexes: photosystem II (PSII) and photosystem I (PSI), distinct in

what wavelengths of light they absorb. These photosystems differ in their composition,

with PSII being more rich in chlorophyll b and PSI being more rich in chlorophyll a

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(Caffarri et al., 2014). Both chlorophyll molecules absorb light across the visible

spectrum, though some wavelengths are more strongly absorbed than others. Purified

in an ether solution, chlorophyll b has strong absorption peaks at 453 nm and 642 nm,

while chlorophyll a has absorption peaks at 430 nm and 662 nm (Comar and Zscheile,

1942; Gross, 1991). The relative absorption spectra of these two chlorophyll molecules

are illustrated in Figure 1.1.

Figure 1.1. Adapted from Comar and Zscheile (1942). Relative absorption spectra of purified chlorophylls

a (red line) and b (blue line) in ether solution, by wavelength (nm).

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In addition to chlorophyll molecules in the photosystems, there are a number of

accessory pigments that absorb light energy and pass that energy into photosynthetic

reactions (Buchanan et al., 2000). These can be categorized into a family of compounds

called carotenoids, and absorb a range of wavelengths between approximately 400 nm

and 500 nm (Miller et al., 1935; Zur et al., 2000). Absorbance spectra for some major

carotenoids a-carotene, b-carotene, and lycopene are illustrated in Figure 1.2.

Figure 1.2. Adapted from Miller et al. (1935). Normalized absorption spectra of alpha-carotene (red line)

Beta-carotene (orange line), and lycopene (yellow line) by wavelength (nm), purified in ether and ethanol.

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Absorbance spectra of purified compounds only provide a starting point in

understanding the mechanisms of light absorption in plants; in practice, light absorption

in whole, intact leaves is more balanced across the spectrum than what is measured in

purified compounds (Figure 1.3) (Moss and Loomis, 1952).

Figure 1.3. Adapted from Moss and Loomis (1952). Percent absorption by wavelength (nm) in fresh leaf

tissue (green line), purified chloroplasts (red line), disintegrated (via boiling) chloroplasts (blue line), and

pigment extraction with methanol (orange line).

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As will be discussed, not all of this absorbed light is used for solely for

photosynthesis, but this serves as a reminder that focusing only on results in vitro can

be misleading. Also note that absorption spectra only give an approximation of how

plants use absorbed light; generalized photosynthetic action spectra, averaged from

action spectra measured in 22 species, is illustrated in Figure 1.4.

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Figure 1.4. Adapted from (McCree, 1972). Average relative quantum yield (A), action spectra (B), and

absorptance (C) spectra of 22 species, for field-grown (red lines) and chamber-grown (blue lines) plants.

Note in this figure, McCree reported “absorptance” rather than absorption. These two metrics are

measured differently but communicate similar information. In this case, absorptance was a calculation of

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the difference in radiance of an internal wall of an integrating sphere, with and without a leaf inside the

sphere. Absorption is more often describing the amount of light lost when shining a light through a

substance.

These generalized interpretations of how plants absorb and utilize photosynthetic

light, as summarized in this section, provide insights that inform the design of production

light spectra favourable for yield.

1.1.3 Secondary metabolites

Many compounds in plants are produced for the purpose of interacting with the

environment. These compounds are generally called “secondary metabolites”, or

products of secondary metabolism. Secondary metabolites can help plants manage

different types of environmental challenges including light and drought stress. The most

relevant classes of secondary metabolites to this thesis include terpenes, carotenoids,

and cannabinoids. The following provides a very brief description of these compounds

and their biosynthesis.

1.1.3.1 Terpenes

Terpenes are functionally diverse. Terpenes, and more specialized compounds

derived from terpenes, can be volatile aromatics, affecting or contributing to the taste

and smell of plants (Goff and Klee, 2006), defense compounds against biotic stresses

(Martin et al., 2003), hormones that regulate growth (Milborrow, 2001; Sakakibara,

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2005; Hedden and Thomas, 2012), or help plants manage light and drought stress,

amongst other things (Buchanan et al., 2000). Some terpenes have been shown to

have medicinal value when used appropriately (Goff and Klee, 2006).

Chemically, terpenes contain distinctive carbon chains that are assembled from

the 5-carbon isoprenes dimethylallyl pyrophosphate (DMAPP), and its isomer

isopentenyl pyrophosphate (IPP). These precursors are synthesized via cytosolic

mevalonate (MVA) and plastidial non-mevalonate (also known as 1-deoxy-D-xylulose-5-

phosphate [DXP] or methylerythritol [MEP]) pathways. Regardless of the pathway,

DMAPP and IPP are ultimately both derived from compounds found in primary

metabolism: the MVA pathway begins with acetyl-CoA, and the DXP pathway begins

with the glycolysis intermediates glyceraldehyde-3-phosphate and pyruvate (Buchanan

et al., 2000; Bartram et al., 2006).

The MVA pathway utilizes acetyl-CoA, a product of glycolysis, in cytosolic

terpene biosynthesis. The rate-limiting step in this pathway is the level of HMG-CoA

reductase activity, located in the endoplasmic reticulum (Bach et al., 1999). Activity of

this enzyme is partially regulated by hormonal signals, pathogen stress, and wounding.

The enzyme is inactivated by a protein kinase that also acts on sucrose phosphate

synthase and nitrate reductase. The MVA pathway is generally associated with the

downstream production of monoterpenes (10-carbon chains), diterpenes (20-carbon

chains) and carotenoids (specialized 40-carbon tetraterpenes) (McGarvey and Croteau,

1995).

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The MEP pathway begins with glycolysis intermediates glyceraldehyde-3-

phosphate and pyruvate and ultimately synthesizes DMAPP and IPP in the plastids

rather than the cytosol (Rohmer et al., 1996). Comparatively less is known about the

MEP pathway; the MVA pathway, by contrast, is highly relevant to human health and as

such has been the focus of many studies (Hunter, 2007). The MEP pathway is generally

associated with the biosynthesis of sesquiterpenes (15-carbon chains) and triterpenes

(30-carbon chains) and occurs in the chloroplasts of plant cells (Rohmer et al., 1996).

Each step of the MEP pathway has been detailed by Hunter (2007).

Numerous studies have demonstrated a relationship between terpene

biosynthesis and light (Loveys and Wareing, 1971; Gleizes et al., 1980; Yamaura et al.,

1991). Some studies of particular interest to this thesis are those of Schnarrenberger

and Mohr (1970), and Tanaka et al. (1989), where they respectively observed regulation

of carotenoid and monoterpene biosynthesis by the red-light receptor, phytochrome.

Terpenes are also linked to the absorption of blue-green light through a specialized set

of compounds called carotenoids.

1.1.3.2 Carotenoids

Carotenoids are a specialized type of tetraterpene involved in light absorption for

photosynthesis. As described in Section 1.1.2, carotenoids effectively absorb light in

the 400 nm – 500 nm range (Miller et al., 1935; Zur et al., 2000) and pass this energy

into the reaction centers of photosynthesis (Caffarri et al., 2014). Carotenoids also play

an important photoprotective role, mitigating light stress that would otherwise be

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damaging chlorophyll molecules; they effectively absorb energy from wavelengths that

would otherwise be particularly difficult for chlorophyll to manage (McCollum, 2006;

Kirilovsky and Kerfeld, 2013; Ostroumov et al., 2013). If terpenes are considered

secondary metabolites, and photosynthesis is considered primary metabolism, then

carotenoids are where these definitions are blurred – carotenoids are secondary

metabolites but directly contribute to primary metabolism.

As previously noted, carotenoids are a specialized group of tetraterpenes, and as

such, are derived via the mevalonate pathway. While the MVA pathway is highly

regulated via HMG-reductase activity, evidence suggests that the biosynthesis of

carotenoids is more directly regulated, and will at times be synthesized when IPP and

DMAPP precursors are not also actively being synthesized (Narita and Gruissem,

1989).

Considering the role of carotenoids in mid-range wavelength light management,

this contributes to one of the overriding rationales for this thesis: a light spectrum with

comparatively more green light than one with less or no green light should drive plants

to produce more carotenoids to manage green wavelengths, and potentially up-regulate

other related terpenes in the process. This rationale can be extended to the hypothesis

that the putative up-regulation of carotenoids may indirectly result in the up-regulation of

carotenoid precursors, IPP and DMAPP. These two precursors are not exclusive to

terpenes; they are also shared with a unique class of related compounds called

cannabinoids.

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1.1.3.3 Cannabinoids

Cannabinoids comprise a rare class of compounds found in cannabis (Cannabis

sativa); while there are numerous compounds produced in other species that will also

bind to cannabinoid receptors in humans, cannabinoids appear to be unique to

cannabis (Bauer et al., 2008; Gertsch et al., 2010). In phyta, the role of cannabinoids is

not well understood. Shoyama et al. (2008) found that cannabis leaves secrete

cannabinoids from the glandular trichomes into leaf tissue to induce cell death. Lydon et

al. (1987) found increased THC concentrations when cannabis plants were grown under

UV-B light, suggesting that cannabinoids may play some role in UV protection. Beyond

this, there appears to be few if any other published studies exploring the role of

cannabinoids in plants.

Consumption of cannabinoids and putative benefits to human health are

elaborated on in Chapter 4.

Note that this document is not designed to inform or comment on any benefits, or

lack thereof, of cannabis consumption to humans.

Cannabinoid biosynthesis shares common precursors to terpene biosynthesis.

Geranyl pyrophosphate (GPP) is condensed from DMAPP and IPP, and is the basic

subunit of all monoterpenes in higher plants (Banthorpe et al., 1972; Croteau and

Purkett, 1989). In the synthesis of cannabinoids, GPP and olivetolic acid (OA) are

combined via GPP-OA transferase to produce cannabigerolic acid (CBGA) (Fellermeier

and Zenk, 1998; Fellermeier et al., 2001). Various synthases then convert CBGA to

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derivatives such as delta-9-tetrahydrocannabinol-9-carboxylic acid (THCA) and

cannabidiolic acid (CBDA) (Taura et al., 1995; Taura et al., 1996).

1.1.3.4 Flavonoids

Though given less emphasis throughout this document, flavonoids are another

class of important secondary metabolites whose synthesis and regulation are sensitive

to light quality. Flavonoids are diverse in both structure and function; for a thorough

examination of flavonoids, readers are referred to Harborne (2013). Flavonoids are

based upon a two-ring, 15-carbon structure and have many distinct classes including,

but not limited to anthocyanins, flavones, flavonols, flavanones, and isoflavonoids

(Iwashina, 2000). These classes are defined based on the various accessory groups

attached to the central 15-carbon skeleton (Iwashina, 2000). Flavonoids fulfill an

appropriately broad range of functions, including, but not limited to pollinator and

feeding attractants, feeding deterrents, oviposition stimulants, disease resistance, and

managing light stress (Hamamura et al., 1962; Ingham, 1972; Honda, 1986; Noh and

Spalding, 1998; Nishida, 2005; Goff and Klee, 2006; Arakawa et al.).

Flavonoids are desirable to human health in that they have well documented anti-

oxidant activity, which in turn has implications in inflammatory heart disease, and cancer

susceptibility (Havsteen, 1983; Middleton et al., 2000; Pietta, 2000; Havsteen, 2002).

Biochemically, flavonoids are all derived from the common precursor,

phenylalanine (Ferreyra et al., 2012). The first committed steps in flavonoid biosynthesis

are the conversion of phenylaline to 4-coumaroyl-CoA, then to common chalcone

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scaffolds that are modified to produce the various flavonoids (Bach et al., 1999; Bowles

et al., 2005; Martens et al., 2010; Ferreyra et al., 2012).

Total flavonoid concentrations have been shown to be greater in plants grown

under certain light qualities, particularly under UV, blue, and far-red light (Fu et al.,

2016; Pedroso et al., 2017; Liu et al., 2018). Thus, in designing an optimal light

spectrum for production where the aforementioned benefits to human health are

prioritized, these beneficial wavelengths are given greater consideration.

1.2 Overview of experiments

Four studies are presented in this document. The first study is on the influence of

two different light spectra on basil volatile profiles. In a prior study not conducted as a

part of this thesis, the spectra of the RB and RGB Blades were developed specifically

for optimal basil production based on yield and morphology, and the plants they

produced did not significantly differ in these regards. Expanding on the prior study, this

experiment compared volatile profiles of leaf oil extracts from plants grown under the

RB or RGB Blades.

The experimental objective was:

• Evaluate the influence of two different light spectra on primary basil leaf oil

volatiles.

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This experiment also carried multiple technical objectives to develop skills that

would be required in a later study on cannabis. The technical objectives of this

experiment were:

• Develop a methodology and broader understanding of clonal propagation,

with the intent to transfer these skills to upcoming experiments on cannabis.

• Develop an understanding and methodology for oil extraction and sample

preparation for volatile analysis, and GC/MS operation and troubleshooting.

The second experiment evaluated the influence of four different light spectra on

strawberry production. The objectives of this study were:

• Evaluate the influence of light spectrum on strawberry plant vegetative

development, based on petiole lengths.

• Evaluate the influence of light spectrum on berry quality, based on sugar

content, pH, total acid content, and volatile profile.

The third experiment evaluated the effect of deploying two different light spectra as

supplemental lighting below a cannabis canopy. The objectives of this study were:

• Evaluate cannabis bud yield with and without supplemental sub-canopy

lighting, and between spectra.

• Evaluate bud quality with and without supplemental sub-canopy lighting and

between spectra, based on cannabinoid and terpene profiles.

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• Evaluate secondary metabolite homogeneity throughout the canopy with

and without supplemental sub-canopy lighting, and between spectra.

The fourth study evaluated the possible effect of photosynthetic acclimation to light

quality over time. The objectives of this study were:

• Identify any “Emerson1 Enhancement-like” photosynthetic increases

achieved when illuminating plants with combined PAR-based spectra and

far-red light versus PAR-based spectra alone.

• Determine if any change in photosynthetic gas exchange is

disproportionately additive as suggested by the “Emmerson Enhancement”

interpretation historically.

• Evaluate the effect of light acclimation on post-acclimation photosynethic

responses, and if any Emerson enhancement-like responses are dependent

on a prior spectral acclimation.

