united states district court for the central district of...

US District Court Civil Docket as of August 19, 2013 Retrieved from the court on October 11, 2013

UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles)

CIVIL DOCKET FOR CASE #: 2:11-cv-02768-PSG-SS

In Re: China Intelligent Lighting and Electronics, Inc. Date Filed: 04/01/2011 Assigned to: Judge Philip S. Gutierrez Jury Demand: Both Referred to: Magistrate Judge Suzanne H. Segal Nature of Suit: 890 Other Statutory Actions

Related Cases: 2:12-cv-02094-PSG-SS Jurisdiction: Federal Question 2:11-cv-03390-PSG-SS

Cause: 15:78m(a) Securities Exchange Act

Plaintiff

Michael Stern represented by Jonathan Richard Horne individually and on behalf of all others

The Rosen Law Firm PA

similarly situated

275 Madison Avenue 34th Floor TERMINATED: 03/16/2012

New York, NY 10016 212-686-1060 Fax: 212-202-3827 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Laurence M Rosen Rosen Law Firm 355 South Grand Avenue Suite 2450 Los Angeles, CA 90071 213-785-2610 Fax: 213-226-4684 Email: [email protected] ATTORNEY TO BE NOTICED

Solomon B Cera Gold Bennett Cera and Sidener 595 Market Street Suite 2300 San Francisco, CA 94105-2835 415-777-2230 Fax: 415-777-5189 Email: [email protected] ATTORNEY TO BE NOTICED

Thomas C Bright Gold Bennett Cera and Sidener 595 Market Street Suite 2300 San Francisco, CA 94105-2835 415-777-2230 Fax: 415-777-5189 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Colonel Nunzio Marabella Individually and on Behalf of All Others Similarly Situated TERMINATED: 03/16/2012

represented by Howard G Smith Law Offices of Howard G Smith 3070 Bristol Pike Suite 112 Bensalem, PA 19020 215-638-4847 Fax: 215-638-4867 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Lionel Zevi Glancy Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Michael M Goldberg Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Robert Vincent Prongay Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Perritt Emerging Opportunities Fund

represented by Jonathan Richard Horne (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Laurence M Rosen (See above for address) ATTORNEY TO BE NOTICED

Solomon B Cera (See above for address) ATTORNEY TO BE NOTICED

Thomas C Bright (See above for address)

ATTORNEY TO BE NOTICED

Plaintiff

Universal Invest Quality SICAV represented by Jonathan Richard Horne TERMINATED: 03/16/2012

(See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED



Thomas C Bright (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Acerco SA

represented by Jonathan Richard Horne (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED



Thomas C Bright (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Antoine de Sejournet represented by Jonathan Richard Horne (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED



Thomas C Bright (See above for address)


V

Defendant

China Intelligent Lighting and

represented by Timothy A Horton Electronics, Inc. McKenna Long and Aldridge LLP

750 B Street, Suite 3300 San Diego, CA 92101 619-595-5400 Fax: 619-595-5450 Email: [email protected] TERMINATED: 03/27/2013 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Li Xuemei

Defendant

Kiu Kevin Jiang

Defendant

Wu Shilang

Defendant

Michael Askew

Defendant

Su Yang

Defendant

Ruxiang Niu TERMINATED: 03/16/2012

Defendant

Zhang Hongfeng

Defendant

WestPark Capital, Inc. represented by Julie Elise Kamps WestPark Capital Financial Services LLC 1900 Avenue of the Stars Suite 310 Los Angeles, CA 90067 310-203-2942 Fax: 310-843-9389 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Brandon Scott Reif Winget Spadafora & Schwartzberg LLP 1900 Avenue of the Stars Suite 450 Los Angeles, CA 90067

310-836-4800 Fax: 310-836-4801 Email: [email protected] TERMINATED: 08/09/2013

Christina Z Vourakis Winget Spadafora and Schwartzberg LLP 1900 Avenue of the Stars, Suite 450 Los Angeles, CA 90067 310-836-4800 Fax: 310-836-4801 ATTORNEY TO BE NOTICED

Jay S Auslander Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY 10036 212-421-2233 Fax: 212-752-6380 Email: [email protected] TERMINATED: 05/30/2012 PRO HAC VICE

Jennifer J Moon Wilson Elser Moskowitz Edelman and Dicker 555 South Flower Street Suite 2900 Los Angeles, CA 90071 213-443-5100 Fax: 213-443-5101 Email: [email protected] ATTORNEY TO BE NOTICED

Joseph Zelmanovitz Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY 10036 212-421-2233 Fax: 212-752-6380 Email: [email protected] TERMINATED: 05/30/2012 PRO HAC VICE

Julie Cilia Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY 10036 212-421-2233 Fax: 212-752-6380 Email: [email protected] TERMINATED: 05/30/2012 PRO HAC VICE

Matthew Clark Bures Dongell Lawrence Finney LLP

707 Wilshire Boulevard 45th Floor Los Angeles, CA 90017 213-943-6100 Fax: 213-943-6101 Email: [email protected] TERMINATED: 06/21/2012

Natalie Shkolnik Wilk Auslander LLP 1515 Broadway 43rd Floor New York, NY 10036 212-421-2233 Fax: 212-752-6380 Email: [email protected] TERMINATED: 05/30/2012 PRO HAC VICE

Defendant

Rodman and Renshaw, LLC represented by Jay S Auslander (See above for address) TERMINATED: 05/30/2012 PRO HAC VICE

Joseph Zelmanovitz (See above for address) TERMINATED: 05/30/2012 PRO HAC VICE

Julie Cilia (See above for address) TERMINATED: 05/30/2012 PRO HAC VICE

Matthew Clark Bures (See above for address) ATTORNEY TO BE NOTICED

Natalie Shkolnik (See above for address) TERMINATED: 05/30/2012 PRO HAC VICE

Defendant

Richard A. Rappaport represented by Julie Elise Kamps (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Brandon Scott Reif (See above for address) TERMINATED: 08/09/2013

Christina Z Vourakis (See above for address)


Jay S Auslander (See above for address) TERMINATED: 05/30/2012 PRO HAC VICE

Jennifer J Moon (See above for address) ATTORNEY TO BE NOTICED

Matthew Clark Bures (See above for address) TERMINATED: 06/21/2012


Defendant

Anthony C. Pintsopoulos TERMINATED: 03/16/2012

represented by Matthew Clark Bures (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

John Borer TERMINATED: 09/05/2012




Defendant

Edward Rubin represented by Matthew Clark Bures

TERMINATED: 09/05/2012

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

David Horin TERMINATED: 02/16/2012




Defendant

MaloneBailey LLP

represented by Michael J Niborski Pryor Cashman LLP 1801 Century Park East 24th Floor Los Angeles, CA 90067 310-556-9608 Fax: 310-556-9670 Email: [email protected] TERMINATED: 01/20/2012 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Bryan T Mohler Pryor Cashman LLP 7 Times Square New York, NY 10036 212-326-0466 Fax: 212-798-6907 Email: [email protected] TERMINATED: 01/20/2012 PRO HAC VICE ATTORNEY TO BE NOTICED

David S Eisen

Wilson Elser Moskowitz Edelman & Dicker L.L.P. 555 South Flower Street Suite 2900 Los Angeles, CA 90071 213-443-5100 Fax: 213-443-5101 Email: [email protected] ATTORNEY TO BE NOTICED


Lisa M Buckley Pryor Cashman LLP 410 Park Avenue 10th Floor New York, NY 10022 212-326-0174 Fax: 212-798-6368 Email: [email protected] TERMINATED: 01/20/2012 PRO HAC VICE ATTORNEY TO BE NOTICED

Patricia Ann Golson Wilson Elser Moskowitz Edelman and Dicker LLP 555 South Flower Street Suite 2900 Los Angeles, CA 90071 213-443-5100 Fax: 213-443-5101 Email: [email protected] ATTORNEY TO BE NOTICED

Patrick Michael Kelly Wilson Elser Moskowitz Edelman & Dicker LLP 555 South Flower Street Suite 2900 Los Angeles, CA 90071 213-443-5100 Fax: 213-443-5101 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Kempisty & Company, P.C. represented by Brett Linden McClure Reed Smith LLP 355 South Grand Avenue Suite 2900 Los Angeles, CA 90071-1514 213-457-8000 Fax: 213-457-8080 Email: [email protected] ATTORNEY TO BE NOTICED

Elizabeth Graham Minerd Reed Smith LLP 355 South Grand Avenue Suite 2900 Los Angeles, CA 90071 213-457-8000 Fax: 213-457-8080 Email: [email protected] ATTORNEY TO BE NOTICED

James C McMillin McAfee & Taft PC 211 North Robinson 10th Floor Oklahoma City, OK 73102 405-235-9621 Fax: 405-235-0439 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED


John D Stiner McAfee & Taft PC 211 North Robinson 10th Floor Oklahoma City, OK 73102 405-235-9621 Fax: 405-235-0439 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

represented by Timothy A Horton

Defendant

China Intelligent Lighting and Electronics, Inc. formerly known as SRKP 22, Inc

Defendant

China Intelligent Electronic Holding Limited (BVI)

Defendant

Hyundai Light & Electric (HZ) Co. Ltd (China WFOE)

Defendant

McKenna Long and Aldridge LLP 4435 Eastgate Mall Suite 400 San Diego, CA 92121 619-595-5400 Fax: 619-595-5450 Email: [email protected] TERMINATED: 03/27/2013 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Korea Hyundai Light & Electric (International) Holdings Limited (Hong Kong)

Cross Claimant

WestPark Capital, Inc. represented by Julie Elise Kamps (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Christina Z Vourakis (See above for address) ATTORNEY TO BE NOTICED







Cross Claimant


Brandon Scott Reif (See above for address)

TERMINATED: 08/09/2013





V

Cross Defendant

Kempisty & Company, P.C. TERMINATED: 08/14/2013

represented by Brett Linden McClure (See above for address) ATTORNEY TO BE NOTICED

Elizabeth Graham Minerd (See above for address) ATTORNEY TO BE NOTICED

James C McMillin (See above for address) ATTORNEY TO BE NOTICED

John D Stiner (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

MaloneBailey LLP

represented by Michael J Niborski TERMINATED: 08/14/2013

(See above for address) TERMINATED: 01/20/2012 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Bryan T Mohler (See above for address) TERMINATED: 01/20/2012 ATTORNEY TO BE NOTICED

David S Eisen (See above for address) ATTORNEY TO BE NOTICED


Lisa M Buckley (See above for address) TERMINATED: 01/20/2012 ATTORNEY TO BE NOTICED

Patricia Ann Golson (See above for address) ATTORNEY TO BE NOTICED

Patrick Michael Kelly (See above for address) ATTORNEY TO BE NOTICED

Cross Claimant

WestPark Capital, Inc. represented by Julie Elise Kamps (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED








Cross Claimant








V

Cross Defendant

China Intelligent Lighting and Electronics, Inc.

represented by Timothy A Horton (See above for address) TERMINATED: 03/27/2013 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Cross Defendant

Kempisty & Company, P.C. represented by Brett Linden McClure TERMINATED: 08/14/2013

(See above for address) ATTORNEY TO BE NOTICED

Elizabeth Graham Minerd (See above for address) ATTORNEY TO BE NOTICED

James C McMillin (See above for address) ATTORNEY TO BE NOTICED


John D Stiner (See above for address) ATTORNEY TO BE NOTICED

Cross Defendant

MaloneBailey LLP TERMINATED: 08/14/2013

represented by Michael J Niborski (See above for address) TERMINATED: 01/20/2012 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Bryan T Mohler (See above for address) TERMINATED: 01/20/2012 ATTORNEY TO BE NOTICED

