U.S. ETP MONTHLY FLASH August 2013

Source: NYSE Arca ETP Database and ArcaVision. Statistics include only NYSE Arca listed ETPs which are derivatively priced securities that can trade intraday on a securities exchange. ETPs are typically benchmarked to indices or static baskets of stocks, futures, swap and commodities or may be actively managed. Products that fall under the ETP umbrella include Exchange Traded Funds (ETFs), Exchange Traded Vehicles (ETVs), Exchange Traded Notes (ETNs) and Certificates. ©2013 NYSE Euronext. All rights reserved. No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the prior written consent of NYSE Euronext. NYSE Euronext and its affiliates do not recommend or make any representation as to possible benefits from any securities or investments, or third-party products or services. Investors should undertake their own due diligence regarding securities and investment practices. This publication is intended solely for informational purposes, and, while believed correct, no warranty is made of the accuracy of the data herein.

In August, 11 new ETPs listed on NYSE Arca

At the end of August, 1,404 ETPs were listed on NYSE Arca

US ETP notional volume represented 27.53% of all CTA issues in August 2013. This is up from 25.35% from August 2012

US ETP daily average turnover was approximately $53.33 billion in August 2013, up 25.95% from $43.14 billion in August 2012

NYSE Arca was at the NBBO 90.45% of the time, leading all US exchanges

NYSE Arca had 21.4% of all US ETP trading volume, leading all US exchanges

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NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

Highlights from August 2013

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NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

Top 10 Most Actively Traded Securities in the U.S (by Turnover Volume) August

Symbol Name Product

Type Consolidated

Trading Volume Consolidated Turnover

Volume ($) Average Daily Trading

Volume Average Daily Turnover

Volume ($)

SPY SPDR S&P 500 ETF Trust ETF 2,281,531,196 $380,832,160,970 103,705,963 $17,310,552,771

AAPL Apple Inc. Stock 293,295,605 $142,949,393,066 13,331,618 $6,497,699,685

IWM iShares Russell 2000 ETF ETF 641,504,718 $65,982,583,702 29,159,305 $2,999,208,350

EEM iShares MSCI Emerging Markets ETF ETF 1,409,673,002 $54,626,783,948 64,076,046 $2,483,035,634

FB Facebook, Inc. Class A Stock 1,348,511,659 $52,497,116,602 61,295,985 $2,386,232,573

QQQ PowerShares QQQ Trust, Series 1 ETF 529,257,927 $40,316,311,216 24,057,179 $1,832,559,601

TSLA Tesla Motors, Inc. Stock 260,912,663 $39,863,332,907 11,859,667 $1,811,969,678

MSFT Microsoft Corp Stock 1,099,969,318 $36,281,159,214 49,998,605 $1,649,143,601

GOOG Google, Inc. Stock 33,508,970 $29,356,584,342 1,523,135 $1,334,390,197

BAC Bank of America Corp. Stock 1,932,535,147 $27,918,541,449 87,842,507 $1,269,024,611

Top 10 Most Actively Traded ETPs in the U.S. (by Turnover Volume) in August

SPY SPDR S&P 500 ETF Trust ETF 2,281,531,196 $380,832,160,970 103,705,963 $17,310,552,771

IWM iShares Russell 2000 ETF ETF 641,504,718 $65,982,583,702 29,159,305 $2,999,208,350

EEM iShares MSCI Emerging Markets ETF ETF 1,409,673,002 $54,626,783,948 64,076,046 $2,483,035,634

QQQ PowerShares QQQ Trust, Series 1 ETF 529,257,927 $40,316,311,216 24,057,179 $1,832,559,601

GDX Market Vectors Gold Miners ETF ETF 974,422,594 $27,559,169,008 44,291,936 $1,252,689,500

GLD SPDR Gold Trust, SPDR Gold Shares ETV 194,644,011 $25,552,856,773 8,847,455 $1,161,493,490