1 The Emerson enhancement effect describes the supplementation of far-red light ( > 680 nm) with shorter wavelengths in the visible spectrum to achieve photosynthetic rates greater than the sum of what would be achieved with far-red or shorter visible wavelengths alone (Emerson et al., 1957).

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The Introduction part should include the existing literature on the effects of different light

spectra on plant physiology, growth and second motablism, especially the ones you

studied in this thesis to show why your work was needed.

2 The influence of two light qualities on basil volatile

profiles

2.1 Introduction

Basil (Ocimum basilicum) is a leafy green plant in the mint family, valued for its

culinary, ornamental, and putative medicinal applications (Nguyen et al., 2010; Khair-ul-

Bariyah et al., 2012). Evidence has shown that compounds produced in basil and

administered through basil consumption can be effective in treating ailments including

convulsions and anxiety, as well as being an effective anti-oxidant (Hiltunen and Holm,

1999; Javanmardi et al., 2002; Chanwitheesuk et al., 2005; Freire et al., 2006). There

are obvious benefits to better understanding what production parameters significantly

modify the profiles of such compounds in phyta.

Carvalho et al. (2016) recently observed that basil plants grown under a red-green-

blue spectrum contained significantly higher eugenol concentrations than plants grown

under only red and blue, and RGB-grown plants contained significantly higher linalool

concentrations than greenhouse (unsupplemented sunlight)-grown plants.

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Basil is predominantly a greenhouse crop, and there is a strong desire to improve

production quality through utilization of modern LED lighting systems to supplement

natural daylight (Monsieur Basilic, personal communication). To this end, this study

aimed to compare the secondary metabolite profiles produced in basil when grown

under two different light spectra. These two spectra were developed in a previous study

comparing six light spectra and evaluating basil plants on yield and morphology. Both

spectra were found to be comparable in maximizing plant productivity.

Preliminary trials indicated that the largest components of this basil’s profile of

volatiles were comprised of eugenol, linalool, and eucalyptol. Eugenol is a

phenylpropene, biosynthetically distinct from linalool and eucalyptol, which are both

monoterpenes (Croteau et al., 1994; Pichersky et al., 1995; Kapteyn et al., 2007;

Rastogi et al., 2013; Rinkel et al., 2016). The biosynthetic pathway of eugenol is

comparatively close to that of flavonoids, and the biosynthetic pathways of linalool and

eucalyptol are comparatively close to that of carotenoids and xanthophylls. As

described in Section 1.1.3, both of these pathways have interactions with blue and

green light, respectively. Thus, a spectrum relatively rich in blue light may up-regulate

eugenol compared to a spectrum with a lower ratio of blue light, while a spectrum

containing a greater green fraction may up-regulate linalool and eucalyptol.

Building on the findings of Carvalho’s team in 2016, this study utilizes similar light

spectra and a different cultivar of basil to better define the relationships that have been

observed between eugenol, linalool, eucalyptol, and light quality.

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The objective of this study was to assess the influence of red-blue and red-green-

blue light qualities as produced from two Intravision Blades (Intravision Light Systems,

Inc., Toronto, ON, Canada) on the primary constituents of basil volatile profiles. It is

hypothesized that significant differences will be detected in eugenol concentrations

between the two treatments, but not in linalool or eucalyptol concentrations.

All of the subsequent procedures were repeated in triplicate. The position of the

different light treatments was alternated every replication.

2.2 Materials and methods

2.2.1 Mother plant preparation

Basil (Ocimum basilicum cv. ‘Genovese’) seeds were provided by Monsieur

Basilic L’tee.(St-Placide, Québec, ON., Canada). Four plants each were grown from

seed under two distinct light spectra produced by Intravision red-blue (RB) and red-

green-blue (RGB) Blade fixtures (Intravision Light Systems, Inc., Toronto, ON, Canada).

Blade dimensions were approximately 244.0 cm long by 7.0 cm wide by 2.0 cm thick.

The RB Blades have spectral peaks at 442 nm and 654 nm. The RGB Blades have

spectral peaks at 442 nm, 518 nm, and 654 nm. The normalized spectra of both Blades

are illustrated in Figure 2.1. Spectral distribution of each Blade spectrum within the

grow benches is illustrated in Appendix IV.

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Figure 2.1. Normalized spectra for Intravision red-blue (RB) and red-green-blue (RGB) Blades.

Growth parameters are summarized in Table 2.1. Plants were grown for 40 days,

at which point there was sufficient biomass to take cuttings for clonal propagation.

Table 2.1. Environmental parameters for basil mother plant seeding and production.

Location Controlled Environment Systems Research Facility (CESRF),

University of Guelph, ON., Canada

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Chamber Large “BlueBox 2” sealed growth chamber (Dixon et al.,

1999) (Appendix I).

Temperature 20.0 ± 0.5 ºC day, 18.0 ± 0.5 ºC night

Relative humidity 57.5 ± 1.5%

Vapour pressure

deficit

1.08 ± 0.27 kPa

[CO2] Setpoint 800 ppm

Fertigation method Hand watered, alternating deionized water and fertilizer

solution (Plant Prod 7-11-27 as per label (Plant-Prod 7-11-

27, Master Plant-Prod Inc., Brampton, ON, Canada)) as

needed (during production of mother plants)

Nutrient film technique (NFT) hydroponic (during production

of experimental units)

Nutrient solution Plant Prod 7-11-27 as per label (Plant-Prod 7-11-27, Master

Plant-Prod Inc., Brampton, ON, Canada)

pH 6.0

EC 1300 µS

Light sources Ecolux Starcoat High Output fluorescent bulbs (F54W-T5-

841-ECO, General Electric, Toronto, ON). (mother plant

production chamber)

Intravision RB and RGB Blades (during production of

experimental units)

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Canopy level PPFD 300 µmol m-2 s-1

Photoperiod 16 h

Of the eight total plants, the best plant, based on qualitatively observed health

and shoot biomass, was selected to be the mother plant for the remainder of the

experiment. The rest of the plants were discarded.

Cuttings were taken from the mother plant for clonal propagation by cutting

between two and three cm from a vegetative growing tip using a sterile razor blade. Cut

ends were immediately dipped into 0.1 IBA powdered rooting hormone (Stim-root no. 1,

Plant Products Co. Ltd., Brampton, ON, Canada), then inserted 1.5 cm into Sunshine #5

Propagation Mix (SunGro, Agawam, MA, USA) in a 24-cell propagation tray (vented

sqplug tray, blk, Myers Lawn and Garden, Middlefield, OH, USA). The tray nested into a

white plastic non-draining tray that was filled with deionized water to a height of

approximately 1.5 cm (when the propagation tray was nested into it), to maintain rooting

substrate moisture. The tray and cuttings were covered loosely with a clear plastic

humidity dome.

Trays of cuttings were placed in a Conviron E15 growth chamber (Conviron,

Winnipeg, Manitoba) equipped with eight Ecolux Starcoat High Output fluorescent bulbs

(F54W-T5-841-ECO, General Electric, Toronto, ON). Clones were grown in this

chamber in a 16h photoperiod at 21.0 ˚C ± 1.0 ˚C. After cutting establishment, clones

were transplanted into black 2.86 L pots (BM.0300, Myers Lawn and Garden,

Middlefield, OH, USA) in Sunshine LC1 growing substrate (SunGro, Agawam, MA,

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USA). Cutting establishment lasted approximately 20 days and was gauged by lightly

pulling on the clones to feel for resistance caused by rooting. Cloned plants were grown

in this manner to establish a stock of several mother plants from which cuttings could be

taken for the remainder of the experiment. Floral growing tips were pruned off as soon

as they were detected.

2.2.2 Clone production under RB and RGB Blades

Clones were taken from the stock of mother plants and prepared in the same

manner. The trays of clones were placed in the BlueBox 2 growth chamber at CESRF,

half under the RB Blades and half under the RGB Blades. The chamber environmental

parameters were the same as in initial mother-plant production, summarized in Table

2.1. For the first 3 days after taking cuttings, the lights were turned off to allow early

rooting of the clones without any light stress. On day 4, the lights were turned on to their

normal photoperiod, and screens were placed on top of the humidity domes on each

tray of cuttings to reduce the light intensity to 95.0 ± 4.0 µmol m-2 s-1 at plant level. On

day 11, the screens and domes were removed. On day 15, the established cuttings

were transplanted to 2.86 L pots (BM.0300, Myers Lawn and Garden, Middlefield, OH,

USA) filled with Sunshine LC1 growing substrate (SunGro, Agawam, MA, USA), and set

into NFT hydroponics troughs with fertigation as per in Table 2.1. Plants were grown for

an additional 30 days post-transplant, bringing the total growth cycle to 45 days.

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2.2.3 Oil extraction

On the 46th day of growth, 5.0 grams of fresh leaves were taken from each of the

two treatments. Leaves were taken from several different clones in a treatment, taking

from only the first set of newly fully expanded leaves per growing tip. Batched leaves

from each treatment were placed into 250 mL glass beakers, and sufficient n-pentane,

an organic solvent, was added to fully cover the leaves. Beakers were covered with

aluminum foil and placed into an ice bath in a sonicator (Branson 1200, Emerson

Electric Co., St. Louis, MO, USA), and sonicated for 30 minutes. A brick was placed on

top of the beakers to stabilize them in the bath. After 30 minutes, the beakers were

removed from the sonicator, and the leaf tissue was removed and discarded with

forceps that had been rinsed with n-pentane. The remaining extraction solutions were

concentrated via evaporation down to 1.0 mL each; n-pentane was selected for this

extraction due to its rapid volatilization at ambient environmental conditions, making this

concentration relatively rapid. The concentrated 1.0 mL extractions were transferred to

1.5 mL GC auto-sampler vials (National Scientific C4000-92W, ThermoFisher, Waltham,

MA, USA) and stored in a -86 ˚C freezer (Model 923, Forma Scientific, Inc., Marietta,

OH, USA) until samples were taken from the extractions for analysis.

2.2.4 Sample preparation

Samples were removed from the -86 ˚C freezer and thawed at room temperature.

In five new GC vials, 300 µL micro-inserts (National Scientific C4010-629, Thermo

Scientific, Waltham, MA, USA) were added to each to allow for smaller sample volumes.

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Three sample vials were prepared in a VHB-4 fume hood (Versa-air, St.

Barnabe-Sud, Quebec, Canada). The first vial contained 200 µL of n-pentane. This

served as a blank control, to ensure there were no contaminants in the n-pentane stock

that would result in misleading GC-MS reports. The second vial contained 200.0 µL of

extract from plants grown under the RB Blades. The third vial contained 200.0 µL of

extract from plants grown under the RGB Blades.

All three samples were sealed and taken to the Advanced Analysis Centre at the

University of Guelph.

2.2.5 GC-MS

All samples were analyzed via GC-MS. The following was provided by the

Advanced Analytics Centre:

“[A] GC-MS system (Agilent, Santa Clara, CA, USA) [which] included an HP 7890A

GC interfaced with an Agilent 5975C mass selective detector configured in EI mode was

used for volatile compound analysis. Chromatography was performed using Bruker BR-

SWax column (30 m ´ 0.25 mm ´ 0.5 µm). The oven temperature was held at 40°C for

2min and raised the temperature from 40 to 100°C with 20°C/min, hold for 5min, from 100

to 220°C with 10°C/min, and then hold for 1 min., from 220 to 250°C with 40°C/min, and

then hold for another 1 min. The flow through the column was held constant at 1 mL

He/min. The injection volume was 1 µL at the splitless mode. The injection temperature

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was 230°C and transfer line temperature was 260°C, respectively. The GC column was

equilibrated for 5 min prior to each analysis.

The MS was operated in a scan mode (starting after 3 min, mass range 39-300

amu) at 5scan/sec scanning range. The MS source temperature was set on 230°C and

the MS quadrupole temperature at 150°C. The data was inquired in electron impact (EI)

positive ionization mode using 70eV energy and analysed on Agilent MSD Chemstation

(version E02.02.1431).”

2.2.6 Experimental design and statistical analysis

The experiment was arranged as a randomized complete block design with two

treatments, replicated over time. A single experimental unit comprised of all of the leaf

tissue sampled from multiple plants in a single treatment, resulting in two experimental

units per replicate. The experiment was replicated three times. Extraction profiles were

compared between the RB and RGB spectral treatments using Student’s t test in SAS

JMP 13.2.0 (SAS, Cary, North Carolina). “Light quality” and “Chamber Position” were

treated as fixed effects, and “Block” was treated as a random effect.

2.3 Results and discussion

Eugenol, linalool, and eucalyptol were the most abundant compounds in the

volatile profiles measured, together accounting for nearly 80% of the entire volatile

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profile. The relative concentrations of these compounds did not differ significantly

between light treatments (Figure 2.2).

Figure 2.2. Relative concentrations of major volatiles in basil oil extractions. Cloned basil plants were

grown under Red-Blue (RB) or Red-Green-Blue (RGB) spectra for 45 days. Within each replicate, oil was

extracted from 5.0 g of the youngest fully expanded leaves at the growing tips of several plants within a

treatment, which were batched together as a single experimental unit at the time of extraction. Vertical

bars indicate standard error. Horizontal connected bars indicate no significant differences between

treatments using Student’s t test, n = 3, a = 0.05.

The results observed in this study are not consistent with those found by Carvalho

et al. (2016). There are a number of differences in treatments, experimental design and

procedures that could explain this discrepancy, though the most likely culprit was that

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this study kept PPFD consistent between both light treatments. Both treatments in this

study had a PPFD of 300 µmol m-2 s-1, while the study by Carvalho et al. varied

between 100 µmol m-2 s-1 for their red-blue light quality and 150 µmol m-2 s-1 for their

red-green-blue light quality. Taken together, it suggests that the differences in eugenol

concentration Carvalho et al. observed between their treatments may have been more a

product of light intensity rather than light quality.