David S Eisen (See above for address) ATTORNEY TO BE NOTICED


Lisa M Buckley (See above for address) TERMINATED: 01/20/2012 ATTORNEY TO BE NOTICED

Patricia Ann Golson (See above for address) ATTORNEY TO BE NOTICED

Patrick Michael Kelly (See above for address) ATTORNEY TO BE NOTICED

Date Filed

04/01/2011

# Docket Text

1 CLASS ACTION COMPLAINT against Defendants Michael Askew, China Intelligent Lighting and Electronics, Inc., Zhang Hongfeng, Kiu Kevin Jiang, Ruxiang Niu, Rodman and Renshaw, LLC, Wu Shilang, WestPark Capital, Inc., Li Xuemei, Su Yang.Case assigned to Judge Philip S. Gutierrez for all further proceedings. Discovery referred to Magistrate Judge Suzanne H. Segal.(Filing fee $ 350:PAID) Jury Demanded., filed by plaintiff Michael Stern.(ghap) Modified on 4/5/2011 (ghap). (mg). (Entered: 04/05/2011)

04/01/2011 21 DAY Summons Issued re Complaint - (Discovery) 1 as to Defendants Michael Askew, China Intelligent Lighting and Electronics, Inc., Zhang Hongfeng, Kiu Kevin Jiang, Ruxiang Niu, Rodman and Renshaw, LLC, Wu Shilang, WestPark Capital, Inc., Li

Xuemei, Su Yang. (ghap) (Entered: 04/05/2011)

04/01/2011 2 CERTIFICATION AND NOTICE of Interested Parties filed by Plaintiff Michael Stern. (ghap) (mg). (Entered: 04/05/2011)

04/06/2011 3. STANDING ORDER regarding Newly Assigned Cases (See document for further details) by Judge Philip S. Gutierrez. (ir) (Entered: 04/07/2011)

05/31/2011 4 NOTICE OF MOTION AND MOTION for Appointment of Counsel andfor Appointment of the Perritt Emerging Opportunities Fund as Lead Plaintiff filed by plaintiff Michael Stern. Motion set for hearing on 7/11/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Bright, Thomas) (Entered: 05/31/2011)

05/31/2011 5 MEMORANDUM in Support of MOTION for Appointment of Counsel andfor Appointment of the Perritt Emerging Opportunities Fund as Lead Plaintiff 4 filed by Plaintiff Michael Stern. (Bright, Thomas) (Entered: 05/31/2011)

05/31/2011 6 DECLARATION of Thomas C. Bright in support of MOTION for Appointment of Counsel and for Appointment of the Perritt Emerging Opportunities Fund as Lead Plaintiff 4 filed by Plaintiff Michael Stern. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Bright, Thomas) (Entered: 05/31/2011)

05/31/2011 7 NOTICE OF MOTION AND MOTION for Appointment of Counsel and Lead Plaintiff by de Sejournet Funds ( Motion set for hearing on 7/11/2011 at 01:30 PM before Judge Philip S. Gutierrez.), MOTION to Consolidate Cases filed by Movant Michael Stern. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 05/31/2011)

05/31/2011 8 MEMORANDUM in Support of MOTION for Appointment of Counsel and Lead Plaintiff by de Sejournet Funds MOTION to Consolidate Cases 7 filed by Plaintiff Michael Stern. (Rosen, Laurence) (Entered: 05/31/2011)

05/31/2011 9 DECLARATION of Laurence Rosen in Support of MOTION for Appointment of Counsel and Lead Plaintiff by de Sejournet Funds MOTION to Consolidate Cases 7 filed by Plaintiff Michael Stern. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Rosen, Laurence) (Entered: 05/31/2011)

06/20/2011 10 STIPULATION for Order for Appointment of Lead Plaintiffs and Approval of Lead Counsel filed by plaintiff Michael Stern. (Attachments: # 1 Proposed Order)(Cera, Solomon) (Entered: 06/20/2011)

06/22/2011 11 PROOF OF SERVICE Executed by Plaintiff Michael Stern, upon Defendant China Intelligent Lighting and Electronics, Inc. served on 6/21/2011, answer due 7/12/2011. Service of the Summons and Complaint were executed upon Paul Matthews, Process Agent of Corporation in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 06/22/2011)

06/22/2011 12 PROOF OF SERVICE Executed by Plaintiff Michael Stern, upon Defendant Rodman and Renshaw, LLC served on 6/22/2011, answer due 7/13/2011. Service of the Summons and Complaint were executed upon Karen Clynes, Assistant to CEO in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 06/22/2011)

07/05/2011 13 PROOF OF SERVICE Executed by Plaintiff Michael Stern, upon Defendant WestPark Capital, Inc. served on 6/28/2011, answer due 7/19/2011. Service of the Summons and Complaint were executed upon Cynthia Aragon, General Counsel in compliance with Federal Rules of Civil Procedure by service on a domestic corporation, unincorporated association, or public entity. Original Summons returned. (Rosen, Laurence) (Entered: 07/05/2011)

07/07/2011 14 ORDER APPOINTING LEAD PLAINTIFFS AND Approving Selection of Co-Lead Counsel Pursuant To The Private Securities Litigation Reform Act of 1995 by Judge Philip S. Gutierrez, re Stipulation 10 : Pursuant to the Stipulation of the two lead plaintiff applicants on file herein, it is HEREBY ORDERED that Perritt Emerging Opportunities Fund, and Universal Invest Quality SICAV, Acerco SA, and Antoine de Sejournet (collectively, the de Sejournet Funds") are appointed Co-Lead Plaintiffs pursuant to 15 U.S.C. §§77z-1(a)(3)(B)(i) and 15 U.S.C. §78u-4a(3)(B)(i). It is further HEREBY ORDERED that Gold Bennett Cera & Sidener LLP and the Rosen Law Firm P.A. are appointed Co-Lead Counsel pursuant to 15 U.S.C. §77z-1(a)(3)(B)(v) and 15 U.S.C. §78u-4(a)(3)(B)(v). It is further HEREBY ORDERED that the actions captioned above are consolidated for all purposes pursuant to Rule 42(a) of the Federal Rules of Civil Procedure and that this litigation shall henceforth be captioned "In re China Intelligent Lighting and Electronics, Inc. Securities Litigation," and shall be maintained under Master File No. 2:11-cv-02768 PSG (SSx). It is further HEREBY ORDERED that Lead Plaintiffs shall file a consolidated amended complaint within sixty (60) days of the date of this Order. (bm) (Entered: 07/07/2011)

07/25/2011 15 APPLICATION for attorney Jay S. Auslander to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8985396 paid.) filed by Defendant Rodman and Renshaw, LLC., and WestPark Capital Inc. (Attachments: # 1 Proposed Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Bures, Matthew). (Entered: 07/25/2011)

07/25/2011 16 APPLICATION for attorney Natalie Shkolnik to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8985466 paid.) filed by Defendant Rodman and Renshaw, LLC., and WestPark Capital, Inc. (Attachments: # 1 Proposed Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Bures, Matthew). (Entered: 07/25/2011)

07/25/2011 17 APPLICATION for attorney Joseph Zelmanovitz to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8985492 paid.) filed by Defendant Rodman and Renshaw, LLC. and Westpark Capital, Inc. (Attachments: # 1 Proposed Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Bures, Matthew) (Entered: 07/25/2011)

07/25/2011 18 APPLICATION for attorney Julie Cilia to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8985506 paid.) filed by Defendant Rodman and Renshaw, LLC.and Westpark Capitol, Inc. (Attachments: # 1 Proposed Order on Application of Non-Resident Attorney to Appear in a Specific Case)(Bures, Matthew). (Entered: 07/25/2011)

07/26/2011 19 STIPULATION for Extension of Time to File Answer to Forty-five (45) days after the date that the Consolidated Complaint is filed re Order, Set/Clear Flags, Create Related Case Association,,,,,,,,,,,,,,, 14 , STIPULATION for Extension of Time to File Response and Reply filed by Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order Establishing Briefing Schedule for Defendants to Respond to Plaintiffs Complaint)(Bures, Matthew) (Entered: 07/26/2011)

07/27/2011 20 ORDER by Judge Philip S. Gutierrez: granting 17 Application to Appear Pro Hac Vice by Attorney Joseph Zelmanovitz on behalf of Defendants Rodman & Renshaw, LLC and WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011)

07/27/2011 21 ORDER by Judge Philip S. Gutierrez: granting 15 Application to Appear Pro Hac Vice by Attorney Jay S. Auslander on behalf of Defendants Rodman & Renshaw, LLC and WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011)

07/27/2011 22 ORDER by Judge Philip S. Gutierrez: granting 16 Application to Appear Pro Hac Vice by Attorney Natalie Shkolnik on behalf of Defendants Rodman & Renshaw, LLC and

WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011)

07/27/2011 23 ORDER by Judge Philip S. Gutierrez: granting 18 Application to Appear Pro Hac Vice by Attorney Julie Cilia on behalf of Defendants Rodman & Renshaw, LLC and WestPark Capital, Inc., designating Matthew Clark Bures as local counsel. (lt) (Entered: 07/28/2011)

07/28/2011 24 ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation 19 , Defendants shall have no obligation to file any response to the Complaint; The deadline for Defendants to answer, move to dismiss, or otherwise respond to Plaintiffs' Consolidated Complaint shall be extended to forty-five (45) days after the date that the Consolidated Complaint is filed. Should Defendants move to dismiss the Complaint, the deadline for Plaintiffs to oppose Defendants' Motion to Dismiss shall be extended to forty-five (45) days after the date on which Defendants' Motion to Dismiss is filed. The deadline for Defendants to Reply to Plaintiffs' Opposition shall be extended to thirty (30) days after the date on which Plaintiffs' Opposition is filed. (ir) (Entered: 07/29/2011)

08/01/2011 25 NOTICE of Change of Attorney Information for attorney Laurence M Rosen counsel for Plaintiff Michael Stern. Changing Address to 355 South Grand Avenue, Suite 2450, Los Angeles, California 90071. Filed by Plaintiff Michael Stern (Rosen, Laurence) (Entered: 08/01/2011)

08/22/2011 26 NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant RODMAN & RENSHAW, LLC and WESTPARK CAPITAL, INC. [re Joseph Zelmanovitz] (Bures, Matthew) (Entered: 08/22/2011)

09/06/2011 27 CONSOLIDATED CLASS ACTION COMPLAINT FOR VIOLATION OF THE SECURITIES LAWS related to: Complaint 1 , filed by plaintiffs Colonel Nunzio Marabella, Michael Stern. (bm) (Additional attachment(s) added on 9/27/2011: # 1 Summons on Consolidated Amended Complaint) (bm). (Entered: 09/08/2011)

09/06/2011 28 ORIGINAL SUMMONS ON CONSOLIDATED AMENDED COMPLAINT RETURNED filed by Plaintiffs Colonel Nunzio Marabella, Michael Stern. (bm) Modified on 9/23/2011 (bm). (Entered: 09/13/2011)

09/06/2011 21 DAY Summons Issued re Consolidated Amended Complaint, 27 as to Defendants Michael Askew, John Borer, China Intelligent Lighting and Electronics, Inc., Zhang Hongfeng, David Horin, Kiu Kevin Jiang, Kempisty & Company, P.C., MaloneBailey LLP, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, Wu Shilang, WestPark Capital, Inc., Li Xuemei, Su Yang. (bm) (Entered: 09/27/2011)

09/14/2011 29 NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Jay S. Auslander) (Bures, Matthew) (Entered: 09/14/2011)

