the pursuit of quality - chasing tornadoes or just hot air?

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This is Paul Gerrard's track talk at Eurostar 2011 i9n Manchester UK Novemb

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Page 1: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

The Pursuit of Quality: Chasing Tornadoes or Just Hot Air?

Gerrard Consulting LimitedPO Box 347MaidenheadBerkshireSL6 2GUTel: +44 (0) 1628 639173Fax: +44 (0) 1628 630398Web: gerrardconsulting.com

Slide 1Intelligent Testing, Improvement and Assurance

Page 2: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Agenda

• What is Quality?• Models for quality and testing• Examples of models• Models and stakeholders• Failures of systems, failures of

models• Close

Slide 3

Page 3: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Weather

• Rain is great for farmers and their crops, but terrible for tourists

• Wind is essential for sailors and windmills but bad for the rest of us

• Quality, like weather, can be good or bad and that depends on who you are.

Slide 4

Page 4: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

That’s Fantastic

!

That’s Terrible!

Page 5: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Quality is a relationship

• Quality is not an attribute of a system

• It is a relationship between systems and stakeholders who take different views

• The model of Quality that prevails has more to do with stakeholders than the system itself

Slide 6

Page 6: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

The concepts of quality, risk, comfort, intuitiveness …

• Concepts that most people understand, but few can explain

• But it’s a lot worse than that

• Quality is an all-encompassing, collective term for these and many other difficult concepts

• A term that means all things to all people

• (I try and avoid the Q-word).

Intelligent Testing, Improvement and Assurance

Slide 7

Page 7: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Models for Quality and Testing

Intelligent Testing, Improvement and Assurance

Slide 8

Page 8: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Models

Intelligent Testing, Improvement and Assurance

Slide 9

Models are everywhere

Page 9: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Models and reality

• In our minds we build mental models of everything we experience (and also, many things we don’t experience)

• When we pick up a glass of water, we build models– The 3-dimentional location and relationship between

the glass, the water, the table it sits on and our body– As we reach for the glass, our brain processes the

signals from our eyes, our muscles and the feelings in our fingertips

– It continuously compares experience with the model and adjusts/rebuilds the model many times

• … just to lift a cup of water – incredible!

Intelligent Testing, Improvement and Assurance

Slide 10

Page 10: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Some familiar models

• The project plan is a model– The resources, activities, effort, costs, risks and

future decision making

• System requirements are a model– The “what and how” of the system– What: the features and functionality– How: how the system works (fast, secure,

reliable)

• User personas (16 year old gamer, 30 year old security hacker, 50 year old Man United fan).

Intelligent Testing, Improvement and Assurance

Slide 11

Page 11: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Where quality comes from

• Quality is the outcome of a comparison– Our mental model of perfection– Our experience of reality

• Mental models are internal,personal and unique to us

• We could share them using somekind of Vulcan mind meld

• But usually, we can write them down or we can talk about them

• However we communicate, there is noise and information gets corrupted/lost in translation.

Intelligent Testing, Improvement and Assurance

Slide 12

Page 12: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

A quality model?

• The requirements and design describe the behaviour of a system

• Functional– Mapping test cases to requirements is all we need

• Non-Functional– All technical attributes are defined and measured

• Quality and therefore testing assumes a model– Often undocumented, the model may not be shared,

understood, complete, consistent, correct…

Intelligent Testing, Improvement and Assurance

Slide 13

Page 13: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Test design is based on models• Models describe the environment, system, usage,

users, goals, risks• They simplify the context of the test - irrelevant or

negligible details are ignored in the model• Focus attention on a particular aspect of the

behaviour of the system• Generate a set of unique and diverse tests (within

the context of the model)• Enable the testing to be estimated, planned,

monitored and evaluated for its completeness (coverage).

• Models help us to select tests in a systematic way.

Slide 14

Page 14: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Examples of test models

• A checklist or sets of criteria– Goals, risks, process paths, interfaces, message

type…

• Diagrams from requirements or design documents

• Analyses of narrative text or tables• Some models are documented, many models

are never committed to paper– Can be mental models constructed specifically to

guide the tester whilst they explore the system under test and guide their next action.