The theory that flavonoids and eugenol may share some regulatory mechanisms is

not supported by the results of this study, though this study was not explicitly designed

to test that hypothesis, and could have been better designed to address this question

directly by quantifying flavonoids in addition to volatiles. If there were a connection

between the regulation of phenylpropenes and flavonoids, it would need to be relatively

early in the biosynthesis of each. Eugenol is a phenylpropene, derived from a

biochemical path that shares some common precursors up to the synthesis of

phenylalanine with flavonoid biosynthesis (Gang et al., 2001; Ferreyra et al., 2012). It is

well established that flavonoids are up-regulated in response to high energy

wavelengths like UV and blue light (Fu et al., 2016; Pedroso et al., 2017; Liu et al.,

2018). The current understanding of this flavonoid upregulation is that photostimulated

phytochromes, cryptochromes, and phototropins inhibit an inhibitor of positive flavonoid

transcription factors, leading to the increase in transcription of structural flavonoid genes

(Jang et al., 2010; Jeong et al., 2010; Liu et al., 2011; Lau and Deng, 2012; Li et al.,

2012; Zoratti et al., 2014).

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With evidence of tight flavonoid synthesis regulation by light, there may exist a yet-

to-be discovered additional regulatory mechanisms earlier in the flavonoid biosynthetic

pathway, where precursors are also shared with eugenol biosynthesis. In such a case,

eugenol concentrations might mirror flavonoid concentrations to some degree, as their

metabolism would be partially jointly regulated. This may still be the case; while no

difference was observed in eugenol concentration from plants grown under the relatively

blue-rich RB Blades compared to the relatively blue-weak RGB Blades, flavonoids were

not measured in this experiment, so conclusions cannot be made as to whether or not

flavonoids and phenylpropenes were differently regulated. This potential relationship

could be better elucidated in future experiments where flavonoids and phenylpropenes

are both quantified from plants grown in several light qualities.

As described in Section 1.1.3, the close relationship between terpene

biosynthesis and carotenoid biosynthesis suggested that the concentrations of

monoterpenes linalool and eucalyptol might differ between light treatments. This was

not observed in this study, and may be explained by neither of the light treatments

causing enough of a “stress” to the plants to trigger any metabolic change as a

protective mechanism. Future studies could expand on this explanation by growing

plants in more dramatically different light qualities, or with the same light qualities at a

greater intensity that might induce a metabolic stress response in the plants.

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2.4 Conclusions

Prior experiments resulted in the spectra developed for the RB and RGB Blades,

with both achieving comparable high yielding, morphologically desirable basil plants.

This study compared the profiles of volatiles of basil grown under these RB and RGB

Blades and found the profiles to also be comparable. It was concluded that the spectra

of both the RB and RGB Blades were equally suitable options for basil production. Were

these Blades to be deployed in a large-scale production environment, the RGB Blades

created a more natural-looking light environment that would be more comfortable for

workers, and likely would allow for easier and more accurate visual evaluation of the

plants throughout development.

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3 Influence of light quality on strawberry vegetative

morphology and fruit flavour

3.1 Introduction

Strawberries are a high-value fruit crop in Ontario, with an annual farmgate value

of over $34 million as of 2017 (OMAFRA, 2016). In Ontario, approximately 2000 acres

of land are dedicated to strawberry production (OMAFRA, 2016); by contrast,

strawberry production in the Northern Canadian territories is limited to only three

reporting producers, with less than an acre of production area each (Government of

Canada, 2017). The majority of fresh strawberries available for purchase in Northern

Canada consequently have to be shipped from southern provinces or the US and

Mexico. The combined challenges of growing or shipping fresh produce to Northern

regions result in far higher produce prices in these locations than compared to national

averages (Nunavut Bureau of Statistics, 2017). Controlled environment strawberry

production holds promise as a partial solution to the production challenges of the North.

Light quality is an important consideration in the design of a controlled

environment strawberry production system; it can have a significant impact on the

vegetative morphology of strawberry plants and could potentially significantly alter

flavour profiles of the berries.

The morphological impact of light quality on vegetative plant development is well

established (Section 1.1.1). Petiole length in particular has been demonstrated in

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several species to be highly sensitive to light quality, with demonstrated correlations

with blue light and far-red light spectral fractions (Appelgren, 1991; Eskins, 1992; Lee

and Amasino, 1995; Stuefer and Huber, 1998; Ohashi-Kaneko et al., 2007). A controlled

environment production system would likely be more dependent on manual labour for

pollination of flowers and harvest of berries than field or greenhouse grown strawberries

that often use bees for pollination (Kakutani et al., 1993; Slaa et al., 2006). To facilitate

ease of access to the flowers and berries for workers, strawberry plants with longer

petioles, and therefore a less dense leafy canopy that would obscure said tissues, is

desirable.

Strawberry flavour perception is influenced by the acidity, sweetness, and the

quantity and ratio of specific flavour compounds produced in the berry (Pérez and Sanz,

2001; Azodanlou et al., 2004; Sadler and Murphy, 2010; Schwieterman et al., 2014).

The number of flavour compounds identified in strawberry is exhaustive, but a select

few have been identified as “character impact compounds” that have the biggest

influence on flavour perception (Zabetakis and A Holden, 1997).

Evidence suggests that these flavour characteristics are sensitive to light quality.

Kasperbauer et al. (2001) found that growing strawberries over a red mulch that

reflected a high ratio of far-red / red light, as opposed to standard black mulch,

significantly increased total sugar content by an average 18.2%. This difference in sugar

content was described consistently as noticeably sweeter in a blind tasting panel. In the

following year, Loughrin and Kasperbauer expanded on their findings and observed

increased concentrations of many aromatic volatile compounds when berries had

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ripened over the same red mulch compared to the black (Loughrin and Kasperbauer,

2002). Post-harvest light quality additionally appears to affect concentrations and ratios

of strawberry volatile organic compounds, with far-red increasing levels of methyl

butyrate compared to white or blue light, blue light decreasing concentrations of hexyl

butyrate compared to white, red, far-red light, or darkness, and ethyl caproate

concentrations varying significantly between white light, blue light, red light, or darkness,

while cis-3-hexan-1-ol concentrations were unaffected by light quality (Colquhoun et al.,

2013). Further, these apparent photosensitive regulations for each compound do not

appear to be conserved between species, with harvested tomato fruits undergoing the

same treatments and expressing significantly different trends in volatile expression in

response to light quality (Colquhoun et al., 2013).

To evaluate the influence of spectral quality in a controlled environment strawberry

production system, this study compared four different production light spectra. The

primary objectives of this study were to evaluate strawberry plant vegetative

morphology based on petiole length, an indicator of overall canopy density with several

production implications, and to evaluate berry quality based on sugar content (˚brix),

pH, total acid content (% weight by volume), and volatile profiles.

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3.2 Materials and methods

3.2.1 Strawberry production

Strawberry plants (Fragaria x ananassa cv. ‘Albion’) were grown from 275 cm3

root stock acquired from Carther Plants (Thamesville, Ontario, Canada) under four

distinct light spectra. This root stock volume refers to the cell volume the rootstock was

grown in. These included the RB and RGB Blades, defined in Section 2.2 as well as a

spectrum produced with the RB and RGB Blades used together, and a far-red (FR)

Blade (Intravision Light Systems, Inc., Toronto, Ontario, Canada). Spectral distribution

of each Blade spectrum within the grow benches is illustrated in Appendix IV.

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Figure 3.1. Normalized spectra of Intravision FR Blades and combined RB+RGB Blades.

Environmental parameters were otherwise kept constant between treatments and

are summarized in Table 3.1. The plants were grown in this environment for

approximately 100 days, as determined until sufficient berry production was achieved.

Root stock was planted in a 50% perlite (#C633, Therm-o-rock, New Eagle, PA, USA),

25% sphagnum peat moss (#3002, Acadian Peat Moss Ltd., Lameque, NB, Canada),

and 25% mixed coir (provided by local grower of cut flowers, details not available) blend

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in black 2.86 L pots (BM.0300, Myers Lawn and Garden, Middlefield, OH, USA),

modified with the top half cut off so the soil surfaces would be the same height as the

hydroponics troughs.

Table 3.1. Strawberry production environmental parameters.

Chamber 4 m x 3 m x 2.5 m (LxWxH) custom growth chamber

(Dixon et al., 1999)

Temperature 20.0 ± 0.5 ºC day, 18.0 ± 0.5 ºC night

Relative humidity 57.5 ± 1.5%

Vapor pressure deficit 1.08 ± 0.27 kPa

[CO2] setpoint 800 ppm

Rooting substrate 50% perlite (#C633, Therm-o-rock, New Eagle, PA, USA),

25% sphagnum peat moss (#3002, Acadian Peat Moss

Ltd., Lameque, NB, Canada), 25% mixed coir (provided

by local grower of cut flowers, details not available), by

volume

Fertigation method Nutrient film technique (NFT)

Nutrient solution Plant Prod 6-11-31, as per label. (Plant-Prod 6-11-31,

Master Plant-Prod Inc., Brampton, ON, Canada)

pH 6.0 ± 0.3

EC 1200 µS – 800 µS

Lighting

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Light sources RB, RGB, RB+RGB, and FR spectra produced by

Intravision Blades

Canopy level PPFD 300 µmol m-2 s-1

Photoperiod 16 h

Runners were pruned from the plants as needed. Flowers were manually pollinated

by vibrating on their backsides with an electric toothbrush, or by gently dabbing a soft

bristled paint brush onto the reproductive organs of the flower. Berries were harvested

with shears on the second day that a berry was fully red in colour. Berries were bagged

(Ziploc Sandwich Bags, SC Johnson, Brantford, ON), and stored in a -86 ˚C freezer

(Model 923, Forma Scientific, Inc., Marietta, OH, USA) until analysis.

3.2.2 Vegetative growth analysis

Vegetative development was evaluated on petiole and inflorescence lengths.

Petioles and inflorescences were measured after photosynthetic acclimation response

testing (see Section 5.2.2.2). Petioles were measured from where they were separated

from the crown to their longest points before the leaf blade. Inflorescences were

measured from where they were separated from the crown to their longest point at the

base of a flower.

3.2.3 Berry flavour analysis

Strawberries were removed from the freezer and thawed at ambient temperature

while still in their storage bags. Once thawed, berries were pulverized by hand in their

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bags, then squeezed through a small opening in the bag, through two layers of cheese

cloth into a 250 mL glass beaker. The pH of this juice was measured using a sympHony

B10P benchtop pH meter (VWR, Radnor, PA, USA). Sugar content was measured

using a pocket refractometer (Hoskin Scientific, Burlington, ON, Canada).

Total acid content was measured as described by Sadler and Murphy (2010),

titrating with 0.095 M NaOH to a pH of 8.1. Total acid content (also referred to as total

acidity or titratable acidity) is a better indicator of how a fruit’s acidity will affect flavor

than pH, itself (Sadler and Murphy, 2010).

Juice volatile profiles were analyzed via solid-phase micro extraction (SPME)

headspace analysis. To prepare samples for analysis, 2.0 mL of juice from each sample

was added to 10.0 mL glass vials (#20-1100, Wheaton, Millville, NJ, USA). Sodium

chloride salt was added (0.72 g; 36% w/v) to each sample to increase volatility of

compounds (Poll and Flink, 1984; Steffen and Pawliszyn, 1996). Vials were sealed with

silicone caps (#20-0050MLS, Wheaton, Millville, NJ, USA), and samples were submitted

to the Advanced Analytics Centre at the University of Guelph.

3.2.4 SPME-GCMS

The following has been provided by the Advanced Analytics Centre:

“The vial septum was bored and CAR-PDMS fiber was exposed to the

headspace. The extraction was performed by placing the vial into an aluminum heating

block (4 cm in height by 14 cm in diameter) on a temperature-controlled heating plate

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(45°C) with 600 rpm agitation for 45 min. Following extraction and pre-concentration,

the fiber was then inserted directly into the GC injector for desorption at 250 °C over 5

min.

GC-MS system (Scion 436GC-TQ, Bruker Ltd. Milton, Canada) included a Scion 436

GC interfaced with a Bruker triple quadrupole MS detector configured in EI mode was

used for volatile compound analysis. Chromatography was performed using Bruker BR-

SWax column (30 m x 0.25 mm x 0.5 µm). The oven temperature was held at 60ºC for 5

min and raised the temperature to 240ºC with 3ºC/min and then hold for 10 min. The

total GC run was 75 min.

The MS was operated in a scan mode form 35m/z to 450m/z at 5scan/sec

scanning range. The MS source temperature was set on 220 ºC, the transfer line

temperature 280 ºC and the MS quadrupole temperature at 40 ºC. The data was

inquired in electron impact (EI) positive ionization mode using 70eV energy at and

analysed on Bruker MS Workstation (version 8) data analysing software.”

3.2.5 Experimental design and statistical analysis

The experiment was arranged as a randomized complete block design with four

treatments, replicated over time. For berry juice analysis, a single experimental unit

comprised of the combined juice collected from multiple berries in a given treatment,

resulting in four experimental units per replicate. For the petiole length analysis, a single

experimental unit comprised the average petiole length of all petioles measured from

four representative plants in a given treatment. The experiment was replicated three

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times. Sugar, pH, total acid content, and extraction profiles were compared between the

four lighting treatments using least-squares regression and Tukey’s multiple comparison

analyses using SAS JMP 13.2.0 (SAS, Cary, North Carolina). “Block” was considered a

random effect; “Position” and “Light quality” were considered fixed effects in all

analyses.

3.3 Results and discussion

Vegetative morphology properties, including petiole and inflorescence lengths, are

illustrated in Figure 3.2.

Figure 3.2. Strawberry petiole lengths when grown under four different light spectra. Petioles were

measured from where they were separated from the crown to their longest points before a leaf. Within

each replicate, all of the petioles for five plants were removed and measured. The average petiole length

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was calculated from those measurements. That average was calculated for each treatment, and for each

replicate. Those values were then averaged and standard error of the mean was calculated and plotted in

this figure. Vertical bars indicate standard error. Disconnected horizontal bars indicate significant

differences between treatments using Tukey’s multiple comparisons, a = 0.05. n = 3.

The plants grown under the FR Blades had significantly elongated petioles

compared to RB+RGB-grown plants. While not significant at a = 0.05, canopies of the

RB and RGB-grown plants anecdotally were perceived to more compact, with greater

leaf area in a given volume than FR-grown plants, and additional replication may detect

this morphological difference.

