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Bo P. Weidema November 9 th , 2012 Barcelona Life Cycle Impact Assessment Choice of impact categories

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  • Bo  P.  Weidema    November  9th,  2012  Barcelona  

    Life  Cycle  Impact  Assessment  

    Choice  of  impact  categories  

  • Scope:  What  impacts  to  include?  

     

    •  ISO  14040:    The  selecJon  of  impact  categories  shall  reflect  a  comprehensive  set  of  environmental  issues  related  to  the  product  system  being  studied,  taking  the  goal  and  scope  into  consideraJon.  

  • What  is  the  environment?  

    “The  surroundings  that  an  organisaJon  operates  in”                  (ISO  14001)  

    •  Bio-‐physical  environment  (nature)  •  Social  environment  (well-‐being  of  humans)  •  Economic  environment  (resources  =  capital)    

  • Scope:  What  impacts  to  include?  

    Nature  occupaJon  Global  warming  Invasive  alien  species  NutrificaJon  AcidificaJon  Photochemical  ozone  Ecotoxicity  OverexploitaJon  of  bioJc  resources  Poverty-‐related  diseases  Accidents  OccupaJonal  health  Respiratory  inorganics  Noise  Human  toxicity  Food-‐borne  diseases  Ionising  radiaJon  Ozone-‐layer  depleJon    PoliJcal  exclusion  Child  labour  Infringement  on  freedom  of  expression  Excessive  work  Inequity  in  opportuniJes  Inadequate  access  to  health  care  ViolaJon  of  worker’s  rights  Unwanted  pregnancies  

    •  How  do  you  ensure  that  your  list  of  impact  categories  is  comprehensive?  

  • What  contributes  to  impacts  on  nature?    

    •  Nature  occupaJon  (26%  of  global  area)  •  Global  warming  (14)  •  Invasive  alien  species  (9)  •  NutrificaJon  (4)  •  AcidificaJon  (2)  •  Photochemical  ozone  (1)  •  Ecotoxicity  (1)  •  OverexploitaJon  of  bioJc  resources  (?)  

  • What  contributes  to  impacts  on  human  health?  

    •  Poverty-‐related  diseases  (50  QALY/1000  capita)  •  Accidents  (14)  •  OccupaJonal  health  (7)  •  Respiratory  inorganics  (6)  •  Noise  (2)  •  Human  toxicity  (0.3)  •  Food-‐borne  diseases  (0.3)  •  Global  warming  (0.2)  •  Ionising  radiaJon  (0.1)  •  Ozone-‐layer  depleJon  (0.2)  

  • Non-‐health  contribuJons  to  impacts  on  human  well-‐being  

    •  PoliJcal  exclusion  (39  QALY  /  1000  capita)  •  Child  labour  (38)  •  Infringement  on  freedom  of  expression  (38)  •  Excessive  work  (32)  •  Inequity  in  opportuniJes  (26)  •  Inadequate  access  to  health  care  (23)  •  ViolaJon  of  worker’s  rights  (22)  •  Unwanted  pregnancies  (16)    

  • What  contributes  to  impacts  on  the  economy?  

    •  ProducJon  costs  (17000  USD2000PPS/cap.)  •  Loss  of  educaJon  (9700)  •  Loss  of  social  infrastructure  (5900)  •  Health  and  other  work-‐disabling  impact  (5800)  •  Trade  barriers  (5200)  •  Loss  of  physical  infrastructure  (4500)  •  Loss  of  bioJc  producJon  (2000)  •  Unemployment  and  underemployment  (960)  •  DepleJon  of  mineral  deposits  (2)  

  • Stepwise2006:  Combining  the  best  of  midpoint  impact  models  

    •  AcidificaJon  •  Ecotoxicity  •  EutrophicaJon  •  Global  warming  (100yrs)  •  Human  toxicity  •  Injuries,  work  and  traffic  •  Ionizing  radiaJon  •  Mineral  extracJon  •  Nature  occupaJon  •  Non-‐renewable  energy  •  Ozone  layer  depleJon  •  Photochemical  ozone  impacts  on  vegetaJon  •  Respiratory  inorganics  •  Respiratory  organics  (human  impact  of  p.o.)    

