urban tunnelling: constraints and challenges 2011-2012... · urban tunnelling: constraints and...

Urban Tunnelling:Urban Tunnelling:Constraints and ChallengesConstraints and Challenges

(Inaugural Lecture of the Master Course on Tunnels and Underground Space)

ITA/AITESITA/AITES

Prof. Andre Assis, PhD Prof. Andre Assis, PhD (University of Brasilia / ITA)(University of Brasilia / ITA)

AFTES International Congress Lyon 2011AFTES International Congress Lyon 2011““Underground Space for TomorrowUnderground Space for Tomorrow””

Lyon (France) 17Lyon (France) 17--19 October 201119 October 2011

5ConclusionsConclusions

Urban Environment for TunnellingUrban Environment for Tunnelling

Design and Construction AspectsDesign and Construction Aspects

IntroductionIntroduction

Lessons Learnt from AccidentsLessons Learnt from Accidents

Contents

2

3

4

1

Introduction

22

33

44

55

11

•Increase of the urban population

•Environmental Era

•Tunnelling technology

4/404/40

• Mass Transit Systems and Motorways

• Public Utilities

• Flood Control

• Revitalisation of City Centres

• Public Buildings

Demand of Urban Tunnelling

Madrid Road Ring M-30

6/406/40

• Safety– During Construction– During Operation

• Costs (GC = CC + SB)– Expropriation– Indemnification– Devaluation

Difficulties in Deciding forUnderground Structures

Urban Urban TunnellingTunnelling��

ConstraintsConstraints

Public DecisionPublic Decision

Alignment defined by Alignment defined by demanddemand

Geology imposedGeology imposed

Urban Tunnelling in Soft Ground• Most cases of soft ground tunnelling are

in urban environment• Main concern during excavation is the

stability of the opening• Tunnelling-induced displacement field

may reach surface and affect existing nearby structures

• Design may be dominated by admissible-displacement criteria

General Trends in the Tunnelling Industry� High risk type construction methods� Trend towards design + build contracts� One-sided contract conditions� Tight construction schedules� Low financial budgets� Fierce competition in construction

industries

Decade 1990Decade 1990

25.11.2011

““No construction project is risk free.No construction project is risk free.

Risk can be managed, minimised,Risk can be managed, minimised,

shared, transferred or accepted.shared, transferred or accepted.

It cannot be ignored.It cannot be ignored.””

Sir Michael Latham, 1994Sir Michael Latham, 1994

Urban Environment for Tunnelling

13/4013/40

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11Major concerns of urban tunnelling in soft ground and are related to (Kovari & Ramoni, 2004):

• Urban Environment

• Ground Conditions

• Risk Scenarios

UrbanEnvironment

• Constraints for alignment• Shallow overburden• Existence of nearby structures• Foreign objects inside the ground• Restrictions for auxiliary works• Complex geometry

Constraintsfor Alignment

• Usually dominated by the tunnel demand• Influenced by urban constraints (p.ex.

location of ventilation towers) • Preferable under public ground• Unavoidable to underpass existing structures• Cope with existing ground conditions

Shallow Overburden

• Access ways as shallow as possible• Larger and larger tunnel diameters

• Concept of Shallow Tunnel– Type of Failure– Displacement field up to surface or

existing structures

ShallowOverburden �Failure Mode

Existence of Nearby Structures

• Types of structures (transport ways, public utilities, buildings, historical sites etc.)

• Nearby structures are affected by the induced displacement field, but they also affect the displacement field � Interaction

• Sensitivity to potential damages

Existence of Nearby Structures

Foreign Objects inside the Ground

• Direct conflict with tunnel alignment–Structural elements (foundation,

anchors, sheet piles)–Public utilities–Wells–Tree trunks and roots

Foreign Objects inside the Ground

Restrictions forAuxiliary Works• Exploitation• Shaft of attack• Ventilation towers• Muck transport and disposal• Dewatering• Ground improvement• Monitoring

Ground Conditions

• Existing ground conditions– Recent geological formations– Fills– Frequent changing conditions (weathering)– Groundwater

• Complex Local Geology � requires �� Ground Improvement and Reinforcement

Face reinforcement Face reinforcement by fiberglass by fiberglass

elements FGEelements FGE

Steel pipes Steel pipes umbrellaumbrella

Purpose of Ground Improvement(Grasso, 2009)

Note:Note:CONVCONV: Conventional Tunnelling : Conventional Tunnelling

TBMTBM: Mechanised Tunnelling: Mechanised Tunnelling

Needs for Ground Improvement CONV TBM

Geo-problems (thrust zone, shear zone, fault zone especially when water-bearing, zone of very poor quality ground, Kartstic voids …) � �

Insufficient self-supporting time �

Unacceptable ground surface settlement � �

Very low overburden underpasses in urban area � �

Keeping natural water table � �

Global face stability �

Face stability during machine maintenance �

Modify Ground Reaction Curve (GRC) (radial and longitudinal directions) � �

Water inflow with high pressure � �

Interaction of newly designed underground structures with those excavated earlier � �

Flowing ground � �

TunnellingTunnelling

ConventionalConventional

Mechanised Mechanised ““TBMTBM””

Difficult ground conditionDifficult ground condition

Limit work conditionLimit work condition

Risk Scenarios

• Collapses up to surface• Damages due to tunnelling-induced

displacements

Design Criteria in terms of:Design Criteria in terms of:-- FailureFailure-- Admissible DisplacementsAdmissible Displacements

(damages)(damages)

High Visibility of Damages

• Sensitivity of potential damages

• Loss of public confidence is very jeopardising to tunnelling industry

Design and Construction Aspects

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Principles of Tunnelling

• Ground excavation

• Support installation

• Monitoring

Ground-SupportInteraction �

Bearing Ring of Reinforced Ground

ObservationalMethod

Geology

Lab and In-Situ Tests

Designer Experience

Investigation

Geotechnical Properties

Excavation Method and Support System

Structural Model and Design Predictions

Ok?