The less dense FR canopy was easier to visually evaluate on a day-to-day basis;

newly expanded flowers were much easier to identify and hand-pollinate, and ripe

strawberries were easier to identify for harvest. A consequence of these elongated

petioles is that they were more prone to lodging with loss of turgor than more compact

tissues developed in the other light treatments.

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Attributes pertaining to berry flavour, including pH, sugar content, and total acid

content, are summarized in Figure 3.3. None of these qualities differed significantly

between light treatments.

Figure 3.3. Total acid content, sugar, and pH of extracted strawberry juice from batched berries in a

given treatment and replicate, after producing fruit in four different light spectra. Vertical bars indicate

standard error. No significant differences were found when comparing means using Tukey’s multiple

comparisons, a = 0.05, n = 3.

Primary volatile flavour profiles are summarized in Figure 3.4.

Tota

l

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Figure 3.4. Relative percentages of primary volatile compounds in strawberry juice, when strawberry

plants were grown in four different light spectra. Data from three replicates are presented for each

compound, noting that in most cases, a given compound was not detected in all three replicates. The four

light spectra (FR, red dots; RB, blue dots; RB+RGB, yellow dots; and RGB, green dots) are indicated on

the x-axis, and have additionally been color-coded for clarity. Squares surround data indicate the third

replicate. Significant block effects were detected in 2-pentanone and methyl butyrate.

Profiles of volatiles were highly irregular between treatments and replications.

Given the irregularity of results, conclusions cannot be made as to the effect of spectral

quality on these profiles. A significant block effect was detected in 2-pentanone and

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methyl butyrate, with higher concentrations of these compounds in the third replicate

than in replicates one and two. The first two replicates of this sample set were submitted

to the Advanced Analysis Centre simultaneously, while the third replicate sample set

was submitted months later, after an additional crop cycle. There was not an

experimental reason for submitting samples in this manner; samples from replicates one

and two were being stored in the freezer, and it seemed pertinent to begin this

component of the analysis while the third crop cycle was underway. The observed block

may be explained by undetected changes to the analytical equipment at the Advanced

Analysis Centre over time. It is also possible that profiles of berry volatiles changed with

extended storage at -86 ˚C; reports on the effect of freezing on berry volatile profiles are

conflicting, and few if any studies are freezing their samples at such a low temperature

(de Ancos et al., 2000; Ouellet and Pedneault, 2016). The rationale for doing so in this

study was that volatility of the entire aromatic profile would be extremely low at such

temperatures, and losses would be minimal. Were this experiment to be repeated in the

future, samples from all replicates would be analyzed simultaneously to eliminate

possible variability of the analytical hardware over time. If such an experiment were

being replicated over time, however, then there would still be the requirement of storing

samples until all required crop cycles were complete. Ideally, this experiment would be

repeated with simultaneous replication, eliminating the potentially confounding effects of

sample storage or changes to analytical equipment.

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3.4 Conclusions

This experiment has revealed that light spectral quality can have a meaningful

impact on strawberry production in a controlled environment. The morphological

differences induced by varying light quality regimes have a profound effect on day-to-

day plant husbandry, while leaving the primary flavour constituents of the berries

unchanged. Controlled environment strawberry production, compared to field or

greenhouse production, is more likely to rely upon manual labour (as opposed to using

bees) for pollination, so plants with more accessible flowers are of value. Plants grown

under the FR Blades produced longer petioles, making them easier to manage given

the overall less dense canopy. Which spectrum to deploy for optimal production would

largely depend on the rest of the growth system. If an irrigation system is in place that

ensures all plants will constantly be receiving appropriate irrigation at all times, and

there is no reason to think the plants might undergo any major mechanical stress, the

FR spectrum would be optimal. This spectrum would produce a less dense canopy that

would allow easier flower and berry management, while not significantly modifying berry

sweetness or acidity compared to other tested spectra. If a grower was struggling to

manage pests that thrive in dense canopies with poor air infiltration, a less dense

canopy resulting from a FR-rich spectra could conceivably reduce the pest pressure.

Regarding the RB, RGB and RB+RGB spectra, these produced plants that offered

no distinct advantage; the plants were not of poor quality but were morphologically

unremarkable. A grower could successfully produce strawberries with any of these

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spectra, but given proper management, the FR spectrum is ultimately recommended as

the optimal spectra for controlled environment strawberry production of the four spectra

tested.

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4 Influence of two sub-canopy lighting systems in cannabis

on bud quality and yield

4.1 Introduction

The production and consumption of drug-type cannabis (Cannabis sativa L.) has

seen increased acceptance and legalization in North America in recent years (ArcView

Market Research, 2017). “Drug-type” cannabis, as opposed to “hemp” or “fiber-type”, is

characterized by high concentrations of D9-tetrahydrocannabinol-9-carboxylic acid (∆9-

THCA) and relatively low concentrations of cannabidiolic acid (CBDA) (Vollner et al.,

1986; van Bakel et al., 2011). “Drug-type” cannabis will henceforth be referred to in this

study more simply as cannabis. Like any other cash crop, producers seek to maximize

yield, while optimizing or otherwise standardizing quality.

Floral bud tissue is of primary interest when attempting to maximize cannabis

yield, as it is the tissue that produces (in the greatest concentration) the compounds of

both medicinal and recreational interest. There are relatively few peer reviewed studies

on optimizing environmental parameters for bud yield, and commercial cannabis

producers are typically guarded with respect to their production strategies. Nonetheless,

one could assume that producers are taking advantage of typical plant responses to the

production environment when trying to achieve high yields: more light and more CO2

generally yield more dry matter. The specifics of optimal light qualities and CO2

concentrations are known to vary with species, cultivars, and production strategies

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(Critten, 1991; Nemali and Iersel, 2004; Fu et al., 2012; Ilić et al., 2012; Blom et al.,

2016; Li et al., 2017). Given the paucity of scientifically peer-reviewed cannabis

production data, it is likely that producers have not yet determined the optimal light

(quality and quantity) and CO2 inputs for their specific cultivars and production methods

(e.g., indoor), but are supplying reasonable levels based on historical illegal production

information or for what would be optimal in similar species.

Optimizing and standardizing bud quality is considerably more challenging than

just increasing yields in cannabis. This is particularly challenging because it is not yet

established what “optimal” bud quality is, medicinally. Further, the definition of “optimal”

may vary according to the nature of the medical disorder being treated. Clinical studies

have yet to determine which specific compound or combination of compounds provide

the purported medicinal benefits to users, or the quantities and ratios of these

compounds that are optimal in treating various ailments. The currently held theory is

that two groups of metabolites together may have medicinal applications: cannabinoids,

a class of compounds reserved to only a few plant species, and certain terpenes,

common to many plant species (Potter, 2014). There is some evidence to suggest that

different compounds in these families can act together in an “entourage effect”,

medicinally of greater benefit than the compounds alone (Russo, 2011). Given the

novelty of legal commercial cannabis production, relatively few developments have

been made through breeding, genetic modifications or production strategies aimed at

producing consistent cannabinoid and terpene profiles. Without access to consistent

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metabolite profiles, clinical studies have been unable to thoroughly assess the medical

applications of cannabis on a broad scale (Dr. Dedi Meiri, personal communication).

The majority of commercial cannabis production occurs in greenhouses or

growth chambers with supplemental or sole source electric lighting respectively (Knight

et al., 2010; Vanhove et al., 2011; Potter and Duncombe, 2012; Vanhove et al., 2012).

Many horticultural lighting companies looking to capitalize on the cannabis boom are

now offering lighting systems that claim to optimize cannabis production. Some

companies offer data supporting their claims, though these data are rarely replicated,

reviewed, or published in a peer-reviewed journal. While the influence of spectral quality

on plant development is well documented in the scientific literature (Goins and Yorio,

2000; Loughrin and Kasperbauer, 2001; Yorio et al., 2001; Lefsrud et al., 2008; Beaman

et al., 2009; Chang et al., 2009), none yet, to our knowledge, have demonstrated the

influence of spectral quality on cannabinoid and/or terpene profiles in cannabis.

To directly investigate the impacts of lighting on cannabis bud yield and quality,

supplemental LED Blades of two different spectra were deployed below the cannabis

canopy in a commercial production environment. Supplemental sub-canopy lighting

(SCL), as opposed to overhead lighting, was used in this case because it required

minimal modifications of infrastructure in the production room, did not add any bulky

hardware around plants that would make general plant husbandry cumbersome, and

has been proven in the past to be a viable strategy for manipulating plant development

(Stasiak et al., 1998; Jiang et al., 2017). The objectives of this study were to evaluate

bud yield, cannabinoid and terpene contents when plants were grown with no SCL

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(control), Red-Blue SCL, or RGB SCL. Two crop cycles are presented; the results of the

first crop cycle had variability in metabolome that informed changes to data collection

and analysis for the second crop cycle.

4.2 Materials and methods

Most materials and methods were consistent between crop cycles. There were

some changes to data collection and analysis in the second crop cycle that are detailed

at the end of this section. All experiments were conducted at ABcann Medicinals

production site (Napanee, Ontario, Canada).

4.2.1 Supplemental lighting

Plants were exposed to three different supplemental SCL spectra during their

reproductive (bloom) stage of development. The RB and RGB spectra are illustrated in

Figure 2.1, while the Control treatment had no supplemental SCL. An acknowledged

limitation of this experiment is that the Control treated plants were exposed to a reduced

total photosynthetic photon flux density (PPFD) compared to the other two treatments.

The study has been done in this way to accommodate two somewhat competing

objectives: measuring the value of added sub-canopy light, and of measuring changes

in metabolome as a product of spectral quality.

4.2.2 Plant preparation: propagation and vegetative growth

Two hundred Cannabis sativa (cv. ‘Wappa’) plants were clonally propagated via

cuttings taken from mother plants maintained under ‘mother room’ environmental

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conditions detailed in Table 4.1. During propagation of the first crop cycle, cut stems

were dipped in EZ Gro Root Gel 0.20% IBA (EZ Gro, Kingston, ON). During propagation

of the second crop cycle, cut stems were dipped in EZ Gro Root Liquid 1.00% IBA and

0.50% NAA. Cuttings were established in PRO-MIX RG600 soil (Premier Tech, Rivière-

du-Loup, QC) and Jiffy 7 Peat Pellets (Jiffy Products of America Inc., Lorain, OH) in the

first and second crop cycles, respectively. Mother plants were originally established

from seed obtained from Paradise Seeds (Amsterdam, Netherlands).

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Table 4.1. Controlled Environment Chamber schedules for the various production phases of cannabis

Controlled environment chamber/stage of production

Mother

room

Propagation Vegetative Bloom

Temperature

(˚C)

24 24 24 22

Humidity

(%)

56 Days 1-7: 100 Days 1 – 5: 80 Days 1 – 21: 65

Days 8-10: 90 Days 6 – 16: 75 Days 22 – 31: 63

Days 11-13: 85 Days 17 – 20: 70 Days 32 – 44: 60

Days 14-18: 80 Days 45 – 56: 55

Carbon dioxide

(ppm)

800 800 800 800

PPFD

(µmol m-2 s-1)

400 Days 1 -9: 50 Days 1 – 3: 100 Days 1 – 7: 400

Days 10 -13: 80 Days 4 – 5: 200

Days 14-18: 100 Days 6 – 10: 300 Days 8 – 56: 500

Days 11 – 20: 400

Photoperiod

(hr/24hr)

12 18 18 12

The cuttings were placed in a Conviron ATC60 Multi-Tier Arabidopsis Growth

Chamber (Conviron, Winnipeg, Manitoba), henceforth described as the “propagation

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chamber”, for 18-days, during which time the environmental conditions were adjusted

according to the schedule outlined in Table 4.1. After establishment, the rooted cuttings

were transplanted into 10.2 cm (4.0”) square pots (JVK vcc10us, JVK, St. Catharines,

ON) and transferred to a vegetative plant production room for 20 days during which time

the environmental conditions were adjusted according to the schedule outlined in Table

4.1. After completing the vegetative production phase, 140 of the original 200 plants

were selected for homogeneity and transplanted to 11.4 L (#3 nursery pot) pots (NS

C1200, Nursery Supplies, Ancaster, ON) containing a custom organic growth substrate

(Premier Tech Promix TD Custom Blend Organic HP-CC MYC BIO Perlite

C028733RG586; Premier Tech, Rivière-du-Loup, Quebec). The pots were then

transferred to ‘Bloom Room 2’ for 56 days during which time the environmental

conditions were adjusted according to the schedule outlined in Table 4.1. Plants were

fertigated as needed via drippers with EZ-Gro Organic Grow 4-3-2 during vegetation,

and a solution of EZ-Gro Organic Bloom 4-3-2, Organa Add 2-0-0, EZ-Gro Calmag 0-0-

0, and Ez-Gro Enzymatic Complex 0-0-0 during bloom (EZ-Gro, Kingston, Ontario).

4.2.3 Layout and production with sub-canopy lighting

In the bloom room, the 140 plants were evenly divided between four benches

and arranged in a 5 x 7 grid on each bench. The first, third, and fifth rows of plants on

each bench were exposed to one of the three SCL treatments, which were randomized

within each replicate bench. The rows with SCL had two upward-facing 244 cm long

LED lamps of the Red-Blue or RGB spectra irradiating the plant canopy from below.

The lamps were positioned 15 cm to either side of the plant stem and raised 2 cm off

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the soil surface (Figure 4.2). Rows two and four acted as “barrier” rows, blocking light

contamination between treatments. For most of the time that plants were exposed to

SCL treatments (days 8 – 56; Table 4.1), overhead lighting had a PPFD setpoint of 500

µmol m-2 s-1 at the top of the canopy, and the treatments provided 95 ± 5 µmol m-2 s-1 at

the bottom of the canopy, measured 20 cm from the SCL. Overhead lighting was

supplied using Philips 315-watt Green Power Master Elite Agro ceramic metal halide

lamps (Philips Lighting Canada Ltd., Markham, ON., Canada).

Figure 4.1. Light spectrum of Philips 315-watt Green Power Master Elite Agro ceramic metal halide lamps

(www.lighting.philips.com).