Slide 15

Page 15: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Sources of models

• Test Basis– We analyse the text or diagrams or information that describe

required behaviour (or use past experience and knowledge)

• System architecture:– We identify testable items in its user-interface, structure or

internal design

• Modes of failure (product risks):– We identify potential ways in which the system might fail

that are of concern to stakeholders

• Usage patterns:– We focus on the way the system will be used, operated and

interacted with in a business context using personas

• Everything looks fine – doesn’t it?

Intelligent Testing, Improvement and Assurance

Slide 16

Page 16: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

But all models (over-)simplify• But requirements are never perfect, not all

attributes can be meaningfully measured• Models incorporate implicit assumptions and

are approximate representations• All test models are heuristic, useful in some

situations, always incomplete and fallible• Before we adopt a model, we need to know:

– What aspects of the behaviour, design, modes of failure or usage the model helps us to identify

– What assumptions and simplifications it includes (explicitly or implicitly).

Slide 17

Page 17: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Formality

• Formal test models– Derived from analyses of requirements or code– Quantitative coverage measure can be obtained from a

formal test mode (mostly)

• Informal test models– E.g. some models are just lists of modes of failure, risks

or vulnerabilities.– Informal models cannot be used to define quantitative

coverage measures

• Ad-hoc models– Some models can be ad-hoc, invented by the tester just

before or even during testing– Can be formal or informal.

Slide 18

Page 18: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Examples of Models

Intelligent Testing, Improvement and Assurance

Slide 19

Page 19: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Basic test design techniques are based on the simplest models• Equivalence partitions and boundary

values:– Presume single input, single output

responses– All values in partitions are equivalent, but

the boundaries are the most important

• These techniques are useful, but they date from the ‘green-screen’ era.

Intelligent Testing, Improvement and Assurance

Slide 20

Page 20: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

“Green Screen” equivalence model• Single input, single

output• All input is classified

and partitioned with rules

• One test per rule is enough!

• But we don’t consider:– The state of the

system– Combinations of

values.

Slide 21

If m<1 then“Error”

Else if m>12 then “Error”

Else“OK”

Single Input

Single Output

Intelligent Testing, Improvement and Assurance

Page 21: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

State Transition Testing

Slide 22

StartState

RoomRequested

RoomBooked

OnWaiting

List

OvernightStay

BookingCancelled

CheckoutRoom availableDecrement room count

Room request None

Customer arrives None

Customer paysIncrement roomcount

No room availableAdd to waiting list

Customer cancelsRemove from waitinglist

Room availableDecrement room count

Customer cancelsIncrement roomcount

Intelligent Testing, Improvement and Assurance

Page 22: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

But the number of states is infinite!• State-Transition considers:

– The states of the system and– The valid/invalid transitions between states

• Some systems have many, many states– A real-time system e.g. telecoms switch may

have 25,000 distinct states– State may depend on many variables that

can have infinite values in combination

• How confident can we be in this model?

Intelligent Testing, Improvement and Assurance

Slide 23

Page 23: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

End-to-end/transaction-flow tests• End–to-end tests can follow a path

through a process or a user journey• The mechanics of the experience are

simulated but…

Intelligent Testing, Improvement and Assurance

Slide 24

Page 24: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Bad experience leads to attrition

Slide 25

• Typical form-filling on government sites intended to allow citizens to ‘apply online’ Page 1 Page 2 Page 6Page 5Page 4Page 3 Page 7

45% 72% 48% 21% 85% 80% Conversion by page

45% 32% 16% 3% 3% 2% Cumulative

• Every page ‘works’ but the user-experience is so poor that only 2% finish the journey

• Modelling the journey is good, but not enough…• We need to model the experience too.