Construction

Yes

NoElements of

Tunnel Design

Tunnelling-Induced Displacements

Vs = VpVs = Vp

Loss of Ground Vp (mLoss of Ground Vp (m33/m)/m)00 22 4433 5511

1122

33445566

77

Vs (m

Vs (m

33 /m)

/m)

A'A"

BB'

q

p

eei

A

before collapse

collapse

after collapse

colla

pse

crite

rion

Checking for Tunnelling-Induced Damages

• Calculate the green field settlement trough• For structures inside the settlement trough,

check potential damages due to green field settlements and distortions

• For those in critical state, run a more accurate analysis taking into account the structure stiffness

• Perform reinforcement when required

• Mair, R. (2011). ITA Muir Wood Lecture.

Contractor Experience Construction

Ok?

Yes

NoElements of

Construction

Monitoring

Ok?

Yes

No

Safe

4 m6 m

H - 2 m

(H - 2 m) / 2

H

M1

E1

E2P1

M2M4 M3 M5

P2

P4

P6

P3

P7

P5

GRAVELSANDSILTCLAY

coarsemediumfinecoarsemediumfinecoarsemediumfine

Per

cent

Pas

sing

[%]

Particle Size [mm]

0

10

20

30

60 10020620,60,20,060,020,0060,002

40

50

60

70

80

90

100

EPB

1Water for consistency, foam for stickiness

2Foam

3Foam + Polymers, water pressure < 2 bar

4Foam + Polymers + fines, no water pressure

GRAVELSANDSILTCLAY


Per

cent

Pas

sing

[%]

Particle Size [mm]

0

10

20

30

60 10020620,60,20,060,020,0060,002

40

50

60

70

80

90

100

GRAVELSANDSILTCLAY


GRAVELSANDSILTCLAY


Per

cent

Pas

sing

[%]

Particle Size [mm]

0

10

20

30

60 10020620,60,20,060,020,0060,002

40

50

60

70

80

90

100

EPB



2Foam

2Foam





GRAVELSANDSILTCLAY


Per

cent

Pas

sing

[%]

Particle Size [mm]

0

10

20

30

60 10020620,60,20,060,020,0060,002

40

50

60

70

80

90

100

GRAVELSANDSILTCLAY


GRAVELSANDSILTCLAY


Per

cent

Pas

sing

[%]

Particle Size [mm]

0

10

20

30

60 10020620,60,20,060,020,0060,002

40

50

60

70

80

90

100

Fluid-Supported

ASt

anda

rdap

plica

tion

+se

para

tion

ASt

anda

rdap

plica

tion

+se

para

tion

CFa

cesu

ppor

t diffi

cult:

susp

ensio

n+fill

ers

CFa

cesu

ppor

t diffi

cult:

susp

ensio

n+fill

ers

BAn

ti-clo

ggin

g-m

easu

res,

high

sepa

ratio

nef

fort

BAn

ti-clo

ggin

g-m

easu

res,

high

sepa

ratio

nef

fort

Monitoring andTBM Active Control

Control system• Controlling of Boring

Process: guide parameters from interdisciplinary processing of geotechnical, geodetic and machine data

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Statistics on Causes of AccidentsLessons Learnt

Pre-Bidding Documents• Geological investigation and geotechnical

data as much as possible

• Full disclosure of all GG data– Geological model– GG Data Report– Geotechnical Base Report

• Different Ground Conditions � Owner

Design Documents

• Geomechanical model• Structural model of the tunnel• Assumptions, completeness and type of

calculations and simulations– Continuum media?– Type of model and parameters– 2D or 3D analysis?

• Monitoring � threshold values• Design Reviewer

Design during Construction

• Complementary investigation and mapping of all GG conditions

• Monitoring interpretation

• Design back-analysis

• Design Validation

-25

-20

-15

-10

-5

0

5

23/1

1/06

03/1

2/06

13/1

2/06

23/1

2/06

02/0

1/07

12/0

1/07

Data

Rec

alqu

e (m

m) 7.0+86 - P1

7.0+86 - P2

7.0+86 - P3

7.0+96 - P1

7.0+96 - P2

7.0+96 - P3

7.1+06 - P1

7.1+06 - P2

7.1+06 - P3

7.1+15 - P1

7.1+15 - P2

7.1+15 - P3

Construction

• Faithful to the design � changes in agreement

• Quality control (materials and services)

• Integrated risk and construction management � contingency and emergency actions

Role of Contracts

• Keep fair balance– quality, schedule and costs

• Mix of technical and performance specifications � quality control

• Independent auditing and full disclosure of control parameters

• Incorporate risk management and risk sharing

Conclusions

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11• Urban tunnelling is a great and

increasing demand worldwide

• Urban tunnelling is challenging due to urban environment and its constraints

• Urban tunnelling is likely dominated by limit admissible damage criteria

• Risk management has to be incorporated in all project phases