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Transition for Youth with Disabilities to Adult Health Care: How to make it a Successful Part of your Everyday Practice Patience H. White, MD, MA, FAAP Professor of Medicine and Pediatrics George Washington University School of Medicine and Health Sciences DC Health Care Transition Learning Collaborative

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Page 1: Transition for Youth with Disabilities to Adult Health

Transition for Youth with Disabilities to Adult Health Care: How to make it a Successful Part

of your Everyday Practice

Patience H. White, MD, MA, FAAPProfessor of Medicine and Pediatrics

George Washington University School of Medicine and Health Sciences

DC Health Care Transition Learning Collaborative

Page 2: Transition for Youth with Disabilities to Adult Health

Faculty Disclosure Information

In the past 12 months, I have had no relevant financial relationships with the manufacturer(s) of any commercial

product(s) and/or provider(s) of commercial services discussed in this CME activity.

I do not intend to discuss an unapproved/investigative use of a commercial product/device in this presentation.

Page 3: Transition for Youth with Disabilities to Adult Health

Opening Questions About your Transition

• Are you seeing an adult physician?• If yes, what do you remember about your

adolescent/young adult years and health care‐when did you leave your pediatrician and move to an adult health care provider?

• Was your health care continuous or was there a gap? If yes, why?

• Did you leave actively or passively?

Page 4: Transition for Youth with Disabilities to Adult Health

Learning Objectives

• List the key elements of the national academies’

YSHCN and HCPs’ perspective on transition from

pediatric to adult healthcare• Discuss the role/responsibilities of

HCPs/coordinators in the transition process• Discuss the new Clinical Report on Transition from

the AAP, ACP and AAFP and early dissemination by learning collaboratives

Page 5: Transition for Youth with Disabilities to Adult Health

DEFINITIONS

Page 6: Transition for Youth with Disabilities to Adult Health

“Children and youth with special health care

needs (CYSHCN) are those who have or are at

increased risk for a chronic physical,

developmental, behavioral, or emotional

condition and who also require health and related

services of a type or amount beyond that

required by children generally.”

Source: McPherson, M., et al. (1998). A New Definition of Children

with Special Health Care Needs. Pediatrics. 102(1);137‐139.

Who Are Youth with Disabilities/Special Health Care Needs (YSHCN) in US?

Page 7: Transition for Youth with Disabilities to Adult Health

How many US CYSHCN need transition planning?

Nationwide 10,221,439 (13.9%) <18

Title V CYSHCN 1,839,883 ( 0-18*)

SSI Recipients 953,295 ( 0-16)

*Sources:

1. www.cshcndata.org 2005‐20062. Title V Block Grant FY 2007, www.mchb.hrsa.gov

* Most State Title V CSHCN Programs end at age 183. SSA, Children Receiving SSI, December 2007, www.ssa.gov

Page 8: Transition for Youth with Disabilities to Adult Health

What is Health Care Transition?

Components of successful transition

• Self-Determination• Person Centered Planning• Prep for Adult health care• Work /Independence

• Inclusion in community life• Start Early

Transition is the deliberate, coordinated provision of developmentally appropriate and culturally competent health assessments, counseling, and referrals.

Page 9: Transition for Youth with Disabilities to Adult Health

The Transition ProcessThe Transition Process

Referral & Transfer of Care

Pediatric Care Adult Care

Transition

SOURCE: Rosen DS. Grand Rounds: All Grown up and Nowhere to Go: Transition From Pediatric to Adult Health Care for Adolescents With Chronic

Conditions. Presented at: Children’s Hospital of Philadelphia; Philadelphia, PA, 2003

Page 10: Transition for Youth with Disabilities to Adult Health

US Data on Youth and Transition • Youth with Special Health Care Needs (YSHCN) who

transition without specific transition services have:– poor outcomes compared to their peers (health, work, education)– Less insurance consistency – higher rates of hospitalization and advanced care – Less achievement of adult social roles

• Two‐thirds of CSHCN experience at least one adverse transition events: – do not have a usual source of care– unmet need for health care, delay in care the last 6 months, – uninsured or inconsistency in insurance coverage– Less work experience– Lower education level– Lower income (more likely to live below FPL on SSI)