All light measurements were taken using an Ocean Optics USB2000+

Spectroradiometer (Ocean Optics, Largo, Florida). Some light leakage between

treatments was unavoidable as the barrier row plants did not offer complete light

exclusion and installation of solid light barriers would have confounded the

environmental conditions by obstructing air flow. The amount of light contamination

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between rows was less than 5 µmol m-2 s-1 at the bottom of the canopy, which was less

than 1% of the total light to which the treatment rows were exposed, and approximately

5% the PPFD of the treatment itself. Given the operational restrictions and objectives of

the study, this level of light leakage was considered acceptable.

Figure 4.2. Left: side view of LED lamp spacing on a bench of plants. Red-Blue, RGB, and Control sub-

canopy lighting treatments are illustrated respectively by the pink, green, and black rectangles. Right: Top

view. Treatment rows are indicated by the coloured circles. Circles marked with an ‘X’ were discarded.

During production in the bloom room in the first crop cycle, plants were gyped as

needed. In this case, plants were gyped up to 20.0 cm from soil level, effectively

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eliminating any leaves the hung down very close to, or touching the sub-canopy lights.

In the second crop cycle, no Gyping was done.

4.2.4 Harvest and analysis

After 56 days, the middle five plants of each treatment row were harvested.

During the first production run, each treatment row was batched. In the second

production run, the bud tissue was separated into upper (upper two thirds of shoot) and

lower (lower third) canopy buds. Plants were harvested by cutting the shoot at soil

level. Plant height was measured with a metre stick and the intact shoots were

photographed using a Samsung Galaxy S7 smart phone (Samsung Canada,

Mississauga, Ontario). The leaves, stems, and buds were separated and fresh weights

of each were collected using a Rice Lake 480plus-2A scale (Rice Lake Weighing

Systems, Rice Lake, WI). Stems and leaves were completely dried over six weeks in an

18 ˚C drying room in brown paper bags (#20, Kraft, Montreal, QC). Bud was spread on

mesh drying racks and dehydrated over four weeks in an 18 ˚C drying room to a

moisture content of 12.0 ± 2.0 % according to ABcann standard operating procedures.

Five grams of dehydrated bud tissue from each experimental unit (batched sample for

production run one), or upper and lower canopy for production run two, were sent to

RPC Science and Engineering (Fredericton, New Brunswick) for cannabinoid and

terpene analysis.

According to the Canadian Access to Cannabis for Medical Purposes

Regulations (ACMPR), packaged cannabis to be sold to consumers must indicate the

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percent D9-THC, total D9-THC (also described as “potential potency”), CBD, and total

CBD on the package label (Government of Canada, 2016).

Total D9-THC provides a clearer representation of THC potency for a given

sample and is calculated as:

[Total D9-THC] = [D9-THCA] * (0.877) + [D9-THC]

compensating for the loss of molecular weight as D9-THCA would be decarboxylated to

the psychoactive D9-THC. The rational is the same for “Total CBD” and “Total CBG”.

4.2.5 Experimental design and statistical analysis

This study comprised two experiments, divided over two crop cycles. Both were

as randomized complete block designs with three treatments. The first experiment was

replicated four times simultaneously. The second experiment was replicated three times

simultaneously. For analysis of bud yield in both experiments, all of the bud from all of

the plants in a single treatment and block was considered a single experimental unit.

For analysis of metabolites in the first crop cycle, a random sample was taken from all

of the bud from all of the plants in a single treatment and block, and was considered a

single experimental unit. For analysis of metabolites in the second crop cycle,

experimental units were similar to the first crop cycle, but were taken separately for bud

from the upper and lower canopies, resulting in twice as many experimental units.

Means comparing sub-canopy lighting treatments were compared using least-squares

regression and Tukey’s multiple comparison analyses using SAS JMP 13.2.0 (SAS,

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Cary, North Carolina). “Crop Cycle” and “Block” were treated as random effects in yield

analysis. “Block” was treated as a random effect in analysis of cannabinoid and terpene

concentrations and in analysis of canopy position. Means comparing canopy positions

were compared using Student’s t test.

4.3 Results and discussion

4.3.1 Yield

Red-Blue and RGB SCL treatments significantly increased dry bud yield in the

second crop cycle, while only RGB SCL significantly increased yield in the first crop

cycle (Figure 4.3). This was expected due an overall greater amount of light being

delivered to the plants in these treatments relative to the Control treatment (Peat, 1970;

Stasiak et al., 1998; Ralph and Gademann, 2005). Further, the additional light energy

was being delivered to leaves that would have otherwise been shaded by upper canopy

leaves. Regardless, it is notable that Red-Blue and RGB SCL treatments increased

yield by 19.8 and 24.5% respectively relative to the control in the second crop cycle,

which is a disproportional yield enhancement with the RGB treatment given that the

SCL only contributed an additional 19% greater PPFD measured at mid-canopy than

the control treatment. By contrast, in the first crop cycle the RGB SCL treatment

increased yield by only 18.9% relative to the Control treatment. Below the point of light

saturation and limitations of water, CO2, or nutrition, increasing the intensity of light

generally increases photosynthesis, and ultimately yield, proportionally (Stasiak et al.,

1998). The disproportionate increase in yield via SCL may be explained by improved

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light distribution and penetration into the lower canopy than what would be available by

simply increasing the overhead PPFD. The difference in yield enhancement between

crop cycles one and two may be explained by the second crop cycle having more

vegetative tissue in the lower canopy; in the first crop cycle, leaves and branches were

pruned from the bottom 20 cm of stem, which is a common practice (gyping) in

cannabis production. Gyping was not performed in the second crop cycle. Future

studies with lights positioned above and to the sides of the plant canopy are planned to

address this further.

Figure 4.3. Total dry bud yields of five batched plants per treatment per crop cycle when grown with no

sub-canopy light (control), Red-Blue, or RGB sub-canopy light. Vertical bars indicate standard error.

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Horizontal disconnected bars indicate significant differences between treatments using Tukey’s multiple

comparisons test, a = 0.05, n = 4 (crop cycle 1) and n = 3 (crop cycle 2).

While the degree of yield enhancement with SCL vs the control was greater in

the second crop cycle, yield overall was less than in the first crop cycle. This was likely

a product of the numerous changes to environmental parameters between the two crop

cycles: rooting substrate, plant density, irrigation scheduling, and pruning of lower

canopy branches (or not) are some examples of differing parameters that likely explain

the discrepancy in crop cycle yield. These parameters were accounted for and were

considered a random “crop cycle” factor during statistical analysis.

In both crop cycles, both Red-Blue and RGB SCL treatments significantly

increased the ratio of bud to non-bud tissue (Figure 4.4). This is desirable for

production; a canopy less dense with leafy tissue will have better air circulation, and bud

will be more accessible for monitoring.

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Figure 4.4. Ratio of bud to non-bud (stem and leaf) tissue. Plants were grown with no sub-canopy light

(Control), Red-Blue, or RGB sub-canopy light. Vertical bars indicate standard error. Horizontal

disconnected bars indicate significant differences between treatments using Tukey’s multiple

comparisons test, a = 0.05, n = 4 (crop cycle 1) and n = 3 (crop cycle 2).

4.3.2 Secondary metabolism

Sub-canopy lighting had a local stimulatory effect on D9-THC and select terpenes

in bud tissue harvested from the lower canopy (Figure 4.7 and Figure 4.8). In the first

crop cycle, no significant differences were found in measured cannabinoid and terpene

concentrations from the pooled bud tissue samples (Figure 4.5 and Figure 4.6).

Cannabinoid and terpene concentration variability was considerably higher amongst the

RB and RGB SCL treatments than the Control SCL treatment (Figure 4.7 and Figure

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4.8). It was theorized that the observed variability was the result of vertical stratification

of secondary metabolite production due to the presence of the SCL. It has been

established in other crops that light quality affects secondary metabolism (Lydon et al.,

1987; Loughrin and Kasperbauer, 2001; Chang et al., 2009; Chang, 2015) although

evidence for such localized effects (within canopy stratification) is not as widely

available. To identify potential variability in cannabinoid and terpene concentrations due

to canopy position, bud samples from the upper and lower canopy were analyzed

separately in the second crop cycle.

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Figure 4.5. Cannabinoids. Crop cycle 1. Cannabinoid concentrations when grown with no sub-canopy

lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy lighting (circles). Data

produced from 5.0 g of dehydrated bud (12% ± 2% moisture) sampled randomly from each experimental

unit. Vertical bars indicate standard error. Horizontal disconnected bars indicate significant differences

between treatments using Tukey’s multiple comparisons test, a = 0.05, n = 4.

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Figure 4.6. Terpenes. Crop cycle 1. Terpene concentrations when grown with no sub-canopy lighting

(triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy lighting (circles). Data produced

from 5.0 g of dehydrated bud (12% ± 2% moisture) sampled randomly from each experimental unit.

Vertical bars indicate standard error. Horizontal disconnected bars indicate significant differences

between treatments using Tukey’s multiple comparisons test, a = 0.05, n = 4.

Cannabinoid concentrations from the lower canopy of crop cycle two are

presented in Figure 4.7. Lower canopy concentrations of D9-THC, total D9-THC, and

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their biosynthetic precursor D9-THCA were significantly increased under RGB and Red-

Blue SCL treatments compared to the control. Concentrations of CBDA, total CBD,

CBG, total CBG, and CBGA were not significantly different between treatments.

Figure 4.7. Cannabinoids. Crop cycle 2, lower canopy. Cannabinoid concentrations when grown with no

sub-canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy lighting

(circles). Data produced from 5.0 g of dehydrated bud (12% ± 2% moisture) sampled from the lower third

of shoots from each experimental unit. Letters indicate significant differences between treatments using

Tukey’s multiple comparisons test, a = 0.05, n = 3.

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In the lower canopy, RGB SCL significantly increased concentrations of alpha-

pinine and borneol, and both Red-Blue and RGB SCL significantly increased

concentrations of cis-nerolidol compared to Control SCL (Figure 4.8). The other

measured terpenes did not differ at a = 0.05, though the general patterns suggest

similar overall tendencies which may be borne out in further studies with tighter between

chamber error control and greater replication.

Figure 4.8. Terpenes. Crop cycle 2, lower canopy. Terpene concentrations when grown with no sub-

canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy lighting (circles).

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Data produced from 5.0 g of dehydrated bud (12% ± 2% moisture) sampled from the lower third of shoots

from each experimental unit. Vertical bars indicate standard error. Horizontal disconnected bars indicate

significant differences between treatments using Tukey’s multiple comparisons test, a = 0.05, n = 3.

In the upper canopy of crop cycle 2, there were no significant differences in

cannabinoid concentrations between treatments (Figure 4.9); however, there were

detectable differences in terpene profiles (Figure 4.10). Alpha-pinene, limonene,

myrcene, and linalool were present at significantly higher concentrations in the RGB

SCL treatment than in the Control treatment, while cis-nerolidol concentration was

significantly higher in both Red-Blue and RGB SCL than in the Control (Figure 4.10).

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Figure 4.9. Cannabinoids. Crop cycle 2, upper canopy. Cannabinoid concentrations when grown with no

sub-canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy lighting

(circles). Data produced from 5.0 g of dehydrated bud (12% ± 2% moisture) sampled from the upper two

thirds of shoots from each experimental unit. Vertical bars indicate standard error. Horizontal

disconnected bars indicate significant differences between treatments using Tukey’s multiple

comparisons test, a = 0.05 n = 3.

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Figure 4.10. Terpenes. Crop cycle 2, upper canopy. Terpene concentrations when grown with no sub-

canopy lighting (triangles), Red-Blue sub-canopy lighting (squares), or RGB sub-canopy lighting (circles).

Data produced from 5.0 g of dehydrated bud (12% ± 2% moisture) from the upper two thirds of shoots

from each experimental unit. Vertical bars indicate standard error. Horizontal disconnected bars indicate

significant differences between treatments using Tukey’s multiple comparisons test, a = 0.05, n = 3.

Comparing cannabinoid and terpene concentrations in the upper and lower

canopy of crop cycle two, the control and RGB SCL treatments had significantly more

CBGA and total CBG in the upper canopy than the lower canopy (Figure 4.11). The

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control SCL upper canopy had significantly more trans-ocimene in the upper canopy

than the lower canopy (Figure 4.12). The Red-Blue SCL yielded the most consistent

cannabinoid and terpene concentrations throughout the upper and lower canopy.

(Figure 4.11 and Figure 4.12).

Figure 4.11. Cannabinoid concentrations in the upper and lower canopy of plants grown with Control,

Red-Blue, and RGB sub-canopy lighting. Filled diamonds indicate lower canopy; empty diamonds

indicate upper canopy. Vertical bars indicate standard error. Shaded cells indicate a significant difference

between canopy positions using Student’s t test, a = 0.05, n = 3.

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Figure 4.12. Terpene concentrations in the upper and lower canopy of plants grown with Control, Red-

Blue, and RGB sub-canopy lighting. Filled diamonds indicate lower canopy; empty diamonds indicate

upper canopy. Vertical bars indicate standard error. Shaded cells indicate a significant difference between

canopy positions using Student’s t test, a = 0.05, n = 3.

4.3.3 Cannabinoid and terpene biosynthesis

Careful consideration of the biosynthetic pathways for cannabinoid and terpene

biosynthesis offers a possible explanation for the differences observed between SCL

treatments. As described in Section 1.1.3.3, terpene and cannabinoid biosynthesis

share the common precursors dimethylallyl pyrophosphate (DMAPP) and isopentenyl

pyrophosphate (IPP) (Figure 4.13).

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Figure 4.13. Simplified overview of terpene and cannabinoid biosynthesis. Dimethylallyl pyrophosphate

(DMAPP) and isopentenyl pyrophosphate (IPP) (shaded blue) are the common precursors to light-stress

mitigating terpenes and xanthophylls (shaded green) and to cannabinoids (shaded yellow). Condensation

of geranyl pyrophosphate (GPP) with olivetolic acid (OA) yields cannabigerolic acid (CBGA). Various

synthases cyclize CBGA to subsequent cannabinoids such as D9-tetrahydrocannabinol-9-carboxylic acid

(THCA) and cannabidiolic acid (CBDA). THCA and CBDA are decarboxylated to D9-tetrahydrocannabinol

(THC) and cannabidiol (CBD), respectively.