TLT iShares 20+ Year Treasury Bond ETF ETF 197,262,402 $20,674,231,097 8,966,473 $939,737,777

EFA iShares MSCI EAFE ETF ETF 316,026,319 $19,320,233,463 14,364,833 $878,192,430

DIA SPDR Dow Jones Industrial Average ETF Trust ETF 125,372,834 $18,961,337,036 5,698,765 $861,878,956

EWZ iShares MSCI Brazil Capped ETF ETF 395,712,437 $17,101,342,850 17,986,929 $777,333,766

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NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

New ETPs Launched on NYSE Arca in August

Symbol Listing Date

Name Product

Type Consolidated

Trading Volume Consolidated

Turnover Volume ($) Average Daily Trading

Volume Average Daily

Turnover Volume ($)

FNDB 8/15/2013 Schwab Fundamental U.S. Broad Market Index

ETF ETF 264,604 $6,468,650 22,050 $539,054

FNDX 8/15/2013 Schwab Fundamental U.S. Large Company

Index ETF ETF 211,997 $5,157,974 17,666 $429,831

FNDA 8/15/2013 Schwab Fundamental U.S. Small Company

Index ETF ETF 140,719 $3,437,502 11,727 $286,459

FNDF 8/15/2013 Schwab Fundamental International Large

Company Index ETF ETF 256269 $6,391,330 21,356 $532,611

FNDC 8/15/2013 Schwab Fundamental International Small

Company Index ETF ETF 94,596 $2,354,556 7,883 $196,213

FNDE 8/15/2013 Schwab Fundamental Emerging Markets Large

Company Index ETF ETF 105,376 $2,606,041 8,781 $217,170

EMHD 8/15/2013 EGShares EM Dividend High Income ETF ETF 5,825 $112,420 364 $7,026

CMDT 8/9/2013 iShares Dow Jones-UBS Roll Select Commodity

Index Trust ETV 10,630 $550,793 664 $34,425

MLPX 8/7/2013 Global X MLP & Energy Infrastructure ETF ETF 1,148,692 $17,162,443 63,816 $953,469

FMF 8/2/2013 First Trust Morningstar Managed Futures

Strategy Fund ETF 11,468 $568,302 546 $27,062

NASH 8/1/2013 Nashville Area ETF ETF 259,257 $6,510,191 11,784 $295,918

NYSE ARCA US EXCHANGE TRADED PRODUCTS (ETP)

YTD August 2013, 98 ETPs have listed in the US, 79 of which were listed on NYSE Arca In August, 11 ETPs listed on Arca NYSE Arca ETPs have a total AUM of approx $1.43 trillion

AU

M ($

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May-13

Jun-13 Jul-13 Aug-13

ETF 1019 1041 1047 1056 1062 1069 1076 1062 1057 1044 1045 1048 1047 1046 1040 1057 1063 1072 1083 1092

ETV 76 76 74 75 75 78 80 80 80 80 80 81 81 82 82 81 80 80 80 81

ETN 203 211 212 214 216 217 218 218 204 205 210 208 207 205 206 206 208 203 203 203

Certificate 54 52 49 48 47 43 39 38 37 37 35 33 33 32 32 32 30 30 28 28

AUM ($ trillion) 1.08 1.16 1.21 1.21 1.19 1.15 1.2 1.22 1.28 1.3 1.31 1.34 1.33 1.36 1.39 1.41 1.43 1.39 1.44 1.43