Page 25: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Models and Stakeholders

Intelligent Testing, Improvement and Assurance

Slide 26

Page 26: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Stakeholders and test models• Stakeholders may not tell testers to

use specific test models; you need to explain them to stakeholders so they understand

• The challenge(s):– Stakeholders may be of the opinion that

the models you propose generate too few tests to be meaningful or too many to be economic

– We need to engage stakeholders.Slide 27

Page 27: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

‘Measuring quality’ feels good but…• Measurable quality attributes make

techies feel good, but they don’t help stakeholders if they can’t be related to experience

• If statistics don’t inform the stakeholders’ vision or model of quality– We think we do a good job– They think we waste their time and

money.Intelligent Testing, Improvement and

AssuranceSlide 28

Page 28: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Relevance

• Documented or not, testers need and use models to identify what is important and what to test

• A control flow graph has meaning (and value) to a programmer but not to an end-user

• An equivalence partition may have meaning to users but not the CEO of the company

• Control flow, equivalence partitions are models that have value in some, but never all, contexts.

Slide 29

Page 29: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance

Helping stakeholders to make better decisions is the tester’s goal• We need models that

– Do more than identify tests– Take account of the stakeholders’ perspective

and have meaning in the context of their decision-making

• If we ‘measure quality’ using technical models– We delude both our stakeholders and ourselves

into thinking we are in control of Quality– We’re not.

Slide 30

Page 30: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Failures of Systems,

Failures of Models

Intelligent Testing, Improvement and Assurance

Slide 31

Page 31: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

F-16 bug (found in flight)

• One of the early problems was that you could flip the plane over and the computer would gladly let you drop a bomb or fuel tank. It would drop, dent the wing, and then roll off.

• http://catless.ncl.ac.uk/Risks/3.44.html#subj1.1

Intelligent Testing, Improvement and Assurance

Slide 32

Poor test model

Page 32: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Slide 33

Poor test model

Page 33: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Intelligent Testing, Improvement and Assurance Slide 34

Poor test model

Page 34: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

2. Web Sub-System

Web Server

1. Application (objects)Sub-System

Database Server

Banking System (Credit Card Processor)

Legacy System(s)

3. Order Processing Sub-System

4. Full E-Business System

Scope of testing for E-Commerce

People

Process

Training

Environment

Page 35: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Test strategy

Intelligent Testing, Improvement and Assurance

Slide 36

• Our test strategy must align with our model of quality and our risk-assessmentTest Phase Focus

Requirements, design etc. Relevance, correctness, completeness, ambiguity etc.

Component Input validation, correct behaviour, output validation, statement and branch coverage

Integration Correct, authorised transfer of control, exchange of data, consistency of use and reconciliations

System (-system) End-to-end accuracy, consistency, security, performance and reliability

Acceptance Alignment to business goals, end-to-end ease of use and experience, successful outcomes, user personas

Every focus area requires test

model(s)

Page 36: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Failure of testing is usually a failure in a test model• If the right models are selected, and

commitment is made to cover them– The testing usually gets done

• But often, no model is explicitly selected at all• Where a model fails, it is usually wrong

because:– The model does not represent reality– The scope of the model is too narrow– The model ignores critical aspects (context, people,

process, environment or training/capability).

Intelligent Testing, Improvement and Assurance

Slide 37

Page 37: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Close

• We need to understand what quality is before we can pursue and achieve it

• Testing often fails because test models are not used or understood

• Testers need models to test but the ‘standard’ quality models are too simple

• We need to take stakeholder views into account to create relevant testing models

• Using models sounds techy, but it’s completely natural – it’s part of what makes us human.

Intelligent Testing, Improvement and Assurance

Slide 38

Page 38: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

Assurance is NOT Quality Assurance

It’s not about proof or guarantees,

eitherIntelligent Testing,

Improvement and AssuranceSlide 39

Page 39: The Pursuit of Quality - Chasing Tornadoes or Just Hot Air?

The Pursuit of Quality: Chasing Tornadoes or Just Hot Air?

Slide 40Intelligent Testing, Improvement and Assurance

gerrardconsulting.commaelscrum.com

businessstorymanager.com test-axioms.com

uktmf.com

@paul_gerrard