Perhaps the additional light, particularly a spectrum relatively rich in green light

that is normally absorbed by some terpenes, allowed the plants to up-regulate terpene

biosynthesis in response to that environmental condition. In so doing, IPP and DMAPP

precursors were also up-regulated to supply the demand for these terpenes. A greater

pool of IPP and DMAPP would also theoretically be available for the production of GPP

to be condensed with OA to produce CBGA, and D9-THCA and CBDA in turn.

Conversion from CBGA to D9-THCA via THCA synthase may happen with a high

enough efficiency that the majority of extra CBGA produced was converted to D9-THCA,

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accounting for the lack of increase in observed CBGA concentrations. By contrast,

CBDA synthase may have an extremely low activity in this cannabis variety, so even in

the presence of an increased CBGA pool, there was no increase in the amount of

CBDA produced.

4.4 Conclusions

Results suggested that supplemental sub-canopy lighting can increase bud yield

and modify cannabinoid and terpene profiles. The increase in bud yield was likely a

product of greater PPFD compared to production with overhead lighting alone. Red-

Blue SCL yielded a more consistent metabolite profile throughout the canopy, and RGB

SCL had the greatest impact on up-regulating metabolites. Future studies could expand

on this research by deploying light qualities richer in the green region of the spectrum,

modifying the overhead light spectrum, and deploying LED arrays within the canopy,

rather than below it. It would be of academic value in future studies to quantify IPP and

DMAPP pools to better understand the influence of spectral quality on terpene and

cannabinoid biosynthesis.

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5 Photosynthetic acclimation to light spectral quality

5.1 Introduction

Light quality is known to have a profound influence on nearly all aspects of plant

growth and development (Goins and Yorio, 2000; Loughrin and Kasperbauer, 2001;

Yorio et al., 2001; Lefsrud et al., 2008; Beaman et al., 2009; Liu et al., 2009). These

phytological responses to spectrum can be harnessed to achieve targeted production

goals simply by modifying the light environment.

Advanced light emitting diode (LED) lighting systems employing multiple tunable

wavebands can provide a staggering number of spectral compositions. Each of these

specific spectral ‘recipes’ has the potential to elicit a range of unique plant responses

from subtle through to profound (McCree, 1972; Park and Runkle, 2017). The effect of a

given spectral waveband may also vary in response to the plants developmental stage

(Miller, 1958; Kasperbauer et al., 1963; Kasperbauer, 1987; Skinner and Simmons,

1993). The spectral history of a plant can further complicate our understanding of

spectral responses, as previous light exposure responses can influence future light

utilization and response patterns (Xu et al., 2011; Wollaeger and Runkle, 2015).

Sequential, short duration (i.e., 30 - 60 min) spectral comparisons provide

snapshots of photosynthetic efficiencies and can indicate the most efficient light

spectrum for driving photosynthesis at that particular moment. It cannot be assumed

that the same spectrum will remain the most efficient over an extended period, or

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between plant developmental stages. Further, there is some evidence to suggest that a

plant’s light history can influence how the plant might utilize light in the present and

future, though there are very few studies exploring this phenomenon in higher plants

(Xu et al., 2011). This becomes of real-world consequence when considering spectral

optimization for a plant that may be exposed to several different production

environments throughout its development, such as in the cases of commercial

kalanchoe or cannabis production (Schneider-Moldrickx, 1983). Light history is rarely a

consideration when selecting a spectrum for commercial production; the assumption is

made that photosynthetic response will be consistent throughout the production cycle.

Another assumption that is often made when designing light spectra, whether it be

for research or commercial applications, is that light outside of the Photosynthetically

Active Radiation bandwidth (PAR, 400-700 nm) is of little consequence to

photosynthetic rates in plants. Within PAR, plants can utilize some wavelengths for

photosynthesis better than others, as illustrated by McCree (1972). Based on these

ideas, light spectra for plant growth typically emphasize wavelengths best utilized by

plants in the range of 400-700 nm.

Emerson and Lewis began exploring the limitations of the upper region of PAR in

1943. They described a so-called “red-drop” effect in the green algae Chlorella

pyrenoidosa, wherein the quantum yield of photosynthesis dropped off rapidly beyond

685 nm (Figure 5.1) (Emerson and Lewis, 1943).

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Figure 5.1 Adapted from Emerson et al., (1957): “Red-drop” effect. Quantum yield of photosynthesis

drops off rapidly in Chlorella when irradiated with wavelengths beyond 685 nm. Continuous line indicates

no supplementary light, with cell culture at 20 ˚C. Dashed line indicates far-red plus supplementary light in

the range of PAR, with cell culture at 20 ˚C.

Emerson and his team later expanded on this research and found that by

supplementing these relatively long red wavelengths (i.e., > 685 nm in their study) with

shorter wavelengths within the range of PAR, the red-drop would occur at longer

wavelengths than without supplementary shorter-wave light (fig. 1) (Emerson et al.,

1957). This enhancement, now known as the Emerson enhancement effect (EEE), was

consistently observed, whether he supplemented far-red with the full spectrum provided

0

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0.12

0.14

660 680 700 720

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by a mercury-cadmium lamp, or used filters to supplement with only the red, green, or

blue parts of the spectrum (Emerson et al., 1957). This strongly supported the theory

that the light reactions of photosynthesis have two distinct reaction centers with different

absorption peaks. It further suggested that the use of complementary light spectra can

drive photosynthesis more efficiently by taking advantage of those distinct peaks

(Emerson et al., 1957).

The definition of the EEE is sometimes misconstrued by lighting manufacturers,

growers, and researchers alike. In such cases, the EEE is interpreted such that

supplementing PAR spectra with far-red light disproportionately enhances overall

photosynthesis. In fact, very few studies have explicitly demonstrated this, though a

recent report by Zhen and van Iersel (2017) has demonstrated increased photosynthetic

rates in lettuce when adding 735 nm far-red light to warm white or red-blue light. While

we are unable to conclude from their report if the effect of adding far-red light was

photosynthetically additive or disproportionately enhancing without knowing

photosynthetic rates achieved in far-red alone, the results are very encouraging and

warrant further exploration.

This chapter details two experiments designed to quantify the influence of far-red

and UV-A light when separately added to monochromatic light qualities within the PAR

spectrum on whole-plant photosynthesis. Further, these studies aim to quantify the

effects of photosynthetic acclimation to light quality. It was hypothesized that far-red

light does not significantly modify whole-plant photosynthetic rates compared to

otherwise PAR-based light spectra. If far-red light does modify photosynthetic rates, it

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was hypothesized that this will only occur in plants that have been exposed to far-red

light throughout their development, and theoretically have acclimated to a broader range

of photosynthetically active radiation than traditional PAR. We hypothesize that in such

case, any photosynthetic increases achieved with added far-red light will be additive,

rather than producing any disproportional enhancement. We expect similar results with

UV-A; few if any studies exist that explore a potential “UV-enhancement effect” as has

been done with far-red, but with the rationale that the far-red enhancement effect is a

product of plants acclimating to a broader range of PAR over time, the rationale should

theoretically hold true on the short-wave boundary of PAR as well.

To test these hypotheses, two experiments were completed where plants were

grown to vegetative maturity in various PAR-based light spectra with and without added

far-red or UV light (the “acclimation phase”), and then exposed to various

monochromatic light spectra with and without added far-red or UV light (the “response

phase”). Whole-canopy photosynthetic rates in each light quality during the response

phase were compared. Experiments one and two were completed using lettuce and

strawberry plants, respectively.

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5.2 Materials and methods

5.2.1 Phase 1: Acclimation

5.2.1.1 Lettuce

Lettuce (Lacuta sativa cv. ‘Grand Rapids’) plants were grown from seed (Stokes

Seeds, packaged September 2016, Thorold, Ontario, CA) in nine identical controlled

environment growth chambers (Appendix II) under three different acclimation light

spectra (AS). Light treatments and replications were arranged as illustrated in Figure

5.2. All other environmental parameters were consistent among growth chambers and

are summarized in Table 5.1. Environmental parameters were automatically controlled

with an Argus Titan control system (Argus, Surrey, BC). The growth and acclimation

phase lasted 35 days.

Figure 5.2. Arrangement of light treatments and replications in growth chambers in lettuce acclimation

experiment, as viewed from above. R1, R2, and R3 indicate replicates one, two, and three, respectively.

APAR, A+FR, and A+UV indicate PAR, PAR+FR, and PAR+UV acclimation treatments, respectively.

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Table 5.1. Plant chamber growth parameters. Lettuce plants were grown under these environmental

conditions for 35 days in their “acclimation” phase, with varied light qualities between treatments.

Chamber height 1.2 m

Chamber diameter 0.46 m

Chamber internal volume 0.20 m3

Temperature 22.0 ± 0.5 ºC (isothermal)

Relative humidity setpoint 56%

Vapor pressure deficit

setpoint

1.24 kPa

[CO2] setpoint 450 ppm

Rooting substrate SunGro Sunshine LC1 substrate, as per label

(Sungro Horticulture, Agawam, MA, USA)

Irrigation Sub-irrigated manually alternating between

deionized water and Plant Prod 6-11-31 media, as

per label (Plant-Prod 7-11-27, Master Plant-Prod

Inc., Brampton, ON, Canada) as needed

Light sources Snowflake 2.0 nine-band custom LED arrays

(Intravision Canada Ltd., Toronto, ON, Canada)

Average canopy level PPFD 200 µmol m-2 s-1

Photoperiod 16 h

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Multiple seeds were sown in each chamber, and all the plants that developed in a

given chamber were treated as a single [canopy] experimental unit. The number of

plants comprising each canopy ranged between nine and twelve plants per chamber.

The three acclimation spectra shared a common RGB spectrum, with and without

additions of far-red and UV-A. These spectra are henceforth referred to as “ASPAR”,

“ASPAR+FR”, and “ASPAR+UV”, and are illustrated in Figure 5.3.

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Figure 5.3. Lettuce acclimation spectra. Each spectrum had a total PPFD of 200 µmol m-2 s-1 distributed

evenly across red, green, and blue wavelengths. Given that the UV and far-red wavelengths indicated are

outside the range of PAR (starred in the inset tables), their photon flux densities are above and beyond

the total PPFD of 200 µmol m-2 s-1 achieved with red, green, and blue. The percentages for UV and far-

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red are indicative of their relative proportions to the PAR colors. * indicates percentage relative to total

light within the range of PAR.

These spectra were produced using nine identical custom LED arrays henceforth

called the “Snowflake 2.0” arrays. These arrays are the second generation of custom

made high intensity, variable spectrum LED arrays deployed in sealed plant growth

chambers (Figure 5.4) at the Controlled Environment Systems Research Facility

(CESRF). They each have 2200 W total power, are water-cooled, and have eight

independently controlled spectral peaks: UV (368 nm), royal blue (448 nm), blue (470

nm), cyan (500 nm), lime (544 nm), red (628 nm), deep red (656 nm), and far-red (724

nm). Spectrum and intensity of each array was programmed through the Argus

interface. The spectrum of each color on the array is illustrated in Figure 5.5. For each

colour in the array, spectral distribution 100 cm from the light source within the chamber

is illustrated in Appendix V.

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Figure 5.4. Growth chambers at the Controlled Environment Systems Research Facility, equipped with

variable spectrum LED arrays.

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Figure 5.5. Normalized spectra of each individual color represented and independently dimmable on the

Snowflake 2.0 arrays.

Each acclimation treatment had a total PPFD of 200 µmol m-2 s-1, which did not

include any added photon flux from UV or far-red, where relevant. Any photon flux

provided by wavelengths that fell outside the normal range of PAR (400 – 700 nm) had

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a flux of 67 µmol m-2 s-1, and were in addition to the 200 µmol m-2 s-1 provided within the

PAR spectra.

5.2.1.2 Strawberry

Strawberry plants were grown as described in section 3.2.1.

5.2.2 Phase 2: Response

5.2.2.1 Lettuce

On days 36 and 37 after planting, acclimated lettuce plants were exposed to 27

different light spectra of equal PPFD. Amber, with or without added far-red or UV, is an

exception to this; due to hardware limitations, Amber-based spectra had a PPFD of 129

µmol m-2 s-1, while each other spectrum had a PPFD of 200 µmol m-2 s-1. Each

spectrum lasted 0.5 hours, and all were scheduled within the confines of the original 16-

hour photoperiod to which the plants had originally been acclimated. These response-

phase measurements occurred in the same growth chambers in which the plants were

acclimated. Environmental scenarios were shuffled between replications to account for

any “day of growth” or “time of day” effects. Spectra scheduling can be found in

Appendix IV.

CO2 concentrations were measured continuously using a LI-COR Li-820 CO2 gas

analyzer (LI-COR, Lincoln, Nebraska), and logged via Argus. Net carbon exchange

rates under each light spectrum were determined as CO2 fixation over time. All Pns

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were normalized on a “per leaf area” basis. Leaf areas were measured on day 38 using

a LI-COR LI-3100 area meter (LI-COR, Lincoln, Nebraska).

5.2.2.2 Strawberry

Three mature strawberry plants were transferred, one treatment at a time, to a

high fidelity sealed controlled environment chamber hereafter referred as the “Phridge.”

The Phridge is a precision research tool developed to enable a better understanding of

plant physiological responses to the manipulation of multiple environmental variables

such as temperature, humidity, CO2 and oxygen concentrations, light quality and

intensity, nutrient availability, plant water status, insect predation, pathogen application /

response, chemical application, etc. The Phridge is a modified Conviron A1000

chamber (Controlled Environments Ltd., Winnipeg, Manitoba) (Figure 5.6). Custom

modifications include a new door and frame with multipoint closure and hermetic seal,

specular aluminium interior cladding, and a Mettler-Toledo 32 kg 0.1 g balance (Mettler-

Toledo Inc., Mississauga, ON) for evapotranspiration measurements. Chamber HVAC is

custom with chilled and hot water heat exchangers, and variable speed air flow with

bottom up distribution. Environmental parameters are automatically controlled with an

Argus Titan Control system (Argus, Surrey, BC). Lighting systems are described in

detail below. Carbon dioxide concentrations were measured in real time with a LI-COR

LI-820 CO2 gas analyzer (LI-COR, Lincoln, Nebraska), and logged via Argus. A

technical summary is provided in Appendix III.