    Criteria:  Best  coverage  of  impact  chain  &  substances  Missing:  Noise  and  Invasive  species,  both  closely  related  to  traffic  

    EDIP X X X X X

    IMPACT2002+ NEW X (modified) X X X X X (incl. deforestation) X X X

  • Environment

    SETAC/UNEP  framework  for  impact  assessment  

    Humans Non-human, biotic Abiotic

  • Environment

    SETAC/UNEP  framework  for  impact  assessment  

    Humans Non-human, biotic Abiotic Safeguard subjects -  Intrinsic - Instrumental (functional)

  • Environment Humans Non-human, biotic Abiotic

    Safeguard subjects - Intrinsic - Biodiversity - Heritage - Life & longevity - Animal welfare - Health - Autonomy - Instrumental - Human - Biotic - Resources productivity productivity

    SETAC/UNEP  framework  for  impact  assessment  

  • Environment

    Safeguard  subjects  related  to  the  three  areas  of  sustainability  

    Humans Non-human, biotic Abiotic Safeguard subjects - Intrinsic - Instrumental

  • Environment

    Ecoindicator99:    One  unit  for  each  of  the  three  areas  

    Humans Non-human, biotic Abiotic Safeguard subjects - Intrinsic - Instrumental

  • Environment

    One  unit  for  each  of  the  three  areas    (our  modificaJon):  

    Humans Non-human, biotic Abiotic Safeguard subjects - Intrinsic - Instrumental

  • Mortality gap

    QuanJfying  impacts  on  human  well-‐being  

    Intrinsic safeguard subjects - Life & longevity - Health -  Autonomy -  Safety, security & tranquillity -  Equal opportunities -  Participation & influence

    0%

    50%

    100%

    82 Age

    Survival LY

  • Health state

    QuanJfying  impacts  on  human  well-‐being  

    Intrinsic safeguard subjects - Life & longevity - Health -  Autonomy -  Safety, security & tranquillity -  Equal opportunities -  Participation & influence

    0%

    50%

    100%

    82 Age

    Health gap

    DALY

  • QALY

    Well-being gap

    QuanJfying  impacts  on  human  well-‐being  

    Intrinsic safeguard subjects - Life & longevity - Health -  Autonomy -  Safety, security & tranquillity -  Equal opportunities -  Participation & influence

    0%

    50%

    100%

    82 Age

    State of well-being

    Incidence*Dura-on*Severity  

  • MonetarisaJon  

    Damage categories - Human well-being -  Biodiversity

    -  Economy

    QALYs

    QAm2years

    EUR2003

    QALY

    EUR2003

    Monetarisa-on  methods:    -‐   Revealed  preferences  -‐   Stated  preferences  

    -‐   Willingness  to  pay  -‐   Choice  modelling  

    -‐   Budget  constraint  

  • MonetarisaJon  using  the  budget  constraint    

    Damage categories - Human well-being -  Biodiversity

    -  Economy

    QALYs

    QAm2years

    EUR2003

    QALY

    EUR2003

    Budget  constraint:  PotenJal  Global  GEP  with  full  human  producJvity  =  74000  EUR2003  /  person  i.e.  74000  EUR2003  /  QALY  

    Compare:  $25000  (Human  capital  approach),  $93000  (Revealed  preferences),  $160000  (Willingness-‐to-‐pay)    

    Uncertainty:  62,000  –  84,000  EUR2003  /  QALY  versus  the  27,000  –  225,000  Euro  of  the  ExternE  project    

  • CalculaJng  the  potenJal  global  GEP  =    The  global  budget  constraint  

    Ideal economic production relative to

    the economic production of USA2000

    Unemployment and underemployment

    1.02

    Health and other work-disabling impacts

    1.19

    Effect of trade barriers

    1.05

    Education

    1.46

    Product of all the above

    1.87

    1.87 * GEP of USA2000 = 1.87* 39,500 EUR2003 = 74,000 EUR2003

  • Expressing  ecosystem  impacts  in  terms  of  human  well-‐being  

    Damage categories - Human well-being -  Biodiversity

    -  Economy

    QALYs

    QAm2years

    EUR2003

    QALY

    IniJal  pragmaJc  soluJon:  10%  ProtecJon  target  from  ConvenJon  on  Biological  Diversity  

    ( _21 BAHY / QALY or 3500 EUR/BAHY )

    Ideally:  Choice  modelling  

    6.2 E9 people = 6.2 E9 QALY

    13.1 E9 ha-years = 13.1 E9 BAHY

    X ExternE: 63 – 350 EUR/ha

  • Ecosystem  impacts  assessed  by  choice  modelling  

    Damage categories - Human well-being -  Biodiversity

    -  Economy

    QALYs

    QAm2years

    EUR2003

    EUR2003

    Japanese  choice  modelling  

    0.54 E6 DALY / species extinction

    68’000 EUR/DALY and 34E9 EUR/species 4.5 E-8 species extinctions per BAHY 1400 EUR/BAHY (350 - 3500 EUR/BAHY)

  • Choosing  QALYs  or  monetary  units  to  express  overall  impact?  