‐National Survey 2005/6, Salkever 2000, Van Naarden 2006, Wolf‐Branigin 2007, Lotstein DS 2008

Page 11: Transition for Youth with Disabilities to Adult Health

Needs Assessment for Washington DC Transition Program 1990s:

Youth are less interested in any transition organized around medical

issues and more interested in a transition to financial and

social independence

Page 12: Transition for Youth with Disabilities to Adult Health

Adolescent Employment Readiness CenterAERC

• Consultative Transition Program based on educational and career (NOT medical) readiness in Children’s Hospital

• Career readiness assessments begin at age 12

• Individual and group programs, age/capacity based

• Volunteer work experiences

• Over 2,000 youth served over 8 years

• Process and return on investment evaluation

Page 13: Transition for Youth with Disabilities to Adult Health

RESULTS • After 1 Year in a non medical transition program,

active* 13 year olds:– more engaged (three times as many 13 year olds wanted to join

AERC program than other ages) – had less differences in standard assessments compared to age mates

w/o disabilities– made the most significant improvement in the intermediate

outcome measures: ACLSA Life Skills, CMI, and Pediatric QoL

• After 3 years in AERC, active* participants have:– more education – more paid work experience – more likely to leave SSI (ROI‐system saves approx. $500,000/youth

leaving SSI)– Self report improved health – more likely to have an adult primary care physician

* Receiving transition services

Page 14: Transition for Youth with Disabilities to Adult Health

What is Early?

• Data from studies in Europe and the US suggest ages 11-13 – Youth with SHCN 12-13 yrs: most interested in

involvement with future career like their peer group without SHCN

– For YSHCN < 14yrs: there is less of a gap in standardized QoL and life skills measures

– Youth > 14 years had bigger differences than peers w/o SHCN and transition interventions show less improvement with time

– Bottom line: • Transition planning starting at ages 12 + enabled CYSHCN

to stay on developmental milestones compared to those starting planning later

• After 8 years of transition program, transition processes not disseminated in other Children's Hospital services

Page 15: Transition for Youth with Disabilities to Adult Health

What

does the

Data

tell us?

What do US national associations say about transition?

Page 16: Transition for Youth with Disabilities to Adult Health

Institute of Medicine QUALITY MEASURES Health Care Processes Should Have:

• Care based on continuing healing relationships

• Customization based on patient needs and values

• Patient as source of control

• Shared knowledge and free flow of information

• Safety

• Transparency

• Anticipation of needs

SOURCE: Crossing the Quality Chasm 2001

Page 17: Transition for Youth with Disabilities to Adult Health

1. Identify primary care provider

2. Identify core knowledge and skills

3. Maintain an up-to-date medical summary that is portable and accessible

4. Develop an individualized transition plan

5. Apply preventive screening guidelines

6. Ensure affordable, continuous health insurance coverage

2002 A Consensus Statement Health Care Transitions for Young Adults With Special Health Care Needs*American Academy of Pediatrics , American Academy of Family Physicians, American College of Physicians - American Society of Internal Medicine *Pediatrics 2002:110 (suppl) 1304‐1306

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What

does the

Data

tell us?

What do youth say they want in transition?

Page 19: Transition for Youth with Disabilities to Adult Health

Youth With SHCN Stated Needs for Success in Adulthood

PRIORITIES:

1 Career development (develop skills for a job and how to find out about jobs

they would enjoy)

2 Independent living skills

3 Finding quality medical care (paying for it; USA)

4 Legal rights

5 Protect themselves from crime (USA)

6 Obtain financing for school (USA)

SOURCE: Point of Departure, a PACER Center publication Fall, 1996

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US Youth Perception of Transition Readiness*

• 954 Youth • Results:

– (56%) felt that they were ready for transfer when they felt:• more self‐efficacious in skills for independent hospital visits• a greater perceived independence during consultations (seen

alone) • a more positive attitude toward transition and those who

reported they had more discussions related to future transfer – Disease related factors and effect of the condition weakly associated

with higher transition readiness.• Conclusions:

– Adolescents’ attitude to transition and their level of self‐efficacy in managing self‐care seem to be the keystones to transition readiness.