09/14/2011 30 NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Julie Cilia) (Bures, Matthew) (Entered: 09/14/2011)

09/14/2011 31 NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Joseph Zelmanovitz) (Bures, Matthew) (Entered: 09/14/2011)

09/14/2011 32 NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants Rodman and Renshaw, LLC, WestPark Capital, Inc.. Filed by Defendant WESTPARK CAPITAL, INC. and RODMAN & RENSHAW, LLC (Attorney Natalie Shkolnik) (Bures, Matthew) (Entered: 09/14/2011)

09/20/2011 33 REQUEST for Clerk to Enter Default against defendant China Intelligent Lighting and Electronics, Inc. filed by Plaintiff Michael Stern. (Rosen, Laurence) (Entered: 09/20/2011)

09/21/2011 34 NOTICE OF DEFICIENCY Re: REQUEST for Clerk to Enter Default against defendant China Intelligent Lighting and Electronics, Inc. 33 . The Clerk cannot enter the requested relief as No declaration as required by F.R.Civ.P 55(a), affidavit or declaration must state that defendant is not a minor, incompetent, or member of the military. Requesting party shall file a new Request/Application with noted deficiencies corrected in order to have default reconsidered. (bm) (Entered: 09/21/2011)

09/21/2011 35 AMENDED DOCUMENT filed by Plaintiff Michael Stern. Amendment to Service of Summons and Complaint Returned Executed (21 days), Service of Summons and Complaint Returned Executed (21 days) 11 Amended to include signature sheet of licensed process server (Rosen, Laurence) (Entered: 09/21/2011)

09/21/2011 36 Corrected REQUEST for Clerk to Enter Default against defendant China Intelligent Lighting and Electronics, Inc. filed by Plaintiff Michael Stern. (Attachments: # 1 Declaration of Laurence Rosen)(Rosen, Laurence) (Entered: 09/21/2011)

09/22/2011 37 DEFAULT BY CLERK ENTERED as to *Defendant China Intelligent Lighting and Electronics, Inc.* (bm) (Entered: 09/22/2011)

09/27/2011 38 NOTICE OF CLERICAL ERROR: Due to clerical error, the following docket entry has been corrected as indicated below Re: Original Summons Returned 28 , Filed Date: 9/6/11. Other: document should have been attached to the consolidated amended complaint and docket entry of summons issued should have been made. (bm) (Entered: 09/27/2011)

09/27/2011 39 PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant MaloneBailey LLP served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon John Kruger Auditor in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 40 PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Kempisty & Company, P.C. served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Auditor as successor-in-interest in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 41 PROOF OF SERVICE Executed by Defendant Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Anthony C. Pintsopoulos served on 9/21/2011, answer due 10/12/2011. in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 42 PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Richard A. Rappaport served on 9/21/2011, answer due 10/12/2011. in compliance with Federal

Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 43 PROOF OF SERVICE Executed by Plaintiff Michael Stern, Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant David Horin served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Amanda Rattan - Administrative Assistant in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 44 PROOF OF SERVICE Executed by Plaintiff Michael Stern, Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant John Borer served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Amanda Rattan - Administrative Assistant in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 45 PROOF OF SERVICE Executed by Plaintiff Michael Stern, Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, upon Defendant Edward Rubin served on 9/8/2011, answer due 9/29/2011. Service of the Summons and Complaint were executed upon Amanda Rattan - Administrative Assistant in compliance with Federal Rules of Civil Procedure by substituted service at business address and by also mailing a copy. Original Summons returned. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 46 STIPULATION to Set Aside Default as to China Intelligent Lighting And Electronics, Inc. filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order, # 2 Proof of Service)(Horton, Timothy) (Entered: 09/27/2011)

09/28/2011 47 STIPULATION for Extension of Time to File Answer to October 21, 2011 re Consolidated Complaint, 27 filed by Defendants John Borer, David Horin, MaloneBailey LLP, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order Establishing Briefing Schedule for Defendants to Respond to Plaintiffs' Consolidated Complaint)(Bures, Matthew) (Entered: 09/28/2011)

09/29/2011 48 ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation 47 . The deadline for the Individual Defendants and Malone Bailey to answer, move to dismiss, or otherwise respond to Plaintiffs Consolidated Complaint shall be extended to forty-five (45) days after the date that the Consolidated Complaint was filed. Should the Individual Defendants and/or Malone Bailey move todismiss Plaintiffs Consolidated Complaint, the deadline for Plaintiffs to oppose the Motion(s) to Dismiss shall be extended to forty-five (45) days after the date on which the Individual Defendants or Malone Baileys Motion(s) to Dismiss is/are filed. The deadline for the Individual Defendants and Malone Bailey to Reply to Plaintiffs Opposition shall be extended to thirty (30) days after the date on which Plaintiffs Opposition(s) is/are filed. (ir) (Entered: 09/29/2011)

09/29/2011 50 ORDER by Judge Philip S. Gutierrez, re Stipulation to Set Aside Default on Defendant China Intelligent Lighting and Electronics, Inc. 46 , 1. The default against Defendant shall be set aside. 2. The deadline for Defendant to answer, move to dismiss, or otherwise respond to Plaintiffs' Consolidated Complaint shall be extended to 45 days after the date that the Consolidated Complaint was filed, up to Friday, October 21, 2011. 3. Should Defendant move to dismiss the Complaint, the deadline for Plaintiffs to oppose Defendant's Motion to Dismiss shall be extended to 45 days after the date on which Defendant's Motion to Dismiss is filed; and 4. The deadline for Defendant to Reply to

Plaintiffs' Opposition shall be extended to 30 days after the date on which Plaintiffs' Opposition is filed. (lw) (Entered: 10/19/2011)

10/05/2011 49 NOTICE of Appearance filed by attorney Michael J Niborski on behalf of Defendant MaloneBailey LLP (Niborski, Michael) (Entered: 10/05/2011)

10/21/2011 51 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 11/21/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Request for Judicial Notice, # 3 Exhibit A-C, # 4 Exhibit D-I, # 5 Proposed Order, # 6 Notice of Interested Parties, # 7 Certificate of Service)(Horton, Timothy) **STRICKEN PURSUANT TO ORDER FILED 10/25/11** Modified on 10/25/2011 (ir). (Entered: 10/21/2011)

10/21/2011 52 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant MaloneBailey LLP. Motion set for hearing on 12/5/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C-1, # 6 Exhibit C-2, # 7 Exhibit C-3)(Niborski, Michael) ***DOCUMENT IS STRICKEN PURSUANT TO COURT ORDER DATED 12/2/11, DOCUMENT 86 .*** Modified on 12/2/2011 (bm). (Entered: 10/21/2011)

10/21/2011 53 NOTICE OF MOTION AND MOTION to Dismiss Lead Plaintiffs Consolidated Complaint (Memorandum of Points and Authorities in Support Thereof) filed by DEFENDANTS John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 11/21/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order Granting Motion to Dismiss Lead Plaintiffs Consolidated Complaint of Defendants Westpark Capital, Inc., Richard A. Rappaport, Anthony C. Pintsopoulos, Rodman & Renshaw, LLC, John Borer, Edward Rubin and David Horin)(Bures, Matthew) *STRICKEN PURSUANT TO ORDE FILED 10/25/11**Modified on 10/25/2011 (ir). (Entered: 10/21/2011)

10/21/2011 54 Certification and Notice of Interested Parties [Rodman & Renshaw, LLC] filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 10/21/2011)

10/21/2011 55 Certification and Notice of Interested Parties [WestPark Capital, Inc. & Richard Rappaport] filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 10/21/2011)

10/24/2011 56 Certification and Notice of Interested Parties [Rodman & Renshaw, LLC] filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 10/24/2011)

10/24/2011 57 NOTICE OF MOTION AND MOTION to AMEND MOTION to Dismiss Case 51 filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order, # 2 Certificate of Service)(Horton, Timothy) (Entered: 10/24/2011)

10/24/2011 58 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Plaintiff's complaint 51 . The following error was found: Request for Judicial Notice and Certification of Interested Parties shall both be filed as separate documents not attachments using correct events. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3)

take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/24/2011)

10/24/2011 59 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Certificate of Interested Parties 54 , 55 . The following error was found: Incorrect event selected. The correct event is: Other Filings - Notices - Certificate of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/24/2011)

10/24/2011 60 NOTICE OF MOTION AND Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] filed by DEFENDANTS John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order Granting Amended Motion to Dismiss Lead Plaintiffs Consolidated Complaint of Defendants Westpark Capital, Inc., Richard A. Rappaport, Anthony C. Pintsopoulos, Rodman & Renshaw, LLC, John Borer, Edward Rubin and David Horin)(Bures, Matthew) (Entered: 10/24/2011)

10/25/2011 61 NOTICE OF MOTION re MOTION to Dismiss Case 52 filed by Defendant MaloneBailey LLP. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Niborski, Michael) ***DOCUMENT IS STRICKEN PURSUANT TO COURT ORDER DATED 10/26/11, DOCUMENT 71 .*** Modified on 10/27/2011 (bm). (Entered: 10/25/2011)

10/25/2011 62 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Certificate and Notice of Interested Parties 56 . The following error was found: Incorrect event selected. The correct event is: Other Filings - Notices- Certificate of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/25/2011)

10/25/2011 63 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Amended Notices of Motion to dismiss 51 57 , 60 . The following errors were found: Incorrect event selected. The correct event is: Motion and Related Filings - Responses/Replies - Notice of Motion. Documents appear to only be amending the hearing date, not amending the actual motion or submitting a Motion to amend. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/25/2011)

10/25/2011 64 ORDER by Judge Philip S. Gutierrez: the following document be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss plaintiff's complaint 51 , for the following reasons: Hearing information is missing, incorrect or not timely. November 21, 2011 hearing date is closed. (ir) (Entered: 10/25/2011)

10/25/2011 65 ORDER by Judge Philip S. Gutierrez: the following document be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss Lead Plaintiffs Consolidated Complaint 53 , for the following reasons: Hearing information is missing, incorrect or not timely. (ir) (Entered: 10/25/2011)

10/26/2011 66 ANSWER to Consolidated Complaint, 27 with JURY DEMAND filed by DEFENDANT Kempisty & Company, P.C..(Minerd, Elizabeth) (Entered: 10/26/2011)

10/26/2011 67 CORPORATE DISCLOSURE STATEMENT filed by Defendant Kempisty & Company, P.C. (Minerd, Elizabeth) (Entered: 10/26/2011)

10/26/2011 68 CERTIFICATION OF INTERESTED ENTITIES OR PERSONS of Interested Parties filed by DEFENDANT Kempisty & Company, P.C., (Minerd, Elizabeth) (Entered: 10/26/2011)

10/26/2011 69 CERTIFICATE OF SERVICE filed by DEFENDANT Kempisty & Company, P.C., re Certificate/Notice of Interested Parties 68 , Corporate Disclosure Statement 67 , Answer to Complaint (Discovery) 66 served on 10/26/11. (Minerd, Elizabeth) (Entered: 10/26/2011)

10/26/2011 71 ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENTS by Judge Philip S. Gutierrez: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion to Dismiss 61 , for the following reasons: Other: Document is actually a Notice Amending the hearing date which is not permitted. The entire motion must be re-electronically filed and a hard copy delivered to Courtroom 880. (bm) (Entered: 10/27/2011)

10/27/2011 70 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Amended Notice of Motion to dismiss 61 . The following error was found: Proposed order was not submitted as a separate attachment. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/27/2011)

10/27/2011 72 JOINDER in Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof]Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] 60 , MOTION to Dismiss Case 52 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 10/27/2011)