    Damage categories - Human well-being -  Biodiversity

    -  Economy

    QALYs

    QAm2years

    EUR2003

    QALY

    EUR2003

    Advantages  of  QALY  measure:  •  Represents  intrinsic  values  •  Stable  over  Jme  •  Applicable  when  communicaJng  to  opponents  of  monetarisaJon  

    Advantages  of  monetary  measure:  •  Size  is  immediately  understandable  •  Easier  to  integrate  in  ordinary  decision  making  

  • A  common  framework  for  biophysical,  social  and  economic  impacts  

    1000 kg NOx

    Health: 0.118 QALY = 6600 EUR Ecosystem impact:

    0.43 ha*years = 1520 EUR

    Impact on buildings: 300 EUR

    Impact on agriculture: via ozone: 443 EUR

    Fertiliser effect: - 200 EUR

    Human productivity: 2100 EUR

    Activity

  • RelaJve  importance  of  impact  categories  in  Europe  

    •  AcidificaJon  •  Ecotoxicity  •  EutrophicaJon  •  Global  warming  •  Human  toxicity  •  Injuries,  work  and  traffic  •  Ionizing  radiaJon  •  Mineral  extracJon  •  Nature  occupaJon  •  Non-‐renewable  energy  •  Ozone  layer  depleJon  •  Photochemical  ozone  impacts  on  vegetaJon  •  Respiratory  inorganics  •  Respiratory  organics  (human  impact  of  p.o.)  Sum  of  all    

    EUR  /  capita-‐year                17                13                34            880                59            590                11                    1            390                    0                21                52            590                    3          2650  

  • Reality  check  of  midpoint  indicators  

    •  Total  ecotoxicity  impacts  in  IMPACT2002+  for  Europe:  4.1  E12  QAm2years  

    •  Total  European  ecosystem  area:    4  E12  m2  •  Main  contribuJng  substances:  Emissions  to  soil  of  which  

    the  main  part  are  either  emissions  to  agricultural  soil  or  emissions  in  relaJon  to  mining  overburden.  

    •  These  substances  are  already  covered  by  the  impact  category  “nature  occupaJon”  

    •  Revised  Ecotoxicity  impact  for  Europe:  8  E9  QAm2years  corresponding  to  0.2%  of  ecosystem  area  

  • ReCiPe  –  What  is  new?  

    •  All  impact  pathways  from  Ecoindicator99  re-‐assessed  •  Marginal  approach  consistently  applied  •  Ecosystems  assessed  in  species*years  (=  77  million  PDF*m2*years)  

    •  Natural  resource  depleJon  assessed  with  marginal  future  costs,  3%  discounJng,  but  without  technology  shits  

  • Not  included  in  ReCiPe    (compared  to  Stepwise)  

    •  Photochemical  ozone  impacts  on  vegetaJon  •  Terrestrial  and  marine  eutrophicaJon  •  Impacts  on  man-‐made  environment  •  Impacts  on  resource  producJvity  

    (62  +  12  +  1  +  170  =  245  EUR2003  /  person)  

  • Comparison  of  ReCiPeH,  Stepwise2006  and  Ecoindicator  99H  

    •  Human  well-‐being:    -‐  DALY  =  QALY  =  74000  EUR2003  

    •  Ecosystem:  §  Lost  species*years  =  7700  BAHY  =  77*106  PDF*m2*years  =  10.8*106  EUR2003  

    •  Resource  producJvity:  §  USD  =  EUR2003  =  147  MJfuture  (at  40  USD/barrel;  no  discounJng)  

  • Total  monetarised  impact  in  the  World  per  person  per  year  (ReCiPe  normalisaJon  value),  in  EUR2003  

    Impact category ReCiPe Endpoint

    (H) Stepwise2006 Ecoindicator

    99 (H)