– This study suggests that individual transition plans and readiness assessments might prove to be beneficial.

– Strengthening adolescents’ independence and self‐management competencies, combined with early preparation and repeated discussions on transition *Starr J Adol Health 2011

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What would you think

a group of “successful”

adults with disabilities

would say is the most

important factor

that assisted them

in being successful?

Page 22: Transition for Youth with Disabilities to Adult Health

FACTORS ASSOCIATED WITH RESILIENCE for youth with disabilities: Which is MOST important?

Self‐perception as not “handicapped”

Involvement with household chores

Having a network of friends

Having non‐disabled and disabled friends

Family and peer support

Parental support w/out over protectiveness

Source: Weiner, 1992

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FACTORS ASSOCIATED WITH RESILIENCE for youth with disabilities: Which is MOST important?

Self‐perception as not “handicapped”

Involvement with household chores

Having a network of friends

Having non‐disabled and disabled friends

Family and peer support

Parental support w/out over protectiveness

Source: Weiner, 1992

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What

does the

Data

tell us?

How prepared are youth for managing their care in the adult health care system?

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Internal Medicine Nephrologists (N=35)

Survey Components Percentages

Percent of transitioned patients < 2% in 95% of practices

Transitioned pats. came with an introduction 75%Transitioned patients know their meds 45%Transitioned patients know their disease 30%Transitioned patients ask questions 20%Parents of transitioned patients ask questions

69%

Transitioned Adults believed they had a difficult transition

40%

Maria Ferris, MD, PhD, MPH, UNC Kidney Center 2006

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Prepare for the Realities of Health Care Services from Pediatric to Adult Health Care

Difference in System Practices

• Pediatric Services: Family Driven

• Adult Services: Consumer Driven

The youth and family finds themselves between two medical worlds

…….that often do not communicate….

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Pediatric Adult

Age-relatedGrowth& development, future focussed

Maintenance/decline:Optimize the present

Focus Family Individual

ApproachPaternalisticProactive

Collaborative,Reactive

Shared decision-making With parent With adult patient

Services Entitlement Qualify/eligibility

Non-adherence >Assistance > tolerance

Procedural Pain Lower threshold of active input

Higher threshold for active input

Tolerance of immaturity Higher Lower

Coordination with federal systems

Greater interface with education

Greater interface with employment

Care provision Interdisciplinary Multidisciplinary

# of patients Fewer Greater

Page 28: Transition for Youth with Disabilities to Adult Health

What

does the

Data

tell us?

What do US Adult providers say they want to assist them in receiving youth w SHCN?

Page 29: Transition for Youth with Disabilities to Adult Health

Survey of Adult Health Care Providers in NH 2008: Results

• Who:180 responses: 81% Fam, 9% internist, 8% NP, 2% Med‐peds

• Communication:– 57‐46% rarely/never received trans summary or call – 48% young adult experienced care gap

• Barriers: time, staffing, reimbursement issues inadequate support from specialists

• Comfort Level:– More‐ asthma, inc BP, Mental health, DM– Less‐ CF, Chromosome/met disorders, autism, technology dep

• What would Help:– 95% written summary and support from specialists, – 91% want to speak w prior provider, – 84% written educational info about condition– Clarify guardianship issues

• When Transfer: 78% between 18‐21 years

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What

does the

Data

tell us?

US FAMILIESNat'l CSHCN Survey 2005-06 of families with CYSHCN

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2005-6 National Health Survey*

• National telephone Survey of 40,804 families with youth with SHCN under the age of 18 found the following results:

• 48.8% of families with youth with SHCN ages 12‐17 years stated their youth received the services necessary to make appropriate transitions to adult health care, work and independence.

• For those who answered yes, their HCP:• 50.7 % (25% of all families) talked about having their child eventually see

health care providers who treat adults

• 46.2% talked with them about the health care needs as their child becomes an adult

• 21.3% discussed with them how to obtain or keep some type of health insurance coverage as their child becomes an adult

• 48.7% always encouraged their youth to learn about their health and medications.

*www.cshcndata.com

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What

does the

Data

tell us?