Issuer # of ETPs New in August New YTD Turnover

AdvisorShares 18 2 $272,419,603

ALPS 11 3 $1,283,069,097

ArrowShares 1 $47,770,402

Bank of America 12 $9,650,496

Barclays Bank PLC 81 4 $15,165,617,884

Cambria 1 1 $34,176,109

Charles Schwab 21 6(FNDB,FNDX,FNDA,FNDF,FNDC,F

NDE) 6 $2,173,665,962

Citigroup 17 $16,600,973

Columbia Management 5 $3,089,165

Credit Suisse 7 2 $123,129,610

Deutsche Bank 57 2 $2,951,205,485

Direxion Shares 50 6 $48,864,243,099

Emerging Global 24 1(EMHD) 2 $180,928,832

ETF Securities 7 $421,854,285

Exchange Traded Concepts

5 2 $55,456,436

FactorShares 8 $9,529,891

FirstTrust 60 1(FMF) 2 $2,997,195,568

FlexShares 13 3 $468,491,999

Global X 34 1(MLPX) 5 $600,081,271

NYSE ARCA ETPS BY ISSUER

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Issuer # of ETPs New in August New YTD Turnover

Goldman Sachs 2 $9,329,991

GreenHaven 1 $76,868,636

Guggenheim 69 3 $4,713,164,749

Horizons ETFs 1 1 $8,219,010

HSBC 1 $844,767

Huntington 2 $3,876,394

Index IQ 11 $98,546,990

Invesco PowerShares 100 4 $47,921,265,218

iShares 246 1(CMDT) 17 $342,373,125,267

Jefferies 1 $4,573,622

JPMorgan Chase & Co. 4 $580,567,672

Krane Shares 1 1 $568,570

LocalShares 1 1(NASH) 1 $6,510,191

Market Vectors 53 3 $36,999,905,936

Morgan Stanley 6 $20,549,423

Pax ETFs 1 $4,130,445

PIMCO 20 1 $2,890,302,092

Precidian Funds 1 $246,772,984

NYSE ARCA ETPS BY ISSUER

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Issuer # of ETPs New in August New YTD Turnover

ProShares 134 $63,123,168,820

Pyxis Funds 1 $17,151,214

QuantShares 4 $20,455,468

RevenueShares 6 $87,492,814

Royal Bank of Scotland 13 $97,010,675

Russell ETFs 1 $2,261,483

SPDR ETFs 123 6 $542,498,008,154

Sprott Asset Management 3 $504,145,867

Swedish Export Credit (SEK) 7 171721332

Teucrium 7 $90,554,743

UBS 29 $841,754,107

United States Commodity Funds LLC

12 $7,831,448,570

Vanguard 48 $48,821,577,885

VelocityShares 20 2 $8,523,083,193

WisdomTree 43 $9,914,409,826

NYSE ARCA ETPS BY ISSUER

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U.S. ETP CONSOLIDATED VOLUMES

During the month of August, US ETP CADV was 944.31 million and daily notional value was $54.33 billion

By the end of August, US ETP share and notional volume represented 17.26% and 27.53%, respectively of all CTA issues

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0.00%

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Oct

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27.53%

17.26%

U.S. ETP MARKET SHARE BY TRADING VENUE

In August 2013, NYSE Arca led all exchanges with an ETP trading market share of 21.4% ETP trades occurring off-exchange in August 2013 represented 32.40%, a significant rise from 29.1% in

August 2012

10

0.00%

5.00%

10.00%

15.00%

20.00%

25.00%

30.00%

35.00%

40.00%

TRF (Off-Exchange)NYSE Arca

NASDAQ

BATS

Direct Edge

Other

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NYSE ARCA ETP OPENING & CLOSING AUCTION

97.0%

98.0%

99.0%

100.0%

-

100,000,000

200,000,000

300,000,000

400,000,000

500,000,000

600,000,000

Opening Auction Volume Closing Auction Volume

NYSE Arca Opening Auction Market Share NYSE Arca Closing Auction Market Share

Mo

nth

ly S

har

e V

olu

me

Au

ction

Market Sh

are

DISCLAIMER

©2013 NYSE Euronext. All rights reserved. NYSE Euronext and its affiliates do not recommend or make any representation as to possible benefits from any securities or investments, or third-party products or services. Investors should undertake their own due diligence regarding their securities and investment practices.

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