the relevance of urban resilience for strategic planning in coastal metropolitan regions: a...

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Titel van de presentatie !"#$%#&'&#((%() *!$+#$,)- 1 The Relevance of Urban Resilience for Strategic Planning in Coastal Metropolitan Regions: A comparative study of Taiwan and the Netherlands Peiwen Lu PhD candidate in Dept. of Urbanism, Faculty of Architecture, Delft University of Technology Julianalaan 134, 2628BL, Delft, The Netherlands

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Page 1: The Relevance of Urban Resilience for Strategic Planning in Coastal Metropolitan Regions:  A comparative study of Taiwan and the Netherlands

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The Relevance of Urban Resilience for Strategic Planning in Coastal Metropolitan Regions: A comparative study of Taiwan and the Netherlands

Peiwen Lu PhD candidate in Dept. of Urbanism, Faculty of Architecture, Delft University of Technology Julianalaan 134, 2628BL, Delft, The Netherlands

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I. Theoretical framework

Timeframe

1 2 3 4

II. Research structure

III. Current results

IV. Issues and discussions

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The uncertainty of climate disturbances enhance and reframe the concepts in planning decision-making.

Climate relevant concepts

I. Theoretical framework

Cross-national comparison

Governance and implementations

Transnational comparison offers a broadened view of strategic spatial planning

How well can and does planning strategies address in planning practices?

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Climate relevant concepts

I. Theoretical framework

Cross-national comparison

Governance and implementations

ADGER, W. NEIL 2000. Social and ecological resilience: are they related? Progress in Human Geography, 24, 347-364.

FOSTER, KATHRYN A. 2006. A Case Study Approach to Understanding Regional Resilience. In: FOSTER, K. A. (ed.) Annual Conference of the Association of Collegiate Schools of Planning, Fort Worth. Texas.

IPCC 2001. Summary for Policymakers to Climate Change 2001: Synthesis Report of the IPCC Third Assessment Report. Wembley.

SCHLAGER, E. 2007. A comparison of frameworks, theories, and models of policy processes. In: SABATIER, P. A. (ed.) Theories of the policy process. Boulder: Westview Press. CEC 1997. The EU

Compendium of Spatial Planning Systems and Policies- Regional Development Studies 28. Luxembourg.

NADIN, VINCENTand STEAD, DOMINIC 2008. European spatial planning systems, social models and learning. disP-The Planning Review, 172, 35-47.

SABATIER, PAUL A. 1998. The advocacy coalition framework: revisions and relevance for Europe. 5, 1, 98-130.

HEALEY, PATSY 1997. An Institutionalist Approach to Spatial Planning. In: HEALEY, P., et al. (eds.) Making Strategic Spatial Plans-Innovation in Europe. London: UCL Press.

ALBRECHTS, LOUIS 2004. Strategic (spatial) planning reexamined. Environment and Planning B: Planning and Design, 31, 743-758.

FALUDI, ANDREAS 2000. The Performance of Spatial Planning. Planning Practice and Research, 15, 299-318.

HEALEY, PATSY 1997. Collaborative planning. Shaping places in fragmented societies, London, MacMillan.

HEALEY, PATSY 2006. Urban complexity and spatial strategies : towards a relational planning for our times, New York, Routledge.

ALBRECHTS, LOUIS, et al. 2003. Strategic Spatial Planning and Regional Governance in Europe. Journal of the American Planning Association, 69, 113-129.

LINNENLUECKE, MARTINAand GRIFFITHS, ANDREW 2010. Beyond Adaptation: Resilience for Business in Light of Climate Change and Weather Extremes. Business & Society, 49, 477-511.

WHITE, IAIN 2010. Risk, resilience and spatial planning. Water and the city: risk, resilience and planning for a sustainable future Oxon: Routledge.

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Resilient concepts

policy-making implementations

Resilient concepts

policy-making implementations

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Climate relevant concepts Cross-national comparison Governance and implementations

Kaohsiung, Taiwan

Rotterdam, The Netherlands

I. Theoretical framework

II. Research structure

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Rotterdam Kaohsiung

Water Planning Water

Planning

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Whether and how resilient concepts take into account in various contexts of decision-making for flood risk management?

In terms of flooding issues, how well can and does the interpretation of strategic planning address on both the institutions and implementations?

Resilient concepts

policy-making implementations

YIN, ROBERT K. 2003. Case study research: design and methods, Thousand Oaks, London, New Delhi, Sage Publications, Inc. .