US PED PROVIDERS2008 AAP Periodic Survey #71

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Barriers to transition care for Pediatricians (both major and minor

barriers combined):

• 88% lack of their knowledge of community resources • 85% fragmentation of adult health care • 84% lack of adolescent knowledge about their health

condition and skills to self advocate during health care visits

• 80% lack of adult primary care and specialty providers, • 80% difficulty breaking bond with adolescents and

parents • 79% lack of office staff skills in transition • 76 % lack of reimbursement for transition activities

2008 AAP Periodic Survey# 71

Page 34: Transition for Youth with Disabilities to Adult Health

US Pediatricians Actions around Transition (for all or most of their adolescent patients)

•47% assisted with a referral to family or internal medicine

•45% Refer to adult specialists

•33% discussed consent and confidentially issues prior to

age 18

•32% Assist with finding a medical doctor

•27% Create a portable medical record summary

•23% offered education and consultative support to families

or adult providers

•19% assisted in identifying insurance options after age 18

•12% create an individualized health care transition plan

* 2008 AAP Periodic Survey# 71

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Areas for HCP to Consider to Bridge the HCT Gap

Nat’l surveys of Adult HCP needs

Nat’l Survey’s of Pediatric HCP actions

Initial and ongoing communication with previous providers about youth, their medical history and disease info

•47% assist youth with referral•27% create portable med record•23% offer consultative support

Youth ready for health decisions making young adult able for self management (know disease/meds/make apt/refill prescriptions, etc.)

•84% lack of knowledge of medical condition by youth•33% discuss consent and confidentially issues before 18•12% create Individual transition plan

Financing (insurance), infrastructureIncrease medical knowledge of Ped diseasesMore adult providers (gen and sub)

Financing (insurance), infrastructureRoutine medical knowledge on pediatric diseases not available to adult providersMore adult providers (gen and sub)

Page 36: Transition for Youth with Disabilities to Adult Health

What to do? Where to start?

Page 37: Transition for Youth with Disabilities to Adult Health

General Assumption #1

• Every youth deserves continuous medical care as they grow

and move to an adult model of care utilizing a transition

plan that matches:

– the youth’s capacity for independent decision making (both well and crisis care)

– the complexity and course of the medical condition(s)

– and capacity of family and a circle of support

Page 38: Transition for Youth with Disabilities to Adult Health

Transition Practices

Review of 126 US transition programs*

– 62% sub‐specialty/condition‐focused– 38% adolescent‐focused– No primary care based non adolescent

programs – Primary barrier identified by transition

programs a health care system limitation: lack of funding and access to key staff

*Scal (1999)

Page 39: Transition for Youth with Disabilities to Adult Health

AAP & Health Care Transition (HCT)

Currently…

• Medical transition services still provided by patchwork of clinics mostly in university subspecialty setting (CF)

• Lack of broad implementation of Health Care Transition in Primary Care

• Few Health Care Providers know of 2002 AAP/ACP/AAFP Transition Consensus Statement and did not incorporate these principles into their practice

• 2 years ago‐AAP/ACP/AAFP Transition Authoring Group established to develop a clinical report

Page 40: Transition for Youth with Disabilities to Adult Health

Health Care Transition Clinical ReportWhat was needed:• Pediatricians and adult primary care providers need tools and

concrete methods/processes to address barriers and improve care

What was developed: Goal of broad dissemination of HCT• Detailed practice level guidance (including a step‐by‐step

algorithm) on how to plan and execute better health care transitions

• Published‐Pediatrics, July 2011

• Jointly authored by all professional societies: the AAP (pediatricians), AAFP (family physicians), and ACP (internists)

• Developed by an expert authoring group

• Reviewed by large and diverse constituency

Page 41: Transition for Youth with Disabilities to Adult Health

Health Care Transition Clinical Report

• Targets all youth

• Algorithmic structure provides logical framework

– Branching for youth with special health care needs

– Provides framework for future condition or specialty specific applications

• Explicit guidance about practice structure and process beginning at the 12 year check‐up

• Extends through the transfer of care to an adult medical home and adult specialists

• Goal for broad dissemination in primary care practice beyond transition clinics

• Guidance to be used for education and improve financial support of HCT

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Transition Intervention: 6 Core Elements For Practice