    Total 32159 1518 1555

    Climate change Ecosystems 586 569 0

    Climate change Human Health 709 11 106

    Global warming / Climate change, total 1295 580 106

    Land use impacts, total 8612 494 947

    Respiratory inorganics 269 307 358

    Photochemical ozone, impact on vegetation 0 62 0

    Human toxicity, non-carc. - 32 0

    Human toxicity, carcinogens - 4 2

    Human toxicity, total 6 36 2

    Eutrophication, terrestrial 0 12 -

    Eutrophication, aquatic 0.1 1.8 -

    Acidification, terrestrial 2 5 -

    Eutrophication/Acidification, total 3 19 24

    Ecotoxicity, total 9 11 69

    Respiratory organics 0.2 4.8 2.7

    Ozone depletion 6 4 3

    Ionising radiation 1.6 0.6 2.0

    Metal depletion 31.6 0.5 1.0

    Fossil depletion 21927 0 41

    83 EUR / Mg CO2

    Including ecosystem

    effect

    >> current average GDP ; not including

    technology shift

    Assuming technology

    shift

    Two very different approaches to

    marginal modelling

  • Two  very  different  approaches  to  marginal  modelling  of  land  use  impacts  

    •  ReCiPe:  –  OccupaJon  including  border  effect  =>  1.3  PDF*m2*years  /  m2*years  

    arable  agriculture  –  Separate  transformaJon  impact  with  4550  PDF*years  relaxaJon  Jme  

    for  tropical  forest  (not  yet  supported  by  inventory)  –  Implicit  double-‐counJng  of  marginal  effect  of  occupaJon  

    •  Stepwise2006:  –  Only  difference  in  occupaJon  effect  compared  to  marginal  use  

    (agriculture;  without  border  effect),  i.e.  posiJve  impacts  and  no  double-‐counJng  

    –  OccupaJon  includes  indirect  transformaJon  impact  from  agricultural  land  use  with  100  PDF*years  relaxaJon  (500  years  at  0.2  average  severity)  =>  0.88  PDF*m2*years  /  m2*year  agricultural  land)  

  • Total  monetarised  impact  in  the  World  per  person  per  year  (ReCiPe  normalisa-on  value),  in  EUR2003  

    Impact category ReCiPe Endpoint

    (H) Stepwise2006 Ecoindicator

    99 (H)

    Total 32159 1518 1555

    Climate change Ecosystems 586 569 0

    Climate change Human Health 709 11 106

    Global warming / Climate change, total 1295 580 106

    Land use impacts, total 8612 494 947

    Respiratory inorganics 269 307 358

    Photochemical ozone, impact on vegetation 0 62 0

    Human toxicity, non-carc. - 32 0

    Human toxicity, carcinogens - 4 2

    Human toxicity, total 6 36 2

    Eutrophication, terrestrial 0 12 -

    Eutrophication, aquatic 0.1 1.8 -

    Acidification, terrestrial 2 5 -

    Eutrophication/Acidification, total 3 19 24

    Ecotoxicity, total 9 11 69

    Respiratory organics 0.2 4.8 2.7

    Ozone depletion 6 4 3

    Ionising radiation 1.6 0.6 2.0

    Metal depletion 31.6 0.5 1.0

    Fossil depletion 21927 0 41

    Improved model

    Missing!

    Superceeded by USETOX

    Superceeded by USETOX

    No endpoint model

    Freshwater only

    Improved models

  • ReCiPe  –  in  conclusion  

    •  Impact  categories  excluded  corresponds  to  16%  of  total  impacts  in  Stepwise2006    

    •  Veru  high  impacts  from  fossil  fuel  depleJon  –  based  on  very  quesJonable  assumpJons  

    •  Very  high  impacts  from  global  warming  (185  EUR/Mg  CO2)  •  UnrealisJcally  high  impacts  from  land  use  (21000  EUR/

    ha*year)  •  Model  improvements  on  less  important  impacts  

    (improvements  amounJng  to  -‐2%  of  total  impacts)  •  IndividualisJc  perspecJve  less  extreme,  but  sJll  very  high  

    (19000  EUR/person*year)  and  even  higher  for  global  warming  (234  EUR/Mg  CO2)  due  to  20  year  Jme-‐horizon!  

    •  MonetarisaJon  provides  a  good  reality  check!  

  • Main  difference  between  methods  depend  on  a  few  crucial  assumpJons:  

    •  Technology  shits  for  scarce  resources  •  Land  use  transformaJon:  

    –  AllocaJon  –  RelaJon  to  occupaJon  –  RelaxaJon  Jme  for  natural  areas  

    •  Human  health  impacts  of  global  warming