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Rotterdam III. Current results

Source: Foster (2006)

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Rotterdam III. Current results

Stage

Assessment criteria How well can and does city assess its vulnerabilities to disturbances and its capacity for responding to disaster?

Overarching Question

The capacity (actors, policies, processes, relations and resources) to: -monitor current conditions -predict regional trends and patterns -identify and assess the probability of risks and disturbances -set up ‘priorities’ based on risk assessments and probabilities -learn from the lessens in the past -invest and develop scientific scenarios for risk assessments -communicate findings (concepts, skills, actions) in planning policy -collaborate decision-making in different levels of governance

Measures/ Indicators

(refer to FOSTER, 2006)

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Rotterdam III. Current results

Stage

Readiness criteria How well can and does city ready itself to response the assessments and potential disturbances?

Overarching Question

The capacity (actors, policies, processes, relations and resources) to: -forecast -authorise and mandate infrastructural actions -coordinate readiness actions -innovate and propose economic-benefit actions -imply and enhance actions -rise up public awareness and preparation education

Measures/ Indicators

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Rotterdam III. Current results

Stage

Response criteria How effectively, in absolute and relative terms, does city respond to actual disturbances?

Overarching Question

How well does city respond in terms of, -react at appropriate (not under- or overreacting) level to disturbance -contain and minimise physical, economic and social damage and other negative outcomes resulting from disturbance -sustain viable, cost-effective levels of service delivery -leverage and use effective networks of internal and external relations -demonstrate effective leadership in authorising, coordinating, communicating and taking actions to response the disturbance -perform capable relations to other places that have similar disturbances -frame the nature and response to the disturbance in media and other communication outlets

Measures/ Indicators

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Rotterdam III. Current results

Stage

Recovery criteria How effectively, in absolute and relative terms, does the region recover from the disturbance and learn from its lessons and insights?

Overarching Question

How well does the region recover from disturbance in terms of, -repair systems damaged in the disturbance -the speed of return to expected levels of regional functioning -the quality of back-up systems needed to bridge recovery period

Measures/ Indicators

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I. Theoretical framework

II. Research structure Water Planning

Rotterdam III. Current results

Climate relevant concepts Cross-national comparison Governance and implementations

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Water Planning

I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

III. Current results Rotterdam

In spite of different approaches and interests, planning decision-making in the city of Rotterdam has considered in the first two stages of preparation resilience. Instead of learning from previous experiences, the uncertainty of climate-related floods causes planning decision-making move closer and closer to knowledge-oriented predictions and scientific scenarios. Knowledge formation therefore becomes crucial in planning decision-making in this era.

Rotterdam’s empirical study indicates the multi-level collaboration seems to be the central issues in spatial planning for proposing climate strategies. The municipality is particularly active in cooperation with national (climate knowledge projects), provincial (water resistant projects), and international (experience exchange with other delta cities) levels. Local authorities aim to produce a joint circumstance which enhances the city’s flood risk preparation meanwhile sets up water expertise image for economic profits.

Officially, water is proclaimed as an ordering element, yet actual spatial developments still follow lines of economic and social priorities as executed by institutional powers.

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Water Planning

I. Theoretical framework

II. Research structure

III. Current results

Climate relevant concepts Cross-national comparison Governance and implementations

Regard to water issues, planning decision-making approach is very different between Tainan and Kaohsiung, which also shape the physical environment variously.

Water Planning

Kaohsiung & Tainan

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Water Planning

I. Theoretical framework

II. Research structure

III. Current results

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Kaohsiung & Tainan

Traditional flood management The spatial-water-adaptive flood management

In terms of water and spatial characteristics

Pumping, dikes, drainage Natural retention and storage

Rapid drainage Retaining (maximum) location-specific water

Sectoral objectives Integrated with spatial development

Reactive, protective and strength Proactive, adaptive and resilience

Standardised and uniform Local-based strategies in diversity

Precise and fixed Blur and hard to estimate

(refer to Wolsink, 2008)

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Water Planning

I. Theoretical framework

II. Research structure

III. Current results

Climate relevant concepts Cross-national comparison Governance and implementations

Water Planning

Kaohsiung & Tainan

Traditional flood management The spatial-water-adaptive flood management

In terms of governance characteristics

Control Open

Technocratic (professional sectors) Societal anticipation (groups of interests)