10/27/2011 73 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant MaloneBailey LLP. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration of Michael J. Niborski, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C-1, # 6 Exhibit C-2, # 7 Exhibit C-3, # 8 Proposed Order)(Niborski, Michael) (Entered: 10/27/2011)

11/02/2011 74 APPLICATION for attorney Bryan T. Mohler to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9457892 paid.) filed by Defendant MaloneBailey LLP. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order)(Niborski, Michael) (Entered: 11/02/2011)

11/02/2011 75 ORDER SETTING SCHEDULING CONFERENCE by Judge Philip S. Gutierrez: This matter is set for a scheduling conference on February 27, 2012 at 2:00 p.m.The Conference will be held pursuant to F.R.Civ. P. 16(b). The parties are reminded of their obligations to disclose information and confer on a discovery plan not later than 21 days prior to the scheduling conference, and to file a joint statement with the Court not later than 14 days after they confer, as required by F.R. Civ.P. 26 and the Local Rules of this Court. In their F.R.Civ. P. 26(f) Report, the parties shall indicate whether they have agreed to participate in the Courts ADR Program, to private mediation or, upona showing

of good cause, to a Magistrate Judge for a settlement conference. Failure to comply may lead to the imposition of sanctions. (ir) (Entered: 11/02/2011)

11/03/2011 76 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration of Peter Z. Stockburger, # 3 Proposed Order, # 4 Certificate of Service)(Horton, Timothy) (Entered: 11/03/2011)

11/03/2011 77 DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.S REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF MOTION TO DISMISS PLAINTIFFS COMPLAINT re MOTION to Dismiss Case 76 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A-C, # 2 Exhibit D- I, # 3 Certificate of Service)(Horton, Timothy) (Entered: 11/03/2011)

11/03/2011 78 NOTICE of Interested Parties filed by Defendant China Intelligent Lighting and Electronics, Inc., identifying China Intelligent Lighting And Electronics, Inc.; Perritt Emerging Opportunities Fund; Universal Invest Quality SICAV; Acerco SA; Antoine de Sejournet; Alleged absent class members; Unnamed shareholders in China Intelligent Lighting And Electronics, Inc.. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 11/03/2011)

11/04/2011 79 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Request for Judicial Notice 77 . The following error(s) was found: Incorrect event selected. The correct event is: Requests-For Judicial Notice. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 11/04/2011)

11/04/2011 80 ORDER by Judge Philip S. Gutierrez: granting 74 Application to Appear Pro Hac Vice by Attorney Bryan T. Mohler on behalf of Defendant MaloneBailey LLP, designating Michael J. Niborski as local counsel. (lt) (Entered: 11/07/2011)

11/08/2011 81 NOTICE OF MOTION AND MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY OBTAIN CURRENT INFORMATION TO SERVE INDIVIDUAL DEFENDANTS WITH THE SUMMONS AND COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. Motion set for hearing on 12/19/2011 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Rosen, Laurence) **STRICKEN PURSUANT TO ORDER FILED 11/15/11** Modified on 11/16/2011 (ir). (Entered: 11/08/2011)

11/08/2011 82 DECLARATION of Laurence Rosen in support of MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA

INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 81 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) **STRICKEN PURSUANT TO ORDER FILED 11/15/11**Modified on 11/16/2011 (ir). (Entered: 11/08/2011)

11/15/2011 83 ORDER by Judge Philip S. Gutierrez: the following documents be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion for leave to effect service on Individual Defendants 81 , Declaration (Motion related) 82 , for the following reasons: The December 19th hearing date is closed. (ir) (Entered: 11/16/2011)

11/16/2011 84 NOTICE OF MOTION AND MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY OBTAIN CURRENT INFORMATION TO SERVE INDIVIDUAL DEFENDANTS WITH THE SUMMONS AND COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT THEREOF filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. Motion set for hearing on 1/23/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 11/16/2011)

11/16/2011 85 DECLARATION of Laurence Rosen in support of MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 84 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) (Entered: 11/16/2011)

12/02/2011 86 ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENTS by Judge Philip S. Gutierrez: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss Case 52 , for the following reasons: Other: Defendant MALONEBAILEY, LLP filed a duplicative motion on October 27, 2011 [doc.73], which is presently set for hearing on January 23, 2012. (bm) (Entered: 12/02/2011)

12/05/2011 87 MEMORANDUM in Opposition to MOTION to Dismiss Case 73 to Defendant MaloneBailey's Motion to Dismiss the Consolidated Class Action Complaint filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Bright, Thomas) (Entered: 12/05/2011)

12/05/2011 88 MEMORANDUM in Opposition to MOTION to Dismiss Case 76 Lead Plaintiffs'

Memorandum in Opposition to the GIL and Underwriter Defendants' Motions to Dismiss filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Bright, Thomas) (Entered: 12/05/2011)

12/05/2011 89 DECLARATION of Thomas C. Bright in opposition to MOTION to Dismiss Case 76 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bright, Thomas) (Entered: 12/05/2011)

12/07/2011 90 APPLICATION for attorney John D. Stiner to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9614592 paid.) filed by defendant Kempisty & Company, P.C.. (Minerd, Elizabeth) (Entered: 12/07/2011)

12/07/2011 91 APPLICATION for attorney James C. McMillin to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9614910 paid.) filed by defendant Kempisty & Company, P.C.. (Minerd, Elizabeth) (Entered: 12/07/2011)

12/07/2011 92 APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9619599 paid.) filed by Defendant MaloneBailey LLP. (Attachments: # 1 Proposed Order)(Niborski, Michael) (Entered: 12/07/2011)

12/08/2011 93 NOTICE OF LODGING filed [Proposed] Order re APPLICATION for attorney John D. Stiner to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9614592 paid.) 90 (Minerd, Elizabeth) (Entered: 12/08/2011)

12/08/2011 94 NOTICE OF LODGING filed [Proposed] Order re APPLICATION for attorney James C. McMillin to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9614910 paid.) 91 (Minerd, Elizabeth) (Entered: 12/08/2011)

12/09/2011 95 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: [Proposed] Orders 93 , 94 . The following error(s) was found: Other error(s) with document(s) are specified below. Other error(s) with document(s): Stand-alone proposed orders should be e-filed by submitting Notices of Lodging with the separate, additional attachment of the proposed orders. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 12/09/2011)

12/12/2011 96 ORDER by Judge Philip S. Gutierrez: granting 90 Application to Appear Pro Hac Vice by Attorney John D. Stiner on behalf of Defendant Kempisty & Company, designating Brett McClure as local counsel. (lt) (Entered: 12/13/2011)

12/12/2011 97 ORDER by Judge Philip S. Gutierrez: granting 91 Application to Appear Pro Hac Vice by Attorney James C. McMillin on behalf of Defendant Kempisty & Company, designating Brett McClure as local counsel. (lt) (Entered: 12/13/2011)

12/12/2011 98 ORDER by Judge Philip S. Gutierrez denying APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9619599 paid.) 92 by Lisa M Buckley to appear on behalf of Defendant MaloneBailey LLP. (lt) (Entered: 12/13/2011)

12/21/2011 99 APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9683338 paid.) filed by Defendant MaloneBailey LLP. (Attachments: # 1 Certificate of Good Standing for Lisa M. Buckley)(Niborski, Michael) (Entered: 12/21/2011)

12/21/2011 100 NOTICE OF LODGING filed of Proposed Order re APPLICATION for attorney Lisa M. Buckley to Appear Pro Hac Vice(PHV Fee of $325 receipt number 0973-9683338 paid.) 99 (Attachments: # 1 Proposed Order)(Niborski, Michael) (Entered: 12/21/2011)

12/23/2011 101 ORDER by Judge Philip S. Gutierrez: granting 99 Application to Appear Pro Hac Vice by Attorney Lisa M. Buckley on behalf of Defendants MaloneBailey LLP, designating Michael J. Niborski as local counsel. (lt) (Entered: 12/27/2011)

12/29/2011

01/04/2012

102 OPPOSITION to MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 84 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 12/29/2011)

103 REPLY In Support Of MOTION to Dismiss Case 76 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 01/04/2012)

01/04/2012 104 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 76 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A and B)(Horton, Timothy) (Entered: 01/04/2012)

01/04/2012 105 REPLY in Support of MOTION to Dismiss Case 73 filed by Defendant MaloneBailey LLP. (Attachments: # 1 Reply Declaration of Michael J. Niiborski, # 2 Niborski Declaration Exhibit A, # 3 Niborski Declaration Exhibit B)(Niborski, Michael) (Entered: 01/04/2012)

REPLY in Support of Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof]Amended MOTION to Dismiss Case [Lead Plaintiffs Consolidated Complaint; Memorandum of Points and Authorities in Support Thereof] 60 filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. (Bures, Matthew) (Entered: 01/04/2012)

REPLY In support of a motion MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY MOTION for Leave to (1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS INC.S REGISTERED AGENT OR COUNSEL; or (2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY 84 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet. (Attachments: # 1 Declaration Horne Declaration)(Rosen, Laurence) (Entered: 01/09/2012)

01/04/2012

106

01/09/2012 107

01/18/2012 108 REQUEST to Substitute attorney Patrick M. Kelly in place of attorney Lisa M Buckley filed by Defendant MaloneBailey LLP. (Attachments: # 1 Proposed Order Order On Request for Approval of Substitution of Attorney)(Moon, Jennifer) (Entered: 01/18/2012)

01/19/2012 109 MINUTES (IN CHAMBERS) ORDER re DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S MOTION TO DISMISS PLAINTIFFS' COMPLAINT FILED 10-24-11 (DOC. 57); DEFENDANTS' AMENDED MOTION TO DISMISS LEAD PLAINTIFFS' CONSOLIDATED COMPLAINT FILED 10-24-11 (DOC. 60); DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S JOINDER TO CO-DEFENDANTS' MOTIONS TO DISMISS FILED 10-27-11 (DOC. 72); DEFENDANT MALONEBAILEY, LLP.'S MOTION TO DISMISS CONSOLIDATED CLASS ACTION COMPLAINT FILED 10-27-11 (DOC. 73); DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S MOTION TO DISMISS PLAINTIFFS' COMPLAINT FILED 11-03-11 (DOC. 76); REQ FOR JUDICIAL NOTICE (DOC. 77); LEAD PLAINTIFFS AND ALL OTHERS SIMILARLY SITUATED MOTION TO 1) TO EFFECT SERVICE ON THE INDIVIDUAL DEFENDANTS BY SERVING CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S REGISTERED AGENT OR COUNSEL; OR 2) IN THE ALTERNATIVE TO PARTIALLY LIFT THE PSLRA DISCOVERY STAY SO THAT PLAINTIFFS MAY OBTAIN CURRENT INFORMATION TO SERVE INDIVIDUAL DEFENDANTS WITH THE SUMMONS AND COMPLAINT FILED 11-16-11 (DOC. 84) by Judge Philip S. Gutierrez: Counsel are advised that the above-referenced motion(s) set for hearing on January 23, 2012 are taken Under Submission and off calendar. Accordingly, no appearance by counsel is necessary. The Court will issue a ruling after full consideration of the submitted pleadings. (bm) (Entered: 01/20/2012)

01/20/2012 110 ORDER ON REQUEST FOR APPROVAL OF SUBSTITUTION OF ATTORNEY by Judge Philip S. Gutierrez: granting 108 Request to Substitute Attorney. Added attorney Patrick Michael Kelly from Wilson, Elser, Moskowitz, Edelman and Dicker LLP for defendant MaloneBailey LLP and stead of Pryor Cashman LLP - Attorney Michael J Niborski; Lisa M Buckley and Bryan T Mohler terminated. (lw) (Entered: 01/23/2012)

