the relevance of urban resilience for strategic planning in coastal metropolitan regions: a...
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The Relevance of Urban Resilience for Strategic Planning in Coastal Metropolitan Regions: A comparative study of Taiwan and the Netherlands
Peiwen Lu PhD candidate in Dept. of Urbanism, Faculty of Architecture, Delft University of Technology Julianalaan 134, 2628BL, Delft, The Netherlands
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I. Theoretical framework
Timeframe
1 2 3 4
II. Research structure
III. Current results
IV. Issues and discussions
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The uncertainty of climate disturbances enhance and reframe the concepts in planning decision-making.
Climate relevant concepts
I. Theoretical framework
Cross-national comparison
Governance and implementations
Transnational comparison offers a broadened view of strategic spatial planning
How well can and does planning strategies address in planning practices?
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Climate relevant concepts
I. Theoretical framework
Cross-national comparison
Governance and implementations
ADGER, W. NEIL 2000. Social and ecological resilience: are they related? Progress in Human Geography, 24, 347-364.
FOSTER, KATHRYN A. 2006. A Case Study Approach to Understanding Regional Resilience. In: FOSTER, K. A. (ed.) Annual Conference of the Association of Collegiate Schools of Planning, Fort Worth. Texas.
IPCC 2001. Summary for Policymakers to Climate Change 2001: Synthesis Report of the IPCC Third Assessment Report. Wembley.
SCHLAGER, E. 2007. A comparison of frameworks, theories, and models of policy processes. In: SABATIER, P. A. (ed.) Theories of the policy process. Boulder: Westview Press. CEC 1997. The EU
Compendium of Spatial Planning Systems and Policies- Regional Development Studies 28. Luxembourg.
NADIN, VINCENTand STEAD, DOMINIC 2008. European spatial planning systems, social models and learning. disP-The Planning Review, 172, 35-47.
SABATIER, PAUL A. 1998. The advocacy coalition framework: revisions and relevance for Europe. 5, 1, 98-130.
HEALEY, PATSY 1997. An Institutionalist Approach to Spatial Planning. In: HEALEY, P., et al. (eds.) Making Strategic Spatial Plans-Innovation in Europe. London: UCL Press.
ALBRECHTS, LOUIS 2004. Strategic (spatial) planning reexamined. Environment and Planning B: Planning and Design, 31, 743-758.
FALUDI, ANDREAS 2000. The Performance of Spatial Planning. Planning Practice and Research, 15, 299-318.
HEALEY, PATSY 1997. Collaborative planning. Shaping places in fragmented societies, London, MacMillan.
HEALEY, PATSY 2006. Urban complexity and spatial strategies : towards a relational planning for our times, New York, Routledge.
ALBRECHTS, LOUIS, et al. 2003. Strategic Spatial Planning and Regional Governance in Europe. Journal of the American Planning Association, 69, 113-129.
LINNENLUECKE, MARTINAand GRIFFITHS, ANDREW 2010. Beyond Adaptation: Resilience for Business in Light of Climate Change and Weather Extremes. Business & Society, 49, 477-511.
WHITE, IAIN 2010. Risk, resilience and spatial planning. Water and the city: risk, resilience and planning for a sustainable future Oxon: Routledge.
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Resilient concepts
policy-making implementations
Resilient concepts
policy-making implementations
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Climate relevant concepts Cross-national comparison Governance and implementations
Kaohsiung, Taiwan
Rotterdam, The Netherlands
I. Theoretical framework
II. Research structure
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Rotterdam Kaohsiung
Water Planning Water
Planning
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Whether and how resilient concepts take into account in various contexts of decision-making for flood risk management?
In terms of flooding issues, how well can and does the interpretation of strategic planning address on both the institutions and implementations?
Resilient concepts
policy-making implementations
YIN, ROBERT K. 2003. Case study research: design and methods, Thousand Oaks, London, New Delhi, Sage Publications, Inc. .
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Rotterdam III. Current results
Source: Foster (2006)
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Rotterdam III. Current results
Stage
Assessment criteria How well can and does city assess its vulnerabilities to disturbances and its capacity for responding to disaster?