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Figure 5.6. “Phridge” growth chamber front (A) and back (B).

Plants were exposed to 45 sequential environmental scenarios over 48 hours

that varied in light quality, intensity, and CO2 concentration. Each scenario lasted 0.5

hours, and all were scheduled within the confines of the original 13-hour photoperiod

that the plants had originally acclimated to. Only data from environmental scenarios

relevant to this report are presented. Far-red light intensity was kept at a constant

photon flux of 100 µmol m-2 s-1 between all response spectra where far-red light was

present. All presented response spectra had a PPFD of 258 ± 4 µmol m-2 s-1, plus far-

red photon flux where relevant.

Photosynthetic rates in each environmental scenario were determined as CO2

fixation over time. All photosynthetic rates were normalized on a “per leaf area” basis.

Leaf areas were measured on day 38 using a LI-COR LI-3100 area meter (LI-COR,

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Lincoln, Nebraska). Petiole and inflorescence lengths were measured as described in

Section 3.2.2.

5.2.3 Light sources

5.2.3.1 Lettuce

Both the Acclimation and Response phases of the lettuce experiment used the

Snowflake 2.0 arrays described in Section 5.2.1.1. There were two noteworthy

complications with the arrays in the context of this experiment. First, far-red LEDs emit

wavelengths that extend slightly into the range of PAR. This has been measured to be

13% of the total output from the far-red LEDs. In the context of this experiment, this

equates to an extra 8.5 µmol m-2 s-1, or an extra 4.3% more PAR light in each

acclimation and response spectra where far-red is used. Second, at the PPFD used in

this experiment, the UV LEDs caused photo-excitation in the far-red LEDs on the array,

resulting in unavoidable emissions from far-red when only sending power to UV. This

can be seen in Figure 5.5 and was calculated to be 10% of the total photon flux density.

With UV added at a flux density of 66.0 µmol m-2 s-1 for in relevant treatments, 6.6 µmol

m-2 s-1 of far-red is inevitably also added.

5.2.3.2 Strawberry

During the Acclimation Phase, plants were grown under the Intravision RB, RGB,

RB+RGB, and FR Blades illustrated in Figure 2.1 and Figure 3.1.

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In the response phase, plants were irradiated using a custom LED array

integrated into the Phridge. The Phridge was equipped with a 2200 W water-cooled

variable spectrum LED array (Intravision Canada, Toronto, ON). The array has seven

independent spectral peaks: UV (368 nm), UV (380 nm), blue (448 nm), white (5650 K),

green (568 nm), red (655 nm), and far red (735 nm). Spectrum and intensity of the array

was programmed through the Argus interface. In this experiment, only the 368 nm UV

LEDs are used, of the two types of UV LEDs in the arrays. As with the lettuce lighting

systems, the far-red LEDs used emit wavelengths that extended slightly into the range

of PAR. This was measured to be 13% of the total output from the far-red LEDs. In the

context of this experiment, this equated to an extra 8.5 µmol m-2 s-1, or an extra 4.3%

more PAR light in each acclimation and response spectra where far-red was used.

5.2.4 Calculated Pn values

Photosynthetic rates in far-red light (PnFR) and in UV light (PnUV) alone were

added to photosynthetic rates achieved in each base light quality. These new values,

termed “+FR calc.” and “+UV calc.” respectively, provided a measure of what

photosynthetic rates would be expected if FR and UV increased photosynthesis

additively (as opposed to disproportionately) when added to light spectra containing

only PAR. When adding FR and UV, total photon flux densities still fell within the linear

range of photosynthetic light responses for both species.

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5.2.5 Statistical analysis

5.2.5.1 Lettuce

The experiment was arranged as a Latin square design. Means of measured and

calculated photosynthetic rates were compared using least-squares regression and

Tukey’s multiple comparison analyses using SAS JMP 13.2.0 (SAS, Cary, North

Carolina). “Block” and “Position” were treated as fixed effects. Linear regression

analysis was performed to determine the likelihood of a relationship between

photosynthetic rates and phytochrome photostationary state.

5.2.5.2 Strawberry

Means of measured and calculated photosynthetic rates were compared using

least-squares regression and Tukey’s multiple comparison analyses using SAS JMP

13.2.0 (SAS, Cary, North Carolina). “Block” was treated as a random effect in the mixed

model. Linear regression analysis was performed to determine the likelihood of a

relationship between photosynthetic rates and phytochrome photostationary state.

5.3 Results and discussion

5.3.1.1 Lettuce

Photosynthesis in each spectral quality by all acclimated plants are illustrated in

Figure 5.7. For all acclimation treatments, adding far-red or UV to base response

spectra did not significantly alter photosynthesis. This is consistent with calculated

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values for photosynthesis for each base colour with added UV or FR. The data

suggested that neither far-red nor UV made significant direct contributions to

photosynthesis in either an additive or enhancing manner when added to light spectra in

the range of PAR. Further, the ability of plants to utilize supplemental UV or FR light for

photosynthesis did not appear to be dependent on acclimation to these spectra.

Figure 5.7. Lettuce whole-plant photosynthesis (Pn) when exposed to various base monochromatic light

qualities, with and without added far-red (FR) or UV light. Plants were acclimated to either PAR-spectrum

light (ASPAR), PAR with added far-red light (ASPAR+FR), or PAR with added UV light (ASPAR+UV); these

acclimation spectra are indicated on the right y-axis. Dotted line indicates phytochrome photostationary

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states for each response spectrum. For each base spectrum, Pn was measured in just the base spectrum

indicated on the x-axis, base colour plus far-red, and base colour plus UV. For each base colour, two

additional data points were calculated that indicate expected Pn if far-red or UV were contributing to Pn in

an additive manner with the base spectrum. Vertical bars indicate standard error; disconnected horizontal

bars indicate a significant difference at a = 0.05. For cells without horizontal bars, there were no

significant differences. Means were compared using Tukey’s multiple comparisons and least-squares

analysis; a = 0.05, n = 3.

Plotting Pn against phytochrome photostationary state (PSS) of each response

spectrum, significant relationships between Pn and PSS were found amongst ASPAR

and ASPAR+UV plants, but not amongst ASPAR+FR plants (Figure 5.8). This analysis

suggested that phytochrome may be involved in overall acclimation, though there was

no obvious relationship between PSS of the acclimation spectra (ASPAR PSS = 0.87;

ASPAR+FR PSS = 0.72; ASPAR+UV PSS = 0.85) and the strength of the post-acclimation

photosynthesis-PSS relationship. The relationship between Pn rates and the PSS of the

post-acclimation response spectra illustrated in fig. 5 was likely coincidental.

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Figure 5.8. Lettuce whole-plant photosynthesis (Pn) as a factor of phytochrome photostationary state

(PSS). Plants were acclimated to either PAR-spectrum light (ASPAR), PAR with added far-red light

(ASPAR+FR), or PAR with added UV light (ASPAR+UV); these acclimation spectra are indicated on the right y-

axis. Shaded areas indicate 95% confidence interval. Phytochrome photostationary states were

calculated from each post-acclimation response spectrum. Significant relationships were found between

Pn and PSS in plants that had been acclimated to PAR or PAR+UV light as determined by quadratic

bivariate analysis; a = 0.05, n = 3.

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Averaging Pn for all response spectra within each base response colour (i.e.,

average of base colour, base+FR, and base +UV for each colour) found average Pn

within all spectra of a base colour to differ significantly between acclimation treatments

(Figure 5.9). The ASPAR+UV plants achieved significantly greater Pn than the other

acclimation treatments in blue, red, and deep red light. This would suggest that

supplemental UV light can indeed increase Pn, albeit through a different mechanism

than hypothesized. Given how well our blue, red and deep red LED spectral peaks

aligned with absorbance spectra of photosystems I and II (PSI and PSII) (Figure 5.10),

it suggested that UV acclimation modified the photosystems in some way. Another

possibility was that the more compact morphology of the ASPAR+UV plants somehow

better captured light, though both theories are highly speculative.

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Figure 5.9. Average photosynthesis (Pn) of all spectra in a given base colour (e.g., Average Pn of Blue,

Blue+FR, and Blue+UV) by acclimation spectrum. Circles: ASPAR; squares: ASPAR+FR; diamonds:

ASPAR+UV. Means were compared using least-squares analysis; a = 0.05, n = 3. Vertical bars indicate

standard error, disconnected horizontal bars indicate significant differences.

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Figure 5.10. Adapted from Laisk et al., (2014). Absorbance spectra of photosystem II (PSII) and light

harvesting complex II (LHCII) and photosystem I (PSI) and light harvesting complex I (LHCI) (wide lines,

indicated). LED peaks are overlaid: Blue (B, dotted line); Red (R, empty dashed line); Deep Red (DR,

long dashed line). PSII+LCHII has much stronger absorbance in the ranges of these LEDs than

PSI+LHCI.

There are very few studies exploring the relationship between light harvesting

pigment concentrations and UV light. Salama et al. (2011) reported that enhanced UV

light of similar wavelength used in this study severely reduced chlorophyll

concentrations in four desert plants, though carotenoid concentrations were largely

unchanged. Li and Kubota (2009) found b-carotene and xanthophyll concentrations to

be unchanged in lettuce when grown under fluorescent white light with and without

added UV-A, though it should be noted that there was still a small amount of UV-A

present (0.74% of total photon flux) in their unsupplemented white light treatment. Both

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of these studies seem to provide evidence against the explanation of increased pigment

concentrations after UV acclimation. Another possibility is that UV acclimation allowed

for more efficient electron transport in the thylakoid membrane by increasing protein

fluidity. Kirchhoff et al. (2011) found that light-adapted thylakoids from spinach leaves

had an expanded internal volume compared to dark-adapted thylakoids, allowing for

different spatial arrangements of light harvesting complexes and greater diffusion

mobility of plastoquinone.

Further experimentation is required to determine the mechanism of increased

photosynthesis under blue, red, and deep red light after acclimation to UV light. Future

experimentation should quantify chlorophyll and secondary pigment concentrations;

although two previous studies suggested that UV light did not increase pigment

concentrations, it cannot be discounted as a possible explanation for the results

observed in this study.

5.3.1.2 Strawberry

Net carbon exchange rates achieved in each spectral quality by all acclimated

plants are illustrated in Figure 5.11. There were no significant differences in Pn

between spectral qualities with or without added FR or UV light, consistent with the

general findings in lettuce.

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Figure 5.11. Strawberry whole-plant photosynthesis (Pn) when exposed to various base monochromatic

light qualities, with and without added far-red (FR) or UV light. Plants were acclimated to either Red-Blue

(RB), Red-Green-Blue (RGB), RB+RGB, or Far-Red Blade light spectra; these acclimation spectra are

indicated on the right y-axis. For each base spectrum, Pn was measured in just the base spectrum

indicated on the x-axis, base colour plus far-red, and base colour plus UV. For each base colour, two

additional data points were calculated that indicate expected Pn if far-red or UV were contributing to Pn in

an additive manner with the base spectrum. Vertical bars indicate standard error; disconnected horizontal

bars indicate significant differences at a = 0.05. For cells without horizontal bars, no significant

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differences were detected. Means were compared using Tukey’s multiple comparisons and least-squares

analysis; a = 0.05, n = 3.

There are significant relationships between Pn and PSS in plants from all

acclimation spectra except that of ASRB (Figure 5.12).

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Figure 5.12. Strawberry whole-plant photosynthesis (Pn) as a factor of phytochrome photostationary

state (PSS). Plants were acclimated to either Red-Blue (RB), Red-Green-Blue (RGB), RB+RGB, or Far-

Red Blade light spectra; these acclimation spectra are indicated on the right y-axis. Shaded regions

indicate 95% confidence interval. Phytochrome photostationary states were calculated from each post-

acclimation response spectrum. Significant relationships were found between Pn and PSS in plants that

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had been acclimated to RB, RB+RGB, or FR light as determined by quadratic bivariate analysis; a = 0.05,

n = 3.

Finally, Pn was significantly higher for the ASRB+RGB acclimated plants than for the

ASRGB plants when averaging all the response spectra for each base response colour

(i.e., Average of base colour, base+FR, and base +UV for each colour) (Figure 5.13).

Figure 5.13. Average photosynthesis (Pn) of all spectra in a given base colour (ex. Average Pn of Blue,

Blue+FR, and Blue+UV) by acclimation spectrum. Vertical bars indicate standard error; disconnected

horizontal bars indicate a significant difference at a = 0.05, n = 3.

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The ASRB+RGB spectrum is the most balanced acclimation spectrum in the range of

PAR; ASFR covers a broader spectral range but has relatively little energy in the blue-

region of the spectrum. The results suggested that a more balanced, broad PAR

spectrum allowed the plants to develop photosynthetic machinery with greater capacity

to utilize blue light. Possible modes of action for this effect were difficult to speculate on.

Were this effect mainly because of the added blue light in the RB+RGB spectrum

compared to the RGB spectrum, one would expect a stronger response from the RB

spectrum, with its relatively high blue content compared to the other spectra.

Similar to the results in lettuce, a possible explanation for these results may come

down to the morphology of the plants as influenced by their acclimation spectra. The

ASPAR+UV lettuce plants were very compact, and as described in Figure 3.2, the

ASRB+RGB strawberry plants were significantly more compact than the ASFR plants, while

the other treatments were all statistically similar. Taken together, it implied that perhaps

more compact vegetation and/or thicker leaves somehow resulted in better

photosynthetic efficiency. If this was the case, one might expect that if a more compact

plant were to achieve higher photosynthetic rates under a specific colour, that colour

would be green, known for transmitting through dense leafy canopies better than other

colours (Klein, 1992; Smith, 1994). In fact, the opposite was observed. Further studies

evaluating photosynthesis as a factor of canopy density are required to explain this

observation.

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5.4 Conclusions

In this study, the addition of far-red or UV light to PAR-based spectra after

acclimation did not significantly modify photosynthetic rates.