TransformationPediatric Health Adult Health

1. Transition Policy 1. Privacy and Consent Policy (adult model of care)

2. Transitioning Youth Registry 2. Young Adult Patient Registry

3. Transition Preparation (skills checklist, port. medical summary, fact sheet)

3. Transition Preparation ( check skills, update port. medical summary)

4. Transition Planning (HCT plan) 4. Transition Planning (complete HCT Plan)

5. Transition and Transfer of Care(check list, shared care with adult provider for period of time)

5. Transition and Transfer of Care(shared care with pediatric provider as consultant)

6. Transition Completion 6. Transition Completion

Page 47: Transition for Youth with Disabilities to Adult Health

Got Transition – The National Health Care Transition Center (Gottransition.org)

Bring new clinical report to Life by:

•Conducting 4 year‐long learning collaboratives:

•DC Learning Collaborative initiated the process– Focuses on primary care pediatrics and adult primary care– Health insurance (Medicaid) is part of the learning

collaborative – Develop, test and evaluate the transition practice

transformation processes (6 core elements)and tools– Use learning collaborative methodology to further test

processes and create model pediatric and adult collaborative partnerships to fill transition gaps for youth and families

•Disseminating implementation tools through the AAP, AAFP, and ACP and other partners

Page 48: Transition for Youth with Disabilities to Adult Health

DC as a National Transition Model: Learning Collaborative Implementation and Evaluation

Howard University Hospital Team

Children’s National Medical

Center TeamGeorgetown University Hospital Team

George Washington University Medical Center TeamCNMC Children’s Health Center -Adam’s Morgan Team

Page 49: Transition for Youth with Disabilities to Adult Health

6 Core Elements: First Key StepTransition Policy

• Do you have a transition Policy for your practice?

• If yes, do you post it for parents and youth to see?

• Why Have a transition policy?Research states policies and procedures among stakeholders are essential– Ensures consensus– Ensures mutual understanding of

the processes involved– Provides structure for evaluation

and audit

Page 50: Transition for Youth with Disabilities to Adult Health

EXAMPLE:Georgetown Pediatrics is committed to helping all of our patients make a smooth transition from pediatric to adult health care. This process requires working with our patients and their families to plan and prepare for transition starting around the 14th

birthday. At age 18, all youth in our practice will transition to an adult model of care with modifications as needed for youth with intellectual disabilities. We honor the preferences of the youth and family regarding the eventual transfer of care to an adult primary care medical home, but this tends to occur by 22 years of age.

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Children and Youth Ambulatory Services

Transition of Care Policy for Youth and Young Adults

• At age 18, under the federal Health Information Portability and Accountability Act or HIPAA, access to your health records and any discussion about your health is only provided to people that you consent to, including your parents. If you wish your parents to discuss your health on your behalf, you must provide written consent to your health care provider by completing a form. These forms are called Protected Health Information Consent or Consent to Discuss Medical Information or Protected Health Information. Please ask the receptionist if you would like to complete this today.

Page 52: Transition for Youth with Disabilities to Adult Health

Children and Youth Ambulatory Services

Transition of Care Policy for Youth and Young Adults

• After age 18: If you need access to your child’s records, your child must consent in writing to provide you access. Under HIPAA, medical providers are no longer permitted to discuss health issues with you without express consent from your now young adult. This is important to keep in mind when trying to call for health questions when your young adult is away at college. They will need to call themselves.

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• Initially identify small group of transitioning youth (current/future), enroll in a transition registry, monitor preparation, planning & outcomes (coordination)

• Final goal in the future is to have all youth in the practice be a part of the transition registry in an electronic health record

Six Core Elements: Step 2Transition Registry

Page 54: Transition for Youth with Disabilities to Adult Health

•Plan and use visits/other strategies to coordinate a developmentally appropriate, step‐by‐step, flexible transition process with youth/family;•Assess youth readiness skills assessment for adult care at age 12‐14 and track progress through Transition plan•Create a portable one page medical record•Develop fact sheets about illness for adult provider

Six Core Elements: Step 3Transition Preparation

Page 55: Transition for Youth with Disabilities to Adult Health

Health & Wellness 101 The Basics:

Yes I do this

I wantto do this

I need To learn

Someone else will have to do this ‐Who?/NA

1. I understand my health care needs and/or disability 2. I can explain my needs to others

3. I can explain to others how our family’s customs/beliefs might affect health care decisions and/or treatments

4. I carry my health insurance card everyday

5. I know and pay attention to my baseline health and wellness

6. I make and track my own appointments

7. I know when to call my provider for prescription refills 8. I know how to call the pharmacy for my refills

9. I call for and schedule my own medical appointments10. Before an appointment I prepare written

questions to ask or list any concerns I have

11. I know I have an option to see my provider by myself

Example of Transition Readiness Assessment- For Youth

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Outcome Measures For the Learning Collaborative

Goal: Improve quality/lower cost for youth with SHCN in transition in Washington DC

At the learning collaborative level:1) Overall: 100% of participating practices will demonstrate at least a

30% improvement in their Medical Home Health Care Transition Index in 1 year.

2) Health Care Transition Policy100% of participating practices will have a written health care transition policy that is accessible to patients and families and familiar to all staff.

3) Adult Model of Care: Implementation of a defined adult model of care is documented for 100% of youth in the health care transition registry who reach their 18th birthday (except when contraindicated due to cognitive disability or guardianship status).

Page 58: Transition for Youth with Disabilities to Adult Health

Medical Home Health Care Transition Index Indicators built from 6 core elements

Each team self assess at baseline and year 1Score 0‐4 pts with 0.5 pt‐partial, 1‐pt complete)

• Indicator #1: Office health care transition (privacy and consent) policy • Indicator 2. Staff and provider knowledge and skills and coordination of

care • Indicator 3. Identification of transitioning youth/young adults• Indicator 4. Transition preparation• Indicator 5. Transition planning • Indicator 6. Transfer of care or transition to adult model of care

Page 59: Transition for Youth with Disabilities to Adult Health

Health Care Transition Index ResultsDC Transition Project-Pediatric Practices

Baseline February 2011

Average scores of four practices: three pediatric, one family medicine

Core elements of health care transition

[Basic]

[Responsive]

[Proactive]

[Comprehensive]

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Health Care Transition Index ResultsDC Transition Project-Adult Practices

Baseline February 2011

Average scores of two practices: one family medicine, one internal medicine

Core elements of health care transition

[Basic]

[Responsive]

[Proactive]

[Comprehensive]

Page 61: Transition for Youth with Disabilities to Adult Health

Moving Forward: Needed Next Steps

Build sustained transition system improvements and accelerate the adoption of best practices in transition in DC.

‐ Disseminate and imbed transition model into primary care practices through training, coaching, and dissemination of transition tools

‐ Expand transition CME training for physicians, nurses, social workers, and care coordinators

‐ Work with insurers and managed care plans on outreach and education to families and youth and on care management, payment, and quality incentives for primary care providers.

‐ Create a youth and parent leaders’ forum to build consumer awareness.

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Final Thoughts

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Choose and Do…complete at least two health care transition improvements in the next month

• Ask the youth with SHCN in your practice if they are involved in doing household chores

• Discuss health care transition at office staff meeting; copy, and post the health care transition algorithm

• Identify responsible person/team for improving HCT in the office

• Draft and adopt a Health Care Transition policy, share with staff, make visible to and discuss with youth and families

• Start a registry of youth approaching adulthood in your practice and track their transition process

• Adopt a Health Care Transition checklist or agenda for office visits from age 14 and older

• Create one page medical records for youth/family to use and keep updated

• Actively support the identification of an adult provider for 2 youth leaving your practice and communicate directly with the new adult primary care provider

Page 64: Transition for Youth with Disabilities to Adult Health

Learning Objectives

• List the key elements of the national academies’

YSHCN and HCPs’ perspective on transition from

pediatric to adult healthcare• Discuss the role/responsibilities of

HCPs/coordinators in the transition process• Discuss the new Clinical Report on Transition from

the AAP, ACP and AAFP and early dissemination by learning collaboratives

Page 65: Transition for Youth with Disabilities to Adult Health

Thank you for your attention !

Patience White, MD, MA, [email protected]