Overarching Question
The capacity (actors, policies, processes, relations and resources) to: -monitor current conditions -predict regional trends and patterns -identify and assess the probability of risks and disturbances -set up ‘priorities’ based on risk assessments and probabilities -learn from the lessens in the past -invest and develop scientific scenarios for risk assessments -communicate findings (concepts, skills, actions) in planning policy -collaborate decision-making in different levels of governance
Measures/ Indicators
(refer to FOSTER, 2006)
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Rotterdam III. Current results
Stage
Readiness criteria How well can and does city ready itself to response the assessments and potential disturbances?
Overarching Question
The capacity (actors, policies, processes, relations and resources) to: -forecast -authorise and mandate infrastructural actions -coordinate readiness actions -innovate and propose economic-benefit actions -imply and enhance actions -rise up public awareness and preparation education
Measures/ Indicators
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Rotterdam III. Current results
Stage
Response criteria How effectively, in absolute and relative terms, does city respond to actual disturbances?
Overarching Question
How well does city respond in terms of, -react at appropriate (not under- or overreacting) level to disturbance -contain and minimise physical, economic and social damage and other negative outcomes resulting from disturbance -sustain viable, cost-effective levels of service delivery -leverage and use effective networks of internal and external relations -demonstrate effective leadership in authorising, coordinating, communicating and taking actions to response the disturbance -perform capable relations to other places that have similar disturbances -frame the nature and response to the disturbance in media and other communication outlets
Measures/ Indicators
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Rotterdam III. Current results
Stage
Recovery criteria How effectively, in absolute and relative terms, does the region recover from the disturbance and learn from its lessons and insights?
Overarching Question
How well does the region recover from disturbance in terms of, -repair systems damaged in the disturbance -the speed of return to expected levels of regional functioning -the quality of back-up systems needed to bridge recovery period
Measures/ Indicators
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I. Theoretical framework
II. Research structure Water Planning
Rotterdam III. Current results
Climate relevant concepts Cross-national comparison Governance and implementations
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Water Planning
I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
III. Current results Rotterdam
In spite of different approaches and interests, planning decision-making in the city of Rotterdam has considered in the first two stages of preparation resilience. Instead of learning from previous experiences, the uncertainty of climate-related floods causes planning decision-making move closer and closer to knowledge-oriented predictions and scientific scenarios. Knowledge formation therefore becomes crucial in planning decision-making in this era.
Rotterdam’s empirical study indicates the multi-level collaboration seems to be the central issues in spatial planning for proposing climate strategies. The municipality is particularly active in cooperation with national (climate knowledge projects), provincial (water resistant projects), and international (experience exchange with other delta cities) levels. Local authorities aim to produce a joint circumstance which enhances the city’s flood risk preparation meanwhile sets up water expertise image for economic profits.
Officially, water is proclaimed as an ordering element, yet actual spatial developments still follow lines of economic and social priorities as executed by institutional powers.
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Water Planning
I. Theoretical framework
II. Research structure
III. Current results
Climate relevant concepts Cross-national comparison Governance and implementations
Regard to water issues, planning decision-making approach is very different between Tainan and Kaohsiung, which also shape the physical environment variously.
Water Planning
Kaohsiung & Tainan
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Water Planning
I. Theoretical framework
II. Research structure
III. Current results
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Kaohsiung & Tainan
Traditional flood management The spatial-water-adaptive flood management
In terms of water and spatial characteristics
Pumping, dikes, drainage Natural retention and storage
Rapid drainage Retaining (maximum) location-specific water
Sectoral objectives Integrated with spatial development
Reactive, protective and strength Proactive, adaptive and resilience
Standardised and uniform Local-based strategies in diversity
Precise and fixed Blur and hard to estimate
(refer to Wolsink, 2008)
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Water Planning
I. Theoretical framework
II. Research structure
III. Current results
Climate relevant concepts Cross-national comparison Governance and implementations
Water Planning
Kaohsiung & Tainan
Traditional flood management The spatial-water-adaptive flood management
In terms of governance characteristics
Control Open
Technocratic (professional sectors) Societal anticipation (groups of interests)