Acclimating lettuce plants to PAR-based light spectra supplemented with 368 nm

UV enabled greater photosynthesis in blue, red, and deep red light spectra after

acclimation. Variations on this acclimation, such as duration, wavelength, and intensity

required to achieve a similar acclimation response, as well as the biological

mechanisms underlying this response will be subjects of further study.

In applying these findings to the design of light spectra for plant production in the

future, it may be reasonable to conclude that if a spectrum is going to be relatively rich

in red and blue wavelengths, adding UV-A light to the spectrum may achieve greater

yields through increased photosynthesis. There was no obvious generalization that

could be made to explain the results observed in both lettuce and strawberry. Further

research on this topic would benefit from exploring the phenomenon of acclimation at

the morphological, cellular, and biochemical levels. Specifically, factors of plant

compaction, content and distribution of photosystems I and II, and quantification of

specific carotenoids would better explain the results found in this study.

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6 Summary and conclusion

In this thesis, the influence of light spectral quality on secondary metabolism has

been explored, and novel findings regarding plant acclimation to spectral quality have

been demonstrated. The basil, strawberry, and cannabis studies all utilized Intravision

RB and RGB Blades, as well as the FR Blades in the case of strawberry. Between the

spectra emitted by these Blades, relative volatile concentrations in basil were consistent

with each other. In strawberry, sugar content, pH, and total acidity, were consistent

between light treatments, while volatile profiles varied considerably between treatments

and replications. Morphologically, the FR Blades produced strawberry plants with

significantly longer petioles, which may be of benefit to growers in terms of easier visual

inspection of the plants, easier access to flowers for pollination, and easier access to

berries for harvest, as well as improving airflow through the canopy.

In cannabis, both the RB and RGB blades significantly increased yield and bud to

non-bud ratios compared to a control treatment without any supplemental lighting. In the

lower plant canopy, concentrations of D9-THC, total D9-THC, and D9-THCA were

significantly increased using the RGB and RB Blades compared to the control.

Concentrations of alpha-pinine and borneol were found to significantly increase in the

lower canopy growing with the RGB blades, and cis-nerolidol concentrations

significantly increased when growing with either the RB or RGB Blades, compared to

the control. The RB Blades produced the most consistent cannabinoid and terpene

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profiles throughout the canopy compared to the control or RGB Blade treatments, and

the RGB Blades had the greatest impact on terpene profiles overall.

Acclimating lettuce plants to PAR-based light qualities with and without added far-

red or UV-A light, and then exposing them to many different light spectra revealed that

spectral acclimation influenced photosynthetic rates in lettuce. Adding far-red or UV-A to

PAR based spectra after acclimation did not directly modify photosynthetic rates

compared to those achieved with just the base spectra. However, plants that were

acclimated to UV-A light achieved significantly higher photosynthetic rates in blue or

red-based spectra, compared to the PAR or PAR+FR acclimated plants. Findings in

strawberry acclimation were similar but found RB+RGB acclimated plants to achieve

significantly higher photosynthetic rates than RGB acclimated plants in blue light,

though this enhancement was less profound than the effect of UV acclimation observed

in lettuce.

The observed increase in photosynthetic rates in lettuce after acclimating plants to

UV-A light is a novel finding with academic and applied implications. This response

defies any obvious evolutionary, molecular, or biochemical explanation, and certainly

warrants more investigation. Applying this concept to the design of lighting systems in

controlled environment production could potentially significantly increase yields and

ultimately profits.

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The findings in cannabis regarding bud yield and modifications to the secondary

metabolite profile are of obvious value. Unfortunately, given that the control treatment in

that study differed in both light quality and intensity, it is difficult to make strong

conclusions about underlying biological mechanisms that lead to these results. This is

certainly only the beginning of research into optimizing light spectra for cannabis

production; hopefully future studies on this topic will have greater flexibility in

experimental design to obtain clearer conclusions than were found here.

The overarching objective of achieving a “perfect” light spectrum for a given

production task has not yet been achieved, but the findings presented in this thesis

bring our community of plant physiologists and environmental scientists a little bit closer

to this goal.

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APPENDIX I

Controlled Environment Systems Research Facility “Bluebox 2” technical summary.

(http://www.ces.uoguelph.ca/TechNotes/GuelphBlueBox_TechnicalSpecifications_SAL

SA_rev00.pdf)

Issue 01 Revision 00 2018/07/03

Controlled Environment Systems Research Facility

Guelph BlueBox SALSA System These plant growth chambers were originally designed as two totally sealed and environmentally controlled spaces in which some of the contributions of plants to the function of life support are studied. More recently, the SALSA BlueBoxes have been retrofitted with multispectral, double layer LED systems in a variety of configurations, however their first lighting systems utilized plasma (microwave) lamps to study the effect of inner canopy irradiation on crop production. The walk-in plant growth chambers are capable of a high degree of closure and are dedicated specifically to plant canopy lighting studies and nutrient recycling analysis and control controlled environment agriculture. Technical Specifications x Volume = 29 m3 (430 ft3) (4.5 m x 2.8 m x 2.3 m) per chamber. x Plant Growing Area = 5 m2 (54 ft2) (2 m x 2.5 m) per chamber. x Argus Titan control system - full data graphing and recording of

all sensors and actuators. x BB1 holds twelve Intravision 1600 Watt water-cooled

multispectral and programmable LED lighting systems on two levels and with individually addressable UV (368 & 380nm), blue (448nm), white (5650k), green (568nm), red (660nm) and far red (735nm) irradiation sources.

x BB2 is equipped with twelve Intravision fixed wavelength Blade LEDs (three growing levels) and four spectrum adjustable Aurora LEDs, both on custom racking systems with integrated NFT hydroponics.

x Carbon dioxide enrichment and continuous recording from 0 to 20,000 ppm using LI-COR NDIR gas analyzers.

x Temperature control range from 15°C to 35°C +/- 0.5°C. x VPD control from 0.2 to 1.5 kPa. x Constructed of primarily non-off gassing inert materials to reduce

plant effects from VOCs common to many building materials.

Environment control

Temperature Humidity

Carbon dioxide Light

EC and pH NFT hydroponics

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APPENDIX II

Controlled Environment Systems Research Facility “Small Chamber” technical

summary.

(http://www.ces.uoguelph.ca/TechNotes/GuelphBlueBox_TechnicalSpecifications_SAL

SA_rev00.pdf)

Issue 01 Revision 00 2018/04/03

Controlled Environment Systems Research Facility

Guelph BlueBox System SEC9 Initially developed for low pressure studies of plant growth for space applications, the SEC9 growing system consists of 9 individually controlled circular growth chambers capable of operating from ambient pressure to a full vacuum. Their primary function is the short-term (days) quantification of plant photosynthetic response to a variety of environment variables (side bar). These growth chambers are an integral part of the CESRF hardware collection used to study of plant growth and development, photosynthetic gas exchange, air quality, and hydroponic solution remediation technologies under atmospheric conditions common to both Earth-based studies and extraterrestrial exploration and habitation. Technical Specifications x 1600 Watt water-cooled multispectral and programmable LED

lighting system with available UV (368nm), blue (440 and 460nm), cyan (490nm), green (568nm), red (630 and 660nm) and far red (735nm) irradiation

x Carbon dioxide enrichment from 0 – 10,000 ppm x Continuous CO2 (0-20,000ppm) data recording x Temperature control range from 15°C - 35°C +/- 0.5°C x VPD control from 0.2 - 1.5 kPa x Variable speed air flow with bottom up distribution x Integrated Argus Control System - full data graphing and

recording of all sensors and actuators x Made of primarily non-off gassing inert materials x 1600 x 450 mm (HxD) growing volume can accommodate a wide

variety of crops x Ability to custom blend the amount of CO2, nitrogen and oxygen x Vacuum ports available for custom system modifications

depending on the experimental protocols required x Off-line LED cooling system that runs independent of building

chilled water supply

Environment control

Temperature Humidity

Carbon dioxide Oxygen

Light Nutrients

Plant water status Air pressure

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APPENDIX III

Controlled Environment Systems Research Facility “Phridge” technical summary.

(http://www.ces.uoguelph.ca/TechNotes/GuelphBlueBox_TechnicalSpecifications_PS10

00_rev01.pdf)

Issue 01 Revision 01 2018/04/02

Controlled Environment Systems Research Facility Guelph BlueBox model PS1000

The PS1000 plant growth chamber is the sixth generation of whole plant photosynthesis systems to be designed at the University of Guelph’s Controlled Environment Systems Research Facility (CESRF). These growth chambers are capable of high-resolution measurement of whole plant photosynthesis and evapotranspiration. They are used as a precision tool to better study plant physiological responses in response to manipulation of multiple variables including:

Temperature Nutrients Humidity Plant water status Carbon dioxide Insect predation Oxygen Pathogen application/response Light (quantity, quality) Chemical application (pesticide, bio control, fertilizer)

Technical Specifications

• 1600 Watt water-cooled multispectral and

programmable LED lighting system with available UV (368 & 380nm), blue (448nm), white (5650K), green (568nm), red (655nm) and far red (735nm) irradiation

• Passive pressure compensation to improve system closure

• Carbon dioxide enrichment from 0 – 10,000 ppm • Continuous CO2 (0-20,000ppm) data recording • Temperature control range from 15°C - 35°C +/-

0.5°C • VPD control from 0.2 - 1.5 kPa • Variable speed air flow with bottom up distribution • Available active venting system to reduce O2 and

ethylene buildup during long term studies • Integrated Argus Control System - full data graphing

and recording of all sensors and actuators • Made of primarily non-off gassing inert materials • 1200 x 600 x 800 mm (HxDxW) growing volume can

accommodate a wide variety of crops

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135

APPENDIX IV

Light intensity mapping within the strawberry and basil production racks for A) RB; B) RGB; C)

RB+RGB; and D) FR Blade spectra. Light maps for the RB, RGB, and RB+RGB spectra were produced

by measuring PPFD at many points on the rack at soil level before the plants were placed in the rack.

This mapping was not completed for the FR Blade spectra, but has been estimated by averaging the light

distribution pattern of the measured RB, RGB, and RB+RGB spectra in their racks. Each measured value

has been expressed as a percentage of the point with the greatest PPFD in the rack, which is expressed

as 100%. Bands of intensity are indicated in different colours in steps of 10%, as indicated on each graph.

Light intensities for each spectral light treatment were based on measurements taken in the brightest

region in each rack. The x- and y-axes of the following surface graphs are position coordinates for each

measured position, and carry no units.

A

B

C

D

E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

50-60 60-70 70-80 80-90 90-100

A

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136

A

B

C

D

E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

50-60 60-70 70-80 80-90 90-100

A

B

C

D

E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

50-60 60-70 70-80 80-90 90-100

A

B

C

D

E

1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16

50-60 60-70 70-80 80-90 90-100

B

C

D

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137

APPENDIX V

Light intensity mapping within the Small Chambers for each individual LED colour in the

Snowflake 2.0 arrays. Light maps for each colour were produced by measuring PPFD at many points on

in the chamber 100 cm away from the light source. Each measured value has been expressed as a

percentage of the point with the greatest PPFD in the rack, which is expressed as 100%. Bands of

intensity are indicated in different colours in steps of 10%, as indicated on each graph. Light intensities for

each spectral light treatment were based on the average PPFD for each colour at 100 cm from the

source. The x- and y-axes of the following surface graphs are position coordinates for each measured

position, and carry no units.

1

2

3

4

5

6A B C D E F

UV - 100 cm

40-50 50-60 60-70

70-80 80-90 90-100

1

2

3

4

5

6A B C D E F

Royal Blue - 100 cm

40-50 50-60 60-70

70-80 80-90 90-100

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138

1

2

3

4

5

6A B C D E F

Blue - 100 cm

70-80 80-90 90-100

1

2

3

4

5

6A B C D E F

Cyan - 100 cm

70-80 80-90 90-100

1

2

3

4

5

6A B C D E F

Lime - 100 cm

50-60 60-70 70-80 80-90 90-100

1

2

3

4

5

6A B C D E F

Red - 100 cm

60-70 70-80 80-90 90-100

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139

1

2

3

4

5

6A B C D E F

Deep Red - 100 cm

60-70 70-80 80-90 90-100

1

2

3

4

5

6A B C D E F

Far Red - 100 cm

60-70 70-80 80-90 90-100

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140

APPENDIX VI

Light quality schedule for response photosynthetic measurements in lettuce, post-acclimation (described

in section 5.2.2.1).

Day Time Hour Rep 1 Rep 2 Rep 3

1

08:00:00 1 RGB CO2 Pulldown

RGB CO2 Pulldown

RGB CO2 Pulldown 09:00:00 2

10:00:00 3 RD RB+FR A+UV 11:00:00 4 RD+FR RB+UV A 12:00:00 5 RD+UV RB A+FR 13:00:00 6 RGB UV+FR RB+UV 14:00:00 7 RGB+FR UV RB 15:00:00 8 RGB+UV A+FR RB+FR 16:00:00 9 UV A+UV RD+UV 17:00:00 10 UV+FR A RD 18:00:00 11 RB RGB+FR RD+FR 19:00:00 12 RB+FR RGB+UV UV 20:00:00 13 RB+UV RGB UV+FR 21:00:00 14 A RD+FR RGB+UV 22:00:00 15 A+FR RD+UV RGB 23:00:00 16 A+UV RD RGB+FR

2

08:00:00 1 RGB CO2 Pulldown

RGB CO2 Pulldown

RGB CO2 Pulldown 09:00:00 2

10:00:00 3 BL L+FR DR+UV 11:00:00 4 BL+FR L+UV DR 12:00:00 5 BL+UV L DR+FR 13:00:00 6 FR BL+FR CY+UV 14:00:00 7 DR BL+UV CY 15:00:00 8 DR+FR BL CY+FR 16:00:00 9 DR+UV FR BL+UV 17:00:00 10 L CY+FR BL

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141

18:00:00 11 L+FR CY+UV BL+FR 19:00:00 12 L+UV CY FR 20:00:00 13 CY DR+FR L+UV 21:00:00 14 CY+FR DR+UV L 22:00:00 15 CY+UV DR L+FR

23:00:00 16

RGB CO2

Pulldown

RGB CO2

Pulldown

RGB CO2

Pulldown