01/23/2012 111 NOTICE of Change of Attorney Information for attorney Matthew Clark Bures counsel for Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. (Bures, Matthew) (Entered: 01/23/2012)

02/14/2012 112 MINUTES (IN CHAMBERS) ORDER by Judge Philip S. Gutierrez GRANTING in part and DENYING in part 84 Plaintiffs' Motion To Effect Service or in the Alternative to Partially Lift Discovery Stay: For the foregoing reasons, Plaintiffs' motion is DENIED in part and GRANTED in part. The discovery stay is lifted for the limited purpose of allowing Plaintiffs to propound special interrogatories on CIL to ascertain the current address, government identification number, and employment status at CIL of Li Xuemei, Wu Shiliang, Kui "Kevin" Jiang, Michael Askew, Zhang Hongfeng, and Su Yang. (see document for further details) (bm) (Entered: 02/15/2012)

02/16/2012 113 MINUTES (IN CHAMBERS) ORDER GRANTING in part and DENYING in part Defendants' Motions to Dismiss by Judge Philip S. Gutierrez granting in part and denying in part 60 Motion to Dismiss Case; granting in part and denying in part 73 Motion to Dismiss Case; granting in part and denying in part 76 Motion to Dismiss Case: For the foregoing reasons, the Consolidated Amended Complaint is DISMISSED with leave to amend. Lead Plaintiffs have until March 16, 2012 to file an amended consolidated complaint or this action will be dismissed. In addition, John Borer, Edward

Rubin, and David Horin are DISMISSED from this action without prejudice. (see document for further details) (bm) (Entered: 02/16/2012)

02/21/2012 114 JOINT REPORT Rule 26(f) Discovery Plan filed by Defendant China Intelligent Lighting and Electronics, Inc... (Horton, Timothy) (Entered: 02/21/2012)

02/22/2012 IN CHAMBERS TEXT ONLY ENTRY by Judge Philip S. Gutierrez: Please be advised the Scheduling Conference is RESET for 6/18/2012 at 02:00 pm. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(wm) TEXT ONLY ENTRY (Entered: 02/22/2012)

03/16/2012 115 FIRST AMENDED COMPLAINT against defendants Michael Askew, John Borer, Zhang Hongfeng, Kiu Kevin Jiang, Kempisty & Company, P.C., MaloneBailey LLP, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, Wu Shilang, WestPark Capital, Inc., Li Xuemei, Su Yang, China Intelligent Lighting and Electronics, Inc., China Intelligent Electronic Holding Limited (BVI), Hyundai Light & Electric (HZ) Co. Ltd (China WFOE), Korea Hyundai Light & Electric (International) Holdings Limited (Hong Kong); Party Anthony C. Pintsopoulos, Michael Stern, Universal Invest Quality SICAV, Colonel Nunzio Marabella and Ruxiang Niu terminated amending Consolidated Complaint, 27 , filed by plaintiffs Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund. (bm) (Entered: 03/23/2012)

04/09/2012 116 Joint STIPULATION for Extension of Time to File Response to Plaintiffs' First Amended Complaint filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order)(Horton, Timothy) (Entered: 04/09/2012)

04/10/2012 117 ORDER ESTABLISHING BRIEFING SCHEDULE FOR DEFENDANTS TO RESPOND TO PLAINTIFFS' FIRST AMENDED COMPLAINT re Stipulation for Extension of Time to File 116 , by Judge Philip S. Gutierrez: IT IS ORDERED THAT: 1. The deadline for the Individual Defendants, MaloneBailey, CIL, Rodman, WestPark and Kempisty to answer, move to dismiss, move to strike or otherwise respond to Plaintiffs' First Amended Complaint shall be May 7, 2012, forty-five (45) days from March 23, 2012 when the First Amended Complaint was entered on the Court's ECF system and thereby served pursuant to General Order No. 10-07, VII(A); 2. Should the Individual Defendants, MaloneBailey, CIL, Rodman, WestPark or Kempisy move to dismiss the First Amended Complaint, the deadline for Plaintiffs to oppose the motion(s) to dismiss shall be June 21, 2012, forty-five (45) days after the deadline on which the responsive motion(s) must be filed; 3. The deadlines for the Individual Defendants, MaloneBaily, CIL, Rodman, WestPark and Kempisty to reply to Plaintiffs' opposition(s) shall be July 23, 2012, thirty-three (33) days after the deadline on which Plaintiffs' opposition(s) must be filed. (bm) (Entered: 04/11/2012)

04/11/2012 118 NOTICE OF MOTION AND MOTION of Jay S. Auslander, Natalie Shkolnik, Joseph Zelmanovitz and Julie Cilia to Withdraw as Attorney of Record for Defendants Westpark Capital, Inc., Richard A. Rappaport, and Anthony C. Pintsopoulos; Memorandum of Points and Authorities in Support of Motion filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 6/4/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Declaration (Partially Redacted Declaration) of Jay S. Auslander in Support of Motion to Withdraw as Counsel of Record, # 2 Proposed Order Terminating Wilk Auslander LLP as Counsel for Defendants Westpark Capital, Inc., Richard A. Rappaport, and Anthony C. Pintsopoulos)(Bures, Matthew) (Entered: 04/11/2012)

04/11/2012 119 EX PARTE APPLICATION to Shorten Time for Hearing filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. (Attachments: # 1 Declaration of

Pauline S. Kim, Esq. in Support of Ex Parte Application for Order Shortening Time, # 2 Proposed Order Granting Wilk Auslanders Ex Parte Application for Order Shortening Time)(Bures, Matthew) (Entered: 04/11/2012)

04/12/2012 120 NOTICE of Manual Filing filed by Defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc. of Application to Seal Declaration in Support of Motion to Withdraw as Counsel of Record; Declaration of Jay S. Auslander in Support of Motion to Withdraw as Counsel of Record; and [Proposed] Order. (Bures, Matthew) (Entered: 04/12/2012)

04/12/2012 121 APPLICATION TO SEAL DECLARATION In Support Of Motion To Withdraw As Counsel Of Record filed by defendants John Borer, David Horin, Anthony C. Pintsopoulos, Richard A. Rappaport, Rodman and Renshaw, LLC, Edward Rubin, WestPark Capital, Inc.. Lodged prop ord. (bm) (Entered: 04/13/2012)

04/12/2012 124 SEALED DOCUMENT- DECLARATION Jay S. Auslander Motion to Withdraw as Counsel of Record. (mat) (Entered: 04/19/2012)

04/16/2012 122 ORDER by Judge Philip S. Gutierrez GRANTING 121 The Application Of Wilk Auslander LLP To File Under Seal The Declaration Of Jay Auslander In Support Of Motion To Withdraw As Counsel For Defendants Westpark Capital, Inc., Richard A. Rappaport, And Anthony C. Pintosopoulos: IT IS HEREBY ORDERED THAT: 1. The Application is granted; 2. The un-redacted declaration of Jay Auslander in support of Wilk Auslander's Motion for authority to withdraw as counsel to defendants WestPark Capital, Inc., Richard A. Rappaport, and Anthony C. Pintsopoulos is to be filed under seal pursuant to Central District Local Rule 79-5. (bm) (Entered: 04/16/2012)

04/16/2012 123 ORDER by Judge Philip S. Gutierrez: Wilk Auslander's Ex Parte Application for Order Shorten Time 119 DENIED. (ir) (Entered: 04/17/2012)

05/07/2012 125 ANSWER to Amended Complaint,,, 115 filed by defendant Kempisty & Company, P.C..(McMillin, James) (Entered: 05/07/2012)

05/07/2012 126 ANSWER to Amended Complaint,,, 115 DEFENDANT MALONEBAILEYS ANSWER TO PLAINTIFFS FIRST AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND DEMAND FOR JURY TRIAL filed by Defendant MaloneBailey LLP.(Moon, Jennifer) (Entered: 05/07/2012)

05/07/2012 127 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 8/13/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Proposed Order, # 3 Proof of Service)(Horton, Timothy) **STRICKEN PURSUANT TO ORDERED FILED 5/11/12**Modified on 5/14/2012 (ir). (Entered: 05/07/2012)

05/07/2012 128 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 127 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A-B)(Horton, Timothy) **STRICKEN PURSUANT TO ORDER FILED 5/11/12**Modified on 5/14/2012 (ir). (Entered: 05/07/2012)

05/07/2012 129 NOTICE OF ERRATA filed by Defendant China Intelligent Lighting and Electronics, Inc.. correcting MOTION to Dismiss Case 127 (Horton, Timothy) **STRICKEN PURSUANT TO ORDERED FILED 5/11/12** Modified on 5/14/2012 (ir). (Entered: 05/07/2012)

05/07/2012 130 NOTICE OF MOTION AND MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) filed by Defendants John Borer, Richard A. Rappaport, Rodman and Renshaw,

LLC, Edward Rubin, WestPark Capital, Inc.. Motion set for hearing on 8/6/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Request for Judicial Notice, # 2 Declaration of Matthew Clark Bures in Support of Defendants Westpark Capital, Inc., Rodman & Renshaw, LLC, Richard A. Rappaport, John Borer and Edward Rubin's Request for Judicial Notice, # 3 Exhibit A to Declaration of Matthew Clark Bures (Registration Statement filed June 16, 2012 with the Securities and Exchange Commission by China Intelligent Lighting and Electronics, Inc.), # 4 Exhibit B to Declaration of Matthew Clark Bures (Prospectus dated June 21, 2012, filed with the Securities and Exchange Commission by China Intelligent Lighting and Electronics, Inc.))(Bures, Matthew) (Entered: 05/07/2012)

05/08/2012 131 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Case 127 , Request for Judicial Notice 128 and Errata 129 . The following errors were found: Document submitted in the wrong case.Motion to dismiss and Request for Judicial Notice were submitted in the wrong case. Notice of Errata indicates that Memo of PA (doc #127-1) submitted in Motion to dismiss was submitted in error and now correct Memo of PA is attached, but Motion to dismiss (doc. # 127) was submitted in wrong case. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 05/08/2012)

05/08/2012 132 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 . The following error(s) was found: Proposed Document was not submitted as a separate attachment. No Proposed Order. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lw) (Entered: 05/08/2012)

05/08/2012 133 STIPULATION for Leave to File Correct Papers In Support Of Its Motion to Dismiss filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit 1-5, # 2 Proposed Order)(Horton, Timothy) (Entered: 05/08/2012)

05/08/2012 134 OF SERVICE filed by Defendant China Intelligent Lighting and Electronics, Inc., re Stipulation for Leave 133 served on May 8, 2012. (Horton, Timothy) (Entered: 05/08/2012)

05/10/2012 135 ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation 133 . CIL shall be granted leave to file correct versions of its papers in support of its Motion to dismiss the First Amended complaint promptly after execution of this Order. (ir) (Entered: 05/11/2012)

05/11/2012 136 NOTICE OF MOTION AND MOTION to CORRECT MOTION to Dismiss Case 127 filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 8/13/2012 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Proposed Order, # 3 Certificate of Service)(Horton, Timothy) . (Entered: 05/11/2012)

05/11/2012 137 NOTICE OF ERRATA filed by Defendant China Intelligent Lighting and Electronics, Inc.. correcting MOTION to CORRECT MOTION to Dismiss Case 127 MOTION to CORRECT MOTION to Dismiss Case 127 136 [NOTICE OF ERRATA BEING FILED DUE TO INCORRECT CM/ECF "EVENT" USED FOR MOTION FILING] (Horton, Timothy) (Entered: 05/11/2012)