Juridical procedure focus Societal development process focus
Hierarchical, centralised, close and exclusive
Collaborative, decentralised, open and participative
Communication to explain Communication as mutual learning for decision-making
Monistic Pluralistic
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The 1990s
The 2000s
The 2010s
In terms of water and spatial characteristics Traditional flood management
The spatial-water-adaptive flood management
In terms of governance characteristics Traditional flood management
The spatial-water-adaptive flood management
Pumping, dikes, drainage
Rapid drainage
Reactive, protective and
strength
Standardised and uniform
Precise and fixed
Sectoral objectives
Open
Technocratic (water sectors)
Societal anticipation (the NGOs)
Juridical procedure focus
Hierarchical, centralised, close and exclusive
Collaborative, decentralised, open and participative
Communication to explain
Monistic
Control
Pumping, dikes, drainage
Rapid drainage
Reactive, protective and
strength
Standardised and uniform
Precise and fixed
Sectoral objectives
Open
Societal anticipation (the NGOs)
Collaborative, decentralised, open and participative
Natural retention and storage
Retaining (maximum) location-specific water
Proactive, adaptive and
resilience
Societal development process focus
Communication as mutual learning for decision-making
Pluralistic
Kaohsiung
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The 1990s
The 2000s
The 2010s
In terms of water and spatial characteristics Traditional flood management
The spatial-water-adaptive flood management
In terms of governance characteristics Traditional flood management
The spatial-water-adaptive flood management
Tainan
Pumping, dikes, drainage
Natural retention and storage
Rapid drainage
Retaining (maximum) location-specific water
Integrated with spatial development
Reactive, protective and
strength
Proactive, adaptive and resilience
Standardised and uniform
Local-based strategies in diversity
Precise and fixed
Control
Technocratic (engineers+planners.)
Societal development process focus
Hierarchical, centralised, close and
exclusive
Collaborative, decentralised, open and participative (within the gov.)
Communication as mutual learning for decision-making (within the gov.)
Monistic
Pumping, dikes, drainage
Natural retention and storage
Rapid drainage
Retaining (maximum) location-specific water
Integrated with spatial development
Reactive, protective and
strength
Proactive, adaptive and resilience
Standardised and uniform
Local-based strategies in diversity
Precise and fixed
Control
Technocratic (engineers+planners.)
Societal development process focus
Hierarchical, centralised, close and
exclusive
Collaborative, decentralised, open and participative (within the gov.)
Communication as mutual learning for decision-making (within the gov.)
Monistic
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The 1990s The 2000s The 2010s
The Meinung Reservoir issue (1992)
Academics
Annual floodings(2009)
Climate relevant concepts Cross-national comparison Governance and implementations
Kaohsiung
Hydraulic engineers
Hydraulic engineers
Hydraulic engineers
NGOs and local groups
Academics
NGOs and local groups
Planning decision-‐making
Hydraulic engineers
The STSP project (1996)
Tainan
Hydraulic engineers
Planning decision-‐making
Academics
Hydraulic engineers
Planning decision-‐making
Academics
NGOs and local groups
(Healey, 1997; 2007)
Annual floodings(2009)
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I. Theoretical framework
II. Research structure
Climate relevant concepts Cross-national comparison Governance and implementations
III. Current results
In spite of having the same national framework, local policy making process in two municipalities has massively different. In Tainan, planners and decision-makers take resilient concepts, regarding to their own sketchy understandings, in policy-making and flood-resistant programmes. In Kaohsiung, resilient concepts are considered as arguments fighting for hydraulic professions. It is often taken by local groups, academics and NGOs to negotiate with the government.
Regarding to strategies for flood risk management, planning policies in Tainan generally direct the implementations. However, implementations in Kaohsiung not always follow the direction of spatial policies. Spatial developments in Kaohsiung still mainly follow lines of national decisions, economic and social preferences as the priority.
Water Planning
Kaohsiung & Tainan
Planning decision-making in Tainan has closer collaborations with hydraulic sectors (after the STSP project) than in Kaohsiung. However, it is technocratic and exclusive within the professions. In Kaohsiung, a shifting paradigm in flood management occur since the late 2000s. Planning decision-making now is open and pluralistic while lacks of practical strategies.
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Resilient concepts
policy-making implementations
Climate relevant concepts Cross-national comparison Governance and implementations
IV. Issues and discussions
I. Theoretical framework
II. Research structure
III. Current results
Does Dutch cities share the similar context of decision-making for flood risk management?
Planning matters
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IV. Issues and discussions
I. Theoretical framework
II. Research structure
III. Current results
The Netherlands Taiwan Climate relevant concepts Cross-national comparison Governance and implementations
Tainan
Kaohsiung
XX
Rotterdam