Juridical procedure focus Societal development process focus

Hierarchical, centralised, close and exclusive

Collaborative, decentralised, open and participative

Communication to explain Communication as mutual learning for decision-making

Monistic Pluralistic

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The 1990s

The 2000s

The 2010s

In terms of water and spatial characteristics Traditional flood management

The spatial-water-adaptive flood management

In terms of governance characteristics Traditional flood management

The spatial-water-adaptive flood management

Pumping, dikes, drainage

Rapid drainage

Reactive, protective and

strength

Standardised and uniform

Precise and fixed

Sectoral objectives

Open

Technocratic (water sectors)

Societal anticipation (the NGOs)

Juridical procedure focus

Hierarchical, centralised, close and exclusive

Collaborative, decentralised, open and participative

Communication to explain

Monistic

Control

Pumping, dikes, drainage

Rapid drainage

Reactive, protective and

strength

Standardised and uniform

Precise and fixed

Sectoral objectives

Open

Societal anticipation (the NGOs)

Collaborative, decentralised, open and participative

Natural retention and storage

Retaining (maximum) location-specific water

Proactive, adaptive and

resilience

Societal development process focus

Communication as mutual learning for decision-making

Pluralistic

Kaohsiung

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The 1990s

The 2000s

The 2010s

In terms of water and spatial characteristics Traditional flood management

The spatial-water-adaptive flood management

In terms of governance characteristics Traditional flood management

The spatial-water-adaptive flood management

Tainan

Pumping, dikes, drainage

Natural retention and storage

Rapid drainage

Retaining (maximum) location-specific water

Integrated with spatial development

Reactive, protective and

strength

Proactive, adaptive and resilience

Standardised and uniform

Local-based strategies in diversity

Precise and fixed

Control

Technocratic (engineers+planners.)

Societal development process focus

Hierarchical, centralised, close and

exclusive

Collaborative, decentralised, open and participative (within the gov.)

Communication as mutual learning for decision-making (within the gov.)

Monistic

Pumping, dikes, drainage

Natural retention and storage

Rapid drainage

Retaining (maximum) location-specific water

Integrated with spatial development

Reactive, protective and

strength

Proactive, adaptive and resilience

Standardised and uniform

Local-based strategies in diversity

Precise and fixed

Control

Technocratic (engineers+planners.)

Societal development process focus

Hierarchical, centralised, close and

exclusive

Collaborative, decentralised, open and participative (within the gov.)

Communication as mutual learning for decision-making (within the gov.)

Monistic

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The 1990s The 2000s The 2010s

The Meinung Reservoir issue (1992)

 Academics  

Annual floodings(2009)

Climate relevant concepts Cross-national comparison Governance and implementations

Kaohsiung

Hydraulic engineers

Hydraulic engineers

Hydraulic engineers

NGOs and local groups

 Academics  

NGOs and local groups

Planning  decision-­‐making    

Hydraulic engineers

The STSP project (1996)

Tainan

Hydraulic engineers

Planning  decision-­‐making  

Academics  

Hydraulic engineers

Planning  decision-­‐making  

Academics  

NGOs and local groups

(Healey, 1997; 2007)

Annual floodings(2009)

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I. Theoretical framework

II. Research structure

Climate relevant concepts Cross-national comparison Governance and implementations

III. Current results

In spite of having the same national framework, local policy making process in two municipalities has massively different. In Tainan, planners and decision-makers take resilient concepts, regarding to their own sketchy understandings, in policy-making and flood-resistant programmes. In Kaohsiung, resilient concepts are considered as arguments fighting for hydraulic professions. It is often taken by local groups, academics and NGOs to negotiate with the government.

Regarding to strategies for flood risk management, planning policies in Tainan generally direct the implementations. However, implementations in Kaohsiung not always follow the direction of spatial policies. Spatial developments in Kaohsiung still mainly follow lines of national decisions, economic and social preferences as the priority.

Water Planning

Kaohsiung & Tainan

Planning decision-making in Tainan has closer collaborations with hydraulic sectors (after the STSP project) than in Kaohsiung. However, it is technocratic and exclusive within the professions. In Kaohsiung, a shifting paradigm in flood management occur since the late 2000s. Planning decision-making now is open and pluralistic while lacks of practical strategies.

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Resilient concepts

policy-making implementations

Climate relevant concepts Cross-national comparison Governance and implementations

IV. Issues and discussions

I. Theoretical framework

II. Research structure

III. Current results

Does Dutch cities share the similar context of decision-making for flood risk management?

Planning matters

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IV. Issues and discussions

I. Theoretical framework

II. Research structure

III. Current results

The Netherlands Taiwan Climate relevant concepts Cross-national comparison Governance and implementations

Tainan

Kaohsiung

XX

Rotterdam