05/11/2012 138 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 8/13/2012 at 01:30

PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Proposed Order, # 3 Certificate of Service)(Horton, Timothy) (Entered: 05/11/2012)

05/11/2012 139 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case 138 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A-B)(Horton, Timothy) (Entered: 05/11/2012)

05/11/2012 140 ORDER by Judge Philip S. Gutierrez: the following documents be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: MOTION to Dismiss Case 127 , Request for Judicial Notice, 128 , Notice of Errata 129 , for the following reasons: Hearing information is missing, incorrect, or not timely. All documents submitted in the wrong case. (ir) (Entered: 05/14/2012)

05/30/2012 141 ORDER Terminiating Wilk Auslander LLP as counsel for Defendants Westpark Capital, Inc., Richard A. Rappaport and Anthony C. Pintsopoulos by Judge Philip S. Gutierrez: IT IS HEREBY ORDERED THAT: 1. The Motion is granted. 2. Wilk Auslanders is terminated as counsel for Defendants in this proceeding effective immediately... granting 118 Motion to Withdraw as Attorney. Attorney Natalie Shkolnik; Joseph Zelmanovitz; Jay S Auslander and Julie Cilia terminated (lw) (Entered: 05/30/2012)

06/04/2012 142 MINUTES: (In Chambers) Order GRANTING Motion for Consolidation: Before the Court is Plaintiff Neal Norths motion to consolidate. Dkt. # 50. The motionis not opposed. The motion to consolidate is GRANTED. Neal North v. China Intelligent Lighting & Electronics, Inc., et al., CV 12-2094 PSG (SSx) is consolidated with In re China Intelligent Lighting & Electronics, Inc. Securities Litigation, CV 11-2768 PSG (SSx). The clerk is directed to administratively close Neal North v. China Intelligent Lighting & Electronics, Inc., et al., CV 12-2094 PSG (SSx). All future filings shall be made on the docket of In re China Intelligent Lighting & Electronics, Inc. Securities Litigation, CV 11-2768 PSG (SSx) IT IS SO ORDERED by Judge Philip S. Gutierrez. (ir) (Entered: 06/05/2012)

06/06/2012 143 REQUEST for Order for Unopposed Application to Adjourn Rule 26(f) Scheduling Conference filed by defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration of Timothy A. Horton, # 2 Proposed Order, # 3 Certificate of Service)(Horton, Timothy) (Entered: 06/06/2012)

06/08/2012 144 ORDER by Judge Philip S. Gutierrez granting 143 Request: IT IS HEREBY ORDERED that the Rule 26(f) Scheduling Conference is adjourned and will be rescheduled after the resolution of the motions to dismiss and the termination of the discovery stay pursuant to the Private Securities Litigation Reform Act of 1995. (bm) (Entered: 06/08/2012)

06/20/2012 145 NOTICE filed by Defendants Richard A. Rappaport, WestPark Capital, Inc.. of Substitution of Counsel and Proposed Order (Reif, Brandon) (Entered: 06/20/2012)

06/21/2012 146 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Substitution of Attorney 145 . The following error(s) was found: Incorrect event selected. Other error(s) with document(s) are specified below. The correct event is: Requests-Substitute Attorney (G-01). Other error(s) with document(s): proposed order should be a separate, additional attachment to the Request. Forms are available at the court's website for Substitutions of Attorney at www.cacd.uscourts.gov . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 06/21/2012)

06/21/2012 147 NOTICE OF SUBSTITUTION OF COUNSEL AND ORDER 145 by Judge Philip S.

Gutierrez: Defendants WestPark Capital, Inc. and Richard A. Rappaport hereby substitute the law firm of Winget Spadafora & Schwartzberg LLP as counsel of record in this matter, in place of Dongell Lawrence Finney LLP, 707 Wilshire Blvd., 45th Floor, Los Angeles, CA 90017. All pleadings, orders and notices should henceforth be served upon Brandon S. Reif and Christina Z. Vourakis at 1900 Avenue of the Stars, Suite 450, Los Angeles, CA 90067, telephone 310-836-4800, facsimile 310-836-4801. (ir) (Entered: 06/21/2012)

06/21/2012

06/21/2012

06/21/2012

148

MEMORANDUM in Opposition to MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Rosen, Laurence) (Entered: 06/21/2012)

149 DECLARATION of Jonathan Horne in opposition to MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Attachments: # 1 Exhibit to the Declaration)(Rosen, Laurence) (Entered: 06/21/2012)

150 DECLARATION of Leonid Prilutskiy in opposition to MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Rosen, Laurence) (Entered: 06/21/2012)

06/21/2012

151 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint;

Memorandum of Point and Authorities in Support Thereof) 130 in opposition to motion(s) to dismiss filed by Lead Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Rosen, Laurence) (Entered: 06/21/2012)

06/21/2012 152 OPPOSITION to MOTION to Dismiss Case 138 Lead Plaintiffs' Memorandum in Opposition to Defendant China Intelligent and Electronics, Inc.'s Motion to Dismiss Plaintiffs' First Amended Complaint filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Bright, Thomas) (Entered: 06/21/2012)

06/21/2012 153 DECLARATION of Thomas C. Bright in opposition to MOTION to Dismiss Case 138 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Attachments: # 1 Exhibit A)(Bright, Thomas) (Entered: 06/21/2012)

07/19/2012 154 NOTICE filed by plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. Lead Plaintiffs' Notice of Supplemental Authority in Opposition to Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint (Attachments: # 1 Exhibit A)(Bright, Thomas) (Entered: 07/19/2012)

07/20/2012 155 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Plaintiffs' Notice of Supplemental Authority in opposition to Defendant's motion to dismiss 154 . The following error was found: Incorrect event selected. The correct event is: Supplement (Motion related). In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 07/20/2012)

07/23/2012 156 RESPONSE IN SUPPORT of MOTION to Dismiss Case 138 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Horton, Timothy) (Entered: 07/23/2012)

07/23/2012 157 REPLY in further support of MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Defendants John Borer, Rodman and Renshaw, LLC, Edward Rubin. (Bures, Matthew) (Entered: 07/23/2012)

07/23/2012 158 RESPONSE IN SUPPORT of MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) MOTION to Dismiss Case (Lead Plaintiffs First Amended Consolidated Class Action Complaint; Memorandum of Point and Authorities in Support Thereof) 130 filed by Defendants Richard A. Rappaport, WestPark Capital, Inc.. (Reif, Brandon) (Entered: 07/23/2012)

08/02/2012 159 TEXT ONLY ENTRY IN CHAMBERS by Judge Philip S. Gutierrez: DEFENDANTS' MOTION TO DISMISS LEAD PLAINTIFFS' FIRST AMENDED CONSOLIDATED CLASS ACTION COMPLAINT 130 set for hearing on 08/06/12 is taken under submission and off calendar. Accordingly, no appearance by counsel is necessary. The

Court will issue a ruling after full consideration of the submitted pleadings. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(wm) TEXT ONLY ENTRY (Entered: 08/02/2012)

08/08/2012 160 TEXT ONLY ENTRY IN CHAMBERS by Judge Philip S. Gutierrez: DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC.'S MOTION TO DISMISS PLAINTIFFS' AMENDED COMPLAINT 138 set for hearing on 08/13/12 is taken under submission and off calendar. Accordingly, no appearance by counsel is necessary. The Court will issue a ruling after full consideration of the submitted pleadings. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(wm) TEXT ONLY ENTRY (Entered: 08/08/2012)

09/05/2012 161 MINUTES: (In Chambers) Order GRANTING in part and DENYING in part Defendants' Motions to Dismiss: The Court GRANTS in part and DENIES in part the motions to dismiss. More specifically, the Court GRANTS the motion to dismiss Defendants Rubin and Borer and DISMISSES Rubin and Borer from this action, without prejudice. The motions to dismiss 130 138 are DENIED in all other respects by Judge Philip S. Gutierrez. (ir) (Entered: 09/05/2012)

09/18/2012 162 Joint STIPULATION Extending Time to Answer the complaint as to China Intelligent Lighting and Electronics, Inc. answer now due 10/2/2012, re Amended Complaint,,, 115 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration of Timothy A. Horton, # 2 Proposed Order, # 3 Proof of Service)(Horton, Timothy) (Entered: 09/18/2012)

09/18/2012 163 STIPULATION for Extension of Time to File Answer to October 23, 2012 re Amended Complaint,,, 115 filed by Defendant Rodman and Renshaw, LLC. (Attachments: # 1 Proposed Order)(Bures, Matthew) (Entered: 09/18/2012)

09/19/2012 164 ORDER granting Stipulation to Extend Time to Answer Plaintiffs' First Amended Consolidated Complaint, 163 , by Judge Philip S. Gutierrez: IT IS ORDERED that: The deadline for Rodman to file its answer to the First Amended Consolidated Complaint shall be extended to October 23, 2012, forty-eight (48) days after the date that the Court granted in part and denied in part the defendants' motions to dismiss the First Amended Consolidated Complaint. RE: Defendant Rodman and Renshaw, LLC answer due 10/23/2012 (lw) (Entered: 09/20/2012)

09/19/2012 165 ORDER granting Stipulation Regarding Continuance of Defendant China Intelligent Lighting's ("CIL") Deadline to Respond to Amended Complaint 162 , by Judge Philip S. Gutierrez: IT IS HEREBY ORDERED THAT: The Stipulation is GRANTED. CIL is granted a fourteen (14) day extension to file responsive pleadings to Plaintiffs' First Amended Complaint. CIL's deadline to file responsive pleadings to Plaintiffs First Amended Complaint is now October 2, 2012. (lw) (Entered: 09/20/2012)

10/05/2012 166 STIPULATION Extending Time to Answer the complaint as to WestPark Capital, Inc. answer now due 10/10/2012; Richard A. Rappaport answer now due 10/10/2012, re Amended Complaint,,, 115 filed by Defendants WestPark Capital, Inc.; Richard A. Rappaport. (Attachments: # 1 Proposed Order)(Reif, Brandon) (Entered: 10/05/2012)

10/09/2012 167 Joint STIPULATION Extending Time to Answer the complaint as to China Intelligent Lighting and Electronics, Inc. answer now due 10/23/2012, re Amended Complaint,,, 115 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration of Timothy A. Horton, # 2 Proposed Order, # 3 Proof of Service)(Horton, Timothy) (Entered: 10/09/2012)

10/10/2012 168 ANSWER to Complaint - (Discovery), Complaint - (Discovery) 1 and Cross-Claim with Demand for Jury Trial against Co-Defendants Malonebailey LLP and Kempisty &

Company, P.C. filed by Defendants Richard A. Rappaport, WestPark Capital, Inc..(Reif, Brandon) (Entered: 10/10/2012)

10/11/2012 169 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Answer to Complaint (Discovery) and Cross-claim 168 . The following error was found: Pursuant to General Order 10-07 & Local Rule 3-2 Initiating documents shall be filed in the traditional manner at the Civil Intake window. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (ir) (Entered: 10/11/2012)

10/15/2012 170 ORDER by Judge Philip S. Gutierrez: the following document be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Answer to Complaint (Discovery) and Cross-claim 168 , for the following reasons: Initiating documents must be manually filed at the Civil Intake section pursuant to Local Rule 3-2. Also, a PDF copy must also be electronically mailed the same day to [email protected] . (ir) (Entered: 10/15/2012)

10/15/2012 171 ORDER by Judge Philip S. Gutierrez: Stipulation Extension to respond to the First Amended complaint 167 is GRANTED. CIL is granted an additional twenty-one (21) day extension to file responsive pleadings to Plaintiffs' First Amended Complaint. CIL's deadline to file responsive pleadings to Plaintiffs' First Amended Complaint is now October 23, 2012. (ir) (Entered: 10/15/2012)

10/15/2012 172 ORDER by Judge Philip S. Gutierrez, pursuant to Stipulation for Extension to respond to First Amended complaint 166 is GRANTED. The WestPark Defendants are granted a twenty-two (22) day extension to file responsive pleadings to Plaintiffs' First Amended Complaint. The WestPark Defendants' deadline to file responsive pleadings to Plaintiffs First Amended Complaint is now October 10, 2012 (ir) (Entered: 10/15/2012)

10/17/2012 173 ANSWER to First Amended Complaint 115 , CROSSCLAIM against Kempisty & Company, P.C., MaloneBailey LLP filed by defendants WestPark Capital, Inc., Richard A. Rappaport. (bm) (bm). (Entered: 10/17/2012)

10/18/2012 174 ORDER SETTING SCHEDULING CONFERENCE by Judge Philip S. Gutierrez: Scheduling Conference set for 2/4/2013 at 2:00pm. See Order for further details. (wm) (Entered: 10/18/2012)

10/23/2012 175 ANSWER to Amended Complaint,,, 115 (Answer of Rodman & Renshaw, LLC to First Amended Consolidated Complaint; Demand for Jury Trial) filed by Defendant Rodman and Renshaw, LLC.(Bures, Matthew) (Entered: 10/23/2012)

10/23/2012 176 ANSWER to Amended Complaint,,, 115 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proof of Service)(Horton, Timothy) (Entered: 10/23/2012)

10/24/2012 177 STIPULATION Extending Time to Answer the complaint as to MaloneBailey LLP answer now due 12/7/2012, filed by Cross Defendant MaloneBailey LLP.(Golson, Patricia) (Entered: 10/24/2012)

12/03/2012 178 ANSWER AND AMENDED CROSSCLAIM 173 against China Intelligent Lighting and Electronics, Inc., Kempisty & Company, P.C., MaloneBailey LLP filed by defendants and cross-claimants WestPark Capital, Inc., Richard A. Rappaport. (bm) (bm). (Entered: 12/05/2012)

12/18/2012 179 Joint STIPULATION Extending Time to Answer the complaint as to MaloneBailey LLP answer now due 12/31/2012, re Answer to Crossclaim, 178 filed by defendant

MaloneBailey LLP.(Golson, Patricia) (Entered: 12/18/2012)

12/19/2012 180 Kempisty & Company, PC Response/ ANSWER To Cross-Claimant Westpark Capital, Inc. & Richard A. Rappaport filed by Cross-Defendant Kempisty & Company, P.C..(McMillin, James) (Entered: 12/19/2012)

12/20/2012 181 Joint STIPULATION Extending Time to Answer the complaint as to China Intelligent Lighting and Electronics, Inc. answer now due 1/8/2013, re Answer to Crossclaim, 178 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order)(Horton, Timothy) (Entered: 12/20/2012)

12/27/2012 182 ORDER GRANTING DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC. A 15 DAY EXTENSION TO RESPOND TO CROSS-CLAIM by Judge Philip S. Gutierrez, re Stipulation Extending Time to Answer 181 : Having considered the stipulation between Defendant and Cross-Defendant China Intelligent Lighting and Electronics, Inc. ("CIL") and Defendants and Cross-Complainants WestPark Capital, Inc. and Richard A. Rappaport ("WestPark Defendants") regarding CIL's deadline to file responsive pleadings to WestPark Defendants' Cross-Claim and for good cause appearing therefor: IT IS HEREBY ORDERED THAT: The Stipulation is GRANTED. CIL is granted a fifteen (15) day extension to file responsive pleadings to WestPark Defendants' Cross-Claim. CIL's deadline to file responsive pleadings to WestPark Defendants' Cross-Claim is now January 8, 2013. (bm) (Entered: 12/28/2012)

12/28/2012 183 Joint STIPULATION Extending Time to Answer the complaint as to MaloneBailey LLP answer now due 1/3/2013, re Answer to Crossclaim, 178 , Stipulation Extending Time to Answer (30 days or less) 179 filed by defendant MaloneBailey LLP.(Golson, Patricia) (Entered: 12/28/2012)

01/03/2013 184 NOTICE OF MOTION AND MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc.s and Richard A. Rappaport filed by defendant MaloneBailey LLP. Motion set for hearing on 3/4/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Declaration)(Golson, Patricia) DOCUMENT IS STRICKEN PURSUANT TO COURT ORDER DATED 1/7/13, DOCUMENT 186 . Modified on 1/7/2013 (bm). (Entered: 01/03/2013)

01/04/2013 185 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Motion to Dismiss Cross-Claim 184 . The following error(s) was found: Other error(s) with document(s) are specified below. Other error(s) with document(s): Hearing is noticed for a date that is closed on the court's calendar. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 01/04/2013)

01/07/2013 186 ORDER TO STRIKE ELECTRONICALLY FILED DOCUMENT(S) by Judge Philip S. Gutierrez: the following document(s) be STRICKEN for failure to comply with the Local Rules, General Order and/or the Courts Case Management Order: Motion to Dismiss Cross-Claim 184 , for the following reasons: Hearing information is missing, incorrect, or not timely. Other: The 03/04/13 hearing date is closed. (bm) (Entered: 01/07/2013)

01/08/2013 187 NOTICE OF MOTION AND MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rappaport filed by defendant MaloneBailey LLP. Motion set for hearing on 3/18/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Declaration)(Golson, Patricia) (Entered: 01/08/2013)

01/09/2013 188 Second STIPULATION Extending Time to Answer the complaint as to China Intelligent

Lighting and Electronics, Inc. answer now due 1/15/2013, re Answer to Crossclaim, 178 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Proposed Order)(Horton, Timothy) (Entered: 01/09/2013)

01/11/2013 189 ORDER GRANTING DEFENDANT CHINA INTELLIGENT LIGHTING AND ELECTRONICS, INC. A SECOND EXTENSION TO RESPOND TO CROSS-CLAIM re Stipulation Extending Time to Answer 188 , by Judge Philip S. Gutierrez: IT IS HEREBY ORDERED THAT: The Stipulation is GRANTED. CIL is granted a seven day extension to file responsive pleadings to WestPark Defendants' Cross-Claim. CIL's deadline to file responsive pleadings to WestPark Defendants' Cross-Claim is now January 15, 2013. (bm) (Entered: 01/11/2013)

01/18/2013 190 NOTICE Suggestion of Bankruptcy filed by Defendant Rodman and Renshaw, LLC. (Caplan, Benjamin) (Entered: 01/18/2013)

01/18/2013 191 NOTICE OF FILING BANKRUPTCY filed by Defendant Rodman and Renshaw, LLC. as to Rodman & Renshaw, LLC, Bankruptcy Court case number 13-bk-10087. (Attachments: # 1 Exhibit A)(Caplan, Benjamin) (Entered: 01/18/2013)

01/22/2013 192 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice of Suggestion of Bankruptcy 190 . The following error(s) was found: Incorrect event selected. Other error(s) with document(s) are specified below. The correct event is: Notices-Filing Bankruptcy (non-bankruptcy appeal). Other error(s) with document(s): The court notes that same document re-filed with additional exhibit attached as document 191 . In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (bm) (Entered: 01/22/2013)

01/22/2013 193 REQUEST for Clerk to Enter Default against Cross-Defendant China Intelligent Lighting and Electronics, Inc. filed by Cross-Claimants Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Declaration of David Maurer in Support of Request to Enter Default, # 2 Exhibit A to Declaration of David Maurer, # 3 Exhibit B to Declaration of David Maurer, # 4 Exhibit C to Declaration of David Maurer, # 5 Exhibit D to Declaration of David Maurer)(Reif, Brandon) (Entered: 01/22/2013)

01/23/2013 194 DEFAULT BY CLERK ENTERED as to *Cross Defendant China Intelligent Lighting and Electronics, Inc.* (bp) (Entered: 01/23/2013)

01/28/2013 195 JOINT REPORT Rule 26(f) Discovery Plan and Case Scheduling Conference Statement ; estimated length of trial 12 days, filed by Plaintiffs Perritt Emerging Opportunities Fund, Universal Invest Quality SICAV, Antoine de Sejournet.. (Bright, Thomas) (Entered: 01/28/2013)

01/29/2013 196 JOINDER filed by Defendant China Intelligent Lighting and Electronics, Inc. joining in Joint Report Rule 26(f) Discovery Plan, Joint Report Rule 26(f) Discovery Plan 195 . (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 01/29/2013)

02/01/2013 197 NOTICE OF MOTION AND MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. filed by Defendant China Intelligent Lighting and Electronics, Inc.. Motion set for hearing on 4/1/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Memorandum, # 2 Declaration (Partially Redacted) of Timothy A. Horton, # 3 Proposed Order, # 4 Certificate of Service)(Horton, Timothy) (Entered: 02/01/2013)

02/04/2013 198 NOTICE of Manual Filing filed by Defendant China Intelligent Lighting and Electronics, Inc. of Application to Seal Declaration In Support Of Motion To Withdraw As Counsel Of Record; Declaration Of Timothy A. Horton; [Proposed] Order. (Horton, Timothy)

(Entered: 02/04/2013)

02/04/2013 199 ORDER FOR JURY TRIAL by Judge Philip S. Gutierrez: Final Pretrial Conference set for 7/21/2014 02:30 PM. Jury Trial set for 8/5/2014 09:00 AM. (wm) (Entered: 02/04/2013)

02/04/2013 200 MINUTES OF SCHEDULING CONFERENCE held before Judge Philip S. Gutierrez: The Court confers with counsel, and sets the following dates. The Court also directs counsel to submit either an expedited stipulation or an ex parte application with respect to the number of depositions and interrogatories. Trial Order to follow. Last Day to File Initial Disclosures: 03/01/13; Last Day to Add Parties & Amend Pleadings (Doe defendants are dismissed as of cut-off to add parties): 04/30/13; Motion for Class Certification to be Filed by: 07/12/13; Opposition to Motion for Class Certification due: 08/23/13; Reply to Motion for Class Certification due: 10/04/13; Hearing on the Motion for Class Certification (1:30pm): 10/28/13; Discovery Cut-Off: 01/17/14; Last Day to File Motion: 04/29/14; Opening Expert Witness Disclosure [See F.R.Civ.P. 26(a)(2)]: 02/14/14; Last Day to File Initial Disclosures: 03/01/13; Rebuttal Expert Witness Disclosure: 03/14/14; Expert Discovery Cut-Off: 04/18/14; Final Pretrial Conference (2:30 p.m.): 07/21/14; Jury Trial (9:00 a.m.): 08/05/14; Estimated Length: 10 days. Court Reporter: Miriam Baird. (bm) (Entered: 02/04/2013)

02/05/2013 201 ORDER/REFERRAL to ADR Procedure No 3 by Judge Philip S. Gutierrez. Case ordered to a private mediator based upon a stipulation of the parties or by the court order. ADR Proceeding to be held no later than 06/06/14. (bm) (Entered: 02/05/2013)

02/05/2013 202 SEALED DOCUMENT- DECLARATION of Timothy A. Horton in Support of Motion for Leave to Withdraw as Counsel for Defendant China Intelligent Lighting and Electronics Inc. (mat) (Entered: 02/13/2013)

02/05/2013 203 SEALED DOCUMENT- APPLICATION to Seal Declaration in Support of Motion to Withdraw as Counsel of Record. (mat) (Entered: 02/13/2013)

02/05/2013 204 SEALED DOCUMENT- ORDER granting McKenna Long and Aldridge LLP's Motionf or Leave to Withdraw as Counsel for Defendant China Intelligent Lighting and Electronics, Inc. (mat) (Entered: 02/13/2013)

02/15/2013 205 STIPULATION to Continue HEARING DATE ON DEFENDANTS MALONEBAILEYS 12(B)6 MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT from March 18, 2013 to April 15, 2013 filed by Cross-Claimants Richard A. Rappaport, WestPark Capital, Inc..(Reif, Brandon) (Entered: 02/15/2013)

02/15/2013 206 NOTICE OF LODGING filed February 15, 2013 re Stipulation to Continue, 205 (Attachments: # 1 Proposed Order GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANTS MALONEBAILEYS 12(B)6 MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT)(Reif, Brandon) (Entered: 02/15/2013)

02/19/2013 207 ORDER GRANTING REQUEST TO CONTINUE HEARING DATE On Defendants MaloneBailey's 12(B)6 Motion To Dismiss Cross-Claim Of Defendants Westpark Capital, Inc. And Richard A. Rappaport by Judge Philip S. Gutierrez, re MOTION 187 , Stipulation to Continue, 205 : IT IS HEREBY ORDERED THAT: The hearing on MaloneBailey's 12(B)6 Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on March 18, 2013 at 1:30 p.m., is continued until April 15, 2013 at 1:30 p.m. (bm) (Entered: 02/20/2013)

03/01/2013 208 Initial DISCLOSURE filed by Defendant Kempisty & Company, P.C., Cross Defendant Kempisty & Company, P.C. (McMillin, James) (Entered: 03/01/2013)

03/01/2013 209 INITIAL DISCLOSURE Lead Plaintiffs' Initial Disclosure Pursuant to FED. R. CIV. P. 26 (a)(1) filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet (Bright, Thomas) (Entered: 03/01/2013)

03/04/2013 210 INITIAL DISCLOSURE PURSUANT TO F.R.C.P. 26(a)(1) filed by Defendant MaloneBailey LLP (Golson, Patricia) (Entered: 03/04/2013)

03/11/2013 211 MEMORANDUM in Opposition to MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. 197 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Bright, Thomas) (Entered: 03/11/2013)

03/18/2013 212 REPLY In Support MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. 197 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Declaration (Partially Redacted) of Timothy A. Horton, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Certificate of Service)(Horton, Timothy) (Entered: 03/18/2013)

03/18/2013 213 REQUEST FOR JUDICIAL NOTICE re MOTION for Leave to Withdraw As Counsel Of Record For Defendant China Intelligent Lighting And Electronics, Inc. 197 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Certificate of Service)(Horton, Timothy) (Entered: 03/18/2013)

03/18/2013 214 [DOCUMENT WITHDRAWN] First NOTICE of Manual Filing filed by Defendant China Intelligent Lighting and Electronics, Inc. of Application to File Supplemental Declaration of Timothy A. Horton and Supporting Exhibits for In-Camera Review; [Proposed] Order Granting Application. (Attachments: # 1 Certificate of Service)(Horton, Timothy) Modified on 3/19/2013 (bp). (Entered: 03/18/2013)

03/19/2013 215 Notice of Withdrawal of Notice of Manual Filing (G-92), 214 filed by Defendant China Intelligent Lighting and Electronics, Inc.. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 03/19/2013)

03/19/2013 216 Second NOTICE of Manual Filing filed by Defendant China Intelligent Lighting and Electronics, Inc. of Application to File Supplemental Declaration of Timothy A. Horton and Supporting Exhibits for In-Camera Review; Supplemental Declaration of Timothy A. Horton in Support of Motion for Leave to Withdraw as Counsel for Defendant China Intelligent Lighting And Electronics, Inc.; [Proposed] Order Granting Application to File Supplemental Declaration of Timothy A. Horton and Supporting Exhibits for In-Camera Review. (Attachments: # 1 Certificate of Service)(Horton, Timothy) (Entered: 03/19/2013)

03/19/2013 217 Second STIPULATION to Continue HEARING DATE ON DEFENDANT MALONEBAILEYS 12(b)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT from April 15, 2013 to July 22, 2013 filed by Defendants Richard A. Rappaport. (Attachments: # 1 Proposed Order GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANT MALONEBAILEYS 12(b)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT)(Reif, Brandon) (Entered: 03/19/2013)

03/21/2013 218 ORDER GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANT MALONEBAILEY'S 12(B)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT by Judge Philip S. Gutierrez, re Stipulation to Continue, 217 . IT IS HEREBY ORDERED THAT: The hearing on MaloneBailey's 12(b)(6) Motion to Dismiss Cross-

Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on April 15, 2013 at 1:30 p.m., is continued until July 22, 2013 at 1:30 p.m. (bp) (Entered: 03/22/2013)

03/27/2013 219 ORDER GRANTING McKenna Long & Aldridge LLP's Motion for Leave to Withdraw as Counsel for Defendant China Interlligent Lightig and Electronics Inc 197 by Judge Philip S. Gutierrez that MLA is hereby permitted to withdraw as counsel for CIL in this proceeding. (jp) (Entered: 03/27/2013)

03/28/2013 220 PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, upon Defendant Li Xuemei served on 1/28/2013, answer due 2/18/2013. Service of the Summons and Complaint were executed upon Xuemei Li-Individual Defendant in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. Documents left at the desk of Li Jianfu's office. (Rosen, Laurence) (Entered: 03/28/2013)

03/28/2013 221 PROOF OF SERVICE Executed by Plaintiff Antoine de Sejournet, Acerco SA, Perritt Emerging Opportunities Fund, upon Defendant Wu Shilang served on 1/28/2013, answer due 2/18/2013. Service of the Summons and Complaint were executed upon Shiliang Wu-Individual Defendant in compliance with Federal Rules of Civil Procedure by personal service. Original Summons returned. (Rosen, Laurence) (Entered: 03/28/2013)

06/20/2013 222 Third STIPULATION to Continue Hearing on Defendant MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard Rappaport from July 22, 2013 to August 5, 2013 Re: MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rapp 187 filed by Defendants and Cross Claimants Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order)(Reif, Brandon) (Entered: 06/20/2013)

06/24/2013 223 ORDER GRANTING REQUEST TO CONTINUE HEARING DATE ON DEFENDANT MALONEBAILEY'S 12(b)(6) MOTION TO DISMISS CROSS-CLAIM OF DEFENDANTS WESTPARK CAPITAL, INC. AND RICHARD A. RAPPAPORT by Judge Philip S. Gutierrez, re Stipulation to Continue 222 : Pursuant to the Stipulation to Continue Hearing Date on Defendant MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim ofDefendants WestPark Capital, Inc. and Richard A. Rappaport entered into by Defendants WestPark Capital, Inc. and Richard A. Rappaport (the "WestPark Defendants") and Defendant MaloneBailey LLP ("MaloneBailey") through their respective counsel, IT IS HEREBY ORDERED THAT: The hearing on MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on July 22,2013 at 1:30 p.m., is continued until August 5, 2013 at 1:30 p.m. (bm) (Entered: 06/24/2013)

07/10/2013 224 Fourth STIPULATION to Continue Hearing on Defendant MaloneBailey's 12(b)(6) Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc. and Richard A. Rappaport from August 5, 2013 to September 9, 2013 Re: MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rapp 187 filed by Defendants and Cross-Complainants Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order)(Reif, Brandon) (Entered: 07/10/2013)

07/11/2013 228 ORDER by Judge Philip S. Gutierrez, re Stipulation to Continue,, 224 , re: MOTION to Dismiss cross-claim of defendants Westpark Capital, Inc's and Richard A. Rappaport Defendant MaloneBailey's Notice of Motion and 12(B)6 Motion to Dismiss Cross-Claim of Defendants Westpark Capital, Inc's and Richard A. Rapp 187 , IT IS HEREBY

ORDERED THAT:The hearing on MaloneBaileys 12(b)(6) Motion to Dismiss Cross-Claim of Defendants WestPark Capital, Inc. and Richard A. Rappaport, originally set for hearing on August 5, 2013 at 1:30 p.m., is continued until September 9, 2013 at 1:30 p.m. NO OTHER CONTINUANCES WILL BE GRANTED. (lw) (Entered: 07/12/2013)

07/12/2013 225 NOTICE OF MOTION AND MOTION to Certify Class and Appointment of Class Representatives and Class Counsel filed by plaintiff Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. Motion set for hearing on 10/28/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Bright, Thomas) (Entered: 07/12/2013)

07/12/2013 226 MEMORANDUM in Support of MOTION to Certify Class and Appointment of Class Representatives and Class Counsel 225 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Bright, Thomas) (Entered: 07/12/2013)

07/12/2013 227 DECLARATION of Thomas C. Bright in support of MOTION to Certify Class and Appointment of Class Representatives and Class Counsel 225 filed by Plaintiffs Acerco SA, Perritt Emerging Opportunities Fund, Antoine de Sejournet. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Bright, Thomas) (Entered: 07/12/2013)

08/06/2013 229 REQUEST to Substitute attorney Julie Kamps in place of attorney Brandon Reif, David Maurer and Kelsey Hotchkiss filed by defendant Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order On Request For Approval of Substitution of Attorney)(Reif, Brandon) (Entered: 08/06/2013)

08/09/2013 230 ORDER by Judge Philip S. Gutierrez: granting 229 Request to Substitute Attorney. Added attorney Julie Elise Kamps for Richard A. Rappaport and WestPark Capital, Inc. Attorney Brandon Scott Reif terminated (lt) (Entered: 08/09/2013)

08/14/2013 231 REQUEST to Dismiss Cross-Claims filed by Cross-Claimant WestPark Capital, Inc.. Request set for hearing on 8/19/2013 at 01:30 PM before Judge Philip S. Gutierrez. (Attachments: # 1 Proposed Order)(Kamps, Julie) (Entered: 08/14/2013)

08/14/2013 233 DEFENDANTS WESTPARK CAPITAL, INC.'S AND RICHARD A. RAPPAPORT'S REQUET FOR VOLUNTARY DISMISSAL WITHOUT PREJUDICE OF CROSS-CLAIMS AGAINST CO-DEFENDANTS MALONEBAILEY LLP AND KEMPISTRY & COMPANY, P.C. ORDER by Judge Philip S. Gutierrez, re Stipulation for Order,, 232 , MaloneBailey LLP, MaloneBailey LLP, Kempisty & Company, P.C. and Kempisty & Company, P.C. terminated. (bp) (Entered: 08/16/2013)

08/16/2013 232 STIPULATION for Order Joint Stipulation of Voluntary Dismissal WIthout Prejudice of Cross-Claims Against Co-Defendants MaloneBailey LLP and Kempisty & Company, P.C. and Proposed Order filed by Defendants/Cross-Defendants Kempisty & Company, P.C., MaloneBailey LLP, Richard A. Rappaport, WestPark Capital, Inc.. (Attachments: # 1 Proposed Order Joint Stipulation of Voluntary Dismissal WIthout Prejudice of Cross-Claims Against Co-Defendants MaloneBailey LLP and Kempisty & Company, P.C. and Proposed Order)(Moon, Jennifer) (Entered: 08/16/2013)

08/19/2013 234 ORDER FOR JOINT STIPULATION OF VOLUNTARY DISMISSAL WITHOUT PREJUDICE OF CROSS-CLAIMS AGAINST CO-DEFENDANTS MALONEBAILEY LLP AND KEMPISTY & COMPANY P.C. by Judge Philip S. Gutierrez, re Stipulation for Order,, 232 . (bp) (Entered: 08/20/2013)

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